Federal Register / Vol. 89, No. 246 / Monday, December 23, 2024 / Notices 104597 

19 17 CFR 200.30–3(a)(12). 

or otherwise in furtherance of the 

purposes of the Act. 

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s internet 

comment form (www.sec.gov/rules/ 

sro.shtml); or 

• Send an email to rule-comments@

sec.gov. Please include File Number SR– 

FICC–2024–012 on the subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Secretary, Securities and Exchange 

Commission, 100 F Street NE, 

Washington, DC 20549. 

All submissions should refer to File 

Number SR–FICC–2024–012. This file 

number should be included on the 

subject line if email is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

internet website (www.sec.gov/rules/ 

sro.shtml). Copies of the submission, all 

subsequent amendments, all written 

statements with respect to the proposed 

rule change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for website viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street NE, 

Washington, DC 20549 on official 

business days between the hours of 

10:00 a.m. and 3:00 p.m. Copies of the 

filing also will be available for 

inspection and copying at the principal 

office of FICC and on DTCC’s website 

(www.dtcc.com/legal/sec-rule-filings). 

Do not include personal identifiable 

information in submissions; you should 

submit only information that you wish 

to make available publicly. We may 

redact in part or withhold entirely from 

publication submitted material that is 

obscene or subject to copyright 

protection. All submissions should refer 

to File Number SR–FICC–2024–012 and 

should be submitted on or before 

January 13, 2025. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.19

Sherry R. Haywood, 

Assistant Secretary. 

[FR Doc. 2024–30520 Filed 12–20–24; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[SEC File No. 270–425, OMB Control No. 

3235–0468] 

Proposed Collection; Comment 

Request; Reinstatement Without 

Change: Rule 10A–1 

Upon Written Request, Copies Available 

From: Securities and Exchange 

Commission, Office of FOIA Services, 

100 F Street NE, Washington, DC 

20549–2736 

Notice is hereby given that, pursuant 

to the Paperwork Reduction Act of 1995 

(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the 

Securities and Exchange Commission 

(‘‘Commission’’) is soliciting comments 

on the collection of information 

provided for in Rule 10A–1 (17 CFR 

240.10A–1), under the Securities 

Exchange Act of 1934 (‘‘Act’’) (15 U.S.C. 

78a et seq.). The Commission plans to 

submit this existing collection of 

information to the Office of 

Management and Budget (‘‘OMB’’) for 

reinstatement and approval. 

Rule 10A–1 (17 CFR 240.10A–1) 

implements the reporting requirements 

in Section 10A of the Exchange Act (15 

U.S.C. 78j–1) which was enacted by 

Congress on December 22, 1995 as part 

of the Private Securities Litigation 

Reform Act of 1995, Public Law 104–67, 

109 Stat 737. Under section 10A and 

Rule 10A–1, reporting occurs only if a 

registrant’s board of directors receives a 

report from its auditor that (1) there is 

an illegal act material to the registrant’s 

financial statements, (2) senior 

management and the board have not 

taken timely and appropriate remedial 

action, and (3) the failure to take such 

action is reasonably expected to warrant 

the auditor’s modification of the audit 

report or resignation from the audit 

engagement. The board of directors 

must notify the Commission within one 

business day of receiving such a report. 

If the board fails to provide that notice, 

then the auditor, within the next 

business day, must provide the 

Commission with a copy of the report 

that it gave to the board. 

Likely respondents are those 

registrants filing audited financial 

statements under the Securities 

Exchange Act of 1934 (15 U.S.C. 78a, et 

seq.) and the Investment Company Act 

of 1940 (15 U.S.C. 80a–1, et seq.). 

This information collection 

requirement was previously approved 

by OMB, but the approval expired on 

June 30, 2021. Accordingly, the 

Commission will request a 

reinstatement of OMB’s approval. 

It is estimated that Rule 10A–1 results 

in an aggregate additional reporting 

burden of 5 hours per year. The 

estimated average burden hours are 

solely for purposes of the Paperwork 

Reduction Act and are not derived from 

a comprehensive or even a 

representative survey or study of the 

costs of SEC rules or forms. 

Written comments are invited on: (a) 

whether the proposed collection of 

information is necessary for the proper 

performance of the functions of the 

agency, including whether the 

information will have practical utility; 

(b) the accuracy of the agency’s estimate 

of the burden of the collection of 

information; (c) ways to enhance the 

quality, utility, and clarity of the 

information collected; and (d) ways to 

minimize the burden of the collection of 

information on respondents, including 

through the use of automated collection 

techniques or other forms of information 

technology. Consideration will be given 

to comments and suggestions submitted 

in writing within 60 days of this 

publication. 

Please direct your written comments 

to Austin Gerig, Director/Chief Data 

Officer, Securities and Exchange 

Commission, c/o Tanya Ruttenberg, 100 

F Street NE, Washington, DC 20549 or 

send an email to: PRA_Mailbox@

sec.gov. 

Dated: December 17, 2024. 

Sherry R. Haywood, 

Assistant Secretary. 

[FR Doc. 2024–30495 Filed 12–20–24; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–101941; File No. SR-Phlx2024–69] 

Self-Regulatory Organizations; Nasdaq 

PHLX LLC; Notice of Filing and 

Immediate Effectiveness of Proposed 

Rule Change To Amend Options 7, 

Section 9 

December 17, 2024. 

Pursuant to Section 19(b)(1) of the 

Securities Exchange Act of 1934 


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