# C_2021465EN.01018501.xml

| 17.11.2021 | EN | Official Journal of the European Union | C 465/185 |
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17.11.2021

EN

Official Journal of the European Union

C 465/185

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P9_TA(2021)0046

Markets in financial instruments ***I

European Parliament legislative resolution of 11 February 2021 on the proposal for a directive of the European Parliament and of the Council amending Directive 2014/65/EU as regards information requirements, product governance and position limits to help the recovery from the COVID-19 pandemic (COM(2020)0280 — C9-0210/2020 — 2020/0152(COD))

(Ordinary legislative procedure: first reading)

(2021/C 465/26)

The European Parliament,

| — | having regard to the Commission proposal to Parliament and the Council (COM(2020)0280), |
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having regard to the Commission proposal to Parliament and the Council (COM(2020)0280),

| — | having regard to Article 294(2) and Article 53(1) of the Treaty on the Functioning of the European Union, pursuant to which the Commission submitted the proposal to Parliament (C9-0210/2020), |
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having regard to Article 294(2) and Article 53(1) of the Treaty on the Functioning of the European Union, pursuant to which the Commission submitted the proposal to Parliament (C9-0210/2020),

| — | having regard to Article 294(3) of the Treaty on the Functioning of the European Union, |
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having regard to Article 294(3) of the Treaty on the Functioning of the European Union,

| — | having regard to the opinion of the European Economic and Social Committee of 29 October 2020 (1), |
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having regard to the opinion of the European Economic and Social Committee of 29 October 2020 (1),

| — | having regard to the provisional agreement approved by the committee responsible under Rule 74(4) of its Rules of Procedure and the undertaking given by the Council representative by letter of 16 December 2020 to approve Parliament’s position, in accordance with Article 294(4) of the Treaty on the Functioning of the European Union, |
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having regard to the provisional agreement approved by the committee responsible under Rule 74(4) of its Rules of Procedure and the undertaking given by the Council representative by letter of 16 December 2020 to approve Parliament’s position, in accordance with Article 294(4) of the Treaty on the Functioning of the European Union,

| — | having regard to Rule 59 of its Rules of Procedure, |
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having regard to Rule 59 of its Rules of Procedure,

| — | having regard to the report of the Committee on Economic and Monetary Affairs (A9-0208/2020), |
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having regard to the report of the Committee on Economic and Monetary Affairs (A9-0208/2020),

| 1. | Adopts its position at first reading hereinafter set out; |
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1.

| 2. | Calls on the Commission to refer the matter to Parliament again if it replaces, substantially amends or intends to substantially amend its proposal; |
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2.

| 3. | Instructs its President to forward its position to the Council, the Commission and the national parliaments. |
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3.

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(1)  OJ C 10, 11.1.2021, p. 30.

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P9_TC1-COD(2020)0152

Position of the European Parliament adopted at first reading on 11 February 2021 with a view to the adoption of Directive (EU) 2021/... of the European Parliament and of the Council amending Directive 2014/65/EU as regards information requirements, product governance and position limits, and Directives 2013/36/EU and (EU) 2019/878 as regards their application to investment firms, to help the recovery from the COVID-19 crisis

(As an agreement was reached between Parliament and Council, Parliament's position corresponds to the final legislative act, Directive (EU) 2021/338.)

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