Federal Register / Vol. 89, No. 235 / Friday, December 6, 2024 / Notices 97151 

19 17 CFR 200.30–3(a)(12). 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3The Exchange adopted Nasdaq Rule 5750 in 

Securities Exchange Act Release No. 89110 (June 

22, 2020), 85 FR 38461 (June 26, 2020) (SR– 

NASDAQ–2020–032). 

4The SEC previously approved Stance Equity 

ESG Large Cap Core ETF, which was the 

predecessor of the Fund before it was reorganized 

and renamed as Hennessy Stance ESG Large Cap 

ETF. The Fund subsequently filed to amend its 

investment strategy and change its name to 

Hennessy Stance ESG ETF. See Securities Exchange 

Act Release Nos. 91266 (March 5, 2021), 86 FR 

13930 (March 11, 2021) (SR–NYSEArca–2020–104) 

(Order Approving a Proposed Rule Change, as 

Modified by Amendment No. 2, to List and Trade 

Shares of the Stance Equity ESG Large Cap Core 

ETF under NYSE Arca Rule 8.601–E) (‘‘2020 

Filing’’); 34–94961 (May 23, 2022), 87 FR 32215 

(May 27, 2022) (Notice of filing and Immediate 

Effectiveness of Proposed Rule Change to facilitate 

the use of custom baskets by certain series of Active 

Proxy Portfolio Shares) (‘‘Custom Basket Filing’’); 

96559 (December 21, 2022), 87 FR 79919 (December 

28, 2022) (SR–NYSEARCA–2022–84) (Notice of 

Filing and Immediate Effectiveness of Proposed 

Rule Change to Amend Certain Representations, 

including renaming the Fund from Stance Equity 

ESG Large Cap Core ETF to Hennessy Stance ESG 

Large Cap ETF) (‘‘2022 Filing’’); and 97378 (April 

25, 2023), 88 FR 26636 (May 1, 2023) (SR– 

NYSEARCA–2023–34) (Notice of Filing and 

Immediate Effectiveness of Proposed Rule Change 

To Amend Certain Representations Relating to the 

Hennessy Stance ESG Large Cap ETF) (‘‘2023 

Filing’’) (2020 Filing, as amended by Custom Basket 

Filing, 2022 Filing and 2023 Filing, will be referred 

to hereinafter as ‘‘Fund Filing’’). 

5The term ‘‘Proxy Portfolio Share’’ means a 

security that: (A) represents an interest in an 

investment company registered under the 

Investment Company Act of 1940 (‘‘Investment 

Company’’) organized as an open-end management 

investment company, that invests in a portfolio of 

securities selected by the Investment Company’s 

investment adviser consistent with the Investment 

Company’s investment objectives and policies; (B) 

is issued in a specified aggregate minimum number 

in return for a deposit of a specified Proxy Basket 

or Custom Basket, as applicable, and/or a cash 

amount with a value equal to the next determined 

net asset value; (C) when aggregated in the same 

specified minimum number, may be redeemed at a 

holder’s request, which holder will be paid 

specified Proxy Basket or Custom Basket, as 

applicable, and/or a cash amount with a value equal 

to the next determined net asset value; and (D) the 

portfolio holdings for which are disclosed within at 

least 60 days following the end of every fiscal 

quarter. See Nasdaq Rule 5750(c)(1). 

6The term ‘‘Fund Portfolio’’ means the identities 

and quantities of the securities and other assets 

held by the Investment Company that will form the 

basis for the Investment Company’s calculation of 

Continued 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

internet website (https://www.sec.gov/ 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for website viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street NE, 

Washington, DC 20549, on official 

business days between the hours of 10 

a.m. and 3 p.m. Copies of the filing also 

will be available for inspection and 

copying at the principal office of the 

Exchange. Do not include personal 

identifiable information in submissions; 

you should submit only information 

that you wish to make available 

publicly. We may redact in part or 

withhold entirely from publication 

submitted material that is obscene or 

subject to copyright protection. All 

submissions should refer to file number 

SR–GEMX–2024–41 and should be 

submitted on or before December 27, 

2024. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.19

Sherry R. Haywood, 

Assistant Secretary. 

[FR Doc. 2024–28541 Filed 12–5–24; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–101783; File No. SR– 

NASDAQ–2024–075] 

Self-Regulatory Organizations; The 

Nasdaq Stock Market LLC; Notice of 

Filing and Immediate Effectiveness of 

Proposed Rule Change To List and 

Trade Shares of the Hennessy Stance 

ESG ETF Under Nasdaq Rule 5750 

(Proxy Portfolio Shares) 

December 2, 2024. 

Pursuant to Section 19(b)(1) of the 

Securities Exchange Act of 1934 

(‘‘Act’’),1 and Rule 19b–4 thereunder,2

notice is hereby given that on November 

25, 2024, The Nasdaq Stock Market LLC 

(‘‘Nasdaq’’ or ‘‘Exchange’’) filed with the 

Securities and Exchange Commission 

(‘‘Commission’’) the proposed rule 

change as described in Items I and II 

below, which Items have been prepared 

by the Exchange. The Commission is 

publishing this notice to solicit 

comments on the proposed rule change 

from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

The Exchange proposes to The 

Exchange proposes to list and trade 

shares of the Hennessy Stance ESG ETF 

(the ‘‘Fund’’) under Nasdaq Rule 5750 

(‘‘Proxy Portfolio Shares’’). Currently, 

the shares of the Fund are listed and 

traded on NYSE Arca, Inc. (‘‘Arca’’). The 

shares of the Fund are referred to herein 

as the ‘‘Shares.’’ 

The text of the proposed rule change 

is set forth below. 

II. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

In its filing with the Commission, the 

Exchange included statements 

concerning the purpose of and basis for 

the proposed rule change and discussed 

any comments it received on the 

proposed rule change. The text of these 

statements may be examined at the 

places specified in Item IV below. The 

Exchange has prepared summaries, set 

forth in sections A, B, and C below, of 

the most significant aspects of such 

statements. 

A. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

1. Purpose 

The Exchange proposes to list and 

trade Shares of the Fund under Nasdaq 

Rule 5750.3 Currently, the Shares of the 

Fund are listed and traded on Arca 

under Arca Rule 8.601–E (Active Proxy 

Portfolio Shares).4 The Shares of the 

Fund are issued by Hennessy Funds 

Trust (the ‘‘Issuer’’), a statutory trust 

organized under the laws of the State of 

Delaware and registered with the 

Commission as an open-end 

management investment company. The 

Fund’s investment adviser is Hennessy 

Advisors, Inc. (the ‘‘Adviser’’). Stance 

Capital, LLC and Vident Advisory, LLC 

are the sub-advisers (the ‘‘SubAdvisers’’) for the Fund. 

All descriptions, representations, and 

information provided with respect to 

the Fund and the operation of the Fund 

in the Fund Filing remain unchanged 

with the exception of the Nasdaq listing 

rules that would apply as discussed 

herein. 

Nasdaq Rule 5750(b) provides that if 

the investment adviser to the 

investment company issuing Proxy 

Portfolio Shares 5 is registered as a 

broker-dealer or is affiliated with a 

broker-dealer, such investment adviser 

will erect and maintain a ‘‘fire wall’’ 

between the investment adviser and 

personnel of the broker-dealer or brokerdealer affiliate, as applicable, with 

respect to access to information 

concerning the composition of and/or 

changes to the Fund Portfolio,6 the 


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97152 Federal Register / Vol. 89, No. 235 / Friday, December 6, 2024 / Notices 

net asset value at the end of the business day. See 

Nasdaq Rule 5750(c)(2). 

7The term ‘‘Proxy Basket’’ means the identities 

and quantities of the securities and other assets 

included in a basket that is designed to closely track 

the daily performance of the Fund Portfolio, as 

provided in the exemptive relief under the 1940 Act 

applicable to a series of Proxy Portfolio Shares. The 

website for each series of Proxy Portfolio Shares 

shall disclose the following information regarding 

the Proxy Basket as required under this Rule 5750, 

to the extent applicable: (A) Ticker symbol; (B) 

CUSIP or other identifier; (C) Description of 

holding; (D) Quantity of each security or other asset 

held; and (E) Percentage weight of the holding in 

the portfolio. See Nasdaq Rule 5750(c)(5). 

8For purposes of this rule, the term ‘‘Custom 

Basket’’ means a portfolio of securities that is 

different from the Proxy Basket and is otherwise 

consistent with the exemptive relief issued 

pursuant to the Investment Company Act of 1940 

applicable to a series of Proxy Portfolio Shares. See 

Nasdaq Rule 5750(c)(6). 

9The term ‘‘Reporting Authority’’ in respect of a 

particular series of Proxy Portfolio Shares means 

the Exchange, an institution, or a reporting service 

designated by the Exchange or by the exchange that 

lists a particular series of Proxy Portfolio Shares (if 

the Exchange is trading such series pursuant to 

unlisted trading privileges) as the official source for 

calculating and reporting information relating to 

such series, including, but not limited to, the Proxy 

Basket; the Fund Portfolio; Custom Basket; the 

amount of any cash distribution to holders of Proxy 

Portfolio Shares, net asset value, or other 

information relating to the issuance, redemption or 

trading of Proxy Portfolio Shares. A series of Proxy 

Portfolio Shares may have more than one Reporting 

Authority, each having different functions. See 

Nasdaq Rule 5750(c)(3). 

Proxy Basket 7 and/or Custom Basket,8

as applicable. In addition, Nasdaq Rule 

5750(b)(5) further requires that any 

person related to the investment adviser 

or Investment Company who makes 

decisions pertaining to the Investment 

Company’s Fund Portfolio, the Proxy 

Basket, and/or Custom Basket, as 

applicable, or has access to nonpublic 

information regarding the Fund 

Portfolio, the Proxy Basket, and/or 

Custom Basket, as applicable, or 

changes thereto must be subject to 

procedures designed to prevent the use 

and dissemination of material 

nonpublic information regarding the 

Fund Portfolio and/or the Proxy Basket, 

and/or Custom Basket, as applicable, or 

changes thereto. 

In addition, in accordance with 

Nasdaq Rule 5750(b)(6), any person or 

entity, including a custodian, Reporting 

Authority,9 distributor, or administrator, 

who has access to nonpublic 

information regarding the Fund 

Portfolio, the Proxy Basket or Custom 

Basket, as applicable, or changes 

thereto, must be subject to procedures 

designed to prevent the use and 

dissemination of material nonpublic 

information regarding the applicable 

Fund Portfolio, the Proxy Basket or 

Custom Basket, as applicable, or 

changes thereto. Moreover, if any such 

person or entity is registered as a brokerdealer or affiliated with a broker-dealer, 

such person or entity will erect and 

maintain a ‘‘fire wall’’ between the 

person or entity and the broker-dealer 

with respect to access to information 

concerning the composition of and/or 

changes to such Fund Portfolio, Proxy 

Basket or Custom Basket, as applicable, 

or changes thereto. 

The Adviser and Sub-Advisers are not 

registered as broker-dealers and are not 

affiliated with a broker-dealer. In the 

event (a) the Adviser or Sub-Adviser(s) 

becomes registered as a broker-dealer or 

becomes newly affiliated with a brokerdealer, or (b) any new adviser or subadviser is a registered broker-dealer, or 

becomes affiliated with a broker-dealer, 

it will implement and maintain a ‘‘fire 

wall’’ with respect to its relevant 

personnel or its broker-dealer affiliate 

regarding access to information 

concerning the composition and/or 

changes to the Fund Portfolio, Proxy 

Basket or Custom Basket, as applicable, 

and will be subject to procedures 

designed to prevent the use and 

dissemination of material non-public 

information regarding the Fund 

Portfolio, Proxy Basket or Custom 

Basket, as applicable, or changes 

thereto. Any person related to the 

Adviser, Sub-Adviser(s), or the Fund 

who makes decisions pertaining to the 

Fund Portfolio, Proxy Basket or Custom 

Basket, as applicable, or has access to 

non-public information regarding the 

Fund Portfolio, Proxy Basket or Custom 

Basket, as applicable, or changes thereto 

are subject to procedures reasonably 

designed to prevent the use and 

dissemination of material non-public 

information regarding the Fund 

Portfolio, Proxy Basket or Custom 

Basket, as applicable, or changes 

thereto. 

Trading Halts 

With respect to trading halts, the 

Exchange may consider all relevant 

factors in exercising its discretion to 

halt or suspend trading in the Shares. 

The Exchange will halt trading in the 

Shares under the conditions specified in 

Nasdaq Rules 4120 and 4121, including 

without limitation the conditions 

specified in Nasdaq Rule 4120(a)(9) and 

(10) and the trading pauses under 

Nasdaq Rules 4120(a)(11) and (12). 

Trading may be halted because of 

market conditions or for reasons that, in 

the view of the Exchange, make trading 

in the Shares inadvisable. These may 

include: (1) the extent to which trading 

is not occurring in the securities and/or 

financial instruments composing the 

Proxy Basket or Fund Portfolio; or (2) 

whether other unusual conditions or 

circumstances detrimental to the 

maintenance of a fair and orderly 

market are present. Trading in the 

Shares also will be subject to Rule 

5750(d)(2)(D), which sets forth 

circumstances under which a series of 

Proxy Portfolio Shares may be halted. 

Trading Rules 

The Exchange deems the Shares to be 

equity securities, thus rendering trading 

in the Shares subject to the Exchange’s 

existing rules governing the trading of 

equity securities. The Exchange will 

allow trading in the Shares from 4:00 

a.m. to 8:00 p.m. ET. The Exchange has 

appropriate rules to facilitate 

transactions in the Shares during all 

trading sessions. As provided in Nasdaq 

Rule 5750(b)(3), the minimum price 

variation for quoting and entry of orders 

in Proxy Portfolio Shares traded on the 

Exchange is $0.01. The Shares of the 

Fund will conform to the initial and 

continued listing criteria set forth in 

Nasdaq Rule 5750. 

With respect to Proxy Portfolio 

Shares, all of the Exchange member 

obligations relating to product 

description and prospectus delivery 

requirements will continue to apply in 

accordance with Exchange rules and 

federal securities laws, and the 

Exchange and FINRA will continue to 

monitor Exchange members for 

compliance with such requirements. 

Surveillance 

The Exchange believes that its 

surveillance procedures are adequate to 

properly monitor the trading of the 

Shares on the Exchange during all 

trading sessions and to deter and detect 

violations of Exchange rules and the 

applicable federal securities laws. 

Additionally, Nasdaq Rule 5750(b)(4) 

provides that the Exchange will 

implement and maintain written 

surveillance procedures for Proxy 

Portfolio Shares. As part of these 

surveillance procedures, the Investment 

Company’s investment adviser will 

upon request by the Exchange or 

FINRA, on behalf of the Exchange, make 

available to the Exchange or FINRA the 

daily Fund Portfolio of each series of 

Proxy Portfolio Shares. 

Trading of Shares on the Exchange 

will be subject to the Exchange’s 

surveillance program for derivative 

products, as well as cross-market 

surveillances administered by FINRA, 

on behalf of the Exchange pursuant to 

a regulatory services agreement, which 

are also designed to detect violations of 

Exchange rules and applicable federal 

securities laws. The Exchange is 

responsible for FINRA’s performance 

under this regulatory services 

agreement. 


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Federal Register / Vol. 89, No. 235 / Friday, December 6, 2024 / Notices 97153 

10For a list of the current members of ISG, see 

www.isgportal.com. 

11 15 U.S.C. 78f(b). 12 15 U.S.C. 78f(b)(5). 

13 15 U.S.C. 78s(b)(3)(A). 

14 17 CFR 240.19b–4(f)(6). In addition, Rule 19b– 

4(f)(6)(iii) requires a self-regulatory organization to 

give the Commission written notice of its intent to 

file the proposed rule change, along with a brief 

description and text of the proposed rule change, 

at least five business days prior to the date of filing 

of the proposed rule change, or such shorter time 

as designated by the Commission. The Exchange 

has satisfied this requirement. 

15 17 CFR 240.19b–4(f)(6)(iii). 

Prior to the commencement of 

trading, the Exchange will require the 

Fund to represent to the Exchange that 

it will advise the Exchange of any 

failure by the Fund to comply with the 

continued listing requirements, and, 

pursuant to its obligations under 

Section 19(g)(1) of the Exchange Act, the 

Exchange will surveil for compliance 

with the continued listing requirements. 

In addition, the Exchange will require 

the issuer to represent that it will notify 

the Exchange of any failure to comply 

with the terms of applicable exemptive 

and no-action relief. If the Fund is not 

in compliance with the applicable 

listing requirements, the Exchange will 

commence delisting procedures under 

the Nasdaq 5800 Series. In addition, the 

Exchange also has a general policy 

prohibiting the distribution of material, 

non-public information by its 

employees. 

The Exchange or FINRA, on behalf of 

the Exchange, or both, will 

communicate as needed regarding 

trading in the Shares with other markets 

and other entities that are members of 

the Intermarket Surveillance Group 

(‘‘ISG’’), and the Exchange or FINRA, on 

behalf of the Exchange, or both, may 

obtain trading information regarding 

trading in the Shares from such markets 

and other entities.10 The Exchange also 

may obtain information regarding 

trading in the Shares via the ISG, from 

other exchanges who are members or 

affiliates of the ISG, or with which the 

Exchange has entered into a 

comprehensive surveillance sharing 

agreement. 

Additional Information 

The Exchange represents that the 

Shares will conform to the initial and 

continued listing criteria under Nasdaq 

Rule 5750, including the dissemination 

of key information such as the Proxy 

Basket, the Custom Basket, the Fund 

Portfolio, and NAV, suspension of 

trading or removal, trading halts, 

surveillance, minimum price variation 

for quoting and order entry, an 

information circular informing members 

of the special characteristics and risks 

associated with trading in the series of 

Proxy Portfolio Shares, and firewalls as 

set forth in the proposed Exchange rules 

applicable to Proxy Portfolio Shares. 

2. Statutory Basis 

The Exchange believes that its 

proposal is consistent with Section 6(b) 

of the Act,11 in general, and furthers the 

objectives of Section 6(b)(5) of the Act,12

in particular, in that it is designed to 

promote just and equitable principles of 

trade, to remove impediments to and 

perfect the mechanism of a free and 

open market and a national market 

system, and, in general to protect 

investors and the public interest. 

The Exchange believes that the 

proposed rule change to switch the 

listing of the Fund from Arca to Nasdaq 

is consistent with the Act. In particular, 

Nasdaq’s Rules and procedures as 

described above are designed to prevent 

fraudulent and manipulative acts and 

practices and to protect investors and 

the public interest in that the Shares 

would be listed and traded on the 

Exchange pursuant to the initial and 

continued listing criteria for Proxy 

Portfolio Shares in Nasdaq Rule 5750. 

The Exchange has in place 

surveillance procedures that are 

adequate to properly monitor trading in 

the Shares in all trading sessions and to 

deter and detect violations of Exchange 

rules and applicable federal securities 

laws. Additionally, Nasdaq Rule 

5750(b)(4) provides that the Exchange 

will implement and maintain written 

surveillance procedures for Proxy 

Portfolio Shares. As part of these 

surveillance procedures, the Investment 

Company’s investment adviser will 

upon request by the Exchange or 

FINRA, on behalf of the Exchange, make 

available to the Exchange or FINRA the 

daily Fund Portfolio of each series of 

Proxy Portfolio Shares. 

Trading of Shares on the Exchange 

will be subject to the Exchange’s 

surveillance program for derivative 

products, as well as cross-market 

surveillances administered by FINRA, 

on behalf of the Exchange pursuant to 

a regulatory services agreement, which 

are also designed to detect violations of 

Exchange rules and applicable federal 

securities laws. The Exchange is 

responsible for FINRA’s performance 

under this regulatory services 

agreement. 

The Exchange will require the Fund 

to represent to the Exchange that it will 

advise the Exchange of any failure by 

the Fund to comply with the continued 

listing requirements, and, pursuant to 

its obligations under Section 19(g)(1) of 

the Exchange Act, the Exchange will 

surveil for compliance with the 

continued listing requirements. If the 

Fund is not in compliance with the 

applicable listing requirements, the 

Exchange will commence delisting 

procedures under the Nasdaq 5800 

Series. In addition, the Exchange also 

has a general policy prohibiting the 

distribution of material, non-public 

information by its employees. 

The Exchange will communicate as 

needed regarding trading in the Shares 

with other markets and other entities 

that are members of the ISG, and the 

Exchange may obtain trading 

information regarding trading in the 

Shares from such markets and other 

entities. 

For the above reasons, the Exchange 

believes that the proposed rule change 

is consistent with the requirements of 

Section 6(b)(5) of the Act. 

B. Self-Regulatory Organization’s 

Statement on Burden on Competition 

The Exchange does not believe that 

the proposed rule change will impose 

any burden on competition not 

necessary or appropriate in furtherance 

of the purposes of the Act. The 

Exchange notes that the proposed rule 

change will facilitate the listing and 

trading of the Shares, which are Proxy 

Portfolio Shares and that will enhance 

competition among market participants, 

to the benefit of investors and the 

marketplace. 

C. Self-Regulatory Organization’s 

Statement on Comments on the 

Proposed Rule Change Received From 

Members, Participants, or Others 

No written comments were either 

solicited or received. 

III. Date of Effectiveness of the 

Proposed Rule Change and Timing for 

Commission Action 

Because the foregoing proposed rule 

change does not: (i) significantly affect 

the protection of investors or the public 

interest; (ii) impose any significant 

burden on competition; and (iii) become 

operative for 30 days from the date on 

which it was filed, or such shorter time 

as the Commission may designate, it has 

become effective pursuant to Section 

19(b)(3)(A) of the Act 13 and Rule 19b– 

4(f)(6) thereunder.14

A proposed rule change filed 

pursuant to Rule 19b–4(f)(6) under the 

Act normally does not become operative 

for 30 days after the date of its filing. 

However, Rule 19b–4(f)(6)(iii) 15 permits 

the Commission to designate a shorter 

time if such action is consistent with the 

protection of investors and the public 


lotter on DSK11XQN23PROD with NOTICES1
97154 Federal Register / Vol. 89, No. 235 / Friday, December 6, 2024 / Notices 

16See supra Item II. 

17See id. 

18For purposes only of waiving the 30-day 

operative delay, the Commission has also 

considered the proposed rule’s impact on 

efficiency, competition, and capital formation. See 

15 U.S.C. 78c(f). 19 17 CFR 200.30–3(a)(12), (59). 

interest. The Exchange has requested 

that the Commission waive the 30-day 

operative delay so that the proposal may 

become operative immediately upon 

filing. The Exchange represents that all 

descriptions, representations, and 

information provided with respect to 

the Fund and the operation of the Fund 

in the Fund Filing remain unchanged 

except that the Nasdaq listing rules 

referenced above would apply instead of 

the rules referenced in the Fund 

Filing.16 In addition, the Exchange 

represents that the Shares will be 

subject to Nasdaq’s surveillance 

procedures and the trading halts and 

trading rules described herein.17

Therefore, the Commission believes that 

the proposal raises no novel legal or 

regulatory issues and that waiver of the 

30-day operative delay is consistent 

with the protection of investors and the 

public interest. Accordingly, the 

Commission hereby waives the 30-day 

operative delay and designates the 

proposed rule change operative upon 

filing.18

At any time within 60 days of the 

filing of such proposed rule change, the 

Commission summarily may 

temporarily suspend such rule change if 

it appears to the Commission that such 

action is necessary or appropriate in the 

public interest, for the protection of 

investors, or otherwise in furtherance of 

the purposes of the Act. 

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s internet 

comment form (https://www.sec.gov/ 

rules/sro.shtml); or 

• Send an email to rule-comments@

sec.gov. Please include file number SR– 

NASDAQ–2024–075 on the subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Secretary, Securities and Exchange 

Commission, 100 F Street NE, 

Washington, DC 20549–1090. 

All submissions should refer to file 

number SR–NASDAQ–2024–075. This 

file number should be included on the 

subject line if email is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

internet website (https://www.sec.gov/ 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for website viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street NE, 

Washington, DC 20549, on official 

business days between the hours of 10 

a.m. and 3 p.m. Copies of the filing also 

will be available for inspection and 

copying at the principal office of the 

Exchange. Do not include personal 

identifiable information in submissions; 

you should submit only information 

that you wish to make available 

publicly. We may redact in part or 

withhold entirely from publication 

submitted material that is obscene or 

subject to copyright protection. All 

submissions should refer to file number 

SR–NASDAQ–2024–075 and should be 

submitted on or before December 27, 

2024. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.19

Sherry R. Haywood, 

Assistant Secretary. 

[FR Doc. 2024–28540 Filed 12–5–24; 8:45 am] 

BILLING CODE 8011–01–P 

SMALL BUSINESS ADMINISTRATION 

[Disaster Declaration #20900 and #20901; 

WASHINGTON Disaster Number WA–20013] 

Presidential Declaration of a Major 

Disaster for Public Assistance Only for 

the Confederated Tribes of the Colville 

Reservation 

AGENCY: U.S. Small Business 

Administration. 

ACTION: Notice. 

SUMMARY: This is a Notice of the 

Presidential declaration of a major 

disaster for Public Assistance Only for 

the Confederated Tribes of the Colville 

Reservation (FEMA–4849–DR), dated 

November 26, 2024. 

Incident: Wildfires. 

DATES: Issued on November 26, 2024. 

Incident Period: July 17, 2024 through 

August 21, 2024. 

Physical Loan Application Deadline 

Date: January 27, 2025. 

Economic Injury (EIDL) Loan 

Application Deadline Date: August 26, 

2025. 

ADDRESSES: Visit the MySBA Loan 

Portal at https://lending.sba.gov to 

apply for a disaster assistance loan. 

FOR FURTHER INFORMATION CONTACT: 

Alan Escobar, Office of Disaster 

Recovery & Resilience, U.S. Small 

Business Administration, 409 3rd Street 

SW, Suite 6050, Washington, DC 20416, 

(202) 205–6734. 

SUPPLEMENTARY INFORMATION: Notice is 

hereby given that as a result of the 

President’s major disaster declaration on 

November 26, 2024, Private Non-Profit 

organizations that provide essential 

services of a governmental nature may 

file disaster loan applications online 

using the MySBA Loan Portal https://

lending.sba.gov or other locally 

announced locations. Please contact the 

SBA disaster assistance customer 

service center by email at 

disastercustomerservice@sba.gov or by 

phone at 1–800–659–2955 for further 

assistance. 

The following area has been 

determined to be adversely affected by 

the disaster: 

The Confederated Tribes of the Colville 

Reservation 

The Interest Rates are: 

Percent 

For Physical Damage: 

Non-Profit Organizations with 

Credit Available Elsewhere ... 3.250 

Non-Profit Organizations without Credit Available Elsewhere ..................................... 3.250 

For Economic Injury: 

Non-Profit Organizations without Credit Available Elsewhere ..................................... 3.250 

The number assigned to this disaster 

for physical damage is 209005 and for 

economic injury is 209010. 

(Catalog of Federal Domestic Assistance 

Number 59008) 

Alejandro Contreras, 

Acting Deputy Associate Administrator, 

Office of Disaster Recovery & Resilience. 

[FR Doc. 2024–28567 Filed 12–5–24; 8:45 am] 

BILLING CODE 8026–09–P 


lotter on DSK11XQN23PROD with NOTICES1