## U.S . DEPARTMEN T O F TRANSPORTATIO N FEDERA L AVIATIO NADMINISTRATIO N

******************************* *


## I n th e Matte r of : Federa l Expres s Corporatio n

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## Th e Honorabl e Richar d C . Goodwi n -•-^•J-T

. .jfsar^ , ^ nsi K 

# xjiz i vtz O J[lL" 9 20t O HEPMU G DOCKE T FAADOCKE T No . CP10SW000 7 (Civi l Penalt yAction )
FAACas e No . 2009SW70027 6
DM S No . FAA2010-053 3

COMPLAINANT^ S FIRS T SE T O F INTERROGATORIE S NO WCOME S th e Federa l Aviatio n Administratio n ("F7\A" ) pursuan t t o Rul e 22 0 o f th e Rule s o f Practic e i n F7V ACivi l Penalt yActions , 1 4 CF R § 13.220 , an d Complainan t hereb y request s Responden t t o answe r th e followin g interrogatorie s full yan d separatel yi n writin g unde r oat hwithi n thirt yday s service
. c;: )

• C J



## o f

DEFINITION S 1
. "You " an d "your " refe r t o Federa l Expres s Corporatio n db a FedE xExpres s (hereinafte r "FedE xExpress" ) an d eac ho f it s affiliates , attorney , accountants , divisions , subdivisions , predecessors , directors , officers , employees , agents , representative s an d al l person s actin g o r purportin g t o ac t o n it s behalf
. 2
. "Document " mean s anywritin g o r recordin g a s define d i n Rul e 100 1 o f th e Federa l Rule s o f Evidence , includin g an ydrafts , revision s an d computer-readabl e material
. I f a documen t ha s bee n prepare d i n severa l copie s whic har e no t identical , o r i f th e origina l identica l copie s ar e n o longe r identica l byreaso n o f subsequen t notatio n o r othe r modificatio n o f anykin d whatsoever , including , bu t no t limite d to , notation s o n th e back s o f page s thereto , eac hnon-identica l cop yi s a separat e document
. "Document " shal l als o includ e anydat a compilatio n fro mwhic hinformatio n ca n b e obtaine d o r translate d i f necessar yb yyo u throug hdetectio n device s int o reasonabl y usabl e form
. 3
. "Person " includes , withou t limitation , anynatura l person , proprietorship , corporation , partnership , trust , join t venture .

## association , organization , busines s entit yo r governmenta l

agency . 4
. "Relatin g to " an d "relate s to " mean , withou t limitation , relatin g to , constituting , concernin g mentioning , referrin g to , describing , summarizing , evidencin g listing , relevan t to , demonstrating , o r tendin g t o prove , disprove , o r explain
. 5 . "And " an d "or " shal l b e construe d eithe r disjunctivel yo r conjunctivel ya s necessar yt o brin g withi n th e scop e o f th e discover yreques t al l response s tha t migh t otherwis e b e construe d t o b e outsid e it s scope . 6
. Th e us e o f th e singula r include s th e plural , an d vic e versa . 7 . Th e us e o f on e gende r include s al l others , appropriat e i n th e context . 8
. "Identify " mean s an d require s yo u t o state : (a ) Wit hrespec t t o a person , hi s o r he r name , address , telephon e number , employe r an d jo btitle
. (b ) Wit hrespec t t o a document , th e nam e an d addres s o f it s autho r o r maker , th e name s an d addresse s o f al l person s wh o wer e addresses , th e dat e o n whic hi t wa s create d o r made , th e natur e o f th e documen t an d th e substanc e o f th e informatio n o r communicatio n se t fort hi n th e document
. (c ) Wit hrespec t t o a tangibl e o r demonstrativ e thing , a sufficientl ygraphi c descriptio n t o distinguis hi t fro mothe r tangibl e o r demonstrativ e thing s o f th e sam e clas s o r type . (d ) Wit hrespec t t o conversation s an d writte n o r ora l communications : (i ) Th e dat e o n whic heac hconversatio n o r communicatio n occurred
. (ii ) Th e person s makin g suc hconversatio n o r communication
. (iii ) Th e substanc e o f th e conversatio n o r communication
. (iv ) Th e name s an d addresse s o f ever yperso n presen t whe n th e conversatio n o r communicatio n occurred
.

## (v ) Th e plac e wher e th e conversatio n occurred
. INSTRUCTION S 1
. I f yo u discove r ne winformation , yo u ar e obligate d t o supplemen t you r response s t o thes e interrogatorie s n o late r tha n thirt yday s afte r th e discover yo f th e furthe r informatio n an d i n n o even t late r tha n fiftee n day s befor e th e firs t da yo f trial
. 2
. I f yo u objec t t o furnishin g anyinformatio n requeste d by thes e interrogatorie s o n th e ground s o f privilege , wor k produc t o r otherwise , you r respons e shoul d stat e th e existenc e o f th e information , documen t o r communication , identif yth e specifi c ground s o n whic hyou r objectio n i s based , an d identif yth e informatio n objecte d t o byfurnishin g it s date , participant s (e.g. , name s o f speakers , authors , addressees ) an d a genera l descriptio n o f th e nature , rathe r tha t th e substance , o f th e purportedl yprivilege d information
. I f th e informatio n objecte d t o contain s relevan t non-objectionabl e matter , yo u shoul d disclos e it
. 3
. Th e relevan t tim e perio d o f thes e interrogatorie s i s fro m Jul y9 , 200 9 t o dat e an d shal l includ e al l information , whic h relate s o r refer s t o thi s perio d unles s anothe r tim e o r perio d i s specificall yreferre d t o i n a n interrogatory
. 4
. I f yo u canno t furnis hexac t data , suc ha s dates , period s o r amounts , suppl yestimate d dat a t o th e exten t possibl e an d indicat e tha t th e dat a i s estimated
.
INTERROGATORIE S Interrogator y# 1 : Identif yth e name , address , telephon e number , an d positio n o f eac hperso n answerin g o r assistin g i n answerin g thes e interrogatories
. Interrogator y# 2 : Identif yth e name , address , an d telephon e numbe r o f eac hperson , othe r tha n exper t witnesses , tha t yo u wil l o r ma ycal l a s witnesse s a t tria l an d summariz e th e expecte d testimony
. Interrogator y# 3 : Identif ybyname , addres s an d telephon e numbe r al l person s wh o hav e persona l knowledg e o f th e shipmen t allege d i n Complainant' s Complaint
.

## Interrogator y# 4 : Identif ybynam e addres s and telephon e

number s al l person s wh o hav e persona l knowledg e o f you r affirmativ e defense s allege d i n you r Answer . Interrogator y# 5 : Identif ybytitle , date , author , presen t custodia n an d conten t al l document s obtaine d byyo u o r i n you r possessio n relatin g t o th e assertion s i n Respondent' s Answer , includin g affirmativ e defenses
. Interrogator y# 6 : Identif yth e name , address , telephone , number , an d specialt yo f eac hperso n yo u expec t t o cal l a s a n exper t witnes s a t trial , and fo r eac hexper t identified , stat e th e subjec t matte r o f hi s o r he r testimon yan d th e substanc e o f th e fact s an d opinion s t o whic hth e exper t i s expecte d t o testify
. Interrogator y#7 : I f you r respons e t o eac hReques t Fo r Admissio n serve d i s no t a n unqualifie d admission , the n stat e al l fact s whic hyo u bas e you r respons e t o eac han d ever yqualifie d admissio n o f Complainant' s Firs t Se t o f Request s Fo r Admission
. Interrogator y# 8 : Stat e th e names , addresse s an d telephon e number s o f al l person s wh o hav e knowledg e o f th e facts , whic h yo u bas e you r respons e t o eac han d ever yqualifie d admissio n o f Complainant' s Firs t Se t o f Reques t t o Admi t Facts . Interrogator y# 9 : Identif yal l document s an d othe r tangibl e thing s tha t suppor t you r respons e t o eac hReques t fo r Admissio n i n Complainant' s Firs t Se t o f Reques t t o Admi t Facts . Interrogator y# 10 : Stat e th e name , addres s an d telephon e numbe r o f th e person(s ) wh o ha s eac hdocumen t o r thin g tha t support s you r respons e t o eac hReques t fo r Admissio n i n Complainant' s Firs t Se t o f Reques t t o Admi t Facts . Interrogator y# 11 : Explai n th e factua l basi s fo r eac hdenia l i n Respondent' s Answe r t o Complainant' s complaint
. Interrogator y# 12 : Identif yth e employee s i n th e FedE xExpres s offic e i n Tyler , Texa s wh o wer e no t traine d i n th e recognitio n o f hazardou s materia l durin g th e tim e perio d o f Jul y9 , 200 9 t o date
.t h 

## Respectfull ysubmitte d thi s 8 da yo f Jul y201 0

Lynett e Wor d Regiona l Counse l Southwes t Regio n

B y ^ •~ ^ 

### ^ 

## Jafae s Archier , Attorne y •f'edera l Aviatio n Administratio n Offic e o f th e Regiona l Counsel , K'SM- l 260 1 Meacha mBlvd. , For t Worth , T X 76193-000 7

## U.S . DEPARTMEN T O F TRANSPORTATIO N FEDERA L AVIATIO NADMINISTRATIO N

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## I n th e Matte r of : Federa l Expres s Corporatio n

******************************* * 

## Th e Honorabl e Richar d C . Goodwi n FAADOCKE T No . CP10SW000 7 (Civi l Penalt yAction ) FAACas e No . 2009SW70027 6
DM S No . FAA2010-053 3

COMPLAINANT^ S FIRS T REQUES T FO R PRODUCTIO NO F DOCUMENT S NO WCOME S th e Federa l Aviatio n Administratio n (hereinafte r "FAA" ) pursuan t t o Rul e 22 0 o f th e Rule s o f Practic e i n F7y \ Civi l Penalt yActions , 1 4 C.F.R . § 13.220 , an d Complainan t herebysubmit s th e followin g request s fo r document s t o Federa l Expres s Corporatio n db a FedE xExpress , (hereinafte r "FedE x Express" ) t o produc e withi n 3 0 day s a t th e Offic e o f Jame s Archier , Attorney , locate d a t Federa l Aviatio n Administration , Southwes t Region , Offic e o f Regiona l Counsel , ASW-7 , 260 1 Meacha mBlvd. , Suit e 6E , For t Worth , Texa s 76137 : DEFINITION S 1
. Th e ter m"you " o r "your " refer s t o FedE xExpres s an d eac ho f it s affiliates , attorneys , accountants , divisions , subdivisions , predecessors , directors , officers , employees , agents , representative s an d al l person s actin g o r purportin g t o ac t o n FedE xExpress' s behalf
. 2
. Th e ter m"document " mean s anywritin g o r recordin g a s define d i n Rul e 100 1 o f th e Federa l Rule s o f Evidence , includin g anydrafts , revision s an d computer-readabl e material
. 3
. Th e ter m

"persons " refer s t o natura l persons , proprietorships , corporations , partnerships , trusts , join t ventur e groups , association s an d organizations
. 4
. "Relatin g to " an d "relate s to " mean , withou t limitation , relatin g to , concernin g constituting , mentioning , referrin g to , describing , summarizing , evidencing , listing , relevan t t o demonstrating , tendin g t o prov e o r disprove , o r explain
.

## 5 . "Correspondence " mean s anyletter , memorandu mo r othe r

writing
. 6
. "Communication " o r "communications " includes , withou t limitation , in-perso n o r telephon e conversations , telegrams , telexes , tapes , o r othe r soun d recording s o r mean s o f transmittin g informatio n fro mon e sourc e t o another
. 7 . Th e connective s "and " an d "or " mea n eithe r disjunctivel yo r conjunctivel ya s necessar yt o brin g withi n th e scop e o f th e discover yreques t al l response s tha t migh t otherwis e b e construe d t o b e outsid e it s scope . 8
. Th e us e o f th e singula r include s th e plural , and vic e versa . 9
. Th e us e o f on e gende r include s al l others , appropriat e i n th e context . INSTRUCTION S 1
. Th e relevan t tim e perio d o f thes e request s i s fro mJul y9 , 200 9 t o presen t an d shal l includ e al l documents , whic hrelat e o r refe r t o thi s perio d eve n thoug hprepare d befor e o r subsequen t t o tha t period
. 2
. I f yo u objec t t o furnishin g anyrequeste d documen t o n th e groun d o f privilege , immunity , wor k produc t o r otherwise , pleas e provid e a writte n statemen t i n whic hyo u identif yth e specifi c groun d o n whic hyou r objectio n i s base d an d th e documen t objecte d t o byfurnishin g it s date , author , recipient , a genera l descriptio n o f th e subjec t matte r o f th e documen t an d th e reaso n whyth e documen t i s protected
. 3
. Notwithstandin g you r objection , yo u mus t disclos e any objecte d t o evidenc e containin g non-objectionabl e matte r whic h i s relevan t an d materia l t o th e discover yrequests , bu t yo u ma y withhol d th e portio n fo r whic hyo u asser t th e objection , subjec t t o furthe r reques t o r motion , provide d tha t yo u furnis hth e above-requeste d identification
. 4
. I f yo u late r discove r additiona l responsiv e documents , yo u ar e obligate d t o supplemen t you r response s pursuan t t o Rul e 22 0 o f th e Rule s o f Practic e i n F7\ ACivi l Penalt yActions , 1 4 C.F.R . § 13.220(1)
.

## REQUEST S FO R PRODUCTION S

Reques t t o Produc e No . 1 : Produc e a cop yo f eac hexhibi t tha t Responden t intend s t o introduc e int o evidenc e a t trial
. Reques t t o Produc e No . 2 : Produc e anyexper t repor t intende d t o b e use d a t trial
. Pursuan t t o Federa l Rul e o f Civi l Procedur e 26(a)(B) , th e repor t shal l contai n a complet e statemen t o f al l opinion s t o b e expresse d an d th e basi s an d reason s therefore ; th e dat a o r othe r informatio n considere d byth e witnes s i n formin g th e opinions ; anyexhibit s t o b e use d a s a summar yo f o r suppor t fo r th e opinions ; th e qualification s o f th e witness , includin g a lis t o f al l publication s authore d byth e witnes s withi n th e precedin g te n years ; th e compensatio n t o b e pai d fo r th e stud yan d testimony ; an d a listin g o f anyothe r case s i n whic hth e witnes s ha s testifie d a s a n exper t a t tria l o r by depositio n withi n th e precedin g fou r years . An yexper t repor t i n possessio n o f responden t o r it s counse l an d anydocument s containin g th e informatio n require d b yFedera l Rul e o f Civi l Procedur e 26(a ) (2 ) (B) , whethe r i n th e for mo f a report , letter , o r otherwise , shoul d b e produce d i n respons e t o thi s deman d whethe r o r no t i t presentl yconform s t o th e Federa l Rule s cite d above
. Reques t t o Produc e No . 3 : Produc e al l document s supportin g Respondent' s answer s t o Complainant' s Firs t Se t o f Interrogatories
. Reques t t o Produc e No . 4 : Produc e al l document s supportin g Respondent' s answer s t o Complainant' s Firs t Se t o f Request s Fo r Admission
. Reques t t o Produc e No . 5 : Produc e anyan d al l contract s pertainin g t o thi s shipmen t betwee n Judit hOsbor n an d Federa l Expres s Corporatio n db a FedE xExpress .t h 

## Respectfull ysubmitte d thi s 8" " da yo f Jul y201 0

Lynett e Wor d Regiona l Counse l Southwes t Regio n



# '^6 ^ J^e s Archier , Attorne y edera l Aviatio n Administratio n Offic e o f th e Regiona l Counsel , ASW- 7 260 1 Meacha mBlvd. , For t Worth , TX 76193-000 7

## U.S . DEPARTMEN T O F TRANSPORTATIO N FEDERA L AVIATIO NADMINISTRATIO N

******************************* *


## I n th e Matte r of : Federa l Expres s Corporatio n

******************************* * 

## Th e Honorabl e Richar d C . Goodwi n FAADOCKE T No . CP10SW000 7 (Civi l Penalt yAction )
FAACas e No . 2009SW70027 6
DM S No . FA A2010-0533

COMPLAINANT^ S FIRS T SE T O F REQUEST S FO R ADMISSIO N Complainan t request s tha t Responden t admi t withi n thirt y day s fo r th e purpose s o f thi s civi l penalt yactio n onl yan d subjec t t o al l pertinen t objection s a s t o th e admissibility , th e trut ho f th e followin g matter s pursuan t t o th e Rule s o f Practice , Par t 13 , Subpar t G , o f th e Federa l Aviatio n Regulations , 1 4 C.F.R . § 13.220(1) : REQUES T NO . 1 : Admi t tha t Exhibi t Aattache d heret o i s a tru e an d accurat e photograp ho f th e 12-vol t "Interstat e Marine/R V Dee p Cycl e Battery " referre d t o i n paragrap h2 o f complainant' s complaint
. REQUES T NO . 2 : Admi t tha t th e photograp hattache d heret o a s Exhibi t Ai s authentic
. REQUES T NO . 3 : Admi t tha t th e photograp hattache d heret o a s Exhibi t Ai s relevan t t o th e issue s i n thi s case . REQUES T NO . 4 : Admi t tha t th e photograp hattache d heret o a s Exhibi t Ai s admissibl e a t trial
. REQUES T NO . 5 : Admi t tha t Exhibi t B attache d heret o i s a tru e an d accurat e photograp ho f th e non-specificatio n fiberboar d bo x referre d t o i n paragrap h3 o f complainant' s complaint
. REQUES T NO . 6 : Admi t tha t th e photograp hattache d heret o a s Exhibi t B i s authentic
.
REQUES T NO . 7 : Admi t tha t th e photograp hattache d heret o a s Exhibi t B i s relevan t t o th e issue s i n thi s case .

## REQUES T NO . 8 : Admi t tha t th e photograp hattache d heret o a s

Exhibi t B i s admissibl e a t trial
. REQUES T NO . 9 : Admi t tha t th e documen t attache d heret o a s Exhibi t C i s th e Materia l Dat a Safet yShee t fo r th e 12-vol t "Interstat e Marine/R V Dee p Cycl e Battery " referre d t o i n paragrap h2 o f complainant' s complaint
. REQUES T NO . 10 : Admi t tha t th e documen t attache d heret o a s Exhibi t C i s authentic
. REQUES T NO . 11 : Admi t tha t th e documen t attache d heret o a s Exhibi t C i s relevan t t o th e issue s i n thi s case . REQUES T NO . 12 : Admi t tha t th e documen t attache d heret o a s Exhibi t C i s admissibl e a t trial
. REQUES T NO . 13 : Admi t tha t th e documen t attache d heret o a s Exhibi t D i s a tru e an d correc t cop yo f th e FedE xExpres s U S Ai r bil l numbe r 869 2 326 8 2116
. REQUES T NO . 14 : Admi t tha t th e documen t attache d heret o a s Exhibi t D i s authentic
. REQUES T NO . 15 : Admi t tha t th e documen t attache d heret o a s Exhibi t D i s relevan t t o th e issue s i n thi s case . REQUES T NO . 16 : Admi t tha t th e documen t attache d heret o a s Exhibi t D i s admissibl e a t trial
. REQUES T NO . 17 : Admi t tha t th e documen t attache d a s Exhibi t E i s a tru e an d correc t cop yo f th e Hazardou s Material s Inciden t Repor t date d Jul y13 , 2009
. REQUES T NO . 18 : Admi t tha t th e documen t attache d heret o a s Exhibi t E i s authentic
. REQUES T NO . 19 : Admi t tha t th e documen t attache d heret o a s Exhibi t E i s relevan t t o th e issue s i n thi s case . REQUES T NO . 20 : Admi t tha t th e documen t attache d heret o a s Exhibi t E i s admissibl e a t trial
. REQUES T NO . 21 : Admi t tha t th e documen t attache d a s Exhibi t F i s a tru e an d correc t cop yo f th e Federa l Expres s Corporatio n trackin g repor t numbe r 86923268211 6 fo r th e shipmen t offere d by Judit hOsbor n o n Jul y9 , 2009
.

## REQUES T NO . 22 : Admi t tha t th e documen t attache d heret o a s

Exhibi t F i s authentic
. REQUES T NO . 23 : Admi t tha t th e documen t attache d heret o a s Exhibi t F i s relevan t t o th e issue s i n thi s case . REQUES T NO . 24 : Admi t tha t th e documen t attache d heret o a s Exhibi t F i s admissibl e a t trial
. REQUES T NO . 25 : Admi t tha t th e documen t attache d a s Exhibi t Gi s a tru e and correc t cop yo f th e lette r o f respons e fro mJudit hA . Osborn
. REQUES T NO . 26 : Admi t tha t th e documen t attache d heret o a s Exhibi t Gi s authentic
. REQUES T NO . 27 : Admi t tha t th e documen t attache d heret o a s Exhibi t Gi s relevan t t o th e issue s i n thi s case . REQUES T NO . 28 : Admi t tha t th e documen t attache d heret o a s Exhibi t Gi s admissibl e a t trial
. REQUES T NO . 29 : Admi t tha t th e documen t attache d heret o a s Exhibi t H i s a tru e an d correc t cop yo f a Federa l Expres s Corporatio n receip t fo r transactio n numbe r 72044974425 , dated

Jul y9 , 2009
. REQUES T NO . 30 : Admi t tha t th e documen t attache d heret o a s Exhibi t H i s authentic
. REQUES T NO . 31 : Admi t tha t th e documen t attache d heret o a s Exhibi t H i s relevan t t o th e issue s i n thi s case . REQUES T NO . 32 : Admi t tha t th e documen t attache d heret o a s Exhibi t H i s admissibl e a t trial
. REQOTIS T NO . 33 : Admi t tha t th e documen t attache d heret o a s Exhibi t I i s a tru e an d correc t cop yo f a FedE xKinko' s receip t fo r transactio n numbe r 72044969020 , date d Jul y9 , 2009
. REQUES T NO . 34 : Admi t tha t th e documen t attache d heret o a s Exhibi t I i s authentic
. REQUES T NO . 35 : Admi t tha t th e documen t attache d heret o a s Exhibi t I i s relevan t t o th e issue s i n thi s case .

## REQUES T NO . 36 : Admi t tha t th e documen t attache d heret o a s

Exhibi t I i s admissibl e a t trial
. REQUES T NO . 37 : Admi t tha t th e documen t attache d heret o a s Exhibi t J i s a tru e an d correc t cop yo f th e signe d employe e statemen t fro m

th e Kare n Kobol , th e FedE xExpres s employe e involve d i n th e shipmen t accepte d o n Ai r Waybil l numbe r 869232682116
. REQUES T NO . 38 : Admi t tha t th e documen t attache d heret o a s Exhibi t J i s authentic
. REQUES T NO . 39 : Admi t tha t th e documen t attache d heret o a s Exhibi t J i s relevan t t o th e issue s i n thi s case . REQUES T NO . 40 : Admi t tha t th e documen t attache d heret o a s Exhibi t J i s admissibl e a t trial
. REQUES T NO . 41 : Admi t tha t th e documen t attache d heret o a s Exhibi t K i s a tru e an d correc t cop yo f th e employe e trainin g recor d fo r Kare n Kobol
. REQUES T NO . 42 : Admi t tha t th e documen t attache d heret o a s Exhibi t K i s authentic
. REQUES T NO . 43 : Admi t tha t th e documen t attache d heret o a s Exhibi t K i s relevan t t o th e issue s i n thi s case . REQUES T NO . 44 : Admi t tha t th e documen t attache d heret o a s Exhibi t K i s admissibl e a t trial
. REQUES T NO , 45 : Admi t tha t th e documen t attache d heret o a s Exhibi t L i s a tru e an d correc t cop yo f Davi d Littlejohn' s respons e t o th e Federa l Aviatio n Administratio n investigation
. REQUES T NO . 46 : Admi t tha t th e documen t attache d heret o a s Exhibi t L i s authentic
. REQUES T NO . 47 : Admi t tha t th e documen t attache d heret o a s Exhibi t L i s relevan t t o th e issue s i n thi s case . REQUES T NO . 48 : Admi t tha t th e documen t attache d heret o a s Exhibi t L i s admissibl e a t trial
. REQUES T NO . 49 : Admi t tha t Federa l Expres s Corporatio n db a FedE x Expres s i s a Par t 12 1 ai r carrie r unde r th e Federa l Ai r Regulations
.

## REQUES T NO . 50 : Admi t tha t o n Jul y9 , 2009 , Judit hA . Osbor n

offere d Federa l Expres s Corporatio n db a FedE xExpres s on e 12

- vol t "Interstat e Marine/R V Dee p Cycl e Battery " fo r transportatio n byai r fro mTyler , Texa s t o Swee t Springs , Missouri
. REQUES T NO . 51 : Admi t tha t o n Jul y9 , 2009 , Federa l Expres s Corporatio n db a FedE xExpres s accepte d o n 12-vol t "Interstat e Marine/R V

Dee p Cycl e Battery " unde r FedE xExpres s 2 da yai r waybil l trackin g numbe r 869 2 32682116
. REQUES T NO . 52 : Admi t tha t th e shipmen t wa s accepte d unde r FedE x Expres s 2 Da yai r waybill/trackin g numbe r 869 2 326 8 211 6 fo r transportatio n byair
. REQUES T NO . 53 : Admi t tha t th e 12-vol t "Interstat e Marine/R V Dee p Cycl e Battery " i s a lea d aci d battery
. REQUES T NO . 54 : Admi t tha t th e lea d aci d batter yi n thi s shipmen t i s regulate d unde r th e Departmen t o f Transportatio n Hazardou s Material s Regulations
. REQUES T NO . 55 : Admi t tha t th e 12-vol t "Interstat e Marine/R V Dee p Cycl e Battery " wa s containe d insid e o f a non-specificatio n fiberboar d box
. REQUES T NO . 56:
. Admi t tha t th e non-specificatio n fiberboar d bo x containin g th e "Interstat e Marine/R V Dee p Cycl e Battery " di d no t exhibi t anyidentificatio n marking s o r labels
. REQUES T NO . 57 : Admi t tha t n o shipper' s certificatio n o r declaratio n o f dangerou s good s accompanie d th e shipment
. REQUES T NO . 58 : Admi t tha t o n Jul y9 , 20 0 9 , Kare n Korbol , th e FedE xSenio r Servic e Agen t accepte d th e shipmen t fro mJudit hA . Osborn
. REQUES T NO . 59 : Admi t tha t o n Jul y9 , 2009 , Kare n Korbo l tape d clos e th e non-specificatio n fiberboar d bo xwit hth e "Interstat e Marine/R V

Dee p Cycl e Battery " inside
. REQUES T NO . 60 : Admi t tha t o n Jul y9 , 2009 , th e "Interstat e Marine/R V

Dee p Cycl e Battery " wa s visibl e insid e th e ope n non specificatio n fiberboar d box
.

## REQUES T NO . 61 : Admi t tha t Kare n Korbol , th e FedE xSenio r

Servic e Agent , faile d t o pursu e informatio n abou t th e content s o f th e shipment
. REQUES T NO . 62 : Admi t tha t th e shipmen t wa s discovere d leakin g a t th e Allianc e Municipa l Airpor t i n For t Worth , Texas . REQUES T NO . 63 : Admi t tha t Kare n Korbol , th e FedE xSenio r Servic e Agen t i s traine d t o recogniz e hazardou s material
. REQUES T NO . 64 : Admi t tha t o n Jul y9 , 2009 , Kare n Korbo l faile d t o recogniz e tha t th e 12-vol t "Interstat e Marine/R V Dee p Cycl e Battery " wa s a hazardou s material
.

t h 

## Respectfull ysubmitte d thi s S"" " da yo f Jul y2010
.

Lynett e Wor d Regiona l Counse l Southwes t Regio n

Jalne s Archier , Attorne y Federa l Aviatio n Administratio n Offic e o f th e Regiona l Counsel , ASW- 7 260 1 Meacha m

Blvd. , For t Worth , T X 76193-000 7

## CERTIFICAT E O F SERVIC E RE : FA ADocke t No . CP10SW000 7 (Civi l Penalt yAction )
I herebycertif ytha t o n thi s date ^ I hav e maile d vi a Federa l Expres s on e cop yo f Complainant' s Firs t Se t o f Request s Fo r Admission , Complainant' s Firs t Reques t Fo r Productio n o f Documents , an d Complainant' s Firs t Se t o f Interrogatorie s addresse d a s follows :

Attention : Hearin g Docke t Clerk , AGC-43 0 Wilbu r Wrigh t Building-Suit e 2W100 0 Federa l Aviatio n Administratio n 8 0 0 Independenc e Avenue , S.W . Washington , D C 2059 1 I furthe r certif ytha t o n thi s dat e I hav e maile d vi a Federa l Expres s a cop yo f Complainant' s Firs t Se t o f Request s Fo r Admission , Complainant' s Firs t Reques t Fo r Productio n o f Documents , an d Complainant' s Firs t Se t o f Interrogatorie s addresse d a s follows :

Ms . Cynthi a Chandler-Snel l Staf f Attorne y Federa l Express , Inc. , 362 0 Hack s Cros s Roa d Buildin g B , 3''' ^ Floo r Memphis , Tennesse e 38125-880 0
TEL : (901 ) 434-863 2 FA X (901 ) 434-828 3



# ^^tt f ; s Archier , Attorne y .„Jera l Aviatio n Administratio n /Offic e o f th e Regiona l Counse l Southwes t Regio n For t Worth , Texa s 76193-000 7 Voice : (817 ) 222-507 4 Fax : (817 ) 222-509 2U.S

. Departmen to fTransportatio n FEDERA LAVIATIO N ADMINISTRATIO N Hazardou s Material s Branch , ASW-74 0


## PHOTOGRAP H # 1

Photograp h # 1 : Document s th e undeclared , leakin g hazardou s material s shipmen t

a tth e FedE xCorporatio n (FDEA ) sortfacilit ya tAllianc e Municipa l Airport , Ft

. Worth , Texa s whic h wa s accepte d byFDE Afo r transportation

. Th e shipmen twa s offere d fo rai rtransportatio n by Ms

. Judit h A

. OSBOR N o fTroup , Texas , t o FDE A(Airbil l Numbe r 869232682116 ) fo rai rtransportatio n i n commerc e fro m Tyler , Texa s t o Swee tSprings , Missouri

. Photographer' s Name : Dat e o fPhotograph : Location : Camera : Fil m Brand/Speed : Shutte rSpeed : Len s Opening : Pau l D

. Klima s Jul y13 , 200 9 FDE AAF WSortCenter , Ft

. Worth , TX FujiFil m FinePi xDigita l Camer a A61 0 Digita l Automati cSetting s Automati cSetting s Interviewed/Reviewe do n 

## B yH M Specialis tPau l D

. Klima s
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## I g GOVERNMEN

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. Departmen tofTransportatio n FEDERA LAVIATIO N ADMINISTRATIO N Hazardou s Material s Brancti , ASW-74 0


## PHOTOGRAP H # 2

Photograp h # 5 : Document s th e undeclared , leakin g hazardou s material s shipmen t

atth e FedE xCorporatio n (FDEA ) sortfacilit ya t Allianc e Municipa l Airport , Ft

. Worth , Texa s tha twa s accepte d byFDE Afo r transportation

. Th e shipmen twa s offere d fo rai rtransportatio n by Ms

. Judit h A

. OSBOR N o fTroup , Texas , t o FDE A(Airbil l Numbe r 869232682116 ) fo rai rtransportatio n i n commerc e fro m Tyler , Texa s t o Swee tSprings , Missouri

. Th e imag e abov e i s o fth e oute r package

. Photographer' s Name : Dat e o fPhotograph : Location : Camera : Fil m Brand/Speed : Shutte rSpeed : Len s Opening : Interviewed/Reviewe don 

## Pau l D

. Klima s Jul y 13 , 200 9 FDE AAF WSortCenter , Ft

. Worth , T X FujiFil m FinePi xDigita l Camer a A61 0 Digita l Automati cSetting s Automati cSetting s ,A t 

## B yH M Specialis tPau l D

. Klima s
FAAFor m1600-32- 1 (9-86 ) GOVERNMEN T

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- EXHIBIT 

# IB 

# 1

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. 2009SW70027 6 FO ROFFICIA LI'S EONL Y (Publi c availability t o b edetermine d

under 5 U..S.C

. 552 )

# Johnso n

Control s

MATERIA LSAFET YDAT ASHEE T

Chemical/Trad e Nam e (identit yuse d o n label ) 

### Lea d Aci d Batter y Synonyms/Commo n Nam e 

### SL I Batter y Chemica l Family/Classificatio n 

### Electri cStorag e Batter y MSD S No

. 

### L 8 Dat e Issue d 

### Nov

. 15,198 5 Dat e Revise d 

### Apri l 4 , 200 8 HMI S Ratin g fo rSulfuri cAci d 

### 302 XX=Aci d DOT , lAT Aan d IM C Descriptio n 

### Battery , Wet , Fille d wit h Acid , U N 2794 , Clas s 8 Compan yNam e 

### Johnso n Control s Batter yGrou p Inc

. Divisio n o rDepartmen t 

### Powe rSolution s CONTAC T Question s Concernin g MSD S 

### Industria l Hygiene , Safet y& Securit y- Automotiv e Systems , Batter y Transportatio n Emergencie s 

### CHEMTRE C Address 

### P.O

. Bo x59 1 Milwaukee , W l 5320 1

TELEPHON E NUMBE R Day : SLI : (800 ) 333-222 2 ext

. 313 8
2 4 Hours : (800)424-930 0 II

. Hazardou s Ingredient s Materia l Specifi cChemica l Identit y 

### Lea d Commo n Nam e 

### Gri d Specifi cChemica l Identity 

### Lea d Dioxid e Commo n Nam e 

### Lea d Oxid e Specifi cChemica l Identity 

### Lea d Sulfat e Commo n Nam e 

### Anglesit e Specifi cChemica l Identity 

### Sulfuri cAci d (35% ) Commo n Nam e 

### Batter yElectrolyt e (Acid )
NOTE : Th e content s o fthi s produc tar e t sectio n 30 2 an d 31 3 o fth e Emergenc yPi s (40CF R 35 5 an d 372)

. % b yWt

.

3 4

3 1

< 1

3 4



### oxi cche m mnin g an d CA S Numbe r

7439-92- 1

1309-60- 0

7446-14- 2

7664-93- 9 Eigh tHou rExposur e Limit s

OSH A PE L

5 0 ng/m '

5 0 \iglm ^

5 0 ng/m ^

1mg/m ' ACGI H

TL V
150|.ig/m '

15 0 ng W

ISO^ig/m ^ 1 mg/m ^ STE L 0. 2 mg/m ' (respirabl e thoraci cfraction ) Othe r NIOS H RE L 10 0 |ig/m ' NIOS H RE L 10 0 ng/m ' NIOS H RE L lOOng/m ' NIOS H RE L 1 mg/m '



### ical s tha tar e subjec tt o th e reportin g requirement s o f Communit yRight-To-Kno wAc to f198 6
III

. Physica l Dat a Materia l i s (a tnorma l temperatures ) 

### BSoli d BLiqui d Boilin g Poin t(at760 m m Hg ) 

### Lead 1755° C Batt

. Electrolyt e (Acid)110-112° C Meltin g Poin t 

### Lea d 327.4° C Specifi cGravit y(HjO =1 ) 

### Batter yElectrolyt e (Acid ) 1.21 0 -1.30 0 Vapo rDensit y(Ai r=1 ) 

### Batter yElectrolyt e (Acid ) 3. 4 % Volatil e ByWeigh t 

### No tDetermine d Appearanc e an d Odo r 

### Batter yElectrolyt e (acid ) i s a clea rt o cloud yliqui d wit h sligh tacidi codor

. Aci d saturate d lea d oxid e i s a dar k reddish-brow n t o gra ysoli d wit h sligh t acidi codor

. Vapo rPressur e 0(m m H g at20°C ) Z(PSIG ) 

### Batter yElectrolyt e (Acid ) 11. 7 Solubilityi s H, 0 

### Lea d an d Lea d Dioxid e ar e no tsoluble

. Batter yElectrolyt e (acid ) i s 100 % solubl e i n water

. Evaporatio n rat e (Buty l Acetat e = 1 ) 

### No tDetermine d Fom i 857 3 (Rev

. 06/02 ) 

# I GOVERNMEN T EXHIBI T cIV

. Healt h Hazar d Informatio n

NOTE : Unde rnorma l condition s o fbatter yuse , interna l component s wil l no tpresen ta healt h hazard

. Th e followin g informatio n i s provide d fo rbatter yelectrolyt e (acid ) an d lea d fo rexposur e tha tma yoccu rdurin g batter yproductio n o r containe rbreakag e o runde rextrem e hea tcondition s suc h a s fir e ROUTE S AN D METHOD S O F ENTR Y Inhalatio n Aci d mis tgenerate d durin g batter yformatio n ma ycaus e respirator yirritation

. Spillag e o faci d fro m batterie s i n confine d area s ma yals o lea d t o exposur e t o sulfuri caci d mis t Ski n Contact Batter yelectrolyt e (acid ) ca n caus e sever e irritation , burn s an d ulceration

. Ski n Absorptio n Ski n absorptio n i s no ta significan trout e o fentry

. Eye Contact Batter yelectrolyt e (acid ) ca n caus e sever e irritation , burns , an d corne a damag e upo n contact

. Ingestio n Hand s contaminate d b ycontac twit h interna l component s o fa batter yca n caus e ingestio n o flead/lea d compounds

. Hand s shoul d b e washe d prio rt o eating , drinking , o rsmoking

. SIGN S AN D SYMPTOM S O F OVEREXPOSUR E Acut e Effect s Acut e effect s o foverexposur e t o lea d compound s ar e G l (gastrointestinal ) upset , los s o fappetite , diarrhea , constipatio n wit h cramping , difficult yi n sleeping , an d fatigue

. Exposur e and/o rcontac twit h batter yelectrolyt e (acid ) ma ylea d t o acut e irritatio n o fth e skin , cornea l damag e o fth e eyes , an d irritatio n o fth e mucou s membrane s o fth e eye s an d uppe r respirator ysystem , includin g lungs

. Chroni cEffect s Lea d an d it s compound s ma ycaus e chroni canemia , damag e t o th e kidney s an d nervou s system

. Lea d ma yals o caus e reproductiv e syste m damag e an d ca n affec tdevelopin g fetuse s i n pregnan twomen . Batter yelectrolyt e (acid ) ma ylea d t o scarrin g o fth e cornea , chroni cbronchitis , a s wel l a s erosio n o ftoot h ename l i n mout h breather s i n repeate d exposures . 

### POTENTIA L T O CAUS E CANCE R Th e Nationa l Toxicologica l Progra m (NTP ) an d Th e Internationa l Agenc yfo rResearc h o n Cance r(lARC ) hav e classifie d "stron g inorgani caci d mis tcontainin g sulfuri cacid " a s a Categor y1 carcinogen , a substanc e tha tI s carcinogeni ct o humans

. Th e ACGI H ha s classifie d "stron g inorgani caci d mis tcontainin g sulfuri cacid " a s a n A 2 carcinoge n (suspecte d huma n carcinogen)

. Thes e classification s d o no tappl yt o liqui d form s o fsulfuri caci d o rsulfuri caci d solution s containe d withi n a battery

. Inorgani caci d mis t(sulfuri caci d mist ) i s no tgenerate d unde rnorma l us e o fthi s product

. Misus e o fth e product , suc h a s overcharging , ma yresul ti n th e generatio n o fsulfuri caci d mist

. Th e NT P an d th e lAR C hav e classifie d lea d a s a n A 3 carcinoge n (anima l carcinogen)

. Whil e th e agen ti s carcinogeni ci n experimenta l animal s a trelativel yhig h doses , th e agen ti s unlikel yt o caus e cance ri n human s excep tunde r uncommonl yhig h level s o fexposure . Fo rfurthe rinformation , se e th e ACGIH' s pamphlet , f99 6 Threshol d Limi tValue s an d Biologica l Exposur e Indices

. EMERGENC YAN D FIRS TAI D PROCEDURE S Inhalatio n Remov e fro m exposur e an d consul ta physicia n i fan yo fth e acut e effect s liste d abov e develop

. Ski n Was h thoroughl ywit h soa p an d water

. I faci d i s splashe d o n clothing , remov e an d discard

. I faci d i s splashe d i n shoes , remov e the m immediatel yan d discard

. Aci d canno tb e remove d fro m leather

. Eye s Immediatel yrins e wit h coo l runnin g wate rfo ra tleas t1 5 minutes

. See k medica l attentio n immediatel yafte rrinsing

. Ingestio n Lead/Lea d compounds : Consul ta physician

. Batter yElectrolyt e (Acid) : D o no tinduc e vomiting

. Refe rt o a physicia n immediately

. MEDICA LCONDITION S AGGRAVATE D B YEXPOSUR E Inorgani clea d an d it s compound s ca n aggravat e chroni cform s o fkidney , liver , an d neurologica l diseases

. Contac to f batter yelectrolyt e (acid ) wit h th e ski n ma yaggravat e ski n disease s suc h a s eczem a an d contac tdermatitis

.V

. Fir e an d Explosio n Dat a Flas h Poin t(tes tmethod )



### Hydroge n - 259° C Autoignitio n Temperatur e 

### Hydroge n 580° C Flammabl e Limit s i n Air , % byVol

. 

### Hydroge n LE L- 4. 1 UE L 74. 2 Extinguishin g Medi a 

### Drychemical , foam , o rCO ; Specia l Fire Fightin g Procedure s 

### Us e positiv e pressure , self-containe d breathin g apparatus

. Unusua l Fir e an d Explosio n Hazard 

### Hydroge n an d oxyge n gase s ar e produce d i n th e cell s durin g norma l batter yoperations , hydroge n i s flammabl e an d oxyge n support s combustion

. Thes e gase s ente rth e ai rthroug h th e ven tcaps . T o avoi d th e chanc e o fa fir e o rexplosion , kee p spark s an d othe rsource s o fignitio n awa yfro m th e battery

. VI

. ReactivityData Stability 

### D Unstabl e B Stabl e Condition s t o Avoi d 

### Spark s an d othe rsource s o fignitio n ma yignit e hydroge n gas . Incompatibilit y(material s t o avoid ) 

### Lead/lea d compounds : Potassium , carbides , sulfides , peroxides , phosphorus , sulfur

. Batter yelectrolyt e (acid) : Combustibl e materials , stron g reducin g agents , mos tmetals , carbides , organi c materials , chlorates , nitrates , picrates , an d fulminates

. Hazardou s Decompositio n Product s 

### Lead/Lea d compounds : Oxide s o flea d an d sulfu r Batter yelectrolyt e (acid) : Hydrogen , sulfu rdioxide , sulfu rtrioxid e Hazardou s Polymerizatio n 

### D Ma yOccu rB Wil l No tOccu r Condition s t o Avoi d 

### Hig h temperature

. Batter yelectrolyt e (acid ) wil l reac twit h wate rt o produc e heat

. Ca n reac twit h oxidizin g o rreducin g agents

. VII

. Contro l Measure s Engineerin g Control s 

### Stor e lea d aci d batterie s wit h adequat e ventilation

. Roo m ventilatio n i s require d fo rbatterie s utilize d fo r standb ypowe rgeneration

. Neve rrecharg e batterie s i n a n unventilated , enclose d space . Wor k Practice s 

### Mak e certai n ven tcap s ar e o n tightly

. Plac e a minimu m o ftw o layer s o fcorrugate d cardboar d betwee n layer s o fbatteries

. Whe n stackin g i n trailer , stac k n o mor e tha n thre e layer s high

. Us e a batter ycarrie r t o lif ta batter yo rplac e hand s a topposit e corner s t o avoi d spillin g aci d throug h th e vents

. Avoi d contac t wit h interna l component s o fth e batteries

. PERSONA LPROTECTIV E EQUIPMENT Respirator

yProtectio n 

### Non e require d unde rnorma l handlin g conditions

. Durin g batter yformatio n (high-rat e charg e condition) , aci d mis tca n b e generated , whic h ma ycaus e respirator yirritation

. I firritatio n occurs , wea ra respirato r suitabl e fo rprotectio n agains taci d mist

. Eye s an d Fac e 

### Chemica l splas h goggle s ar e preferred

. Als o acceptabl e ar e "Visor-Gogs " o ra chemica l fac e shiel d wor n ove rsafet yglasse s wit h soli d sid e shields

. Hands , Anns , an d Bod y 

### Vinyl-coated , PVC , gauntlet-typ e glove s wit h roug h finish

. othe rSpecia l Clothin g an d Equipmen t 

### Safet yshoe s wor n wit h rubbe ro rneopren e boot s o rsteel-toe d rubbe ro rneopren e boot s wor n ove r socks

. Plac e pant s leg s ove rboot s t o kee p aci d ou to fboots

. Al l footwea rmus tmee trequirement s o f ANS I Z41.1-1991

.VIM

. Saf e Handlin g Precaution s

Hygien e Practice s
Was h hand s thoroughl ybefor e eating , drinking , o rsmokin g afte rhandlin g batteries

.
Protectiv e Measure s t o b e Take n Durin g Non-Routin e Tasks , Includin g Equipmen tMaintenanc e Wea rrecommende d ey e protection

. I fclothin g become s saturate d wit h acid , remov e an d was h affecte d are a wit h wate rfo r1 5 minutes

. Discar d saturate d clothing

. SPIL LO R LEA KPROCEDURE S Protectiv e Measure s t o b e Take n i fMateria l i s Release d o rSpille d Remov e combustibl e material s an d al l source s o fignition

. Contai n spil l b ydikin g wit h sod a as h (sodiu m carbonate ) o rquicklim e (calciu m oxide)

. Cove rspil l wit h eithe rchemical

. Mi xwell

. Mak e certai n th e mixtur e i s neutral , the n collec tresidu e an d plac e i n a dru m o rothe rsuitabl e container

. Dispos e o fa s a hazardou s waste

. Wea racid-resistan tboots , chemica l fac e shield , chemica l splas h goggles , an d acid-resistan tgloves

. 

### D O NO T RELEAS E UNNEUTRALIZE D ACID ! Wast e Disposa l Metho d Batter yElectrolyt e (Acid) : Neutraliz e a s abov e fo ra spill , collec tresidue , an d plac e i n a dru m o rsuitabl e container

. Dispos e o fa s a hazardou s waste

. D O NO TFLUS H LEAD-CONTAMINATE D ACI D INT O SEWER

. Batteries : Sen d t o lea d smelte rfo rreclamatio n followin g applicabl e Federal , state , an d loca l regulations

.

RECYCL E OTHE R HANDLIN G AN D STORAG E PRECAUTION S A n eyewas h fountai n an d safet yshowe rshoul d b e locate d i n o rnea rth e productio n o rstorag e area(s ) fo r lead/lea d aci d batteries

. Suc h storag e area s shoul d b e equippe d wit h a containmen tfacilit ywhic h capture s aci d spill s s o tha tthe yma yb e neutralized , collected , an d dispose d o fproperly

.
IX

. Othe rRegulator yInformatio n TSC ARegistry : Ingredient s liste d I n th e TSC ARegistryar e lead , lea d oxide , lea d sulfat e an d sulfuri cacid

. Propositio n 6 5 Warning : Batter yposts , terminal s an d relate d accessorie s contai n lea d an d lea d compounds , chemical s know n t o th e Stat e o fCaliforni a t o caus e cance ran d reproductiv e harm

. Batterie s als o contai n othe rchemical s know n t o th e Stat e o f Californi a t o caus e cancer . Was h hand s afte rhandling

. Disclaimer : Thi s informatio n ha s bee n compile d fro m source s considere d t o b e dependabl e an d is , t o th e bes to fou r knowledg e an d belief , accurat e an d reliabl e a s o fth e dat e compiled

. However , n o representation , warrant y(eithe r expres s o rimplied ) o rguarante e i s mad e t o th e accuracy , reliabilit yo rcompletenes s o fth e informatio n containe d herein

. Thi s informatio n relate s t o th e specifi cmateria l designate d an d ma yno tb e vali d fo rsuc h materia l use d i n combinatio n wit h an yothe rmaterial s o ri n an yprocess . I ti s th e user' s responsibilit yt o satisf yhimsel fa s t o th e suitabilit yan d completenes s o fthi s informatio n fo rhi s ow n particula ruse . W e d o no taccep tliabilit yfo ran ylos s o r damag e tha tma yoccur , whethe rdirect , indirect , incidenta l o rconsequential , fro m us e o fthi s information

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# o U S Depar'!T:en to fTrsnsportat'o n Rose.3ii:l i an d Srmcia l Pfogram s Arlmiliisri3T.ID n 

## Hazardou s Material s Inciden tReport For m Approva l OWI B No

. 2137-003 9

Accordin g t o th e Paperwor k Reductio n Ac to f1995 , n o person s ar e require d t o respon d t o a collectio n o finformatio n unles s i tdisplay s a vali d 0M B conxro l number

. Th e vali d 0M B contro l numbe rfo rthi s intorTiatio n collectio n i s 2137-0039

. Th e fillin g oj l o fthi s informatio n i s m.andatoryan d wil l tak e 9 6 minute s t o complete

. INSTRUCTIONS : Submi tthi s repor tt o th e Informatio n SysteiTi s Managei , U.S

. Depa'trnen to fTiar.sportation , Researcf i an d Specia l Progisni o Administration , Offic e o fHazardou s Material s Safety , DHM-63 , Washington , D.C

. 20590-0001

. I fspac e provide d fo ran yite m i s inadequate , us e a seperat e shee to fpaper , identifyin g th e entr ynumbe rbein g completed

. Copie s o fthi s for m an d instruction s ca n b e obtaine d fro m lii e Offic e o fHazardou s Mateiial s Websit e a thttp://ha2mat.d0t.gov

. I fyo u hav e an yquestions , yo u ca n contac tth e Hazardou s Malerial b Informatio n Cente ra t1-800-HMR-492 2 (l-800-467-'1922 ) o ronlin e a thttp://ha2mat.d01.gov

. 

### PAR TI - REPOR TTYP E I.Thi s i s t o report :

2

. Indicat e whethe rthi s is : 

### D A ) Ahazardou s materia l inciden t Q B) A n undeclare d shipmen twit h n o releas e C ) Aspecificatio n carg o tan k 1,000 gallon s o rgreate rcontainin g an yhazardou s material s that (I I receive d structura l daniag e t o th e ladin g retentio n syste m o rdamag e tha trequire s repai rt o a syste m intende d t o protectth e ladin g retentio n syste m an d (2 1 di d no thav e a release

. 5 3 A n initia l report [ H Asupplementa l (follow-up ) report n Additiona l Page s 

### PAR TI I - GENERA LINCIDEN TINFORMATIO N 3

. Dat e o fIncident : 07/10/200 9 4

. Tim e o fInciden t(us e 24-hou rtime) : 21:4 2 5

. Ente rNationa l Respons e Cente rRepor tNumbe r(i fapplicable) : 6

. I fyo u submitte d a repor tt o anothe rFedera l DO Tagency , ente rth e agenc yan d repor tnumber : 7

. Locatio n o fIncident : City : For tWort h County : U S State : T XZI P Cod e (i fknown) : 76177000 0 Stree tAddress/Mil e Marker/Yardname/Alrport/Bod yo fWater/Rive rMile200 1 Worl d Wid e D r 8

. Mod e o fTransportatio n 0 Ai rQ Highwa yD 9

. Transportatio n Phas e [ g i n Transi tQ Loadin g D 10

. Carrier/Reporte r

Nam eFedera lExpres s Corporatio n Rai l Unloadin g 

### D

D Wate r I n Transi tStorag e
Stree t 367 0 Hack s Cros s R d City Memphi s Stat e T N ZI P Cod e 3812 5 Federa l DO TI D Numbe r6656 2 Hazma tRegistratio n Numbe r05220 9 55 1 OU R 11

. Shipper/Offero r Nam eJudit hA

. Osbor n Stree t 50 8 W
. Tarbutto n City TROU P Stat e T X ZI P Cod e 7578 9

12

. Origi n (i fdifferen tfro m shippe raddress ) 13

. Destinatio n Waybill/Shippin g Pape r869 2 326 8 211 6 Stree t Hazma tRegistratio n Numbe r
Cit y Stree t c / o Rodowa v In nRoo m10 2 2 0 8 W
. Stat e Hw v 4 0 ZIPCod e

Cit y SWEE TSPRING S Stat e M I ZI PCod e6535 1 14

. Prope rShippin g Nam e o fHazardou s Material : Batteries , wet , fille d wit h aci d 15

. Technical/Trad e Name : 1 2 vol tlea d aci d batter y 16

. Hazardou s Class / Division : 8 17

. Identificatio n Number : UN 2 7 9 4 (E.g

. UN2764 , N A2020) 18

. Packin g Group :
_ 19

. Quantit y Released : 30 0 m l
20

. Wa s th e materia l shippe d a s a hazardou s waste ? •Ye s 21

. I s thi s a Toxi cb yInhalatio n (TIH ) material ? Q Ye s 22

. Wa s th e materia l shippe d unde ra n Exemption , Approval , o rCompeten tAuthorit yCertificate ? I fyes , provid e th e Exemption , Approval , o rC Anumber : 23

. Wa s thi s a n undeclare d hazardou s material s shipment ? (i fapplicable ) (Includ e Measuremen tUnits ) E l N o I fyes , provid e th e EP AManifes tNumber : E N o I fyes , provid e th e Hazar d Zone : D Ye s 0 N o

Ye s nN

o For m DO TF 5800. 1 (01-2004 ) Pag e 1 Reproductio n o fthi s for m i s permitte d


### i G0VERh4MEN T i EXHIBIT 

# IH 

# 1

### PAR TII I - PACKAGIN G INFORMATIO N
24

. Chec k

Packagin g Typ e (chec k onl yon e - i fmor e tha n one , lis ttyp e o fpackaging , cop yPai tIII , an d complet e fo reac h type : E Non-bul k

D IB C D Carg o tan k Moto rVehicl e (CTMV ) D Tan k Ca r
n Cylinde r D RA M D Portabl e Tan k D Othe r 25

. Se e instruction s an d ente rth e appropriat e failur e code s foun d a tth e en d o fth e instructions

. B e sur e t o ente rth e code s fro m th e lis t tha tcorrespond s t o th e particula rpackagin g typ e checke d above

. Ente rth e numbe ro fcode s a s appropriat e t o describ e th e incident

. Ente rth e mos timportan tfailur e poin ti n lin e 1

. I fther e ar e mor e tha n tw o failur e points , provid e i n thi s forma ti n par tVI

. 1

. Wha tFailed : 2

. Wha tFailed : Ho wFailed : Ho wFailed : 8 Cause s o fFailure : Cause s o fFailure :
26a

. Provid e th e packagin g identificatio n markings , i favailable

. Identificatio n Markings : non e (Examples : 1A1/Y1.4/150/92/USA/RB/93,'RL , UN31H1/Y0493/USA/M9339/10800/1200 , DOT- 105A- 100 W(RAIL) , DO

T406 (HIGHWAY) , DO

T51 , DO T3-A) 26b

. Fo rNon-bulk , IBC , o rnon-specificatio n packaging , i fidentificatio n marking s ar e incomplet e o runavailable , se e instruction s an d complet e th e following : Singl e Packag e o rOute rPackaging : Packagin g Type : Bo x Singl e Packag e o rInne rPackagin g (i fany) : Packagin g Type : Bo x Materia l o fConstruction : Fiberboar d Hea d Typ e (Drum s only) : •Removabl e 27

. Describ e th e packag e capacit yan d th e quantity : Singl e Packag e o rOute rPackaging : Packag e Capacity : 2 0 k g Materia l o fConstruction : Plasti c n No n - Removabl e

Singl e Packag e o rInne rPackagin g (i fany) : Packag e Capacity : 2 L Amoun ti n Package : 2 0 k g Numbe ri n Shipment :
_ 1 Numbe rFailed :
_ i Amoun ti n Package : 2 L Numbe ri n Shipment : ^ Numbe rFailed :
_ 1
28

. Provid e packagin g constructio n an d tes tinformation , a s appropriate : Manufacturer : Seria l Number : Manufactur e Date : Las tTes tDate : Materia l o fConstruction : Desig n Pressure : Shel l Thickness : Hea d Thickness : ^^_^ ^ Servic e Pressure : I fvalv e o rdevic e failed : Type : Manufacturer : (i fTan k Car , CTMV , Portabl e Tank , o rCylinder) (i fTan k Car , CTMV , Portabl e Tank) (i fTan k Car , CTMV , Portabl e Tank) (i fTan k Car , CTMV) (i fCylinder )

Model : (i fpresen tan d legible ) 29

. I fth e packagin g i s fo rRadioactiv e Materials , complet e th e following : (i fpresen tan d legible )
Packagin g Category : Packagin g Certification : Nuclide(s ) Present : Activity : n Typ e AD Typ e B •Typ e C D Excepte d D Industria l
n Sel fCertifie d D U.S

. Certificatio n Certificatio n Numbe r Transpor tIndex : Critica l Safet yIndex :
_ For m DO TF 5800. 1 (01-2004 ) Pag e 2 Reproductio n o fthi s for m i s permitte dPAR TI V - CONSEQUENCE S
30

. Resul to fInciden t(chec k al l tha tapply) : 0 Spillag e Q Fir e Q Explosio n Q Materia l Entere d Waterway/Stor m Sewe r

n Vapo r(Gas ) Dispersio n Q Environmenta l Damag e D N o Releas e 31

. Emergenc yRespons e : Th e followin g entitie s responde d t o th e incident : (Chec k al l tha tapply )
n Fire/EM S Repor t# D Polic e Repor t# K i In-hous e cleanu p D Othe rCleanu p 32

. Damages : Wa s th e tota l damag e cos tmor e tha n S500 ? I fyes , ente rth e followin g information : I fno , g o t o questio n 33

. Materia l Loss : Carrie rDamage : Propert yDamage : $ $ $ n Ye s N o
Respons e Cost : $ Remediation/Cleanu p Cost : (Se e damag e definition s i n th e instructions ) 33a

. Di d th e hazardou s materia l caus e o rcontribut e t o a huma n fatality ? D Ye s I fyes , ente rth e numbe ro ffatalitie s resultin g fro m th e hazardou s material : Fatalities : Employee s Responder s N o

Genera l Publi c
33b

. Wer e ther e huma n fatalitie s tha tdi d no t resul tfro m th e hazardou s material ? D Ye s 34

. Di d th e hazardou s materia l caus e o rcontribut e t o persona l injury ? Q Ye s I fyes , ente rth e numbe ro finjurie s resultin g fro m th e hazardou s material : Hospitalize d (Admitte d Only) : Employee s Responder s Non-Hospitalized : Employee s Responder s N o N o I fyes , ho wmany ?

Genera l Publi c
_ Genera l Publi c (e.g. : O n sit e firs tai d o rEmergencyRoo m observatio n an d release ) 35

. Di d th e hazardou s materia l caus e o rcontribut e t o a n evacuation ? Q Ye s I S N o I fyes , provid e th e followin g information : Tota l numbe ro fgenera l publi cevacuate d Tota l numbe ro femployee s evacuate d Tota l Evacuate d Duratio n o fth e evacuatio n (hours ) 36

. Wa s a majo rtransportatio n arter yo rfacilit yclosed ? D Ye s S N o I fyes , ho wmany ? 37

. Wa s th e materia l involve d i n a cras h o rderailment ? D Ye s IZ l N o (hours )

I fyes , provid e th e followin g information : Estimate d spee d (mph ) Vehicl e overturn ? Weathe rconditions : D Ye s S N o Vehicl e lef troadway,'track ? Q Ye s I S N o PAR TV - AI R INCIDEN TINFORMATIO N (pleas e refe rt o § 175.3 1 t o reporta discrepancyfo rai rshipments )
38

. Wa s th e shipmen to n a passenge raircraft ? •Ye s 0 N o I fyes . wa s i t tendere d a s cargo , o ra s passenge rbaggage ?

•Carg o •Passenge rbaggag e 39

. Wher e di d th e inciden toccu r(i funknown , chec k th e appropriat e bo xfo rth e locatio n wher e th e inciden twa s discovered) ?

•Ai rcarrie rcarg o facilit yI 2 Sor tcente rD Baggag e are a
n B ysurfac e to/fro m airpor tD Durin g fligh tD Durin g loading/unloadin g o faircraf t 40

. Wha tphase(s ) ha d th e shipmen talread yundergon e prio rt o th e incident ? (Chec k al l tha tapply )
n Shipmen tha d no t bee n transporte d Q Transporte d b yai r(firs tflight ) Q Transpor tb yai r(subsequen tflights ) B Initia l transpor tb yhighwa yt o carg o facilit y1 2 Transfe ra t sor tcenter/carg o facilit y
For m DO TF 5800, 1 (01-2004 ) Pag e 3 Reproductio n o fthi s for m i s permitte d

### PAR TV I - DESCRIPTIO N O F EVENT S & PACKAG E FAILUR E Describ e th e sequenc e o fevent s tha tle d t o th e inciden tan d th e action s take n a tth e tim e i twa s discovered

. Describ e th e packag e failure , includin g th e siz e an d locatio n o fholes , cracks , etc

. Photograph s an d diagram s shoul d b e submitte d i fneede d fo rclarification

. Estimat e th e duratio n o fth e release , i fpossible

. Describ e wha twa s don e t o mitigat e th e effect s o fth e release

. Continu e o n additiona l sheet s i f necessary . 

### Durin g carg o operation s thi s packag e wa s found wet/leaking
. Close r inspectio n reveale d a liqui d batter ypackage d i n th e bo xo n it' s side
. Th e packag e wa s no t marked , labele d o r documente d t o contai n dangerou s goods
. Th e shipmen t i s bein g hel d pendin g FA

Ainvestigation
.

PAR TVI I - RECOMMENDATIONS/ACTION S TAKE N T O PREVEN TRECURRENC E Wher e yo u ar e abl e t o d o so , sugges to rdescrib e change s (suc h a s additiona l training , us e o fbette rpackaging , o rimprove d operatin g procedures ) t o hel p preven trecurrence . Provid e recommendation s fo rimprovemen tt o hazardou s material s transportatio n beyon d th e contro l o fyou rindividua l company . Continu e o n additiona l sheet s i fnecessary .



### PAR TVm
- CONTAC TINFORMATIO N Contact' s Nam e (Typ e o rPrint) : Phili p Getsk e Telephon e Number : (901)-434-95S 9 Contact' s Title : S rSafet ySpecialis tFa xNumber : (90lJ-434-976 9 Busines s Nam e an d Address : Federa l Expres s CorporationHazma tRegistratio n Numbe r(i fno talread yprovided) ; 367 0 Hack s Cros s R d Memphis , T N 3 812 5 E-mai l Address : pdgetske@ fedex

. co m Date : 07/13/200 9 Prepare ris : H Carrie rQ Shippe rQ Facilit yQ Othe r
For m DO TF 5800. 1 (01-2004 ) Pag e 4 Reproductio n o fthi s for m i s permitte d

## Pag e1 o f 1
Detaile d Result s Ente rtrackin g numbe r
Detaile d Result s Notlflcation s


## Trackin g no. : 86923268211 6 E-n 

# Delivere d

Shipmen tDate s Shi p date'@"Tur9 , 2009 " Initiate d Picl<e d u p I n transi tDelivere d Delivere d Signed fo rby : Signatur e no trequire d Destinatio n Pr_ooi.of_Deli.yer

y@ 

## Shipmen tFacts Servic e typ e Weigh t FedE x2Da yServic e 55. 0 lbs/24. 9 k g 

## Shipmen tTrave l Histor

y
; Selec ttim e zone : Selec t Al l shipmen ttrave l activit yi s displaye d i n loca l tim e fo rth e locatio n Selec ttim e forn r

: Date/Tim e |Ju l 30 , 200 9 3:3 3 P M

; Ju l 30 , 200 9 8:2 7 A M ;Ju l 29 , 200910:5 8 P M Ju M 0,200 9 4:5 9 A M ;Ju l 9 , 200 9 7:1 5 P M ;ju l 9 , 200 9 3:2 1 P M 1 Activit y Delivere d

; O n FedE xvehicl e fo rdeliver y i Departe d FedE xlocatio n Arrive d a tFedE xlocatio n Lef tFedE xorigi n facilit y : Piclte d u p i Locatio n

TYLER

. T X FOR TWORTH , FOR TWORTH , TYLER , T X TYLER

. T X T X

TX Detail s

: Lef ta tfron tdoo i delivere d t o reci i releas e authori z



### I GOVERNMEN T i EXHIBIT

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. Offic e an d Prin tCente r
452 2 S BROADWAYAV E TYLER , TX 7570 3
Location : Devic e ID : Employee : Transaction ; TYRK

TYRK-P0S 2 188820 7 7204496902 0
Retai l Box

- 12x12x1 8 79036330501 9 1 (T ] 3,7 5
Merchandis e taxabl e subtotal :

Tax(TX ) 6,250 % Tax(City ) l.BOOJi Tax(County ) 0,5005 ! Tota l Due : Cash : Chang e Due : 3.7 5

0,2 3 0,0 6 0.0 2 4.0 6 10.0 0 5.9 4

H : Huisli tentfite d Bammll y S : (leiih trea d fro n scnl e 1 : Taxabl e ite a Siibitic l t o additiona l ciiaraes

. Seu FedE xSaiuic e Uuid e a tfedex.cni i fa rdetails

. ft)l neicliandis e sale s tuml

. FedExdisdain s al l warranties , expres s o rinplied , including , uitluu tliNitatinn , tli e inplie d UHiibiiliti i o f nerchantabilit yen d fitnes s fo ra particula rpurpose . Ilii s padagin g i s sol d 'a s is ' 'witl i al l faults. ' B y payin g fo ran d acceptin g thi s packaging , yo u agre e t o lelsas e an d liol d FedE

xliainles s fu ranyclains , suits , dispute s o rcause s o factio n relatin g t o thi s packagin s as uel l a s an yrelate d incidenta l u i caiisequeniia l dBaages incurre d byyu u u ran yothe rparty

.



### Visi t U S at : fedex.co m O r cal l l.eoO.GoFedE x 1,800.463.333 9 Jul y9 , 200 9 2:52:3 8 P M

# Fe d Expres s 

### Date : 

## From : Augus t

6 , 200 9 Culle y E
. Coo k Subject : Employe eWritte nStatemen t 332 0 Robertso n Roa d Tyler , T X7570 1



## To : Kare nKorbo l CC : Ti mPiwonk a Jud y Lo h Fil e

O nThursda y Jul y 9th , 200 9 yo uaccepte damarin ebatter y (trk #869232682116 ) ove r th efron t counter
. Pleas eprovid eawritte nstatemen t detailin g you r

action s an dexplainin g thi s event
.



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### Expres s Augus t21 , 200 9


## Mr
. Pau lKlima s FAAAS WRegionalOffic e 260 1 MeachamBlvd

. Fort Worth , Texa s 76137-429 8 RE : 2009SW70027 6 Dea r Mr
. Klimas : FedE xExpres s ha s reviewe dyour letter receive db y m

y offic eAugus t

13 , 2009 , regardin g a shipment offeredunde r

Ai r Waybil lnumber

869232682116

. Th eemploye ewa s interviewe dby th eSenio r Manage r o f th elocatio nwher eth eshipper offeredth epackage

. Whil eth eemploye ema y hav ebee nverball y informe dthat th eshipment containe dabattery , at

n o tim edidth eshipper

informth eservic eagent

that th ebattery was a hazardou s material/dangerou s good s (DG ) shipment

. A s yo uar eaware , many batterie s ar e excepte dfromth eregulations

. Anemploye ecanno t b eexpecte dt o tellby observanc ei f a battery i s regulated , muc hles s b y jus t aglanc eo f

th eto p o f

th ebattery , a s inthi s case , i f it i s regulated , excepted , nonspillabl eand/o r sealed

. Acarrie r

jus t liketh eU.S

. Departmen t o f Transportatio nPipelin ean dHazardou s Material s Safet y Administratio n(PHMSA ) canno t andshoul dno t

b eexpecte dt o identif

y andclassif

y item s that

meet th edefinitio no f

a hazardou s materialfo r

ashipper

. That

i s fully an ddutifully th eresponsibility o f th eshipper o f th eproduct

. A s note dinyou r

letter , thi s was anundeclare dD Gshipment

. Th epackag edi dno t hav eany o f th erequire dmarking s o r labelin g no r

wa s aD GShipper' s Declaratio nofferedwithth e shipment

. Th eshippe r

di dno t offe r any othe r

accompanyin g paperwork that declare dth e shipment a s aDG

. FedE xExpres s accepte dthi s shipmen t ingoo dfait

ha s anon-hazardou s materialpackage

. Th eshipper failedt o giv eth erequire dnotic ethat th eshipmen t

wa s aDG

. Whenthi s packag ewa s discovere dleakin g inou r system , w emadenotificatio nt o your offic e a s required

. FedE xExpres s continue s t o educateandprovid einformatio nt o bothour employee s an d shipper s o nissue s concernin g undeclare ddangerou s good s shipments

. Internalaid s for ou r employee s an dinformatio no nour publi c websit ei s availabl et o shipper s a s wel la s taugh t i n our publi c D Gseminars

. Th esenior manager o f thi s locatio ncounsele dth eemploye eo nthi s particular shipmen t andt o b eawareo f

any futureshipment s that ma y b emad eb y thi s shipper

. Th esenio r

manager andmanagemen t

staf f hel dameetin g withal lemployee s at thi s

I GOVa?NMEN T i EXHIBI

T

## FAACas e2009SW70027 6

Pag eTw o

locatio nto revie w internaljo b aid s tha t coul dassis t

the mi nth erecognitio no f possibl e undeclare dD Gshipments

. A s yo uareaware , th eFederalAviatio nAdministratio npublishe dafinalrul eo ntrainin g requirement s for

carrier s (Docke t

No : FAA-2003-15085 ) o nOctober 7 , 2005

. Th eFA A state di npart

inthat rul ethat "Th eFAArecognize s that not al limproperl y shippe dhazmat s / ' o r undeclare dhazmat s may b ediscoverable , eve nb y atraine dindividual. " Webeliev ethat ^ t o b eth ecas ewiththi s shipmen t an demployee

. FedE xExpres s ha s alway s worke dwithth e FAAo nth epreventio no f undeclare dD Gan dreport s hundred s o f thes etyp eshipment s every year for investigation

. Thank yo ui nadvanc efor

you r consideratio nregardin g thi s report
. If Icanb eo f

an y further assistanc epleas ed o not

hesitat et o contac t

m edirectly

. Regards ,

Davi dLittlejoh n CorporateSafet

y Adviso r 901.434.956 7 901.434.976 9 (fax ) mdlittle)ohn(a),fedex.co m