2010 Decisions

Opinions of the United

States Court of Appeals

for the Third Circuit

6-3-2010

USA v. Hayes

Precedential or Non-Precedential: Non-Precedential

Docket No. 09-4030

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Recommended Citation

"USA v. Hayes" (2010). 2010 Decisions. Paper 1202.

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NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS

FOR THE THIRD CIRCUIT

 

No. 09-4030

 

UNITED STATES OF AMERICA,

 Appellant

v.

MARK HAYES

 

Appeal from the United States 

District Court for the Eastern District of Pennsylvania

(D.C. No. 2-09-cr-00165-001)

District Court Judge: Honorable John P. Fullam

 

Submitted Under Third Circuit L.A.R. 34.1(a)

May 27, 2010

 

Before: MCKEE, Chief Judge, RENDELL, and GARTH, Circuit Judges

(Opinion Filed: June 3, 2010)

 

OPINION

 

GARTH, Circuit Judge:

In this criminal case, the United States appeals the sentence imposed by the

District Court as substantively unreasonable. We will vacate and remand for

resentencing.
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I.

In 2003, federal officials began an investigation into purveyors of online child

pornography. In the course of the investigation, agents examined lists of paying

subscribers to web sites offering access to child pornography. Mark Hayes was one of

those subscribers.

Postal inspectors sent a letter to Hayes in 2006. The letter purported to be from a

company offering child pornography. Hayes requested a catalog of available material,

and ultimately ordered three videos. The videos were delivered, and shortly thereafter a

search warrant was executed at Hayes’ residence. The videos and Hayes’ computer were

recovered during the search. Hayes’ computer contained 992 images and approximately

ten videos of minors engaged in sexually explicit conduct. Most of the minors depicted

were girls between the ages of eight and fifteen.

The government did not immediately charge Hayes, who voluntarily began

treatment for his pedophilia and continued his employment as a zookeeper at the

Philadelphia Zoo. In March 2009, nearly three years after the seizure of Hayes’

computer, the government filed an information charging Hayes with possession of child

pornography, in violation of 18 U.S.C. § 2252(a)(4)(B). Hayes pled guilty on April 2,

pursuant to a written plea agreement.

The presentence investigation report (PSR) calculated Hayes’ Sentencing

Guidelines imprisonment range as 51-63 months. Neither side objected to the calculation. 

At the sentencing hearing, Hayes called four witnesses: his treating psychologist, his
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mother, and his longtime friend and her mother. Hayes also testified himself. Hayes’

counsel argued that Hayes had accepted responsibility for his actions and sought

treatment, and that the risk that Hayes would reoffend was low. She asked the District

Court to impose a sentence limited to home confinement and supervised release. The

government emphasized the great harm involved in the production of the material Hayes

was convicted of possessing, and argued that imprisonment was necessary both to reflect

the seriousness of the offense and to deter others from committing it. A. 52-60.

Before imposing sentence, the District Court discussed the factors it considered

relevant to the sentence. About child pornography, the court said that “the real criminals

are the people who create it and disseminate it.” A. 60. The court acknowledged that the

demand of people like Hayes promoted the production of child pornography, but

criticized government enforcement efforts which, the court said, “cause defendants to

commit additional crimes that the Government can observe and arrest for.” A. 61. The

court said: “I’m emphasizing – I’m impressed particularly by the fact that in this case

there’s never been the slightest attempt to act, and as a result of exposure to this kind of

pornography, there is no danger whatsoever that this Defendant will actually

inappropriately treat children.” A. 61-62. The court further noted recent public

discussion of the Sentencing Guidelines’ treatment of child pornography offenses, and the

view of some judges that the treatment is too severe. A. 62. 

Finally, the District Court imposed a sentence consisting of a $2,500 fine and six
1

 The District Court later corrected the sentence in response to a motion filed by the

Government, which pointed out that a term of supervised release may be imposed only if it

follows a term of imprisonment. See 18 U.S.C. § 3583(a). The revised sentence consisted of

five years of probation, six months of which were to be served in home confinement, as well as

the $2,500 fine and a $100 special assessment.

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months of home confinement, to be followed by seven years of supervised release.1 As

conditions of Hayes’ release, the Court required that Hayes continue treatment and submit

to monitoring of his home computer. A. 63-64. The government objected to the sentence

as substantively unreasonable, and appealed.

II.

The federal sentencing process consists of three steps. First, the District Court

calculates the applicable advisory imprisonment range under the Sentencing Guidelines. 

Next, the District Court rules on any motions for departure. Finally, the District Court

exercises its discretion in imposing the final sentence by considering the relevant factors

specified in 18 U.S.C. § 3553(a), whether or not the final sentence falls within the

Guidelines range. United States v. Lopez-Reyes, 589 F.3d 667, 670 (3d Cir. 2009).

Our jurisdiction over the Government’s appeal is conferred by 18 U.S.C. §

3742(b). We review the sentence for reasonableness, a concept encompassing both a

procedural and a substantive component. United States v. Wise, 515 F.3d 207, 217-18

(3d Cir. 2008). Here, the Government challenges only the substantive reasonableness of

the sentence. In conducting this review, “we must give due deference to the district

court’s determination that the § 3553(a) factors, on a whole, justify the sentence.” United

States v. Tomko, 562 F.3d 558, 568 (3d Cir. 2009) (en banc) (quoting Gall v. United
2

 In Tomko, we found a 12-month variance from the Guidelines reasonable in a tax

evasion case. However, here we are bound by our more relevant precedents in United States v.

Goff, 501 F.3d 250 (3d Cir. 2007), and United States v. Lychock,, 578 F.3d 214 (3d Cir. 2009),

as we discuss infra.

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States, 552 U.S. 38, 51 (2007)).2 Our review is “highly deferential,” United States v.

Bungar, 478 F.3d 540, 543 (3d Cir. 2007); we must affirm “unless no reasonable

sentencing court would have imposed the same sentence on that particular defendant for

the reasons the district court provided.” Tomko, 562 F.3d at 568. “The fact that the

appellate court might reasonably have concluded that a different sentence was appropriate

is insufficient to justify reversal of the district court.” Gall, 552 U.S. at 51.

III.

The Government acknowledges the wide discretion afforded District Courts at

sentencing, but argues that Hayes’ sentence represents an abuse of that discretion. In

particular, the Government points to United States v. Goff, 501 F.3d 250 (3d Cir. 2007). 

Goff was convicted of possessing hundreds of images of child pornography, and Goff’s

guidelines range was calculated as 37 to 46 months. The District Court noted the

statement of Goff’s psychiatrist, which indicated that Goff had never sexually abused or

assaulted children. The court also observed that Goff had lived an “exemplary” life and

maintained support from his friends, relatives and co-workers. It finally imposed a

sentence of four months’ imprisonment. Id. at 253.

We vacated the sentence as both procedurally flawed and excessively lenient. We

held that the District Court had failed to adequately address many of the § 3553(a)
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factors, including the advisory imprisonment range produced by the Sentencing

Guidelines, the nature and circumstances of the offense, and the need to deter both the

defendant and others from committing similar crimes in the future. Id. at 257-58. We

further held that the District Court had not sufficiently recognized the harm inflicted upon

the children involved in the production of child pornography, and had placed undue

emphasis on Goff’s lack of criminal history, including the lack of any actual sexual

contact with children. Id. at 258-61. Finally, we noted that many other defendants in

similar cases had been sentenced to lengthy terms of imprisonment, and that Goff’s

relatively lenient sentence created a “potential disparity in sentence for those convicted of

possession of child pornography . . . based on little, if anything, more than the luck of

which judge is assigned to a particular case.” Id. at 261.

In United States v. Lychock, 578 F.3d 214 (3d Cir. 2009), we again vacated a

sentence for possession of child pornography as substantively unreasonable. Lychock

pled guilty to possession of between 150 and 300 images, and his Sentencing Guidelines

range was 30 to 37 months. The District Court’s sentence consisted of five years of

supervised release and a $10,000 fine. Relying heavily on Goff, we held that the sentence

was unreasonable, concluding: “[B]y imposing a sentence so far below the range

suggested by the Guidelines and stipulated to by the parties, the District Court did not

adequately take account of the seriousness of the offense, the need to promote respect for

the law, the need to provide just punishment, or the considered view of Congress as

reflected in the Sentencing Guidelines.” Id. at 220-21.
3

 Although Lychock, like Hayes, was not originally sentenced to a term of imprisonment,

Lychock was ordered to pay a $10,000 fine, 578 F.3d at 216, while the District Court here fined

Hayes only $2,500.

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The District Court’s sentence in this case cannot be squared with Goff and

Lychock. Hayes was convicted of possessing more images (and videos) than the

defendants in either Goff or Lychock, and his Sentencing Guidelines range was therefore

higher. The District Court also did not find that Hayes had lived an otherwise

“exemplary” life or had participated in charitable activities, as Goff had. Yet Hayes

received a sentence more lenient than those we vacated in both Goff and Lychock.

3

 

Moreover, the District Court’s discussion of the § 3553(a) factors in this case was

strikingly similar to the analyses we found inadequate in both Goff and Lychock. In all

three cases, the defendant had no prior criminal history, and was determined by the

District Court to present a low risk of re-offending. Both Goff and Lychock, like Hayes,

sought psychological treatment after their arrest and demonstrated at sentencing that their

families and loved ones continued to support them.

The District Courts in each case also appeared to be motivated by a similar

understanding of the seriousness of the offense. For example, in Goff, the District Court

had suggested at sentencing that possession of child pornography was “truly a

psychological crime. It is not a taking crime . . . . Almost one might say a psychiatric

crime.” Id. at 258. Similarly in the instant case, the District Court described the offense

as “almost a status crime rather than a, a crime committed by actions.” A. 61. We
4

 Chief Judge McKee believes that the sentencing court adequately explained its reasons

for imposing this sentence despite the applicable advisory guideline range, and would therefore

affirm the sentence pursuant to our decision in United States v. Tomko, 562 F.3d 558, 568 (3d

Cir. 2009) (en banc).

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strongly criticized this characterization of the offense in Goff, and found it insufficient to

justify a 33-month variance below the low end of Goff’s guideline range. See Goff, 501

F.3d at 258-60. It must likewise be held insufficient to support the larger variance in this

case.

Goff and Lychock simply cannot be convincingly distinguished. In light of our

precedents that have vacated more severe sentences for defendants more deserving of

leniency, we cannot affirm Hayes’ sentence. Although the District Court retains broad

discretion in the ultimate determination of the sentence, our prior holdings lead us to

conclude that the sentence imposed in this case was substantively unreasonable. We will

vacate and remand for resentencing.

IV.

For the foregoing reasons, we will vacate the District Court’s judgment of

September 14, 2009 and remand for resentencing.4