# Patent

## Title
Systems and methods for a memory model for sparsely updated statistics

## Abstract

Systems and methods for managing sparsely updated counters in memory include, for a given interval of time and N counters associated with the given interval, managing a first set of the N counters in a first level of storage in the memory, wherein the first level of storage utilizes a hash table to store a counter identifier and a value for each of the first set; and responsive to filling up the first level of storage for a given user in the given interval, managing the first set and a second set of the N counters in a second level of storage in the memory, wherein the set utilizes memory buckets to incrementally store the first set and the second set.

## Background
FIELD OF THE DISCLOSURE
The present disclosure generally relates to computer networking systems and methods. More particularly, the present disclosure relates to systems and methods for a memory model for sparsely updated statistics.
BACKGROUND OF THE DISCLOSURE
Cloud services, delivered through cloud-based systems, are experiencing rapid growth. In fact, users and Information Technology (IT) administrators are using cloud services for more and more applications, as are end users. In such a globally distributed architecture where multiple applications, distributed across various data centers around the globe, are operating, it becomes more and more important to maintain statistics associated with various transactions. An exemplary cloud-based system is offered by Zscaler, Inc., the assignee of the present disclosure. Zscaler has a Nanolog server system which is a transaction logging system that processes millions of transaction log records each hour. It extracts a number of fields from the log records and updates corresponding statistic counters for each associated user. In a cloud architecture where a single Nanolog server is serving thousands of companies, storing statistic counters at a user level requires a large amount of memory. This presents a scalability problem as the number of users and application-specific counters increase. The traditional approach to solving this problem would involve persisting counters that cannot fit in memory, to disk. Any solution should minimize counter memory usage and optimize counter value updates.
BRIEF SUMMARY OF THE DISCLOSURE
In an exemplary embodiment, a method for managing sparsely updated counters in memory includes, for a given interval of time and N counters associated with the given interval, managing a first set of the N counters in a first level of storage in the memory, wherein the first level of storage utilizes a hash table to store a counter identifier and a value for each of the first set; and, responsive to filling up the first level of storage for a given user in the given interval, managing the first set and a second set of the N counters in a second level of storage in the memory, wherein the second level utilizes memory buckets to incrementally store the first set and the second set. The first set can include up to Nactive counters and Nactive is substantially smaller than N. The second set can include up to X counters and Nactive+X is less than N. The hash table can be a linear probing hash table configured to store both the counter identifier and the value. Hash entries in the hash table can be located sequentially in the memory. Hash entries can include a key array associated with the counter identifier and a value array associated with the value. Responsive to filling up the first level of storage for a given user in the given interval, the first set can be moved to the second level of storage and subsequent counters are updated or added in the second level of storage. The second level of storage can utilize data structures for an Active ID map per company and a per user counter bucket. The counters can be associated with a user in a cloud system configured to monitor users for distributed security. The method can further include analyzing past data to determine most frequently used counters in an interval; and utilizing the most frequently used counters in the first level and less frequently used counters in the second level.
In another exemplary embodiment, a server configured to manage sparsely updated counters in memory includes a network interface; a processor; and memory storing instructions that, when executed, cause the processor to for a given interval of time and N counters associated with the given interval, manage a first set of the N counters in a first level of storage in the memory, wherein the first level of storage utilizes a hash table to store a counter identifier and a value for each of the first set; and responsive to filling up the first level of storage for a given user in the given interval, manage the first set and a second set of the N counters in a second level of storage in the memory, wherein the second level utilizes memory buckets to incrementally store the first set and the second set. The first set can include up to Nactive counters and Nactive is substantially smaller than N. The second set can include up to X counters and Nactive+X is less than N. The hash table can be a linear probing hash table configured to store both the counter identifier and the value. Hash entries in the hash table can be located sequentially in the memory. Hash entries can include a key array associated with the counter identifier and a value array associated with the value. Responsive to filling up the first level of storage for a given user in the given interval, the first set can be moved to the second level of storage and subsequent counters are updated or added in the second level of storage. The second level of storage can utilize data structures for an Active ID map per company and a per user counter bucket. The counters can be associated with a user in a cloud system configured to monitor users for distributed security. The memory storing instructions that, when executed, can further cause the processor to analyze past data to determine most frequently used counters in an interval; and utilize the most frequently used counters in the first level and less frequently used counters in the second level.
In a further exemplary embodiment, a distributed security system includes a plurality of servers forming a cloud system, wherein a plurality of users are each communicatively coupled to the plurality of servers; at least one logging node communicatively coupled to the cloud system, wherein the at least on logging node is configured to, for a given interval of time and N counters associated with the given interval, manage a first set of the N counters in a first level of storage in the memory, wherein the first level of storage utilizes a hash table to store a counter identifier and a value for each of the first set; and, responsive to filling up the first level of storage for a given user in the given interval, manage the first set and a second set of the N counters in a second level of storage in the memory, wherein the second level utilizes memory buckets to incrementally store the first set and the second set. The first set can include up to Nactive counters and Nactive is substantially smaller than N, wherein the second set can include up to X counters and Nactive+X is less than N.



BRIEF DESCRIPTION OF THE DRAWINGS
The present disclosure is illustrated and described herein with reference to the various drawings, in which like reference numbers are used to denote like system components/method steps, as appropriate, and in which:
FIG. 1 is a network diagram of a distributed security system, and the like;
FIG. 2 is a network diagram of the distributed security system of FIG. 1 illustrating various components in more detail;
FIG. 3 is a block diagram of a server which may be used in the distributed security system of FIG. 1 or with any other cloud-based system;
FIG. 4 is a block diagram of a mobile device which may be used in the system of FIG. 1 or with any other cloud-based system;
FIG. 5 is a network diagram of a generalized cloud-based system;
FIG. 6 is a network diagram of a network with a distributed security cloud providing DNS augmented security;
FIG. 7 is a block diagram of a memory model for statistic counters;
FIG. 8 is a block diagram of a two-level storage memory model for statistic counters;
FIG. 9 is a block diagram of additional details of the second level storage model, specifically details of the per company active ID map and the per user bucket memory map; and
FIG. 10 is a block diagram of steps involved in updating a statistic counter in the second level storage model.



DETAILED DESCRIPTION OF THE DISCLOSURE
In various exemplary embodiments, systems and methods for a memory model for sparsely updated statistics are described. The systems and methods enable update of a large set of sparse statistic counters with minimal memory and processor requirements. While described herein with reference to statistic counters, the systems and methods can be extended to any information that has to be updated frequently but is relatively sparse. A method for managing sparsely updated counters in memory includes, for a given interval of time and N counters associated with the given interval, managing a first set of the N counters in a first level of storage in the memory, wherein the first level of storage utilizes a hash table to store a counter identifier and a value for each of the first set; and, responsive to filling up the first level of storage for a given user in the given interval, managing the first set and a second set of the N counters in a second level of storage in the memory, wherein the second level utilizes memory buckets to incrementally store the first set and the second set. The first set can include up to Nactive counters and Nactive is substantially smaller than N. The second set can include up to X counters and Nactive+X is less than N.
§1.0 Example High-Level System Architecture—Cloud-Based Security System
Referring to FIG. 1, in an exemplary embodiment, a block diagram illustrates a distributed security system 100. The system 100 may, for example, be implemented as an overlay network in a wide area network (WAN), such as the Internet, a local area network (LAN), or the like. The system 100 includes processing nodes (PN) 110, that proactively detect and preclude the distribution of security threats, e.g., malware, spyware, viruses, email spam, etc., and other undesirable content sent from or requested by an external system. The processing nodes 110 can also log activity and enforce policies, including logging changes to the various components and settings in the system 100. Example external systems may include an enterprise 200, a computer device 220, and a mobile device 230, or other network and computing systems communicatively coupled to the system 100. In an exemplary embodiment, each of the processing nodes 110 may include a decision system, e.g., data inspection engines that operate on a content item, e.g., a web page, a file, an email message, or some other data or data communication that is sent from or requested by one of the external systems. In an exemplary embodiment, all data destined for or received from the Internet is processed through one of the processing nodes 110. In another exemplary embodiment, specific data specified by each external system, e.g., only email, only executable files, etc., is process through one of the processing node 110.
Each of the processing nodes 110 may generate a decision vector D=[d1, d2, . . . , dn] for a content item of one or more parts C=[c1, c2, . . . , cm]. Each decision vector may identify a threat classification, e.g., clean, spyware, malware, undesirable content, innocuous, spam email, unknown, etc. For example, the output of each element of the decision vector D may be based on the output of one or more data inspection engines. In an exemplary embodiment, the threat classification may be reduced to a subset of categories, e.g., violating, non-violating, neutral, unknown. Based on the subset classification, the processing node 110 may allow distribution of the content item, preclude distribution of the content item, allow distribution of the content item after a cleaning process, or perform threat detection on the content item. In an exemplary embodiment, the actions taken by one of the processing nodes 110 may be determinative on the threat classification of the content item and on a security policy of the external system to which the content item is being sent from or from which the content item is being requested by. A content item is violating if, for any part C=[c1, c2, . . . , cm] of the content item, at any of the processing nodes 110, any one of the data inspection engines generates an output that results in a classification of “violating.”
Each of the processing nodes 110 may be implemented by one or more of computer and communications devices, e.g., server computers, gateways, switches, etc., such as the server 300 described in FIG. 3. In an exemplary embodiment, the processing nodes 110 may serve as an access layer 150. The access layer 150 may, for example, provide external system access to the security system 100. In an exemplary embodiment, each of the processing nodes 110 may include Internet gateways and one or more servers, and the processing nodes 110 may be distributed through a geographic region, e.g., throughout a country, region, campus, etc. According to a service agreement between a provider of the system 100 and an owner of an external system, the system 100 may thus provide security protection to the external system at any location throughout the geographic region.
Data communications may be monitored by the system 100 in a variety of ways, depending on the size and data requirements of the external system. For example, an enterprise 200 may have multiple routers, switches, etc. that are used to communicate over the Internet, and the routers, switches, etc. may be configured to establish communications through the nearest (in traffic communication time, for example) processing node 110. A mobile device 230 may be configured to communicated to a nearest processing node 110 through any available wireless access device, such as an access point, or a cellular gateway. A single computer device 220, such as a consumer's personal computer, may have its browser and email program configured to access the nearest processing node 110, which, in turn, serves as a proxy for the computer device 220. Alternatively, an Internet provider may have all of its customer traffic processed through the processing nodes 110.
In an exemplary embodiment, the processing nodes 110 may communicate with one or more authority nodes (AN) 120. The authority nodes 120 may store policy data for each external system and may distribute the policy data to each of the processing nodes 110. The policy may, for example, define security policies for a protected system, e.g., security policies for the enterprise 200. Example policy data may define access privileges for users, websites and/or content that is disallowed, restricted domains, etc. The authority nodes 120 may distribute the policy data to the access nodes 110. In an exemplary embodiment, the authority nodes 120 may also distribute threat data that includes the classifications of content items according to threat classifications, e.g., a list of known viruses, a list of known malware sites, spam email domains, a list of known phishing sites, etc. The distribution of threat data between the processing nodes 110 and the authority nodes 120 may implemented by push and pull distribution schemes described in more detail below. In an exemplary embodiment, each of the authority nodes 120 may be implemented by one or more computer and communication devices, e.g., server computers, gateways, switches, etc., such as the server 300 described in FIG. 3. In some exemplary embodiments, the authority nodes 120 may serve as an application layer 170. The application layer 170 may, for example, manage and provide policy data, threat data, and data inspection engines and dictionaries for the processing nodes 110.
Other application layer functions may also be provided in the application layer 170, such as a user interface (UI) front-end 130. The user interface front-end 130 may provide a user interface through which users of the external systems may provide and define security policies, e.g., whether email traffic is to be monitored, whether certain web sites are to be precluded, etc. Another application capability that may be provided through the user interface front-end 130 is security analysis and log reporting. The underlying data on which the security analysis and log reporting functions operate are stored in logging nodes (LN) 140, which serve as a data logging layer 170. Each of the logging nodes 140 may store data related to security operations and network traffic processed by the processing nodes 110 for each external system. In an exemplary embodiment, the logging node 140 data may be anonymized so that data identifying an enterprise is removed or obfuscated. For example, identifying data may be removed to provide an overall system summary of security processing for all enterprises and users without revealing the identity of any one account. Alternatively, identifying data may be obfuscated, e.g., provide a random account number each time it is accessed, so that an overall system summary of security processing for all enterprises and users may be broken out by accounts without revealing the identity of any one account. In another exemplary embodiment, the identifying data and/or logging node 140 data may be further encrypted, e.g., so that only the enterprise (or user if a single user account) may have access to the logging node 140 data for its account. Other processes of anonymizing, obfuscating, or securing logging node 140 data may also be used. Note, as described herein, the systems and methods for tracking and auditing changes in a multi-tenant cloud system can be implemented in the data logging layer 160, for example.
In an exemplary embodiment, an access agent 180 may be included in the external systems. For example, the access agent 180 is deployed in the enterprise 200. The access agent 180 may, for example, facilitate security processing by providing a hash index of files on a client device to one of the processing nodes 110, or may facilitate authentication functions with one of the processing nodes 110, e.g., by assigning tokens for passwords and sending only the tokens to a processing node so that transmission of passwords beyond the network edge of the enterprise is minimized. Other functions and processes may also be facilitated by the access agent 180. In an exemplary embodiment, the processing node 110 may act as a forward proxy that receives user requests to external servers addressed directly to the processing node 110. In another exemplary embodiment, the processing node 110 may access user requests that are passed through the processing node 110 in a transparent mode. A protected system, e.g., enterprise 200, may, for example, choose one or both of these modes. For example, a browser may be configured either manually or through the access agent 180 to access the processing node 110 in a forward proxy mode. In the forward proxy mode, all accesses are addressed to the processing node 110.
In an exemplary embodiment, an enterprise gateway may be configured so that user requests are routed through the processing node 110 by establishing a communication tunnel between enterprise gateway and the processing node 110. For establishing the tunnel, existing protocols such as generic routing encapsulation (GRE), layer two tunneling protocol (L2TP), or other Internet Protocol (IP) security protocols may be used. In another exemplary embodiment, the processing nodes 110 may be deployed at Internet service provider (ISP) nodes. The ISP nodes may redirect subject traffic to the processing nodes 110 in a transparent proxy mode. Protected systems, such as the enterprise 200, may use a multiprotocol label switching (MPLS) class of service for indicating the subject traffic that is to be redirected. For example, at the within the enterprise the access agent 180 may be configured to perform MPLS labeling. In another transparent proxy mode exemplary embodiment, a protected system, such as the enterprise 200, may identify the processing node 110 as a next hop router for communication with the external servers.
Generally, the distributed security system 100 may generally refer to an exemplary cloud-based security system. Other cloud-based security systems and generalized cloud-based systems are contemplated for the systems and methods for tracking and auditing changes in a multi-tenant cloud system. Cloud computing systems and methods abstract away physical servers, storage, networking, etc. and instead offer these as on-demand and elastic resources. The National Institute of Standards and Technology (NIST) provides a concise and specific definition which states cloud computing is a model for enabling convenient, on-demand network access to a shared pool of configurable computing resources (e.g., networks, servers, storage, applications, and services) that can be rapidly provisioned and released with minimal management effort or service provider interaction. Cloud computing differs from the classic client-server model by providing applications from a server that are executed and managed by a client's web browser, with no installed client version of an application required. Centralization gives cloud service providers complete control over the versions of the browser-based applications provided to clients, which removes the need for version upgrades or license management on individual client computing devices. The phrase “software as a service” (SaaS) is sometimes used to describe application programs offered through cloud computing. A common shorthand for a provided cloud computing service (or even an aggregation of all existing cloud services) is “the cloud.” The distributed security system 100 is illustrated herein as one exemplary embodiment of a cloud-based system, and those of ordinary skill in the art will recognize the tracking and auditing systems and methods contemplate operation on any cloud-based system.
§2.0 Example Detailed System Architecture and Operation
Referring to FIG. 2, in an exemplary embodiment, a block diagram illustrates various components of the distributed security system 100 in more detail. Although FIG. 2 illustrates only one representative component processing node 110, authority node 120 and logging node 140, those of ordinary skill in the art will appreciate there may be many of each of the component nodes 110, 120 and 140 present in the system 100. A wide area network (WAN) 101, such as the Internet, or some other combination of wired and/or wireless networks, communicatively couples the processing node 110, the authority node 120, and the logging node 140 to one another. The external systems 200, 220 and 230 likewise communicate over the WAN 101 with each other or other data providers and publishers. Some or all of the data communication of each of the external systems 200, 220 and 230 may be processed through the processing node 110.
FIG. 2 also shows the enterprise 200 in more detail. The enterprise 200 may, for example, include a firewall (FW) 202 protecting an internal network that may include one or more enterprise servers 216, a lightweight directory access protocol (LDAP) server 212, and other data or data stores 214. Another firewall 203 may protect an enterprise subnet that can include user computers 206 and 208 (e.g., laptop and desktop computers). The enterprise 200 may communicate with the WAN 101 through one or more network devices, such as a router, gateway, switch, etc. The LDAP server 212 may store, for example, user login credentials for registered users of the enterprise 200 system. Such credentials may include a user identifiers, login passwords, and a login history associated with each user identifier. The other data stores 214 may include sensitive information, such as bank records, medical records, trade secret information, or any other information warranting protection by one or more security measures.
In an exemplary embodiment, a client access agent 180a may be included on a client computer 208. The client access agent 180a may, for example, facilitate security processing by providing a hash index of files on the user computer 208 to a processing node 110 for malware, virus detection, etc. Other security operations may also be facilitated by the access agent 180a. In another exemplary embodiment, a server access agent 180 may facilitate authentication functions with the processing node 110, e.g., by assigning tokens for passwords and sending only the tokens to the processing node 110 so that transmission of passwords beyond the network edge of the enterprise 200 is minimized. Other functions and processes may also be facilitated by the server access agent 180b. The computer device 220 and the mobile device 230 may also store information warranting security measures, such as personal bank records, medical information, and login information, e.g., login information to the server 206 of the enterprise 200, or to some other secured data provider server. The computer device 220 and the mobile device 230 can also store information warranting security measures, such as personal bank records, medical information, and login information, e.g., login information to a server 216 of the enterprise 200, or to some other secured data provider server.
§2.1 Example Processing Node Architecture
In an exemplary embodiment, the processing nodes 110 are external to network edges of the external systems 200, 220 and 230. Each of the processing nodes 110 stores security policies 113 received from the authority node 120 and monitors content items requested by or sent from the external systems 200, 220 and 230. In an exemplary embodiment, each of the processing nodes 110 may also store a detection process filter 112 and/or threat data 114 to facilitate the decision of whether a content item should be processed for threat detection. A processing node manager 118 may manage each content item in accordance with the security policy data 113, and the detection process filter 112 and/or threat data 114, if stored at the processing node 110, so that security policies for a plurality of external systems in data communication with the processing node 110 are implemented external to the network edges for each of the external systems 200, 220 and 230. For example, depending on the classification resulting from the monitoring, the content item may be allowed, precluded, or threat detected. In general, content items that are already classified as “clean” or not posing a threat can be allowed, while those classified as “violating” may be precluded. Those content items having an unknown status, e.g., content items that have not been processed by the system 100, may be threat detected to classify the content item according to threat classifications.
The processing node 110 may include a state manager 116A. The state manager 116A may be used to maintain the authentication and the authorization states of users that submit requests to the processing node 110. Maintenance of the states through the state manager 116A may minimize the number of authentication and authorization transactions that are necessary to process a request. The processing node 110 may also include an epoch processor 116B. The epoch processor 116B may be used to analyze authentication data that originated at the authority node 120. The epoch processor 116B may use an epoch ID to further validate the authenticity of authentication data. The processing node 110 may further include a source processor 116C. The source processor 116C may be used to verify the source of authorization and authentication data. The source processor 116C may identify improperly obtained authorization and authentication data, enhancing the security of the network. Collectively, the state manager 116A, the epoch processor 116B, and the source processor 116C operate as data inspection engines.
Because the amount of data being processed by the processing nodes 110 may be substantial, the detection processing filter 112 may be used as the first stage of an information lookup procedure. For example, the detection processing filter 112 may be used as a front end to a looking of the threat data 114. Content items may be mapped to index values of the detection processing filter 112 by a hash function that operates on an information key derived from the information item. The information key is hashed to generate an index value (i.e., a bit position). A value of zero in a bit position in the guard table can indicate, for example, absence of information, while a one in that bit position can indicate presence of information. Alternatively, a one could be used to represent absence, and a zero to represent presence. Each content item may have an information key that is hashed. For example, the processing node manager 118 may identify the Uniform Resource Locator (URL) address of URL requests as the information key and hash the URL address; or may identify the file name and the file size of an executable file information key and hash the file name and file size of the executable file. Hashing an information key to generate an index and checking a bit value at the index in the detection processing filter 112 generally requires less processing time than actually searching threat data 114. The use of the detection processing filter 112 may improve the failure query (i.e., responding to a request for absent information) performance of database queries and/or any general information queries. Because data structures are generally optimized to access information that is present in the structures, failure query performance has a greater effect on the time required to process information searches for very rarely occurring items, e.g., the presence of file information in a virus scan log or a cache where many or most of the files transferred in a network have not been scanned or cached. Using the detection processing filter 112, however, the worst case additional cost is only on the order of one, and thus its use for most failure queries saves on the order of m log m, where m is the number of information records present in the threat data 114.
The detection processing filter 112 thus improves performance of queries where the answer to a request for information is usually positive. Such instances may include, for example, whether a given file has been virus scanned, whether content at a given URL has been scanned for inappropriate (e.g., pornographic) content, whether a given fingerprint matches any of a set of stored documents, and whether a checksum corresponds to any of a set of stored documents. Thus, if the detection processing filter 112 indicates that the content item has not been processed, then a worst case null lookup operation into the threat data 114 is avoided, and a threat detection can be implemented immediately. The detection processing filter 112 thus complements the threat data 114 that capture positive information. In an exemplary embodiment, the detection processing filter 112 may be a Bloom filter implemented by a single hash function. The Bloom filter may be sparse table, i.e., the tables include many zeros and few ones, and the hash function is chosen to minimize or eliminate false negatives which are, for example, instances where an information key is hashed to a bit position and that bit position indicates that the requested information is absent when it is actually present.
§2.2 Example Authority Node Architecture
In general, the authority node 120 includes a data store that stores master security policy data 123 for each of the external systems 200, 220 and 230. An authority node manager 128 may be used to manage the master security policy data 123, e.g., receive input from users of each of the external systems defining different security policies, and may distribute the master security policy data 123 to each of the processing nodes 110. The processing nodes 110 then store a local copy of the security policy data 113. The authority node 120 may also store a master detection process filter 122. The detection processing filter 122 may include data indicating whether content items have been processed by one or more of the data inspection engines 116 in any of the processing nodes 110. The authority node manager 128 may be used to manage the master detection processing filter 122, e.g., receive updates from a processing nodes 110 when the processing node 110 has processed a content item and update the master detection processing filter 122. For example, the master detection processing filter 122 may be distributed to the processing nodes 110, which then store a local copy of the detection processing filter 112.
In an exemplary embodiment, the authority node 120 may include an epoch manager 126. The epoch manager 126 may be used to generate authentication data associated with an epoch ID. The epoch ID of the authentication data is a verifiable attribute of the authentication data that can be used to identify fraudulently created authentication data. In an exemplary embodiment, the detection processing filter 122 may be a guard table. The processing node 110 may, for example, use the information in the local detection processing filter 112 to quickly determine the presence and/or absence of information, e.g., whether a particular URL has been checked for malware; whether a particular executable has been virus scanned, etc. The authority node 120 may also store master threat data 124. The master threat data 124 may classify content items by threat classifications, e.g., a list of known viruses, a list of known malware sites, spam email domains, list of known or detected phishing sites, etc. The authority node manager 128 may be used to manage the master threat data 124, e.g., receive updates from the processing nodes 110 when one of the processing nodes 110 has processed a content item and update the master threat data 124 with any pertinent results. In some implementations, the master threat data 124 may be distributed to the processing nodes 110, which then store a local copy of the threat data 114. In another exemplary embodiment, the authority node 120 may also monitor the health of each of the processing nodes 110, e.g., the resource availability in each of the processing nodes 110, detection of link failures, etc. Based on the observed health of each of the processing nodes 110, the authority node 120 may redirect traffic among the processing nodes 110 and/or balance traffic among the processing nodes 110. Other remedial actions and processes may also be facilitated by the authority node 110.
§2.3 Example Processing Node and Authority Node Communications
The processing node 110 and the authority node 120 may be configured according to one or more push and pull processes to manage content items according to security policy data 113 and/or 123, detection process filters 112 and/or 122, and the threat data 114 and/or 124. In a threat data push implementation, each of the processing nodes 110 stores policy data 113 and threat data 114. The processing node manager 118 determines whether a content item requested by or transmitted from an external system is classified by the threat data 114. If the content item is determined to be classified by the threat data 114, then the processing node manager 118 may manage the content item according to the security classification of the content item and the security policy of the external system. If, however, the content item is determined to not be classified by the threat data 114, then the processing node manager 118 may cause one or more of the data inspection engines 117 to perform the threat detection processes to classify the content item according to a threat classification. Once the content item is classified, the processing node manager 118 generates a threat data update that includes data indicating the threat classification for the content item from the threat detection process, and transmits the threat data update to an authority node 120.
The authority node manager 128, in response to receiving the threat data update, updates the master threat data 124 stored in the authority node data store according to the threat data update received from the processing node 110. In an exemplary embodiment, the authority node manager 128 may automatically transmit the updated threat data to the other processing nodes 110. Accordingly, threat data for new threats as the new threats are encountered are automatically distributed to each processing node 110. Upon receiving the new threat data from the authority node 120, each of processing node managers 118 may store the updated threat data in the locally stored threat data 114.
In a threat data pull and push implementation, each of the processing nodes 110 stores policy data 113 and threat data 114. The processing node manager 118 determines whether a content item requested by or transmitted from an external system is classified by the threat data 114. If the content item is determined to be classified by the threat data 114, then the processing node manager 118 may manage the content item according to the security classification of the content item and the security policy of the external system. If, however, the content item is determined to not be classified by the threat data, then the processing node manager 118 may request responsive threat data for the content item from the authority node 120. Because processing a content item may consume valuable resource and time, in some implementations the processing node 110 may first check with the authority node 120 for threat data 114 before committing such processing resources.
The authority node manager 128 may receive the responsive threat data request from the processing node 110 and may determine if the responsive threat data is stored in the authority node data store. If responsive threat data is stored in the master threat data 124, then the authority node manager 128 provide a reply that includes the responsive threat data to the processing node 110 so that the processing node manager 118 may manage the content item in accordance with the security policy data 112 and the classification of the content item. Conversely, if the authority node manager 128 determines that responsive threat data is not stored in the master threat data 124, then the authority node manager 128 may provide a reply that does not include the responsive threat data to the processing node 110. In response, the processing node manager 118 can cause one or more of the data inspection engines 116 to perform the threat detection processes to classify the content item according to a threat classification. Once the content item is classified, the processing node manager 118 generates a threat data update that includes data indicating the threat classification for the content item from the threat detection process, and transmits the threat data update to an authority node 120. The authority node manager 128 can then update the master threat data 124. Thereafter, any future requests related to responsive threat data for the content item from other processing nodes 110 can be readily served with responsive threat data.
In a detection process filter and threat data push implementation, each of the processing nodes 110 stores a detection process filter 112, policy data 113, and threat data 114. The processing node manager 118 accesses the detection process filter 112 to determine whether the content item has been processed. If the processing node manager 118 determines that the content item has been processed, it may determine if the content item is classified by the threat data 114. Because the detection process filter 112 has the potential for a false positive, a lookup in the threat data 114 may be implemented to ensure that a false positive has not occurred. The initial check of the detection process filter 112, however, may eliminate many null queries to the threat data 114, which, in turn, conserves system resources and increases efficiency. If the content item is classified by the threat data 114, then the processing node manager 118 may manage the content item in accordance with the security policy data 113 and the classification of the content item. Conversely, if the processing node manager 118 determines that the content item is not classified by the threat data 114, or if the processing node manager 118 initially determines through the detection process filter 112 that the content item is not classified by the threat data 114, then the processing node manager 118 may cause one or more of the data inspection engines 116 to perform the threat detection processes to classify the content item according to a threat classification. Once the content item is classified, the processing node manager 118 generates a threat data update that includes data indicating the threat classification for the content item from the threat detection process, and transmits the threat data update to one of the authority nodes 120.
The authority node manager 128, in turn, may update the master threat data 124 and the master detection process filter 122 stored in the authority node data store according to the threat data update received from the processing node 110. In an exemplary embodiment, the authority node manager 128 may automatically transmit the updated threat data and detection processing filter to other processing nodes 110. Accordingly, threat data and the detection processing filter for new threats as the new threats are encountered are automatically distributed to each processing node 110, and each processing node 110 may update its local copy of the detection processing filter 112 and threat data 114.
In a detection process filter and threat data pull and push implementation, each of the processing nodes 110 stores a detection process filter 112, policy data 113, and threat data 114. The processing node manager 118 accesses the detection process filter 112 to determine whether the content item has been processed. If the processing node manager 118 determines that the content item has been processed, it may determine if the content item is classified by the threat data 114. Because the detection process filter 112 has the potential for a false positive, a lookup in the threat data 114 can be implemented to ensure that a false positive has not occurred. The initial check of the detection process filter 112, however, may eliminate many null queries to the threat data 114, which, in turn, conserves system resources and increases efficiency. If the processing node manager 118 determines that the content item has not been processed, it may request responsive threat data for the content item from the authority node 120. Because processing a content item may consume valuable resource and time, in some implementations the processing node 110 may first check with the authority node 120 for threat data 114 before committing such processing resources.
The authority node manager 128 may receive the responsive threat data request from the processing node 110 and may determine if the responsive threat data is stored in the authority node data 120 store. If responsive threat data is stored in the master threat data 124, then the authority node manager 128 provides a reply that includes the responsive threat data to the processing node 110 so that the processing node manager 118 can manage the content item in accordance with the security policy data 112 and the classification of the content item, and further update the local detection processing filter 112. Conversely, if the authority node manager 128 determines that responsive threat data is not stored in the master threat data 124, then the authority node manager 128 may provide a reply that does not include the responsive threat data to the processing node 110. In response, the processing node manager 118 may cause one or more of the data inspection engines 116 to perform the threat detection processes to classify the content item according to a threat classification. Once the content item is classified, the processing node manager 118 generates a threat data update that includes data indicating the threat classification for the content item from the threat detection process, and transmits the threat data update to an authority node 120. The authority node manager 128 may then update the master threat data 124. Thereafter, any future requests for related to responsive threat data for the content item from other processing nodes 110 can be readily served with responsive threat data.
The various push and pull data exchange processes provided above are exemplary processes for which the threat data and/or detection process filters may be updated in the system 100 of FIGS. 1 and 2. Other update processes, however, are contemplated with the present invention. The data inspection engines 116, processing node manager 118, authority node manager 128, user interface manager 132, logging node manager 148, and authority agent 180 may be realized by instructions that upon execution cause one or more processing devices to carry out the processes and functions described above. Such instructions can, for example, include interpreted instructions, such as script instructions, e.g., JavaScript or ECMAScript instructions, or executable code, or other instructions stored in a non-transitory computer readable medium. Other processing architectures can also be used, e.g., a combination of specially designed hardware and software, for example.
§3.0 Exemplary Server Architecture
Referring to FIG. 3, in an exemplary embodiment, a block diagram illustrates a server 300 which may be used in the system 100, in other systems, or standalone. Any of the processing nodes 110, the authority nodes 120, and the logging nodes 140 may be formed through one or more servers 300. Further, the computer device 220, the mobile device 230, the servers 208, 216, etc. may include the server 300 or a similar structure. The server 300 may be a digital computer that, in terms of hardware architecture, generally includes a processor 302, input/output (I/O) interfaces 304, a network interface 306, a data store 308, and memory 310. It should be appreciated by those of ordinary skill in the art that FIG. 3 depicts the server 300 in an oversimplified manner, and a practical embodiment may include additional components and suitably configured processing logic to support known or conventional operating features that are not described in detail herein. The components (302, 304, 306, 308, and 310) are communicatively coupled via a local interface 312. The local interface 312 may be, for example but not limited to, one or more buses or other wired or wireless connections, as is known in the art. The local interface 312 may have additional elements, which are omitted for simplicity, such as controllers, buffers (caches), drivers, repeaters, and receivers, among many others, to enable communications. Further, the local interface 312 may include address, control, and/or data connections to enable appropriate communications among the aforementioned components.
The processor 302 is a hardware device for executing software instructions. The processor 302 may be any custom made or commercially available processor, a central processing unit (CPU), an auxiliary processor among several processors associated with the server 300, a semiconductor-based microprocessor (in the form of a microchip or chip set), or generally any device for executing software instructions. When the server 300 is in operation, the processor 302 is configured to execute software stored within the memory 310, to communicate data to and from the memory 310, and to generally control operations of the server 300 pursuant to the software instructions. The I/O interfaces 304 may be used to receive user input from and/or for providing system output to one or more devices or components. User input may be provided via, for example, a keyboard, touch pad, and/or a mouse. System output may be provided via a display device and a printer (not shown). I/O interfaces 304 may include, for example, a serial port, a parallel port, a small computer system interface (SCSI), a serial ATA (SATA), a fibre channel, Infiniband, iSCSI, a PCI Express interface (PCI-x), an infrared (IR) interface, a radio frequency (RF) interface, and/or a universal serial bus (USB) interface.
The network interface 306 may be used to enable the server 300 to communicate on a network, such as the Internet, the WAN 101, the enterprise 200, and the like, etc. The network interface 306 may include, for example, an Ethernet card or adapter (e.g., 10BaseT, Fast Ethernet, Gigabit Ethernet, 10 GbE) or a wireless local area network (WLAN) card or adapter (e.g., 802.11a/b/g/n). The network interface 306 may include address, control, and/or data connections to enable appropriate communications on the network. A data store 308 may be used to store data. The data store 308 may include any of volatile memory elements (e.g., random access memory (RAM, such as DRAM, SRAM, SDRAM, and the like)), nonvolatile memory elements (e.g., ROM, hard drive, tape, CDROM, and the like), and combinations thereof. Moreover, the data store 308 may incorporate electronic, magnetic, optical, and/or other types of storage media. In one example, the data store 1208 may be located internal to the server 300 such as, for example, an internal hard drive connected to the local interface 312 in the server 300. Additionally in another embodiment, the data store 308 may be located external to the server 300 such as, for example, an external hard drive connected to the I/O interfaces 304 (e.g., SCSI or USB connection). In a further embodiment, the data store 308 may be connected to the server 300 through a network, such as, for example, a network attached file server.
The memory 310 may include any of volatile memory elements (e.g., random access memory (RAM, such as DRAM, SRAM, SDRAM, etc.)), nonvolatile memory elements (e.g., ROM, hard drive, tape, CDROM, etc.), and combinations thereof. Moreover, the memory 310 may incorporate electronic, magnetic, optical, and/or other types of storage media. Note that the memory 310 may have a distributed architecture, where various components are situated remotely from one another, but can be accessed by the processor 302. The software in memory 310 may include one or more software programs, each of which includes an ordered listing of executable instructions for implementing logical functions. The software in the memory 310 includes a suitable operating system (O/S) 314 and one or more programs 316. The operating system 314 essentially controls the execution of other computer programs, such as the one or more programs 316, and provides scheduling, input-output control, file and data management, memory management, and communication control and related services. The one or more programs 316 may be configured to implement the various processes, algorithms, methods, techniques, etc. described herein.
§4.0 Exemplary Mobile Device Architecture
Referring to FIG. 4, in an exemplary embodiment, a block diagram illustrates a mobile device 400, which may be used in the system 100 or the like. The mobile device 400 can be a digital device that, in terms of hardware architecture, generally includes a processor 402, input/output (I/O) interfaces 404, a radio 406, a data store 408, and memory 410. It should be appreciated by those of ordinary skill in the art that FIG. 4 depicts the mobile device 410 in an oversimplified manner, and a practical embodiment may include additional components and suitably configured processing logic to support known or conventional operating features that are not described in detail herein. The components (402, 404, 406, 408, and 402) are communicatively coupled via a local interface 412. The local interface 412 can be, for example but not limited to, one or more buses or other wired or wireless connections, as is known in the art. The local interface 412 can have additional elements, which are omitted for simplicity, such as controllers, buffers (caches), drivers, repeaters, and receivers, among many others, to enable communications. Further, the local interface 412 may include address, control, and/or data connections to enable appropriate communications among the aforementioned components.
The processor 402 is a hardware device for executing software instructions. The processor 402 can be any custom made or commercially available processor, a central processing unit (CPU), an auxiliary processor among several processors associated with the mobile device 410, a semiconductor-based microprocessor (in the form of a microchip or chip set), or generally any device for executing software instructions. When the mobile device 410 is in operation, the processor 402 is configured to execute software stored within the memory 410, to communicate data to and from the memory 410, and to generally control operations of the mobile device 410 pursuant to the software instructions. In an exemplary embodiment, the processor 402 may include a mobile optimized processor such as optimized for power consumption and mobile applications. The I/O interfaces 404 can be used to receive user input from and/or for providing system output. User input can be provided via, for example, a keypad, a touch screen, a scroll ball, a scroll bar, buttons, bar code scanner, and the like. System output can be provided via a display device such as a liquid crystal display (LCD), touch screen, and the like. The I/O interfaces 404 can also include, for example, a serial port, a parallel port, a small computer system interface (SCSI), an infrared (IR) interface, a radio frequency (RF) interface, a universal serial bus (USB) interface, and the like. The I/O interfaces 404 can include a graphical user interface (GUI) that enables a user to interact with the mobile device 410. Additionally, the I/O interfaces 404 may further include an imaging device, i.e. camera, video camera, etc.
The radio 406 enables wireless communication to an external access device or network. Any number of suitable wireless data communication protocols, techniques, or methodologies can be supported by the radio 406, including, without limitation: RF; IrDA (infrared); Bluetooth; ZigBee (and other variants of the IEEE 802.15 protocol); IEEE 802.11 (any variation); IEEE 802.16 (WiMAX or any other variation); Direct Sequence Spread Spectrum; Frequency Hopping Spread Spectrum; Long Term Evolution (LTE); cellular/wireless/cordless telecommunication protocols (e.g. 3G/4G, etc.); wireless home network communication protocols; paging network protocols; magnetic induction; satellite data communication protocols; wireless hospital or health care facility network protocols such as those operating in the WMTS bands; GPRS; proprietary wireless data communication protocols such as variants of Wireless USB; and any other protocols for wireless communication. The data store 408 may be used to store data. The data store 408 may include any of volatile memory elements (e.g., random access memory (RAM, such as DRAM, SRAM, SDRAM, and the like)), nonvolatile memory elements (e.g., ROM, hard drive, tape, CDROM, and the like), and combinations thereof. Moreover, the data store 408 may incorporate electronic, magnetic, optical, and/or other types of storage media.
The memory 410 may include any of volatile memory elements (e.g., random access memory (RAM, such as DRAM, SRAM, SDRAM, etc.)), nonvolatile memory elements (e.g., ROM, hard drive, etc.), and combinations thereof. Moreover, the memory 410 may incorporate electronic, magnetic, optical, and/or other types of storage media. Note that the memory 410 may have a distributed architecture, where various components are situated remotely from one another, but can be accessed by the processor 402. The software in memory 410 can include one or more software programs, each of which includes an ordered listing of executable instructions for implementing logical functions. In the example of FIG. 4, the software in the memory 410 includes a suitable operating system (O/S) 414 and programs 416. The operating system 414 essentially controls the execution of other computer programs, and provides scheduling, input-output control, file and data management, memory management, and communication control and related services. The programs 416 may include various applications, add-ons, etc. configured to provide end user functionality with the mobile device 400. For example, exemplary programs 416 may include, but not limited to, a web browser, social networking applications, streaming media applications, games, mapping and location applications, electronic mail applications, financial applications, and the like. In a typical example, the end user typically uses one or more of the programs 416 along with a network such as the system 100.
§5.0 Exemplary General Cloud System
Referring to FIG. 5, in an exemplary embodiment, a cloud system 500 is illustrated for implementing the systems and methods described herein for tracking and auditing changes in a multi-tenant cloud system. The cloud system 500 includes one or more cloud nodes (CN) 502 communicatively coupled to the Internet 504. The cloud nodes 502 may include the processing nodes 110, the server 300, or the like. That is, the cloud system 500 may include the distributed security system 100 or another implementation of a cloudObased system, such as a system providing different functionality from security. In the cloud system 500, traffic from various locations (and various devices located therein) such as a regional office 510, headquarters 520, various employee's homes 530, mobile laptop 540, and mobile device 542 communicates to the cloud through the cloud nodes 502. That is, each of the locations 510, 520, 530, 540, 542 is communicatively coupled to the Internet 504 through the cloud nodes 502. For security, the cloud system 500 may be configured to perform various functions such as spam filtering, uniform resource locator (URL) filtering, antivirus protection, bandwidth control, data loss prevention, zero day vulnerability protection, web 2.0 features, and the like. In an exemplary embodiment, the cloud system 500 and the distributed security system 100 may be viewed as Security-as-a-Service through the cloud. In general, the cloud system 500 can be configured to perform any function in a multi-tenant environment. For example, the cloud system 500 can provide content, collaboration between users, storage, application hosting, and the like.
In an exemplary embodiment, the cloud system 500 can utilize the systems and methods for tracking and auditing changes in a multi-tenant cloud system. That is, the cloud system 500 can track and audit administrator activity associated with the cloud system 500 in a segregated and overlaid fashion from the application functions performed by the cloud system 500. This segregated and overlaid fashion decouples the tracking and auditing from application logic, maximizing resources and minimizing development complexity and runtime processing. The cloud system 500 (and the system 100) can be offloaded from complex tracking and auditing functions so that it can provide its primary function. In the context of a distributed security system, the tracking and auditing systems and methods enable accountability, intrusion detection, problem diagnosis, and data reconstruction, all in an optimized fashion considering the exponential growth in cloud-based systems.
§6.0 DNS Augmented Security
In an exemplary embodiment, the cloud system 500 and/or the distributed security system 100 can be used to perform DNS surrogation. Specifically, DNS surrogation can be a framework for distributed or cloud-based security/monitoring as is described herein. Endpoint security is no longer effective as deployments move to the cloud with users accessing content from a plurality of devices in an anytime, anywhere connected manner. As such, cloud-based security is the most effective means to ensure network protection where different devices are used to access network resources. Traffic inspection in the distributed security system 100 and the cloud-based system 500 is performed in an in-line manner, i.e. the processing nodes 110 and the cloud nodes 500 are in the data path of connecting users. Another approach can include a passive approach to the data path. DNS is one of the most fundamental IP protocols. With DNS surrogation as a technique, it is proposed to use DNS for dynamic routing of traffic, per user authentication and policy enforcement, and the like.
In conjunction with the cloud system 500 and/or the distributed security system 100, various techniques can be used for monitoring which are described on a sliding scale between always inline to never inline. First, in an always inline manner, all user traffic is between inline proxies such as the processing nodes 110 or the cloud nodes 502 without exception. Here, DNS can be used as a forwarding mechanism to the inline proxies. Second, in a somewhat always inline manner, all user traffic except for certain business partners or third parties is between inline proxies such as the processing nodes 110 or the cloud nodes 502. Third, in an inline manner for most traffic, high bandwidth applications can be configured to bypass the inline proxies such as the processing nodes 110 or the cloud nodes 502. Exemplary high bandwidth applications can include content streaming such as video (e.g., Netflix, Hulu, YouTube, etc.) or audio (e.g., Pandora, etc.). Fourth, in a mixed manner, inline monitoring can be used for “interesting” traffic as determined by security policy with other traffic being direct. Fifth, in an almost never inline manner, simple domain-level URL filtering can be used to determine what is monitored inline. Finally, sixth, in a never inline manner, DNS augmented security can be used.
Referring to FIG. 6, in an exemplary embodiment, a network diagram illustrates a network 550 with a distributed security cloud 552 providing DNS augmented security. The network 550 includes a user device 554 connecting to the distributed security cloud 552 via an anycast DNS server 556. The anycast DNS server 556 can be a server such as the server 300 of FIG. 3. Also, the anycast DNS server 556 can be the processing node 110, the cloud node 502, etc. The distributed security cloud 552 includes the anycast DNS server 556, policy data 558, and an inline proxy 560. The inline proxy 560 can include the processing node 110, the cloud node 502, etc. In operation, the user device 554 is configured with a DNS entry of the anycast DNS server 556, and the anycast DNS server 556 can perform DNS surrogation as is described herein. The distributed security cloud 552 utilizes the anycast DNS server 556, the policy data 558, and the inline proxy 560 to perform the DNS augmented security.
The network 550 illustrates the DNS augmented security where DNS information is used as follows. First, at a step 562, the user device 554 requests a DNS lookup of a site, e.g. “what is the IP address of site.com?” from the anycast DNS server 556. The anycast DNS server 556 accesses the policy data 558 to determine the policy associated with the site at step 564. The anycast DNS server 556 returns the IP address of the site based on the appropriate policy at step 566. The policy data 558 determines if the site either goes direct (step 568) to the Internet, is inspected by the inline proxy (step 570), or is blocked per policy (step 572). Here, the anycast DNS server 556 returns the IP address with additional information if the site is inspected or blocked. For example, if the anycast DNS server 556 determines the access is direct, the anycast DNS server 556 simply returns the IP address of the site. If the anycast DNS server 556 determines the site is blocked or inspected, the anycast DNS server 556 returns the IP address to the inline proxy 560 with additional information. The inline proxy 560 can block the site or provide fully inline proxied traffic to the site (step 574) after performing monitoring for security.
The DNS augmented security advantageously is protocol and application agnostic providing visibility and control across virtually all Internet-bound traffic. For example, DNS-based protocols include Internet Relay Chat (IRC), Session Initiation Protocol (SIP), Hypertext Transfer Protocol (HTTP), HTTP Secure (HTTPS), Post Office Protocol v3 (POP3), Internet Message Access Protocol (IMAP), etc. Further, emerging threats are utilizing DNS today especially Botnets and advanced persistent threats (APTs). For example, Fast flux is a DNS technique used to hide phishing and malware delivery sites behind an ever-changing network of compromised hosts acting as proxies. The DNS augmented security provides deployment flexibility when full inline monitoring is not feasible. For example, this can be utilized in highly distributed with high bandwidth environments, in locations with challenging Internet Access, etc. The DNS augmented security can provide URL filtering, white/black list enforcement, etc. for enhanced security without content filtering. In this manner, the network 550 can be used with the distributed security system 100 and the cloud system 500 to provide cloud-based security without requiring full inline connectivity.
§7.0 Memory Model
Referring to FIG. 7, in an exemplary embodiment, a block diagram illustrates a memory model 700 for statistic counters. The memory model 700 is used to maintain statistic counters for a plurality of users, such as users of the systems 100, 500 and the network 550. Specifically, the memory model 700 can be implemented in physical memory, such as through the logging nodes 140, the server 300, the cloud nodes 502, etc. Conventionally, the memory model 700 maintains the statistic counters in a fully uncompressed form in memory. Each active user is allocated memory that can accommodate all of a possible set of statistic counters in the memory model 700. The memory is held, for example in the memory 310, until a given time interval is reached (e.g., an hour boundary or the like) when the statistic counters are compressed and stored, for example in the data store 308. The statistic counters can also remain in compressed form in memory, e.g., the memory 310, for fast reporting.
The memory model 700 includes a logical view of the steps to update counters. The statistic counters can be maintained in an array 710 in physical memory, e.g., in the memory 310. The array 710 can include a counter identifier (ID) and a value. For a specific time period, a system such as the server 300 is configured to read transaction records (step 720), and get counter index and update the values (step 730). For example, assume the server 300 implements the memory model 700. The server 300 processes a transactions record and translates expected fields into predefined counter IDs between 1 to N, N being the number of statistic counters. The server 300 updates the statistic counters by directly accessing the counter array 710 (indexed on the given counter ID).
An example of statistic counters is described in commonly assigned U.S. Pat. No. 8,429,111, issued Apr. 23, 2013, and entitled “ENCODING AND COMPRESSION OF STATISTICAL DATA,” the contents of which are incorporated by reference. The statistic counters can include anything related to users of a cloud-based system, such as the systems 100, 500 and the network 550. For example, the statistic counters for monitoring the status of the system 100 can require several thousand variables ranging from hardware, peripheral, network, operating system, memory, process variables indicating errors, exceptions and events such as virus detection counts, and content classification counts. In other exemplary embodiments, the statistic counters could relate to Operations, Administration, Maintenance, and Provisioning (OAM&P) data; Performance Monitoring (PM); Fault, Configuration, Accounting, Performance, Security (FCAPS) data; and the like.
§7.1 Optimized Memory Model
Typically, the number of statistic counters updated in a given interval is less than the maximum counters available in the memory model 700. For example, this was configured on existing production data for the system 100 where only 1299 out of 8000 possible counters were active in any given company. Accordingly, the systems and methods provide an optimization to the memory model 700 where a large set of sparse statistic counters are updated in a given interval with minimal requirements on the memory 310 and the processor 302.
Given counters with ID in the range of 1 to N, let N_active be the number of active counters seen in any given interval. The interval is the time period in which the counters are maintained and updated. For example, the interval could be an hour, 15 minutes, a day, etc., i.e., any unit of time. Generally, the statistic counters seen in a given interval are random, i.e., there is no specific order. As described herein, a statistic counter becomes active the first time it is updated in an interval. An objective of the systems and methods is to keep the memory 310 required for N_active counters to a minimum.
Referring to FIG. 8, in an exemplary embodiment, a block diagram illustrates a two level storage memory model 800. To accomplish the optimization, the systems and methods utilize two levels of storage as described below and in the two level storage memory model 800. The two level storage memory model 800 includes a first level 810 and a second level 820 of storage. Note, the memory model 800 and the associated levels 810, 820 are logical implementations and physically implemented in the memory 310. The first level 810 includes a per user hash table 830 with a key array 832 and a value array 834. When the first counter for a user becomes active, the first level storage 810 is allocated.
At this level a linear probing (LP) hash table 830 of small length can be allocated to store both counter ID and Value. That is, the hash table 830 stores the counter ID in the key array 832, e.g., as a 2-byte counter ID, and the Value in the value array 834, e.g., as an 8-byte value. Each user can continue to store their own set of applicable counters until the LP hash table 830 is full, for the user.
When the first level 810 storage is full, all the entries are moved from the first level 810 to second level 820 storage. The second level 820 storage is a set of memory buckets allocated incrementally for a group of active counter IDs. The group of active IDs is maintained per company. The size of the group can also be fixed (e.g., 255 in an exemplary embodiment). The second level 820 includes a per company active ID map 840 and a per user bucket memory map 850, each is described in additional detail in FIG. 9. The per company active ID map 840 has a counter ID to running sequence ID association and each new counter ID is associated with a running sequence ID. The per user bucket memory map 850 has a sequence ID to memory bucket association and for counters application to a user, a memory bucket is allocated indexed at the sequence ID.
The objective of the two level storage memory model 800 is to keep the memory usage minimal. The first level 810 storage starts with a small memory footprint and supports an independent set of statistic counters for the same amount of storage. The second level 820 storage keeps the counter update cost minimal but the storage cost is based on distinct set of counters seen across all users of a given company. In an exemplary implementation, with the system 100, a large number of users ( ̃70%) were found to have less than 60 distinct counters being used.
§7.2 First Level Storage
At the first level 810, a small linear probing (LP) hash table is allocated to store the counter ID and Value, in the key array 832 and the value array 834 respectively. Note, it is not possible to estimate the distinct set of counters active for each user in a given interval, the two level storage memory model 800 starts with a small table size, e.g., 128 or the like. In an exemplary embodiment, this is roughly 2% of total number of counters and the impact on memory footprint is extremely minor.
The LP hash table 830 offers better performance because the hash entries are located sequentially in the memory 310, and to further improve performance, keys and values of the hash entry are separated out. Thus, a look up for a key would have better performance because keys are co-located in the memory 310. Also, the probing distance can be chosen to be 8. So a key size of 2 bytes would result in 16 bytes of data (key size*probing distance) to be processed. This should fit easily in the processor 302 cache and provide for fast lookup. At a given hash index, if all keys (i.e., counter IDs) of the probing distance are occupied, then the hash table 830 is considered full.
So upon receiving a new key at that index, new storage is required, and at this point, the two level storage memory model 800 moves to the second level 820 storage model. All keys and values for the user from this LP hash table 810 storage are moved to the second level 820 storage. The first level 810 storage can be freed at this point.
§7.3 Second Level Storage
Referring to FIG. 9, in an exemplary embodiment, a block diagram illustrates additional details of the second level 820 storage model, specifically details of the per company active ID map 840 and the per user bucket memory map 850. At the second level 820, allocations to hold counters are done incrementally in small memory buckets 860. Each memory bucket 860 represents a group of distinct statistic counters. The size of the group can be fixed (e.g., 255 as in the exemplary embodiment of FIG. 9). The group is formed by the sequence in which a statistic counter becomes active. Each active counter in the group is associated with a unique sequence ID 862. The counter ID to sequence number mapping is maintained in the active ID map 840 which is a simple array (per company) so that operation of getting to the appropriate bucket 860 is efficient. FIG. 9 illustrates the per-company and per-user data structures involved.
§7.4 Exemplary Statistics Counter Update
Referring to FIG. 10, in an exemplary embodiment, a block diagram illustrates steps involved in updating a statistic counter in the second level 820 storage model. For a new transaction log record that is used to update associated statistic counters, a counter ID [ctrid] is obtained from applicable fields of the transaction log record (step 900). Next, the active sequence number for this counter ID is obtained from the active ID map 840 (AMAP), i.e., seq=AMAP[ctrid] (step 902). The sequence starts at 0. If the counter is seen the first time, is activated by assigning the next number in the sequence. This sequence number is associated in the given counter ID index of the active ID map 840 (AMAP).
The sequence number is then translated to the index where user's memory bucket 850 for the counter resides (step 904). The memory bucket 860 is allocated only when a counter ID becomes active for a given user. Once allocated, a memory bucket will serve X number of consecutive sequence numbers. So, the number of buckets for N counters would be N/X. In an exemplary embodiment, X is set to 255. For example, the output of the step 902 is a sequence number [seq] which is provided to the step 904 which sets a pointer [ptr]=UMAP[seq/255], where UMAP is the per user bucket memory map 850, and an offset [off]=seq %255. The ptr and off values are provided to step 906 where a statistic counter is incremented at ptr[off].
For additional optimization, another approach is to investigate past transaction log data to determine a list of most frequently used statistic counters in a given interval. This list can then be used to create a pre-generated structure which can be used at compile time. Using the structure directly for each user can reduce the cost of additional lookup required to update the counter. The rest of the counters, i.e., less frequently used, can be updated by using the second level 820 as discussed in the above section.
It will be appreciated that some exemplary embodiments described herein may include one or more generic or specialized processors (“one or more processors”) such as microprocessors, digital signal processors, customized processors, and field programmable gate arrays (FPGAs) and unique stored program instructions (including both software and firmware) that control the one or more processors to implement, in conjunction with certain non-processor circuits, some, most, or all of the functions of the methods and/or systems described herein. Alternatively, some or all functions may be implemented by a state machine that has no stored program instructions, or in one or more application specific integrated circuits (ASICs), in which each function or some combinations of certain of the functions are implemented as custom logic. Of course, a combination of the aforementioned approaches may be used. Moreover, some exemplary embodiments may be implemented as a non-transitory computer-readable storage medium having computer readable code stored thereon for programming a computer, server, appliance, device, etc. each of which may include a processor to perform methods as described and claimed herein. Examples of such computer-readable storage mediums include, but are not limited to, a hard disk, an optical storage device, a magnetic storage device, a ROM (Read Only Memory), a PROM (Programmable Read Only Memory), an EPROM (Erasable Programmable Read Only Memory), an EEPROM (Electrically Erasable Programmable Read Only Memory), Flash memory, and the like. When stored in the non-transitory computer readable medium, software can include instructions executable by a processor that, in response to such execution, cause a processor or any other circuitry to perform a set of operations, steps, methods, processes, algorithms, etc.
Although the present disclosure has been illustrated and described herein with reference to preferred embodiments and specific examples thereof, it will be readily apparent to those of ordinary skill in the art that other embodiments and examples may perform similar functions and/or achieve like results. All such equivalent embodiments and examples are within the spirit and scope of the present disclosure, are contemplated thereby, and are intended to be covered by the following claims.

## Claims

1. A method for managing sparsely updated counters in memory, the method comprising:
for a given interval of time and N counters associated with the given interval, managing a first set of the N counters in a first level of storage in the memory, wherein the first level of storage utilizes a hash table to store a counter identifier and a value for each of the first set; and
responsive to filling up the first level of storage for a given user in the given interval, managing the first set and a second set of the N counters in a second level of storage in the memory, wherein the second level utilizes memory buckets to incrementally store the first set and the second set,
wherein the first level stores an independent set of statistic counters for each user in a same amount of storage for each user with the counter identifier uniquely identifying each of the statistics counters, and wherein the second level stores a distinct set of statistic counters for a given company based on counters seen across all users of the given company.

2. The method of claim 1, wherein the first set comprises up to Nactive counters and Nactive is smaller than N.

3. The method of claim 1, wherein the first set comprises up to Nactive counters and Nactive is smaller than N, wherein the second set comprises up to X counters and Nactive+X is less than N.

4. The method of claim 1, wherein the hash table is a linear probing hash table configured to store both the counter identifier and the value.

5. The method of claim 4, wherein hash entries in the hash table are located sequentially in the memory, and wherein hash entries comprise a key array associated with the counter identifier and a value array associated with the value.

6. The method of claim 1, wherein, responsive to filling up the first level of storage for a given user in the given interval, the first set is moved to the second level of storage and subsequent counters are updated or added in the second level of storage.

7. The method of claim 1, wherein the second level of storage utilizes data structures for an Active ID map per company and a per user counter bucket.

8. The method of claim 1, wherein the counters are associated with a user in a cloud system configured to monitor users for distributed security.

9. The method of claim 1, further comprising:
analyzing past data to determine most frequently used counters in an interval; and
utilizing the most frequently used counters in the first level and less frequently used counters in the second level.

10. A server configured to manage sparsely updated counters in memory, comprising:
a network interface;
a processor; and
memory storing instructions that, when executed, cause the processor to
for a given interval of time and N counters associated with the given interval, manage a first set of the N counters in a first level of storage in the memory, wherein the first level of storage utilizes a hash table to store a counter identifier and a value for each of the first set; and
responsive to filling up the first level of storage for a given user in the given interval, manage the first set and a second set of the N counters in a second level of storage in the memory, wherein the second level utilizes memory buckets to incrementally store the first set and the second set,
wherein the first level stores an independent set of statistic counters for each user in a same amount of storage for each user with the counter identifier uniquely identifying each of the statistics counters, and wherein the second level stores a distinct set of statistic counters for a given company based on counters seen across all users of the given company.

11. The server of claim 10, wherein the first set comprises up to Nactive counters and Nactive is smaller than N.

12. The server of claim 10, wherein the first set comprises up to Nactive counters and Nactive is smaller than N, wherein the second set comprises up to X counters and Nactive+X is less than N.

13. The server of claim 10, wherein the hash table is a linear probing hash table configured to store both the counter identifier and the value.

14. The server of claim 13, wherein hash entries in the hash table are located sequentially in the memory, and wherein hash entries comprise a key array associated with the counter identifier and a value array associated with the value.

15. The server of claim 10, wherein, responsive to filling up the first level of storage for a given user in the given interval, the first set is moved to the second level of storage and subsequent counters are updated or added in the second level of storage.

16. The server of claim 10, wherein the second level of storage utilizes data structures for an Active ID map per company and a per user counter bucket.

17. The server of claim 10, wherein the counters are associated with a user in a cloud system configured to monitor users for distributed security.

18. The server of claim 10, wherein the memory storing instructions that, when executed, further cause the processor to
analyze past data to determine most frequently used counters in an interval; and
utilize the most frequently used counters in the first level and less frequently used counters in the second level.

19. A distributed security system, comprising:
a plurality of servers forming a cloud system, wherein a plurality of users are each communicatively coupled to the plurality of servers;
at least one node communicatively coupled to the cloud system, wherein the at least on node is configured to
for a given interval of time and N counters associated with the given interval, manage a first set of the N counters in a first level of storage in the memory, wherein the first level of storage utilizes a hash table to store a counter identifier and a value for each of the first set; and
responsive to filling up the first level of storage for a given user in the given interval, manage the first set and a second set of the N counters in a second level of storage in the memory, wherein the second level utilizes memory buckets to incrementally store the first set and the second set,
wherein the first level stores an independent set of statistic counters for each user in a same amount of storage for each user with the counter identifier uniquely identifying each of the statistics counters, and wherein the second level stores a distinct set of statistic counters for a given company based on counters seen across all users of the given company.

20. The distributed security system of claim 19, wherein the first set comprises up to Nactive counters and Nactive is smaller than N, wherein the second set comprises up to X counters and Nactive+X is less than N.