United States Court of Appeals

For the Eighth Circuit

___________________________

No. 15-2905

___________________________

Paul Gunderson

lllllllllllllllllllll Plaintiff - Appellant

v.

BNSF Railway Company

lllllllllllllllllllll Defendant - Appellee

____________

Appeal from United States District Court 

for the District of Minnesota - Minneapolis

____________

 Submitted: October 19, 2016

 Filed: March 10, 2017

____________

Before LOKEN, SMITH, and COLLOTON, Circuit Judges.

____________

LOKEN, Circuit Judge.

Paul Gunderson appeals the district court’s grant of summary judgment 1

dismissing his complaint alleging that BNSF Railway Co. violated the Federal Rail

Safety Act (“FRSA”), 49 U.S.C. § 20109, when it fired Gunderson in 2009 for

The Honorable Patrick J. Schiltz, United States District Judge for the District 1

of Minnesota. 
harassing a co-worker and threatening a supervisor. Gunderson alleges that the real

reason for his termination was unlawful retaliation for his prior FRSA-protected

activity, an injury report and years of safety advocacy. A Department of Labor

(“DOL”) administrative law judge (“ALJ”) dismissed Gunderson’s FRSA complaint

on the merits following extensive discovery and a six-day evidentiary hearing. 

Gunderson then filed this de novo action under the FRSA’s “kick-out” provision, 49

U.S.C. § 20109(d)(3). The district court denied BNSF’s motion to dismiss but, at the

end of discovery, granted BNSF summary judgment on the merits and dismissed

Gunderson’s complaint with prejudice. Reviewing the grant of summary judgment

de novo, we affirm.

2

I. Background.

A. The Disciplinary Backdrop. Gunderson worked for BNSF at its yard in

Willmar, Minnesota, as a brakeman, conductor, switchman, and remote-control

operator, from 1989 until BNSF terminated him in August 2009 for harassing and

intimidating a co-worker and threatening a supervisor. Gunderson was active in

Local 1177 of the United Transportation Union (“UTU”), becoming local chairman

for the Willmar Yard in 2005, and also serving as vice general chairman of the

international union. His union duties included representing fellow workers in

Willmar accused of rules violations. After Michael Babik became Superintendent of

Operations in Willmar in 2008, Gunderson and Babik met almost weekly regarding

labor-management issues, causing tension at times. 

Prior to oral argument, the Association of American Railroads (“AAR”) filed 2

a contested motion for leave to file a brief as amicus curiae in support of BNSF. We

took the motion for consideration with the case and now grant AAR leave to file its

brief. See F.R.A.P. Rule 29. 

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In March 2009, two Willmar co-workers, Mitchell Duke and Robert Cluka,

complained that yardmaster David Peterson had improperly obtained and published

their personnel information. BNSF served Peterson with a Notice of Investigation. 

When Gunderson told Babik he was thinking of representing Peterson, Babik

allegedly said, “stay away from this . . . if you get involved you could be next.” 

Gunderson believed that Babik was angry because Gunderson and another union

official, Steve Mace, “keep beating the carrier” in investigations. 

B. First Investigation of Gunderson. In May 2009, Local 1177 president

Doug Campen informed Babik that Gunderson and Mace were pressuring union

members Duke and Cluka to recant their allegations against Peterson. Campen said

Gunderson had used “intimidation and scare tactics,” telling Duke he should be “very

nervous.” Campen also said that Mace had asked Cluka to withdraw his statement

against Peterson. Babik immediately notified his supervisor, Twin Cities Division

General Manager Richard Ebel, who obtained written statements from Duke, Cluka,

and Campen. 

Duke’s statement accused Gunderson of saying that “things could get really

bad” if Duke did not withdraw his accusations against Peterson -- Duke could face

a lawsuit by Peterson and could be fired. Gunderson also advised that Duke could

get a large settlement from BNSF over a previous injury if Duke “played his cards

right.” Gunderson invited Duke to his house, where Gunderson gave Duke a letter

to sign recanting his allegations against Peterson. Duke reported that someone had

placed garbage in his pickup truck and filled its gas tank with diesel. Duke stated, “I

amconcerned for my safety at work, I’mafraid there will be retaliation by other union

members and Gunderson.” Cluka’s statement alleged that he encountered Mace in

a grocery store, asked for general advice about serving as a witness in a disciplinary

hearing, and was asked by Mace to recant his accusation against Peterson. 

-3-
Based upon these statements, Ebel decided to investigate Gunderson and Mace

for violating Rule 1.6 of BNSF’s General Code of Operating Rules and its Violence

3

in the Workplace Policy, which prohibits threatening behavior, including “verbal,

nonverbal, or written threats or intimidation, explicit or subtle.” Before proceeding,

Ebel contacted James Hurlburt, director of employee performance, who wasin charge

of reviewing BNSF disciplinary actions nationwide to ensure consistent application

of the company’s Policy for Employee Performance and Accountability (PEPA). 

Hurlburt, stationed in Fort Worth, Texas, had no prior contact with Gunderson. He

recommended initiating an investigation and removing Gunderson from service due

to the “egregious” level of harassment alleged, and because of the “incredibly

unusual” situation presented by a union president bringing to management a

complaint against a union member. Milton Siegele, in BNSF’s labor relations

department, concurred. With the approval of his supervisor, Ebel then issued Notices

of Investigation to Gunderson and Mace and withheld both from service pending the

investigations. 

C. Second Investigation. Ebel directed Willmar Terminal Manager Herbert

Beam to serve Gunderson with the Notice of Investigation and ordered BNSF

resource protection officers to be present because of the volatile situation at the

Willmar Yard. Officers Eric Collins and Scott Poundstone, who had never heard of

Gunderson or his protected activities, traveled to Willmar and waited across the

hallway from Beam’s office, out of sight but where they could hear the conversation,

while Beam delivered the Notice to Gunderson. After receiving the Notice,

Gunderson told Beam, “Herb, you know, I’m not just a local [union]

chairman. . . . Sometimes things can come back to hurt you.” When Beam returned

to his office after escorting Gunderson from the building, the security officers said

Rule 1.6 providesthat “[a]ny act of hostility [or] misconduct, . . . affecting the

3

interest of the company or its employees is cause for dismissal and must be reported.”

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he needed to write a statement describing what they regarded as a threat by

Gunderson. Beam sent an email describing the incident to Babik and Ebel, and Ebel

received a formal report from Collins and Poundstone confirming Beam’s account. 

Steven Klug, Senior Vice President of Human Resources, read this description and

concluded it warranted additional investigation as an “intentional attempt to

intimidate and threaten.” Hurlburt and Siegele advised this was a serious event

warranting separate investigation. Ebel served a second Notice of Investigation.

D. Disciplinary Hearings. BNSF’s collective bargaining agreement with UTU

provided that the company must prove disciplinary violations at a formal adversarial

hearing. At a meeting to prepare for Gunderson’s separate hearings, one officer

noted, “we above all want Gunderson,” referring to the seriousness of his alleged

misconduct, compared to Mace’s. The first hearing, on August 12, 2009, concerned

Gunderson’s alleged harassment of Duke. Witnesses included Gunderson, Campen,

Duke, Babik, Peterson, and Mace. Gunderson denied harassing Duke, claimed that

Duke approached him asking for help in recanting, but admitted that he delivered the

recantation letter to Duke as a favor to Peterson’s attorney. Duke testified, consistent

with his written statement, that Gunderson pressured him to recant on multiple

occasions, and that he suffered panic attacks and dreaded coming to work as a result

of the harassment. The second hearing, concerning the alleged threat against

Terminal Manager Beam, was held the next day. Beam, Collins, and Poundstone

testified that Gunderson told Beam that the investigation could come back to hurt

Beam, and each testified that he interpreted this as a threat. Gunderson testified that

he could not remember whether or not he made the statement to Beam. After each

hearing, the hearing officer sent the transcript and record to Ebel for a decision

whether BNSF had proven each of the alleged disciplinary violations. 

E. Dismissals. Ebel reviewed the records and transcripts and decided that

BNSF proved both charges -- Gunderson engaged in a “serious event of intimidation

and harassment” against Duke and threatened Beam. Ebel decided that dismissal was

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warranted for each violation. Ebel sought advice from Hurlburt and Siegele and his

supervisor; they reviewed the records and recommended dismissal for each charge. 

On August 25, 2009, BNSF issued two separate dismissal letters to Gunderson, one

for harassing Duke and one for threatening Beam. Ebel denied Gunderson’s request

to reconsider the decision. The UTU appealed Gunderson’s discharge toBNSF Labor

Relations, arguing that the work rules in question did not apply to his contacts with

Duke away from the workplace, and that “all of the multiple charges leveled against

Mr. Gunderson were unwarranted and unsubstantiated.” BNSF denied the internal

appeals. Gunderson also appealed to BNSF’s PEPA Board, which reviewed his

discipline for company-wide consistency and upheld the decision. 

F. Railway Labor Act Appeal. The UTU on behalf of Gunderson then

appealed both rulings and his discharge to the Public Law Board (PLB), a threeperson arbitration panel established under the Railway Labor Act and comprised of

a carrier member, union member, and neutral member. Gunderson argued that the

“real reason” behind BNSF’s investigation was that Gunderson’s activity in

representing members as a union officer “placed him in an adversarial relationship

with [BNSF, which does] not like to be challenged.” The PLB denied both claims,

concluding BNSF’s evidence was sufficient to support the charges. Though

Gunderson had a protected interest in representing and counseling union membersin

investigations, the PLB ruled, his conduct in harassing and intimidating Duke “went

beyond the bounds of such protected [union] activity to that of interfering with the

proper conduct of a company investigation by harassing and intimidating a

complainant and company witness.” 

G. FRSA Complaint. In November 2009, Gunderson filed a timely

4

complaint with the Secretary of Labor, alleging for the first time that his discharge

An employee alleging an FRSA violation must first file a complaint with the

4

Secretary of Labor within 180 days. 49 U.S.C. §§ 20109(d)(2)(A)(ii). 

-6-
was unlawful retaliation for his repeated complaints about safety problems at the

Willmar Yard and for filing an injury report in September 2008 after he injured his

shoulder at work. See 49 U.S.C. § 20109(a)(4), (b)(1)(A); Kuduk v. BNSF Ry., 768

F.3d 786 (8th Cir. 2014). The Occupational Safety and Health Administration

(OSHA) investigated and issued written findings and a preliminary order rejecting

Gunderson’s complaint on September 9, 2010. See 29 C.F.R. § 1982.104 (2011). 

Noting that “engaging in protected activity does not shield an employee fromany and

all subsequent disciplinary action,” OSHA concluded that there was “no reasonable

cause” to believe BNSF violated the FRSA in dismissing Gunderson. 

The FRSA “kick-out” provides that, if the Secretary of Labor fails to issue a

final decision within 210 days, the complainant may remove the dispute to federal

court by filing an original de novo action. 49 U.S.C. § 20109(d)(3). Gunderson’s

“kick-out” right accrued on June 23, 2010, 210 days after he filed his administrative

complaint. Instead of filing a lawsuit, Gunderson pursued his administrative

complaint on October 13, 2010, by filing objections to OSHA’s preliminary order

with DOL’s Office of Administrative Law Judges, requesting a full de novo hearing. 

With his complaint pending before the ALJ, Gunderson engaged in extensive

document production and depositions until the end of discovery in November 2011. 

The ALJ conducted a six-day evidentiary hearing in January and March 2012 and

issued a fourteen-page decision on January 10, 2014, dismissing Gunderson’s claim

on the merits. The ALJ concluded: “[I]t is clear to me that Mr. Gunderson’s raising

safety concerns played no part in BNSF’s decision to terminate him.” The DOL

regulations then in effect provided that the ALJ’s decision would become the

5

DOL published an interim final rule on August 31, 2010. See Procedures for

5

the Handling of Retaliation Complaints, 75 Fed. Reg. 53527 (Aug. 31, 2010)

(codified at 29 C.F.R. Part 1982). In 2015, DOL published its final rule after notice

and comment. See Procedures for the Handling of Retaliation Complaints, 80 Fed.

Reg. 69115 (Nov. 9, 2015) (codified at 29 C.F.R. Part 1982). 

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Secretary’s final order unless Gunderson petitioned for review by DOL’s

Administrative Review Board within ten business days. 29 C.F.R. § 1982.110(a)

(2011). The regulationsfurther provided that the claimant has a “kick-out” right only

“[i]f there is no final order of the Secretary.” 29 C.F.R. § 1982.114(a). 

II. This Lawsuit.

Gunderson filed this action nine business days after receiving the ALJ’s

decision, without petitioning for further review, and more than three-and-a-half years

after he acquired the right to abandon the administrative proceedings and file a “kickout” action. He again alleged that BNSF fired him in retaliation for engaging in

FRSA-protected activity. BNSF moved to dismiss, arguing that Gunderson waived

his right to bring a de novo action in federal court by actively litigating his claim in

an administrative forum for over four years. The district court converted the motion

to dismiss into a motion for summary judgment because BNSF submitted portions of

the administrative record, see Fed. R. Civ. P. 12(d), and denied the motion. Noting

it had “a great deal ofsympathyfor BNSF’s argument” because permitting Gunderson

to proceed in federal court after pursuing the administrative process almost to its

conclusion was “extremelywasteful,” the court concluded it was “constrained to hold

that Gunderson has not waived his statutory right to file this action.” Gunderson v.

BNSF Ry., 29 F. Supp. 3d 1259, 1262, 1264 (D. Minn. 2014). After the court

declined to certify an interlocutory appeal, the parties engaged in substantial

discovery.

To prevail on his FRSA retaliation claim, Gunderson must prove, by a

preponderance of the evidence, that “(i) he engaged in a protected activity; (ii) BNSF

knew or suspected, actually or constructively, that he engaged in the protected

activity; (iii) he suffered an adverse action; and (iv) the circumstances raise an

inference that the protected activity was a contributing factor in the adverse action.”

Kuduk, 768 F.3d at 789. If Gunderson makesthatshowing, BNSF can avoid liability

-8-
if it “demonstrates, by clear and convincing evidence, that [it] would have taken the

same unfavorable personnel action in the absence of [Gunderson’s protected

activity].” 49 U.S.C. § 42121(b)(2)(B)(ii). At the conclusion of discovery, the

district court reviewed the lengthy record and granted BNSF’s motion for summary

judgment. The court ruled that Gunderson made a sufficient showing he engaged in

protected activity, BNSF knew of that activity, and he suffered an adverse action.6

However, the court concluded, (i) Gunderson did not present sufficient evidence to

permit a reasonable jury to find that FRSA-protected activity was a “contributing

factor” to his discharge, and (ii) alternatively, BNSF proved by clear and convincing

evidence that it would have dismissed Gunderson regardless of his protected activity. 

III. The Merits.

On appeal, Gunderson argues there is evidence in the summary judgment

record permitting a jury to find that FRSA-protected activities were a contributing

factor in his discharge: (i) he was a prominent safety advocate at the Willmar Yard

for the eight or nine years prior to termination, serving during his last year on the

Willmar Yard site safety committee; (ii) though he suffered no prior adverse action

for his many safety complaints, supervisors Babik and Beam were openly hostile,

7

with Beam expressing the view that his job would be easier if Gunderson were not

around because he was unwilling to let go of safety matters, and Babik referring to

On appeal, BNSF does not contend that Gunderson presented insufficient

6

evidence to avoid summary judgment on those elements of his retaliation claim. 

The complaints included safety problems caused by snow build-up in the yard,

7

leading BNSF to shut down the yard in December 2007; complaints that BNSF was

not performing newly required air tests, prompting BNSF to conduct these tests;

repeated complaints of inadequate lighting in the yard, ultimately causing BNSF to

install $250,000 of new lighting equipment; and other unsafe working conditions. 

Gunderson raised these issues at safety meetings and in emails to General Manager

Ebel and Terminal Manager Beam. 

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Gunderson’s lighting complaints as “whining”; (iii) though Babik insisted that

Gunderson fill out an injury report after hurting his shoulder at work, see 49 C.F.R.

§ 225.19(d) (2015), Beam and Babik were hostile toward him because supervisors’

bonuses depended in part on the number of injuries suffered in their territory; (iv)

decision-maker Ebel attended meetings where Gunderson raised safety complaints;

(v) Beam and Babik participated in the decision-making process; (vi) BNSF served

its Notice of Investigation on Mace by certified mail, but served the first Notice of

Investigation on Gunderson personally, with surveillance, resulting in the second

investigation; and (vii) BNSF disciplined the similarly situated Mace less severely,

8

an inconsistent application of its “zero tolerance” for workplace harassment. 

At issue is the fourth element of Gunderson’s retaliation case, whether his

protected activity was a contributing factor in his discharge. To avoid summary

judgment on this element, he must submit sufficient evidence of “intentional

retaliation prompted by the employee engaging in protected activity.” Kuduk, 768

F.3d at 791. A “contributing factor” includes “any factor which, alone or in

connection with other factors, tends to affect in any way the outcome of the decision.” 

Id. In considering this element, we must take into account “the evidence of the

employer’s nonretaliatory reasons.” Palmer v. Canadian Nat’l Ry., ARB No. 16-035,

2016 WL 5868560, *33 (DOL Admin. Rev. Bd. Sept. 30, 2016).

In reviewing this issue, five highly relevant facts stand out. First, the

disciplinary investigations that led to Gunderson’s discharge were “completely

unrelated” to his protected activity. Kuduk, 768 F.3d at 792. Second, Gunderson’s

prior safety-related activities were remote in time and disconnected from the

disciplinaryproceedings byan “intervening event that independently justified adverse

BNSF explained that Gunderson was working on the day the Notices issued 8

while Mace was on vacation. 

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disciplinary action” -- union president Campen complaining to management that two

members were being harassed. Id.; see Feldman v. Law Enf’t Assocs. Corp., 752

F.3d 339, 348 (4th Cir. 2014) (“causal connection may be severed by the passage of

a significant amount of time, or by some legitimate intervening event”). Third,

Gunderson was discharged after disciplinary hearings at which he was represented

by union counsel, and the decisions to discharge were upheld by BNSF internally and

by a Railway Labor Act arbitration panel. Fourth, the merits of the discharge were

again reviewed in a six-day hearing before a DOL ALJ, who concluded that “Mr.

Gunderson’s raising safety concerns played no part inBNSF’s decision to terminate.” 

Fifth, the decision to discharge was made by General Manager Ebel after consulting

with his supervisors and with BNSF human relations officers, not by Babik and

Beam, the lower-level supervisors Gunderson accuses of safety-related bias.

The fact section of Gunderson’s brief reprises his attacks on the merits of the

discharge decision and asserts that BNSF’s reasons for firing him “were pretextual,

and thus retaliatory.” We decline to review the merits of the discipline because

“federal courts do not sit as a super-personnel department that re-examines an

employer’s disciplinary decisions.” Kuduk, 768 F.3d at 792 (quotation omitted). The

critical inquiry in a pretext analysis “is not whether the employee actually engaged

in the conduct for which he was terminated, but whether the employer in good faith

believed that the employee was guilty of the conduct justifying discharge.” 

McCullough v. Univ. of Ark. for Med. Scis., 559 F.3d 855, 861-62 (8th Cir. 2009). 

Moreover, if the discipline was wholly unrelated to protected activity, as the ALJ

found, whether it wasfairly imposed is not relevant to the FRSA causal analysis. “An

employee who engages in protected activity is not insulated from adverse action for

violating workplace rules, and an employer’s belief that the employee committed

misconduct is a legitimate, non-discriminatory reason for adverse action.” Richey v.

City of Independence, 540 F.3d 779, 784 (8th Cir. 2008). 

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On appeal, Gunderson emphasizes evidence supporting the inference that

Babik and Beam were hostile to Gunderson’s safety complaints and injury reporting. 

Babik and Beam participated in the investigations and testified at the disciplinary

hearings, he argues, where they served as “cat’s paws” to Ebel, the ultimate decisionmaker. We agree with the district court that Gunderson failed to present “evidence 9

that Beam or Babik influenced either of Ebel’s [discharge] decisions.” In thisregard,

we will limit our focus to the first investigation, Gunderson’s harassment and

intimidation of co-worker Duke. This matter was brought to BNSF’s attention by a

complaint from union president Campen. Babik’s only role was to forward the

complaint to his supervisor, consistent with BNSF policy requiring him to report a

complaint of workplace harassment, and to arrange for witness interviews. There is

no evidence that his motive in doing these routine tasks was to retaliate against

Gunderson for remote-in-time FRSA-protected activities. Beam played no role in

initiating the first investigation, did not testify at the first hearing, and was not

involved in Ebel’s decision to discharge Gunderson for the harassment. As the

district court noted, Beam and Babik had only “trivial” participation in BNSF’s

preparation to prosecute the investigation hearings. 

Gunderson further argues that BNSF’s disparate treatment of Gunderson and

Mace is evidence that Gunderson’s protected activities contributed to his dismissal. 

We note that Mace, like Gunderson, was one of the “loud people in Willmar” engaged

in safety advocacy and had submitted an injury report, so more lenient treatment of

Mace, who engaged in similar protected activities, would undermine Gunderson’s

retaliation claim. See Bone v. G4S Youth Servs., LLC, 686 F.3d 948, 957 (8th Cir.

The cat’s paw theory requires proof that a supervisor “perform[ed] an act 9

motivated by [discriminatory] animus that is intended by the supervisor to cause an

adverse employment action . . . if that act is a proximate cause of the ultimate

employment action.” Kuduk, 768 F.3d at 790, quoting Staub v. Proctor Hosp., 131

S. Ct. 1186, 1194 (2011) (emphasis in original). 

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2012). More importantly, the first investigation confirmed that Gunderson and Mace

were not similarly situated. BNSF officers opined that Mace’s one short, cordial

conversation with Cluka did not have the “same degree of severity” as Gunderson’s

harassment of Duke. Cluka testified that Mace asked him to withdraw his allegations

against Peterson and never raised the subject again, whereas Gunderson’s harassment

of Duke was repeated and serious. 

For these reasons, we conclude that summary judgment dismissing

Gunderson’s retaliation claim must be affirmed because he failed to submit evidence

that would permit a reasonable jury to infer that his FRSA-protected activities were

a contributing factor in BNSF’s decision to discharge Gunderson for harassing and

intimidating co-worker Duke. Therefore, we need not consider the district court’s

alternative ground, thatBNSF proved by clear and convincing evidence it would have

dismissed Gunderson regardless of his protected activity. Cf. Koziara v. BNSF Ry., 

840 F.3d 873, 878-79 (7th Cir. 2016).

IV. The Waiver Issue.

In defending the district court’s summary judgment decision, BNSF urges us

to rule, contrary to the district court, that Gunderson waived his right to file a de novo

action in district court by engaging in protracted administrative adjudication of the

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merits of his FRSA retaliation claim. In addressing this issue, we begin like the

10

district court with the statute’s text:

[I]f the Secretary of Labor has not issued a final decision within 210

days after the filing of the complaint [with DOL] and if the delay is not

due to the bad faith of the employee, the employee may bring an original

action at law or equity for de novo review in the appropriate district

court . . . which shall have jurisdiction over such an action . . . .

49 U.S.C. § 20109(d)(3). Use of the present perfect tense -- if the Secretary “has not

issued a final decision” -- indicatesthat, after 210 days, the complainant may abandon

agency proceedings and resort to federal district court, so long as the 210-day delay

is not due to his bad faith. But if the claimant’s administrative complaint proceeds

to a final order, only the courts of appeals have jurisdiction to review the final agency

action. See § 20109(d)(4); 29 C.F.R. § 1982.112(a), (b). 

The statute is silent on the question BNSF raises -- whether a claimant’s

conduct after his right to file a “kick-out” lawsuit has vested can waive his right to

commence an action in district court. BNSF argues that it can: “Just as litigating in

court waives the right to arbitrate, and litigating in state court waives the right to

remove to federal court, and litigating in one district waives the right to transfer to

another, an FRSA plaintiff’s active and substantial litigation before OSHA, the ALJ,

and/or the ARB past the 210-day mark waives the right to invoke FRSA’s ‘kick-out’

Gunderson argues we cannot consider BNSF’s waiver argument because 10

BNSF has not cross-appealed the district court’s final order. This contention is

without merit. “We may affirm a judgment on any ground raised in the district court,

and the party that prevailed in the district court need not file a cross-appeal to raise

alternative grounds for affirmance.” Transcon. Ins. Co. v. W.G. Samuels Co., 370

F.3d 755, 758 (8th Cir. 2004); see Hudson Specialty Ins. Co. v. Brash Tygr, LLC, 769

F.3d 586, 593 (8th Cir. 2014).

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option.” BNSF cites no prior case in which an FRSA plaintiff’s kick-out lawsuit has

been dismissed on the pleadings because the plaintiff’s prior litigation before the

agency waived his statutory right to file a judicial de novo action before the DOL

issued a final agency order.

In other contexts, a party’s wasteful pursuit of two duplicative remedies will

be deemed a waiver of one or the other. See, e.g., PR Group, LLC v. Windmill Int’l,

Ltd., 792 F.3d 1025, 1026 (8th Cir. 2015) (removal to federal court); Erdman Co. v.

Phoenix Land & Acquisition, LLC, 650 F.3d 1115, 1117 (8th Cir. 2011) (right to

compel arbitration). However, the federalstatutes underlying those decisions created

or permitted alternative, not sequential remedies. Here, the statute expressly

authorizes, indeed mandates pursuit of an administrative remedy before allowing

pursuit of a sequential de novo judicial remedy that will necessarily be duplicative to

some extent. So the question becomes, when does the employee’s extended pursuit

of an administrative remedy that must be exhausted for at least 210 days reflect his

intentional abandonment ofthe § 20109(d)(3) judicial remedy? BNSF failsto suggest

a specific answer to this question, simply arguing that “such duplicative litigation

wastes scarce resources,” as Congress surely knew in drafting the statute. 

In opposing BNSF’s waiver contention, Gunderson argues that § 20109(d)(3)

by its express terms gives the employee-complainant an absolute right to file a kickout de novo action if more than 210 days have elapsed since the administrative

complaint was filed, the delay is not attributable to the employee’s bad faith, and the

Secretary has not issued a final order reviewable by a court of appeals. We disagree. 

In the first place, the Supreme Court has, “in the context of a broad array of

constitutional and statutory provisions, articulated a general rule that presumes the

availability of waiver.” New York v. Hill, 528 U.S. 110, 114 (2000) (quotation

omitted). Gunderson fails to articulate why that principle would not apply to this

statute. Second, because no federal statute of limitations expressly applies to

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§ 20109(d)(3) actions, and because equitable relief such as reinstatement is 11

authorized, it is likely that common law principles of laches may apply to cut off an

employee’s right to sue, or at least to seek equitable relief, some time after the

§ 20109(d)(3) action accrues. See Brown-Mitchell v. Kansas City Power & Light

Co., 267 F.3d 825, 827 (8th Cir. 2001) (Title VII post-charge delay); see generally

Petrella v. Metro-Goldwyn-Mayer, Inc., 134 S. Ct. 1962 (2014); Astoria Fed. Sav.

and Loan Ass’n v. Solimino, 501 U.S. 104, 108 (1991) (“[W]here a common-law

principle is well established . . . courts may take it as given that Congress has

legislated with an expectation that the principle will apply except when a statutory

purpose to the contrary is evident.”); Teamsters & Emp’rs Welfare Tr. of Ill. v.

Gorman Bros. Ready Mix, 283 F.3d 877, 880-82 (7th Cir. 2002). 

For lachesto apply, defendant must prove: “(1) the plaintiff unreasonably and

inexcusably delayed filing the lawsuit, and (2) prejudice to the defendant from the

delay.” Brown-Mitchell, 267 F.3d at 827. As BNSF did not sufficiently develop its

alternative waiver argument, did not raise a laches or estoppel defense in the district

court or on appeal, and presented insufficient proof (if any) on these fact intensive

issues, we leave these questions for another day. 

The judgment of the district court is affirmed. 

COLLOTON, Circuit Judge, concurring in part and concurring in the judgment.

I concur in Part I through III of the opinion of court, but do not join Part IV. 

The discussion of the common law principles of laches in Part IV is pure dicta, on an

issue raised sua sponte by my colleagues. Where the question is unnecessary to a

At least one circuit has held that the “catchall” four-year statute of limitations 11

in 28 U.S.C. § 1658(a) applies to a similar whistleblower statute. Jones v. Southpeak

Interactive Corp., 777 F.3d 658, 666 (4th Cir. 2015).

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decision, and without briefing or argument on the complex issues lurking therein,

including what statute of limitations might apply to an action under 49 U.S.C.

§ 20109(d)(3) and the implication of a limitations period for the availability of a

laches defense, see Petrella v. Metro-Goldwyn-Mayer, Inc., 134 S. Ct. 1962, 1973-74

(2014), I express no view on whether the defense is “likely” to cut off an employee’s

right to sue or to seek equitable relief. Nor is it necessary, given the conclusion in

Part III, to address the company’s contention that Gunderson, by his conduct, waived

his right to file a de novo action in the district court. In particular, I do not join the

court’s apparent assumption that “Congress surely knew in drafting the statute” that

railroad employees could undertake the sort of wasteful duplicative litigation

displayed in this case, where a claimant pursued administrative remedies for nearly

four years after expiration of the 210-day statutory period, received an unfavorable

decision from an administrative law judge, and then started over with a duplicative

de novo action in federal court. 

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