10316 Federal Register / Vol. 74, No. 45 / Tuesday, March 10, 2009 / Notices 

Dated: March 5, 2009. 

Rochelle C. Bavol, 

Office of the Secretary. 

[FR Doc. E9–5224 Filed 3–6–09; 4:15 pm] 

BILLING CODE 7590–01–P 

NUCLEAR REGULATORY 

COMMISSION 

Privacy Act of 1974; Republication of 

Systems of Records Notices 

Correction 

In notice document E8–31458 

beginning on page 574 in the issue of 

January 6, 2009, make the following 

corrections: 

1. On page 607, column 2, following 

the first section RECORD SOURCE

CATEGORIES:, missing text for NRC–43 is 

added to read as follows: 

EXEMPTIONS CLAIMED FOR THE SYSTEM: 

None. 

2. On page 607, column 2, remove 

language beginning with the second 

section RECORD ACCESS PROCEDURE: 

through section EXEMPTIONS CLAIMED FOR

THE SYSTEM:. 

3. NRC–44 is reprinted in its entirety: 

NRC-44 

SYSTEM NAME: 

Employee Fitness Center Records-- 

NRC. 

SYSTEM LOCATION: 

Primary system--Fitness Center, NRC, 

Two White Flint North, 11545 Rockville 

Pike, Rockville, Maryland. 

Duplicate system--Regional offices, 

listed in Addendum I, Part 2, only 

maintain lists of their employees who 

receive subsidy from NRC for off-site 

fitness center memberships. 

CATEGORIES OF INDIVIDUALS COVERED BY THE

SYSTEM: 

NRC employees who apply for 

membership at the Fitness Center, 

including current and former members. 

CATEGORIES OF RECORDS IN THE SYSTEM: 

The system includes applications to 

participate in NRC’s Fitness Center, 

information on an individual’s degree of 

physical fitness and their fitness 

activities and goals; and various forms, 

memoranda, and correspondence 

related to Fitness Center membership 

and financial/payment matters. Specific 

information contained in the 

application for membership includes 

the employee applicant’s name, gender, 

age, Social Security number, height, 

weight, and medical information, 

including a history of certain medical 

conditions; the name of the individual’s 

personal physician and any prescription 

or over-the-counter drugs taken on a 

regular basis; and the name and address 

of a person to be notified in case of 

emergency. 

AUTHORITY FOR MAINTENANCE OF THE SYSTEM: 

5 U.S.C. 7901; Executive Order 9397. 

ROUTINE USES OF RECORDS MAINTAINED IN THE

SYSTEM, INCLUDING CATEGORIES OF USERS AND

THE PURPOSES OF SUCH USES: 

In addition to the disclosures 

permitted under subsection (b) of the 

Privacy Act, the NRC may disclose 

information contained in this system of 

records without the consent of the 

subject individual if the disclosure is 

compatible with the purpose for which 

the record was collected under the 

following routine uses: 

a. To the individual listed as an 

emergency contact, in the event of an 

emergency. 

b. To the National Archives and 

Records Administration or to the 

General Services Administration for 

records management inspections 

conducted under 44 U.S.C. 2904 or 

2906. 

c. For any of the routine uses 

specified in the Prefatory Statement of 

General Routine Uses. 

DISCLOSURES TO CONSUMER REPORTING

AGENCIES: 

Disclosures Pursuant to 5 U.S.C. 

552a(b)(12): 

Disclosures of information to a 

consumer reporting agency are not 

considered a routine use of records. 

Disclosures may be made from this 

system to ‘‘consumer reporting 

agencies’’ as defined in the Fair Credit 

Reporting Act 15 U.S.C. 1681a(f) (1970)) 

or the Federal Claims Collection Act of 

1966, as amended (31 U.S.C. 3701(a)(3) 

(1996)). 

POLICIES AND PRACTICES FOR STORING, 

RETRIEVING, ACCESSING, RETAINING, AND

DISPOSING OF RECORDS IN THE SYSTEM: 

STORAGE: 

Records are maintained on paper and 

computer media. 

RETRIEVABILITY: 

Information is indexed and accessed 

by an individual’s name and/or Social 

Security number. 

SAFEGUARDS: 

Records are maintained in a building 

where access is controlled by a security 

guard force. Access to the Fitness Center 

is controlled by keycard and bar code 

verification. Records in paper form are 

stored alphabetically by individuals’ 

names in lockable file cabinets 

maintained in the NRC Fitness Center 

where access to the records is limited to 

agency and Fitness Center personnel 

whose duties require access. The 

records are under visual control during 

duty hours. Automated records are 

protected by screen saver. Access to 

automated data requires use of proper 

password and user identification codes. 

Only authorized personnel have access 

to areas in which information is stored. 

RETENTION AND DISPOSAL: 

Records are retained and disposed of 

in accordance with the National 

Archives and Records Administration 

(NARA) approved disposition schedules 

which can be found in the NRC 

Comprehensive Records Disposition 

Schedule, NUREG-0910, NARA’s 

General Records Schedules, as well as 

in recently approved Requests for 

Records Disposition Authorities. NRC 

records disposition schedules are 

accessible through the NRC’s Web site at 

http://www.nrc.gov/reading-rm/recordsmgmt/disposition.html. Records that do 

not have an approved disposition 

schedule will be retained until 

disposition authority is obtained from 

NARA in accordance with 36 CFR 

1220.38(b), Disposition of Records. 

SYSTEM MANAGER(S) AND ADDRESS: 

Manager, Employee Assistance and 

Wellness Services, Office of Human 

Resources, U.S. Nuclear Regulatory 

Commission, Washington, DC 20555- 

0001. 

NOTIFICATION PROCEDURE: 

Individuals seeking to determine 

whether this system of records contains 

information about them should write to 

the Freedom of Information Act and 

Privacy Act Officer, Office of 

Information Services, U.S. Nuclear 

Regulatory Commission, Washington, 

DC 20555-0001, and comply with the 

procedures contained in NRC’s Privacy 

Act regulations, 10 CFR Part 9. 

RECORD ACCESS PROCEDURE: 

Same as ‘‘Notification procedure.’’ 

CONTESTING RECORD PROCEDURE: 

Same as ‘‘Notification procedure.’’ 

RECORD SOURCE CATEGORIES: 

Information in this system of records 

is principally obtained from the subject 

individual. Other sources of information 

include, but are not limited to, the NRC 

Fitness Center Director, staff physicians 

retained by the NRC, and the 

individual’s personal physicians. 

Federal Register / Vol. 74, No. 45 / Tuesday, March 10, 2009 / Notices 10317 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3Amendment No. 1 to SR–FINRA–2009–006 

replaced and superseded the original rule filing. 

4 15 U.S.C. 78o–3(g)(3). 

EXEMPTIONS CLAIMED FOR THE SYSTEM: 

None. 

[FR Doc. Z8–31458 Filed 3–9–09; 8:45 am] 

BILLING CODE 1505–01–D 

SECURITIES AND EXCHANGE 

COMMISSION 

In the Matter of International Business 

Ventures Group, Inc.; File No. 500–1; 

Order of Suspension of Trading 

March 6, 2009. 

It appears to the Securities and 

Exchange Commission that there is a 

lack of current and accurate information 

concerning the securities of 

International Business Ventures Group, 

Inc. (‘‘IBVG’’) because of questions 

regarding the accuracy of assertions by 

IBVG, and by others, of publicly 

disseminated information concerning, 

among other things, IBVG’s products 

and business prospects. 

The Commission is of the opinion that 

the public interest and the protection of 

investors require a suspension of trading 

in the securities of the above listed 

company. 

Therefore, it is ordered, pursuant to 

Section 12(k) of the Securities Exchange 

Act of 1934, that trading in the 

securities in the above listed company 

is suspended for the period from 9:30 

a.m. EST, March 6, 2009 through 11:59 

p.m. EDT, on March 19, 2009. 

By the Commission. 

J. Lynn Taylor, 

Assistant Secretary. 

[FR Doc. E9–5169 Filed 3–6–09; 4:15 pm] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–59484; File No. SR–FINRA– 

2009–006] 

Self-Regulatory Organizations; 

Financial Industry Regulatory 

Authority, Inc.; Notice of Filing of 

Proposed Rule Change Relating to a 

New Limited Representative 

Registration Category for Investment 

Banking Professionals 

March 2, 2009. 

Pursuant to Section 19(b)(1) of the 

Securities Exchange Act of 1934 

(‘‘Act’’)1 and Rule 19b–4 thereunder, 2

notice is hereby given that on February 

17, 2009, Financial Industry Regulatory 

Authority, Inc. (‘‘FINRA’’) (f/k/a 

National Association of Securities 

Dealers, Inc. (‘‘NASD’’)) filed with the 

Securities and Exchange Commission 

(‘‘SEC’’ or ‘‘Commission’’), and 

amended on February 27, 2009,3 the 

proposed rule change as described in 

Items I, II, and III below, which Items 

have been prepared by FINRA. The 

Commission is publishing this notice to 

solicit comments on the proposed rule 

change, as amended, from interested 

persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

FINRA is proposing to establish 

NASD Rule 1032(i), a new limited 

representative registration category for 

investment banking professionals. The 

proposed rule change also sets forth the 

registration requirements for principals 

who supervise investment banking 

activities. 

The text of the proposed rule change 

is available on FINRA’s Web site at 

http://www.finra.org, at the principal 

office of FINRA and at the 

Commission’s Public Reference Room. 

II. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

In its filing with the Commission, 

FINRA included statements concerning 

the purpose of and basis for the 

proposed rule change and discussed any 

comments it received on the proposed 

rule change. The text of these statements 

may be examined at the places specified 

in Item IV below. FINRA has prepared 

summaries, set forth in sections A, B, 

and C below, of the most significant 

aspects of such statements. 

A. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

1. Purpose 

Section 15A(g)(3) of the Act 4 requires 

FINRA to prescribe standards of 

training, experience, and competence 

for persons associated with FINRA 

members. In accordance with that 

provision, FINRA has developed 

examinations, and administers 

examinations developed by other selfregulatory organizations, that are 

designed to establish that persons 

associated with FINRA members have 

attained specified levels of competence 

and knowledge. 

NASD Rule 1031 requires that each 

person associated with a member who 

functions as a representative must be 

registered in a category appropriate to 

the function that person performs. The 

rule defines a ‘‘representative’’ as, 

among others, a person associated with 

a member who is ‘‘engaged in the 

investment banking or securities 

business for the member including the 

functions of supervision, solicitation or 

conduct of business in securities or who 

[is] engaged in the training of persons 

associated with a member for any of 

these functions.’’ Pursuant to NASD 

Rule 1032, a person who functions as a 

registered representative must pass the 

General Securities Representative 

(Series 7) examination or certain 

equivalent examinations, unless such 

person’s activities are so limited as to 

qualify him or her for a limited 

representative category for which a 

more dedicated examination is 

prescribed. 

The proposed rule change would 

create a new limited representative 

category—Limited Representative— 

Investment Banking—for persons whose 

activities are limited to investment 

banking, including those who work on 

the equity and debt capital markets and 

syndicate desks. More specifically, the 

proposed registration category would 

encompass those associated persons 

whose activities primarily involve: (1) 

Advising on or facilitating debt or 

equity securities offerings through a 

private placement or a public offering, 

including but not limited to origination, 

underwriting, marketing, structuring, 

syndication, and pricing of such 

securities and managing the allocation 

and stabilization activities of such 

offerings, or (2) advising on or 

facilitating mergers and acquisitions, 

tender offers, financial restructurings, 

asset sales, divestitures or other 

corporate reorganizations or business 

combination transactions, including but 

not limited to rendering a fairness, 

solvency or similar opinion. The 

proposed registration category would 

not cover individuals whose investment 

banking work is limited to public 

(municipal) finance offerings or direct 

participation program offerings as 

defined in NASD Rule 1022(e)(2). The 

proposed registration category further 

would not cover individuals whose 

investment banking work is limited to 

effecting private securities offerings as 

defined in NASD Rule 1032(h)(1)(A). 

FINRA is in the process of developing 

an accompanying qualification 

examination that will provide a more 

targeted assessment of the job functions 

performed by the individuals that 

would fall within the proposed