Federal Register / Vol. 74, No. 81 / Wednesday, April 29, 2009 / Notices 19607 

(44 U.S.C. 3501 et seq.), the Securities 

and Exchange Commission 

(‘‘Commission’’) has submitted to the 

Office of Management and Budget a 

request for extension of the previously 

approved collection of information 

discussed below. 

Form F–9 (17 CFR 239.39) is a 

registration statement under the 

Securities Act of 1933 (15 U.S.C. 77a et 

seq.) that is used to register investment 

grade debt or investment grade preferred 

securities that are offered for cash or in 

connection with an exchange, offer and 

are either non-convertible or not 

convertible for a period of at least one 

year from the date of issuance and 

thereafter are only convertible into a 

security of another class of the issuer. 

The purpose of the information 

collection is to permit verification of 

compliance with securities law 

requirements and to assure the public 

availability and dissemination of such 

information. The principal function of 

the Commission’s forms and rules under 

the securities laws’ disclosure 

provisions is to make information 

available to the investors. Form F–9 is 

a public document and the information 

provided is mandatory. We estimate that 

Form F–9 takes approximately 25 hours 

per response and it is filed by 18 

respondents. We further estimate that 

25% of the 25 hours per response (6.25 

hours) is prepared by the issuer for an 

annual reporting burden of 113 hours 

(6.25 hours per response × 18 

responses). 

An agency may not conduct or 

sponsor, and a person is not required to 

respond to, a collection of information 

unless it displays a currently valid 

control number. 

Written comments regarding the 

above information should be directed to 

the following persons: (i) Desk Officer 

for the Securities and Exchange 

Commission, Office of Information and 

Regulatory Affairs, Office of 

Management and Budget, Room 10102, 

New Executive Office Building, 

Washington, DC 20503 or send an email to Shagufta_Ahmed@omb.eop.gov; 

and (ii) Charles Boucher, Director/CIO. 

Securities and Exchange Commission, 

C/O Shirley Martinson, 6432 General 

Green Way, Alexandria, VA 22312; or 

send an e-mail to: 

PRA_Mailbox@sec.gov. Comments must 

be submitted to OMB within 30 days of 

this notice. 

Dated: April 22, 2009. 

Elizabeth M. Murphy, 

Secretary. 

[FR Doc. E9–9673 Filed 4–28–09; 8:45 am] 

BILLING CODE 8010–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. IC–28713] 

Notice of Applications for 

Deregistration Under Section 8(f) of the 

Investment Company Act of 1940 

April 23, 2009. 

The following is a notice of 

applications for deregistration under 

section 8(f) of the Investment Company 

Act of 1940 for the month of April, 

2009. A copy of each application may be 

obtained via the Commission’s website 

by searching for the file number, or an 

applicant using the Company name box, 

at http://www.sec.gov/search/ 

search.htm or by calling (202) 551– 

8090. An order granting each 

application will be issued unless the 

SEC orders a hearing. Interested persons 

may request a hearing on any 

application by writing to the SEC’s 

Secretary at the address below and 

serving the relevant applicant with a 

copy of the request, personally or by 

mail. Hearing requests should be 

received by the SEC by 5:30 p.m. on 

May 19, 2009, and should be 

accompanied by proof of service on the 

applicant, in the form of an affidavit or, 

for lawyers, a certificate of service. 

Hearing requests should state the nature 

of the writer’s interest, the reason for the 

request, and the issues contested. 

Persons who wish to be notified of a 

hearing may request notification by 

writing to the Secretary, U.S. Securities 

and Exchange Commission, 100 F 

Street, NE., Washington, DC 20549– 

1090. 

For Further Information Contact: 

Diane L. Titus at (202) 551–6810, SEC, 

Division of Investment Management, 

Office of Investment Company 

Regulation, 100 F Street, NE., 

Washington, DC 20549–4041. 

BBH U.S. Money Market Portfolio [File 

No. 811–8842]; BBH Prime Institutional 

Money Market Fund, Inc. [File No. 811– 

10073] 

Summary: Each applicant seeks an 

order declaring that it has ceased to be 

an investment company. On June 11, 

2007, each applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Applicants incurred 

no expenses in connection with the 

liquidations. 

Filing Date: The applications were 

filed on April 15, 2009. 

Applicants’ Address: 40 Water St., 

Boston, MA 02109. 

NETS Trust [File No. 811–22140] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On February 20, 

2009, applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Expenses of $88,000 

incurred in connection with the 

liquidation were paid by Northern Trust 

Investments, N.A. (‘‘NTI’’), applicant’s 

investment adviser. Applicant has 

receivables related to expected 

dividends and foreign tax reclaims 

totaling $65,000. The receivables are offset by a liability to NTI, who advanced 

$65,000 to applicant on the date of the 

liquidation. 

Filing Date: The application was filed 

on April 13, 2009. 

Applicant’s Address: 50 South 

LaSalle St., Chicago, IL 60603. 

HealthShares TM, Inc. [File No. 811– 

21855] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On December 31, 

2008, applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Expenses of $66,352 

incurred in connection with the 

liquidation were paid by XShares 

Advisors LLC, applicant’s investment 

adviser. 

Filing Date: The application was filed 

on March 30, 2009. 

Applicant’s Address: 420 Lexington 

Ave., Suite 2550, New York, NY 10170. 

Goldman Sachs Hedge Fund Partners 

Registered Fund, LLC [File No. 811– 

21376] 

Summary: Applicant, a closed-end 

investment company and a feeder fund 

in a master-feeder structure, seeks an 

order declaring that it has ceased to be 

an investment company. On February 

13, 2009, applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Expenses of $18,050 

incurred in connection with the 

liquidation were paid or will be paid by 

Goldman Sachs Hedge Fund Strategies 

LLC, the master fund’s investment 

adviser, or an affiliate. 

Filing Date: The application was filed 

on March 23, 2009. 

Applicant’s Address: One New York 

Plaza, 39th Floor, New York, NY 10004. 

Goldman Sachs Hedge Fund Partners 

Registered Master Fund, LLC [File No. 

811–21721] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On February 13, 

2009, applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Expenses of $21,650 

incurred in connection with the 

liquidation were paid or will be paid by 


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19608 Federal Register / Vol. 74, No. 81 / Wednesday, April 29, 2009 / Notices 

Goldman Sachs Hedge Fund Strategies 

LLC, applicant’s investment adviser, or 

an affiliate. 

Filing Date: The application was filed 

on March 23, 2009. 

Applicant’s Address: One New York 

Plaza, 39th Floor, New York, NY 10004. 

Capital One Funds [File No. 811–5536] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On November 24, 

2008, applicant transferred its assets to 

corresponding series of Fidelity Advisor 

Series 1, Fidelity Income Fund, Fidelity 

Colchester Street Trust and Fidelity 

Fixed Income Trust, based on net asset 

value. Expenses of $962,000 incurred in 

connection with the reorganization were 

paid by applicant’s investment adviser, 

Capital One Asset Management, and its 

affiliates, and by Fidelity Management & 

Research Company, the investment 

adviser to the surviving fund. 

Filing Dates: The application was 

filed on March 11, 2009, and amended 

on April 16, 2009. 

Applicant’s Address: 3435 Stelzer 

Rd., Columbus, OH 43219. 

Domini Social Trust [File No. 811–5824] 

Summary: Applicant, a master fund in 

a master-feeder structure, seeks an order 

declaring that it has ceased to be an 

investment company. On November 28, 

2008, applicant’s sole remaining feeder 

fund, Domini Social Investment Trust, 

redeemed its interest in applicant, based 

on net asset value. Applicant incurred 

no expenses in connection with its 

subsequent liquidation. 

Filing Dates: The application was 

filed on February 13, 2009, and 

amended on April 17, 2009. 

Applicant’s Address: 536 Broadway, 

7th Floor, New York, NY 10012. 

Dreyfus California Intermediate 

Municipal Bond Fund [File No. 811– 

6610] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On June 5, 2007, 

applicant transferred its assets to 

Dreyfus Premier California Tax Exempt 

Bond Fund, Inc. (Class Z shares), based 

on net asset value. Expenses of $30,124 

incurred in connection with the 

reorganization were paid by The 

Dreyfus Corporation, applicant’s 

investment adviser. 

Filing Dates: The application was 

filed on September 4, 2008, and 

amended on April 14, 2009. 

Applicant’s Address: c/o The Dreyfus 

Corporation, 200 Park Ave., New York, 

NY 10166. 

Aetos Capital Market Neutral Strategies 

Fund, LLC [File No. 811–21060] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On October 31, 

2008, applicant transferred its assets to 

Aetos Capital Multi-Strategy Arbitrage 

Fund, LLC, based on net asset value. 

Expenses of $200,000 incurred in 

connection with the reorganization were 

paid by applicant. 

Filing Dates: The application was 

filed on December 29, 2008, and 

amended on April 7, 2009. 

Applicant’s Address: c/o Aetos 

Capital, LLC, 875 Third Ave., New York, 

NY 10022. 

New River Funds [File No. 811–21384] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On August 28, 

2008, applicant’s New River Core Equity 

Fund series made a liquidating 

distribution to its shareholders, based 

on net asset value. On November 6, 

2008, applicant’s New River Small Cap 

Fund series transferred its assets to 

Southern Sun Small Cap Fund, a series 

of Northern Lights Fund Trust, based on 

net asset value. Expenses of $283,338 

incurred in connection with the 

liquidation and reorganization were 

paid by Third Security, LLC, the former 

parent of applicant’s investment 

adviser, and SouthernSun Asset 

Management, Inc., applicant’s subadviser. 

Filing Dates: The application was 

filed on December 31, 2008, and 

amended on April 6, 2009. 

Applicant’s Address: 1881 Grove 

Ave., Radford, VA 24141. 

Evergreen Investment Trust [File No. 

811–4154] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On or about 

December 22, 1997, applicant 

transferred its assets to a corresponding 

series of Evergreen Money Market Trust, 

based on net asset value. Applicant paid 

the expenses incurred in connection 

with the reorganization. 

Filing Date: The application was filed 

on October 2, 2008. 

Applicant’s Address: 200 Berkeley St., 

Boston, MA 02116. 

Mellon Institutional Funds Master 

Portfolio [File No. 811–7603] 

Summary: Applicant, a master fund in 

a master-feeder structure, seeks an order 

declaring that it has ceased to be an 

investment company. On the last day of 

the fiscal year for each of applicant’s 

feeder funds (September 19, 2007 for 

five of the feeder funds and October 25, 

2007 for four of the feeder funds), each 

feeder fund redeemed its interest in 

applicant’s corresponding master fund, 

based on net asset value. Applicant 

incurred no expenses in connection 

with the liquidation. 

Filing Dates: The application was 

filed on December 5, 2008 and amended 

on April 1, 2009. 

Applicant’s Address: BNY Mellon 

Financial Center, One Boston Pl., 

Boston, MA 02108. 

U.S. Global Accolade Funds [File No. 

811–7662] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On October 1, 

2008, applicant transferred its assets to 

U.S. Global Investors Funds, based on 

net asset value. Expenses of $2,932,909 

incurred in connection with the 

reorganization were paid by U.S. Global 

Investors, Inc., applicant’s investment 

adviser. 

Filing Dates: The application was 

filed on December 4, 2008 and amended 

on April 1, 2009. 

Applicant’s Address: 7900 Callaghan 

Rd., San Antonio, TX 78229. 

AllianceBernstein Global Health Care 

Fund, Inc. [File No. 811–9329] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On October 31, 

2008, applicant transferred its assets to 

AllianceBernstein Global Thematic 

Growth Fund, Inc., based on net asset 

value. Expenses of $227,000 incurred in 

connection with the reorganization were 

paid by applicant. 

Filing Dates: The application was 

filed on February 24, 2009 and amended 

on March 31, 2009. 

Applicant’s Address: 1345 Avenue of 

the Americas, New York, NY 10105. 

Heritage Income Trust [File No. 811– 

5853] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On October 10, 

2008, applicant transferred its assets to 

Legg Mason Partners Income Trust, 

based on net asset value. Expenses of 

approximately $205,785 incurred in 

connection with the reorganization were 

paid by Heritage Asset Management, 

Inc., applicant’s investment adviser, and 

Legg Mason Partners Fund Advisor, the 

acquiring fund’s investment adviser. 

Filing Dates: The application was 

filed on March 2, 2009, and amended on 

April 17, 2009. 

Applicant’s Address: 880 Carillon 

Parkway, St. Petersburg, FL 33716. 


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Federal Register / Vol. 74, No. 81 / Wednesday, April 29, 2009 / Notices 19609 

1 15 U.S.C. 78s(b)(1). 

2 15 U.S.C. 78a. 

3 17 CFR 240.19b–4. 

BBH Fund, Inc. [File No. 811–6139]; 

BBH Trust [File No. 811–3779] 

Summary: Each applicant seeks an 

order declaring that it has ceased to be 

an investment company. On June 12, 

2007, BBH Fund, Inc., a Maryland 

corporation, and BBH Trust, a 

Massachusetts business trust, 

transferred their assets to corresponding 

series of BBH Trust, a newly-organized 

Delaware statutory trust, based on net 

asset value. Expenses of $192,634 

incurred in connection with the 

reorganizations were borne pro rata by 

the series of each applicant, based on 

net assets. 

Filing Date: The applications were 

filed on April 15, 2009. 

Applicants’ Address: 40 Water St., 

Boston, MA 02109. 

For the Commission, by the Division of 

Investment Management, pursuant to 

delegated authority. 

Elizabeth M. Murphy, 

Secretary. 

[FR Doc. E9–9749 Filed 4–28–09; 8:45 am] 

BILLING CODE 8010–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Sunshine Act Meeting 

Notice is hereby given, pursuant to 

the provisions of the Government in the 

Sunshine Act, Public Law 94–409, that 

the Securities and Exchange 

Commission will hold a roundtable to 

discuss short sale price tests and short 

sale circuit breakers generally and in the 

context of the Commission’s recently 

proposed amendments to Regulation 

SHO. The roundtable will be held on 

May 5, 2009 beginning at 10 a.m. 

The Roundtable will take place in the 

Auditorium of the Commission’s 

headquarters at 100 F Street, NE., 

Washington, DC. The roundtable will be 

open to the public with seating on a 

first-come, first-served basis. Doors will 

open at 9:30 a.m. Visitors will be subject 

to security checks. 

For further information, please 

contact the Office of the Secretary at 

(202) 551–5400. 

Dated: April 24, 2009. 

Elizabeth M. Murphy, 

Secretary. 

[FR Doc. E9–9879 Filed 4–28–09; 8:45 am] 

BILLING CODE P 

SECURITIES AND EXCHANGE 

COMMISSION 

Sunshine Act Meeting 

Notice is hereby given, pursuant to 

the provisions of the Government in the 

Sunshine Act, Public Law 94–409, that 

the Securities and Exchange 

Commission will hold a Closed Meeting 

on Thursday, April 30, 2009 at 2 p.m. 

Commissioners, Counsel to the 

Commissioners, the Secretary to the 

Commission, and recording secretaries 

will attend the Closed Meeting. Certain 

staff members who have an interest in 

the matters also may be present. 

The General Counsel of the 

Commission, or his designee, has 

certified that, in his opinion, one or 

more of the exemptions set forth in 5 

U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) 

and 17 CFR 200.402(a)(3), (5), (7), 9(ii) 

and (10), permit consideration of the 

scheduled matters at the Closed 

Meeting. 

Commissioner Aguilar, as duty 

officer, voted to consider the items 

listed for the Closed Meeting in closed 

session. 

The subject matter of the Closed 

Meeting scheduled for Thursday, April 

30, 2009 will be: 

Institution and settlement of injunctive 

actions; 

Institution and settlement of 

administrative proceedings of an 

enforcement nature; and 

Other matters relating to enforcement 

proceedings. 

At times, changes in Commission 

priorities require alterations in the 

scheduling of meeting items. 

For further information and to 

ascertain what, if any, matters have been 

added, deleted or postponed, please 

contact: 

The Office of the Secretary at (202) 

551–5400. 

Dated: April 23, 2009. 

Elizabeth M. Murphy, 

Secretary. 

[FR Doc. E9–9704 Filed 4–28–09; 8:45 am] 

BILLING CODE P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–59815; File No. SR–NYSE– 

2009–41] 

Self-Regulatory Organizations; New 

York Stock Exchange LLC; Notice of 

Filing and Immediate Effectiveness of 

Proposed Rule Change Amending 

NYSE Rules 15 and 123C Regarding 

the Operation of Its NYSE Order 

Imbalance Information Service To 

Modify the Reference Price at Which 

the Exchange Reports the Order 

Imbalance Information and Clarify 

What Information Is Included and 

Excluded From the Order Imbalance 

Information Reports 

April 23, 2009. 

Pursuant to Section 19(b)(1) 1 of the 

Securities Exchange Act of 1934 (the 

‘‘Act’’) 2 and Rule 19b–4 thereunder,3

notice is hereby given that, on April 17, 

2009, New York Stock Exchange LLC 

(‘‘NYSE’’ or the ‘‘Exchange’’) filed with 

the Securities and Exchange 

Commission (the ‘‘Commission’’) the 

proposed rule change as described in 

Items I and II below, which Items have 

been prepared by the self-regulatory 

organization. The Commission is 

publishing this notice to solicit 

comments on the proposed rule change 

from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

The Exchange proposes to amend 

NYSE Rules 15 and 123C regarding the 

operation of its NYSE Order Imbalance 

Information service to: (1) modify the 

reference price at which the Exchange 

reports the Order Imbalance 

Information; and (2) clarify what 

information is included and excluded 

from the Order Imbalance Information 

reports. The text of the proposed rule 

change is available at the Exchange, the 

Commission’s Public Reference Room, 

and http://www.nyse.com. 

II. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

In its filing with the Commission, the 

self-regulatory organization included 

statements concerning the purpose of, 

and basis for, the proposed rule change 

and discussed any comments it received 

on the proposed rule change. The text 

of those statements may be examined at 

the places specified in Item IV below. 


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