Federal Register / Vol. 74, No. 74 / Monday, April 20, 2009 / Notices 18005 

1Triangle Capital Corporation, Investment 

Company Act Release Nos. 28165 (Feb. 20, 2008) 

(notice) and 28196 (Mar. 18, 2008) (order). 

the rule, broker-dealers participating in 

a securities offering must keep accurate 

records of persons who have indicated 

interest in an IPO or requested a 

prospectus, so that they know to whom 

they must send a prospectus. 

The Commission estimates that 

broker-dealers will spend a total of 

78,800 hours complying with the 

collection of information required by 

the rule. The Commission estimates that 

the total number of responses required 

by the rule is 7764. The Commission 

estimates that the total annualized cost 

burden (copying and postage costs) is 

$157,600,000. 

An agency may not conduct or 

sponsor, and a person is not required to 

respond to, a collection of information 

unless it displays a currently valid 

control number. 

Comments should be directed to (i) 

Desk Officer for the Securities and 

Exchange Commission, Office of 

Information and Regulatory Affairs, 

Office of Management and Budget, 

Room 10102, New Executive Office 

Building, Washington, DC 20503 or by 

sending an e-mail to: 

Shagufta_Ahmed@omb.eop.gov; and (ii) 

Charles Boucher, Director/Chief 

Information Officer, Securities and 

Exchange Commission, c/o Shirley 

Martinson, 6432 General Green Way, 

Alexandria, VA 22312 or send an e-mail 

to: PRA_Mailbox@sec.gov. Comments 

must be submitted within 30 days of 

this notice. 

Dated: April 10, 2009. 

Florence E. Harmon, 

Deputy Secretary. 

[FR Doc. E9–8876 Filed 4–17–09; 8:45 am] 

BILLING CODE 8010–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Submission for OMB Review; 

Comment Request 

Upon Written Request, Copies Available 

From: Securities and Exchange 

Commission, Office of Investor 

Education and Advocacy, 

Washington, DC 20549–0213. 

Extension: 

Form 8–K, OMB Control No. 3235–0060, 

SEC File No. 270–50. 

Notice is hereby given that, pursuant 

to the Paperwork Reduction Act of 1995 

(44 U.S.C. 3501 et seq.), the Securities 

and Exchange Commission 

(‘‘Commission’’) has submitted to the 

Office of Management and Budget a 

request for extension of the previously 

approved collection of information 

discussed below. 

Form 8–K (17 CFR 249.308) is filed by 

issuers to satisfy their current reporting 

obligations pursuant to Section 13 and 

15(d) of the Securities Exchange Act of 

1934 (15 U.S.C. 78m and 78o(d)) in 

connection with the occurrence of 

significant corporate events. The 

purpose of Form 8–K is to provide 

investors with prompt disclosure of 

material information so that investors 

will be able to make investment and 

voting decisions better informed and 

receive information timely. Form 8–K 

takes approximately 5 hours per 

response and is filed by approximately 

13,200 issuers approximately 8.21 

annually for a total of 108,424 responses 

annually. We estimate 75% of the 5 

hours per response (3.75 hours) is 

prepared by the issuer for a total annual 

reporting burden of 406,590 hours (3.75 

hours per response × 108,424 

responses). 

An agency may not conduct or 

sponsor, and a person is not required to 

respond to, a collection of information 

unless it displays a currently valid 

control number. 

Written comments regarding the 

above information should be directed to 

the following persons: (i) Desk Officer 

for the Securities and Exchange 

Commission, Office of Information and 

Regulatory Affairs, Office of 

Management and Budget, Room 10102, 

New Executive Office Building, 

Washington, DC 20503 or send an email to Shagufta_Ahmed@omb.eop.gov; 

and (ii) Charles Boucher, Director/CIO, 

Securities and Exchange Commission, 

C/O Shirley Martinson, 6432 General 

Green Way, Alexandria, VA 22312; or 

send an e-mail to: 

PRA_Mailbox@sec.gov. Comments must 

be submitted to OMB within 30 days of 

this notice. 

Dated: April 10, 2009. 

Florence E. Harmon, 

Deputy Secretary. 

[FR Doc. E9–8879 Filed 4–17–09; 8:45 am] 

BILLING CODE 8010–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Investment Company Act Release No. 

28692; 812–13647] 

Triangle Capital Corporation; Notice of 

Application 

April 13, 2009. 

AGENCY: Securities and Exchange 

Commission (‘‘Commission’’). 

ACTION: Notice of an application for an 

order under section 23(c)(3) of the 

Investment Company Act of 1940 (the 

‘‘Act’’) for an exemption from section 

23(c) of the Act. 

SUMMARY OF THE APPLICATION: Triangle 

Capital Corporation (the ‘‘Company’’) 

requests an order to amend a prior order 

(the ‘‘Prior Order’’) that permits the 

Company to issue restricted shares of its 

common stock (‘‘Restricted Stock’’) 

under the terms of its employee and 

director compensation plan, the 

Amended and Restated 2007 Equity 

Incentive Plan (the ‘‘Plan’’).1 Applicant 

seeks to amend the Prior Order in order 

to permit the Company, pursuant to the 

Plan, to engage in certain transactions 

that may constitute purchases by the 

Company of its own securities within 

the meaning of section 23(c) of the Act. 

FILING DATES: The application was filed 

on March 27, 2009 and amended on 

April 10, 2009. 

HEARING OR NOTIFICATION OF HEARING: 

An order granting the application will 

be issued unless the Commission orders 

a hearing. Interested persons may 

request a hearing by writing to the 

Commission’s Secretary and serving 

applicant with a copy of the request, 

personally or by mail. Hearing requests 

should be received by the Commission 

by 5:30 p.m. on May 4, 2009, and 

should be accompanied by proof of 

service on applicant, in the form of an 

affidavit or, for lawyers, a certificate of 

service. Hearing requests should state 

the nature of the writer’s interest, the 

reason for the request, and the issues 

contested. Persons who wish to be 

notified of a hearing may request 

notification by writing to the 

Commission’s Secretary. 

ADDRESSES: Secretary, U.S. Securities 

and Exchange Commission, 100 F 

Street, NE., Washington, DC 20549– 

1090. The Company, c/o Garland S. 

Tucker III and Steven C. Lilly, Triangle 

Capital Corporation, 3700 Glenwood 

Avenue, Suite 530, Raleigh, NC 27612. 

FOR FURTHER INFORMATION CONTACT: John 

Yoder, Senior Counsel, at (202) 551– 

6878, or Janet M. Grossnickle, Assistant 

Director, at (202) 551–6821, (Division of 

Investment Management, Office of 

Investment Company Regulation). 

SUPPLEMENTARY INFORMATION: The 

following is a summary of the 

application. The complete application 

may be obtained for a fee at the 

Commission’s Public Reference Room, 

100 F Street, NE., Washington, DC 

20549–1520 (tel. 202–551–5850). 


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