**UNITED STATES**

**SECURITIES AND EXCHANGECOMMISSION**

**Washington, D.C. 20549**

 

**FORM 10-K**

 

**(Mark One)**

 

**x****                ANNUAL REPORTPURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF1934**

 

**For the fiscal year ended June 15,2010**

** **

**or**

 

**o****                   TRANSITIONREPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACTOF 1934**

 

**For the transition period from             to            **

 

**Commission file number333-112244-01**

 

**Hartford Life Global FundingTrust 2004-001**

**(by Hartford Life InsuranceCompany as sponsor and depositor)**

(Exact name of registrant as specified in itscharter)

 

| **DELAWARE**                    | ** ** | **NONE**               |
|---------------------------------|------------|------------------------|
| (State or other jurisdiction of |       | (I.R.S. Employer       |
| incorporation or organization)  |       | Identification Number) |

 

**Hartford Life Global FundingTrust 2004-001**

**200 Hopmeadow Street, Simsbury,Connecticut 06089**

(Address of principal executive offices)

 

**(860) 547-5000**

(Registrant’s telephone number, including area code)

 

Securities registered pursuant to Section 12(b) of theAct:  **NONE**

 

Securities registered pursuant to Section 12(g) of theAct:  **NONE**

 

Indicate by check mark if the registrant is a well-known seasonedissuer, as defined in Rule 405 of the Securities Act.  Yes o No x

 

Indicate by check mark if the registrant is not required to filereports pursuant to Section 13 or Section 15(d) of the Act.  Yes o No x

 

Indicate by check mark whether the registrant (1) has filed allreports required to be filed by Section 13 or 15(d) of the SecuritiesExchange Act of 1934 during the preceding 12 months (or for such shorter periodthat the registrant was required to file such reports), and (2) has beensubject to such filing requirements for the past 90 days.  Yes x No o

 

Indicate by check mark whether the registrant has submittedelectronically and posted on its corporate Web site, if any, every InteractiveData File required to be submitted and posted pursuant to Rule 405 ofRegulation S-T (§232.405 of this chapter) during the preceding 12 months (orfor such shorter period that the registrant was required to submit and postsuch files).  Yes o No x

 

Indicate by check mark if disclosure of delinquent filers pursuant toItem 405 of Regulation S-K (§229.405 of this chapter) is not contained herein,and will not be contained, to the best of registrant’s knowledge, in definitiveproxy or information statements incorporated by reference in Part III ofthis Form 10-K or any amendment to this Form 10-K.  x

 

Indicate by check mark whether the registrant is a large acceleratedfiler, an accelerated filer, a non-accelerated filer, or a smaller reportingcompany.  See definitions of “largeaccelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2of the Exchange Act.

 

| Large accelerated filer o                                              |   | Accelerated filer o         |
|------------------------------------------------------------------------|--------|-----------------------------|
|                                                                   |   |                        |
| Non-accelerated filer x  (Do not check if a smaller reporting company) |   | Smaller reporting company o |

 

Indicate by check mark whether the registrant is a shell company (asdefined in Rule 12b-2 of the Act). Yes o   No x

 

State the aggregate market value of the voting and non-voting commonequity held by non-affiliates computed by reference to the price at which thecommon equity was last sold, or the average bid and asked price of such commonequity, as of the last business day of the registrant’s most recently completedsecond fiscal quarter.  **NONE**.

 

**(APPLICABLE ONLY TO CORPORATEREGISTRANTS)**

 

Indicate the number of shares outstanding of each of the registrant’sclasses of common stock, as of the latest practicable date.  **NOT APPLICABLE.**

 

**DOCUMENTS INCORPORATED BYREFERENCE**

 

None.

 

 

 

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**INFORMATION PROVIDED PURSUANT TOGENERAL INSTRUCTION J(2) TO FORM 10-K**

 

**Information required under Item 1112(b) “Significant ObligorFinancial Information” and Item 1119 of Regulation AB “Affiliations and CertainRelationships and Related Transactions”.**

 

HartfordLife Insurance Company (“HLIC”), the depositor under the program, is the soleobligor under the funding agreement (“Funding Agreement”) securing the notesissued by the Trust identified on the cover of this Form 10-K and, assuch, the originator of the Funding Agreement. For information relating to HLIC, please see HLIC’s (Commission filenumber 001-32293) periodic reports, including annual reports on Form 10-K,quarterly reports on Form 10-Q and current reports on Form 8-K, andother information on file with the Securities and Exchange Commission (the “SEC”).  You can read and copy these reports and otherinformation at the public reference facilities maintained by the SEC at 100 FStreet, NE, Washington, D.C. 20549.  Youmay obtain copies of this material for a fee by writing to the SEC’s PublicReference Section of the SEC at 100 F Street, NE, Washington, D.C.20549.  You may obtain information aboutthe operation of the Public Reference Room by calling the SEC at1-800-SEC-0330.  You can also access someof this information electronically by means of the SEC’s website on theInternet at http://www.sec.gov, which contains reports and other informationthat HLIC has filed electronically with the SEC.

 

**Information required under Item 1114(b)(2) “Credit Enhancement andOther Support, Except for Certain Derivatives Instruments” and Item 1115(b) ofRegulation AB “Significant Enhancement Provider Financial Information”.**

 

None.

 

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**Information required under Item 1117 of Regulation AB “LegalProceedings”.**

 

None.

 

**Information required under Item 1122 of Regulation AB “Compliance WithApplicable Servicing Criteria” and Item 1123 of Regulation AB “ServicerCompliance Statement”.**

 

SeeExhibits 33.1, 34.1 and 35.1 to this Form 10-K.

 

**PART IV**

 

**ITEM 15.       EXHIBITS,FINANCIAL STATEMENT SCHEDULES.**

 
| Exhibit 1.1  |   | Standard Distribution Agreement Terms  (incorporated by reference to Exhibit 1.1 to Hartford Life Insurance  Company’s Registration Statement on Form S-3, as amended (SEC Registration  File No. 333-112244)).                                                                                                                                                                                                                                                      |
|-------------------|--------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| Exhibit 1.2  |   | Distribution Agreement relating to the  notes issued by the trust identified on the cover page of this Exchange  Act report (included in Section C to Exhibit 4.5 hereto).                                                                                                                                                                                                                                                                                                |
| Exhibit 3.1  |   | Schedule identifying the differences  between the certificate of trust for the trust identified on the cover  page of this Exchange Act report and Exhibit 3.1 to Hartford Life  Global Funding Trust 2006-001’s Report on Form 8-K filed on  July 26, 2006 (incorporated by reference to Exhibit 99.1 to  Hartford Life Global Funding Trust 2006-001’s Report on Form 8-K filed  on July 26, 2006).                                       |
| Exhibit 3.2  |   | Standard Trust Agreement Terms  (incorporated by reference to Exhibit 4.7 to Hartford Life Insurance  Company’s Registration Statement on Form S-3, as amended (SEC  Registration File No. 333-112244)).                                                                                                                                                                                                                                                             |
| Exhibit 3.3  |   | Trust Agreement relating to the trust  identified on the cover page of this Exchange Act report (included in  Section A to Exhibit 4.5 hereto).                                                                                                                                                                                                                                                                                                                           |
| Exhibit 4.1  |   | Standard Indenture Terms (incorporated  by reference to Exhibit 4.1 to Hartford Life Insurance Company’s  Registration Statement on Form S-3, as amended (SEC Registration File  No. 333-112244)).                                                                                                                                                                                                                                                                   |
| Exhibit 4.2  |   | Indenture relating to the notes issued  by the trust identified on the cover page of this Exchange Act report  (included in Section B to Exhibit 4.5 hereto).                                                                                                                                                                                                                                                                                                             |
| Exhibit 4.3  |   | Schedule identifying the differences  between the note issued by the trust identified on the cover page of  this Exchange Act report and Exhibit 4.2 to Hartford Life Global Funding  Trust 2006-001’s Report on Form 8-K filed on July 26, 2006  (incorporated by reference to Exhibit 99.2 to Hartford Life Global  Funding Trust 2006-001’s Report on Form 8-K filed on July 26,  2006).                                                 |
| Exhibit 4.4  |   | Schedule identifying the differences between  the funding agreement issued by Hartford Life Insurance Company to the trust  identified on the cover page of this Exchange Act report and  Exhibit 4.3 to Hartford Life Global Funding Trust 2006-001’s Report on  Form 8-K filed on July 26, 2006 (incorporated by reference to  Exhibit 99.3 to Hartford Life Global Funding Trust 2006-001’s Report on  Form 8-K filed on July 26, 2006). |
| Exhibit 4.5  |   | Schedule identifying the differences  between the omnibus instrument relating to the notes issued by the trust  identified on the cover page of this Exchange Act report and  Exhibit 4.4 to Hartford Life Global Funding Trust 2006-001’s Report on  Form 8-K filed on July 26, 2006 (incorporated by reference to  Exhibit 99.4 to Hartford Life Global Funding Trust 2006-001’s Report on  Form 8-K filed on July 26, 2006).             |
| Exhibit 4.6  |   | Exhibit B to the Omnibus Instrument  (incorporated by reference to Exhibit 4.6 to Hartford Life Global  Funding Trust 2004-001’s Report on Form 10-K filed on August 29,  2006).                                                                                                                                                                                                                                                                                |
| Exhibit 10.1 |   | Administrative Services Agreement  (incorporated by reference to Exhibit 4.9 to Hartford Life Insurance  Company’s Registration Statement on Form S-3, as amended (SEC  Registration File No. 333-130089)).                                                                                                                                                                                                                                                          |

 

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| Exhibit 10.2 |   | Expense and Indemnity Agreement between  Hartford Life Insurance Company and Wilmington Trust Company (incorporated by  reference to Exhibit 10.1 to Hartford Life Insurance Company’s  Registration Statement on Form S-3, as amended (SEC Registration File  No. 333-130089)).   |
|-------------------|--------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| Exhibit 10.3 |   | Expense and Indemnity Agreement between  Hartford Life Insurance Company and JPMorgan Chase Bank, N.A. (incorporated  by reference to Exhibit 10.2 to Hartford Life Insurance Company’s  Registration Statement on Form S-3, as amended (SEC Registration File  No. 333-130089)).  |
| Exhibit 10.4 |   | Expense and Indemnity Agreement between  Hartford Life Insurance Company and Amacar Pacific Corporation (incorporated  by reference to Exhibit 10.3 to Hartford Life Insurance Company’s  Registration Statement on Form S-3, as amended (SEC Registration File  No. 333-130089)). |
| Exhibit 31.1 |   | Section 302 Certification.                                                                                                                                                                                                                                                                        |
| Exhibit 33.1 |   | Report on assessment of compliance with  servicing criteria for the fiscal year ending June 15, 2010.                                                                                                                                                                                             |
| Exhibit 34.1 |   | Attestation report on assessment of  compliance with servicing criteria for the fiscal year ending June 15,  2010.                                                                                                                                                                                |
| Exhibit 35.1 |   | Servicer compliance statement for the  fiscal year ending June 15, 2010.                                                                                                                                                                                                                          |

 

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**SIGNATURES**

 

Pursuant to the requirements of Section 13 or 15(d) of theSecurities Exchange Act of 1934, the registrant has duly caused this report tobe signed on its behalf by the undersigned, thereunto duly authorized.

 
|                                      | Hartford Life Global Funding Trust 2004-001       |
|-------------------------------------------|---------------------------------------------------|
|                                      | (by Hartford Life Insurance Company as depositor) |
|                                      |                                              |   |
| Date:    September 8, 2010 | By:                                               | /s/  Robert A. Cornell |
|                                      | Name:                                             | Robert  A. Cornell |
|                                      | Title:                                            | Senior  officer in charge of securitization |

 

**SUPPLEMENTAL INFORMATION TOBE FURNISHED WITH REPORTS FILED**

**PURSUANT TO SECTION 15(d) OFTHE ACT BY REGISTRANTS WHICH HAVE NOT**

**REGISTERED SECURITIESPURSUANT TO SECTION 12 OF THE ACT**

 

Noannual report or proxy materials have been sent to security holders and no suchreport or proxy materials are to be furnished to security holders subsequent tothe filing of this Form 10-K.

 

**EXHIBIT INDEX**

 
| **EXHIBIT**      | ** ** | **DESCRIPTION**                                                                                                                                                                                                                                                                                                                                                                                                                                    |
|------------------|------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| Exhibit 1.1 |       | Standard Distribution Agreement Terms  (incorporated by reference to Exhibit 1.1 to Hartford Life Insurance  Company’s Registration Statement on Form S-3, as amended (SEC  Registration File No. 333-112244)).                                                                                                                                                                                                                |
| Exhibit 1.2 |       | Distribution Agreement relating to the  notes issued by the trust identified on the cover page of this Exchange  Act report (included in Section C to Exhibit 4.5 hereto).                                                                                                                                                                                                                                                          |
| Exhibit 3.1 |       | Schedule identifying the differences  between the certificate of trust for the trust identified on the cover  page of this Exchange Act report and Exhibit 3.1 to Hartford Life  Global Funding Trust 2006-001’s Report on Form 8-K filed on  July 26, 2006 (incorporated by reference to Exhibit 99.1 to  Hartford Life Global Funding Trust 2006-001’s Report on Form 8-K filed  on July 26, 2006). |
| Exhibit 3.2 |       | Standard Trust Agreement Terms  (incorporated by reference to Exhibit 4.7 to Hartford Life Insurance  Company’s Registration Statement on Form S-3, as amended (SEC  Registration File No. 333-112244)).                                                                                                                                                                                                                       |
| Exhibit 3.3 |       | Trust Agreement relating to the trust  identified on the cover page of this Exchange Act report (included in  Section A to Exhibit 4.5 hereto).                                                                                                                                                                                                                                                                                     |
| Exhibit 4.1 |       | Standard Indenture Terms (incorporated  by reference to Exhibit 4.1 to Hartford Life Insurance Company’s  Registration Statement on Form S-3, as amended (SEC Registration File  No. 333-112244)).                                                                                                                                                                                                                             |
| Exhibit 4.2 |       | Indenture relating to the notes issued  by the trust identified on the cover page of this Exchange Act report  (included in Section B to Exhibit 4.5 hereto).                                                                                                                                                                                                                                                                       |
| Exhibit 4.3 |       | Schedule identifying the differences  between the note issued by the trust identified on the cover page of  this Exchange Act report and Exhibit 4.2 to Hartford Life Global Funding  Trust 2006-001’s Report on Form 8-K filed on July 26, 2006  (incorporated by reference to Exhibit 99.2 to Hartford Life Global  Funding Trust 2006-001’s Report on Form 8-K filed on July 26,  2006).           |

 

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| Exhibit 4.4  |   | Schedule identifying the differences  between the funding agreement issued by Hartford Life Insurance Company to  the trust identified on the cover page of this Exchange Act report and  Exhibit 4.3 to Hartford Life Global Funding Trust 2006-001’s Report on  Form 8-K filed on July 26, 2006 (incorporated by reference to  Exhibit 99.3 to Hartford Life Global Funding Trust 2006-001’s Report on  Form 8-K filed on July 26, 2006). |
|-------------------|--------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| Exhibit 4.5  |   | Schedule identifying the differences between  the omnibus instrument relating to the notes issued by the trust identified  on the cover page of this Exchange Act report and Exhibit 4.4 to  Hartford Life Global Funding Trust 2006-001’s Report on Form 8-K filed  on July 26, 2006 (incorporated by reference to Exhibit 99.4 to  Hartford Life Global Funding Trust 2006-001’s Report on Form 8-K filed  on July 26, 2006).             |
| Exhibit 4.6  |   | Exhibit B to the Omnibus Instrument  (incorporated by reference to Exhibit 4.6 to Hartford Life Global  Funding Trust 2004-001’s Report on Form 10-K filed on August 29,  2006).                                                                                                                                                                                                                                                                                |
| Exhibit 10.1 |   | Administrative Services Agreement  (incorporated by reference to Exhibit 4.9 to Hartford Life Insurance  Company’s Registration Statement on Form S-3, as amended (SEC  Registration File No. 333-130089)).                                                                                                                                                                                                                                                          |
| Exhibit 10.2 |   | Expense and Indemnity Agreement between  Hartford Life Insurance Company and Wilmington Trust Company (incorporated by  reference to Exhibit 10.1 to Hartford Life Insurance Company’s  Registration Statement on Form S-3, as amended (SEC Registration File  No. 333-130089)).                                                                                                                                                                                     |
| Exhibit 10.3 |   | Expense and Indemnity Agreement between  Hartford Life Insurance Company and JPMorgan Chase Bank, N.A. (incorporated  by reference to Exhibit 10.2 to Hartford Life Insurance Company’s  Registration Statement on Form S-3, as amended (SEC Registration File  No. 333-130089)).                                                                                                                                                                                    |
| Exhibit 10.4 |   | Expense and Indemnity Agreement between  Hartford Life Insurance Company and Amacar Pacific Corporation (incorporated  by reference to Exhibit 10.3 to Hartford Life Insurance Company’s  Registration Statement on Form S-3, as amended (SEC Registration File  No. 333-130089)).                                                                                                                                                                                   |
| Exhibit 31.1 |   | Section 302 Certification.                                                                                                                                                                                                                                                                                                                                                                                                                                                          |
| Exhibit 33.1 |   | Report on assessment of compliance with  servicing criteria for the fiscal year ending June 15, 2010.                                                                                                                                                                                                                                                                                                                                                                               |
| Exhibit 34.1 |   | Attestation report on assessment of  compliance with servicing criteria for the fiscal year ending June 15,  2010.                                                                                                                                                                                                                                                                                                                                                                  |
| Exhibit 35.1 |   | Servicer compliance statement for the  fiscal year ending June 15, 2010.                                                                                                                                                                                                                                                                                                                                                                                                            |

 

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