# Official Journal C 155/12 J

| | ISSN 1725-2423 |
| --- | --- |
| Official Journal
  of the European Union | C 155 |
| | |
| English edition | Information and Notices | Volume 4712 June 2004 |

ISSN 1725-2423

Official Journal

of the European Union

C 155

English edition

Information and Notices

Volume 4712 June 2004

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| Notice No | Contents | page |
| --- | --- | --- |
| | I   Information |
| | European Parliament |
| 2004/C 155/1 | Decision of the Bureau of the European Parliament of 29 March 2004 laying down the procedures for implementing Regulation (EC) No 2004/2003 of the European Parliament and of the Council on the Regulations governing political parties at European level and the rules regarding their funding | 1 |
| | Commission |
| 2004/C 155/2 | Euro exchange rates | 26 |
| 2004/C 155/3 | Prior notification of a concentration (Case No. COMP/M.3480 - 3i / KEOLIS) — Candidate case for simplified procedure (
  1
  ) | 27 |
| 2004/C 155/4 | Prior notification of a concentration (Case No. COMP/M.3454 – KKR/Dynamit Nobel) (
  1
  ) | 28 |
| 2004/C 155/5 | Prior notification of a concentration (Case No. COMP/M.3414 Apax/CapMan/Solid) — Candidate case for simplified procedure (
  1
  ) | 29 |

Notice No

Contents

page

I   Information

European Parliament

2004/C 155/1

Decision of the Bureau of the European Parliament of 29 March 2004 laying down the procedures for implementing Regulation (EC) No 2004/2003 of the European Parliament and of the Council on the Regulations governing political parties at European level and the rules regarding their funding

1

Commission

2004/C 155/2

Euro exchange rates

26

2004/C 155/3

Prior notification of a concentration (Case No. COMP/M.3480 - 3i / KEOLIS) — Candidate case for simplified procedure (
  1
  )

1

27

2004/C 155/4

Prior notification of a concentration (Case No. COMP/M.3454 – KKR/Dynamit Nobel) (
  1
  )

1

28

2004/C 155/5

Prior notification of a concentration (Case No. COMP/M.3414 Apax/CapMan/Solid) — Candidate case for simplified procedure (
  1
  )

1

29

| | |
| --- | --- |
| | (1)   Text with EEA relevance |

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(1)   Text with EEA relevance

1

| EN | |
| --- | --- |

EN

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I Information

European Parliament

| 12.6.2004 | EN | Official Journal of the European Union | C 155/1 |
| --- | --- | --- | --- |

12.6.2004

EN

Official Journal of the European Union

C 155/1

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DECISION OF THE BUREAU OF THE EUROPEAN PARLIAMENT

of 29 March 2004

laying down the procedures for implementing Regulation (EC) No 2004/2003 of the European Parliament and of the Council on the Regulations governing political parties at European level and the rules regarding their funding

(2004/C 155/01)

THE BUREAU,

Having regard to the Treaty establishing the European Community, and in particular Article 191 thereof,

Having regard to Regulation (EC) No 2004/2003 of the European Parliament and of the Council of 4 November 2003 on the regulations governing political parties at European level and the rules regarding their funding (1),

Having regard to Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (2) (hereinafter the Financial Regulation), Commission Regulation (EC, Euratom) No 2342/2002 of 23 December 2002 laying down detailed rules for the implementation of Council Regulation (EC, Euratom) No 1605/2002 on the Financial Regulation applicable to the general budget of the European Communities (3) (hereinafter the regulation laying down detailed implementing rules), and Commission Regulation (EC) No 2909/2000 of 29 December 2000 on the accounting management of the European Communities' non-financial fixed assets (4),

Having regard to Rule 22(10) of Parliament's Rules of Procedure,

Whereas:

| (1) | There is a need to lay down the procedures for awarding and managing grants intended to contribute to the funding of political parties at European level. |
| --- | --- |

(1)

There is a need to lay down the procedures for awarding and managing grants intended to contribute to the funding of political parties at European level.

| (2) | Financial support for political parties at European level constitutes a grant within the meaning of Article 108 et seq. of the Financial Regulation, |
| --- | --- |

(2)

Financial support for political parties at European level constitutes a grant within the meaning of Article 108 et seq. of the Financial Regulation,

HAS DECIDED AS FOLLOWS:

Article 1

Subject-matter

These rules lay down the procedures for implementing Regulation (EC) No 2004/2003 of the European Parliament and of the Council of 4 November 2003 on the regulations governing political parties at European level and the rules regarding their funding.

Article 2

Call for proposals

The European Parliament shall publish each year, before the end of the first half of the year, a call for proposals with a view to the awarding of grants to fund political parties at European level. The published document shall set out the eligibility criteria, the arrangements for the provision of Community funding and the proposed timetable for the award procedure.

Article 3

Funding application

1.   For the purposes of implementing Article 4 of Regulation (EC) No 2004/2003, any political party at European level wishing to receive a grant from the general budget of the European Union shall submit a written application to the President of the European Parliament prior to the 15 November preceding the financial year in respect of which the grant is being requested. The conditions laid down in Article 3 of Regulation (EC) No 2004/2003 must be met on the date when the application is submitted.

2.   The grant application form is annexed to these rules (Annex 1). It is available on Parliament's Internet site.

3.   All notifications pursuant to Article 4(3) of Regulation (EC) No 2004/2003 shall be forwarded to the President of the European Parliament.

Article 4

Decision on the funding application

1.   On a proposal from the Secretary-General, the Bureau shall assess funding applications on the basis of the criteria laid down in Articles 3 and 4 of Regulation (EC) No 2004/2003 with a view to determining which applications are eligible for funding. The Bureau and, when the Bureau decision is being prepared, the Secretary-General may ask an applicant to submit further supporting documents or to clarify the supporting documents attached to the application, by a deadline which they shall lay down.

2.   Before 15 February of the financial year in respect of which the grant is being requested, the Bureau shall draw up the list of beneficiaries and the amounts of the grants awarded. Should a grant application not be approved, the Bureau shall set out in the same decision the grounds for rejecting the application, in particular in the light of the criteria laid down in Articles 3 and 4 of Regulation (EC) No 2004/2003.

The Bureau decision shall be adopted on the basis of the assessment provided for in paragraph 1. It shall take account of any changes which have occurred in an applicant's situation following submission of the application, on the basis of notifications received pursuant to Article 4(3) of Regulation (EC) No 2004/2003 and changes which are common knowledge.

3.   The President shall inform applicants in writing of the action taken on their applications. In cases where an application has been approved, the notification shall incorporate, as an annex, the draft grant award agreement to be signed by the beneficiary. In cases where an application has not been approved, the notification shall include the grounds for rejection set out by the Bureau. Applicants whose applications have been rejected by the Bureau shall be informed of that fact within 15 calendar days following notification to beneficiaries of the decision to award a grant.

Article 5

Grant award agreement

A grant awarded to a political party at European level shall be the subject of a written agreement between the European Parliament, represented by the President or his or her delegate, and the beneficiary. A copy of the grant award agreement is annexed to these rules (Annex 2). The agreement must be duly completed and signed by the two parties within 30 days following the Bureau decision referred to in Article 4. The wording of the grant award agreement shall not be thereafter amended.

Article 6

Payment

1.   Grants shall be paid to political parties at European level in the form of pre-financing in two instalments:

| (a) | not more than 50 % of the maximum amount of the grant laid down in Article I.3.2 of the grant award agreement, to be paid within 15 days following the signing of that agreement; |
| --- | --- |

(a)

not more than 50 % of the maximum amount of the grant laid down in Article I.3.2 of the grant award agreement, to be paid within 15 days following the signing of that agreement;

| (b) | a second instalment, bringing the total pre-financing to no more than 80 % of the maximum amount of the grant laid down in Article I.3.2 of the grant award agreement, to be paid to the beneficiary at its request. |
| --- | --- |

(b)

a second instalment, bringing the total pre-financing to no more than 80 % of the maximum amount of the grant laid down in Article I.3.2 of the grant award agreement, to be paid to the beneficiary at its request.

2.   The balance shall be paid once the period of eligibility for Community funding has come to an end, on the basis of the expenditure actually incurred by the beneficiary in implementing the programme of activities. If the total amount of the preceding payments exceeds the figure determined for the final grant, the European Parliament shall recover the sums unduly paid.

3.   At the latest within six months following the end of the financial year, the beneficiary must submit the following documents with a view to enabling Parliament to pay the balance of the grant:

| — | a final report on the implementation of the programme of activities, |
| --- | --- |

—

a final report on the implementation of the programme of activities,

| — | a final financial statement of the eligible expenditure actually incurred, based on the structure of the provisional budget, |
| --- | --- |

—

a final financial statement of the eligible expenditure actually incurred, based on the structure of the provisional budget,

| — | a comprehensive summary of revenue and expenditure corresponding to the beneficiary's accounts for the period of eligibility covered by the grant award agreement, |
| --- | --- |

—

a comprehensive summary of revenue and expenditure corresponding to the beneficiary's accounts for the period of eligibility covered by the grant award agreement,

| — | a report on an external audit of the beneficiary's accounts carried out by an independent body or expert authorised under national law to audit accounts. |
| --- | --- |

—

a report on an external audit of the beneficiary's accounts carried out by an independent body or expert authorised under national law to audit accounts.

4.   The purpose of the external audit shall be to certify that the financial documents submitted by the beneficiary to Parliament are consistent with the financial provisions of the grant award agreement, that the expenditure declared was actually incurred, that the statement of revenue is exhaustive, and that the obligations arising out of Articles 6, 7, 8 and 10(2) of Regulation (EC) No 2004/2003 have been met.

5.   Upon receipt of the documents referred to in paragraph 3, and within two months, the Bureau, acting on a proposal from the Secretary-General, shall approve the final report on the implementation of the programme of activities and the final financial statement.

The Bureau may ask the beneficiary to supply supporting documents or any further information it regards as necessary to enable it to approve the final report and the final financial statement. The beneficiary shall have 15 days in which to submit the supporting documents concerned.

After hearing the representatives of the political party concerned, the Bureau may reject the final report and the final financial statement and call for the submission of a fresh report and a fresh financial statement. The beneficiary shall have 15 days in which to submit a fresh report and a fresh financial statement.

Should Parliament not respond in writing within the two-month period referred to above, the final report and the final financial statement shall be deemed to have been approved.

6.   The beneficiary shall notify Parliament of the amount of interest or equivalent benefits generated by the pre-financing received from Parliament. The notification must be forwarded with the application for payment of the balance which settles the pre-financing procedure. That interest shall be the subject of a recovery order issued by the Secretary-General or his delegate.

Article 7

Determining the final grant

1.   Irrespective of the information obtained subsequently in connection with the checks and audits, after hearing the representatives of the political party making the request to be heard, the Bureau shall determine the amount of the final grant to be awarded to the beneficiary on the basis of the documents referred to in Article 6(3) which it has approved.

2.   Under no circumstances may the total amount paid to the beneficiary by Parliament exceed:

| — | the maximum amount of the grant laid down in Article I.3.2 of the grant award agreement, |
| --- | --- |

—

the maximum amount of the grant laid down in Article I.3.2 of the grant award agreement,

| — | 75 % of the eligible expenditure actually incurred. |
| --- | --- |

—

75 % of the eligible expenditure actually incurred.

3.   The grant shall be limited to the amount needed to balance revenue and eligible expenditure in the operating budget of the beneficiary which implemented the programme of activities and under no circumstances shall it produce a profit for the beneficiary, pursuant to Article 165 of the regulation laying down detailed implementing rules. Any surplus shall give rise to a corresponding reduction in the amount of the grant.

4.   On the basis of the amount of the final grant determined in this way and the cumulative amount of the payments previously made under the grant award agreement, the Bureau shall lay down the amount of the balance to be paid, which shall be equal to the amounts still due to the beneficiary. If the cumulative amount of the payments previously made exceeds the amount of the final grant, the Secretary-General or his delegate shall issue a recovery order in respect of the excess amount.

Article 8

Suspension and reduction of the grant

On a proposal from the Secretary-General, the Bureau shall suspend payments and reduce the grant, and, if appropriate, shall terminate the grant award agreement, and may request appropriate repayment,

| (a) | in the event of the grant being used to cover expenditure not authorised by Regulation (EC) No 2004/2003; |
| --- | --- |

(a)

in the event of the grant being used to cover expenditure not authorised by Regulation (EC) No 2004/2003;

| (b) | in the event of failure to provide the notification laid down in Article 4(3) of Regulation (EC) No 2004/2003; |
| --- | --- |

(b)

in the event of failure to provide the notification laid down in Article 4(3) of Regulation (EC) No 2004/2003;

| (c) | in the event of failure to meet the conditions and obligations laid down in Articles 3 and 6 respectively of Regulation (EC) No 2004/2003; |
| --- | --- |

(c)

in the event of failure to meet the conditions and obligations laid down in Articles 3 and 6 respectively of Regulation (EC) No 2004/2003;

| (d) | should one of the circumstances described in Article 93 or 94 of the Financial Regulation arise. |
| --- | --- |

(d)

should one of the circumstances described in Article 93 or 94 of the Financial Regulation arise.

Before taking a decision, the Bureau shall give the beneficiary the chance to comment on the irregularities established.

Article 9

Recovery

1.   If amounts have been unduly paid to the beneficiary or if a recovery procedure is justified under the terms of the grant award agreement, the beneficiary shall repay the amounts concerned to Parliament, in accordance with the terms and by the deadline laid down by Parliament.

2.   Should the beneficiary fail to make the repayment by the deadline laid down by Parliament, the latter shall charge on the sums due late-payment interest at the rate laid down in Article II.14.3 of the grant award agreement. The late-payment interest shall cover the period between the deadline laid down for repayment, exclusive, and the date on which Parliament receives full repayment of the sums due, inclusive.

Article 10

Checks and audits

1.   The regular verification pursuant to Article 5(1) of Regulation (EC) No 2004/2003 shall be carried out by the Secretary-General.

2.   The beneficiary shall supply all the detailed information requested to Parliament, or to any other external body authorised by Parliament, so that the latter can verify the proper implementation of the programme of activities and the provisions of the grant award agreement.

3.   The beneficiary shall keep at Parliament's disposal all the original documents, in particular accounting, bank and tax documents, or, in duly substantiated exceptional cases, certified true copies of the original documents, relating to the grant award agreement for a period of five years from the date on which the balance of the amounts due, as referred to in Article I.4 of the grant award agreement, is paid.

4.   The beneficiary shall facilitate the performance by Parliament, either directly by Parliament staff or by any other external body Parliament has authorised to that effect, of an audit of the way the grant has been used. Such audits may be carried out throughout the lifetime of the grant award agreement, up to the date on which the balance is paid, and for a period of five years as from the date on which the balance is paid. If appropriate, the audit findings may give rise to recovery decisions by the Bureau.

5.   Each grant award agreement shall expressly provide for auditing by the European Parliament and the Court of Auditors, on the basis of records and on the spot, of the political party at European level which has received a grant from the general budget of the European Union.

6.   Pursuant to Regulation (EC) No 1073/1999 of the European Parliament and of the Council of 25 May 1999 concerning investigations conducted by the European Anti-Fraud Office (OLAF) (5), OLAF may also carry out checks and verifications on the spot, in accordance with the procedures laid down by Community law with a view to protecting the financial interests of the European Communities against fraud and other irregularities. If appropriate, the findings may give rise to recovery decisions by the Bureau.

Article 11

Technical assistance

1.   On a proposal from the Secretary-General, the Bureau may grant political parties at European level technical assistance, in accordance with the Bureau decision of 14 March 2000 governing the use of Parliament's premises by outside bodies, as amended by the decision of 2 June 2003, and any other form of technical assistance provided for by subsequent rules. The Bureau may delegate to the Secretary-General the power to take certain types of decisions concerning the granting of technical assistance.

2.   Each year, within three months following the end of the financial year, the Secretary-General shall submit to the Bureau a report setting out details of the technical assistance provided by Parliament to each political party at European level. The report shall then be published on Parliament's Internet site.

Article 12

Publicity

Details of all the grants awarded by Parliament to political parties at European level during a given financial year shall be published on Parliament's Internet site during the first six months of the following financial year. Those details shall include:

| — | the name and address of the beneficiary, |
| --- | --- |

—

the name and address of the beneficiary,

| — | the purpose for which the grant was awarded, |
| --- | --- |

—

the purpose for which the grant was awarded,

| — | the amount awarded and the proportion of the beneficiary's total operating budget covered by the funding. |
| --- | --- |

—

the amount awarded and the proportion of the beneficiary's total operating budget covered by the funding.

Article 13

Right of appeal

Decisions taken pursuant to these rules may be the subject of an appeal to the Court of Justice of the European Communities or the Court of First Instance of the European Communities, in accordance with the conditions laid down by the Treaty.

Article 14

Transitional rules for the financial year 2004

1.   The date given in Article 3(1) of these rules shall be replaced by 23 July 2004 and the date given in Article 4(2) by 16 September 2004.

2.   By way of derogation from Article 6(1) of these rules, a single pre-financing instalment of 80 % of the maximum amount of the grant laid down in Article I.3.2 of the grant award agreement shall be paid within 15 days following the signing of that agreement.

Article 15

Revision of the rules

Before 30 September 2005 the Secretary-General of Parliament shall submit to the Bureau a report on the implementation of these rules. If appropriate, that report shall set out any proposed changes to be made to these rules and to the arrangements for funding European political parties as laid down by Regulation (EC) No 2004/2003.

Article 16

Entry into force

These rules shall enter into force on the day following their publication in the Official Journal of the European Union.

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(1)  OJ L 297, 15.11.2003, p. 1.

(2)  OJ L 248, 16.9.2002, p. 1.

(3)  OJ L 357, 31.12.2002, p. 1.

(4)  OJ L 336, 30.12.2000, p. 75.

(5)  OJ L 136, 31.5.1999, p. 1.

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ANNEX 1

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ANNEX 2

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Commission

| 12.6.2004 | EN | Official Journal of the European Union | C 155/26 |
| --- | --- | --- | --- |

12.6.2004

EN

Official Journal of the European Union

C 155/26

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Euro exchange rates (1)

11 June 2004

(2004/C 155/02)

1 euro=

| | Currency | Exchange rate |
| --- | --- | --- |
| USD | US dollar | 1,2006 |
| JPY | Japanese yen | 132,19 |
| DKK | Danish krone | 7,4336 |
| GBP | Pound sterling | 0,65935 |
| SEK | Swedish krona | 9,1589 |
| CHF | Swiss franc | 1,5120 |
| ISK | Iceland króna | 86,96 |
| NOK | Norwegian krone | 8,2925 |
| BGN | Bulgarian lev | 1,9559 |
| CYP | Cyprus pound | 0,58260 |
| CZK | Czech koruna | 31,407 |
| EEK | Estonian kroon | 15,6466 |
| HUF | Hungarian forint | 253,60 |
| LTL | Lithuanian litas | 3,4527 |
| LVL | Latvian lats | 0,6525 |
| MTL | Maltese lira | 0,4244 |
| PLN | Polish zloty | 4,5838 |
| ROL | Romanian leu | 40 767 |
| SIT | Slovenian tolar | 239,1500 |
| SKK | Slovak koruna | 39,910 |
| TRL | Turkish lira | 1 786 800 |
| AUD | Australian dollar | 1,7334 |
| CAD | Canadian dollar | 1,6428 |
| HKD | Hong Kong dollar | 9,3575 |
| NZD | New Zealand dollar | 1,9084 |
| SGD | Singapore dollar | 2,0602 |
| KRW | South Korean won | 1 397,44 |
| ZAR | South African rand | 7,8339 |

Currency

Exchange rate

USD

US dollar

1,2006

JPY

Japanese yen

132,19

DKK

Danish krone

7,4336

GBP

Pound sterling

0,65935

SEK

Swedish krona

9,1589

CHF

Swiss franc

1,5120

ISK

Iceland króna

86,96

NOK

Norwegian krone

8,2925

BGN

Bulgarian lev

1,9559

CYP

Cyprus pound

0,58260

CZK

Czech koruna

31,407

EEK

Estonian kroon

15,6466

HUF

Hungarian forint

253,60

LTL

Lithuanian litas

3,4527

LVL

Latvian lats

0,6525

MTL

Maltese lira

0,4244

PLN

Polish zloty

4,5838

ROL

Romanian leu

40 767

SIT

Slovenian tolar

239,1500

SKK

Slovak koruna

39,910

TRL

Turkish lira

1 786 800

AUD

Australian dollar

1,7334

CAD

Canadian dollar

1,6428

HKD

Hong Kong dollar

9,3575

NZD

New Zealand dollar

1,9084

SGD

Singapore dollar

2,0602

KRW

South Korean won

1 397,44

ZAR

South African rand

7,8339

---

(1)

Source: reference exchange rate published by the ECB.

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| 12.6.2004 | EN | Official Journal of the European Union | C 155/27 |
| --- | --- | --- | --- |

12.6.2004

EN

Official Journal of the European Union

C 155/27

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Prior notification of a concentration

(Case No. COMP/M.3480 - 3i / KEOLIS)

Candidate case for simplified procedure

(2004/C 155/03)

(Text with EEA relevance)

| 1. | On 01/06/2004, the Commission received a notification of a proposed concentration pursuant to Article 4 of Council Regulation (EC) No 139/2004 (1) by which the undertaking 3i Group plc (‘3i’, France) acquires within the meaning of Article 3(1)(b) of the Council Regulation control of the whole of the undertaking Keolis (‘Keolis’, France), controlled by SNCF Participations (‘SNCF-P’), by way purchase of shares. |
| --- | --- |

1.

On 01/06/2004, the Commission received a notification of a proposed concentration pursuant to Article 4 of Council Regulation (EC) No 139/2004 (1) by which the undertaking 3i Group plc (‘3i’, France) acquires within the meaning of Article 3(1)(b) of the Council Regulation control of the whole of the undertaking Keolis (‘Keolis’, France), controlled by SNCF Participations (‘SNCF-P’), by way purchase of shares.

| 2. | The business activities of the undertakings concerned are:






  — | for undertaking 3i: International financial investor |
| --- | --- | --- |

2.

The business activities of the undertakings concerned are:

—

for undertaking 3i: International financial investor

| — | for undertaking Keolis: Service provider of public transport to end users in Europe (bus, tram and metro) |
| --- | --- |

—

for undertaking Keolis: Service provider of public transport to end users in Europe (bus, tram and metro)

| 3. | On preliminary examination, the Commission finds that the notified concentration could fall within the scope of Regulation (EC) No 139/2004. However, the final decision on this point is reserved. Pursuant to the Commission Notice on a simplified procedure for treatment of certain concentrations under Council Regulation (EEC) No4064/89 (2) it should be noted that this case is a candidate for treatment under the procedure set out in the Notice. |
| --- | --- |

3.

On preliminary examination, the Commission finds that the notified concentration could fall within the scope of Regulation (EC) No 139/2004. However, the final decision on this point is reserved. Pursuant to the Commission Notice on a simplified procedure for treatment of certain concentrations under Council Regulation (EEC) No4064/89 (2) it should be noted that this case is a candidate for treatment under the procedure set out in the Notice.

| 4. | The Commission invites interested third parties to submit their possible observations on the proposed operation to the Commission.
  Observations must reach the Commission not later than 10 days following the date of this publication. Observations can be sent to the Commission by fax (fax no. +32/2/2964301 or 2967244) or by post, under reference number COMP/M.3480 - 3i / KEOLIS, to the following address:





  European Commission |
| --- | --- |
| Directorate-General for Competition, |
| Merger Registry |
| J-70 |
| B-1049 Bruxelles/Brussel |

4.

The Commission invites interested third parties to submit their possible observations on the proposed operation to the Commission.

Observations must reach the Commission not later than 10 days following the date of this publication. Observations can be sent to the Commission by fax (fax no. +32/2/2964301 or 2967244) or by post, under reference number COMP/M.3480 - 3i / KEOLIS, to the following address:

European Commission

Directorate-General for Competition,

Merger Registry

J-70

B-1049 Bruxelles/Brussel

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(1)  OJ L 24, 29.1.2004 p. 1

(2)  OJ C 217, 29.7.2000, p. 32; Council Regulation (EEC) No 4064/89 has been replaced by Council Regulation (EC) No 139/2004.

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| 12.6.2004 | EN | Official Journal of the European Union | C 155/28 |
| --- | --- | --- | --- |

12.6.2004

EN

Official Journal of the European Union

C 155/28

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Prior notification of a concentration

(Case No. COMP/M.3454 – KKR/Dynamit Nobel)

(2004/C 155/04)

(Text with EEA relevance)

| 1. | On 04.06.2004, the Commission received a notification of a proposed concentration pursuant to Article 4 of Council Regulation (EEC) No 4064/89 (1), as last amended by Regulation (EC) No 1310/97 (2), by which the undertaking Knight Lux 1 S.a.r.L (Luxembourg), controlled by Rockwood Specialties Group Inc. (USA) which in turn belongs to Kohlberg Kravis Roberts & Co. L.P. (‘KKR’, USA) acquires within the meaning of Article 3(1)(b) of the Council Regulation control of the whole of the undertaking Dynamit Nobel AG (‘DN’, Germany) by way of purchase of shares. |
| --- | --- |

1.

On 04.06.2004, the Commission received a notification of a proposed concentration pursuant to Article 4 of Council Regulation (EEC) No 4064/89 (1), as last amended by Regulation (EC) No 1310/97 (2), by which the undertaking Knight Lux 1 S.a.r.L (Luxembourg), controlled by Rockwood Specialties Group Inc. (USA) which in turn belongs to Kohlberg Kravis Roberts & Co. L.P. (‘KKR’, USA) acquires within the meaning of Article 3(1)(b) of the Council Regulation control of the whole of the undertaking Dynamit Nobel AG (‘DN’, Germany) by way of purchase of shares.

| 2. | The business activities of the undertakings concerned are:






  — | for undertaking KKR: private equity investments; |
| --- | --- | --- |

2.

The business activities of the undertakings concerned are:

—

for undertaking KKR: private equity investments;

| — | for undertaking DN: specialty chemicals and material engineering. |
| --- | --- |

—

for undertaking DN: specialty chemicals and material engineering.

| 3. | On preliminary examination, the Commission finds that the notified concentration could fall within the scope of Regulation (EEC) No 4064/89. However, the final decision on this point is reserved. |
| --- | --- |

3.

On preliminary examination, the Commission finds that the notified concentration could fall within the scope of Regulation (EEC) No 4064/89. However, the final decision on this point is reserved.

| 4. | The Commission invites interested third parties to submit their possible observations on the proposed operation to the Commission.
  Observations must reach the Commission not later than 10 days following the date of this publication. Observations can be sent to the Commission by fax (fax no. +32/2/2964301 or 2967244) or by post, under reference number COMP/M. 3454 – KKR/Dynamit Nobel, to the following address:





  European Commission |
| --- | --- |
| Directorate-General for Competition, |
| Merger Registry |
| J-70 |
| B-1049 Bruxelles/Brussel |

4.

The Commission invites interested third parties to submit their possible observations on the proposed operation to the Commission.

Observations must reach the Commission not later than 10 days following the date of this publication. Observations can be sent to the Commission by fax (fax no. +32/2/2964301 or 2967244) or by post, under reference number COMP/M. 3454 – KKR/Dynamit Nobel, to the following address:

European Commission

Directorate-General for Competition,

Merger Registry

J-70

B-1049 Bruxelles/Brussel

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(1)  OJ L 395, 30.12.1989 p. 1; corrigendum: OJ L 257, 21.9.1990, p. 13.

(2)  OJ L 180, 9. 7. 1997, p. 1; corrigendum OJ L 40, 13.2.1998, p. 17.

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| 12.6.2004 | EN | Official Journal of the European Union | C 155/29 |
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12.6.2004

EN

Official Journal of the European Union

C 155/29

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Prior notification of a concentration

(Case No. COMP/M.3414 Apax/CapMan/Solid)

Candidate case for simplified procedure

(2004/C 155/05)

(Text with EEA relevance)

| 1. | On 02/06/2004, the Commission received a notification of a proposed concentration pursuant to Article 4 of Council Regulation (EEC) No 4064/89 (1), as last amended by Regulation (EC) No 1310/97 (2), by which the undertakings Apax Europe IV (‘Apax’, United Kingdom) ultimately controlled by Hirzell Trust and CapMan Funds (‘CapMan’, Finland)controlled by CapMan Plc acquire within the meaning of Article 3(1)(b) of the Council Regulation joint control of the undertaking Solid Oy (‘Solid’, Finland) by way of new share issue. |
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1.

On 02/06/2004, the Commission received a notification of a proposed concentration pursuant to Article 4 of Council Regulation (EEC) No 4064/89 (1), as last amended by Regulation (EC) No 1310/97 (2), by which the undertakings Apax Europe IV (‘Apax’, United Kingdom) ultimately controlled by Hirzell Trust and CapMan Funds (‘CapMan’, Finland)controlled by CapMan Plc acquire within the meaning of Article 3(1)(b) of the Council Regulation joint control of the undertaking Solid Oy (‘Solid’, Finland) by way of new share issue.

| 2. | The business activities of the undertakings concerned are:






  — | for Apax: pan-European investment fund, |
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2.

The business activities of the undertakings concerned are:

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for Apax: pan-European investment fund,

| — | for CapMan: private equity fund management and advisory services, |
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for CapMan: private equity fund management and advisory services,

| — | for Solid: database and distributed data synchronisation solutions for OEM (Original Equipment Manufacturers). |
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—

for Solid: database and distributed data synchronisation solutions for OEM (Original Equipment Manufacturers).

| 3. | On preliminary examination, the Commission finds that the notified concentration could fall within the scope of Regulation (EEC) No 4064/89. However, the final decision on this point is reserved. Pursuant to the Commission Notice on a simplified procedure for treatment of certain concentrations under Council Regulation (EEC) No4064/89 (3) it should be noted that this case is a candidate for treatment under the procedure set out in the Notice. |
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3.

On preliminary examination, the Commission finds that the notified concentration could fall within the scope of Regulation (EEC) No 4064/89. However, the final decision on this point is reserved. Pursuant to the Commission Notice on a simplified procedure for treatment of certain concentrations under Council Regulation (EEC) No4064/89 (3) it should be noted that this case is a candidate for treatment under the procedure set out in the Notice.

| 4. | The Commission invites interested third parties to submit their possible observations on the proposed operation to the Commission.
  Observations must reach the Commission not later than 10 days following the date of this publication. Observations can be sent to the Commission by fax (fax no. +32/2/2964301 or 2967244) or by post, under reference number COMP/M.3414 Apax/CapMan/Solid, to the following address:





  European Commission |
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| Directorate-General for Competition, |
| Merger Registry |
| J-70 |
| B-1049 Bruxelles/Brussel |

4.

The Commission invites interested third parties to submit their possible observations on the proposed operation to the Commission.

Observations must reach the Commission not later than 10 days following the date of this publication. Observations can be sent to the Commission by fax (fax no. +32/2/2964301 or 2967244) or by post, under reference number COMP/M.3414 Apax/CapMan/Solid, to the following address:

European Commission

Directorate-General for Competition,

Merger Registry

J-70

B-1049 Bruxelles/Brussel

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(1)  OJ L 395, 30.12.1989 p. 1; corrigendum: OJ L 257, 21.9.1990, p. 13.

(2)  OJ L 180, 9. 7. 1997, p. 1; corrigendum OJ L 40, 13.2.1998, p. 17.

(3)  OJ C 217, 29.7.2000, p. 32.

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