# Energy



# 10

PARTS 400 TO 499 Revised as of January 1, 1995

CONTAINING A CODIFICATION OF DOCUMENTS OF GENERAL APPLICABIUTY AND FUTURE EFFECT


### AS OF JANUARY 1. 1995

With Ancillaries

Published by the Office of the Federal Regsler National Archives and Records Adminislralon
as a Special Edition of the Federal Register 

# -**~._.J**

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\ 

## ", "

# ~ ..

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# Energy



# 10

PARTS 400 TO 499
Revised 8S 

### of January 1, 1995

CONTAINIIiS ACOOlflCATlOIl Of**DOCU"E"'~** 

### Of 'EliERAl APPLICABllIll AIIO fUTURE EffECT

AS OF JANUARY 

## '1. 1995



### With Ancillaries

Pll;>/ished bV the Ollice oIlhe Federal Reg$ler Nalional Archives and RecOfds Adminislralion

as a Special Edllion 01 the Federal RegI$ler$430.1

APPENDIX I TO SUBPART U OF PART 430-UNIFORM TEST MRTROD FOR Mt&SURiNO THE ENERGY CONSUMPI70N OF CONVENTIONAL RANOES

. CONVENTIONAL COOKING ToPe, CONVENTIONAL OVENS

. MICROWAVE OVENS AND MICROWAVIUCONV£NTIONAL RANGES

APPENDIX .1 TO SUBPART U OF PART 430-
U141-FORM TE ST METHOD 11OIZ' 4WOURINO TVs ENER41Y CONBIIMITI 44 F AUTOMATIC AND
S uI -AUTOMATIC CIAL W1tbitERe APPENDIX K TO SUBPART B OF PART 430- ( RESCNVED) AI'1'ENDIX 1. TO BUBPART .B OF PART 130-
111COEnvED1 APPENDIX M TO Bt1BPART B Or PART 430-UNIFORM TEST Mrnion FOR MEASURING THE ENEROr CONBUMr17ON Or CENTRAL AIR CONDITIONERSAl'1-£14DrX N TO SUBPART B OF PART 430-UNIFoRM TEST Mel 100 FOR MEASURING THE ENBROY CoNSIJMP ION or FURNACZBAI'1'ENOU( 0 TO SUBPART B Or PART 430-UNIFORM TEST METHOD FOR MEAsuRmNO THIS ENCIIOY CONSUMPTION OF VENTED HOME HEATING EQUIPMENT APPENDIX P TO SUBPART B OF PART 430-UNIFORM TEST METHOD FOR MEAeURING THE ENERGY COIlSIn4rfON Or POOL HEATERS
APPENDIX Q TO SUBPART B OF PART 430-UNIFORM TEST METHOD FOR MEASURING THE ENEt.IY CONSUMPTION or FLuoRSeclNT
LAMP BALLASTS APPENDIX R TO SUBPART B OF PART 434-
UNI-FORM TEST M1 nioD FOR MEASURING AVERAGE, LAMP EFFICACY (LE) AND COLOR
RENDERING INDEX (CRI) OF ELECTRIC
LAMPS Subpart C-Energy Conservation

Standatda 430 31 Purpose and scope. 430.32 Energy conservation standards and effective dates. 430.33 Preemption of State regulations. Subpart D-Petitions To Exempt Stale Regulation From Preemption; Petitions toWithdraw Exemption of Slats Regtflalion 430 40 Purpose and scope. 430 41 Prescriptions of a rule. 430 49 Filing reyulremeote. 430 43 Notice of peUtlon. 430 44 Consolidation. 430 45 Hearing. 430 469 Dlepoeltlon of petitions. 430 41 Effective dates of final rules. 43048 Request for reconsideration. 430.49 Finality of decision. Subpart E-Smut Business Exsmpllons 430 60 Purpose and scope. 430 61 Eligibility. , 430 69 Requirements for applications. 43063 Processing of applications. 130 .64 Referral to the Attorney General. 10 VFR h. 11(1-l1 Erition)
430.65 Evaluation of the applloatlon. 430.60 Decision and order. 430.67 Duration of temporary exemption. Subpart F

- CedIRcation and Enloccorned 430.60 Purpose and scope. 430 01 Prohibited acts. 43063 Submission of data. 43063 Sampling. 430 64 imported products. 430.66 Exported products. 430.10 Enforcement. 430.41 Cessation of distribution of a basic model. 430.19 Subpoena. 430.13 Remedies. 430.74 Hearing$ and Appeals. 430.45 Confidentiality.

APPENDIX A TO SUBPART F OF PAST 430--001/- PWAIICs STATEMIWr.APPENDIX 8 TO BUIPAItT F OF PAZ? 430--SAMPLING PLAN Pon ENroscSMENTTErrare.

AtmtoRM : 42 U.S

. C. 6301-8700. SoURCr

. 42 PR 91001

. June 1. 1477, unless otherwise noted. 

### Subpbd A-(eneral Provblong

E 430

. 1 Purpose and scopa This part establishes the regulations for the Implementation of part S of title ID (42 U.B.C

. 8291

-8309) of the Energy Policy and Conservation Act (Pub. L. 94-183). as amended by Pub. L. 04. 385, Pub

. L. 100-12. and Pub. L. 100-357,which establishes an energy conservation program for consumer products other than automobiles. (64 FR 6074. Feb. 1. 19691 $430

.3 Deflnitlone. For purposes of this part. words shall be defined as provided for In section 321of the Act and as followsAct. means the Energy Policy and Conservation Act (Pub. L. 84-163), asamended by the National Energy PolIcy Conservation Act (Pub. L. 95-819).the National Appliance Energy Conservatlon Act of 1987 (Pub. L. 100-12),the National Appliance Energy Conservation Amendments of 1988 (Pub. L. 100-357). and the Energy Policy Act of 1992 (Pub. L. 102-486). Annual fuel utilization efficiencymeans the efficiency descriptor for furnaces and boilers, determined usingtest procedures prescribed under seotion 323 and based on the assumption that all- (a) Weatherised warm air furnaces or boilers are located out-of-doors. 

## D+,partm.n t 

# of En gy 

### 5 41 (b) Warm air furnaces which are not which are essentially identical a weathgrlted are located indoors and all which do not have any differing ph combustion and ventilation air is ad- Ical or functional characterletice wh matted through grill or duota from the affect energy consumption, outdoors and does not communicate (4) With respect to cli,t.i,ee drys With air in the conditioned Space; which have the sauna pri mary allot (a) Boilers which are not weatherlted source

, which have electrical chan am located within the heated space

. terietlca that are essentially identic Automatic clothes washer means a and which do not have any differi class of clothes washer which has a physical or functional characteriati control system which is capable of that affect energy consumption. scheduling a preselected gombinsltton (6) With respect to water heate, of operations

, such as regulation of which have the same primary enerl water temperature
, regulation of the source and which, with the exception water till level, and performance of Immersed heating elements, do ni wash, rinse
, drain
, and spin functions have any differing electrical , phyelca without the need for user intervention or functional characteristics that a subsequent to the Initiation of machine fact energy consumption. operation. Some models may require (6) With respect to room air co=d, user Intervention to loltfate these dlf- tlonere, having essentiall y identice fmachtae has segments of the cycle after the functional physical and electrical char

tun operation

. but they do not require the user to intervene to acterfetice. regulate the water temperature by ad

- (7) With respect to unvented horns lusting the external water faucet beating equipment, having essentially valves

. Identical functional physical and oleo Ballast efficacy factor mbana the rel - ideal characteristics. alive light output divided by the power (e) With respect to television sets, imput of a fluorescent lamp ballast

, as which have Identical screen size, which measured under test cogildons sped- have electrical characteristics that are tied In ANSI Standard CNLI!-IM . essentially identical, and which do not Baseboard electric heater means an have any differing physical or func. electric beater which Is intended to be tional characteristics that affect enrecessed In or surface mounted on walls at floor Level, which is characterized by long, low physical dimensions, andwhich transfers beat by natural convection andlor radiation. Banc maid moans all units of a given type of covered product (or class thereof) manufactured by one manufacturer and-- (1) With respect to refrigerators and refrigerator-freezers

, which have the same primary energy source, which have electrical characteristics that are essentially identical

, and which do not have any differing physical or tune - physical or functional characteristics tional characteristics that affect en- that affect energy consumption. ergy consumption . ( 11) With respect to central air condl- (2) With respect to f reeze=, which tloners, which have electrical charachave the same primary energy source

, terietice which are essentially Idenwhlch bare electrical oharaoterietics tical and which do not have any differthat are essentially Identical. and lag physical or functional charncter(awhich do not have any differing phys- tics that affect energy con: amptlon. ical or functional oharaoteriatlca that (12 ) With respect to furnaces, having affect energy consumption

, the name primary energy source and (3) With respect to dishwashers, essentially Identical , functional, physwhich have electrical oharaeteristios tea4 .nn ., t ... ' orgy consumption. (9) With respect to kitchen ra=pes and ovens, whose major cooking cornponenta have the same primary energy
source, which have electrical charaoterietice that are essentially Identical, and which do not have any differing physical or functional characteristics that affect energy consumption. (10) With respect to clothes washers, which have the same prlrna'ry energy sourcq, whlcly have electrical charac[ terietics that are essentially' identical, and whtbb do not have any differing 

### 5430.1 , I

APl'EIIOlX I TO SUBPART Bot· PART tJO-UNIFORM TEaT M£TKOIl fUR MIL\SURIMO 11111 ENERGY CoNaUNP1101f Of CoNVt/f110NAL IiANo£8. CONVIlfTIONAL CooIUNO Tops. CoNV£N110HAI. OVDlS. MICROWAVI OVINS

. AND MICROWAVltlCONVktlT10NAL RANGEIl AI'I'!NOIX J TO BUIII'ART 8 Of l>ART tJl)-UNIFOItN Tt:8T**M~IOP FQ1t'~8\1RINO**  nt. (,;NERHY CotlBIINI'TIqIi Q" AttTONAnC AND 8,£MI.AUTONATtc CtbtltKll 

### WAinlUs AI'I'ZNDIX K TO SUBPART B OF PART 4»-- IRESERVEO) AI'/'ENOIII I, TO SlIBPART.B OF PART i»-- 

### IltUlnv£ol A/'I'EIIOIII M TO SUBPART B Of' PART i3G-UIfIfORM fi8T MmlOD FOil MltA8UlUNO 11111 ENIRGY CONSUMP11UN 

# 0' CEm'RAL AIR CoNomoN11UI ""1'£1100: N TO SUBPART B OF ('ART CJO-UNIFORM TEIIT MEn/oO FOR M&ASURlMG 1111' ENEMY**CONllIMP110~** 0' FUll/UCla AI'I'l:lIam 0 

### TO SUBPART B

# 0' PART t3G-UNIroRM nST METHOD FOR MlL\sURlMO ".. ENEMY CONBUMP110N OF**V~a** 1I0NI UEAl1NO EQUIPNIUfT Apl'INam P TO SUBPART B OF ('ART 4JO-UNIroRM TEST METHOD roR MIASUAIMO 111& ENERGY Coll.UNmON 0' POOL Ifu,TKlUI API'£NOO: QTO 5UBJ>ART B OF PART 4J1)-UNI-

.rolUf TEaT MIICTHOD roR MIASURDIO 111. EN£R.uy CONeUUP110N 0' FLUORJ:8C1N1' I,AMP BALLAeT8 Apl'ENDO: R TO SUBPART BOt' PAin 43G-U'uroRM TEaT NmlOD roR MIASUIUNO AVERAOi: LANp EFFlcAcr (LEI AND CoLOR R£NDEIIINO INOU (CIlI) OF EI.IC1'IUC I,ANPS

Subpoft C-Energy ConMfVatton Siandaldt



### no 31 Purpo.e and IICOpe. 430.32 Ellel'S' conservation ataodard. aod .UectlvlI date•.**t30.~** PrllenlptiOfl of State relulatlon•. Subpart D-PetlllOna To Ellempt Slate Reg

### ulation ffom " •• mptlon; 

### P.'1HonI to WIthdIOW Exemption of Slat. R-otJIa- 

### .Ion tlO 

### to Purpoae and 8COpe. 430 tI J'rescrlptlon. 

### ola rule. flO t2 Flllni flltlulremoot., 430 t3 Notice of petition. 430.. CooaoUdaUon. 430.5 lIear'ol. t30 fa t DlepoalUolI or petiLlona. 

## no 41 

### EUeetlve dat.I of nnal rul••. 430.. ReQueat for reconsldera.t1oll. 430." Flnallt, or deolalon. SubPart E-Smal**~**.. Ex.mptk)nl



## uo 60 Pllrpole and ICOpe. 430 &1 ElIl1blllty.,

. 430 &2 ReQuirement. Cor 

### appllcatlon•. 

## nou l>1'ooeullll 

### ofappllcaUoal. 430 IH Referral w the Atwrney Oener.l. 

### 10 VfR Ch. II (1-5 EcItIon)

f30.65 EvaJuaUoD of Lbe applloaUoD. 430.61 DecllloD aDd order. 430.61 DURUOO 

### of Lemporuf eumpUoo.

Slj)paIt F-c.rtIIcdtonand**~** 430.&0 PurpoM anlS KOpe. t30 II Problblted 

### acU. 430

### a 8ubmlaalou

# 0' data. t30

## a 8amplla,. 430 It Imported producl.l. 430.14 Esporl.l4 pr04ucl.I. 430.10 broretmtot. 430.11 C._tlOD of dl.U1butloD of a 

# ""'0

modlll. 43012 Subpoena. 430." Rem,dl

... t30.1. Ht

... lo

..and Appealt. G.1, Connd.aUallt,.
APPlUfnDl A TO 8U11PAilT F 

### or PdT UG-<lOwPLlAlfCil 81'AnNKHT. AppKNODl B TO 8uaPAJlT P 

### or PAJrI' CI)-8.UIPWHO PLAN 

### roa BlfrollClIMiIJITTU'I'DIO. 

### AtmrolUTY: t2U.B.C. 11211....,... 8otlltC&: t2 FR fllllll. Junl I. 1m. uol

.. otht,.l

..DOted. 

## Subpbrt A -GenefalProviliona ,41o.t ParpoM 

### aad**~.,..** 

### .



### ThI. part ••t&bllsb•• tb. rerolaUoDl

ror tb. ImpJ.m.ott.tloQ 01 

### put**~** 

### of tltl. 

# m (42 

### U.B.O. 8291-«J(8) 

### 01 tbe ED

### etn'**Polle~** 

### and Ooo""atlon Act (Pub. L. 9t-ISJ). 

### u amended**b~** Pub. L. 14- 385. Pub. L. JOO-12. 

### and Pub. L. 101).-3&7. 

### which estabUsbe. an 

### enel'l'Y COo"natlon proiJ'&lll for couumer producta other thall automobile•. lM FR 

### em•• Feb

. .,. 18891 

### I 

### ao.J o.nall'oDL

For purpose. or this put. word. aball
, be denned u provided for In .eetlon 

### 32J

orthe Act. aod 

### as followaAct 

### meao. the Eoeayy Polley aDd c'onaervatloD Act (Pub. L. 14-1113). 

### u amended by t.he National Eoeru PolIcy Conlle"atlon Act (Pub. L. 

### tHlt). the National Appliance Enefl? 000- 

### servatloo Act of 1981 

### (Pub. L. 100(12). 

### the Natlooal Appliance Enetn' 000- 

### eervatloo Ameodmente of 1988 (Pub. L. 

### 100-361). and tb. Enerl"Y Policy Act of 1992 

### (Pub. L. 102-t88).

Ann

# lUI' fue' 

### uUIlzoUon ef/lctmCfl mealll tb••**mcleoe~** 

### dellCrlptor for fUr-


### naces and boUen. d.termlned Ullq test proc.dure. preacrlbed under MO

### tion 323 and 

### bued 00 

### tbe uaumpUon tbat all-

(a) Weatherlud warm &lr**~e.** 

### or bon.rs 

### are located out-of-doors: • 

### D4tpartrMnt of 

### Energy
(b) 

## wa.rin a1r I'urDaoee 

### wblob 

### are oot**weath~rtr.e4** 

### are locate4ladoora and all oombu\loD and 

### nDtUaUoll air

.. ad

### mitted &broqb'rrlJl or duota from 

### the outdoors an4doea not commUDIcate Wltb air

### In tbe coadJUoned apace;

(0) 

### Dollers which are 

### DOt weather-lted 

### are located within tbe beated apace.

Automallc clolhu IDGlher 

### meana a el... of cloth.. w

.. b.r wblob baa a coouol ."tem wblob la capable or lICb.duUo. a pre

.. lected**oom~I~UoD** 

### of operaUoDt. auob at 

### reruJaUon of water temperature. recuJat.on or th. water nil 10v.l. and perlonnanc. or w

.. b. rlnae. dnJa. and .plD IUnctiou wltbout the need for uaer InterveoUoD lubaequeDt. to th. laltlatloa ofmacblne operatloD. Bome mod.11 m.q 

### reqUlr.
u.r IDterventioD to lalUate thue 

### dJff.rent. lelD\.Dte or Lba 0)'010 aRer t.be macbln. baa**be~** 

### operation. but**tbe~** 

### do not requJre the user to laten.D. to nrolate th. water temperature**b~** adJU.tilll' tb. 

### .xternal water faucet "alv...

.

Bolltut 

### e/JlC4qJ /GCIIIr 

### m'bana the 1'01- 

### aUy. U,bt output.clJYlded**b~** 

### the power Imput 01 

### a lJuorelCeut 

### lamp 

### baUut. u meuured under te.t**CO~UODA** 

### lpeelned ID ANBIBt.anclard 

### C8U-U8t

..

Baleboord 

### electric IuGkr meana 

### an eleotrto beater wblcb I. 

### InteDded to be neeNed

### la or

### .urlace mounted OD wall. at noor IClVel. wblob lacbaractertsed by 

### lOb.. low pb,.lcal dlmeulona. and wblcb traDsr.... b.at**b~** 

### aatural CODYClOtloD andlor radlatioD.

Billie 

### mDCle.**m~** 

### all uulte 01 

### aliveo type orcoy.red produot. (or 01

...

### th

..... 

### oO·JnaQura.otured b:r OD. 

### manufacturer and-

(I) 

### With reepect. to renileraton Uld relrl,erator-Ireezen. wblob hay. tbe 

### aam. primary**.oeay~** 

### aource. wblch have electrical cbaracterisUca that

...... .1880tlall, identical. and wblcb do Dot hav. any dlaerlnl phyalcal or tunctlooaJ characterlatlcs that atrect '0- 'fIY

### cooawnptloo.

(2) 

### Wltb re.peet to freezei'll. 

### wblcb bay. tb. 

### aam. PI'Iln&I7 

### ea.reI' 

### aource. wbleb ban electrical cbaraoterlatlCl tbat 

### an

....**DUall~** 

### Id.DUcal. and whtc.b do not. have any 

### dJrrel1l11'**p~** 

### lcal or J\mctlooaJ ohan.cte

....tlca tbat affect .0et'I'Y couwnpUoa.

(3) 

### With n.peet to dlowuben. wbleb bay•• Ieotrtcal obaraotertatloa wblch 

### are ell4enlllllly SlIentlcal I 

### wblob do oot bave UlJ dJlfet101 ph 

### lcal or tunotloDal cba.ractet1sllca wb 

### affeot enefI"Y coneumptloit.

(t) 

### With respect to 

### c,C.t.hIl8 

## ,'ry, wblch h

....e 

### the 8alll6 pnmary e/l61 

### .ource. wblch ha

..e electrical cblll1 

### tet1stica that are e88eDtlally SlIentle Uld wMcb do bot bave any dllCeri physical or fUnctlona.1 characterietl thatalCect. energy consuml,Uon.

(fI) 

### Wltb relJpect to 

### water healel 

### wblch bavCI tbe same**l>rl~nary** 

### ener. .ource and wbleh. with tbe 6lIceptloQ
, tmmel'll8d beating elem8l1tJs. do hi bay. any 

### dlaet1ni' electrlca.). pbyslca
or fUoctional cbaracterlllticlI that

.. rect. energy consumption.

(8) 

### With reepect to room aIr CODdl t1ooel1J. b

### lvlng eosenUally IdenUca functional phYSical and electrIcal char acterlstlcs.

(1) 

### With reepect to un

### vented born. heating equIpment. bavlng ellsentlal!) Identical fun«tlonal physical and eleo· trlcal charactertst.lcs.

(8) 

### With respect 

### to televleloll lela, wblch 

### have ideotlcal screen .lte. ",hlcll bave electrical characterlstice that 

### are eMentlally Identical. and wblcb do oot have any dlCCet1ng pbyslcal or 

### fUnc· tlonal characteristics that a(fect en· eray CODll1ll'!ptloO.

(9) 

### With rellpect to k'Leholl 

### /"anllel! and ovens. wbose major cookhlll COlD

### Jl(lDeote bay. tbe eame primary energy .ouree. which bave electncal cbaracterlstlcs that are e88eotlaHy Identical. and wbJcb do not bave any dlnertns physical or fUnctional charaoterlstlca that aflect enelTY coosumptlon.

(10) 

### With reepect to clothes wlUlhers. wblch bave ths nIne primar.y 

### energy**IOurc~.** 

### whleb hav. electrical cbaraotet1IJUea t.balfare e8llentlally'hlentlcal. and ",bibb d() not have any dlCferlhS physical or fUnctiona.l characterlstlce that 

### affect ellel1rY consumption.

.

(11) 

### With respect to central air condl· tloners. wblcb bave electrical cbaracterieUca whlcb ANI 

### tls86nllally Iden

### tical and wblcb do Dot have an, dlfferInc physical or functional cbaract6rtst!ca 

### that dfoct ebertrY con: :lmpUon.

(12) 

### With respect to furnace8. bavlnll the same 

### primary energy lource and 'l88otl&lly**Identlca.~,** 

### functional. "hYII- 

# 'ro".;,,,

..**,~**

# ...**~**

# ....

### 9430.2.

(13) With respect to vented home heating equipment
, having the same primary energy source and essentially Identical functional , physical and electrical characteristics. (14) With respect to fluorescent lampballasts. which have electrical characteristics
, including ^ Power Factor (P.F:) of equal value, which' are essentially' Identical

. and which do not have any differing physical or functionalcharacteristics that affect energy consumption. (16) With respect to general servicefluorescent lamps which have photometric and electrical characteristics. including lumens per watt and Color Rendering Index (CRI) which are essentially Identical
, and which do not have any differing physical or functionalcharacteristics that affect energy consumption. (16) With respect to general serviceincandescent lamps which have photometric and blectrical characteristics. Including lumens per watt

, which are essentially Identical
, and which do nothave any differing physical or functional characteristics that affect energy consumption. I I

r "

, , ) )

, 

# '.

1430.2

(13) Wltb r"pect to vented borne, beatlnl equipment, bavlnl tbe same primary enersY louree and eelentlally Identical functional, pbyllcal aDd elac-

, trlcal cb&racterllticl. Ut) Wltb relped to nuofeecent Jamp ballutll, "hlcb bave .lectrlcal cbaracterletlcs. Includln,**~** 

### ,Power Factor (P.F.·) or equal value, wblcb'are eeaen- Ually'ldentical, and wblcb do not bave 

### any dlfferlor pbYlleal or functional characterlltlcs that affect enerjy CODlumptlon.

(16) Wltb reepect 

### to leneral eemce nuoreecent lampe wblcb have pbotometric and electrical cbaracterlltlce, Includllll" lumenl per watt and Color RenderirIB Indu (CRI) wblcb are e.."nUally Identical. andwblcb do not bave any dlfferlor pbYlleal or functional cbaracterlltici thAt affect energy con- eumptlon.

(16) With reepect to

...neral lien-Ice Incandeecent lampe whlcb bave photometric and**~Iectrlcal** 

### characterlltlcl, Including lumenl per watt. whlcb are eeaenUally IdenUcal, and whlcb do not bave any durarln, pb,llcal or functional c:baracterlltici tbat &crect en- ef!Y**C:~Dlumption.**

'

# .. ,

I,the upper 95 percent confidence limit of of (A) the mean of the sample or ($) the true mean dIvlded by 1

.10. and the upper 96 percent confidence limit of (it) Any represehted value of the en

- the true mean divided by 1.10, and ergy factor or other measure of energy (11) Any represented value of the eni

1 }e

' O.id Units to be tested. When testing of a covered product In tnqulre4 10 comply with section 323(c) of the Act

. or to comply with rules prescribed under sections 324 or 325 of the Act, a sample shall be "looted and tested comprised of units which are production unite, or are representative of production units of the basso model being tooted
, and shall meet the following applicable criteria. (a)(1) For each basic model ' of alsotrio refrigerators and electric retrig• erator

-freezers
, a sample of sufrielent size shall be tested to Insure that-(1) Any represented value of estimated annual operating cost

. energyconsumption or other meagre of enorgy consumption of a basin model for which

. consumers would favor lower values shall be no leas than the higher of (A) the mean of the sample or (B) the upper 96 percent confidence limit of the true mean divided by 1.10, and'(ii) Any represented value of the energy factor or other measure of energy consumption of a baste model for which consumer would favor higher values shall be no greater than the lower of (A) the mean of the sample or (B) the lower 96 percent confidence limit of the true mean divided by .90.(b)(1) For each basic models of freezers, a sample of sufficient sine shall be tested to Insure that:-(1) Any represented value of estimated annual operating cost. energyconsumption or other measure of energy consumption of a basso model for which consumers would favor lower values shall be no law than the higher of (A) the mean of the sample or (B)

' Uompoossta of similar deal" My be gala stltatsr WSW" u sUlag adlfond tsatlsg if the eepre.eat+e meaaree of esrgy eosaumpuon continue to Mtfsty the appUcsble sampling provision.

36 consumption of a basic model for which consumers would favor higher values shall be no greater than the lower, t, of (A) the mean of the
,sample or (B) the lower 96 percent confidence flint of the true mesa divided by .90. (c)(1) For each basic model ' of dishwashers

. a sample of sufficient also shall be tasted to Insure that,(I) Any represented value of ..Umated annual operating cost
, energyconsumption or other measure of energy consumption of a basic model for which consumers would favor lower values shall be no low than the higher of (A) the mean of the sample or (B) the upper 91% percent confidence limit of the true mean divided by 1.06. and(11) Any represented value of the energy factor or other measure of energy consumption of a basin model for which consumers would favor, higher values shall be no greater than the lower of (A) the mean of the sample or (B) the lower 974f percent confidence limit of the true mean divided by .96. (dXl) For each basic model' of clothes dryers a sample 9f sufficient also shall be tested to insurb that-(1) Any represented value of estimated annual operating cost
, energy consumption or other measure of on ergy consumption of a basic model for which consumers would favor lower values shall be no less than the higher of (A) the mean of the sample or (B) the upper 9759 percent confidence limit of the true mean divided by 1.05, and (11) Any represented value of the en

- ergy factor or other measure of energy consumption of a basic model for which consumers would favor higher values shall be no greater than the lower of (A) the mean of the sample or (B) the lower 97% percent confidence limlt.of the true mean divided by .95. (eXI) For each basic model' of water beaters, a sample of s` u

- fficient sloe shall be tested to insure that-(I) Any represented value of estimated annual operating cost
, energy consumption or other measure of ener*y coosnmpttcm of a bask m ddsl for which consumers would favor lower values shall be no less than the higher orgy factor or other measure of energy consumption of a basic model for which consumers would favor higher values shall be no greater than the lower of (A) the mean of the sample or (B) the lower 95 percent confidence limit of the true mean divided by .90.- (r)(1) For each baslo model ' of room air conditioners
, a sample of sufficient size shall be tested to Insure that--(1) Any represented value of estimated annual operating coat, energyconsumption or other measure of energy consumption of a basic model for which consumers would favor lower values shall be no lean than the higher of (A) the mean of the sample or (B) the upper 91% percent confidence limit of the true mean divided by 1.05, and(Ii) Any represented value of the energy efficiency ratio or other measure of energy consumption of a basic model for which consumers would favor high-' or values shall be no greater than the lower of (A) the mean of the sample or (B) the lower 9715 percent confidence limit of the true mean divided by .96. (g)(l) For each basic model' of unvented bone beating equipment (not Including furnaces), a sample of sufficient size shall be tested to Insure that- i(1) Any represented value of cet.lmated annual operating coat
, energyconsumption or other measure of energy consumption of a basic model for which consumers would favor lower values shall be :Jo less than the higher of (A) the mean of the sample or (B) the upper 01% percent confidence limit of the true mean divided by 1.016, and(11) Any represented value of the annual fuel utilization efficiency or other measure of energy consumption or a basic model for which consumbre would favor higher values shall be not greater than the lower of (A) the mean of the sample or (B) the lower 97% percent confidence limit of the true mean dl=' vfdgd by M.
'Compooeata of similar dealga may be cub P9.19690411 witaoot reQslrtag addIIJoosl testing U of r pseeetmf Maae

.ies of hwtr ry eMmptl0a coatfsse to satisfy its applicable sampling provision.



### 37 • I



# ,**I~** 

### .. aJtaCObe

........



### . Whon t.e.tll1l' of • cov.red produot 

## ia pjqulte4 

### to complv with Metion _c) br 

### the Act,

# or to**oompl~** 

### with ruiN

...... acrlbed 

### under MCUO

... 12. 

### or 321 01 

### the Act, a MJQP.e 

### .ball be 

### Mleote4 aDd te.t.ed oomprlMd of**WlI~** 

### whlcb 

### an production**WlI~,** 

### or 

## an reprtMataUd of production WlIc. 

### of the baalo model bell1l' teated,

.... 4 

### lIIall meet therouo.- 

# Inc applicable criteria.

(a)(1) For each 

### buio mod.1 1 

### of el.oulo reb1re""to... &Dd .,I"trlo rebi,- 

### tlraLor-freezen, a IUDple 

### ot .llfDoI.nt 1118 IhaII 

### be tetted to Ianni 

### Ulat-

(I) 

### AD7 

### reprennted walu. of ••

# umated 

### &Donal operaUDI' oOlt, eoeru oouumpUon or other m

..... ot**.~** 

### el'lY ooUumpUoll 

### ot a baalo inodel for .blob· oouurnen would layor lower yalu.,. .ball be 

### DO I

... 

### thu tile blaller
or (A) the mean of tile ample or (8) 

### tbe uppert6 

### percent confidence lImJt 01 

### the true me&D divided**b~** 1.10, 

### &Del

·(It)**An~** 

### repreaeDted yalue or th8 8nerey factor or otber meuun ofene,.,. coUurnpUollora bulomod.l ror.hlob
consumer .oul4 (ayor hI,lIer v&1u

.. .hall be 

### no It'Uter tbaD th. lo•• r of (A) th. meall or tbe ampl. or (8) 

### th. lower 96 

### percentcollfJd.nl:e limit01 

### the
uue me

.... divided**b~** 

### .110.

(b)(1) For eacb bulo mod.1 1 

### of h.,·

. era. a earnpl. or sumctent abe 

### lball be

tested toInsun that

### 36 (l) Any 

### repret4lnted value of e.Umated annual operatlDl' co.t, .neru consumpLion or ot.ber mouure 

### ot 80- 

### .rgy coaaumpLioll or a balfo mod.l lor wblch couumena .ould favor lower yalulll lIIall be 

### DO 1

... 

### thua tbe blaller
or (A) th. me&D 01 

### the ampl. or (8)**aa.a~tI** 01 &Im1lu

...... ..,... .... 

### .u

................. _ ........ ...... II UM "'po

....... _ ...**ot~** 

### ..... aumpUoD CODtlDQ. &0 _tl.-.**~** 

### a_cUle aampllq (A

.... OII.

. 

# ...

# -

....

# -
.... ."

# ................, t.he upper Ii

### percent collfJdenc. limit 01 of 

### (A) t.b. mean of 

### tho u.mple or (lH 

### th. 

### true m.an 41".4.4

### by 1.10,

....4 

### tb. upper96 

### percent. coandellce limit. 

### of

(II) Any 

### repre

.. 

### Dtecl

... lu. of the

# .n- tb. true mean divided by 1.I0. 

### And err7 factor or other meuure of ,nervY (II) 

### Any repreaented value o( t.b6 

### en· couumptloGof

..bulomodel lor.hlcb el'l'Y Cactor or ot.her meuure of enbrgy
couum.n .oul4 C

..



### vor hI,ber v&1ue. consumptlOIl ora bulcmodel ror whleb ,ball be 

### no

..... ter than the 10

.... 

### of consumena would fayor higher values (A) tb. m

..... of tb • .u.mple or (B) Lbe' '.• 

### hall be 

### no rreater t.han the lower of low.r 86 

### percentoollfJdence**l~t** 

### orthe (A) the meAIl or**t~e** 

### aample or (B) 

### lhe t.rue mean41Y1ded**b~** 

### .110. lower t5 

### percentconfidence limit o( 

### tbe

(0)(1) 1'01' MOb 

### bulo model' o( dl.b- 

### tru. meaD divided by .80.- 

### w&abena.

..

# _pl.

of 

### suMaleot..... (0(1) POl' 

### .acb b&alo modol' or room sball be teeted to IDiur.**tba~** 

### all' cODcUtlonen,

.. aample 01 

### aLlCflelent

(I) 

### A1rI repnMGted wue 01 •• 

### U- ,Ize .ball be 

### tested to Insure t.bat.- mated &IUlual 

### Opa-aUq oaet. eD.,.,. (I) 

### Ally rep

..... Dud 

### v.alue 01 

### eal.l· oouumptioo or other meaaure 

### of..... mated anDuai operaUng colt. en.m .r'17 

### oouumptioa ofa baalo. mod.l for consumpUon or other meuure of en- whlcll oouumen would tavor 

### 10"'1' el'l'Y couuinptloo 

## ot a bute model for ,&1u

... ball 

### be 00 .IM 

### than tb. bl.ller wblcb eouwn.... .ould lavor lower ot (A) 

### the 

### m

..... ot the ample or (8) 

### valu

... ball be 

### DO leea t.ban tbe hlgber tbe upper 8'l\l 

### percent ooDfJd.llC8 limit 01 (A) tbe**~ean** 

### of tbe aampJe or (B) 

### ofthe true m

.....dlYlcied**b~** 1.05,

.... 

### d tbe upper 91\l 

### percent collfJdenee**1Im1~** (II) 

### AQ repnNotecl value of the ea- oftbe truemeaD dlvlded by I.OS. 

### and era7 r.etor or other meuun ofto.,.,. (II) 

### Any repreaented valua or the en- couumptloDot

..bulomodel tor .blell .1'87 

### .lnctenoy ratio or other n1elUlure
couumena .oul4 favor, hllb.r .,&1ue. 01 

### eDel'l'Y eouumptioD or

### a ba.sle model .ball be 

### GO I1"6&ter than'til. lo.er of for .hlch coaaum.na would ravor btgb-' fA) the m.u of the ample or (8) 

### tbe er value•• ball be 

### no rrealar tban t.be low.r fl\l 

### perceot coDlldeace Ilmtt 01 

### lower of (A) 

### the mean or tbe aampla or tile true

## mean cUvld"**b~** 

### .16. (B) the lower**In~** 

### percent conndenee

(d)(l) Por MOh 

### bulo model I 01' 

### limit oftb. true me

.... cllvldod by .96, 

### clotb

.. dry

...... 

### aample ,r lumolellt (,)(1) 

### For eacb ballo modlll' o( 

### .Iae

.... 11 be 

### te,ted

### CO luurt. tbat- unwented**bo~e** 

### beaUnr equipment (not (I) 

### Ally 

### r.pr

... nted value of ••U- 

### IDCludlDl' I\lrnace.)

... aample or 

## bUrn· mated annual operatlnl' co.t. ea.m clent elzo sball be tellted to lallure couumptlon or otber meuu... of .n- tbat.- I 

### el'l'Y COD.umptiOO of a bulo model lor (I) 

### Any repreaented VIlIUCl of clIl.l· 

### wbleb oouumen .ould favor lo

.... r mated annual operating COB\.. 

### energy "alu

... hall be DO I

... 

### tban tbe blaber consumption or ot.her mea.sure DC 

### enol (A) the mean 01 

### tb. aample or (B) 

### efll' coollumptloll of a bulc model for wblcb conaumen would Cavor lower tbe upper t1\l 

### percent coondeDc. limit value•• hall be**~o** 

### leaa tban the hlghe:' oUbetNo meudlvtded by 1.05. 

### and of (A) the meton or the sample 

### or (B)

(II) 

### Any repreaeoted value 

### 01 the .D- the upper e1'A1 

### percent conndenc6 limit
eru factor or otber meullt8 of enerrY oftbe true mean divIded by 1.016. 

### and cODlumptloll of

### a bulomodel for wblcll (II) 

### Any represent.ed value 01 

### the an

. ,couum

..... ould lavor hlaber v&1u.. oual foe) utilization emeleDey or otber Iball be DO 

### rreater than the low.r of meuure or eneru coasumptlon or a (A) 

### the m.aa 

### 01 the earnpl. or (8) 

### t.b. bulo model for whleb consumere would lower**I'l~** 

### perceDt confid.nc. IImft.ol ravor higher valuellllbaU bo 

### not greater tb. t.rue meudlvld.d by .15. 

### t.han the lower or (A) 

### the lI1eall of! the

(e)(1) For .acll bula mad.1 1 

### oC water &le or (B) 

### the loiter 91Y.! 

### perCePt beatere

... umple of SumO'.I'" II.. 

### oonndenee limit 01 tbe true mean**dl~'** 

### .ball be 

### teat.d to 

### laaun tha\-**vld~cl** by .925.



# m Any 

### repreaeotecl .&1ue 01 .aUmated &IUlual 

### opa-aU

... coat. eDIrD COMnmpUon 

### « of.ll.W·......,. of 

### eo- «'n**CCIMIIJrJ~** 

### 01

## a

....

# mc4t' t« wbleb 

## coU'lUDlra wOllJci 

## tuor low

... ,alu. abaU 

### lie 

### DO 1_

### t.ban tbe bI,lIer


### 3'1 ICompoD.DtI of.Imn

.... dN11'1l mar be au1>- .cJWCH**.,.~, "'II~**  U4JuOllAJ**~I¥** 

# "ea.
,.,......".........."

.. fA 

# """1(, .y,. .mp'IOD CODUDD' &0 .U", 

### ct••**ppll~bl. ~Pllq**  J'ftfl.loD. (3 430.2/ - '

(b)(1) For each basic model' of television sets
, .a sample of sufficient size shall be tested to Insure that-(1) Any represented value of estimated annual operating cost
, energy consumption or other measure of energy consumption of a basic model for which consumers would favor lower values shall be nq Jess than the higher of (A) the .near) • ot he sample or (B) the upper 9755 $roenticpnfldance limit ,of the true meandlvldeb by 1.06, and(11) Any represented value of the energy factor or other measure of energy consumption of a basic model for which

consumers would favor higher values shall be no greater than the lower of (A) the moan of the sample or (B) the lower 97% percent confidence limit of the true mean divided by .96. (1)(1) Except as provided in paragraph (i)(2) of this election
, for each basic model' of conventional cooking tops. conventional ovens and microwave ovens a sample of sufficient size shall be tested to Insure that- (1) Any represented value of estl mated annual operating cost
, energyconsumption or other measure of energy consumption of a basic model for which consumers would favor lower values shall be no lees than the higher of (A) the mean of the sample or (B) the upper 97% percent confidence limit of the true mean divided by 1.05. and(1i) Any represented value of the energy factor or other measure of energy consumption of a basic model for which consumers would favor higher values shall be no greater than the lower of (A) the mean of the sample or (B) the lower 97% percent confidence limit of the true moan divided by .95. (2) Basic models need not be tested which differ from other tested basic models by only the design of ovendoors the use of which leads to Improved efficiency and decreased energyconsumption and estimated annual operating cost

. Any represented values of measures of energy consumption for basic models not tested shall be the

sanip as for the tested basin model. (J)(1) For each basic model' of clothes washers
, a sample of sufficient site shall be tested to Insure that.-(1) Any represented value of estimated annual operating cost

, energy consumption or other measure of en

### to CI R Ct1.11(1.1-93 Ed11on) Depattm.01 of Enefgl
orgy consumption of a basic model for (1) A sample of sufficient else, comwhich consumes would favor lower values shall be no less than the higher of (A) the mean of the sample or (B) the upper 97% percent confidence limit of the true mean divided by 1.06. and(il) Any represented value of the energy factor or other measure of energy consumption of a basic model for which consumers would favor higher values shall be no greater than the lower of (A) the mean of the sample or (B) the lower 97% percent confidence limit of the true mean divided by .95. (k)--(I) (Reserved) (mXI) For central air conditioners,each condensing unit shall have a condenser-evaporator coil combination selected and a sample of sufficient size tested In accordance with applicable provisions of this subpart such that-(1) Any represented value of estimated annual operating cost, energyconsumption or other measure of energy consumption of the condenserevaporator coil combination for which consumes would favor lower values shall be no less than the higher of (A) the mean of the ample or (B) the upper 90 percent confidence limit of the true mean divided by 1.06. and(li) Any represented value of the energy efficiency or other measure of energy consumption of the condenserevaporator coil combination for which consumers would favor higher values shall be no greater than the lower of (A) the mean of the sample or (B) the lower 90 percent confidence limit of the true mean divided by 0.06. (2) The, condenser-evaporator coilcombination selected- for. tests pursuant to paragraph (m)(l) of this sectionshall be that combination manufactured by the condensing unit manufacturer likely to have the largest volume of retail sales. Components of similardesign may be substituted without requiring additional testing if the represented measures of energy consumption continue to satisfy the applicable sampling provisions of paragraphs (mXIXI) and (mXi•

Xl$l of this section prised of production units or representIng production units. shall be tested toensure that the requirements of paragraphs (mXIXI) and (mXI RII) of thissection are met for such other condenser

-evaporator coil combinations;

or (11) The representative values of the measures of energy consumption shallbe based on an alternative rating method that has been approved by DOE Inaccordance with the provisions of paragraphs (m)(4) and (m)(6) of this section.(3) Whenever the representative valuee of the measures of energy consumption. as determined by the provisions of paragraph (m)(2)(11 ) of this section. do not agree within five percent of the representative values of the measures of energy consumption as determined by actual testing

. the representative values determined by actual testing shall be used

.to comply with section 323(c) of the Act, or to comply with rules prescribed under section 324 of the Act. - (4) The basis of the alternative rating method referred to in paragraph(m)(2)(11) of this section shall be a representation of the test di►tu► and calculations of a mechanical i vapor compression reflrlgeratlon cycle

. The major components In the refrigeration cycleshall be modeled as "fits" to manufacturer performance data or by graphic or tabular performance data. Heat transfer characteristics of coils may be modeled as a Oinction of face area, number of rows

. fine per inch

. reftigerant circuitry

. air flow rate and entering air enthalpy

. Additional performance

-related characteristics to be considered may Include type of expansion device

. refrigerant flow rate through the expansion device

. power of the Indoor fan and degradation coefficient. (5) Manufacturers who elect to use analternative rating method for determining measures of energy consumption under paragraphs (m)(2)(11) and (mXl) of this section must submit a request to DOE for reviewing the alternative rating method to the Assistant For every other condenser

-evaportgr Secretary of Conservation and Renewcoil combination manufactured by the able Energy

, 1000 Independence Avenue, same manufacturer or In part by a SW., Washington

, DC 20685
, and receive component manufacturer using ' that approval to use the alternative method same condensing unit, either

- i by the Assistant Secretary before the

38 

## 5430.24
alternative method may be used for rating central air conditioners. (8) Each request to DOE for reviewingan alternative rating method shall Include: (1) The name
, address anti telephone number of the official representing the manufacturer. (11) Complete documentation of the alternative rating procedure. Including the computer code when a computer model Is used. (111) Test data for two coils from two different coil families for two different condensing units

. The tested capacities for the matched systems for the two condensing units shall differ by at least a factor of two. Rating information for the mixed systems shall Include the ratings f

rom testing, and from the alternative rating method. (Iv) Complete test data , product Information, and related Information toallow DOE to verity the rating Information submitted by the manufacturer. (7) Manufacturers that elect to use an alternatlve' rating method for determining measures of energy consumption under paragraphs (m)(2)(11) and(m)(4) of this section must either subject a sample of their units to independent testing on a regular basis, e.g., voluntary certification program, or have the representations reviewed andcertified by an Independent state-reglstered professional engineer who Is not an employee of the manufacturer. The registered professional engineer Is tocertify that the results of the alternative rating procedure accurately represent the energy consumption of the unit(s). The manufacturer is to keep the registered professional engineer's certifications on file for review b'y DOE for as long as said combination
,is, made available for We by the manufacturer. Any change td be made to the alternative rating method
, must be approved by b6E prior to Its use for ratIng. (8) -Manufacturers who choose to use computer simulation or engineering analysis for determining measures of energy consumption under paragraphs (m)(2)(1i) and (mX6) of this sectionshall permit representatives of the Department of Energy to inspect for verIfication purposes the simulation



### 39 '43O.:U

...

(b){l) For each bulc model I 

### of televlllion aeta

..a sample or .urnolent II. IIhall be t.eBted to Insure**tba~**

(I) 

### Any r-epresent.ed value of 

### htlmated 

### annual operaUq COlt.**ene~** 

### cOlUlumption or otber meaaure or en- elVY conlumpUon or a ballc model ror whlcb conlumen would favor lower vahlell IIhall be nq leu than tbe bl,ber of (A) tho fI1eR.fJ· 

### or',he

.. mple or (B) 

### the ul'll6r 911,2 

### .Hrilentjcpnfldence limit ,or the true meliri'dJvidOh by 

### 1.05. and ',(II) 

### Any reprelented value of the en- ellrY factor or other meuW1I or enel"l7 conllumpUon of

### a bulo model for wblch conBument would favor bllber value. Iban be 

### no Ireater tban Lbe lo"er of 

### (A) the mean or t.he eample or (0) 

### tbe lower**91~** 

### percent confidence limit or the true mea.n divided by .96.

(1)(1) 

### Except

... provIded In pa.racrapb (1){2) 

### of this Mctlon. for eacb ballo models of conventional cookln

.. 

### tope. conventional avena a.nd mlcrowaye
ovena a aample of sumclent eJze lball be tellted t.o lnaure that--

(I) 

### An.,. represented value of eltlmated 

### annual operatln

.. COlt. enem cOlUlumption or otber me&lure or en- elVY conllumptlon of a ballo model ror which .conllumen would lavor lower vahlel .hall be nO leM t.hab tbe hl,ber
or (A) 

### tbe mea.n 

### ot' the I&I11ple or (8) 

### the upper 911,2 

### percent confidence limit of t.he true mea.n divided by 

### 1.05. a.nd

(II) 

### Anyrepreltlnted value of the en- ellrY factor or otber meatlure 01 

### enel"l7 consumption ora bulc model for wblcb consument would ravor bl

..tier value. shall be no wreater tba.n the lower or (A) t.he mean of tbe eample or (B) 

### t.he lower**91~** 

### percent confidence limit or the true mean divided by 

### .95.

(2) 

### Bulc modell need not be te.ted wblch differ Itom other telted wlo models by only t.he dealrn of oven doon the Ultl of whlcb leads to 

### Improved ernclency a.nd decreaaed energy cOlUlumption a.nd estimated annual operatlnr cost. Any repreaented valuea of
meuures of enelll'Y conllumptloD for baalo models lIot tested Ihal

### I be tbe aanl,e &I 

### ror t.he tested wlo model.



### U1U) For eacb baela model I 

### of olotbee wuhen. a tampl. or lumclent lize llhall be tellted to IIUIUTe that--

(I) 

### Any represented value of e.Umated annual operat.lnl COlt. eoefl'}' oonaumptlon or other meuure of en
### 38 10 CfR Cb.11 (1-1-9$ Edition)

el"l7 coDlumpUon of

### a bulo mod.1 for wbleb eODlumen would fayor low.r .alu

.. aball be no leA tbaD 

### th

..... b.r
or (A) the meaD of tbe aample 01' (8) 

### the upper**11~** 

### percent coDlldeDDe limit oftbe true mean dIYlded b,. I

.... aDd

(II) 

### ADJ' repreltlnted yalue of the

_.... el"l7 factor or otber mea

..... of Inl,.,. oODlumpUon ofa bulomodel for wblob
eooeumera would favor b1,ber

c

### yalu

.. .hall be no creator tbaD the lower of (A) th. mean or tbe aample or (8) 

### tbe lower**11~** 

### peroent coandeDce limit or the true mean dI

### ylded b,. .15.

.



### (kHI) (Reaened) (m)(i) For cenLral

... r condltlon.n, eacb eondenalnl' unit .ball ba.e a CODdell88r-evaporator coil combination Ie

### leeted and a aample of .umolent

.... to.ted In accordance with appUcable prorilloDl or

### W.lubpart.ucb 

### that-

(I) 

### AD.J' repreaented nlue or tltI

### mated aonual operatlnc oo.t. eDetO' cODiumptlon or other meal..... 

### of eD- 

### 'rv7 coDlumptlon of th. conde

.... r- eYapontor coli combination ror wblob codUJnen would fa.or low.r

....u

.. .ball be no I

... 

### thaD the b1l'ber or (A) the mean of tbe urnple or (8) 

### til. upper 10 

### percent oonf1denDe limitofth. true meaD dlrided b,.I

.... aud

(II) 

### ADJ' repreMoted .ala. or tile eDel"l7 emoleno,. or otber m

... 

### ure or eDefl'}' CODlumptiOD or the cODde

........ tvapontor coil comblDation ror wblob cODlumera would ra.or hll'ber .alu

.. .ball be no lTeator tba.n til. lower of (A) th. meaD of tbe IUDple or (0) 

### the lower 10 

### percent ooDlldence IlmIt ortile true mea.n dlrided b,. 0.16.



### (2) The oondenaer-eyaporator 0011 

### combination .elected· for. 

### te.ta punu-

....t 

### to paraarapb 

### (m)(1) of 

### tbU MctloD .ball be tbat comblnaUon manurac- tured b,. 

### tbe condeDllq unit ma.nUCaoturer IIkel,. to bave the laqe.t .olume of retail

.....e.. Componenta or IImIIar 

### dellp ma;r be lubetStuted wltbout

.... qulrtn. additional teltlnl II 

### tbe repreeented meaeurel of Inel"l7 eODlurnptlon continue 

### to eatllry tbe applicable II&I1lplln. prorisloDl 'of puqrapbe (m)(I)(1) and (m)(a.)(II. of 

### W. MeUoit. For

.. e,.,. other oond.Il88

...... poraLqr 0011 oomblnatlon manUCaOturecl b,. til.
aame manufacturer or In part 

### b,. a component manufacturer oaIllI" 

### that l&IJle oondenalq unit. either- II 

## oepamnent of

### Energy

(I) 

### A earnple of .untolent

..... eom

### priNd ofproduction ualtl 

### orrepreMn&- 

### lDI JII'OCIUOtiOD 

### PDlta. Iball be teated to eDiure tbat the requtrementa or para.. IT&phI (m)(I)(1) 

### aDd (m)(I}(1I) or til

.. Motlon

..... met for .uob other eon- dell88r-eyaporator coli comblaaUona;
or

(lI) 

### The repreeent.atlYI

.. .luel of the
meaure. 'of**ene~** 

### oODlumptlon .ball be b

.... d on lUI

...

### ternatl••ratlnl'method tbat baa 

### been approved b,. DOB 

### In aGCOrdanCI wltb tbe prori.lODl or para- .rapb. (m)et) and (m}(6) oftbll .eetlon.

(3) 

### Wh.neyer th. repnMDtatlYe .alUti

### ortbe meature. of

### .n8qycODlumptlon. at detonnlned b,. th. provi.loDl orparaarapb (mX2XII) of 

### W. lIIetion. do not..-ree w1tblD n •• percent of tbe repreMnt.atlve yalu•• of the me&lure.
or ene...,. CODlumptiOD

.. detonnlned b,. 

### actual to.tlOI'. tbe repre.entatlve yaluh detennlned b,. 

### actual teatln" .ball- be UNCI.to eompl,. with aeotlon 123(0) 

### or tile Act, or 

### to compl,. with

.**rule~** 

### prucrlbed under MOtion 32t or tbeAct.

(t)Tbe ball. of tbe alternaUve ratln

.. metbod rererred 

### to lD 

### puqrapb (m}(2}(U) or 

### W. Motion 

### .ball be a repreMntation of tbe teat**~~** 

### a.nd calouiatloOl or a**mec~oall.por** 

### com- pnAloDreft1.eratloD OJ'ole. Th. major componenta ID tile reAipratloD cycle .ball be modeled u "nta" to manufacturer perlormaace data or b,. 

### IT&pblo
or tabular perlOrmaDce data. Heat tranarerebaractert.tlc. ofcoli.

# ma,. be modeled at a OmcUon or face

....

### ea. number or rowe. nn. per Inob. retH

.. - .rantclroult,.,.. airnow rate and enterIn. air enthlp,.. AddJUouJ perlonnauee-related cbaracterl.tlCl to 

### be COD- 

### .Idered rna,y 

### Include type of eapanalon dence. retH,erant now rate througb tbe eapanalon device. power of tbe Indoor ran a.nd de,radatioD coernclent.

(6) 

### Manufacturers wbo elect to 

### use a.n alternative ratln, metbod for determiDIill' meuUTes of enellD' eonaump- tlon under IJjU'qr&pb. (m)(2)(II) a.nd (m)(t) of

### W. eectlon mnat lubmlt a re- qUI.t to DOE for revlewlq tbl alterDati•• ratllll' method 

### to tb. A.I.tant 

## a.o,.t.&r7 of OonMnaUoa and Renlwable EDe,.,.. 1000 

### ladependence AYllnue. BW•• Wublorton. DC 20685. and receive appro.aI to 

### use th. alternative metbod b,. thl AMtetant Becretar)' berore thl


### 39 

# s.uo.:u

alternative Qlethod may be tilled for raUn

.. central air oondltloners.

(6) 

### Each request to DOE 

### for revlewlor
an alternaUve rating method Iball In-

. clude: ;

(I) 

### Tbe name. addresa a.f14l telephone number of the omclal repreeentlnr the manufacturer.

(II) 

### Complete documentation of the alternative rating procedure. Includlor the computer code when a computer model II need.

(Ill) 

### Telt dat.a for two colis crom t.wo different coli families for two different eondenalng unite. Tbe tolted capa.cltle.
ror the matched

-Iystema for the two condenalllI unlta shall dUfer by at leut 

### a ractor or two. Rating Information for the mixed Iystema Iball Include the ratlnll Ik'om testing. and Itom the alternative ratln

.. method.

.

(Iv) Complete test data. product. InfoonaUon. and related Information to allow DOE 

### to vertfY the rating Information lubmltted by t.he manufacturer.

(7) 

### M&nufacturera that elect t.o

-uee an 

### alternatlve'ratlnr method lor 

### determlwq meuures 'of eoel1rY conlumpUon under JlIU1liraphs (m)(2)(Il) and (m)U) 

### or tbls sectlonmuat elt.her subJect a sample of their unite 

### to Independent testing on 

### a rernlar buls. e

..... .oluntary cllrtlncatlon program. or bave tbe representations reviewed a.nd cerUned by an Independent state-relIstered profesalonal enrlneer who III not
an employee of the manufacturer. Tbe rerlstered proresalonaJ engineer 's to certify that the results of t.he alternative rating procedure accurat.cly repreaent the eflerry cOlllluml,Uon of the 

### unlt(s). The manufacturer Is 

### to keep tbe rerlstered professional enrJneer'l certifications on file for review IIy 

### DOE for &I 

### long &.II 

### Bald comblnatlon.ls,made avallabl, ror eaJe by 

### the manufacturer. Any chlinre to' be made to the alternative rat.lng·method. must. Le approvel1 by 

### i:JOE prior to Its use for ral.- Ing.

(8) Ma.nufacturera who choose to use computer Ilmulatlon or englneerlor a.nalysls for determlnln, rne&.llures of IntllD' Qooeumptlon under pararrapbl (m)(2)(I1) and (m)(5) or this section .ball permit repreaentat.lvel or the De

### partment of Enel1rY to Inllpect ror ver- Incatlon purposes t.be .Imulatlon§ 430.24

method or me+Lhods used

. This inspection may Include conducting simulations to predict the performance of particular condenser

-evaporator coil combinations specified by DOE

. analysis of previous simulations conducted by a manufacturer
, or both. (nXl) For each basic model ' of furPaces, other than basic models of those sectional cast-Iroq,boilers which maybe aggregated Into ape having identical tntermedl&4

-,Oatd9ns and combustion chambo)a

. a sample of sufflclent size shall be tested to insure that-(1) Any represented value of estimated annual operating cost, energyconsumption or other measure of energy consumption of a basic model for which consumers would favor lower values shall be no less than the higher of (A) the mean of the sample. or (B) the upper 97% percent confidence limit of the true mean divided by 1.06, and(It) Any represented value of the annual fuel utilization efficiency or other measure of energy consumption of a basic model for which consumers would favor higt&v values shall be no greater than the lower of (A) the mean of the sample
, or (B) the lower 9755 percentconfidence limit of the true mean divided by .96. (2) For the lowest capacity basic model' of a group of basic models of those sectional cast

-Iron boilers having Identical Intermediate sections and combustion chambers
, a sample of sufficient size shall be tested to Insure that-(1) Any represented value of antimated annual operating cost, energyconsumption or other measure of energy consumption of a basic model for which consumers would favor lower values shall be no less than the higher of (A) the mean of the sample, or (B) the upper 9755 percent confidence limit of the true mean divided by 1.05, and (if) Any represented value of the fuel utilization efficiency or other measure of energy consumption of a basic modelfor which consumers would favor higher Yalues shall be no greater than the

'Components of similar design may be substituted without requiring additional testingIf the represented measures of energy consumptlon continue to satisfy the applicable sampling provision. 

### 1

# 0 CFII Ch. 11(

# r-1.9S Edtibft)-

lower of (A) the mean of the sample. or (B) the lower 97K percent confidence limit of the true mean divided by .96. ' (3) For the highest capacity basic model' of a group of basic models of' those sectional cast

-iron boilers having Identical Intermediate sections and combustion chambers
, a sample of sufficient size shall be tested to insure that-(1) Any represented value of huttmated annual operating cost, energyconsumption or other measure of energy consumption of a basic model for which consumers would favor lower values be no less than the higher of (A) the mean of the sample

. or (B) the upper 97% percent confidence limit of the true mean divided by 1.06. and (ii) Any represented value of the Will utilization efficiency or other measure. of energy consumption of a basic modelfor which consumers would favor higher values shall be no greater than the lower of (A) the mean of the sample, or (B) the lower 9714 percent confidence timid of the true mean divided by .06. (41 For basic model ' or capacity other than the highest or lowest of the group of basic models ' of sectional cast-iron boilers having Identical intermediate sections and combustion chambers. represented values of measures of en- .ergy consumption shall be determined by of theta--(1) A linear Interpolation of data obtalned for the smallest and largest capacity units of the family. or (11) Testing a sample of sufficient size to Insure that (A) any represented value of estimated annual operating cost, energy consumption or other measure of energy consumption of a basic model for which consumers would favor lower values shall be no less thanthe higher of (1) the mean of the sample, or (2) the upper 9734 percent confidence limit of the true mean divided by 1.05
, and (B) any represented value of the energy factor or other measure of energy consumption of a basic modelfor which consumers would favor higher values shall be no greater than the lower of (1) the mean of the sample. or (2) the lower 97% percent confidence limit of the true mean divided by .96.(6) Whenever measures of energy consumption determined by linear interpolation do not agree with measures of



### 40 Dopatmont of Enosgy

energy consumption determined by actual testing
, the values determined by testing will

. be assumed to be the more reliable *alues.(6) In calculating the measures of energy consumption for each unit tested, use the design heating requirementcorresponding to the mean of the capacities of the units of the sample. (oXl) For each basic model ' of vented home heating equipment (not including furnaces) a sample of sufficient size shall be tested to Insure that-(1) Any represented value of estimated annual operating cost, energyconsumption or other measure of energy consumption of a basic model for which consumers would favor lower values shall be no less than the higher of (A) the mean of the sample or (B) the upper 9755 percent confidence limit of the true mean divided by 1.05. and (11) Any represented value of the fuel utilization *Moloney or other measure of energy consumption of a basic modalfor which consumers would favor higher values shall be no greater than the lower of (A) the mean of the sample or (B) the lower 9734 percent confidence limit of the true mean divided by .05.(2) in calculating the measures of energy consumption for each unit tested use the ' design beating i i1bqulrement corresponding to the mesa of the cs.- pacittes of the units of the sample. (pXl) For each basic model' of pool beater a sample of sufficient size shall be tested to Insure that- (I) (Reserved] (11) Any represented value of the fuel utilization efficiency or other measure of energy consumption of a basic modelfor which consumers would favor higher values shall be no greater than the lower of (A) the mean of the sample or (B) the lower 9735 percent confidence limit of the true mean divided by .95.(qXl) For each basic model of fluorescent lamp ballasts
, as defined in paragraph ( 14) of 14M.2

. a sample of suf cient size, no less than four

. shall be tested to Insure that-(1) Any represented value of estimated annual energy operating costs,

'Co mponents of similar design may be sub. stituted without requiring additional testingIf the represented measures of energy consumptton continue to satisfy the applicable sampling provision. 3430 energy consumption, or other mess,, of energy consumption of a basic mod for which consumers would favor low, values shall be no lase than the high of (A) the mean of the sample or tt the' upper 99 percent confidence limit the true mean divided by 1.01. and (11) Any represented value of the bas last efficacy factor or other measure o the energy consumption of a bast, model for which consumers would favor a higher value shall be no greater than the lower of (A) the mean of the sample or (B) the lower 99 percent confidence limit of the true mean divided by 0.99. (r)(1) For each basic model of general service fluorescent lamp and general service incandescent lamp as those terms are defined in paragraphs (16) and (Id) of the definition for "basic model " In 1430

.2. samples of production lamps shall be tested and the results for all samples shall be averaged for a 12-month period

. A minimum sample of20 lamps shall be tested. The manufacturer shall randomly select 3 lamps from each month of production for I out of the 12 months required for the average

. In the Instance where a basic model of general setvi ce fluorescent lamp or general service incandescent lamp has been manufactured for lees than 7 of the preceding 12 months, thenumber of lamps selected shall be divided as evenly as possible among themonths of production to attain a mintmum sample of 20 lamps . The lamp efficacy of the sample lamb shall be the quotient of the average of the lumen output and watts Input measurements to Insure that any represented value of lamp efficacy or other measure of the energy consumption of a basic model for which consumers would favor a higher value shall be'no greater than the lower,of ( 1) The mean of the sample or (ii) The lower

- 99 percent cgnttdence limit of the-true mean divided by 0.99. (2) For each basic model of general.service fluorescent lamp except for medium bane compact fluorescent lamps, as defined in paragraph ( 16) of 1 430.2. random samples of production lamps from 12 months of production shall beselected for testing the Color Rendering Index (CRI). The CR1 shall be represented as the average of a minimum sample of 20 lamps from

. the earns produotion tote which ern. - 

### 5430.2.4
method or me-thoda uaed. Thla Ill8peetlOD 

### may Include conductlng almulatlons to 

### predict tbe performance oC pu

### Ucular condenaer-evaporator coli com- blnatlona apeclned by DOE. 

### analylll or prevloua almulatioDl conducted b)'

.. 

### manufacturer. orbotb.

(n)(1) For eacb bulc model' oC fUr-
nacea. oLlIer than bulo modela or thoM sectional cut-Iroq**1~~lIera** 

### wblcb ma)' be aggregated 10'0 

### iffiJ_pe hanOI' Iden- ,tical Intermed!U,**'"~9nl** 

### and com- 'bustlon chamb6ra. a I&fiIple or .um- clent elze ahall be 

### teated to JIlIu.re tbat-

..

(I) 

### Any repreBOnted value of e.Umated annual operaUnr COlt. enertY consumption or other me

... ure or on- ergy consumption oC 

### a bule model Cor wblcb conIumen would favor lower valuea ahan be no lellll tban tbe hlgher of (A> 

### tbe mean or tbe aample. or (D) the 

### upper S'IY.t 

### Percent confidence limit ofthe true mean divided by 1.0&. 

### and

(II) 

### Any repreaented value or the an- nual fUel UUIIUUOD 

### erflclenc), or otber
meuure or enem' cOll8wnption of a bulo model ror wblob conllumen would (avor hllib'et valuel lib

### all be no ,reater. tban tbe lower oC 

### (A) the mean or tbe sample. or (D) 

### tbe lower**&1~** 

### percent conndence limit of the true mean di

### vided by ,96,

(2) 

### For the lowellt capacity bula model' of a ,roup or baale model. of tboae aectlonal c

... t-Iron boilers havlq Identlcal Intermediate BOctiofUI

.. nd combustion cbambers. a earnple of

# .ufnclent size ahall be tested to 

### Insure that-

(I) 

### Any repreaented value of estl· mated annual operatlnw COlt.. 

### enerlY conaumpUon or other meuure of en- ergy consumption of a basIc model for which consume." would favor lower valllea shall be no le88 tban the hIgher of (A) t.he mean or the aample. or (8) 

### tba IIpper 9'1Y.t 

### percent conndenee limit ofthe true mean divided by 1.05. 

### and

(II) 

### Any repreaented value of the fuel ullllzatJon erncleney or othar m8uure
or energy consumptlon ofa bulc model
ror whlcb conaumers would favor blgb-
er ya,yell shall be no greater tban the**lCo~POD.DtI** of Ih'ollar 4111111 

### rna, be lubItltute4 wlLboul.**reQulrlD~** additloDaJ telUq It tbl repr

... oted m

... ur

.. 

### or .01"" COD- .umpUoo cootioul to

.. UII) thl appllcabll**aampll~** pro.,llloD. 

### 10 efR

## eta. II (l-l-95 EcItIbn)·

lower of tAl tbe mean of tbe aample, or (D) 

### tbe lower**81~** 

### percent coDJ1denGe limit of tbe true mean cltVl4ed br."

.

(3) 

### For tbe hJ,beat capaclt)' bulo model' of

.. ITOUP of ballo mode1a or thoae I8CUonal cut-tronboll

....... 91q 

### Identical lotermedlate MotSona and combueUoD ebamben. a aampl. 

### of

# .ur· ncteDt .Ise 

### .ball be 

### telted 

### to 

### luun tbat-

(I) 

### Any represeoted .,alu. DC ••Umated anaw operaUq COlt. eoem' conaumpUoo or other me

... u.re 

### oC eo- efIT 

### oonaumpUoo oC

.. bulo mode' for wbJcb cooawnen would favor low.r 

### uJu

..be DO Ie

.. than th. bI,b.r 01 (A) 

### tbe m.aD oC the aample. or (8) 

### tb. upper**17~** 

### percent cooJldeDce Ilmlt of tbe true mean dh1ded 

### b,. 1.06. and

(tl) 

### AnI' repr

... nted .,&lue oC tile fUel utlllzaUon ,mcleno), or otber m

.... 

### un. ofeDem' cooaumptlon of

..balomodel
ror wblcb con.iumen would C

....or bI,b

# er value•• baIl be 

### no mater tbaA tb. lower of (A) 

### tbe mean ofthe lampl., or (8) 

### tbe low.r 81M! 

### percent ooDJ14enGe lImlioftbe true niean clt'flded br 

### .06.

(•• For .,..10

### model l 

### orcapaclt,. otber tbaA tbe bJrbeat or lowe.t oftbe II'OUP of bulo modole' of Motional CUt-lroD 

### bollenl ha'flllI Identical IDt.rmtcUa" HcttODl and oombu.tlon chamben. 

### represeDt.d walue. of meuun. ole

.. ,'1'17 

### cooawnptlon .ha)) 

### be 

### determined byelthel'- '

(I) 

### A 

### linear Interpolatlon of data 

### obtained lor tbe emalle.t and IUle.t 

### c.a.- paclt)' unl

... oBhe famU,

.. or (II)

### Te.tllllr

### a aample of.umclent.IM to 

### lnaure tbat eA) 

### any repreMnted value oC estimated annw ope

.....tlnr coat. ,nem' cOlUlumptlon or other
meuure of 

### enem' conSumption of a 

### baalo model Cor wblch coneumenwould

.favor lower valuea sban be no lelll tban tbe bl,ber of (I) 

### the mean DC tbe 

## aampie. or (Z) 

### tbe upper**9'1~** 

### percent COD

### ndence limit or the true mean dlvtded by 1.05. 

### and (8) any 

### repreaented value of the enel'l7 factor or otber me

... ure oC

### enem' conaumptioD of

..ballemodel
ror wblcb conaumers would ravor blrb-
or value•• hall be DO

.... 

### ater tban tb. lower oC (I) 

### tbe meaD of the lamP'e. or el) 

### tbe 10.'1' 87M! 

### percent ooDJ1deDCI limitoc tb. true me&1l 

### divided

### b, .15.

.



## 40 e&) Whenever 

### Ill

.... 

### ur••ol.n'rrr COD

### eumptloD determined by 1I0ear tDte

.... 

### polatlon do bot

## arre. wStIl 

### m

.... 

### un. of DepartrMnl of 

### Energy



### .nellrJ conllumpUon determined by 

### ac- tual testlq. tbe .,alu

.. determined by teltlOl' JI!1U.",

.... umed to 

### be the more reliable t&lu

...

(I) 

### JD 

### calcuIatlllI the meuurel or en- err7 coDlumptlon for eacb unit telted.

...

e tbe deaJro beatlor requirement correlpondtnc to 

### the mean of tbe ca- pacltl

..ofuae unttaoftbe aample.

(0)(1) 

### Foreacbbalomodel' ofvented borne beaUq equipment (not Inclu41q I\lrnacel) a aample of aumelent. 

### .lze eball be 

### telted to 

### lnaote that.-

.

(I) 

### Any represented

..&lue of eltlmated anaw operat.fn, COlt. .nertY OODllUnptloQ or other me

...**~** 

### of en- err7 conaumptloD oC 

### a bulo model Cor whlcb conaumen would favor lower valu

... baIl be 

### no Ie

.. tban tbe hl,her of (A) 

### tbe mean oC tbe aample or (8) 

### tbe·upper 81M! 

### percent ooDJ1deDce limit oftbe truemean clt9lded by 1.05. 

### and

(II) An)' 

### npreMated .,&lue oC tbe ruel utilization emelene,. or other.m

.... ure or.n •...,. cooaumptlon ofa bulo model Cor whlcb oooaum.n would Cavor bI,b-
er value•• baIl be 

### no mater tban tbe lower or (A) 

### uae mean of the aample or (D) 

### tb. lower**11~** 

### percent conndenc. limitoftbe true meaD dlnd.dby .•.

(2) III calcutatlq tb. 

### m

.... ur

.. 01 en- afIT 

### oonaumptlon for eacb Wilt telted UI8 

### tbe·d.alpbeaUn, I

### ~u1rem.nt correlpoDdlq 

### to th. meaD oC tbe ca.- pacltl

..oft.he unltaoftbeaample.

(p)(1) For eacb bulo model' or pool beater

.. lample DC .umclent lice 

### lball be 

### te.ted 

### to Soaure**tba~**

(I) 

### (Reae"") (II, Any repreaented value of tbe tuel

.utnlzatlon erncSenor or otb.r meuure orenem'conawnptloQ ora hule model Cor wblcb cOlUlumen would Cavor blrb-
er value. aball be no arealer than tbe lower of (A) 

### tbe meaD of tbe aample or (8) 

### tb. lower**i1~** 

### percent coofld.nce limit 

### oftbe true 

### mean cltvtded by .15.



### (q)(l) Foreacb bulc model ofnuorea- cent lamp bail_til. u clenned In Pararrapb (It) 

### or 1430.2

... 

### aample of .um- cleDt .Ize. 

### no 111111 

### tban four, .bal. b. keted 

### to IDlure**tba~**

(I) 

### Any represented value of eatlmated anaual eo.m' operatll1l co.ta.

'Compoa.ate ofIlmnardtalp

### rna, .,. lubIUtU," 

### wlUloal. teQulrlq addlUoDal &nUUC If 

### tbe hpntaDt.e4 

### m.1.IIIJ'M of .0 • ..., CODnmpUOD OODUaue &0

... 

### Ue" the applicable IUIlDllq pro

.... oa. 

### energy consumption. or othor moult ofenergy cODllumptlon ofA 

### blUllc mod for wblcb CODllumera would favor low.**v~!lel** abaJl 

### be no le81 than 

### the hIgh.
or (A) the mean of 

### the alU1I111e or (I 

### tbe·upper 99 

### percent. confidence limit I 

### tbe true mean divided by 1.01. 

### and

(II) 

### Any reprellented value 

## or tba 

### bai lut emcacy factor or other mCUllre 0 

### tbe energy conaumptlon or a baal. model for Which conBument WOIII<I 

### (avol
a blgher value shall 

### be no I(realer thar. 

### the lower or(A) the melUl of tha eaml}le


### or (8) 

### the**lo~er** 99 

### percent conndence limit or "hit 

### true mean dlvilled by 0.00.

(1')( l) 

### For each bll8lc mOllel of IlIlIeral BOrvlce nuorellcant lamp and ,eneral aervlce Incandescent lamp All those 

### term. 

### are 4enned 'In paragraphs (lb) 

### and (16) of 

### the deflnltlon ror "bll8lc model" In li30.2. 

### aamplea of 

### pro,luction lampe eball 

### be tested -and t.ho 

### rOllulu for all e&mplea sball be 

### avoragod for a 12·montb period. A minimum aaml,le of 2D 

### lampe IIhall be 

### ttllsted. The manufacturer aball randomly 80lect 3 

### lamps trom eaob month or production for T 

### out or the 12 

### monthe required rllr the avota4te. In the Inatance whore a bll810 model of lon.ral BOfvke nU(lNlscent 

### lamp or general aervlce Incandellcent Jilmp bu been manufactured (or lese tban 1 

### of tbe precodlng 12 

### montha. the number of lampe lelected shall be 

### dIVIded u evenly u 

### poaalbla amollg t.he montba orprodUction to att.aln a mittS
### mum sampleof20 

### lamps. 'l'be lamp el'llcacy of tbe eample laml18 shl!l1 be 

### tbe quotient or tbe average oC the 

### IUllleD output a"d watta Input mell8uremenu

. to 

### lneure that any reprellented \!alue of

. lamp emcacy or other meaaure or the energy consumption of a bulc model for which conaument would f'lvor a 

### higher value ahall be 'no greater tban the lowertor (I) 

### 'J(he mean or tbe 6 n

### ml,le
or (II) Tbo**lowe~** 99 

### percent cQflttdence limit of thO'·true mean dlvl,led by 0.99.

(2) 

### For each bll8lc model oC gelleral. aervtee nuoreacent lamp 8lI:cepl for me- dium bue compact. nuorescent lampe.
u denned In pa.ra&Tapb (16) 

### of 

### 1430.2. random aamplel of production lampe (rom 

### 12 months or production IIhall be 

### Hlected lor te.Ung tbe Color RenderInr Indn 

### (CRI). The 

### CRI ahall be 

### repreBOnted

.. the average oC a minimum aample of 20 lampe from. the eame pro- 4uoUon lote wl\toh

..,.... •I 

# . 1430.2S

measurement In 1430

.24(r)(1). I.e.. the manufacturer shall measure all lamps for lumens

. watts Input

. and CR1. The 20 CRI measurements shall be averaged to Insure that any represented value ofCRI of a basio modelfor which oonsumers would favor a higher value shall be no greater tha>EI the lower of (1) The mean of the sample or (11) The lower 99 percent confidence limit of the true mean divided by 0.09. (Energy Policy and Conservation Act. Pub. L. 94-183. as *mended by Pub

. L. 96119; Depertinent of nervy Organisation Act. Pub. L. 98-91) (N FR 31118
, Apr. It 1479

. as amended at 44 PR MI83
, July S

. 1979; 44 FR 79798

. Dec. 37. 1979; 48 FR 81719
, Ave. 13

. 1M0; iii FR 8313. Mar. 14

. 1989; 81 FR 9718

. Feb. 7

. 19* 89 PR Il52. April 24. 1911. Redesignated and amended at 60 FR 9174

. 41178. Sept. IS, 19M)

1 1 , \'

### .

. \ 

## ", " 

# ).i I I

, 

### , 

### . IUI.25

meuurem.ot 10 1t3G.2t(r)(l). I.•.• tb. manufacturer Iball meuure all lamJII for Iwn.DI. w.ttl loput. and CRI. Th. 20 CRI meuur.m.otlIball be

# .Ye

....e4 

### to IDiure tb.t any 

### repreNoted yalu. of CRI of.bulo 1I}0de"for wblcb oODlum-

.... woul4**f.~orJ.** 

### bl,h.r value tball be 

### 00

..... ter tD&ll tbe Iow.r of (I) 

### Th. 'mean of tbe &le or (II) 

### The lower

.. percent conndenel limn of tbe true mean dJvldecl b,. 0

.... (Ea'rn Polle,. &lid CoDH"aUOD .lot. Pub. L. H-113

... "".Dd.4 b,. Pub. L. •• 11; Departln.Dt 01 b.rn OrpDJuUOD Act. Pub. L. WHlI) 

### 1ft FJ\ 23411. Apr. I" 1111

... un.Dded at ft Fa .163, JuJ,. I. 1m; ft FA 

### 'It'rDI. Deo. 27. 1m; tI Fa 6371., AIII'. 12, 1110; U Fa 1312, 

### Mar. It. 1_: 51 Fa

### all. F.b. 

### t. I

.... III Fa lla2. Aprfl ". 1.1. Red

...... ted &114 am.Dded at III Fa
.., .... nil. 8ept.. ••

# I.,

. 

## " 'f

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# ,,

### I Subpart F-Cerdl lcaflon and Enforcement

BouRcs: 64 FR 6091. Feb. 7. 1969 , ugless otherwise noted. 1430.80 Purpose and scope. The regulations in this subpart set forth the procedures to be followed for certification and enforcement testing to determine whether a basic model of a covered product complies with theapplicable energy conservation standard set forth In subpart C of the part. Energy conservation standards Includeminimum levels of efficiency and maximum levels of consumption (also referred to as performance standards)and prescriptive energy design requirements (also referred to as design standards).

1450

.81 Prohibited acts.(a) Each of the following to a prohlbite4 act pursuant to section 332 of the Act: (l) Failure to permit access to. orcopying of records required to be supplied under the Act and this rule or failure to make reports or provideother Information required to be supplied under this Act and this rule: (2) Failure of a manufacturer to supply at his expense a reasonable numberof covered products to a test laboratory designated by the Secretary;(3) Failure of a manufacturer to permit a representative designated by theSecretary to observe any testing required by the Act and this rule and inspect the results of such testing; and (4) Distribution In commerce by a manufacturer or private labeler of any new covered product which is not In



### 165 I

i ",

... ) 

### Subpart F-Certlncatlon and Enforcement

SoURCE: 64 FR al. Feb, 1. 111811. uqle. otb- I, erwiN Doted,


### 1430.80 PurpoM 

### ud 1C0pe.



### Tbe relrUlations In this subpart let rorth the procedures t.o be rollowed for certification and enforcement tesUnr to determine whether & 

### b&8lc model of & 

### covered product complies with the ,applicable enelTY conservation stand· ard 

### .et fort.h In .ubpart C or ttls part. EnelTY cOllJetvaUon standards Include minimum levels ofernclency and mul-
mum level. of consumption (aleo re- rerred to &8 

### perrormance standards) and prelCrlptive enelTY dellsn requlre-
menu (allo referred to &8 d811,o eunduda).
1430.1. 

### Problbl&ed ad

.. 

### (a) Each or the rollowlng Is a prohlb-**It.e~** 

### act pursuant to section 333 or the Act:

(I) 

### Failure to permit acceea to, or copylnr or recordl required to be IUpplied under the Act and thll rule or rallure to make rePorts or provide other InformaUon required to be IUPplied under thll Act and thll rule:

(3) Failure or a manuracturer to supply at hll expenslI a reaaonable number of covered products to & 

### telt. laboratory deSignated by tbe Secretary:

(3) Failure or a manuracturer to permit a representative designated by the Secretary to observe any testing re- quired by the Act and tbls rule and Inlpect the resulu

## otlucb testing; and

(4) Distribution In commerce by a manufacturer or private laheler or any new covered product "blch II not In

I, I



## ,§430.62

compliance with an applicable energy efficiency standard prescribed under the Act and this rule. (b) In accordance with section 333 of the Act, any person who knowingly violates any provision of paragraph (a) of this section may be subject to assessment of a civil pggalty of no morethan $100 for each violation. Each viola[;Ion of paragraph/( a) of this section Will constitute a'separate violation wlbh respect to each covered product, and each day of noncompliance with paragraphs ( a) (1) through (3) of this section shall constitute a separate violation.
430

.62 Submission of data. (a) Compliance statement and certincation report. Each manufacturer or private labeler before distributing In

commerce any basic model of a covered product subject to the applicable energy conservation standard set forth In subpart C of this part shall certify by means of a statement of compliance and certification report, that each bash. model meets the requirements of that standard. (1) The compliance statement shall certify that: (1) The basic model(s) comply with the applicable energy conservation standards; (11) All required testing on which the compliance statement is based wasconducted In conformance with the applicable test requirements prescribed In 10 CFR Part 430 Subpart B and this subpart and all test data are reported In accordance with this subpart; (111) All Information reported In thecompliance statement is true. accurate, and complete; and (iv) The manufacturer (private labeler) is aware of the penalties associatedwith violations of the Act and the regulations thereunder
, and 18 U.S.C. 1001 which prohibits knowingly makingfalse statements to the Federal Oovernm nt. The format for a compliance statement Is set forth in appendix A of this subpart.(2) For each basic model the certiflcation report shall Include the annual energy use and adjusted volume (for re• frigerators

. refrigerator-freezers and freezers). energy factor and rated storage volume (for water heaters), the en10 CIR Ch. II (1-1-95 Edlllon)
orgy efficiency ratio (for room
, air conditioners), seasonal energy efficiency ratio and heating seasonal performance factor (for central air conditioners and central air conditioning beat pumps), thermal efficiency (for pool heaters), and annual fuel utilization efficiency (for furnaces and direct heating equip. ment) the model numbers for each basic model ; and Its capacity

. For eachbasic model of general service fluorescent and Incandescent reflector lamps, the certification report shall Include the laboratory's NVLAP Identification number or other NVLAP-approved accreditation Identification
, basic model tested
, production date codes (and accompanying decoding scheme), the 12- month average lamp efficacy and lamp wattage
, brand names and model designation

. The certification report ahaU also Include the 19

-month. averageColor Rendering Index for general servIce fluorescent lamps. (3) Copies of reports to the Federal Trade1Commisslon which Include the Information in paragraph (a)(2) of this section meet the requirements of this paragr(ph• (b) Initial reporting requirements. All data required by paragraph (a) of this section shall be submitted on orbefore the effective date of the applicable energy conservation standard as prescribed in section 325 of the Act. For each basic model of a covered product to be distributed In commerce, each manufacturer and private labeler or his representative shall pie a compliance statement and certification report, by certified mall
, to Department of Energy

. Appliance Efficiency Standards, Assistant Secretary for Conservation and Renewable Energy
, Forrestal Building

. 1000 Independence Avenue, SW.. Washington
, DC 20685. (c) New models

. All information required by paragraph (a)(2) of this seetion must be submitted for new modelsprior to or concurrent with any distribution of such model

. Any change toa basic model which affects energy consumption may constitute ,the additionof & new basic model subject to the requirements of $430.61 of this part. If such change does not alter compliancewith the applicable energy oonaervaLion standard for the basic model, the new model shall be considered oat



### 168 Deparlmonl of En•rgy

tined. Models which are discontinuedshall be reported, In writing, to. the Department of Energy. (d) Maintenance of records. (1) The manufacturer of any covered productsubject to any of the energy performance standards or procedures prescribed In this part, shall establish, maintain, and retain the records of theunderlying test data for all certification testing. Such records shall be organized and Indexed in a fashion which makes them readily accessible for review. The records should Include the supporting test data associated with tests performed on any test unitsto satisfy the requirements of this subpart (except tests performed by DOE directly). (2) All such records shall be retained by the manufacturer for a period of two years from the data that production of the applicable. model has ceased.Records shall be retained In a form allowing ready access to DOE upon request. (e) Third party representation. If a manufacturer or private labeler elects to use a third party, e.g., trade assoclation or other authorized representative, to submit the certificatlpn report, the certification report shall Includeall the Information Identified In paragraph (a) of this section. Including the compliance statement.

IN FR 5051 , Feb. 7, 1454, as amended at 50 FR 14475. Sept. 25.1BWl
1430

.63 Sampling. (a) For purposes of a certification of compliance

, the determination that abealo model complies with the applicable energy performance standard shall be based upon the sampling procedures set forth In 1430.28of this part. Forpurposes of a certification of compliance, the determination that a basicmodel complies with the applicable design standard shall be based upon theIncorporation of specific design requirements for clothes dryers, dishwashers

. clothes washers and kitchen ranges and ovens specified In section S of the Act. (b) A basic model which meets the following requirements may qualify as an "other than tested model " for purposes of the certification testing and sampling requirements: § 430.65

(1) Central air condltlonore: 'I'Iio condenser

-evaporator coil combinations manufactured by the condensing unit manufacturer other than the'combination likely to have the largdet volume of retail sales or the condenser-coil combinations manufactured in part by a component manufacturer uning the same condensing unit. (2) For purposes of certification of "other than tested models," as defined In paragraph ( b)(1) of this se.alon, a manufacturer may certify the basic model on the basis of computer elinulaLion or engineering analysis as set forth In 1430.23(m ) of this part.
1430.64 Imported products. (a) Pursuant to section 331 of the Act, any person Importing any covered product Into the United States shall comply with the provisions of the Act and of this part, and Is subject to the remedies of this part. (b) Any covered product offorod for Importation In violation of l.ho Act and of this part shall be refused admission Into the customs territory of the United States under ruled Issued by the Secretary of the Treasury, except that the Secretary of the Treasury may, by such rules
, authorize the Importation of such . covered product upon such terms and conditions (Including the furnishing of a bond ) as may appear to the Secretary of Treasury appropriate to ensure that such covered product will not violate the Act and this part, or will be exported or abandoned to the United States.

1430

.65. Exported products.

Pursuant to section 330 ,of the Act, this parb shall qot apply to any covered product lf,(a) such covered product Is manufactured
, sold, or held for sale for export from the United States (or suchproduct was Imported for export), unless such product Is. In fact, distributed in commerce for use In the United States
, and (b) such covered product, when distributed In commerce, or any container In which It is enclosed when so distributed
, bears a stamp or labelstating that such covered product In Intended for export. 

### 5430.62

I c(llllllllanc6 with an applicable energy emclency standard preecrthfld under the Act and thle rule.

(b) In accordance with section 333 of the Act. any person who knowingly violates any provision of ptU'8gJ'&pb (a) of thlll section may be subject to u- sessment of a civil Mll.alty of no more than SIOO for each vtoJ'a'tton. Each vlo-**la~lon** of paragraP,l't/(a)

# or ,this eection IIhall constitute a' separate vIolatIon wlbh respect to each covered product, and each day of noncompliance with paragraphs (a) (l) througb (3) of t.hll section shall cunstltute a separate vlolatlon.

.480.62 8ubml

..loD 01 data.

(a) Compliance lltatement and certlncation report. Eacb manufacturer or prIvate labeler before dilltributlni In
commerce any baalc model 01 a covered product lIubJect to the applicable en- ergy conll6rvatlon It.andard eet lort.b In lIubpart C of tbll part ahall certifY by meanll of 

### a ,statement. of compliance and certJncation report, tbat eacb baaln model mests the requIrements of that ·standard.

(I) 'fbe compllarice statement. shall certifY tbat:

(I) The basIc model(lI) comply witb the applicable energy coneervatlon IItandardll;

(II) All required testing on wblch the compliance lIt.atement III baaed wu conducted In conformance wltb tbe applicable test requirements preecrtbed In ]0 CFR Part 

### m Subpart. B and tbll lIubpart and all test data are reported In accordance wltb this aubpart;

(III) All Information reported In the compliance atatement la true, accurate. and complete; and

(Iv) 'I'be manufacturer (prtvate labeler) Is aware of tbe penalties aaaoclated "Jtll Violatlona 01 tbe Act and tbe rllfrulatlons thereunder, and ]8 U.S.C. ]001 wblch prohibits knowingly maklll8' falee statements to tbe Federal Oov-**ernm~nt.** Tbe lonnat for a compliance ltatefhent la eet lorth In appendlx A 

### 01 thlll subpart.

(2) For each bulc model t.be certlncation report sball Include tbe annw enervY UII6 and adjusted volume (for 

### refrigerators. refrl,erator-freezers and h'eezers), energy factor and rated ltorage volume (for water beaters). tbe en- 

### .10 CfR Ch.1I (1-1-95 EcIHon)

ergy ernclency ratio (lor room. alr COnditioners), eeaaonal energy emclenc, ratio and heaUng eeuonal performance lactor (lor central air condltlonen &Del central air conditioning beat pompa,. tbermal emclency (for pool beatera), and annual fuel utilization emclene, (for fUrnaces and direct beatlDIJ**equJ~** ment) the model nunibera for eacla baalc model; and Its caJ*)lty. For eacll bulc model or general service nuoree- cent and Incandeecent renector lampe. t.be certlncaUon report sball Include tbe laboratory'lI NVLAP Identlncatlon number or oLher NVLAP-appro.ect 

### accreditation IdenUncation. ballo modll telted. produotlon date cod

.. (and 

### accompanylnl decodJll8' ecbeme). tbe Umonth aver

.. e lamp emca.cJ' and lamp wattace. brand Damee and model deeIl1l&tlon. The certlncatlon report IbaU allO Include tbe 12-montb. a

..... Cotor bnderln, Inde. lor ceneral IIInIce nuoreecent lampe.

(3) Coplea 01 roporta to the Federal**Trade~Commtlalon** wblcb Include tbe Inlormatloo 10 paracrapb (a)(2) 

### 01 

### thII IIIction meet the requirement. 01 tbJl paJ'q'J'tph.

(b) initial report.inl requlremente. All data roqulred by Jl!U1I&T&pb (a) or tbll eectloo lball be aubmJtted 00 or belore the erreetl.e date or tbe applicable enefIY coneervatlon stanclud 

### ae preecrlbed 10eectlOD 326 01 tbe Aot. For eacb bulc model 01 a covered prOduet to be dilltributed In commerce. eacll manufacturer and private labelerorbll repreeentative sball nae a compliance statement and cerUncation report. b, cerUned mall, to Dep&rlment or EDelTY. Appliance Emclency 8tandatdl, Aaalat.ant 8eerot.ary lor Conle"aUOD and bnewable Enel'l'J'• ForreetaJ BulldlDIJ. 1000 Independence Avenue. 8W.• WuhJll8'ton. DC 20685.

(c) 

### NetI1 

### mode,.. All Inlormatlon 

### requlred b.J PIU'1l&'f&pb (a)(2) or tbJl 

### eec· tlon mUit be lIubmltted ror new modell prior to or concurrent Wltb any dietrlbutlon olluch model. 

### ADy cb&Dae &0
a basic model wbJcb af'feets ene...., CODaumptlon may**conatlt~te** .the &cldltlon • 

# or a new baslo model subject to tbs
,.. qulrementa 01 

### 14311.81 of tbJa 

### put. U luch ohanae doel not alter oompUanOl wltb tbe applicable enelW7 ooUln

... tlon atandard lor tbe buJo model. &U
new model lball be oonaJdertd 

## oer166 tined. Modelll which are dlecont.inued .ball be reported. In wrltlll8'. to. tbe Department 01 Energy.

(d) 

### Ma.ntenance 0/ 

### recOTw. (l) The manulacturer. 01 any covered product lubJect to any or tbe energy perfonn-
ance lIt&ndarda or procedurell preacrtbed In tbls pa.rt. shall establish. maintaln. and retain tbe recorda 01 the underlying test data for all certlncation teatlng. sucb recorda 8hall be orranlzed and· Indned In a lashlon .bJeh makes t.hem readily acce88lble lor review. 'I11e recorda Ibould Include tbe lupportlnr teat data IUI80clated with tellts perfonned on any test unlta 

### to eatillry tbe requlrementa 01 tbla lubpart (except telts perfonned by DOE directly).

(2) All luch recorda IIhall be retained by tbe manufacturerlor a period 01 t.wo ,eare Itom tbe date tbat production or the applicable model baa ceued. Recorda sball be retAIned In a lorm allowlol ready accela to DOE upon re- quellt.

(e) ThIrd·part., repruenl4Jtlon. U a manufacturer or prt.ate labeler electa 

### to Ule a tbJrd party. e.,.• trade

...oolatlon or otber autbortzed repreeentatlve. to lIubmJt tbe**certlnca~lpn** report, tbe certlncaUon report IIbah InclUde all the Information Identlned 10 paraIr&pb (a) 01 tbJl IIIctlon. Includlll8' tbe compliance ltatement.
1M FR al. Feb. 1. 1I11III

... ameDded at 68 FR 

## tine. Sept. 211. llIftl

. 

## .ao.1I 8ampUq.

(a) For purpolee 01 a oertlncation 01 oompllance, tbe determlDaUon that a bulo model compllee wttb the appUcable enel'O' performance ltandard 

### abaIl be buecl upon the eamplln, procedures lilt rortb In U30.2!f(/or thll part. For pllt'pOeell 

### 01 a certlncatlon or compliance, tbe detennlnatlon that a basIc model complies wltb tbe applicable de- 

# "I'D ltandard lball be bued upon the incorporation 01 lpeclna dealrn reQulrementa lor clothel dryen, dllb-
.were. olotbel wuben and kltcben
ranree and o"ene IpeClned In I8ctlon 12601 tbe Act.

(b) A bulo model .bJcb meeta tbs lollowln, requlremeots rn

.. 

## :iquallry u 

### an "other than teste4 model" for purpoees 

### 01 the oerttOoatloo 

### teatlnJ aad 

### Mmpllq requlrement.: §430.65
0) Central 'alr condltlonerll: The condenser-evaporator coli combinations manufactured by the condensIng unit manufacturer other than tlurcomhlrutLion likely to have the**larg~lIt** volume of retail 8ales or the conden8er-coll combinations manufactured In part by
a component manufacturer UIIIIIII' I.he 811.me condensing unit.

(2) For purpo8e8 of certltlenUon of "other than tested models." 

### W! denned In paragraph (b)(I) or this se.:tlon. a manufacturer may certifY Lhe haBlc model on the haals of computer slrnula· lion or engineering analysIs as set lorth In 

### t 430.23(m) of this part.

1480.64 Imported product..

(a) Pursuant to section 331 oC the Act. any person Importing any oovered product Into tbe United States IlIIaIl comply with the provisions or the Act and or this**part~** and III lIubJect to the remedlell of this part.

(b) Any covered product MCllre(1 for Importation In**vlol~tlon** 

## of thn Ad and of this part shall be refused adml8Blon Into tbe customs terrttory of the (Jnlted States under**rule~** Issued by t.he Secretary 01 t.h·e Treasury. except that tbe Secr8tary 01 the Treasury may. by such rulell. authorize the Importation 01 auch covered product upon such term8 and condllIonll (lndudlng the fUrnl8hlng 01 a bond) 

### as may appear to tbe Secretary of Treaaury approprIate to ensure that such covered product will not violate tbe Act and this part.
or 

### will be exported or abandoned Lo the United 8tat.e8.

• 430.86 Esported product..

Pursuant to section 330 'oC the Act. Lhls pe..rb IIhall qc>t apply to any covered product II,(a) aucb covered ·product Is lTUUlufactuieil. lold. or held Cor 811.le for ellport from Lhe United States (or sucb product was Imported for ellportl. unle88 such product Is. In (act. dlstrtbuted In commerce lor UII6 In tbe United Statel, and (b) lIuch covered product. wben dilltrtbuted In commerce. or any conlalnel' 10 which It III enclosed when
10 dlltrlbuted. bears a ltamp or label statlq thatlucb'covered product Is 10- tended lor export.n

§430.70

f 430

.70 Enforcement. (a) Performance standard--(I) Test notice. Upon receiving information In writing
, concerning the energy performance of a particular covered product sold by a particu1

.r manufacturer or private labeler which indicates that the covered product may not be in compliance with the applicable energy performance standard , the Secretary may conduct testing of that covered product under this subpart by means ofa test notice addressed to the manufacturer in accordance with the following requirements:(1) Such a procedure will only be followed after the Secretary or his designated representative has examined the underlying test data provided bythe manufacturer and after the manufacturer has been offered the opportunity to meet with DOE to verifycompliance with the applicable performance standard

. A representative designated by the Secretary shall be permitted to observe any reveritlcation procedures by this subpart, and to Inspect the results of such reverificatlon. (11) The test notice will be signed by the Secretary or his designee

. The test notice will be mailed or delivered byDOE to the plant manager or other responsible official , as designated by the manufacturer. (III) The test notice will specify the model or basic model to be selected for testing
, the method of selecting the test sample, the time at which testing shall be Initiated, the date by which testing is scheduled to be completed and the facility at which testing will be conducted

. The test notice may alsoprovide for situations in which the selected basic model to unavailable for testing , and may include alternative basic models. (1v) The Secretary may require In the
test notice that the manufacturer of aicovered product shall ship at his expenpe a reasonable number of units of abaglo model specified In such test noticb to a testing laboratory designated by the Secretary

. The number of unitsof a basic model specified In a test notice shall not exceed twenty (20). (v) Within 6 working days of the time units are selected , the manufacturer shall ship the specified test units of a basic model to the testing laboratory. l0 CFR Ch. 11 (1-1-95 EdtIon I
(2) Testing Laboratory

. Whenever DOEconducts enforcement testing at a designated laboratory in accordance witha test notice under this section, the resulting test data shall constitute official test data for that basic model. Such test data will be used by DOE to make a determination of compliance or noncompliance If a sufficient number of tests have been conducted to satiety the requirements of appendix H of this subpart. (3) Sampling

. The determination that a manufacturer's basic model complieswith the applicable energy performance standard shall be based on the testing conducted in accordance with the statistical sampling procedures bet forth In appendix B of this subpart and the test procedures not forth in subpart Hof this part. (4) Test unit selection

. A DOE inspector shall select a batch, a batch sample, and test units from the batch sample in accordance with the provisions of this paragraph and the 'Conditions specified in the test notice. (1) The batch may be subdivided by DOE utilizing criteria specified in the test notice
, e.g., date of manufacture, component

-supplier

. location of manufacturing facility, or other crit9rla which may differentiate one unit from another within a basic model. (ii) A batch sample of up to 20 units will then be randomly selected from one or more subdivided groups within the batch

. The manufacturer shall keep on hand all. units In the batch sample, until such time as the basic model isdetermined to be in compliance or noncompliance. (11p Individual test unite comprisingthe test sample shall be randomly selected from the batch ample. (iv) All random selection shall be achieved by sequentially numbering all of the units In a batch sample and thenusing a table of random numbers to select the units to be tested. (5) Test unit preparation . (i) Prior to and during testing
, a test unit selected In accordance with paragraph (a)(4) of this section shall not be prepared, modified
, or adjusted In any manner unless such preparation

. modification,or adjustment is allowed by the applicable DOE test procedure

. One test shall be conducted for each test unit 10 

### Depattmenl of Energy

accordance with the applicable test procedures prescribed in subpart B. (11) No,quality control
, testing or assembly procedures shall be performed on a test unit
, or any parts and subassemblies thereof

, that 1s not perfortt►ed during the production and assembly of all other units included In the basic model. (lit) A test unit shall be considered defective If such unit is Inoperative or Is found to be in noncompliance due to failure of the unit to operate according to the manufacturer's design and operating Instructions

. Defective units, Including those damaged due to shipping or handling
, shall be reported immediately to DOE

. DOE shall authorizetesting of an additional unit on a caseby-case basis. (6) Testing at manufacturer 's option. (1) If a manufacturer's basic model Is determined to be in noncompliance with the applicable energy performancestandard at the conclusion of DOE testIng In accordance with the double sampling plan specified In appendix B of this subpart
, the manufacturer may request that DOE conduct additionaltesting of the model according to procedures set forth In appen¢Ix B of this subpart. (11) All units tested under paragraph (a)(6) of this section

. shall be selectedand tested In accordance with the provisions given in paragraphs (a) (1) through (6) of this section. (fit) The manufacturer shall bear the cost of all testing conducted under paragraph (aX6) of this section. (iv) The manufacturer shall cease distribution of the basic model beingtested under the provisions of paragraph (a)(6) of this section from thetime the manufacturer elects to exerelse the option provided In this paragraph until the basic model Is determined to be In compliance

. DOE mayseek civil penalties for all units distributed during such period. (v) If the additional testing results ina determination of compliance, a notics of allowance to resume dlstributlon shall be Issued by the Department. (b) Design standard

. In the case of a design standard

, a model to determinednoncompliant by DOE after the Secretary or his designated representative has examined the underlying design In- § 430.i

formation provided by the inanufu turer and after the manufacturer It, been offered the opportunity to verb compliance with the applicable (tesI standard.

1430.71 Cessation of distribution of basic model (a) In the event that a model in dot, mined noncompliant by f)t)IE: In actor ance with 1 430.70 of this part or if manufacturer or private labeler dote mines a model to be in noncompliant then the manufacturer or private labs or shall: (1) Immediately cease distribution commerce of the basic model; (2) Give immediate written notific Lion of the determination of no compliance
, to all persons to whom tl manufacturer has distributed units the basic model manufactured Bin, the date of the last determination compliance. (3) Pursuant to a request made by tl Secretary
, provide DOE within 30 da' of the request
, records
, reports al other documentation pertaining to tt acquisition, ordering
, storage. still ment
, or sale of a basic model date mined to be in noncompliance. . (4) The manufacturer may modify LI noncompliant basic model In auc manner as to make It comply with ti. applicable performance standard. Sue modified basic model shall then 1 treated as a new basic model and mug be certified In accordance with the pr. visions of this subpart ; except that I addition satisfying all requirements this subpart
, the manufacturer she also maintain records that der onatrate that modifications have bei made to all units of the new has model prior to distribution in cot

merce. (b) If a • basic model lei nut, propel certified f in accordance with the t qulrbmerits of this subpart, the St rotary may Beek
, among other ref edles

. Injunctive action to prohibit di tribution In commerce of such bai model.
1 430.72 Subpoena. Pursuant to section 329(a) of the A. for purposes of carrying out this pa the Secretary or the Secretary's d, lgnee
, may sign and issue subpoenas I 

# .,

.430.70 

### Enforcement.

(11.) Performance standard-H) Telt notice. 

### Upon receiving Inronnation In writing, concerning the energy perCormance or II. 

### particular covered product Bold by a**partlcul~** 

### manufacturer
or private laooler'which Indlcatee that the covered product may not be In compliance with the applicable energy performance standard, the Secretary may conduct testing of that covered product under this subpart by means of
a test notice addre8llBd to the manufacturer In accordance with the rollowlng requirements:

(l) 

### Such a procedure wlll only be Collowed after the Secretary or bls desIgnated representative haa eurnlned the underlying telt data provided by the manufacturer and after the manu- facturer hu been oreered the opportunity to meet with DOE to verily compliance with the applicable performance standard. A representative deelgnated by the Secretary shall be pennltted to observe any reveriOcation proceduree by this subpart. and to In-: spect the relulte oC such reveriOcation.

(11) 

### The telt notice will be signed by the Secretary or his designee. The tsst notice will be mailed or delivered by DOE to the plant manager or other re- sponelble otoclal, u designated by tbe manufacturer.

(III) 

### The test notice will speclry the model or baalc model to be selected for teeting, the method of selecting the test eample, tbe time .at wbJch teetlng shall be loltlated, the date by wblcb testing Is scheduled to be completed and the raclllty at which .teltlng will be conducted. Tbe test notice may alao provide for situations In which the 

### Selected baalc model Is unavailable for teetlng, and may Include alternative bulc models.

(Iv) The Secretary may require In the teet notice that the manuCacturer of a ,covered product shall ship at his 

### ex- • penpe a reasonable number of unite ofa

blLl/lc model speclrted In such test no- tice to a testing laboratory deSignated by the Secretary. The number or unlta
or a bulc model lpeclfled In a test notice shall notnceed twenty (20).

(v) Wltbln 6 working day. 

### orthe time unite are aelected, the manufacturer aballablp tbe IpeclOed test unite or & 

### bulc model to the testing laboratory. 

# , 10 CFR Ch. II (1-1-95 EcItIon)
, 

### (2) Tullng Laborator)l. 

### Whenever DOE conductll enrorcement testing at & 

### d81- Ignated laboratory In accordance with
a test notice under this section, the 

### re- '. suiting 'test data shall COD8t1tute om- clal test data for that basic model. Such test data wtll 

### be used b:v DOE to 

### make a detennloation ofcompliance or noncompliance If & 

### suatclent number of teste have beeo conducted to uUary the requlremente of appendJx 

### B or tbJa aubpart.
,

(3) Sampling. 

### The determJnation that 

### a manuracturer's bulc model compll

.. with the applicable energy perform-
ance atandard shall be baaed on tbe testing conducted In accordance**w~tb** 

### the statistical eampllnl' procedures set rorth In appendill 

### B or thla subpart 

### and the telt procedures aet rorth I.n lubpart B 01 

### tbJspart.

(t) 

### Tut unU 

### ,election. A DOE 

### lD8pt1Ctor ahall

.. Ieet a batch, a batcb IIUD

### pie, and telt unite from the batch IIUD

### pIe' In accordance with the proYl.IODl
or this p&I'aITapb and thecondiUoDl epeclOed In the teat notice.

(l) 

### The batcb rna:v be 

### .ubdlvtded bJ 

### DOE utlll&lng criteria apeclnedln t.be teet notice, e.,., date or manufaotun, component-supplier, locatloo or**~u-**



### .racturlnr raclllty, or other crItfrla wbJcb may 

### clJt(erentlate one uolt IrQm 

### anotberwlWn a baIlie mqdel.

(II) 

### A batcb eample or up 

### to :10 

### anita wID then be 

### randomly aelected from 

### oDe or more subdivided groupe wltbln tbe batcb. The manulacturer shall keep
on hand all. unJte 10 

### tbe batch sample' until lucb time u the bula model I. determined 

### to be 

### In compliance or Doncompliance.

(III) 

### individual teat unite comprlelDl the test aample sball be randomly selected from the batch sample.

(Iv) All random aelectlon shall be 

### achieved by eequentlally numberlnr all 01 

### the unite In a batch sample and then uslnl' a table oC random numbers to aB

### lect the unite to be tested.

(6) Test unU preparation. (I) 

### PrIor to and during teatlng, a teat unit aelectBd In accordance wltb pa

.... 

### raph (a)(t) of 

### thl.aectlon ehall not be prepared, 

### modlned, or adjusted 10 any 

### m&IlD8r unle88 auch preparation, moclJncaUon,
or adjustment Is allowed by the applicable DOB test procedure. ODe &eat 

### shall be 

### conducted ror eacb 

### teatUDlt 

### II Department of 

### EfMKgy

accordance with the applicable test procedures prescribed In subpart 

### B.

(II) 

### No,quallty control, testing or aa- I8mbly ProCeduree shall be perfonned
00 

### a test unit, or any parta 

### and IUbueemblles thereOf. that Is not perCortned during the production aDd u- aembly 01 

### all other unite Included Intbe bulc model.

(III) A 

### tellt unit IIhall be conllidered defective If 

### euch uolt Is Inoperative or- la found to be In noncompllance due to

.. rallure 01 

### the unit to operate according



### to the manuracturer's deslm and operatlq Inetructlona. Defective unite, Includinl' thoae damqed due to shipping
or handllng, eball be reported Immediately to DOE. DOE aball authorize tasting of an additional uult on a cue

### by-cuebule.

(8)**T~tln"** ot 

### manufacturer', option. (I) 

### U a manufacturer', bulc model la detarmJDed 

### to be In noncompliance with tbe applicable enel'l')' performance atandard at the concloelon orDOE testInlr In accordance wltb the double 8&rn

### pUn&' plan epeclned In appendlll B 

### oC tbla aubp&rt, tbe manuracturer may re- Queat that DOE conduct additional tasting or the model acconUDg to proceduree set lorth In &ppenflll 

### B or t.Wa eubpart.

(II) 

### AU units t.eet.ed under pe.ragraph (a)(8) or thle aectlon· shall be aeleet.ed and teated In accordance wltb the proYlelona given In paragrapbe (a) (I)' 

### through (6) 

### or thla eectlon.

(Ill) 

### The manufacturer ahall bear 

### the coat or all teatlntr conducted under puagraph (11.)(8) 

### ortbls aectloD.

(Iv) 

### The manufacturer ahall ceaae dlatrlbutlon or the bulc model being talted under the provlsloD8 or para

### graph (11.)(6) 

### or this aectlon from the time the manufacturer elects to exer- elee 

### tbe optlon'provided In thle paragraph until the bulc model III determined to be In compliance. DOE may aeek civil penalties for all units distributed durlnl' sucb period

.

(v) U 

### the additional testing results In
• determination or compliance, a no- Uce of allowance to relume dlstrlbuUon aball be luued by the Department.

(b) 

### Duf"n ,landard. In tbe cue or a dealm atandard, a model ladetermlned noncompliant by DOE alter the Bee

### retary or bls deslmated representative 

### baa ebIDlned tbe uuderlylnr deslm In- 

### §439·i
formaLion provldcll hy thc rnullufu turer and after the mallufacturer h. been orfered the opportunity to Veri, compliance with the applkahle (lellll-: standard.



# . 1430.'l1 Ce

...tlon of dlatrlhutlon 

## or b••le 

### model la) In the event thllt 11 11.0.11'1 III 

### Ilotl mlno(1 1I0Dl'ompllllnt by**r)(H'~** III 

### lu:,:or
ance with 1430.70 

## or tlds IlI,rt or H 

### manuCacturer or private luboler dolt· mioes a model to be In 

### noncompllanc then the manufacturer or private labt·
er shall:

(I) 

### Immediately ceaae dllltrlbuLion

. commerce of tbe bulc modol;

(2) 

### Olve Immediate written notlflc tlon of tbe detennlnatlon of no compliance, to all persons to whom tl manufact.urer baa dletrlbutell unltl! the baalc model manufactured ah•• the date oC the lut. deternlJnalion

. compliance.

(3) 

### Pursuant to a request made by tI 

### Secretary. provide DOE 

### wllhln 30**da~** 

### oC the re1Iuest.. rocordll. repol·ta al other documentation**perl~tlfllng** 

### to U 

### acqulllition. ordering, storage. shl, ment, or sale or a b9JIlc model dete mined to be In nOlJcompllllnce.

. (t) 

### The JTlIinuract.urer may modlf.y tI 

### noncompliant basic model In suc'
manner 

### as 'to make It comply with U. 

### applicable perConnance standard. SuC' modlned baalc model shall t.hen I 

### t.reated aaa new bulc model and mill be 

### certtned In accordance with thu pr. visions or this subpart; except that I 

### addItion satisfying all requirements

. t.hls 8ubpart. the manufact.urer shu 11.1

### eo maintain records t.hat der onstrate that modlncaUofls havo bel made to all unite or the new b9JI model prior to**dlstrlbu~lolI** 

### In COl
merce.

(b) U 

### a· b/Ullc /IIo,lel III 1101, 

### Ill"OlltH certUled (In accordance'with the I 

### qUlrbmerit.a of thle subpurt. I 

### he 8f' 

### retary may eeek. ILmong ol.her rei edles. Injunctive action to lirohlbl L 

### dl trlbuUon In commerce of euch baJ 

### model.
1430.72 

### Subpoena.

Pureuant to section 3'l911l) of the A. 

### for purposes or carrying Ollt this ps. 

### the Secretary or the Secret.ary's d, Imee, may sign and 11I8ue subpoenaa I` 9 430.73
the attendance and testimony of witnesses and the production of relevant books, records, papers , and other documents, and administer the oaths. Witnesses summoned under the provisions of this section shall be paid the samefees and mileage as are paid to wltneseus In the courts of.,.tbe United States

. In case of con umacy by, or refusal to obey a sub nL set've)1, upon any per6ans subject to

. this part, the Secretary may Beek an order from the District Court of the United States for any District In which such person Is found or resides or transacts business requiring such person to appear and give testimony
, or to appear and produce documents

. Failure to obey such order to punishable by such court as a contempt thereof.

1430

.73 Remedies.
If DOE determines that a basic model of a covered product does not comply with an applicable energy conservation standard: (a) DOE will notify the manufacturer. private labeler or any other person as required
, of this finding and ofthe Secretary's Intent to seek a Judicial order restraining further distribution in commerce of such basin model unless the manufacturer, private labeler or any other person as required, delivers to DOE within 15 calendar days a statement, satisfactory to DOE, of the steps he will take to insure that the noncompliant model will no longer be distributed In commerce. DOE will monitor the Implementation of such statement. (b) If the manufacturer, private labeler or any other person as required, falls to stop distribution of the noncompliant model , the Secretary may seek to restrain such violation in accordance with section 334 of the Act. (c) The Secretary shall determine whether the facts of the case warrant the assessment of civil penalties for knowipg
, vlolatlons In accordance with section 333 of the Act.
C 430

.74 Hearings and appeals. (a) Pursuant to section 333(d) of the Act, before issuing an order assessing a civil penalty against any

. person under this section , the Secretary shall provide to such person notice of the pro10 CFR Ch.11(1-1-95 Edilton)
posed penalty

. Such notice shall informsuch person of that person's opportunity to elect In writing within 30 days after the date of receipt of suchnotice to have the procedures of paragraph (c) of thid section (in lieu of those In paragraph (b) of this section) apply with respect to such assessment. (b)(l) Unless an election is made within 30 calendar days after receipt of notice under paragraph (a) of this section to have paragraph (c) of this'section apply with respect to such penalty, the Secretary shall assess the penalty

. by order
, after a determination of violation has been made on the record after an opportunity for. an agency hearing pursuant to section 669 of title 6

. United States Code, before an administrative law judge appointed under section 3105 of such title 6. Suchassessment order shall include the administrative law Judge's findings and the basis for such assessment.(2) Any person against whom a penalty Is assessed under this motion may, within 60 calendar days after the date of the order of the Secretary assessing such penalty

. Institute an action In the United States Court of Appeals for the appropriate judicial circuit for judicial review of such order In accordance with chapter 7 of title 5

. United States Code. The court shall have jurisdiction to enter a judgment affirming , modifying. or setting aside In whole or in part. the order of the Secretary, or the courtmay remand the proceeding to the Secretary for such further action as the court may direct. (0)(1) In the case of any civil penalty with respect to which the procedures ofthis section have been elected,. the Secretary shall promptly assess such penalty. by order
, after the date of the receipt of the notice under paragraph (a) of this section of the proposed penalty. (2) If the civil penalty has not been paid within 60 calendar days after theassessment has been made under paragraph (c)(1) of this section , the Secretary shall Institute an action in theappropriate District Caunt of the United States for an order affirming the Usesement of the civil penalty. The court shall have authority to review de novo the law and the facts Involved andshall have jurisdiction to enter a judgment enforcing
, modifying
, and enforc

### 170 I 

### DapadmmA 

# of Energy

Ing as so modified, or setting aside In whole or In part
, such assessment.(3) Any election to have this paragraph apply may not be revoked except with the consent of the Secretary.(d) If any person falls to pay an assessment of a civil penalty after it has become a final and unappealable order under paragraph (b) of this section, or after the appropriate District Court has entered final Judgment in favor. of the Secretary under paragraph (c) of this section
, the Secretary shall Institute an action to recover the amountof such penalty to any appropriate District Court of the United States. In such action
, the validity and appropriateness of such final assessment order or Judgment shall not be subject to review.(eXi) In accordance with the provisions of section 333(d )(5XA) of the Act and notwithstanding the provisions of title 28

. United States Code, or section 502(c) of the Department of Energy Organization Act, the Secretary shall be represented by the General Counsel of the Department of Energy (or any attorney or attorneys within DOE designated by the Secretary) who shall supervise

. conduct
, and argpeil any civil litigation to which paragraph (c) ofthis section applies including any related collection action under paragraph (d) of this section In a court of the United States or In any other court.except the Supreme Court of the United States

. However
, the Secretary or the General Counsel shall consult with the Attorney General concerning such litigation and the Attorney Generalshall provide, on request, such assistance In the conduct of such litigation as may be appropriate. (2) In accordance with the provisions of section 333(d)(5)(B) of the Act, and subject to the provisions of section' 602(c) of the Department of Energy Organization Act, the Secretary shall be represented by the Attorney General, or the Solicitor General

, as appropriate. In actions under this section,except to the extent provided in paragraph (e)(1) of this section. (3) In accordance with the provisions of section 333(dXb)(C) of the Act. 'secLion 402(d) of the Department of Energy Organization Act shall not apply with § 430.75
respect to the function of the Secretary under this section.
1430.76 Confidentiality. Pursuant to the provisions of 10 CFR1004.11. any person submitting Information or data which the person believes to be confidential and exempt law from public disclosure should submit one complete copy, and fifteen copies from which the Information believed to beconfidential has been deleted. In accordance with the procedures established at 10 CFR 1004 .11. DOE shall make Its own determination with re= gard to any claim that Information submitted be exempt from public disclosure.

OMB Control No. 1910 1400

APPENDIX A To SUBPART F OF PART 430-CUMPUANCB STATEMENT
Statement

-of Compliance With Energy Conservation Standards for Appliances Product: Manufacturer's Name and Address

Date: -- - Submit by Certified Mail to: Department of Energy
, Appliance Efficiency Standards. Assistant Secretary for Conservation and Renewable Energy, Forrestal Building. 1000 Independence Avenue, SW., Washington, DC 90565. This report I. submitted pursuant to fart 430 (Energy Conservation Progrum for Consumer Products) of the Energy Policy and Conservation Act (Pub

. L. 64-163), and amendments thereto

. The basic model(s) Included In this report complies (comply) with the applicable energy conservation standard. All testing where appropriate
, on which this certification report In based
, was conductedIn conformance with the applicable test requirements prescribed In Subpart B of 10 CFR Part 430. All Information repprted In this certification report Is true: abcurate. and complete

. I am aware of the penalties associated with violations of the Act and the regulations thereunder
, and am also aware of the provisions contained In 18 U

.B.C. 1001, which prohibits knowingly making (aloe statements to the Federal Government.Name of Person to Contact for Further Information: Name: Address: Telephone No.: ------------11 the model specific information accompanying this statement of compliance was

P71 

# ........ d

.. 1-IIF,:' 

# ••

,430.73
the attendance and testimony of wltneslles and the production of relevant books. records. papers. and other documents. Slnd admInIster the oaths, WIt-
nesses lIummoned under the provIsIons

,of. thIs lIectlon shall be paId the same feos and mileage lUI 

### are paid to wltnell80s III the cllurta, of",tlie United Slat.es. In clUle of**con~\ln)acy** 

### by. or re- fusal to obey a subpOena servell. upon any perhQnS subject to, thIs part. the Secretary may seek an order from the District Court of the United States for any I>lstrlct In which su"h person Is foulld or resides or transacts buslne88 requirIng such person to appear and give testimony. or to appear and produce documenta. Failure to obey such order Is punishable by such court
lUI 

### a contempt thereof.

• 430.73 

### RemediM.

If

### DOE determines tbat a blUllc model of a covered product does not comply wIth an applicable energy conservation sta.ndLrd: "

.

(a) DOE will notifY' the manufacturer. private labeler or any other per- son lUI 

### required. of t.hls nndlng and of t.he Secretary's Intent to seek a judIcIal order restrlllning further dIstribution In commerce 01 

### sucb baslo model unle88 t.he mllnufacturer. private label-
er or any otber person as required. delivers to DOE wltbln 16 

### calendar days a ltatement. lI&t1sfactory to DOE. 01 

### tbe Itepe he will take to Insure tbat t.be noncompllant model will no lon,er be dJstributed In commerce. DOE will monitor tbe Implementation 01 

### lucb statement.

(b) II 

### t.be manufacturer. private labeler or any otber person aa reqUired. falls to stop distribution of tbe noncompllllnt model. the Secretary may seek t,o restrain sucb violation In accordance wltb section 33t 01 

### the Act.

(c) The Secretary sball determIne whet.her the racts of 

### the case warrant the aB116SSrntlnt of civil penalties for**knowlpg,~lolatlone** 

### In accordance with section 333 

### of the Act.

0430.74 

### Ile.rlD,1 aDd appea'"

(a) Pursuant to section 333(d) of the Act. berore IssuIng an order IUIsell8lng a cIvil penalty against any person under this section. the Secretary shall provide to Buch persQn notice of the pro

### 10 CFR Ch. II

# (1-, -95 Edition)
posed penalt.y. Such notice sbaH Inform such person of t.bat. person'a opportunity to elect In writing within 30 days arter the date of receIpt. 01 

### aucb notice t.o have t.he procedures of para

### grapb (C) 

### of thla section (tn lieu of t.hose In paragraph (b) of t.hls secUon) apply wlt.b respect t.o such lUl8es8ment.

(b)(l) Unle81 an elecUon Is made wlt.hln 30 

### calendar daya after receipt of notice under paragrapb (a) of this 88C

### tlon to bave paragraph (c) of tbls '88C-' 

### tlon apply wltb respect to sucb penalt.y. tbe Secretary ahall a.88e88 tbe penalt.y. by ordef, after a determJnatlon of violation baa been made on tbe record after an opportunlt.y for, an agency bearing pursuant t.o aectlon 6M 

### of title 6. United Statea Code, belore

.... administrative law judge appointed under aectlon 3106 

### of sucb tltle 6. Sucb a88eument ordef sball Include tbe ad

### ministrative law Judie'. nndlnp and tbe basi. for aucb aaaeisment.

(2) 

### Any person

.. alnat wbom a penalt.y I. aaaeaeed under tbls aeotloo may. wltbln 60 

### calendar day. alter tbe date of tbe order of tbe Secretary &88888ln, lucb penalty. lnatltute an action In tbe Unlt.ed States Court 01 

### Appeala lor tbe appropriate judJolal clroult for JuclJctal review ofsuob order 10 

### accordance wltb chapter'J of title 6. United State.Code. Tbe court sball haVe Jurled1ctlon to enter a Judameot &tflrmln" moclJfJ1ng.
or aet.tlq

.. Ide 10 

### wbole or In put, 

### tbe order of the Sscretary, or tbe court 

## may remand t.be proceedJq to the Secretary for lucb f\J.rtber act.lon

.. the court

### ma,. clJrect.

(0)(1) 

### In tbe c&88 

### of any 

### civil penalty wltb respect to wblcb tbe procedures of tbls aectlon have been elected

..the Secretary Iball promptly &88888 auch penalty. by order, after t.be date of tbe re- ceipt of t.be notice under paragrapb (a) of t.bls 8ectlon 01 

### lobe proposed penalt.y.

(2) If 

### tbe civil penalt.y blUl not been paid wlt.hln 60 

### calendar days after tbe &88e8Sment haa been made under para

### Iraph (c)(1) of t.hls aectlon. t.be Secretary shall lnat.ltute an 

### action In tbe appropriate District CQUllt of t.he Unit- • Id Statel for an order afndnlq tbe

... sessment of tbe civil penalt.y. Tbe court. shall bave authorlt.y to review de
novo the law and t.he facta Involved and sball bave jurlsdlctlon t.o enter a judlment. enforcing, modifying, and enforc

### 170 Ing as so modified. or aet.tlng aside In whole or In part. sucb a.88esement.

(3) 

### Any election to bave tbla para

### Ir&pb apply 

### may not be revoked ncept. wltb t.be conaent oft.be Secretary.

(d) If 

### any person falla to pay 

### an as- se88ment. of a civil penalt.y after It baa 

### become a Onal ,and unappealable onler under paragraph (b) 

### of tbls secUon. or after tbe appropriate District Court baa 

### entered nnal judlfJilent In favor 01 

### tbe Secretary under para.grapb (c) of tbls aection, the Secretary ahall lnaUtute an action to recover t.be amount. ofaucb penalty In any appropriate Dlatrict Co\U't of tbe Ulilted States. In such action. the valldJty and approprlatene88 of lucb nnal U8B88ment. order Of JUdament ahall DOt be aubject to review.

(e)(1) In accordance wltb tbe provlslona of section 333(d)(6)(A) of tbe Act. and DotwJtbstandJng tbe provlalons of title 28. 

### United States Code. or sectlon 602(c) of tbe Department. of Enel'l'Y Or- ,anlzatlon Act, t.be Secretary shall be repreaented by tbe Oeneral Counael of the Depart.ment of Enel1D' (or any attorney or attorneyI 

### wltbln DOE deeIpated by t.be Secretary) who ehall su- pervise. conduct. and arap18ii any 

### civil IItl,atlon to wblcb paragrapb (c) o( tbla aectlon appliea IncludJng any 

### re- lated collection action under J)ILl'8grapb (d) of tbls aectlon In a court of tbe United Stat.es or In any 

### ot.ber court. ncept tbe Supreme Court. of tbe United States. However. tbe Secretary or tbe General Counael aball conault wlt.b tbe Attorney General concerning auob litigation and t.be Attorney General .hall provide. on fequelt, auch aaalltaDce In the conduct of lucb litigation


### as may be appropriate.

(2) 

### In accordance wltb t.be prOvisIons of section 333(d)(5)(8) of tbe Act. and lubJect to the provisions of sectlon' 602(c) of tbe Department of Energy Orlanlzatlon Act.. t.he Secretary ehall be represented by tbe Attorney General.
or tbe Solicitor General. &8 

### approprlate,ln actions under tWs section. eJ:ceptto t.be ntent proVided In pan

### IJ'&pb (e)(1) of t.bls section,

(3) In accordance wltb tbe provlslona of section 333(d)(6)(C) of the Aci, 'section 402(d) of t.he Department ofEnergy Orranlzatlon Act. eball not apply wltb**§~.15** 

### respect to the function of the Secretary under thIs secUon,

1430.76 

### CoDfidentiallty.

Pursuant. t.o t.be provlslonll of 10 

### CFR 100t.11. 

### any person submitting Information or data whlcb the person believes t.o be 

### cunndentlal and tlxempt law from public disclosure should Bullmlt one complete copy, and nfteen caples from which the Information believed to be 

### conndential baa 

### been deleted. In ac- cordance with the procedures estab· IIshed at 10 

### CFR 100t.11. 

### DOE 8hal1 make Ita own determination with re; gard to any claim t.hat Infornlation aubmltted be exempt. from public disclosure. '

OMB Control No, 1910 UOO

APPENDIX A TO SUBPART F OF PART t:JO--.COWPlJANCB STATEMENT
Statement.orCompliance Wltb**E~6rIl'Y** Conservation St&IIdardi for Appliances**~uct:** ------------------------ Manuracturer'l Nams and Address



### -------------.--

.......-
.....

Date:

---------

Submit b" CpH/Ud Mall to: Department or Enel'l'Y. Appliance Etnclency Standardll. AllIllIt&IIt 8&cretary ror ConlMlrvatloD and ReDewable EDel'l'Y. Fomstal Building, 1000 IndepeDdence Avenue. BW.• Wublngton. DC 2)585.

Tbla report Ie aubmltted pllr8l1ant to I'art 430 (Energy ConlMlrvation Progrum ror Coneumer Producta) or tbe Energy Policy and ConlMlrvatlon Act (Pub, L. 94-163), and ameodmeote tbereto. The bulc model(e) In· cluded In tblll report compllee (comply) with tbe applicable energy conlervatlon atan,lnd, All telltlng where appropriate. on which thle certlncatlon report I, baaed, wu conducted In cODronnance with tbe apllllcaMe test re- qulremente prescribed In Subpart B or 10 CFR Part 430, All Inronnatlon**rel~rt.ed** In tbla certiOcation report Ie true: aecuraLe, and complete, I am aware or tbe penalUee &II. IOClaLed with vlolatlona or the Ad and the relulaUllnll thoreun,lor. and am "IdOl ".a

..t! or the provlelona contaln6d In 18 US,C, 1(l(1I. wblcb problblta knowingly naaldllg raille ltatem6Dte to tbe Federal Oovernment,

Name or PefllOn to Contact ror "'lIrther In· ronnat.lon: Name: ----------,- Addrll8a:

--- .... -, - .- Telepbone No,:

....._--

U tbe mooel apeclOo Inronnatlon accompanyln, thlll atatement or compliance WIUI


### '71Pt. 430, Subpt

. F, App. B

prepared by a third party orkanizatloo under the provisions of 1430

.62 of 10 CFR Part 130. the individual (manufacturer) authorizing third party representations: Signature: Name: - Address: Telephone No.:

1



### I n

where x, is the measured energy efficiency or energy consumption of unit I. Step S. Compute the standard deviation (s,) of the measured energy performance of the no unite In the first sample as follows:



### S1 = 

# j

1 I

Step 4. Compute the standard error (s-M, of the measured energy performance of the n, units in the first sample as follows: .

S- _ 

### 61

X1 N

Step 6

. Compute the upper control limit (UCL,) and lower control limit (LCL) for the mean ofttbq first sample using the applicable 

### 10 CFR Ch. 11(1-1-95 Edition)

APPENDIX B TO SUBPART F OF PART430-SAMPLING PLAN FOR ENFORCRMENT TESTING

Double Sampling Step 1

. The first sample site (as ) must be four or more units. Step 2

. Compute the mean (t,) of the measured energy performance of the as units In the first sample as follows: IA



### (1)



### (2)

(3)

DOE energy performance standard (EPS) as the desired mean and a probability level of 96 percent (two-tailed test) as follows: Dept tminl of En.ig ► 

### LCL1 = EPS

UGLl = EPS + is - 

### 1

where t is a statistic based on a 96 percent two-tailed probability level and a sample size of n,. Stop OA. For an Energy Efficiency Standard, compare the mean of the first sample (t,) with the upper and lower control limits (UCL, and LCL,) to determine one of the following-. (1) If the mean of the first sample Is below the lower control limit, then the basic model Is In noncompliance and testing Is at an end. (Do not go on to any of the steps below.) (11) If the mean of the first sample to equal to or greater than the upper control limit. then the basic model is In compliance and tasting Is at an and. (Do not to on to any of the steps below.) (111) If the sample mean Is equal to or greater than the lower control limit but leathan the upper control limit, then no determination of compliance or noncompliancecan be made and a second sample else Is dotermined by StepUa. Step (lb. For an Energy Consumption Standard
, compare the mean of 1 the first sample (t,) with the upper and Io 4er control limits (UCL, and LCL,) to determine one of the following: (1) It the mean of the first sample Is above the upper control limit, then the basic model to In noncompliance and testing Is at an and. (Do not go on to any of the steps below.) (11) If the mean of the first sample I. equal to or less than the lower control limit, then the basic model Is in compliance and testing Is at an and. (Do not go on to any of the steps below.) (fit) If the sample mean Is equal to or lose than the upper control limit but greater than the lower control limit, then no determination of compliance or noncompliancecan be made and a second sample also Is determined.by Step Tb. Step 7a. For an Energy Efficiency Standard, determine the second sample size (n,) as follows:
ts,

0.06 EPS (5)

where s
, and I. have the values used In Steps I and 6. respectively . The term "0.06 EPS" is the difference between the applicable energy efficiency standard and 95 percent of the standard
, where 96 percent of the standard Is taken as the lower control limit. This procedure yields a sufficient combined sample size (n,+n,) to give an estimated 97.6 percent probability of obtaining a determination of compliance when the true mean efficiency is equal to the applicable standard. Given the solution value of n,. determine one of the following: (1) U the value of n, is less than or equal to zero and If the mean energy efficiency of the first sample (t,) 1s either equal to or greater than the lower control limit (LCL,) or equalto or greater than 95 percent of the applicable energy efficiency standard (EES), whichever is greater

. I.e.. If n, S 0 and to 2 max(LCL,, 0.95 EES). the basic model Is In.compliance and testing Is at an and. (2) If the value of n, is less than or equal to zero and the mean energy efficiency of the first sample ( 1,) Is less than the lower control limit (LCL,) or less than 96 percent of the applicable energy efficiency standard (EES), whichever Is greater

, I.e.. If n, S 0 and a, < max(I.CL,, 0.95 EES). the basic model is ' in noncompliance and testing to at an and. (3) If the value of n, Is greater than zero,then value of the second sample size is determined to be the smallest: integer equal to or greater than the solution value of n, for equation (6a). If the value of n, so calculated Is greater than 20

-n,, set n, equal to 20, n,. Step 7b. For an Energy Consumption Standard, determine the second sample size (n,) as follows: ' '

M. 430. Subpt

. F. App. B

(4)

te,

0.06 EPS (6b)



### 172 1 173 

### Pt

. .e3O, Subpl. F, App. B
prepared by a thIrd party ortanlUltlon under tbe provIsIons of 1130,62 of 10 CFR Part 430. the IndIvIdual (manufacturer) authorIzing thIrd. party representatlonll: 8lgnature: Name:

------------ Addrellll:

------------- Telephone No,:

/ /



# =

# ~ 

# (i: .)

1 1=1 

# I

where
., III the me&llured en8l1fY elnclency or enel'f)' cOD.wnptloD ofunIt I.

Step 3. Compute the IltaDdard devlatloD (II,) of the me&llund enem performance of the D. uDltelD tbe nret sample &II followlI:



### n 

### 1 

# 2: (Xl sl 

### = 1=1
n 

### 1 

## - 1

Step 4, Compute the standard error II

- .,), o( tbe me&llured energy performance of tbe D, uDltaln tbe nret sample &II (ol\ows:

Step 6. Compute the upper control limIt (UCL,) and lowllr control limIt (LeL,) for tbe
mean of th'lflut lample ulllnir the applicable I I



### , 10 CFR Ch. II (1-1-95 Edition)

ApPENDIX 

### B TO SUBPART 

### F OF 

### PART

430-SAMPLINO PLAN FOR ENFORCEMENT'TESTINO
Double Sampllna 8tep I. The nnt I&II1ple llae (D,) muet bt four or more unite.

Step2. Compute the meaD (I,) of the meuured eDel'f)' performance 01 the D. IUllte ID the nntaample

..10110

.. : •



### (1)

, \



### - 2 

## Xl) (2)

(3)



## DOE enel'f)' performance lltandard (EPS) &II the dellred mean aDd a probtblllt1 Illvel 0185 percent (two-tailed telt) &II followl:



### 172 Depadment of

### lnefgy
LeLI 

### = 

## EPS

Ul;L

## t , = 

## EPS 

# ..

where t Ie a etaUIUc hued OD a 115 percent two-tailed probablllt1 le.el aDd a ample 1118 OlD,.

Step IA. For aD EDe...., Emclenc1 StaJld

### ant. compare the mean of the nnt ample (I,) with tile upper and low., coDtrol IIm.te (VCL. anel LeL,) to determ'De ODe ortbe rollowlor.

(I) Iftbe meaD of the nnt I&II1ple II below the lower cODtlol limit. theD 'the

... 10 model II 'D DODcompllaDce and teatlq Ie atan eDd. (Do Dotp OD to a01 oftile etepe below.)

(II) Ifthe mean ofthe nnt ample" equaJ to or'**~ter** thaD the upper CODtrol limit. tileD the

... 10 model Ie ID complIance and t.eetllll II at aD eDd. (Do Dot p OD to an1 01 the etepe btlow.)

(III) If the aample mean II equal to or lAater UlaD the lower coDtlol limIt but 1111 'baD the upper cODtrol limit. theD DO determlDaUoD 01 compliance or DODcompUallCl caD be mad. aDd a ..coDd earnple elae

# '1 determ'Ded b1'8tep'a.

Step lb. For aD EnetID' Coulumptlon Standard. compare the mean lortthe nnt aample (I,) w.tb Lbe upper and o_er coDtrol limite (UCL, aDd LCL" to determ'De OD. 01 the 101l0w1D,:

(I) If tbe meaD 01 tbe Ont

.. mple II above tbe uppereODtrolllmlt. tbeD tbe

... 10 model Ie In DODcompllance aDd teltln, II at aD eDd. (Do not ,0OD t.o aD1 01 the etepe below.)

(II) IItbe mean orthe nnt

.. mple .e equal to or Ie

.. thaD the lower control limit. theD tbe bulo model 'e ID compllaDOI and teat'D, II at an eDd. (Do Dot

# ,0 OD to aD1 or the ltepe below.)

(UI) If tbe

.. mple mean

# '1 equal to or Ie

.. tbaD the upper cODtrol limit but lAater tbaD tbe lower eODtrol limit. tileD DO det.rmlnatloD or compliance or DODcompllaDce


### can bt made aDd a MCODd &le llae .e determlDed.b1 Step Th.

Step 'a. For an Energy EmeleDc1 8taDdard. determlDe the 1IIC0Dd aample llae (DJ) AI 10110

.. :

( tel ) . nJ= 

## -D. O.06BP8 (Ia) PI

. 

### .&30, Subpl. F, App. B



### ts- (4) 

## Xl

ts- (5) 

## Xl

wbere I, and t have the valuel uled In Stepe
, • and 6. relpectl.ely. The term

..**O,~** E1'8" II tbe dlRerence betweeD tbe applicable energy .mc'ency ltandard and 95 percent of the ltaJldard. wbere 116 percentor the etandard II takeD

.. tbe lower CODtIOl limit. Thll procedure ltlelde a eumCleDt combined &le .Iae (D,+nd to ,I.e an e.tlmated 

### "'.6 percent probability or obtalnlDIr a determln"tlon of compllaDc, wbeD the true meaD e(Oclency II equal to the applicable ltandard.

.

OlveD the IOlution value o( n•. determine

one orthe (ollo"ln,:

(I) U the value 01 n. 18 Ie

.. than or equal t.o
aero lind If t.be mean enel'l'Y emclency of thl nnt. &le (I,) 'e either equal t.o orIffeater UlaD the lo"er coDtrol limIt (LeL,) or equal 

### to or Iftater than 86 percent 01 the applicable enercy elnclency ltandard (I!:ESJ. wblcb- .ver'eIfflater. I.e.• II DJ $ 0 lind
.,**~** mu(LCI.,. 0.95 EESI. t.be bulc model II In,compllance and testing 'e at an end.

(2) U tbe value of nJ 18 Ie

.. than or /Hlllal t.o
aero lind t.be mean energy emcloncy o( tbe Ont.

.. mpie (i,) II Ie

.. t.han the lower contIOl limit (LCL,) or Ie

.. than 96 percent 

### ot t.be applicable energy efOclency etandard (EES). whichever II lITeator. I.e.• If
n,

### s 0 and i, < mull.CL,. 0,95 EES). the baale model'.' In noncompliance allli teatln,

# '8 at an end.

(3) Ir tbe value o( n, 'I Iffeater than zero. tben value of tbe second eample e'ze 'II deter· mined to be tbe**Imallell~** 'nteger equal to or lAater tban the 1I0lutlon value of n, ror equation (6&). II the value o( nJ 110 calculated 'elffeater than 26-n,. set. DJ equal t.o 2» n,.

Step ,7b. For an Energy ConHlImptJon Standard. detennlne tbe llecond I14mpl,., .'ze (n,) aa (olloWII: • . 

# n.·(

# '~~P8} -n. "bJ



### 173

### Pt. 430, Subpf. F. App. B

where e, and t have the values used In Steps 4 and 5, respectively. The term "0.06 EPS" Is the difference between the applicable energy consumption standard and 105 percent of the standard, where 105 percent of the standardIs taken an the upper control limit. This procedure yields a sufficient combined sample site (n, + n,) to give in estimated 07.6 percent, probability of o$talning{ a determination of compliance when the true mean consumption is equal to the applicable standard. Given the solution value of n,, determine one of the following: (1) If the value of n, is less than or equal to zero and If the mean energy consumption of the first sample (i,) Is either equal to or less than the upper control limit (UCL,) or equal to or lees than 105 percent of the applicableenergy performance standard (EPS). whichever Is lees, I.e.. If n, s 0 and to 2 min(UCL,, 1.05 EPS),



### nl + n2 

### 1 10 CFR Ch. 11(1-1-95 Edflon)

the basic model is In compliance and testing Is at an and. (2) U the value of n, is less than or equal to zero and the mean energy consumption of the first sample (i,) Is greater than the upper control limit (UCL,) or more than 106 percent of the applicable energy performance standard (EPS), whichever U less, I.e.. If no s 0 and to 2 min(LCL,. 1.06 EPS), the basic model Is in noncompliance and testing to at an end. (3) U the value of no Is greater than zero, then the value of the second

. sample size is determined to be the smallest Integer equal to or greater than the solution value of no for equation (Sb). U the value of no so calculated Is greater than 20

-n,, set n, equal to 20-n,. Step S. Compute the combined mean (1,) of the measured energy performance of the n, and n, unite of the combined first and second samples as follows:


# I nl + n2

xl
i=1

Stop 9. Compute the standard error (s;,) of the measured energy performance of the no and n, unite In the combined first and second samples as follows:

SX 

### . 2

No'rg.-e, Is the value obtained In Step 3.Step lea. For an Energy Efficiency Standard. compute the lower control limit (LCI.)for the mean of the combined first and second samples using the DOE energy efficiency

.LCL2 = EES - t sX

### 2

where the t-st►tletlo has the value obtained In Step 5 above. Sup tOb. Por an Energy Consumption Siamese, compote the upper control limit Iss _rhe saeaa of the combine4 first Paolo" Meg the DUOS energy 

### (7)

(8)

standard (EES) as the desired mean and a one-tailed probability level of 976 percent (equivalent to the two-tailed probability level of 96 percent used In Step 6, above) as follows:



### (9a)

performance standard (CPS) as the desired mean and a one-tailed probability level of 102.6 percent (equivalent to the two-tailed probability level of 95 percent used In Step 6. above) as follows: 

### Department d Energy

UCL EPS + t s2 2

where, the t-statletlc has the value obtained In Step 6 above.Step lla. For an Energy Efficiency Standard, compare the combined sample mean (i,) to the lower control limit (LCL,) to nod one of the following: (I) if the mean of the combined sample (i3) Is less than the lower control limit (LCL,) or 96 percent of the applicable energy efficiency standard (EEB), whichever Is greater, It Is 2 max(LCL,, 0.95 EES), the basic model to in noncompliance and testing to at an end. (11) U the mean of the combined sample (13) Is equal to or greater than the lower control limit (LCL3) or 96 percent of the applicable energy efficiency standard (BES), whichever to greater. I.e.. It 1, 2 max(LCL,, 0.96-EE8), the basic model Is In compliance and testing Is at an and. Step . lib. For an Energy Consumption Standard, compare the combined sample
mean (i,) to the upper control limit (UCL,) to find one of the following: (1) It the mean of the cornbineQ sample (12) Is greater than the upper I cdntrol limitNCI.3) or 106 percent of the applicable energy performance standard (BPS), whichever is lese. I.e., If

1, 2 min(UCL,, 1

.05 EPS), the basic model Is In noncompliance and testing 1s at an and. (11) U the mean of the combined sample (1,) 1s equal to or low than the upper control limit (UCL,) or 106 percent of the applicable energy performance standard ( EPS), whichever Is less
, I.e.. It 1, S min(uCL

,, 1.06 EPS), the basic model I. in compliance and testing Is at an end.

Manumacturer

-Option Testing U a determination of non

-compliance is made In Steps 6, 7 or II

, above
, the manufacturer may request that additional testing be conducted

. in accordance with the following procedures. Stop A

. The manufacturer requests that an Additional number

, n,. of units be tested, With as chosen such that o ,*n,,n, does not exceed 20.Step B. Compute the mean energy performance. standard error

, and lower or upper oontrot limit of the new combined sample In aooordanoe with the procedures prescribed In Steps 9

. 9. and 10, above. Pt. 430, Subpl . F, App. B
(9b)

I
Step C. Compare the mean performance of the new combined sample to the revised lower or upper control limit to determine one of the following: a.1. For an Energy Efficiency Standard, If the new combined sample mean is equal to or greater than the lower control limit or 95 percent of the applicable energy efficiency standard
, whichever to greater

, the basic model to In compliance and testing Is at an and. a.2. For an Energy Consumption Standard, If the new combined sample mean Is equal to or less than the upper control limit or 105 percent of the applicable energy

. consump• Won standard
, whichever Is lees, the baslo model Is In compliance and teeti.,g is at an end. b.l. For an Energy Efficiency Standard. If the new combined sample mean Is lees than the lower control limit or 95 percent of theapplicable energy efficiency standard, whichever, is greater, and the value of n,+n,+n, Is less than 20, the manufacturer may request that additional units be tested. The total of all units tested may not exceed 20. Steps A, B. and C are then repeated. b.2. For an Energy Consumption Standard, if the new combined sample mean Is greater than the upper control limit or 106 percent of the applicable energy, consumption standard, whichever Is lees, and the value of n,+,+, Is less than 20
, the manufacturer may request that additional units be tested

. The total of all unite tested may not exceed 20

. Steps A. B, and C are then repeated. c. Otherwise, the basic model is determined to be in noncompliance.

(54 FR Will

. Feb. 7, 1969; W FR 11320

, Mar. 17, 19091


### 'ART 436-- ENERGY CONSERVAON VOLUNTARY PERT; ORMA E STANDARDS FOR NEW BUIL GS; MANDATORY FOR FEDE BUILDINGS
3td)parl A-V ok"v Petfonnance Standards lot IWw clol and WillrMfa+ Otlild►wk UWdWoqft*

sec. 116.97 Purpose. ' 435.98 scope. 05.1111 General definitions and acrony 416.100 Zxplanatloa of cambering for standards. 

### PI. 

### 430. SUbpt. 

### F. App. B

wbere II, aDd t. bave the valuell used ID Stepe
• and 6. respectively. The tenn "0.06 EPS" .a tbe dJrrereDce betweeD tbe applicable eDergy cODsumptioD etaDdard aDd 105 perceDt or tbe lltaDc1ard. wbere 106 perceDt or t.he ltaDdard 

# '.1 taken all the upper cODtrol limit. Thll procedure ylelde a lurrlclent·comblned &le ell!e (D, • D.) to ,Ive an 8eOmated 111.6 perc!lnt, probablllt.y or**o~talnlD,i** a detennlDatlon or compliance wilen tbe true mean con- lumptlon II equal to tbe applicable ltandard.

GIven the IIOlutlon value or D •• detennlne ODI or the rollowlng:

. • II) Jr t.he value ofnJ II leaa thaD or equal to
zoro ond II the meaD eDe

....y conlumptlon of tbe flret sample (i,) II either equal to or Ie

.. tben t.be upper cODtrol limit (UCL,) or equal to or lela tJlan 105 percent. or t.be applicable
enern perronnance etandard (EPS). wblcbever II lell. I.e., It D, S 

### 0and I,**~** mID(UCL,. 1.05 EPS).



### 1 

## +

Step 8. COmpute t.be ltaDdard error (Ii" or tbl meuured eDe...,. performaDce of the n, and n, uwttln tbe comblDed Ontand IIICOnd eamplelu rollowl:



# si

·2 

# = +

N01'X._, II t.be value obtalDed In Step3. 8tep IDa. For an EDe...,. EmcIIDC), Standard. compute tbe lower coDtrol Umlt (LeLd for Lbe mean or t.be comblDed flret. and MCood ampl.,. ullnw tb. DOE .Del"lrY emeleDoy



## LCL2 

# = EES

- t

where Lb. t.-_taU_Uo bat tbe valu. obtaln.d In Step 6 above.

atep IDb. .or an Energy CODlumption

............ COIIIPGte \be upper CODtrol limit.

... 1M

_ oC

..... comblne4 nret.

.............. OO•• n

.... 

### 10 eFR Ch.n (1-1-95 EcttIon)

tbe hulc model II In compliance and telltlor Ie at aD end

.

(2) U the value or DJ II Ie

.. t.baD orequal t.o
zero and tbe meaD energy cODaUmptioD of t.be nret. urnpl. (i,) I. poeater tbaD tht upper control limit (UCL,) or mort tban 1011 perceDt ortbe applicable .D

.....y perfonnance ttaDdard nCP8), wblchever It 1.,.1. I.•.• If D, $ Dalld ••**~** mID(LCL

.. 1.06 EP8). tb. bulc model III ID noncompllanc. aDd teltiDC II atan .od.

(3) U tbl valu. or OJ II creater than Aro, tben tbl nioe or tbe IIICODd, earnpll II

.. II determIned to be tb. ImaUllt Interer equal to orpoutertban thl eolutlon "alueofnJ lor equat.lon (Ib). U the "alue 01 n, 

### eo calculated IIcreater tban .n •• NtnJ .qual to .n,_ Step •. COmpute the combIned mean (I,) of tbe meuured Inl...,. 'performanc. of til. D, and D, unItt ofth.combIned bretand IICODd earnplel

..lollow.:



### (7)

(8)

ltaDdard (EES) u Lb. dllllrtd mean aDd a oDe-tailed probability 1 •••1 of t'U perceat (equlnllnt to tile two-tailed probability IlIYel of 116 percent ulllld ID Step 6, abon)

.. followl:



## (9.)

performance ltaadard (EPS) u t.b. dellred

m.an aDd a on.-tall.d probablllt, le.II of 101.6 Percent.**(~ul"aleDt** to Lb. two-tailed I ProbablJlt, level of86 perclnt IIl1d In Stepi. above)

..lollow.: 

### Deportment 01 

### Energy**UC~2** 

# = EPS + t

wblre, tb. t-.tau,tlc bu the Yalue obtained 10 Step 6 abov•.

Step lIa. For aa En.1lrY srOd.ncy Stand. ard. compare tile combined earnpl. mean (a.) t.o tbe lo.er coDtrol limit (LCL,) to nnd OD. ofLbe (ollowlnc:
,

(I) Iflobe meaa or tb. combloed urnple (i" II leu tban t.bl lower control limit (LCLd or 16 percent oftbe applicable enel'lY .mcleDc, .taDdard (UB), wblcbever I. creater. }.•.• If

.,itmu(Le

.... USEEB). Lb. ...10 mod.1 

# .1 la noncompliance and C.ltlncI. atan .nd. '

(II) U tile mIlAn oftile comblnld eaJnpll (id I. equal to or creater tbau till lower control limit (Le"" or 116 percent of tbe appllcabl. .Delll'l' erncl.ncy ltandard (ltES). wbJcbenr I.creater. I.e.• It**~** it mu(Le

.... UII·EEB). UI. baalc modiI II In compliance and teltlDl' I.atan .ad.

Step, lib. For aD En.rgy COnaumptlon Standard. compare lob. combIned 'earnpl. meaD (Id to tb. upper control limIt. (UC",) t.o nnd one or th. followlnc:

(I) Iftb. meaD ofthe comblne4 earnpl. (i,) I. creater than tile upper 

### IcdDtrol limit (uCL,) or 106 perceDt 01 the appllcabl. Inlro performance ltaadal'd (IPS)•• bJebe

.. r 1.111•• I.•.• If

I,**~** mlD(UC

.... 1,05 EPS). Ull "'10 model II ID noncompliance and tllltinc II atan end.

(II) U th. mIlAn or tbe combln.d earnpl. (I,) I. equal to or Ie.. t.ban th. apper oontrol limit (Ue

...) or 106 perc.nt of th. appllcabl• •a.rcy performaace ltaDdard (EPa). wbJcb-
nerII 1_

...... If

., $ mln(UC

.... 1.06 EPB).

. UI. "'Ic mod.I II In compllanc. and

.... tlor I ••

tan end. Manu/llC'"rer-()ptlon Testing U a d.tennlnatlon of Doa-compUaDce I. mlde In Stepe

## e. 'I or 

### II. abo•• , tbe n\anufa.cturer may requelt tIIat addltloaal taltlnc be conducted. ID accordanca WltII til. folloWlq Jroo8dIlrtll.

Ittp A. TIl. manufacturer reqUllte tbat an Iddltlonal Dumber. D" of IIDltt be _ted tritll a, obOllo lUeb that O,."+D, doie 

# DOi IICMcI30.

IttpB. Compute tb. meaa eD.ro perform

### uee. ltaDdard error. and low.,01' upper OODtroillmit of th. nlw comblued earnpl. 10**ao~** COrdanoe wltll til. prooeda.ne rnecrtbed ID lteptl.t. &lid ID. abo...

. 

### PI. 430, Subpt. 

### F. App. B

(9b)

Step C. Compare the mean performance of the oew combined &l. to the revlaed lower or upper control limit to determln. ODe ortbe rollowlDIr:

a.l. For an Energy Errlclency Standerd, If the new combined eample mean Ie equal to or lTfIater tban tb. low.r cODtrol limit or 16 perc.at or the appllcabl. eDergy emcllncy ltandard. whlcbeYer II poeater. the bulc model I. In compliance aDd telLlnlr II at an**~~.** 

### .

a.2. For aD Enenry Connumptlon Standard. Ir tb. a.w combined &le mean II equal to or I.u tban tb. upper control limit or lOS perceDt 

## or tb. appllcabl•• nergy con,ump- ,tloD ltandard. wblobeyer II 1.1.. tb. batlo model II In compllanc. and telt:.Jg II at an eDd.

b.l. For an Ene...., Ernclency Standard. Ir the new comblD.d &le mean II II

.. tban tb. lower control limit or 95 percent or tbl applicable .nergy elflcleDcy ltandard. wblcb-
.ver. I. lITeater. and tb. valu. or D,.nJ+n, II Ie

.. t.baa 20. tbe maDuractur.r may request tbat addItional unite be te.ted, Thl total 01 aU ualte tellted may not II.Ic•• d 

## :». StePi A, B. and e are tbea repea

.. d. b.lI. For an Enel'lY CODlumptlon Standard. If tbe new combln.d urnpll mean 18 1IT••ter than th. upper control limit. or 106 percent. of the appllcabll ea

..... y· conlumptlon ltandard. wbJcbever II I

.... aDd tbe valu. or n,••+, I. Ie

.. thaD 20. til. maDuCacturer may rlque.t

. that. additional unite be telted. Th. total or aU ualte telted may Dot ll.lceed 20. 8tePi A.

... and C are thea r.peated.

o. Otberwlle. th. batlc model 18 detennlned to be ID nonoompllaDce.
1M FR 11081. Feb. 7. 11189; fit FR 11320. Mer. 17. 11189)



### ART 43S-ENERGY CONSERVAON VOLUNTARY PERfORMA**~,SlANDARDS** 

### FOR NEW 

### aUI GS: MANDATORY ,FOR 

## FEDE BUILDINGS

Bee.

•. 111 PurpoH. I •. 11 Scope

. G.. Oeneral denaltioDI and acrony GUllO Ji:aplanatioD of nwnberlor (or ltandarde.