[Federal Register Volume 74, Number 64 (Monday, April 6, 2009)]
[Rules and Regulations]
[Pages 15376-15380]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: E9-7569]


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POSTAL SERVICE

39 CFR Part 111


New Pricing Eligibility, Intelligent Mail, and Move Update 
Standards for Domestic Mailing Services and Shipping Services--Revised 
Final

AGENCY: Postal Service<SUP>TM</SUP>.

ACTION: Final rule, revised.

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SUMMARY: The Postal Service filed a notice of domestic Mailing Services 
(and selected Shipping Services) price adjustments with related changes 
to mailing standards, effective in May 2009, with the Postal Regulatory 
Commission on February 10, 2009. This notice provides revisions to that 
final rule.

DATES: Effective May 11, 2009.

FOR FURTHER INFORMATION CONTACT: Bill Chatfield, 202-268-7278.

SUPPLEMENTARY INFORMATION: The Postal Service's final rule published in 
the Federal Register on February 23, 2009 (Volume 74, Number 34, pages 
8009-8033) included revised eligibility standards directly related to 
prices established by the USPS[supreg] Governors. This revised final 
rule contains corrections to those standards. There have been three 
pricing changes: to Confirm pricing and eligibility; to Move Update 
compliance; and to prices for nonmachinable Standard Mail letters over 
3.3 ounces. Additionally, we note several corrections to the mailing 
standards from the February 23, 2009 final rule.
    We summarize corrections below and then provide updates to the 
related mailing standards in Mailing Standards of the United States 
Postal Service, Domestic Mail Manual (DMM[supreg]).

Changes for Standard Mail

Parcels and Not Flat-Machinable Pieces (NFMs)

    The Postal Service revised sections 440 and 705 of the DMM to 
change mail preparation requirements and the pricing structure for 
Standard Mail[supreg] machinable and irregular parcels, and NFMs 
prepared in sacks and pallets.
    In the final rule, we added a new origin-BMC (intra-BMC turnaround) 
sortation level for all Standard Mail parcels and NFMs with no minimum 
number of pieces required. Intra-BMC turnaround pieces are those pieces 
that destinate in the same BMC that serves the office where the pieces 
are accepted and verified. In summary, mailers with origin-entered 
mailings must separate intra-BMC turnaround pieces from mixed BMC 
pieces. In the DMM section

[[Page 15377]]

of the previously published final rule, we misnamed the origin BMC sack 
as ``origin mixed BMC;'' this notice clarifies that the correct name is 
``origin BMC.'' ASF sortation has been added to BMC price eligibility 
and SCF price eligibility includes sacks or pallets dropshipped to BMCs 
as well as SCFs. Appropriate changes are made throughout DMM 440. We 
also provide new content identifier numbers for the new sortation 
levels in DMM 708.

Prices for Heavy Nonmachinable Letters

    Heavy nonmachinable Standard Mail letters (those weighing over 3.3 
ounces) currently pay NFM prices, but are sorted as letters to 5-digit, 
3-digit, ADC, and mixed ADC levels. The change to sortation for NFMs in 
May leaves no 3-digit, ADC or mixed ADC prices. Therefore, heavy 
nonmachinable letters will pay nonautomation flats prices.

Changes for Confirm Service

    The Confirm[supreg] structure will be different from that which was 
published in the previous Final Rule. PRC Order No. 191, issued on 
March 16, 2009, has led to a revised structure for Confirm that does 
not distinguish between mail owners and mail agents, but keeps the 
newly added ``Bronze'' tier. We offered two separate price points for 
the Gold and Platinum subscription levels to distinguish between a mail 
owner and a mailing agent, and offered the Bronze and Silver 
subscription levels only to mail owners. This notice removes the 
separate pricing and eligibility for mail owners and mailing agents, 
and removing the higher mailing agent prices for Gold and Platinum 
subscription levels.
    The Confirm-based Preshipment Notification, i.e, Electronic Mailing 
Data (EMD) files and Entry Scans, including the process for accepting 
EMD files and distributing Entry Scans, continues until November 29, 
2009.

Move Update Implementation Updates

    We had announced the establishment of a charge for Standard Mail 
mailings not meeting Move Update standards effective on May 11, 2009. 
We are postponing the implementation of this charge. Beginning in 
January, 2010, we establish a charge for Standard Mail mailings not 
meeting Move Update standards of $0.07 per piece, in addition to the 
applicable Standard Mail postage.

Intelligent Mail Updates

    In the Intelligent Mail[supreg] full-service option section, DMM 
705.22, we added clarification that all full-service Periodicals and 
Bound Printed Matter mailings must be accompanied by electronic 
submission of postage statements and mailing documentation. The 
alternative submission method of Postal Wizard for some mailings of 
less than 10,000 pieces is not appropriate for Periodicals or Bound 
Printed Matter mailings since those mailings always require supporting 
mailing documentation.
    The Postal Service adopts the following changes to Mailing 
Standards of the United States Postal Service, Domestic Mail Manual 
(DMM), incorporated by reference in the Code of Federal Regulations. 
See 39 CFR 111.1.

List of Subjects in 39 CFR Part 111

    Administrative practice and procedure, Postal Service.


0
Accordingly, 39 CFR Part 111 is amended as follows:

PART 111--[AMENDED]

0
1. The authority citation for 39 CFR Part 111 continues to read as 
follows:

    Authority:  5 U.S.C. 552(a); 39 U.S.C. 101, 401, 403, 404, 414, 
416, 3001-3011, 3201-3219, 3403-3406, 3621, 3622, 3626, 3632, 3633, 
and 5001.


0
2. Revise the following sections of Mailing Standards of the United 
States Postal Service, Domestic Mail Manual (DMM) as follows:

Mailing Standards of the United States Postal Service, Domestic Mail 
Manual (DMM)

* * * * *

200 Commercial Mail Letters and Cards

* * * * *

240 Standard Mail

243 Prices and Eligibility

1.0 Prices and Fees for Standard Mail

* * * * *

1.4 Regular Standard Mail--Nonautomation Prices

    [Delete 1.4 price chart in its entirety and substitute ``For 
prices, see Price List Notice 123,'' which will include a change to 
footnote 1 as follows:]
    For prices, see Price List--Notice 123.

    1. For nonmachinable letters over 3.3 ounces, see Standard Mail 
nonautomation flats prices.
* * * * *

1.6 Nonprofit Standard Mail--Nonautomation Prices

    [Delete 1.6 price chart in its entirety and substitute ``For 
prices, see Price List--Notice 123,'' which will include a change to 
footnote 1 as follows:]
    For prices, see Price List--Notice 123.

    1. For nonmachinable letters over 3.3 ounces, see Standard Mail 
nonautomation flats prices.
* * * * *

3.0 Basic Standards for Standard Mail Letters

3.9 Move Update Standard

3.9.1 Basic Standards

    [Revise 3.9.1 by inserting a new third sentence into the 
introductory text as follows:]
    * * * Except for mail bearing an alternative address format, 
addresses used on pieces claiming Standard Mail prices must meet the 
Move Update standard. Addresses subject to the Move Update standard 
must meet these requirements:
* * * * *
    [Revise item 3.9.1 d by inserting a new postage adjustment as 
follows:]
    d. Effective January 4, 2010, when a mailing is determined by the 
USPS to not be in compliance with the Move Update standard, each piece 
in the mailing will be subject to a postage adjustment charge of $0.07 
per piece.
* * * * *

300 Commercial Mail Flats

* * * * *

340 Standard Mail

343 Prices and Eligibility

* * * * *

3.0 Basic Standards for Standard Mail Flats

* * * * *

3.9 Move Update Standard

3.9.1 Basic Standards

    [Revise 3.9.1 by inserting a new third sentence into the 
introductory text as follows:]
    * * * Except for mail bearing an alternative address format, 
addresses used on pieces claiming Standard Mail prices must meet the 
Move Update standard. Addresses subject to the Move Update standard 
must meet these requirements:
* * * * *
    [Revise item 3.9.1 d by inserting a new postage adjustment as 
follows:]
    d. Effective January 4, 2010, when a mailing is determined by the 
USPS to not be in compliance with the Move Update standard, each piece 
in the mailing will be subject to a postage adjustment charge of $0.07 
per piece.
* * * * *

400 Commercial Mail Parcels

* * * * *

[[Page 15378]]

440 Standard Mail

443 Prices and Eligibility

* * * * *

3.0 Basic Standards for Standard Mail Parcels

* * * * *

3.9 Move Update Standard

3.9.1 Basic Standards

    [Revise 3.9.1 by inserting a new third sentence into the 
introductory text as follows:]
    * * * Except for mail bearing an alternative address format, 
addresses used on pieces claiming Standard Mail prices must meet the 
Move Update standard. Addresses subject to the Move Update standard 
must meet these requirements:
* * * * *
    [Revise item 3.9.1 d by inserting a new postage adjustment as 
follows:]
    d. Effective January 4, 2010, when a mailing is determined by the 
USPS to not be in compliance with the Move Update standard, each piece 
in the mailing will be subject to a postage adjustment charge of $0.07 
per piece
* * * * *

5.0 Additional Eligibility Standards for Presorted Standard Mail Pieces

* * * * *

5.3 Prices for Machinable Parcels

* * * * *

5.3.2 BMC Price

    [Revise introductory sentence of 5.3.2 as follows:]
    The BMC price applies to qualifying machinable parcels as follows 
under either of the following conditions:
    [Revise item 5.3.2 a to add dropshipment to an ASF and revise item 
5.3.2 b to allow an ASF pallet as follows:]
    a. When dropshipped to an ASF or BMC and presented:
    1. In an ASF or BMC sack containing at least 10 pounds of parcels, 
or
    2. On an ASF or BMC pallet, according to standards in 705.8.10, or
    3. In a BMC/ASF container prepared under 705.20.0.
    b. When presented at the origin acceptance office on an ASF or a 
BMC pallet containing at least 200 pounds of pieces.
    [Delete item 5.3.2c in its entirety.]
* * * * **

5.4 Prices for Irregular Parcels and Not Flat-Machinable (NFM) Pieces

5.4.1 5-Digit Price

    [Revise introductory paragraph of 5.4.1 as follows:]
    The 5-digit price applies to irregular parcels and NFMs that are 
dropshipped to a DBMC (or ASF when claiming DBMC prices), DSCF, or DDU 
and presented:
* * * * *
    [Add new item 5.4.1 e as follows:]
    e. For NFMs only, in 5-digit/scheme bundles of five or more pieces 
on pallets or in pallet boxes under 705.8.0.
* * * * *

5.4.2 SCF Price

    [Revise 5.4.2 to add DBMC eligibility as follows:]
    The SCF price applies to irregular parcels or NFMs that are 
dropshipped and presented to a DSCF or DBMC:
    a. In an SCF sack containing at least 10 pounds of parcels.
    b. On an SCF pallet, according to 705.8.10.
    c. In SCF containers prepared under 705.20.0.

5.4.3 BMC Price

    The BMC price applies to qualifying irregular parcels or NFMs as 
follows under either of the following conditions:
    [Revise item 5.4.3 a to add dropshipment to an ASF and revise item 
5.4.3 b to allow an ASF pallet as follows:]
    a. When dropshipped to an ASF or BMC and presented:
    1. In an ASF or BMC sack containing at least 10 pounds of parcels, 
or
    2. On an ASF or BMC pallet, according to standards in 705.8.10, or
    3. In a BMC/ASF container prepared under 705.20.0.
    b. When presented at the origin acceptance office on an
    ASF or a BMC pallet containing at least 200 pounds of pieces.
* * * * *

445 Mail Preparation

* * * * *

5.0 Preparing Presorted Parcels

* * * * *

5.3 Preparing Machinable Parcels

* * * * *

5.3.2 Sacking and Labeling

    Preparation sequence, sack size, and labeling:
* * * * *
    [Revise item 5.3.2 d to read ``Origin BMC'' as follows:]
    d. Origin BMC (required); no minimum; labeling:
    1. Line 1: L601, Column B.
    2. Line 2: ``STD MACH BMC.''
* * * * *

5.4 Preparing Irregular Parcels

* * * * *

5.4.4 Sacking and Labeling

    Preparation sequence, sack size, and labeling:
* * * * *
    [Revise item 5.4.4 b to add DBMC eligibility as follows:]
    b. SCF, allowed only for mail deposited at a DSCF or a DBMC to 
claim SCF price; 10-pound minimum; labeling:
    1. For Line 1, L002, Column C.
    2. For Line 2, ``STD IRREG SCF.''
    [Revise item 5.4.4 e to designate as ``Origin BMC'' as follows:]
    e. Origin BMC (required); no minimum; labeling:
    1. Line 1: L601, Column B.
    2. Line 2: ``STD IRREG BMC.''
* * * * *

6.0 Preparing Not Flat-Machinable Pieces

* * * * *

6.3 Sacking and Labeling

* * * * *

6.3.2 NFM Pieces Weighing Less Than 6 Ounces

    Preparation sequence, sack size, and labeling for sacks of NFM 
pieces that weigh less than 6 ounces:
* * * * *
    [Revise item 6.3.2 b to add DBMC eligibility as follows:]
    b. SCF, allowed only for mail deposited at a DSCF or a DBMC to 
claim SCF price; 10-pound minimum; labeling:
    1. For Line 1, L002, Column C.
    2. For Line 2, ``STD NFM SCF.''
    [Revise item 6.3.2 e to rephrase as ``Origin BMC'' as follows:]
    e. Origin BMC (required); no minimum; labeling:
    1. Line 1: L601, Column B.
    2. Line 2: STD NFM BMC.''
* * * * *

6.3.3 NFM Pieces Weighing 6 Ounces or More

    Preparation sequence, sack size, and labeling for sacks of NFM 
pieces that weigh 6 ounces or more:
* * * * *
    [Revise item 6.3.3 e to rephrase as ``Origin BMC'' as follows:]
    d. Origin BMC (required); no minimum; labeling:
    1. Line 1: L601, Column B.
    2. Line 2: ``STD NFM MACH BMC.''
* * * * *

500 Additional Mailing Services

503 Extra Services

[[Page 15379]]

* * * * *

13.0 Confirm Service

13.1 Confirm Fees

13.1.1 Fee

    Fee, in addition to postage and other fees:
    [Revise table of 13.1.1. to read as follows:]

------------------------------------------------------------------------
                                         Additional  ID
                         Subscription         code          Additional
 Subscription  level     fee and term     registration    scans fee and
                                         fee  and term        number
------------------------------------------------------------------------
Bronze...............  $1,000 12        $900 each 3      $250, block of
                        months.          months, $2,500   10,000 scans.
                                         annual.
Silver...............  $2,000 3 months  $900 each 3      $500 block of 2
                                         months.          million scans.
Gold.................  $7,500 12        $900 each 3      $800 block of 6
                        months.          months, $2,500   million scans.
                                         annual.
Platinum.............  $25,000 12       $900 each 3      NA.
                        months.          months, $2,500
                                         annual.
------------------------------------------------------------------------

* * * * *

13.2 Basic Information

13.2.1 Description

    [Revise the second sentence of 13.2.1 to read as follows:]
    * * *Scanned data can include the postal facility where such pieces 
are processed, the postal operation used to process the pieces, the 
date and time when the pieces are processed, and the numeric equivalent 
of a barcode(s) that help to identify the specific pieces. * * *
* * * * *

13.2.7 Subscription Levels

    [Revise 13.2.7 to read as follows:]
    A customer may subscribe to one or more of the following levels at 
the same time, at different times, or at overlapping times:
    a. Bronze Subscription. The Bronze subscription level has a term of 
12 consecutive months, includes registration of one identification code 
assigned by the USPS, and provides up to 200,000 scans. A customer 
subscribing to this level may also:
    1. Register additional identification codes for a term of 3 
consecutive months or until the expiration of the underlying 
subscription, whichever occurs first.
    2. License additional scans in blocks of 10,000 scans at any time 
before the underlying subscription expires. Unused scans expire at the 
end of the subscription term.
    3. Change the subscription level to a Gold or Platinum subscription 
level at any time before the expiration of the Bronze subscription by 
paying the difference of the respective subscription fees. This change 
in service level does not extend the term of the underlying initial 
subscription.
    b. Silver Subscription. The Silver subscription level has a term of 
3 consecutive months, includes registration of one identification code 
assigned by the USPS, and provides up to 15 million scans. A customer 
subscribing to this level may also:
    1. Register additional identification codes for a term of 3 
consecutive months or until the expiration of the underlying 
subscription, whichever occurs first.
    2. License additional scans in blocks of 2 million scans at any 
time before the underlying subscription expires. Unused scans expire at 
the end of the subscription term.
    c. Gold Subscription. The Gold subscription level has a term of 12 
consecutive months, includes registration of one identification code 
assigned by the USPS, and provides up to 50 million scans. A customer 
subscribing to this level may also:
    1. Register additional identification codes for a term of 3 
consecutive months or until the expiration of the underlying 
subscription, whichever occurs first.
    2. License additional scans in blocks of 6 million scans at any 
time before the underlying subscription expires. Unused scans expire at 
the end of the subscription term.
    3. Raise the subscription level to a Platinum subscription level at 
any time before the expiration of the Gold subscription by paying the 
difference of the respective subscription fees. This change in service 
level does not extend the term of the underlying initial subscription.
    d. Platinum Subscription. The Platinum subscription level has a 
term of 12 consecutive months, includes registration of three 
identification numbers assigned by the USPS, and provides an unlimited 
number of scans. A customer subscribing to this level may also license 
additional identification codes for a term of 3 consecutive months or 
until the expiration of the underlying subscription, whichever occurs 
first.
* * * * *

700 Special Standards

* * * * *

705 Advanced Preparation and Special Postage Payment Systems

* * * * *

22.0 Full-Service Automation Option

* * * * *

22.3 Preparation

* * * * *

22.3.4 Electronic Documentation

    [Revise the last sentence in 22.3.4 to clarify that electronic 
documentation is required for all Periodicals and Bound Printed Matter 
mailings as follows:]
    Mailers must electronically submit postage statements and mailing 
documentation (when required) to the PostalOne! system. Unless 
otherwise authorized, documentation must describe how each mailpiece is 
linked to a uniquely identified tray or sack, if applicable, and how 
each mailpiece and tray or sack is linked to a uniquely identified 
container (if applicable). The documentation must also meet the 
requirements in A Guide to Intelligent Mail for Letters and Flats 
(available at ribbs.usps.gov). Mailers must transmit postage statements 
and mailing documentation to the PostalOne! system using Mail.dat, 
Mail.XML, or Postal Wizard (see 22.4.3), except that mailers of full-
service Periodicals letters and flats and Bound Printed Matter flats 
cannot use Postal Wizard and must electronically submit postage 
statements and mailing documentation in all instances.
* * * * *

22.4.3 Special Standards--Small Volume Mailings

    [Revise the third sentence in 22.4.3 to clarify electronic 
documentation is required for all Periodicals and Bound Printed Matter 
mailings as follows:]
    For mailings of fewer than 10,000 pieces, and postage is affixed to 
each

[[Page 15380]]

piece at the correct price or each piece is of identical weight and the 
mailpieces are separated by price, the serial number field of each 
Intelligent Mail barcode can be populated with a mailing serial number 
that is unique to the mailing but common to all pieces in the mailing. 
This unique mailing serial number must not be reused for a period of 45 
days from the date of mailing. These mailings are not required to 
submit electronic documentation for full-service, only an electronic 
postage statement; except mailers of full-service Periodicals letters 
and flats and Bound Printed Matter flats must submit electronic 
documentation and an electronic postage statement. Unique mailing 
serial numbers must be populated in the Postal Wizard entry screen 
field or in the Mail.XML messages. Mailers must populate the serial 
number field of all Intelligent Mail tray labels and Intelligent Mail 
container barcodes with the unique mailing serial number.
* * * * *

708 Technical Specifications

1.0 Standardized Documentation for First-Class Mail, Periodicals, 
Standard Mail, and Flat-Size Bound Printed Matter

* * * * *

1.3 Price Level Column Headings

* * * * *
    b. Presorted First-Class Mail, barcoded and nonbarcoded Periodicals 
flats, nonbarcoded Periodicals letters, and machinable and 
nonmachinable Standard Mail:
    [Revise the table in item b to add a new fourth row with the 
following information:]

------------------------------------------------------------------------
                  Price                             Abbreviation
------------------------------------------------------------------------
 
                                 * * * *
SCF (for Standard Mail parcels and NFMs).  SCF
------------------------------------------------------------------------

* * * * *

6.0 Standards for Barcoded Tray Labels, Sack Labels, and Container 
Placards

* * * * *

6.2 Specifications for Barcoded Tray and Sack Labels

6.2.4 3-Digit Content Identifier Numbers

* * * * *

Exhibit 6.2.4 3-Digit Content Identifier Numbers

* * * * *

Standard Mail

* * * * *

STD Not Flat-Machinable Pieces Less Than 6 Ounces--Nonautomation

    [Revise the table as follows:]

5-digit scheme sacks                500  STD NFM 5D SCH
5-digit sacks                       500  STD NFM 5D
SCF sacks                           507  STD NFM SCF
ASF sacks                           509  STD NFM ASF
BMC sacks                           505  STD NFM BMC
mixed BMC sacks                     506  STD NFM WKG
 

STD Not Flat-Machinable Pieces 6 Ounces Or More--Nonautomation

    [Revise the table as follows:]

5-digit scheme sacks                500  STD NFM MACH 5D SCH
5-digit sacks                       500  STD NFM MACH 5D
ASF sacks                           503  STD NFM MACH ASF
BMC sacks                           514  STD NFM MACH BMC
mixed BMC sacks                     518  STD NFM MACH WKG
 

* * * * *

STD Irregular Parcels--Presorted

    [Revise the table as follows:]

5-digit scheme sacks                590  STD IRREG 5D SCH
5-digit sacks                       590  STD IRREG 5D
SCF sacks                           596  STD IRREG SCF
ASF sacks                           571  STD IRREG ASF
BMC sacks                           570  STD IRREG BMC
mixed BMC sacks                     594  STD IRREG WKG
 

* * * * *

Index and Appendices

* * * * *

Labeling Lists

* * * * *

L000 General Use

* * * * *
    [Revise the heading and text of L009 to delete ``Standard Mail 
irregular parcels'' to read as follows:]

L009 Mixed ADCs--Periodicals, Package Services Flats and Irregular 
Parcels and Standard Mail Flats

    Mailers must use L009 to label mixed ADC bundles and sacks of 
Periodicals, Standard Mail, Bound Printed Matter, Media Mail, and 
Library Mail flats. Mailers also must use L009 to label mixed ADC 
bundles and sacks containing Periodicals irregular parcels and Bound 
Printer Matter irregular parcels.
* * * * *
    We will publish an appropriate amendment to 39 CFR Part 111 to 
reflect these changes.

Stanley F. Mires,
Chief Counsel, Legislative.
 [FR Doc. E9-7569 Filed 4-3-09; 8:45 am]
BILLING CODE 7710-12-P