### Application.of BEFORE THE DEPARTMENTOFTRANSPORTATION WASHINGTON, D.C.

SWISS GLOBAL AIR LINESAG ) ) 

### ) ) 

### for a foreign air carri.er permit purs11ant to 49\J.S.C. 

### § 41301 and for an ) Docket No. OST-2015- ) ) 

### exempti()n pursuant to 49 

# u.s.c. § 40109 )



### DATED: APPLICATION OF SWISS GLOBAL AIR LINES AG FORA FOREIGN AIR CARRIER PERMIT AND EXEMPTION

April 02,2015 Commu.nicationswith**r~spect** 

### to the above should be addressed to: Andreas Thurnheer Swiss Global AirLines AG Malzgasse 15, CH-4052 Basel Switzerland Phone: +41 44 564 00 00 Fax: +41 44 564 ·41 37 E-mail: europeanfleet@swiss.com

### :BEFORETHE DEPARTM.ENT OF TRANSPORTATION WASHINGTON, D.C.

**Applic~tion** 

### of SWISS GLOBAL AIR LINES AG 

### for a foreign air carrier permit pursuantto 49 U.S.C. 

### § 41301 

### and for an exemption pursuant to 49 U.S.C. 

### §40109 ) ) ) 

### ) 

### ) nocket No. OST-2015- ) 

### ) )



### APPLICATION OF SWISS GLOBAL AIR LINES AG FOR A FOREIGN AIR CARRIER PERMIT AND EXEMPTION SwissGlobal Air Lines AG d/b/a Swiss Global (Swiss Global), 

## a.carrierofSwitzerland, hereby applies for a foreign air carrierpermit and exemption (the Application)pursuant to 49 U.S.C. 

### §§ 41301

**;:~.nd.** 

### 40109, Part 211 ofthe Department's Economic Regulations (14 C.F.R. Part 211),

**Subpar~** 

### Band C ofthe Department's Rules ofPractice in Proceedings 

### (14 C.F.R. 

### §§ 302.201 and 302.301, 

### etseq.), and the Department's Streamlined Licensing Procedures (see 

### notice dated August 

### 23, 2005, Docket

### OST-2005-22228). Swiss Global is requesting a foreign air carrierpennit and exemption authorizing 

### it to provide scheduled and charter foreign air transportation ofpersons, propertyand mail from anypoint orpoints behind Sv,ritzerland, via any point or points in Switzerland and any intermediate points, to any point orpoints in the United States and :heyond. 1 

### Swiss Global V.rishesto begin marketing and ticketing its proposed service as soon as possible

**~nd** 

### respectfully requests that DOT act promptly on this application. Accordingly)
1 Swiss Global cucrently holds an exemption and statements ofauthorization permitting itto display the UA

## * designator code ofUnited Air Lines, Inc. on flights it operates on behalfofSwiss International Air Lines Ltd. between points in Switzerland and between points in Switzerland and points in third countries (See Notice ofAction Taken, January 31,2014, DOT-OST-2005-22725 and Department Action on Application, October 19,2005, DOTOST-2005-22464). 

### 2

### Swiss Global requests that the Department process this application pursuant to its Streamlined Licensing Procedures Notice and issue a single order: (1) granting the exemption authority sought herein for a period oftwo years, or until the Swiss Globa"l's requested foreign air carrier permitbecomes effective and (2) tentatively awarding Swiss Global a foreign air carrier permit under the ''show cause" procedures described in the Streamlined Licensing Procedures Notice. l. State the Name andaddress of the applicant, the .natw·e of its organization mid, 

## !f applicable, the name of 

## the countryunder (he laws of which 

## it is organized. 

### II1e complete name and address ofSwiss Global is as follows: Swiss Global Air Lines AG Malzgasse 15 CH-4052 Basel 

### Switzerland Swiss Global isorganized under the laws ofSwitzerland. 2. Name andofficial address of the govei11ineht

### airtransport i:mthm;ity hai•ilig regulatmy jurisdiction over applicant. 

### Swiss Global is subject to the regulatoryjurisdiction ofthe Governtnetit cif

### Switzerland and the Swiss Federal Office ofCivil Aviation (FOCA), located at: Federal Office ofCivil Aviation CH-3003 Bern 

### Switzerland 3. Statementof the authority requestedanda {iesr:riptlon oft he se.n>icesproposed. 

### Swiss Global requests that DOT issue it an exemption and foreign air carrierpermit authorizing it

### to engage in.**~chedulf!d** 

### and charter foreign air transportation ofpersons, property, and mail fron1 any point or points behind Switzerland, via: any point or points in Switzerland and any intermediate points, to any point or points in the United States and beyond to the full extent permitted by the Air Transport Agreement between the UnitedStates and the Swiss Confedet:ation,asamended June 21, 2010. Swiss Global phtl'ls to commen.ce nonstop service
3

### between Zurich, Switzerland (ZRH) and New York (JFK) pursuant to a wet-lease**~greement** 

### on behalfofSwiss International AirLines Ltd. (SWISS) 

### in early 2016. 

### Swiss Global and SWISS intend to beginmarketing this service once 

## all 1·equired governmetital approvals are in place. 4. Provide nqmes, addresses, andcitizenship of allDirectOI:'s, Qfficers, andKey Managqment Personnel. 

### The names, addresses, and citizenship ofall Directbrs,Officers, and 

### Key Management Personnel is attached as Exhibit 1. 

### None ofthe persons listed are related by blood or marriage. 5. Provide the namesandcitizenship of allpersons holding five [Jercem orinore of the capital stock or capitalof the applicant, alongwith the numberand perc:entage of shares heldbyeach. 

### Swiss Global is wholly owned and COJ1trolled by 

### SWISS, which is a corporation organized and operating under**th~** 

### laws of

### Switzerland.**~**

### WISS, in turn, is

### wholly owned by AirTrust AG; a financial holding company registered in Switzerhmd. 6. Does the ownership of applicant holdan interest in any other U.S. orforeign carrier, common carrier, or person engagedin the business of aeronautics? 

### SWISS holds an interest 

### in S"\\riss AviationSoftware Ltd. and Swiss AviationTraining Ltd., each ofwhich provide aerospace-related services to the airline industry. 7. Relationship between the applicant and ils homelandgovernment. 

### The Swiss government is not involved in the ownership, management, or operation of Swiss Global. 8. Applicant's insurance coverage

### meets or exc-eeds 

### the liability 

### limits of 14 C.F.R. Part 205. · 

### Swiss Global's liability insurance exc.e.eds the minimum**requirem~nts** 

### of 14 

### C.F.R. Part 205. 

### Swiss Global has attached as Exhibit 

### 2 a completed certificate ofinsurance (DOT Fo.rm 6411), 

### as required by 14 C.F.R. Part 205, 

### for the DepartmeJ:tt'S review. Swiss Global 

### will concurrently file the certificate with the FAA. 4

### 9. 

### Evidence o.[the applicant's homelandoperating authority. Swiss Global has an Air Operator Certificate and Operations Specifications issued by FOCA, which are attached for the Department's review as 

### Exhibit 3. l0. 

### Summary o.f applicant'soperating his/my. Swiss Global- known priorto February 

### 2, 20

### I 5 as Swiss European Air Lines Ltd.

- has been operatingregional wet-lease service onbehalfofSWJSS 

### since it was established 

### as a SWISS**sub~idiary** 

### carrier in 2005. Swiss Global provides regional service on behalfofSWISS with a fleet of AVRO 

### RJ 100 aircraft. SWISS and Swiss Global have decided to expand the scope oftheir**curr~nt** 

### wet-lease to include servicebetween Europe and the United States whereby Swiss Global willoperate flights on SWISS' behalfto New York 

### (JFK). 11. 

### List o.f aircrqft ownt(i. Swiss Global's fleet currently consists of 

### 18 AVRO 

### RJ 100 ain::raft that are operated on behalfofSWISS througho11t Europe. SWISS currently has nine Boeing B777-JOOER aircraft on order, the first ofwhich 

### is scheduled to be delivered to the carrier in January 

### 2016 and entered into commerCial service as early as February2016. Upon delivery, SWISS will dry le&se these aircraft

# to Swiss Global. The aircraft 

### Will be placed on Swiss Global's Operations Specifications and then operated to the United States

## on SWISS; behalfpursuant to a wet-lease**~greement.** 

### A complete list ofSwiss Global's aircraft, along with their registration marks, is attached as 

### Exhibit 4. 12. Srate 

### where andby whom

### the maintenance of the aircraji is or will 

### beper:formed. Maintenance ofS\\'iss Global's 

### B777 aircraft 

### Will be undertaken by SWISS. Switzerland is a contracting statetotheConvention ofInternational Civil Aviation (Chicago Convention) and



### 5

### observes all applicable ICAO standards. The equipment utilized to perform theseservices will be maintained by SWISS In accordance with all relevant lCAO annexes. 

## 13. Describe any**arrangement.~** 

### orcooperative workingarrangements that exist between the applicant anda U.S. or foreign cah·ier that wouldaffectthe proposedsen,ices. 

### As noted above Swiss Global currently has authority todisplay the UA*designator code ofUnited Air Lines, Inc. on flights 

### itoperates on behalfofSWISS between points in Switzerland and between**point~** 

### in Switzerland and points in third countries. All service provided under the SWISS/Swiss Global wet-lease agreement will, however, be held out in the name ofSWISS. SWISS, in turn, is a party to codeshare agreements with United Airlines, Edelweiss Air AG, and Lufthansa. These arrangements will 

### not affect the .services proposed in this application.2 

### 14. Financial data. 

### Swiss Global is financially qualified to providethe services at issue here. Details about its finances are being submitted tinder seal (ExhibitS) 

### along with a Motion for Confidential Treatment. These materials establish that Swiss Global meets and exceedsthe Department's financial fitness criteria. 

### 15. Arriount, typeandreasonforfinancialassistance receivedji·om ihe applicant's home count1y government, 

## if applicable. 

### SWiss Global does not**receiv~** 

### financial assistance from itshome country government. 

### 16. Estimate of total traffic and.finm1cial results of intendedservice.

2 Swiss Global will seek to amend its currentStatement ofAuthorization under separate coverto penn it it to display the UA* designator code on flights it operates to the United States on behalfofSWISS. 

### 6

### Swiss Global estimates that the total traffic and financial resUlts of

### the intended service wi11 

### be similar to those that currently exist for SWISS, as Swiss Global 

### will operate the same service on SWISS' l>ehalfpursuant to awet-lease agreement. 17. Justifications for grantingproposedair transportation services 

### Approval ofthis application is consistent with the Air Transport Agreement between the United States and the Swiss Confederation, as amended June 21, 2010, 

### whicl1 

### provides that Swiss carriers n1ay enter into coopet:ative agreements such as codeshare agreements and wet lease agteerilents with othH S'Viss carriers, U.S. carriers, and airlines ofthird countries. 3 

### 18. Policyof applicant's homelandwith respect to 

### ES. cai·rien; 'applications foi· scheduledandcharter authority. · 

### Opportunities for U.S. carriersto provide scheduled and charter service to Switzerland
are available pursuant to .theAirTransport Agreement between the United States and the Swiss Confederation, as amended June 21, 2010. 

### 19. Has applicaJil been involved in 

### anysafety or tariffviolations or fatal accidents in 

### the !(lst fiveyears? 

### Svviss Global has !lOt 

### been Involved in any safety violations or fatal 

### aircraft accidents within the last five years. 20. Sub1nission ofOSTForm 4523 (Waiverofliability limits under the Warsaw Convention), 

### Swiss Global submitted an OST Form 4523 to the Department in Docket OST-95-236. A 

### copy is also attached hereto as**E~bibit** 

### 6. 21. Attached

# as Exhibit 7 is a ver{fic(ltion statement, signed

### bySwiss Globalas required by 14 

### C.F.R. § 

### 2/1.11.

3 See Air Transport Agreement between the United States and the Swiss Confederation, as amended .iune 21, 20I0, Article 8(7). · · 

### 7

### Approval ofthis application is fully consistent with theprinciples ofthe Air Transport Agreement between the United States and the Swiss Confederation, as amended June 21, 2010. )3ased upon the information provided in this Application, issuance ofexemption authority 'will not constitute a "majorregulatory action" as .provided for in the Energy Policy and Conservation Act ofl975 and 14 C.P.R. Part313. WHEREFORE, Swiss Global respectfully requests that 

### it be granted an exemption and foreign air carrier permit to engage in scheduled and charter foreign air transportation ofpersons, property and mail asmore fully desqribed above. Swiss Global also requests expedited approval 

### ofthis application and any further that the Department may deem appropriate.

Dated: April 02, 2015 Respectfully 

# I,

Andreas Thurnheer Swiss Global Air Lines AG Malzgasse 15, CH-4052 Basel Switzerland Phone: +41 44 564 00 00 Fax: +41 44 564 41 37 E-maiI: europeanfleet@swiss.com



### 8

# Exhibit 1SwissGlobalAirLinesAG-ListofDirectors,Officers,andKeyManagementPersonnelNameTitleAddress(personal)Address(business)CitizenshipRainerHiltebrandChairmanofWinzerweg22SwissGlobalAirLinesLtdSwitzerlandtheBoardof8180BulachMalzgasse15,CH-4052BaselDirectors;SwitzerlandSwitzerlandAccountableManagerAndreasThurnheerHeadofSwissAdletshusen18SwissGlobalAirLinesLtdSwitzerlandGlobalAir8627GruningenMalzgasse15,CH-4052BaselLinesLtd.;SwitzerlandSwitzerlandHeadofFlightOperationsAlfredKambliDirector;HeadImLaubeggSwissGlobalAirLinesLtdSwitzerlandofContinuing8406WinterthurMalzgasse15,CH-4052BaselAirworthinessSwitzerlandSwitzerland

# Exhibit 2AGENCY DISPLAY OF ESTIMATED BURDEN The public reporting burden for this collection of information is estimated to average 30 minutes per response. Ifyou wish to comment on the accuracy ofthe estimate or make suggestions for reducing this burden, please direct your comments to: U.S. Department of Transportation, Office ofAviation Analysis, X-56, 400 

### ih St., SW, Washington D.C. 20590. According to the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number. Office ofthe Secretary ofTransportation NOTE: For information on where to file completed copies ofthis form, see FILING INSTRUCTIONS below.
FOREIGN AIR CARRIERS- CERTIFICATE OF INSURANCE POLICIES OF INSURANCE FOR AIRCRAFT ACCIDENT BODILY INJURY AND PROPERTY DAMAGE LIABILITY FILING INSTRUCTIONS: Independence Ave., SW., Washington, DC 20591. (See EXCEPTION below.) OMB No 2106-0030

EXCEPTION: If Section 2.A. is filled in because the insured is a Canadian CharterAir Taxi Operator, file an original ofthis form with the U.S. Department of Transportation, Special Authorities Division (X-46), 400 

### ih Street, SW, Washington, D.C. 20590 (Please type information, except signatures.) THIS CERTIFIES THAT: Allianz Global Corporate 

### &Specialty SE, KoeniginstraBe 28, 80802 Miinchen, Germany (Name of Insurer) has issued a policy or policies of Aircraft Liability Insurance to Swiss International Air Lines Ltd. & Swiss Global Air Lines Ltd. Malzgasse 15, CH-4052 Basei,Switzerland FAA Certificate Number UCSF983F (Name, address and FAA Certificate number of Insured Foreign Air Carrier) effective from 30th November 2014 until ten (1 0) days after written notice from the insurer or carrier ofthe intent to terminate coverage is received by the Department of Transportation. NOTE: Part 205 ofthe Department's Regulations does not allow for a predetermined termination date, and a certificate showing such a date is unacceptable. 1. The Insurer (Check One): D is licensed to issue aircraft insurance policies in the United States; x is licensed or approved by the government of Switzerland to issue aircraft insurance policies; or D is an approved surplus line insurer in the State(s) of 2. The insurer assumes, under the policy or policies listed below, aircraft accident liability insured to minimums at least equal to the following during operation, maintenance, or use of aircraft in "foreign air transportation" as that term is defined in 49 U.S.C. 40102. (Complete applicable section A B, orC below): A. CANADIAN CHARTER AIR TAXI OPERATORS WITH PART 294 AUTHORITY ONLY The aircraft covered by this policy have: (1) 30 or fewer passenger seats and a maximum payload capacity of 7,500 pounds or less; and/or (2) a maximum authorized takeoffweight on wheels of no more than 35,000 pounds. (Complete separate orcombined coverage as appropriate):
D Separate Coverages: PolicvNo. Minimum Limit Tvoe ofLiabilitv Each person Each Occurrence Combined Bodily Injury (Excluding Passengers other than cargo attendants) and Property Damage Liability $75,000 $2,000,000*(See note) Passenger Bodily Injury $75,000 $75,000 x 75% of total number of passenger seats installed in aircraft D Combined Coverage: This combined coverage is a single limit of liability for each occurrence at least equal to the required minimums stated above for bodily injury (excluding passengers), property damage, and passenger bodily injury. Policy No. Amount of Coverage U.S. Dollars D This policy covers CARGO operations onlyand excludes passenger liability insurance.
NOTE: If the aircraft covered by this policy have more than 30 passenger seats or more than a maximum payload capacity of 7,500 pounds, the minimum limit per occurrence shall be $20,000,000.

OST Form 6411B. FOREIGN AIR CARRIERS OPERATING SMALL AIRCRAFT The aircraft covered by this policy are SMALL AIRCRAFT (i.e., with 60 or fewer passenger seats or with a maximum payload capacity of 18,000 pounds or less). (Complete separate orcombined coverage as appropriate): 

### o Separate Coverages: Minimum Limit PolicvNo. Tvpe ofLiabilitv Each person Combined Bodily Injury (Excluding Passengers other than cargo attendants) and Property Damage Liability $300,000 Passenger Bodily Injury $300,000 Each Occurrence $2,000,000 $300,000 x 75% of total number of passenger seats installed in aircraft 

### o Combined Coverage: This combined coverage is a single limit of liability for each occurrence at least equal to the required minimums stated above for bodily injury (excluding passengers), property damaged, and passenger bodily injury. Policy No. Amount of Coverage U.S. Dollars 0 This policy covers CARGO operations onlyand excludes passenger liability insurance. C. FOREIGN AIR CARRIERS OPERATING LARGE AIRCRAFT The aircraft covered by this policy are LARGE AIRCRAFT (i.e., with more than 60 passenger seats orwith a maximum payload capacity of more than 18,000 pounds). (Complete separate orcombined coverage as appropriate): 0 Separate Coverages: Minimum Limit PolicvNo. Type ofLiabilitv Each person Each Occurrence Combined Bodily Injury (Excluding Passengers other than cargo attendants) and Property Damage Liability $300,000 $20,000,000 $300,000 

### x 75% of total number of passenger seats installed in aircraft Passenger Bodily Injury $300,000

x Combined Coverage: This combined coverage is a single limit of liability for each occurrence at least equal to the required minimums stated above for bodily injury (excluding passengers), property damage, and passenger bodily injury. Policy No. LU 50 07 4 in connection with Policy No. 20081266 Amount of Coverage: US Dollars as required by part 205
0 This policy covers CARGO operations onlyand excludes passenger liability insurance.
3. The policy or policies listed in this certificate insure(s) (Check One): Make and Model

x Operations conducted with all aircraft operated by the insured 0 Operations conducted with the following types of aircraft: 0 Operations with the following aircraft: (Use additional page if necessary)
4. Each policy listed in this certificate meets or exceeds the requirements in 14 CFR Part 205. 

### Allianz Global Corporate & 

### Specialty SE

(Name ofInsurer) (Address) (City, State, Zip Code) 

# fL-s



# ~ (Dr Theis) {Mal)

Oliver Blunk (Name ofBroker, ifapplicable) (Address) (City, State, Zip Code) FAA or Foreign Flag Registration No.

Contact (person who can verify the effectiveness ofthe coverage) (Officer orauthorized representative)
0049-89-3800-4243 I 0049-89-3800-467 4 (Area Code, Phone Number)
- (Area Code, Fax Number) (Area Code, Phone Number) (Area Code, Fax Number) (Signature, ifapplicable) (Signature) March 191 h 2015 (Date) (Date)

# Exhibit 3h--

**~.** Schweizerische Erdgerfossenschaft Confederation suisse Confederazlone Svlzzera Confederaziun ·svizra Swiss Confederation Federal Office-of Civil Aviation FOCA


# -AIR OPERATOR CERTIFICAT-E

··-- ._ _ (Approval schedule for air transport operators)

-

**·-~** 

### Types

# of operation:

**Comm~rcial** 

### air transport (CAT) 

### 0 Passengers; 

### 0 Cargo;

·-- -, -- 

### 0 Other. EDP

_,_, 

### Sy.'itzerland Federal Office of Civil Aviation FOCA AOC: CH.AOC.1044 Swiss Global Air Lines AG Operational points of contact: attachment to this document Malzgasse 15, CH-4052 Basel Contact details, atwhich Telephone: +41 44 5644280 operational management Fax: +41 44 564 4185 can be contacted without E-mail: undue delay, are listed in the OM-A Chapter 1. This certificate certifies that SwisS Global Air Lines AG is authorised to perform commercial air operations, as defined in the attached operations specifications, in accordance with the operations manual, Annex IV to Regulation (EC) No 216/2008 and its Implementing Rules. Date of issue:

**---~---**

**·--~~----"--~** 

## --- 18.02.2015 ·-

**~** ...



# ···~~ --

**--·---~-** 

# ---

**~-** ., (.1._0_·
__ ._-_--_-_-_--_-. ______.,.-..-- ;;> -"" 

### ----- 

### - Rol<:md Steiner 

# -

.........

**_~**__,,



# - - 

### Head of

--

- 

### Safety Division
- Fligpt 

### Operations

--·-- 

# -

Ue2Schw•'>Zer>scl>e E•dgcnossenschaft Confede• a1>on

**s~:•·;se**

**-confE,rl~?t** az1one Sn.zzer r1 ConfederdZiun svtzra



# OPERATIONS SPECIFICATIONS (subject to the approved conditions in the operations manual)
Issuing Authority Contact Det(lils Telephone: +41.58 465 

### 80 39/40 Email: SBJnfo@bazl.admin:ch AOC: CH.AOC.1044 **Oper;:~tor** Name: Swiss Global 

### Air Lines 

### AG Oba trading name: Date: 

### 18.02.2015 Fax: +41 58 465 80 32
Signature: rt.

**o'~tc;** ,.

**~** 

# /;;:::::/ /



# --~ 

# ...



# /y~·~

**~**

**~~'!!""~** Stephan Eder · Head of section Operations of Complex Airplanes Operations specifications: CH.OPSSPEC.1 044.RJ1 H Aircraft Model: Registr:ation Marks: Commerc.ial operations: Area of operation: SpeciaiiJmitatipns: Specific approvals: Dangerous goods Low Visibility Operations Take-off Approach and Landing

RVSM ETOPS

EASA Form 139lssue 2 BAE AVR0146RJ 

### 100 HB-IXO, HB-D<P; HB.:.IXQ, HB-IXS, HB-IXT, HB-IXU, HB-IXV, HB-IXW, HB-IXX, .HB-IYQ, HB-IYR, HB-IY$, HB-IYT, HB.;JYU,

**HB~IYV,** HB-IYW, HB-IYY HB-iYZ

between 

### 60 S and 90 

### N



### Yes No 

### Speclficatioil Remarks 

### 0 0


### 0 0 RVR: 125m 

### 0 

### 0 CAT I RVR: 550 

## m, DH: 200ft 

### 0 0 CAT II RVR 300m, DH: 100ft 

### 0 0 CAT lilA RVR: 200m, DH: 50ft 0 

### lt:1 CAT liiB RVR: [

...] m, DH: .,. ft ON/A 

### 0 

### 0 ji:! NiA 

### 0 0 Maximum .diversion time: [

...

### ]min, or 

### {
...1NM
CH.OPSSPEC,1044.RJ1H I Rev: 3 Page 1/25c h\>V21?er rstf1e Eldge-nossen)chaft Confedera110!l SU!YS.e (

**onfeclt~rdz!one** S.vl27£r1 d C

**onfedc~r~lznu)** sv,zra

Navigation specifications for PBN operations Minimum navigation performance specification Helicopter operations with the aid of nightvision imaging systems Helicopter hoist operations Helicopter emergency medical service operations Cabin crew training lss,ue of CC attestation Continuing airworthiness Other I

**EF~** Other 

### I Steep APCH

EASA Form 139 Issue 2 RNAV 1 (P-RNA V) 

### 0 0 RNAV 

### 5 (8-RNAV) RNP 1 

### 0 0 0 

### &:! 0 0 0 

### 0 0 0 

### 0 0 0 0 CH.MG.1044 EC2042/2003. Part M Subpart G 

### li:1 0 Class 2 TypeAlB 

### 0 0 5.5°

CH.OPSSPEC.l044.RJ1 H 1Re\t. 3 Page2/2

# Exhibit 4

## Swiss Global Air Lines AG

- List ofAircraft Aircraft Type Registration Country ofRegistration 

## MSN BAEAVRO 146RJ 1100 HB-IXO Switzerland E3284 BAE AVRO 146RJ 1100 HB-IXP Switzerland E3283 BAE AVRO 146RJ 1100 HB-IXQ Switzerland E3282 BAE AVRO 146RJ 1100 HB-IXS Switzerland E3280 BAE AVRO 146RJ 1100 HB-IXT Switzerland E3259 BAE AVRO 146RJ 1100 HB-IXU Switzerland E3276 BAE AVRO 146RJ 1100 HB-IXV Switzerland E3274 BAE AVRO 146RJ 1100 HB-IXW Switzerland E3272 BAE AVRO 146RJ 1100 HB-IXX Switzerland E3262 BAE AVRO 146RJ 1100 HB-IYQ Switzerland E3384 BAEAVRO 146RJ 1100 HB-IYR Switzerland E3382 BAE AVRO 146RJ 1100 HB-IYS Switzerland E3381 BAE AVRO 146RJ 1100 HB-IYT Switzerland E3380 BAE AVRO 146RJ 1100 HB-IYU Switzerland E3379 BAE AVRO 146RJ 1100 HB-IYV Switzerland E3377 BAEAVRO 146RJ 1100 HB-IYW Switzerland E3359 BAE AVRO 146RJ 1100 HB-IYY Switzerland E3339 BAEAVRO 146RJ 1100 HB-IYZ Switzerland E3338

# Exhibit 5

# Financial data is being submitted under seal along with a Motion for Confidential Treatment.

# Exhibit 6U.S. Department 

### ofTransportation Office oftile Secretary of Transportation 

## AGREEMENT Docket OST95·236

The undersigned earners (hereinafter referred to ·as "the Carriers•) herebyagree as follows: 

### 1. Each ofthe Carriers shall, effective 

### MaY 16,1966,Jni::ILide the following 

### In its conditions of carriage, including tariffs embodying condl(ions ofcarriage filed by it

### With any government "The Carrier shalt avail ltself·of !he limitation ofliability provided in tha Convention .fortile Unification of Certain Rules Relating 

## to lntematlonal Carriage byAir signed atWarsaw October 12th, 1929, 

### orprovided in the. said Convention as amended by tile Protocol§igned at The HafJUe September 2Bltj,. 1955. However, in accordance with Article 22(1) of said Convention, or said Convention as amended by said Protocol, the Carneragrees that; as to all international transportation by the Carrier as defined in the said Convention or said Conve:ntion as amended by said Protocol, which, according io the contract of Carriage:, includes a point in the United States ofAmerica as a point ofoiigin, point ofdestination, or agreed stopping place (1). · 

### TliA limit ofliability for eachpassenger for death, wounding, or other bodily injury shan be. the sum of

### us $75,ooo inclusrve oflegal fees. and costs, exceptthat; in case ofa claim broughtln a State where: provision is made for separate award of legal fees and. costs, the llf1lit shall be the SU£1l.Of US $58,'000 exclusive of legal fees and costs. {4} The Carrier shaU not, wilh.respect to any claim arising out ofthe death, wounding, or otiler bodlly injury ofa passenger, avair itse.lf ofany defense underArticle 20(1) of said Convention or said Convention as amended by said ProtocoL · Nothing herein shall be deemed io.affect the rights and l1abilities ofthe Carrier wlth regard to any da!m brought by, on behalf of, or in respect of any.person who has Willfully caused. damage which. resulted in death, wounding, or other bodily injury ofa passenger,• 2. Each Carriershall,**;:~!** the time ofdelive.ry ofthe ticket;furnish to !'l;:;ch passenger 111klose transportation is governed by the Convent!**or~,** orthe Convention as amended by the: Hague Protocol, and by the special contract described in paragraph 1, the following notice, Which sha:!l be printed in type at le:ast as .large as 1 0 pointmodem t}ipe and in ink contrasting wlth the stock on (i) each ticket; {ii) a piece ofpaper either placed in the ticket envelope with the ticket or atia.ched to the ticket; or {lii) on the ticket envetope: "ADVICE TO INTERNATIONAL PASSENGER ON LIMITATtON OF LIABILITY Passengers on ajoumey 

### involving an ultimate destination .or a stop in a country other ti-)an tile country of origin are advised thafthe provisions of a treaty known as the Warsaw Convention may be applicable to the entirejourney, including any portion**~tirely** within the country of origin or destination. Forsuch passengers on ajourney to,from, or with an agreed stopping place in .the United States of Amenca, 

### the Convention and special contraCts of.carnage embodied in applicabletariffs provide that the nabiHty of Jcertain

. 

### t

[{name ofcanier) and certain other] carriers parties to such special contracts for death ofor personaHnjury to passengers is ilmtted in most cases 

### t6 proven damages not to exceed US $75,000 perpassenger, and th§!tthis liability up to such limitshall not oepend on negligence 

## em the parfofthe carrier. Forsuch passengers traveling by a carrier not a party to .such special contracts or •on a journey not to, from, or having an. agreed stopping place In the United States ofAmerica, liability ofthe carrier for death or personal.irijury to passengers is fimited in most cases to approxtmately US $10,000 or US $20,000. The names of Carriers parties to such special cont.-acts are available: at ali ticketoffices of such carriers and may be .examined on request ;ll,dditional protection can usually.be obtained by purchasing insurance from a pfivate company. Such insurance is not**af~ected** byahy Jlmltation ofthe carrle(s liability underthe Warsaw Convention Drsuch special contracts of carriage. Forfurther information please consult your akline or

### insurance companyrepresentative." 3. [ft"tis Agreement was filed withthe Civil Aeronautics Board ofthe United States. The Board approved it byOrder**E~£3680,** adqpted May 13, i966. The Agreement (Agreement 18900) became effective May 16, 1966. On .January 1, 1985, this Agreement becamethe resportsibility of thl:l Department ofTransportatiort (DOT) by operation of law.j 4.. Thls Agreement may be signed in anynumberofcouhter:parts,·all ofwhich shall constitute one Agreement. Any Carrier may become a partyto this Agreement by signing a counterpart hereof and depositing it with DOTe.

. 5. Any C.ariierparty hereto m.aywlthdra.·wfrom ihisAgr·e·einentby giving twelve (1 

### Jmo. ··..•w:itten notice of vv!thdra. wal to DOT and the other Carriers parties to !he Agree.ment.
. . 

### I'

. ,1 

### tf.,**~;·** •**~Signature** and Dale) _,. ; , ./ T1,4;**~E\Wlr** altem::Jtfve may be used. .·. · . . Lf 5_. · - , ' {Printed Name and Title) 

### Anw:eas Thumheer,

### D1rector {Name and Address 

### otcamar)Swiss Global Air 

### Lines Ltd.. OST Form 4523 (Formerly CAB Form 263)

# Exhibit 7

### VERIFICATION

I have reviewed the documentation and information contained in the Swiss Global Air Lines AG Application for a Foreign Air Carrier Permit and Exemption Authorityand attest thatthe information and documentation are true to the best ofmy knowledge and belief. Executed onthis 02nd day ofApril, 2015.

Na111e; Andreas T nheer Title: Head ofSwiss Global Air Lines AG

## CERTIFICATE OF SERVICE I hereby certify that a true and correct copy ofthe foregoing was served by electronic mail this 7th day ofApril 2015 on the following: 

## TO COMPANY E-MAIL/ADDRESS 

## Thomas S. Engle U.S. Department ofState englets@state.gov 

## John S. Duncan Federal Aviation Admin. john.s.duncan@faa.gov 

## Dan Weiss United Air Lines, Inc. dan.weiss@united.com 

## Steve Morrissey steve.morrissey@}united.com 

## Sascha Van der Bellen Delta Air Lines, Inc. sascha.vanderbellen@delta.com 

## Chris Walker chris.walker@delta.com 

## Robert Wirick American Airlines, Inc. robert.wirick@aa.com 

## HowardKass howard.kass@aa.com 

## Bailey Leopard Federal Express gbleopard@fedex.com 

## Nancy Sparks nssparks@fedex.com 

## Anita Mosner Holland & 

### Knight anita.mosner@hklaw.com 

## Jennifer Nowak (United Parcel Service) jennifer.nowak@hklaw.com 

## Kevin Montgomery Polar Air Cargo kevin.montgomery@polaraircargo.co m Evergreen International Airlines charters@evergreenairlines.com 

## Stephen Lachter Astar 

## Air Cargo slachter@cozen.com 

## Russell E. Pommer Atlas Air, Inc. rpommer@atlasair.com 

## Robert Silverberg ABX 

## Air, Inc. rsilverberg@sgbdc.com