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| x |   | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
|---|--------|---------------------------------------------------------------------------------------------------|

| o |   | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
|---|--------|----------------------------------------------------------------------------------------------------|

| DELAWARE                                                      |   | 75-2926437                          |
|---------------------------------------------------------------|--------|-------------------------------------|
| (State or Other Jurisdiction ofIncorporation or Organization) |   | (I.R.S. EmployerIdentification No.) |

| Large accelerated filer o                |   | Accelerated filer x         |
|-----------------------------------------------|--------|----------------------------------|
|                                          |   |                             |
| Non-accelerated filer o                  |   | Smaller reporting company o |
| (Do not check if a smaller reporting company) |   |                             |

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| Exhibit No.                                                                                                                                                                                                         |   |  Description of Document                                                                                                                                             |
|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
|                                                                                                                                                                                                                |   |                                                                                                                                                                      |
| 31.1                                                                                                                                                                                                                |   | Certification of the Chief Executive Officer, President and Principal Executive Officer of Uni-Pixel, Inc., pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (1) |
| 31.2                                                                                                                                                                                                                |   | Certification of the Chief Financial Officer of Uni-Pixel, Inc., pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (1)                                            |
| 101.INS                                                                                                                                                                                                             |   | XBRL Instance Document (2)                                                                                                                                                |
| 101.SCH                                                                                                                                                                                                             |   | XBRL Taxonomy Extension Schema (2)                                                                                                                                        |
| 101.CAL                                                                                                                                                                                                             |   | XBRL Taxonomy Extension Calculation Linkbase (2)                                                                                                                          |
| 101.DEF                                                                                                                                                                                                             |   | XBRL Taxonomy Extension Definition Linkbase (2)                                                                                                                           |
| 101.LAB                                                                                                                                                                                                             |   | XBRL Taxonomy Extension Label Linkbase (2)                                                                                                                                |
| 101.PRE                                                                                                                                                                                                             |   | XBRL Taxonomy Extension Presentation Linkbase (2)                                                                                                                         |
|                                                                                                                                                                                                                |   |                                                                                                                                                                      |
|                                                                                                                                                                                                                |
|                                                                                                                                                                                                                |
| (1) Filed herewith                                                                                                                                                                                                  |
| (2) These exhibits were previously filed with the Uni-Pixel Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2015, filed with the Securities and Exchange Commission on November 2, 2015. |
|                                                                                                                                                                                                                |

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|                   | UNI-PIXEL, INC. |
|------------------------|----------------------|
|                   |                 |   |
|                   |                 |   |
| Date: November 5, 2015 |                 | By: | /s/ Jeff A. Hawthorne |   |
|                   |                 | Jeff A. Hawthorne, Chief Executive Officer and President |
|                   |                 |   |   |
|                   |                 | By: | /s/ Christine A. Russell |   |
|                   |                 |   | Christine A. Russell, Chief Financial Officer |
|                   |                 |   |   |

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