Exhibit 10.32


     


AMENDMENT NO. 5


 


TO


 


LOAN AND SECURITY AGREEMENT


 


THIS AMENDMENT NO. 5 (“Amendment No. 5”) is entered into as of January 1, 2007, by and among ROCKY BRANDS, INC. (formerly known as ROCKY SHOES & BOOTS, INC. and successor-in-interest by merger to EJ FOOTWEAR LLC), a corporation organized and existing under the laws of the State of Ohio, LIFESTYLE FOOTWEAR, INC., a corporation organized and existing under the laws of the State of Delaware, ROCKY BRANDS WHOLESALE LLC, a limited liability company organized and existing under the laws of the State of Delaware (formerly known as GEORGIA BOOT LLC and successor-in-interest by merger to GEORGIA BOOT PROPERTIES LLC, DURANGO BOOT COMPANY LLC and NORTHLAKE BOOT COMPANY LLC), ROCKY BRANDS RETAIL LLC, a limited
liability company organized and existing under the laws of the State of Delaware (formerly known as LEHIGH SAFETY SHOE CO. LLC and successor-in-interest by merger to LEHIGH SAFETY SHOE PROPERTIES LLC and HM LEHIGH SAFETY SHOE CO. LLC) (the foregoing entities, jointly and severally, “Borrower”), the financial institutions party thereto (each a “Lender” and collectively, the “Lenders”), and GMAC COMMERCIAL FINANCE LLC, as administrative agent and sole lead arranger for the Lenders (in such capacities, the “Agent”).


 


BACKGROUND


 


Borrowers, Agent and Lenders are parties to a Loan and Security Agreement dated as of January 6, 2005 (as amended by Amendment No. 1 to Loan and Security Agreement and Consent dated as of January 19, 2005, Amendment No. 2 to Loan and Security Agreement dated as of April 30, 2006, Amendment No. 3 to Loan and Security Agreement dated as of June 28, 2006, Amendment No. 4 to Loan and Security Agreement dated as of November 8, 2006 and as further amended, restated, supplemented or otherwise modified from time to time, the “Loan Agreement”) pursuant to which Agent and Lenders provide Borrowers with certain financial accommodations.


 


Borrowers have informed Agent and Lenders of the following mergers and name changes (the “Mergers and Reorganization”), each effective on or about the date hereof, and have requested Lenders to consent to the amendment and restatement of Schedules 4.1(A), 4.1(D), 4.1(Q), 4.1(R), 5.2(B), 6.1(K) and 6.1(Q) of the Loan Agreement which give effect to the Mergers and Reorganization (the “Revised Schedules”):  


 



	
  

	
·

	
EJ Footwear LLC will merge with and into Rocky Brands, Inc., whereby EJ Footwear LLC will cease to exist and Rocky Brands, Inc. will survive;








	
  

	
·

	
Georgia Boot Properties LLC, Durango Boot Company LLC and Northlake Boot Company LLC will merge with and into Georgia Boot LLC, whereby Georgia Boot Properties LLC, Durango Boot Company LLC and Northlake Boot Company LLC will cease to exist and Georgia Boot LLC, under the new name of Rocky Brands Wholesale LLC, will survive;







 




  





  











  






 



	
  

	
·

	
Lehigh Safety Shoe Properties LLC will merge with and into Lehigh Safety Shoe Co. LLC, whereby Lehigh Safety Shoe Properties LLC will cease to exist and Lehigh Safety Shoe Co. LLC will survive; and








	
  

	
·

	
HM Lehigh Safety Shoe Co. LLC will merge with and into Lehigh Safety Shoe Co. LLC, whereby HM Lehigh Safety Shoe Co. LLC will cease to exist and Lehigh Safety Shoe Co. LLC, under the new name of Rocky Brands Retail LLC, will survive.












Lenders have agreed to accept the Revised Schedules and effectuate such other modifications to the Loan Agreement on the terms and conditions set forth herein.


 


Borrowers have also requested Lenders to agree to make available LIBOR Loans of a duration of either one, two or three weeks, in each case, however, bearing interest as if the respective Interest Period was of a one month duration.  Lenders have agreed to this modification on the terms and conditions set forth herein.


 


NOW, THEREFORE, in consideration of any loan or advance or grant of credit heretofore or hereafter made to or for the account of Borrowers by Agent and Lenders, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto hereby agree as follows:


 


1.           Definitions.  All capitalized terms not otherwise defined herein shall have the meanings given to them in the Loan Agreement.


 


2.           Amendment to Loan Agreement.  Subject to satisfaction of the conditions precedent set forth in Section 3 below, the Loan Agreement is amended as follows:


 


(a)           The introductory paragraph to the Loan Agreement is hereby amended and restated as follows:


 


THIS AGREEMENT is dated as of January 6, 2005 and entered into among ROCKY BRANDS, INC. (formerly known as ROCKY SHOES & BOOTS, INC. and successor-in-interest by merger to EJ FOOTWEAR LLC), a corporation organized and existing under the laws of the State of Ohio (“Parent”), LIFESTYLE FOOTWEAR, INC., a corporation organized and existing under the laws of the State of Delaware, ROCKY BRANDS WHOLESALE LLC, a limited liability company organized and existing under the laws of the State of Delaware (formerly known as GEORGIA BOOT LLC and successor-in-interest by merger to GEORGIA BOOT PROPERTIES LLC, DURANGO BOOT COMPANY LLC and NORTHLAKE BOOT COMPANY LLC), ROCKY BRANDS RETAIL LLC, a limited liability
company organized and existing under the laws of the State of Delaware (formerly known as LEHIGH SAFETY SHOE CO. LLC and successor-in-interest by merger to LEHIGH SAFETY SHOE PROPERTIES LLC and HM LEHIGH SAFETY SHOE CO. LLC) (the foregoing entities, jointly and severally, as the context requires, “Borrower”), the financial institution(s) listed on the signature pages hereof and their respective successors and Eligible Assignees (each individually a “Lender” and collectively, “Lenders”), GMAC COMMERCIAL FINANCE LLC, a Delaware limited liability company (in its individual capacity, “GMAC CF”), as administrative agent and sole lead arranger for the Lenders (in such capacities, the “Agent”) and BANK OF AMERICA, N.A., as syndication agent (in such capacity, the “Syndication Agent”). 


 




  





2











  








(b)           The introductory paragraph to the definition of “Interest Period” appearing in Section 1.1 of the Loan Agreement is hereby amended and restated as follows:


 


“Interest Period” means, in connection with each LIBOR Loan, an interest period which Borrowing Agent shall elect to be applicable to such Loan, which Interest Period shall be either (a) a one (1), two (2), three (3), or six (6) month period or (b) a one (1), two (2) or three (3) week period; provided in each case that:


 


(c)           The introductory paragraph to the definition of “LIBOR” appearing in Section 1.1 of the Loan Agreement is hereby amended and restated as follows:


 


“LIBOR” means, for each Interest Period (provided that in the case of any Interest Period having a duration of one (1), two (2) or three (3) weeks, the Interest Period with respect thereto for purposes of this  definition of LIBOR shall mean one (1) month), a rate per annum equal to: 


 


(d)           Schedules 4.1(A), 4.1(D), 4.1(Q), 4.1(R), 5.2(B), 6.1(K) and 6.1(Q) of the Loan Agreement are hereby amended and restated by the corresponding Schedules to Amendment No. 5.


 


3.           Conditions of Effectiveness.  This Amendment No. 5 shall become effective upon satisfaction of the following conditions precedent:


 


(a)           Agent shall have received eight (8) copies of this Amendment No. 5 duly executed by each Borrower and each Lender;


 


(b)           Agent shall have received true and correct copies of all documents and certificates by and among Borrowers reflecting the Mergers and Reorganization and certified copies of all documentation issued by the Secretary of the State of Delaware, and, where applicable, the Secretary of the State of Ohio, relating thereto; and


 


(c)           Agent shall have received opinions of counsel from counsel to each Borrower in form and substance satisfactory to Agent with respect to the Mergers and Reorganization.


 


4.           Representations and Warranties.  Each Borrower hereby represents and warrants as follows:






  





3











  








(a)           This Amendment No. 5 and the Loan Agreement, as amended hereby, constitute legal, valid and binding obligations of Borrowers and are enforceable against each Borrower in accordance with their respective terms.


 


(b)           Upon the effectiveness of this Amendment No. 5, each Borrower hereby reaffirms all covenants, representations and warranties made in the Loan Agreement to the extent the same are not amended hereby, and agrees that all such covenants, representations and warranties shall be deemed to have been remade as of the effective date of this Amendment No. 5, except to the extent any such representation or warranty expressly relates to an earlier date.


 


(c)           No Event of Default or Default has occurred and is continuing or would exist after giving effect to this Amendment No. 5.


 


(d)           No Borrower has any defense, counterclaim or offset with respect to the Loan Agreement.


 


(e)           The issuance of this Amendment No. 5 is permitted pursuant to all applicable law and all material agreements, documents and instruments to which any Borrower is a party or by which any of their respective properties or assets are bound.


 


5.           Effect on the Loan Agreement.


 


(a)           Upon the effectiveness of Section 2 hereof, each reference in the Loan Agreement to “this Agreement,” “hereunder,” “hereof,” “herein” or words of like import shall mean and be a reference to the Loan Agreement as amended hereby.


 


(b)           Except as specifically amended herein, the Loan Agreement, and all other documents, instruments and agreements executed and/or delivered in connection therewith, shall remain in full force and effect, and are hereby ratified and confirmed.


 


(c)           The execution, delivery and effectiveness of this Amendment No. 5 shall not operate as a waiver of any right, power or remedy of Agent or Lenders, nor constitute a waiver of any provision of the Loan Agreement, or any other documents, instruments or agreements executed and/or delivered under or in connection therewith.


 


6.           Release.  Each Borrower hereby acknowledges and agrees that: (a) neither it nor any of its Affiliates has any claim or cause of action against Agent or any Lender (or any of their respective Affiliates, officers, directors, employees, attorneys, consultants or agents) and (b) Agent and each Lender has heretofore properly performed and satisfied in a timely manner all of its obligations to Borrowers under the Loan Agreement and the other Loan Documents.  Notwithstanding the foregoing, Agent and the Lenders wish (and Borrowers agree) to eliminate any
possibility that any past conditions, acts, omissions, events or circumstances would impair or otherwise adversely affect any of the Agent's and the Lenders' rights, interests, security and/or remedies under the Loan Agreement and the other Loan Documents.  Accordingly, for and in consideration of the agreements contained in this Amendment and other good and valuable consideration, each Borrower (for itself and its Affiliates and the successors, assigns, heirs and representatives of each of the foregoing) (collectively, the "Releasors") does hereby fully, finally, unconditionally and irrevocably release and forever discharge Agent and each Lender and each of their respective Affiliates, officers, directors, employees, attorneys, consultants and agents (collectively, the "Released Parties") from any and all debts, claims, obligations, damages, costs, attorneys' fees, suits, demands, liabilities, actions, proceedings and causes of action, in each case, whether known or unknown, contingent or fixed, direct or indirect, and of whatever nature or description, and whether in law or in equity, under contract, tort, statute or otherwise, which any Releasor has heretofore had or now or hereafter can, shall or may have against any Released Party by reason of any act, omission or thing whatsoever done or omitted to be done on or prior to the effective date of Amendment No. 5 arising out of, connected with or related in any way to this Amendment No. 5, the Loan Agreement or any other Loan Document, or any act, event or transaction related or attendant thereto, or the agreements of Agent or any Lender contained
therein, or the possession, use, operation or control of any of the assets of any Borrower, or the making of any Advance, or the management of such Advance or the Collateral.






  





4











  








7.           Governing Law.  This Amendment No. 5 shall be binding upon and inure to the benefit of the parties hereto and their respective successors and assigns and shall be governed by and construed in accordance with the laws of the State of New York.


 


8.           Headings.  Section headings in this Amendment No. 5 are included herein for convenience of reference only and shall not constitute a part of this Amendment No. 5 for any other purpose.


 


9.           Counterparts; Facsimile.  This Amendment No. 5 may be executed by the parties hereto in one or more counterparts, each of which shall be deemed an original and all of which when taken together shall constitute one and the same agreement.  Any signature delivered by a party by facsimile or electronic transmission (including in “pdf” format) shall be deemed to be an original signature hereto.


 


[BALANCE OF PAGE INTENTIONALLY LEFT BLANK]


 




  





5











  








IN WITNESS WHEREOF, this Amendment No. 5 has been duly executed as of the day and year first written above.


 



	
ROCKY BRANDS, INC.


	
LIFESTYLE FOOTWEAR, INC.


	
ROCKY BRANDS WHOLESALE LLC


	
ROCKY BRANDS RETAIL LLC


	  
	
By:

	
/s/ James E. McDonald


	
Name:

	
James E. McDonald


	
Title:

	
Chief Financial Officer of each of the


	  	
foregoing Borrowers


	  
	
GMAC COMMERCIAL FINANCE LLC


	  
	
By:

	
/s/ Thomas Brent


	
Name: Thomas Brent


	
Title:  Director


	  
	
BANK OF AMERICA, N.A.


	  
	
By:

	
/s/ William J. Wilson


	
Name: William J. Wilson


	
Title: Vice President


	  
	
CHARTER ONE BANK, N.A.


	  
	
By:

	
/s/ James G. Zamborsky


	
Name: James G. Zamborsky


	
Title: Vice President


	  
	
PNC BANK, NATIONAL ASSOCIATION


	  
	
By:

	
/s/ Peter Redington


	
Name: Peter Redington


	
Title: A.V.P.


	  
	
COMERICA BANK


	  
	
By:

	
/s/ Harold Dalton


	
Name: Harold Dalton


	
Title: Vice President











  





  











  








SCHEDULES TO AMENDMENT NO. 5 TO LOAN AND SECURITY AGREEMENT







Dated as of January 1, 2007








	
Schedule 4.1(A)

	
Organizational Schedule


	
Schedule 4.1(D)

	
Capitalization Schedule


	
Schedule 4.1(Q)

	
Properties Schedule


	
Schedule 4.1(R)

	
Intellectual Property Schedule


	
Schedule 5.2(B)

	
Permitted Liens Schedule


	
Schedule 6.1(K)

	
Deposit Accounts


	
Schedule 6.1(Q)

	
Names and Locations











  





  











  






  


SCHEDULE 4.1(A)







Organizational Schedule








	
Name

	  	
Principal Place of 


Business

	  	
 Qualified to do


Business

	  	
Subsidiaries


	
Rocky Brands, Inc., an Ohio corporation

	  	
39 East Canal Street


Nelsonville, OH 45764

	  	
OH and VA

	  	
Lifestyle Footwear, Inc.


Rocky Brands Wholesale LLC


Five Star Enterprises Ltd.


Rocky Canada, Inc.


Rocky Brands Retail LLC


 


	
Lifestyle Footwear, Inc., a Delaware corporation

	  	
Road 125 KM 3.8 BO Pueblo Industrial Park


Moca, PR  00676-0728

	  	
DE and Puerto Rico

	  	
None


 


 


 


	
Rocky Brands Wholesale LLC, a Delaware limited liability company


 

	  	
235 Noah Drive


Franklin, TN  37064

	  	
DE, GA, TN, NY, and OH

	  	
None


	
Rocky Brands Retail LLC, a Delaware limited liability company

	  	
120 Plaza Drive


Vestal, NY 13850


 

	  	
DE, KY, OH, NY, CA, MO, MI, NH, KS, SC, GA, PA, NC, LA, CO, IN, TX, TN, HI, WI, IL, FL, MN, UT, VA


 

	  	
None











  





  











  








SCHEDULE 4.1(D)







Capitalization Schedule







ROCKY BRANDS, INC. (formerly Rocky Shoes & Boots, Inc.)







Authorized:



	 	
1. 

	
250,000,000 shares of common stock, without par value








	 	
2. 

	
250,000 shares of voting preferred stock, without par value








	 	
3. 

	
250,000 shares of non-voting preferred stock, without par value, consisting of:








	
  

	
a.

	
125,000 shares of Series A Non-Voting Convertible Preferred Stock








	
  

	
b.

	
125,000 shares of Series B Junior Participating Cumulative Preferred Stock













Issued and Outstanding:  only common






 



Rocky has stock options issued and outstanding under:





	 	
1.

	
1992 Stock Option Plan








	 	
2.

	
1995 Amended and Restated Stock Option Plan








	 	
3.

	
2004 Stock Incentive Plan













As of September 30, 2006, 543,276 shares are issued and outstanding pursuant to option plans.







LIFESTYLE FOOTWEAR, INC.










Authorized:  3,000 shares of common stock, without par value




Issued and Outstanding:  2,000 shares to Rocky Brands, Inc. (formerly Rocky Shoes & Boots, Inc.), Replacement Certificate No. 3.





ROCKY CANADA, INC.










Authorized:  an unlimited number of common shares




Issued and Outstanding:  100 shares to Rocky Brands, Inc. (formerly Rocky Shoes & Boots, Inc.), Certificate No. 2 for 65 shares and Certificate No. 3 for 35 shares





FIVE STAR ENTERPRISES LTD.






 



Authorized:  900,000 shares of common stock, valued at One United States Dollar each




Issued and Outstanding:  5,000 shares to Rocky Brands, Inc. (formerly Rocky Shoes & Boots, Inc.), Replacement Certificate No. 6




ROCKY BRANDS WHOLESALE LLC (formerly Georgia Boot LLC prior to merger of Georgia Boot Properties LLC, Durango Boot Company LLC, and Northlake Boot Company LLC with and into Georgia Boot LLC, with name change to Rocky Brands Wholesale LLC)







Authorized:  100 Class A Common Units


Issued and Outstanding:  100 Class A Common Units to Rocky Brands, Inc. (formerly Rocky Shoes & Boots, Inc.), Certificate No. 2






  





  











  






 


ROCKY BRANDS RETAIL LLC (formerly Lehigh Safety Shoe Co. LLC prior to mergers of Lehigh Safety Shoe Properties LLC with and into Lehigh Safety Shoe Co. LLC and HM Lehigh Safety Shoe Co. LLC with and into Lehigh Safety Shoe Co. LLC, with name change to Rocky Brands Retail LLC)







Authorized:  100 Class A Common Units


Issued and Outstanding:  100 Class A Common Units to Rocky Brands, Inc. (formerly Rocky Shoes & Boots, Inc.), Certificate No. 1






  





  











  








 


SCHEDULE 4.1(Q)




 


Properties Schedule




 


A.           Rocky Brands, Inc. (formerly Rocky Shoes & Boots, Inc.)







1.           Owned Real Property







39 East Canal Street


Nelsonville, OH  45764


(mortgaged to General Electric Capital Business Asset Funding Corporation)








	
  

	
29 Fayette St.








	
  

	
Nelsonville, OH 45764












2.           Leased Real Property – None












B.           Lifestyle Footwear, Inc.







1.           Owned Real Property – None







2.           Leased Real Property







Road 125 KM 3.8 BO Pueblo Industrial Park


Moca, PR  00676-0728












C.           Rocky Brands Wholesale LLC (formerly Georgia Boot LLC)







1.           Owned Real Property







37601 Rocky Boots Way


Logan, OH  43138







2.           Leased Real Property







235 Noah Drive


Franklin, TN 37064


Office







Denver Merchandise Mart


451 East 58th Street


Showrooms 3529 & 4435


Denver, CO  80216












D.           Rocky Brands Retail LLC (formerly Lehigh Safety Shoe Co. LLC)







1.           Owned Real Property




 




  





  











  






 


45 East Canal Street


Nelsonville, OH 45764







901 Franklin Street E


Endicott, NY 13761







2.           Leased Real Property







120 Plaza Dr.


Vestal, NY


Office







12545 Laramie Avenue, Unit 11-B


Alsip, IL  60803







9038 N. IH-35, Suite A


Austin, TX  78753







5001 & 5021 West 161st Street


Brook Park, OH  44142







Unit E, 400 Northeast Dr.


Columbia, SC  29203







7250 Bandini Blvd., Unit 102


Commerce, CA  90040







4413 Empire Way


Westland Commerce Center II


Lansing, MI  48917







3890 Kipling, Unit K


Wheat Ridge, CO  80033







2945 S. Miami Blvd., Suite 120


Durham, NC  27703







Suite 103


Powerline Business Center


5601 N.W. 9th Avenue


Fort Lauderdale, FL  33309







284 South Colony Rd.


Route #5


Wallingford, CT  06492







1130 N. Nimitz  Highway, Suite A-122


Honolulu, HI  96817







5545 West Raymond Street, Suite C


Indianapolis, IN  46241









  





  











  






  


3103 Fern Valley Rd., Suite 103


Louisville, KY 40213







2885 Business Park Drive


Airport Business Park


Building E


Memphis, TN 38118







2415 Monroe Road


DePere, WI  54115







4250 44th Avenue, Suite 2


Moline, IL  61265







Three  Progress Avenue


Nashua, NH 03062







1412 Antioch Pike, Suite 101


Nashville, TN  37211







5610 Jefferson Highway, C-1


Elmwood Distribution Center


Elmwood, LA 70123







5952 Peachtree Industrial Blvd.


Suite 17


Norcross, GA  30071







7685 Currency Drive


Sand Lake Service Center 2


Orlando, FL  32809







4735 Campbell's Run Road, Space A


Pittsburgh, PA  15205







1331-1333 West 3300 South


West Valley City, UT 84119







1510 Montague Expressway


San Jose, CA  95131







Carr 887 km. 0.6 Victoria Industrial Park


Carolina Commercial Park, Puerto Rico 00987







10 Saratoga Avenue


South Glen Falls, NY  12803







13609 Lakefront Drive


Earth City, MO  63045


 




  





  











  






   


445 Etna Street, Suite 56, 57b


St. Paul, MN  55106







6103 E. Malloy Rd.


E. Syracuse, NY  13057







Corporex Plaza


3904 Corporex Park Drive


Suite 101A


Tampa, FL  33619







1927 S. West Street, Suite B


Wichita, KS  67213







34-23 38th Street


Long Island City, NY  11101







47 Bridge Street


Corning, NY  14830







Commercial Center


2229 E. Division


Arlington, TX  76011







1707 Center Street


Deer Park, TX  77536






  





  











  






    


SCHEDULE 4.1(R)







Intellectual Property Schedule







ROCKY BRANDS, INC. (formerly ROCKY SHOES & BOOTS, INC.)


FEDERAL TRADEMARK APPLICATIONS AND REGISTRATIONS








	
 


Mark

	 	
 


Serial. No./Reg. No.

	 	
 


Filing Date/Reg. Date

	 	
 


Comments


	
 


ALPHAFORCE

	 	
 


Ser. No. 78/098664


Reg. No. 2766744

	 	
 


Filed 12/17/01


Reg. 9/23/03

	 	  
	
 


AOG

	 	
 


Serial No. 75/010045


Reg. No. 2166173

	 	
 


Filed 10/24/95


Reg. 6/16/98

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


AQUA GUARD

	 	
 


Ser. No. 75/786424


Reg. No. 2538542

	 	
 


Filed 8/27/99


Reg. 2/12/02

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


BEAR CLAW

	 	
 


Ser. No. 74/662553


Reg. No. 1974865

	 	
 


Filed 4/18/95


Reg. 5/21/96

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


CAMO-TEK

	 	
 


Ser. No. 75/603250


Reg. No. 2534492

	 	
 


Filed 12/10/98


Reg. 1/29/02

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


CORNSTALKERS

	 	
 


Ser. No. 74/541038


Reg. No. 1897612

	 	
 


Filed 6/22/94


Reg. 6/6/95

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


DESIGN (Boot)

	 	
 


Ser. No. 78/520734


Reg. No. 3057432

	 	
 


Filed 11/22/04


Reg. 2/7/06

	 	  
	
 


DURANGO MUSTANG

	 	
 


Ser. No. 77/054878

	 	
 


Filed 12/1/06

	 	  
	
 


FIRSTMED

	 	
 


Ser. No. 76/109464


Reg. No. 2595571

	 	
 


Filed 8/15/00


Reg. 7/16/02

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


FORMZ

	 	
 


Ser. No. 75/674579


Reg. No. 2466342

	 	
 


Filed 4/5/99


Reg. 7/3/01

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


G (Stylized)


 

	 	
 


Ser. No. 76/182533


Reg. No. 2967416

	 	
 


Filed 12/18/00


Reg. 7/12/05

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


GATES (Stylized)

	 	
 


Ser. No. 73/464729


Reg. No. 1319524

	 	
 


Filed 2/8/84


Reg. 2/12/85

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05











  





  











  






   



	
 


Mark

	 	
 


Serial. No./Reg. No.

	 	
 


Filing Date/Reg. Date

	 	
 


Comments


	
 


GATES (stylized)

	 	
 


Ser. No. 76/186743


Reg. No. 2743239

	 	
 


Filed 12/27/00


Reg. 7/29/03

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


GATES GLOVES

	 	
 


Ser. No. 73/194276


Reg. No. 1174311

	 	
 


Filed 11/22/78


Reg 10/20/81

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


GATES LITE (stylized)

	 	
 


Ser. No. 73/606294


Reg. No. 1439249

	 	
 


Filed 6/25/86


Reg. 5/12/87

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


GATES ULTRA LITE (stylized)

	 	
 


Ser. No. 73/778191


Reg. No. 1558154

	 	
 


Filed 2/2/89


Reg. 9/26/89

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


INTER-FLEX

	 	
 


Ser. No. 78/655300

	 	
 


Filed 6/21/05

	 	  
	
 


INTER FLX

	 	
 


Ser. No. 78/720437

	 	
 


Filed 9/26/05

	 	  
	
 


LONGBEARD

	 	
 


Ser. No. 75/566549


Reg. No. 2515692

	 	
 


Filed 10/5/98


Reg. 12/4/01

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


PRO-HIKER

	 	
 


Ser. No. 78/471685


 

	 	
 


Filed 8/23/04


 

	 	
 


Assigned to GMAC Financial, LLC 2/2/05


	
 


PROHUNTER

	 	
 


Ser. No. 75/533954


Reg. No. 2820566

	 	
 


Filed 8/10/98


Reg. 3/9/04

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


PROHUNTER

	 	
 


Ser. No. 77/022459

	 	
 


Filed 10/17/06

	 	  
	
 


ROCKY

	 	
 


Ser. No. 73/797529


Reg. No. 1577871

	 	
 


Filed 5/1/89


Reg. 1/16/90

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


ROCKY


and Design

	 	
 


Ser. No. 75/670045


Reg. No. 2538870

	 	
 


Filed 3/29/99


Reg. 2/19/02

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


ROCKY


and Design

	 	
 


Ser. No. 75/671246


Reg. No. 2538872

	 	
 


Filed 3/29/99


Reg. 2/19/02

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


ROCKY


and Design

	 	
 


Ser. No. 76/519218


Reg. No. 2898894

	 	
 


Filed 5/19/03


Reg. 11/2/04

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


ROCKY 911 SERIES


 

	 	
 


Ser. No. 74/073129


Reg. No. 3132278

	 	
 


Filed 4/14/05


Reg. 8/22/06

	 	  
	
 


ROCKY BOOTS


and Design

	 	
 


Ser. No. 73/313429


Reg. No. 1313519

	 	
 


Filed 6/5/81


Reg. 1/8/85

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05












 




  





  











  









	
 


Mark

	 	
 


Serial. No./Reg. No.

	 	
 


Filing Date/Reg. Date

	 	
 


Comments


	
 


ROCKY and Design

	 	
 


Ser. No. 75/977717


Reg. No. 2200673

	 	
 


Filed 5/15/95


Reg. 10/27/98

	 	
 


Assigned to GMAC Business Credit, LLC 9/26/00


	
 


ROCKY ELMINATOR

	 	
 


Ser. No. 76/111663


Reg. No. 2587482

	 	
 


Filed 8/17/00


Reg. 7/2/02

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


SAWBLADE

	 	
 


Ser. No. 78/086747


Reg. No. 2730726

	 	
 


Filed 10/3/01


Reg. 6/24/03

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


SILENTHUNTER

	 	
 


Ser. No. 78/135127


Reg. No. 2982826

	 	
 


Filed 6/12/02


Reg. 8/9/05

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


SILENTHUNTER

	 	
 


Ser. No. 75/566533


Reg. No. 2553070

	 	
 


Filed 10/5/98


Reg. 3/26/02

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


SMART GLOVE BY GATES

	 	
 


Ser. No. 76/345733

	 	
 


Filed 12/4/01

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


SNOW STALKER

	 	
 


Ser. No. 74/663746


Reg. No. 1955171

	 	
 


Filed 4/20/95


Reg. 2/6/96

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


STALKERS

	 	
 


Ser. No. 74/541039


Reg. No. 1975747

	 	
 


Filed 6/22/94


Reg. 5/28/96

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


TAC•TEAM

	 	
 


Ser. No. 75/565836


Reg. No. 2307328

	 	
 


Filed 10/6/98


Reg. 1/11/00

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


TECHNO-RIDE

	 	
 


Ser. No. 77/002482

	 	
 


Filed 9/19/06

	 	  
	
 


TRAILBLADE

	 	
 


Ser. No. 78/720442

	 	
 


Filed 9/26/05

	 	  
	
 


TRIAD (stylized)

	 	
 


Ser. No. 73/720906


Reg. No. 1537440

	 	
 


Filed 4/7/88


Reg. 5/2/89

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


WILD WOLF

	 	
 


Ser. No. 78/079724


Reg. No. 2642990

	 	
 


Filed 8/17/01


Reg. 10/29/02

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


WILD WOLF

	 	
 


Ser. No. 78/079843


Reg. No. 2760278

	 	
 


Filed 8/17/01


Reg. 9/2/03

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


WOODS N'WORK

	 	
 


Ser. No. 77/048951

	 	
 


Filed 11/21/06

	 	  
	
 


WORKSMART

	 	
 


Ser. No. 77/030309

	 	
 


Filed 10/26/06

	 	  
	
 


XSP

	 	
 


Ser. No. 78/647155

	 	
 


Filed 6/9/05

	 	  









  





  











  






     


ROCKY BRANDS, INC. (formerly ROCKY SHOES & BOOTS, INC.)


FEDERAL PATENTS AND PATENT APPLICATIONS








	
 


Title

	 	
 


Patent No.

	 	
 


Issue Date

	 	
 


Exp


Date

	 	
 


App.


”No.

	 	
 


Filing Date


	
 


WATERPROOF FOOTWEAR LINER AND METHOD OF MAKING THE SAME


Inventors:  Allen G. Sheets, Richard Finney

	 	  	 	  	 	  	 	
 


10/237001

	 	
 


9/6/02


	
 


FOOTWEAR SOLE WITH INTEGRAL DISPLAY ELEMENT


Inventors:  Mike Brooks, Allen G. Sheets

	 	
 


6539646

	 	
 


4/1/03

	 	
 


1/11/21

	 	
 


09/758583

	 	
 


1/11/01


	
 


WATERPROOF FOOTWEAR LINER AND METHOD OF MAKING SAME


Inventors:  Allen G. Sheets, Richard Finney

	 	
 


6446360

	 	
 


9/10/02

	 	
 


4/9/21

	 	
 


09/829422

	 	
 


4/9/01


	
 


PACK BOOT WITH RETRACTABLE CRAMPONS


Inventor:  Sang Rok Seo

	 	
 


6360455

	 	
 


3/26/02

	 	
 


5/12/20

	 	
 


09/569643

	 	
 


5/12/00


	
 


WATERPROOF BREATHABLE GLOVES


Inventors:  Chuck Dinatale

	 	
 


5682613

	 	
 


11/4/97

	 	
 


7/25/17

	 	
 


08/279958

	 	
 


7/25/94


	
 


SHOE SOLE (impact pod)


Inventor:  Mark Recchi

	 	
 


D507398S

	 	
 


7/19/05

	 	
 


7/19/19

	 	
 


29/205245

	 	
 


5/11/04


	
 


SHOE SOLE (retr)


Inventor:  Mark Recchi

	 	
 


D509346S

	 	
 


9/13/05

	 	
 


9/13/19

	 	
 


29/185759

	 	
 


7/1/03


	
 


SHOE SOLE (rk-v)


Inventor:  Mark Recchi

	 	
 


D507694S

	 	
 


7/26/05

	 	
 


7/26/19

	 	
 


29/185757

	 	
 


7/1/03


	
 


SHOE SOLE (ventor)


Inventor:  Mark Recchi

	 	
 


D498350

	 	
 


11/16/04

	 	
 


11/16/18

	 	
 


29/185801

	 	
 


7/1/03







    




  





  











  






 



	
 


Title

	 	
 


Patent No.

	 	
 


Issue Date

	 	
 


Exp


Date

	 	
 


App.


No.

	 	
 


Filing Date


	
 


SHOE SOLE (rkt)


Inventor:  Mark Recchi

	 	
 


D498042

	 	
 


11/9/04

	 	
 


11/9/18

	 	
 


29/185758

	 	
 


7/1/03


	
 


SHOE SOLE (rk-z)


Inventor:  Mark Recchi

	 	
 


D495476

	 	
 


9/7/04

	 	
 


9/7/18

	 	
 


29/193649

	 	
 


11/12/03


	
 


SHOE SOLE (rk/ac)


Inventor:  Mark Recchi

	 	
 


D489884

	 	
 


5/18/04

	 	
 


5/18/18

	 	
 


29/181678

	 	
 


5/14/03


	
 


SHOE SOLE (polar trac)


Inventor:  Mark Recchi

	 	
 


D489881

	 	
 


5/18/04

	 	
 


5/18/18

	 	
 


29/185794

	 	
 


7/1/03


	
 


SOLE SOLE (sawblade)


Inventor:  Mark Recchi

	 	
 


D478714

	 	
 


8/26/03

	 	
 


8/26/17

	 	
 


29/157533

	 	
 


3/21/02


	
 


SHOE SOLE


Inventor:  Mark Recchi

	 	
 


D474586

	 	
 


5/20/03

	 	
 


5/20/17

	 	
 


29/163315

	 	
 


7/2/02


	
 


SHOE SOLE (rkl outsole)


Inventor:  Mark Recchi

	 	
 


D471696

	 	
 


3/18/03

	 	
 


3/18/17

	 	
 


29/156225

	 	
 


2/26/02


	
 


SHOE SOLE (bobcat outsole)


Inventors:  Mark Recchi, Allen Sheets

	 	
 


D468517

	 	
 


1/14/03

	 	
 


1/14/17

	 	
 


29/156224

	 	
 


2/26/02


	
 


SHOE SOLE (knobby outsole)


Inventors:  Mark Recchi, Allen Sheets

	 	
 


D468081

	 	
 


1/7/03

	 	
 


1/7/17

	 	
 


29/156254

	 	
 


2/26/02


	
 


SHOE UPPER (7590)


Inventors:  Richard Finney

	 	
 


D467715

	 	
 


12/31/02

	 	
 


12/31/16

	 	
 


29/149427

	 	
 


10/10/01


	
 


SHOE SOLE


Inventors:  Jamie Zimmer, Allen Sheets

	 	
 


D448147

	 	
 


9/25/01

	 	
 


9/25/15

	 	
 


29/136811

	 	
 


2/7/01


	
 


BOOT UPPER WITH DETACHABLE HOLSTER


Inventors:  James R. Carey, Charles S. Brooks

	 	
 


D447619

	 	
 


9/11/01

	 	
 


9/11/15

	 	
 


29/130656

	 	
 


10/4/00


	
 


SHOE UPPER


Inventors:  Denis Norton, Diana A. Wurfbain

	 	
 


D424797

	 	
 


5/16/00

	 	
 


5/16/14

	 	
 


29/092425

	 	
 


8/19/98









 




  





  











  








 



	
 


Title

	 	
 


Patent No.

	 	
 


Issue Date

	 	
 


Exp


Date

	 	
 


App.


No.

	 	
 


Filing Date


	
 


SHOE UPPER


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D422783

	 	
 


4/18/00

	 	
 


4/18/14

	 	
 


29/098204

	 	
 


12/23/98


	
 


SHOE SOLE


Inventors:  Denis Norton, Diana A. Wurfbain

	 	
 


D412777

	 	
 


8/17/99

	 	
 


8/17/13

	 	
 


29/092423

	 	
 


8/19/98


	
 


SHOE UPPER


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D410141

	 	
 


5/25/99

	 	
 


5/25/13

	 	
 


29/080764

	 	
 


12/15/97


	
 


SHOE UPPER (7258)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D407198

	 	
 


3/30/99

	 	
 


3/30/13

	 	
 


29/080749

	 	
 


12/15/97


	
 


SHOE UPPER (7562)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D407197

	 	
 


3/30/99

	 	
 


3/30/13

	 	
 


29/077174

	 	
 


9/29/97


	
 


SHOE UPPER (911-139)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D407196

	 	
 


3/30/99

	 	
 


3/30/13

	 	
 


29/077173

	 	
 


9/29/97


	
 


SHOE SOLE (prohunter)


Inventors:  Denis Norton, Diana A. Wurfbain

	 	
 


D402798

	 	
 


12/22/98

	 	
 


12/22/12

	 	
 


29/084098

	 	
 


2/24/98


	
 


SHOE UPPER (844)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D402099

	 	
 


12/8/98

	 	
 


12/8/12

	 	
 


29/077188

	 	
 


9/29/97


	
 


SHOE SOLE (bear claw)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D401746

	 	
 


12/1/98

	 	
 


12/1/12

	 	
 


29/058393

	 	
 


8/14/96


	
 


SHOE UPPER (8444)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D401401

	 	
 


11/24/98

	 	
 


11/24/12

	 	
 


29/077641

	 	
 


9/29/97











  





  











  









	
 


Title

	 	
 


Patent No.

	 	
 


Issue Date

	 	
 


Exp


Date

	 	
 


App.


No.

	 	
 


Filing Date


	
 


SHOE UPPER (9163)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D401400

	 	
 


11/24/98

	 	
 


11/24/12

	 	
 


29/077187

	 	
 


9/29/97


	
 


SHOE UPPER (1761)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D400699

	 	
 


11/10/98

	 	
 


11/10/12

	 	
 


29/073407

	 	
 


7/8/97


	
 


SHOE SOLE (alpha)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D395742

	 	
 


7/7/98

	 	
 


7/7/12

	 	
 


29/054776

	 	
 


5/21/96


	
 


SHOE SOLE (tuff terrainer)


Inventors:  Diana A. Wurfbain, Theodore A. Kastner

	 	
 


D394542

	 	
 


5/26/98

	 	
 


5/26/12

	 	
 


29/054777

	 	
 


5/21/96


	
 


SHOE UPPER


(winter trails nylon)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D386294

	 	
 


11/18/97

	 	
 


11/18/11

	 	
 


29/055442

	 	
 


6/4/96


	
 


SHOE UPPER


(winter trails propex)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D386293

	 	
 


11/18/97

	 	
 


11/18/11

	 	
 


29/055441

	 	
 


6/4/96


	
 


SHOE UPPER


(winter trails leather)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D386292

	 	
 


11/18/97

	 	
 


11/18/11

	 	
 


29/055440

	 	
 


6/4/96


	
 


SHOE UPPER


(winter trails eco pile)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D385992

	 	
 


11/11/97

	 	
 


11/11/11

	 	
 


29/055444

	 	
 


6/4/96


	
 


SHOE UPPER (outback sizzler)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D385991

	 	
 


11/11/97

	 	
 


11/11/11

	 	
 


29/055443

	 	
 


6/4/96







   




  





  











  









	
 


Title

	 	
 


Patent No.

	 	
 


Issue Date

	 	
 


Exp


Date

	 	
 


App.


No.

	 	
 


Filing Date


	
 


SHOE UPPER (tuff terrainer)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D384195

	 	
 


9/30/97

	 	
 


9/30/11

	 	
 


29/054747

	 	
 


5/21/96


	
 


SHOE UPPER


(tuff terrainer oxford)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D380891

	 	
 


7/15/97

	 	
 


7/15/11

	 	
 


29/054739

	 	
 


5/21/96


	
 


SHOE UPPER (alpha boot)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D380599

	 	
 


7/8/97

	 	
 


7/8/11

	 	
 


29/054748

	 	
 


5/21/96


	
 


SHOE UPPER


(stalker expedition)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D380598

	 	
 


7/8/97

	 	
 


7/8/11

	 	
 


29/054742

	 	
 


5/21/96


	
 


SHOE UPPER (prof demi boot)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D380597

	 	
 


7/8/97

	 	
 


7/8/11

	 	
 


29/054740

	 	
 


5/21/96


	
 


SHOE UPPER (outback oxford)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D380596

	 	
 


7/8/97

	 	
 


7/8/11

	 	
 


29/054741

	 	
 


5/21/96


	
 


SHOE UPPER


(snow stalker extreme)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D376684

	 	
 


12/24/96

	 	
 


12/24/10

	 	
 


29/035556

	 	
 


3/2/95


	
 


SHOE UPPER


(snow stalker hunter)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D369019

	 	
 


4/23/96

	 	
 


4/23/10

	 	
 


29/035560

	 	
 


3/2/95







 




  





  











  






   



	
 


Title

	 	
 


Patent No.

	 	
 


Issue Date

	 	
 


Exp


Date

	 	
 


App.


No.

	 	
 


Filing Date


	
 


SHOE UPPER (winter trails)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D369018

	 	
 


4/23/96

	 	
 


4/23/10

	 	
 


29/035559

	 	
 


3/2/95


	
 


SHOE UPPER (snow stalker)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D368797

	 	
 


4/16/96

	 	
 


4/16/10

	 	
 


29/035563

	 	
 


3/2/95


	
 


SHOE UPPER (super stalker)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D368361

	 	
 


4/2/96

	 	
 


4/2/10

	 	
 


29/029890

	 	
 


10/18/94


	
 


SHOE UPPER (the brute)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D367354

	 	
 


2/27/96

	 	
 


2/27/10

	 	
 


29/031067

	 	
 


11/16/94


	
 


SHOE UPPER (outback khaki)


Inventors:  Mike Brooks, Edgar H. Simpson, Theodore A. Kastner, Diana A. Wurfbain

	 	
 


D367165

	 	
 


2/20/96

	 	
 


2/20/10

	 	
 


29/031068

	 	
 


11/16/94

















ROCKY BRANDS, INC. (formerly ROCKY SHOES & BOOTS, INC.)


FEDERAL COPYRIGHT APPLICATIONS AND REGISTRATIONS








	
 


Title of Work

	 	
 


Reg. No.

	 	
 


Reg. Date

	 	
 


Comments


	
 


Rocky Ram

	 	
 


VA-810-954

	 	
 


8/26/96

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


Rocky Shoes & Boots Partnering for Wildlife Conservation

	 	
 


VA 1-239-611

	 	
 


7/28/03

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05











  





  











  








ROCKY BRANDS, INC. (formerly EJ FOOTWEAR LLC)


FEDERAL TRADEMARK APPLICATIONS AND REGISTRATIONS








	
 


Mark

	 	
 


Serial. No./Reg. No.

	 	
 


Filing Date/Reg. Date

	 	
 


Comments


	
 


ADVANTA-FLEX

	 	
 


Ser. No. 76/435112


Reg. No. 2783005

	 	
 


Filed 7/29/02


Reg 11/11/03

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


ASTRO


and Design

	 	
 


Ser. No. 72/301213


Reg. No. 862801

	 	
 


Filed 6/24/68


Reg 12/31/68

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


BARCLAY (stylized)

	 	
 


Ser. No. 71/550334


Reg. No. 516495

	 	
 


Filed 2/21/48


Reg 10/18/49

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


BEACON STRATEGIC RESOURCING

	 	
 


Ser. No. 76/362852


Reg. No. 2759986

	 	
 


Filed 1/24/02


Reg 9/2/03

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


BOOTS UNLIMITED

	 	
 


Ser. No. 76/203030


Reg. No. 2515098

	 	
 


Filed 1/31/01


Reg 12/4/01

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


CHIEFTAN

	 	
 


Ser. No. 72/248946


Reg. No. 831865

	 	
 


Filed 6/27/66


Reg 7/11/67

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


COOL NOTES (stylized)

	 	
 


Ser. No. 72/245916


Reg. No. 826943

	 	
 


Filed 5/18/66


Reg 4/4/67

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


EJ


and Design

	 	
 


Ser. No. 73/742972


Reg. No. 1530972

	 	
 


Filed 7/29/88


Reg 3/21/89

	 	
 


Assigned from Endicott Johnson Corporation 7/11/00


	
 


FARM MASTERS

	 	
 


Ser. No. 73/365988


Reg. No. 1250453

	 	
 


Filed 5/24/82


Reg 9/6/83

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


FLX-POINT

	 	
 


Ser. No. 76/470052


Reg. No. 2789949

	 	
 


Filed 11/25/02


Reg 12/2/03

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


PARACORD (stylized)

	 	
 


Ser. No. 71/277699


Reg. No. 256338

	 	
 


Filed 1/8/29


Reg 5/14/29

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


PARACREPE (stylized)

	 	
 


Ser. No. 71/225084


Reg. No. 212124

	 	
 


Filed 12/23/25


Reg 4/27/26

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


PONDEROSA

	 	
 


Ser. No. 72/189568


Reg. No. 781810

	 	
 


Filed 3/25/64


Reg 12/15/64

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05







 




  





  











  






 



	
 


Mark

	 	
 


Serial. No./Reg. No.

	 	
 


Filing Date/Reg. Date

	 	
 


Comments


	
 


SIGNATURE TOUR QUALITY FOOTWEAR


and Design

	 	
 


Ser. No. 73/678670


Reg. No. 1504024

	 	
 


Filed 8/17/87


Reg 9/13/88

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


SPORTSET

	 	
 


Ser. No. 72/289087


Reg. No. 871822

	 	
 


Filed 1/18/68


Reg 6/24/69

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


TORQUE SUSPENSION SYSTEM

	 	
 


Ser. No. 76/478609


Reg. No. 2801594

	 	
 


Filed 12/27/02


Reg 12/30/03

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


TRAIL KING

	 	
 


Ser. No. 72/306050


Reg. No. 873081

	 	
 


Filed 8/27/68


Reg 7/15/69

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05









ROCKY BRANDS, INC. (formerly EJ FOOTWEAR LLC)


FEDERAL PATENTS AND PATENT APPLICATIONS








	
 


Title

	 	
 


Patent No.

	 	
 


Issue Date

	 	
 


Exp


Date

	 	
 


App.


No.

	 	
 


Filing Date


	
 


OUTSOLE


Inventor:  Jeffrey Raymond Rake

	 	
 


D447856

	 	
 


9/18/01

	 	
 


9/18/15

	 	
 


29/982

	 	
 


1/22/01







   


ROCKY BRANDS WHOLESALE LLC (formerly GEORGIA BOOT LLC)


FEDERAL TRADEMARK APPLICATIONS AND REGISTRATIONS








	
 


Mark

	 	
 


Serial. No./Reg. No.

	 	
 


Filing Date/Reg. Date

	 	
 


Comments


	
 


ARCTIC TOE

	 	
 


Ser. No. 76/212102


Reg. No. 2664307

	 	
 


Filed 2/20/01


Reg 12/17/02

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


BARNSTORMERS


and Design

	 	
 


Ser. No. 75/605525


Reg. No. 2421991

	 	
 


Filed 12/7/98


Reg 1/16/01

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


CLIMATRAC


 

	 	
 


Ser. No. 76/579105


Reg. No. 2978004

	 	
 


Filed 3/4/04


Reg. 7/26/05

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


COMFORT CORE

	 	
 


Ser. No. 74/175689


Reg. No. 1689129

	 	
 


Filed 6/13/91


Reg 5/26/92

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05











  





  











  









	
 


Mark

	 	
 


Serial. No./Reg. No.

	 	
 


Filing Date/Reg. Date

	 	
 


Comments


	
 


CONSTRUX

	 	
 


Ser. No. 76/606797


 

	 	
 


Filed 8/10/04


 

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


D.TECH


(stylized)

	 	
 


Ser. No. 75/544917


Reg. No. 2288942

	 	
 


Filed 8/31/98


Reg 10/26/99

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


DURANGO

	 	
 


Ser. No. 72/198549


Reg. No. 790751

	 	
 


Filed 7/27/64


Reg 6/8/65

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


DURANGO


and Design

	 	
 


Ser. No. 75/084007


Reg. No. 2304436

	 	
 


Filed 4/4/96


Reg 12/28/99

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


DURANGO


 

	 	
 


Ser. No. 75/712688


Reg. No. 2562205

	 	
 


Filed 5/24/99


Reg 4/16/02

	 	
 


Assigned from Georgia Boot Inc. 8/30/00


	
 


DURANGO


and Design

	 	
 


Ser. No. 75/912800


Reg. No. 2660084

	 	
 


Filed 2/8/00


Reg 12/10/02

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


FARM & RANCH

	 	
 


Ser. No. 74/294738


Reg. No. 1758465

	 	
 


Filed 7/16/92


Reg 3/16/93

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


FIELD LITE

	 	
 


Ser. No. 76/635028


Reg. No. 3133612

	 	
 


Filed 4/4/05


Reg. 8/22/06

	 	  
	
 


GEORGIA BOOT

	 	
 


Ser. No. 73/420215


Reg. No. 1333323

	 	
 


Filed 4/5/83


Reg 4/30/85

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


GEORGIA GIANT

	 	
 


Ser. No. 76/581605


 

	 	
 


Filed 3/17/04


 

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


GEORGIA WORKWEAR

	 	
 


Ser. No. 76/635029


 

	 	
 


Filed 4/4/05


 

	 	  
	
 


MUD DOG


and Design

	 	
 


Ser. No. 75/605540


Reg. No. 2421992

	 	
 


Filed 12/7/98


Reg 1/16/01

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


NORTHLAKE

	 	
 


Ser. No. 73/215438


Reg. No. 1154957

	 	
 


Filed 5/14/79


Reg 5/19/81

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


PROTECH


(stylized)

	 	
 


Ser. No. 76/579106


Reg. No. 3052222

	 	
 


Filed 3/4/04


Reg. 1/31/06

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05











  





  











  






 



	
 


Mark

	 	
 


Serial. No./Reg. No.

	 	
 


Filing Date/Reg. Date

	 	
 


Comments


	
 


SHADES OF THE OLD WEST

	 	
 


Ser. No. 74/294739


Reg. No. 1758466

	 	
 


Filed 7/16/92


Reg 3/16/93

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


SNAKE RIVER

	 	
 


Ser. No. 74/541041


Reg. No. 1919870

	 	
 


Filed 6/22/94


Reg 9/19/95

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


X-10

	 	
 


Ser. No. 73/883183


 

	 	
 


Filed 5/15/06


 

	 	  







ROCKY BRANDS WHOLESALE LLC (formerly GEORGIA BOOT LLC)


FOREIGN TRADEMARK REGISTRATIONS







COMFORT CORE - (Canada)


 


COMFORT CORE - (Taiwan)


 


DURANGO - (Japan)


 


DURANGO BOOT (Canada)


 


DURANGO - (France)


 


DURANGO - (Switzerland)


 


DURANGO - (Canada)


 


DURANGO - (CTM)


 


FARM & RANCH - (Australia)


 


GEORGIA BOOT - (Portugal)


 


GEORGIA BOOT - (Spain)


 


GEORGIA BOOT - (Canada)


 


GEORGIA BOOT - (Italy)


 


GEORGIA BOOT and


Design (Large male character with


GEORGIA BOOT on the body) (Japan)


 


GEORGIA BOOT - (Norway)


 


GEORGIA BOOT - (CTM)


 




  





  











  






 


MUD DOG - (Canada)


(Stylized)


 


NORTHLAKE - (Canada)


 


NORTHLAKE - (France)


 


NORTHLAKE - (Germany)


 


NORTHLAKE - (Great Britain)


 


NORTHLAKE - (Italy)


 


NORTHLAKE - (Japan)


 


NORTHLAKE - (Norway)


 


NORTHLAKE - (Spain)


 


NORTHLAKE - (Switzerland)


 


NORTHLAKE - (Taiwan)


 


ROCKY BRANDS WHOLESALE LLC (formerly GEORGIA BOOT LLC)


FEDERAL PATENTS AND PATENT APPLICATIONS








	
 


Title

	 	
 


Patent No.

	 	
 


Issue Date

	 	
 


Exp


Date

	 	
 


App.


No.

	 	
 


Filing Date


	
 


SAFETY SHOE


Inventor:  David Mitchell

	 	
 


6581304

	 	
 


6/24/03

	 	
 


12/29/19

	 	
 


09/474179

	 	
 


12/29/99


	
 


SHOE WITH INSOLE AS PART SOLE FILLER AND METHOD OF MAKING SAME


Inventors:  Sven E. Oberg, David P. Mitchell

	 	
 


6560901

	 	
 


5/13/03

	 	
 


5/13/20

	 	
 


08/332275

	 	
 


10/31/94


	
 


FOOTWEAR WITH MOLDED WEB PLATFORM FOR ATTACHING OUTSOLE


Inventor:  David Mitchell

	 	
 


6338205

	 	
 


1/15/02

	 	
 


12/29/19

	 	
 


09/474224

	 	
 


12/29/99


	
 


SHOE WITH INSOLE AS PART SOLE FILLER AND METHOD OF MAKING SAME


Inventors:  Sven E. Oberg, David P. Mitchell

	 	
 


6321464

	 	
 


11/27/01

	 	
 


11/27/18

	 	
 


08/463843

	 	
 


6/5/95


	
 


CUSHIONED FOOTWEAR AND APPARATUS FOR MAKING THE SAME


Inventors:  William C. Johnson, Jr., William G. Thomas

	 	
 


6145220

	 	
 


11/14/00

	 	
 


11/22/15

	 	
 


08/562009

	 	
 


11/22/95


	
 


METHOD FOR PRECISELY PERFORATING AN OPENING IN FOOTWEAR


Inventors:  Howard A. Hoffman; Ronald E. Pottorff; Lavert F. Sneed; William G. Thomas

	 	
 


5924345

	 	
 


7/20/99

	 	
 


8/14/16

	 	
 


08/696618

	 	
 


8/14/96


	
 


OUTSOLE


Inventor:  David Mitchell

	 	
 


D493952

	 	
 


8/10/04

	 	
 


8/10/18

	 	
 


29/164377

	 	
 


7/22/02











  





  











  








U.S. Patent Application No. 09/977463 (Boot with oversized toe box for thermal insulation)


 


U.S. Patent Application No. 11/009421 (Shoe with insole as part sole filler and method for making the same)**


 


U.S. Patent Application No. 10/799395 (Footwear with improved insole)


 


U.S. Design Patent Application No. 29/194,981 (Outsole)







ROCKY BRANDS WHOLESALE LLC (formerly GEORGIA BOOT LLC)


FOREIGN PATENTS







Canada Patent No. 2,188,847 (Cushioned footwear and apparatus for making the same )


 


Mexico Patent No. 204081 (Cushioned footwear and apparatus for making the same )


 


People’s Republic of China Patent No. ZL 96123386.9 (Cushioned footwear and apparatus for making the same )


 


Canada Patent No. 2,059,761 (Shoe with insole as part sole filler and method for making same)**


 


Mexico Patent No. 186564 (Shoe with insole as part sole filler and method for making same)**


 


People’s Republic of China Patent No.92100616 (Shoe with insole as part sole filler and method for making same)**


 


Taiwan Patent No. No. 056563 (Shoe with insole as part sole filler and method for making same)**


 











   


**owned jointly with RoSearch, Inc.






  





  











  








ROCKY BRANDS RETAIL LLC (formerly LEHIGH SAFETY SHOE CO. LLC)


FEDERAL TRADEMARK APPLICATIONS AND REGISTRATIONS








	
 


Mark

	 	
 


Serial. No./Reg. No.

	 	
 


Filing Date/Reg. Date

	 	
 


Comments


	
 


FIT FOR SAFETY

	 	
 


Ser. No. 75/823689


Reg. No. 2628723

	 	
 


Filed 10/15/99


Reg 10/1/02

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


FIT FOR WORK

	 	
 


Ser. No. 75/823688


Reg. No. 2565788

	 	
 


Filed 10/15/99


Reg 4/30/02

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


INDUSTRY WORKS IN LEHIGH SAFETY SHOES

	 	
 


Ser. No. 75/026492


Reg. No. 2011997

	 	
 


Filed 11/20/95


Reg 10/29/96

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


L


and Design

	 	
 


Ser. No. 76/610147


Reg. No. 3039424

	 	
 


Filed 9/1/04


Reg. 1/10/06

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


LEHIGH

	 	
 


Ser. No. 73/153033


Reg. No. 1103936

	 	
 


Filed 12/22/77


Reg 10/10/78

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


LEHIGH “FOOTSHIELDS” (stylized)

	 	
 


Ser. No. 72/023484


Reg. No. 658172

	 	
 


Filed 1/30/57


Reg 2/4/58

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


LOCKRIM

	 	
 


Ser. No. 72/178690


Reg. No. 783691

	 	
 


Filed 10/10/63


Reg 1/19/65

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


L.S.R.


(stylized)

	 	
 


Ser. No. 75/339713


Reg. No. 2201252

	 	
 


Filed 7/24/97


Reg 11/3/98

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


MIRA-LUG

	 	
 


Ser. No. 73/220929


Reg. No. 1159250

	 	
 


Filed 6/25/79


Reg 6/30/81

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


NUGUARD75


(stylized)

	 	
 


Ser. No. 73/741631


Reg. No. 1530662

	 	
 


Filed 7/22/88


Reg 3/21/89

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


PROMISE PLUS

	 	
 


Ser. No. 75/668090


Reg. No. 2395071

	 	
 


Filed 3/25/99


Reg 10/17/00

	 	
 


Assigned from Lehigh Safety Shoe Co. 6/17/02


	
 


SHIELD TOE

	 	
 


Ser. No. 75/273195


Reg. No. 2153691

	 	
 


Filed 3/24/97


Reg 4/28/98

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05











  





  











  









	
 


Mark

	 	
 


Serial. No./Reg. No.

	 	
 


Filing Date/Reg. Date

	 	
 


Comments


	
 


SLIP GRIPS

	 	
 


Ser. No. 76/489562


Reg. No. 2891737

	 	
 


Filed 2/14/03


Reg 10/5/04

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


SWAMPERS

	 	
 


Ser. No. 76/063389


Reg. No. 2579908

	 	
 


Filed 6/1/00


Reg 6/11/02

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05


	
 


US 1


and Design

	 	
 


Ser. No. 76/259815


Reg. No. 2565267

	 	
 


Filed 5/18/01


Reg 4/30/02

	 	
 


Assigned to GMAC Commercial Finance LLC 2/2/05







 


ROCKY BRANDS RETAIL LLC (formerly LEHIGH SAFETY SHOE CO.  LLC)


FEDERAL PATENTS AND PATENT APPLICATIONS







U.S. Patent Application No. 09/875, 542 (Metatarsal Guard)


 


ROCKY BRANDS RETAIL LLC (formerly LEHIGH SAFETY SHOE CO. LLC)


FOREIGN TRADEMARK REGISTRATIONS







FIT FOR WORK - (Canada)


 


FIT FOR SAFETY - (Canada)


 


LEHIGH - (Japan)


 


LEHIGH - (Mexico)


 


LEHIGH - (Taiwan)


 


LEHIGH - (China)


 


PROMISE PLUS - (Canada)


   








   






  





  











  






 


SCHEDULE 5.2(B)







Permitted Liens Schedule





	
A.

	
All Loan Parties












Liens on real estate in which a Loan Party is lessee










	
B.

	
Rocky Brands, Inc. (formerly Rocky Shoes & Boots, Inc.)













	
 


Secured Party

	 	
 


Collateral


	
GE Capital Business Asset Funding Corporation

	 	
Real Estate, fixtures and other property in connection with real properties in Athens County and Hocking County, Ohio, including without limitation that collateral further described in Financing Statement numbers AP0207801, AP0207802, AP0231440 filed with the Ohio Secretary of State, Financing Statement number 200000000069/200000000508 filed with the Hocking County, Ohio Recorder, Financing Statement numbers 20000000000-1/20000000000-2 and 20000000000-3 /20000000000-8 filed with the Athens County, Recorder, and in certain Open-End Mortgages, Security Agreements, Assignments of Rents and Leases and Fixture Filings in Hocking and Athens Counties.


	 	 	 
	
Chase Equipment Leasing


 

	 	
Specific leased equipment, including without limitation warehouse storage units and other collateral further described in Financing Statement numbers AP0163529 and AP0196827 filed with the Ohio Secretary of State and Financing Statement number199900000969/199900006769 filed with the Hocking County, Ohio Recorder.


	 	 	 
	
GMAC Business Credit LLC

	 	
All business assets


	 	 	 
	
American

	 	
Leased counter forming machine


	 	 	 
	
Worthern Industries

	 	
Leased glue machines


	 	 	 
	
W.L. Gore

	 	
Leased centrifugal testers ES & FS


	 	 	 
	
Ascom Hasler

	 	
Mail Machine Lease


	 	 	 
	
Xerox Capital Services LLC

	 	
DocuColor (2); D25OEF12 (2); WCP265 (3); WCP232 (5)










	
C.

	
Lifestyle Footwear, Inc.













	
GMAC Business Credit LLC

	 	
All business assets


	 	 	 
	
USM

	 	
Leased cement & seat side lasting and high speed stitch


	 	 	 
	
Manifest Funding


(International Absolute)

	 	
Leased ASHL-GPS machine


	 	 	 
	
W.L. Gore

	 	
Leased seam sealing w/auto tape cutter machines, bootie testing machines, centrifugal tester machine and boot dryer


	 	 	 
	
Pamco

	 	
Staple side laster; side heal seat laster; inseam trimmer







 




  





  











  









	
D.

	
Rocky Brands, Inc. (formerly EJ Footwear LLC)













	
Secured Party

	 	
Collateral


	
Pitney Bowes Credit Corporation

	 	
Leased equipment further described in Financing Statement number 1995001177 filed in Broome County, NY


	 	 	 
	
Ford Credit

	 	
Leased Ford Ranger truck, s/n 1FTYR44U74PA08512


	 	 	 
	
ComSource

	 	
Leased computer equipment described in Financing Statement number U1 1999 000721 filed in Broome County, NY


	 	 	 
	
DeLage Landen Financial Services, Inc.

	 	
Leased equipment


	 	 	 
	
Bank of America

	 	
Cash Collateral to secure Bank of America letter of credit in favor of Blue Cross Blue Shield


	 	 	 
	
Icon Financial

	 	
Canon Printers










	
E.

	
Rocky Brands Wholesale LLC (formerly Georgia Boot LLC)













	
Secured Party

	 	
Collateral


	
BSFS Equipment Leasing

	 	
Leased equipment under Lease #7119124, UCC file number 20888648 filed with the Delaware Secretary of State


	 	 	 
	
Ascom Hasler Leasing

	 	
Leased postage meter and mail scale


	 	 	 
	
Bell South

	 	
Leased telephone/MIS equipment


















	
F.

	
Rocky Brands Retail LLC (formerly Lehigh Safety Shoe Co. LLC)













	
Secured Party

	 	
Collateral


	
Navistar Leasing Company Hardco Leasing Company, Inc.

	 	
Various leased motor vehicles


	 	 	 
	
Key Equipment Finance

	 	
Various leased motor vehicles


	 	 	 
	
Lease Plan USA

	 	
Various leased motor vehicles







   




  





  











  











SCHEDULE 6.1(K)




 


Deposit Accounts




 


Comerica Bank


P.O. Box 75000


Detroit, MI  48275-8149


 



	
Name on Account:

	  	
Rocky Brands, Inc.


	
Type of Account:

	  	
Comerica Operation Account


	
Account Number:

	  	  
	  	  	  
	
Name on Account:

	  	
Rocky Brands, Inc.


	
Type of Account:

	  	
Comerica Controlled Disbursement Account


	
Account Number:

	  	  
	  	  	  
	
Name on Account:

	  	
Rocky Brands, Inc.


	
Type of Account:

	  	
Comerica Cash Collateral Account


	
Account Number:

	  	  
	  	  	  
	
Name on Account:

	  	
Rocky Brands Retail LLC


	
Type of Account:

	  	
Comerica Controlled Disbursement Account


	
Account Number:

	  	  







First National Bank


11 Public Square


Nelsonville, OH  45764








	
Name on Account:

	 	
Rocky Brands, Inc.


	
Type of Account:

	 	
FNB Operating Account


	
Account Number:

	 	  
	  	 	  
	
Name on Account:

	 	
Rocky Brands, Inc.


	
Type of Account:

	 	
FNB Credit Card Account


	
Account Number:

	 	  
	  	 	  
	
Name on Account:

	 	
Rocky Brands, Inc. Payroll


	
Type of Account:

	 	
FNB Payroll Account


	
Account Number:

	 	  







Banco Popular


P.O. Box 362708


San Juan, Puerto Rico  00936-2708










	
Name on Account:

	 	
Lifestyle Footwear Inc.


	
Type of Account:

	 	
General Account


	
Account Number:

	 	  
	  	 	  
	
Name on Account:

	 	
Lifestyle Footwear Inc.


	
Type of Account:

	 	
Payroll Account


	
Account Number:

	 	  









  





  











  








HSBC Bank USA


243 Main Street


Johnson City, NY  13790








	
Name on Account:

	 	
Rocky Brands Retail LLC


	
Type of Account:

	 	
General Account


	
Account Number:

	 	  










Mellon Bank


Mellon Client Service Center


Room 154-1320


500 Ross Street


Pittsburgh, PA  15262-0001










	
Name on Account:

	 	
Rocky Brands Retail LLC


	
Type of Account:

	 	
Lockbox


	
Account Number:

	 	  





 


Rocky Brands Retail LLC (formerly Lehigh Safety Shoe Co. LLC) shoe center bank accounts:


 


(a)           1st National Bank of Scotia Account #


 


(b)           Associated Bank Account #


 


(c)           Banco Popular Bank Account #


 



	
  

	
(d)

	
Bank of America Account #s







 


(e)           Bank of Colorado Account #


 


(f)           Bank of Hawaii Account #s


 


(g)           Bank One Account #s


 


(h)           Centura Bank Account #


 


(i)           Chase Bank of Texas Account #


 


(j)           Citizens Bank Account #s


 


(k)           Citywide Bank Account #


 


(l)           Comerica Bank Account #


 


(m)           First Citizens Bank Account #s


 


(n)           First Midwest Bank Account #


 




  





  











  






 


(o)           Fleet Bank Account #s


 


(p)           Frontenac Bank Account #


 


(q)           Glen Falls National Bank Account #


 


(r)           Key Bank Account #


 


(s)           National City Bank Account #s


 


(t)           PNC Bank Account #


 


(u)           Southeast National Bank Account #


 


(v)           Sun Trust Bank Account #


 


(w)           Wachovia Account #s


 


(x)           Wells Fargo Account #s


 


(y)           Westsound Bank Account #s


 


(z)           Whitney National Bank Account #


 


(bb)         J.P. Morgan Chase Bank Account #


 


(cc)         Chase Bank #


 


(dd)         Anchor Bank #


 


(ee)          Regions Bank #s


 


(ff)           M&T Bank #


 




  





  











  






 


 SCHEDULE 6.1(Q)


Names and Locations








	
Name(s) / State of 


Incorporation / 


Organizational ID 


Number

	 	
 


 


 


Acquisitions

	 	
Principal Place of 


Business and 


Location of Books 


and Records

	 	
 


Other Offices


And


Locations of Collateral


	
Rocky Brands, Inc.


Ohio


821674


 


 

	 	
Purchase of certain assets from Gates-Mills, Inc. on 04/15/03


 


EJ Footwear LLC (“EJ”) merged into Rocky Brands, Inc. on 12/31/06 (EJ did business as Empire, Barclay, and Long Haul)


 

	 	
39 East Canal Street


Nelsonville, OH  45764


(owned)


 


 


 

	 	
29 Fayette Street


Nelsonville, OH  45764


(owned)


 


 


 


 


 


	
Lifestyle Footwear, Inc.


Delaware


2109896

	 	
None

	 	
Road 125 KM 3.8 BO Pueblo Industrial Park, Moca, PR  00676-0728


(leased manufacturing facility and office)


 


Books and Records:


39 East Canal Street


Nelsonville, Ohio 45764


 

	 	
None











  





  











  









	
Name(s) / State of 


Incorporation / 


Organizational ID 


Number

	 	
 


 


 


Acquisitions

	 	
Principal Place of 


Business and 


Location of Books 


and Records

	 	
 


Other Offices


And


Locations of Collateral


	
Rocky Brands Wholesale LLC


Delaware


3182983

	 	
Georgia Boot Properties LLC, Durango Boot Company LLC, and Northlake Boot Company LLC merged into Georgia Boot LLC (“Georgia Boot”), with name change to Rocky Brands Wholesale LLC on 12/31/06 (Georgia Boot did business as Durango, Georgia Boot, Long Haul, Northlake)

	 	
235 Noah Drive


Franklin, TN  37064


(leased office)

	 	
37601 Rocky Boots Way


Logan, OH  43138


(owned warehouse)


   


Denver Merchandise Mart


451 East 58th Street


Showroom 3529&4435


Denver, CO  80216


(leased showroom)


	 	 	 	 	 	 	 
	
Rocky Brands Retail LLC


Delaware


3182836


 


 

	 	
Lehigh Safety Shoe Properties LLC and HM Lehigh Safety Shoe Co. LLC merged into Lehigh Safety Shoe Co. LLC (“Lehigh”), with name change to Rocky Brands Retail LLC on 12/31/06 (Lehigh did business as Lehigh Safety Shoe Company)


 

	 	
120 Plaza Dr.


Vestal, NY


(leased office)

	 	
45 East Canal Street


Nelsonville, OH  45764


(owned retail space)


  


901 Franklin Street East


Endicott, NY  13761


(owned)


   


See also Item D(2) of Schedule 4.1(Q) for listing of leased retail store locations.