Registration Rights Agreement



 Exhibit 10.13 
 REGISTRATION RIGHTS AGREEMENT 
 (Rockefeller Interests)

 THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), is made and entered into as of June 29, 2004, among
Strategic Hotel Capital, Inc., a Maryland corporation (the “Company”), each of the parties identified as an “Investor” on Schedule I hereto (each, an “Investor”) and Rockmark Corporation, a Delaware
corporation (“Rockmark”), on behalf of itself and as Investor Representative. 
 WHEREAS, Strategic Hotel
Capital, L.L.C., a Delaware limited liability company (“SHC LLC”), the Investors and Rockmark are parties to a Second Amended and Restated Transfer and Registration Rights Agreement dated as of October 31, 1999 (the
“SHC LLC Agreement”); 
 WHEREAS, concurrently with the execution of this Agreement, the Company will effect an
initial public offering of shares of its common stock (the “IPO”); and 
 WHEREAS, the parties desire to
provide each investor with certain registration rights analogous to those in the SHC LLC Agreement. 
 NOW, THEREFORE, in
consideration of the foregoing, the parties hereto agree as follows: 
 1. DEFINITIONS. 
 As used in this Agreement, the following terms shall have the following respective meanings: 
 “Affiliate”: with regard to a Person, a Person that controls, is controlled by, or is under common control with, such
original Person. For purposes of this definition, “control” when used with respect to any Person means the power to direct the management and policies of such Person, directly or indirectly, whether through the ownership of voting
securities, by contract or otherwise; and the terms “affiliated,” “controlling” and “controlled” have meanings correlative to the foregoing. 
 “Closing Price”: the reported last sale price of a unit of a security, on a given day, regular way, or, in case no such sale takes place on such day, the average of the reported closing
bid and asked prices regular way, in each case on the New York Stock Exchange Composite Tape, or, if the security is not listed or admitted to trading on such exchange, on the American Stock Exchange Composite Tape, or, if the security is not listed
or admitted to trading on such exchange, the principal national securities exchange on which the security is listed or admitted to trading, or, if the security is not listed or admitted to trading on any national securities exchange, the closing
sales price, or, if there is no closing sales price, the average of the closing bid and asked prices, in the over-the-counter market as reported by the Nasdaq Stock Market, Inc., or, if not so reported, as reported by the National Quotation Bureau,
Incorporated, or any successor thereof, or, if not so reported, the average of the closing bid and asked prices as furnished by any member of the National Association of Securities Dealers, Inc. selected from time to time by the Company for that
purpose, or, if no such prices are furnished, the fair market value of the security as determined in good faith by the board of directors of the Company, which determination shall be based upon recent issuances or current offerings pursuant to bona
fide private offerings of the same class of security by the Company; provided, however, that any determination of the “Closing Price” of any security hereunder shall be based on the assumption that such security is freely transferable
without registration under the Securities Act. 







 “Commission”: the Securities and Exchange Commission or any other
applicable Federal agency at the time administering the Securities Act. 
 “Company”: as defined in the
preamble, and shall include, where the context requires, any Person into which the Company is merged or with which the Company is consolidated. 
 “Exchange Act”: the Securities Exchange Act of 1934, as amended. 
 “Membership Units”: any Membership interests in Strategic Hotel Capital Funding, L.L.C., a Delaware limited liability company. 
 “Operating Agreement”: the Limited Liability Company Agreement of Strategic Hotel Funding, L.L.C. of even date herewith, as such agreement may be amended and supplemented from time to
time. 
 “Partnership Agreement”: as defined in Section 4.1. 
 “Person”: an individual, partnership, corporation, company (including a limited liability company), trust or unincorporated
organization, or a government or agency or political subdivision thereof. 
 “Resale Rules”: as defined in
Section 3.3. 
 “Securities”: the Shares and the Membership Units owned by any Investor. 
 “Securities Act”: the Securities Act of 1933, as amended. 
 “Shares”: shares of common stock of the Company and any other securities that subsequently may be issued or issuable by the
Company upon conversion or exchange of any convertible or exchangeable securities (including any Membership Units) or as a result of a split or dividend or other similar transaction involving the Shares by the Company and any securities into which
the Shares may thereafter be changed or exchanged as a result of the reincorporation of the Company or merger, consolidation, recapitalization or other similar transaction. 
  

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 “Shelf Registration”: a registration under Rule 415 of the Securities Act
pursuant to Section 2.1 that has become effective under the Securities Act and not subsequently withdrawn. 
 “Violation”: as defined in Section 3.2(a). 
 2. SHELF REGISTRATION RIGHTS. 
 2.1 Shelf Registration. 
 (a) Shelf Registration. Beginning on June 30, 2005, the Company shall file and thereafter use its reasonable efforts to continuously maintain a registration statement relating to the resale of all of the
Investors’ Shares pursuant to Rule 415 under the Securities Act. No Investor shall have the right to cause the Company to register its Shares under this Section 2.1 if the number of Shares requested to be so registered may be immediately
sold pursuant to the Resale Rules. 
 (b) Company’s Ability to Postpone. The Company shall have the
privilege to postpone, on one occasion only, each filing of a registration statement under this Section 2.1 and each proposed sale of Shares by an Investor under an effective Shelf Registration, for a reasonable period of time (not exceeding 90
days) if the Company furnishes the Investor with a certificate signed by the Chairman of the Board or the Chief Executive Officer of the Company stating that, in its good faith judgment, the Company’s board of directors has determined that
effecting the registration at such time would adversely affect a material financing, acquisition, disposition of assets or stock, merger or other comparable transaction or would require the Company to make public disclosure of information the public
disclosure of which would have a material adverse effect upon the Company. 
 2.2 Registration Procedures. If and whenever
the Company is required by any of the provisions of this Article 2 to use its reasonable efforts to effect the registration of any of the Shares pursuant to Rule 415 under the Securities Act, the Company shall use its reasonable efforts to as
expeditiously as possible: 
 (a) prepare and file with the Commission a registration statement with respect to
such securities and use its reasonable efforts to cause such registration statement to become effective and remain effective for as long as shall be necessary to complete the distribution of the Shares so registered; 
 (b) prepare and file with the Commission such amendments and supplements to such registration statement and the prospectus
used in connection therewith as may be necessary to keep such registration statement effective for so long as shall be necessary to complete the distribution of the Shares so registered and to comply with the provisions of the Securities Act with
respect to the sale or other disposition of all securities covered by such registration statement whenever the Investor shall desire to sell or otherwise dispose of the same; 
  

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 (c) furnish to the Investor such numbers of copies of such registration
statement, each amendment and supplement thereto, the prospectus included in such registration statement, including any preliminary prospectus, and any amendments or supplement thereto, and such other documents, as the Investor may reasonably
request in order to facilitate the sale or other disposition of the Shares owned by the Investor; 
 (d) use its
reasonable efforts to register and qualify the securities covered by such registration statement under such other securities or blue sky laws of such jurisdictions as the Investor shall reasonably request, and do any and all other acts and things
reasonably requested by the Investor to assist the Investor to consummate the sale or other disposition in such jurisdictions of the securities owned by the Investor, except that the Company shall not for any such purpose be required to qualify to
do business as a foreign corporation in any jurisdiction wherein it is not so qualified or to file therein any general consent to service of process; 
 (e) otherwise use its reasonable efforts to comply with all applicable rules and regulations of the Commission, and make available to its security holders, as soon as reasonably practicable, an earnings
statement covering the period of at least twelve months, beginning with the first fiscal quarter beginning after the effective date of the registration statement, which earnings statement shall satisfy the provisions of Section 11(a) of the
Securities Act; 
 (f) use its reasonable efforts to list such securities on any securities exchange or
interdealer quotation system on which any stock of the Company is then listed, if the listing or quotation of such securities is then permitted under the rules of such exchange or interdealer quotation system; 
 (g) if the Investor intends to dispose of its securities through an underwritten public offering, enter into and perform its
obligations under an underwriting agreement, in usual and customary form, with the managing underwriter or underwriters of such underwritten offering, including, without limitation, to obtain an opinion of counsel to the Company and a “comfort
letter” from the independent public accountants to the Company in the usual and customary form for such underwritten offering; 
 (h) notify the Investor, at any time when a prospectus relating to such registration statement is required to be delivered under the Securities Act, of the happening of any event of which it has knowledge
as a result of which the prospectus included in such registration statement, as then in effect, contains an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements
therein not misleading in the light of the circumstances then existing; 
  

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 (i) make the Company’s executive officers available at the
Company’s principal executive offices to discuss the affairs of the Company at times that may be mutually and reasonably agreed to; and 
 (j) upon the request of the Investor, take any and all other actions which may be reasonably necessary to complete the registration and thereafter to complete the distribution of the Shares so registered.

 2.3 Dribble Out. From and after the time that an Investor’s Shares are registered under an effective registration
statement under this Article 2, such Investor shall not in any calendar quarter sell, transfer or assign through the facilities of any exchange or quotation system on which the Shares are then listed or quoted a number of Shares to another Person if
the aggregate number of Shares so sold, transferred or assigned in such calendar quarter would exceed 5% of the Shares of the Company then outstanding. The foregoing provisions of this Section 2.3 shall not restrict a block (as defined pursuant
to Rule 10b-18(a)(5) under the Exchange Act) sale of the Investor’s Shares, the transfer of Shares to an Affiliate or any sale of Shares by the Investor pursuant to an underwritten offering. 
 2.4 Black-Out Period. During the period beginning on the date of each subsequently filed prospectus or prospectus supplement with
respect to an offering under such Shelf Registration and ending 90 days thereafter, each Investor agrees that it will not request that the Company register any of its Shares pursuant to this Article 2. 
 3. PROVISIONS APPLICABLE TO REGISTRATION RIGHTS. 
 3.1 Expenses. 
 (a) Except as set forth in
Section 3.1(b), the expenses specified in the following sentence incurred in any Shelf Registration (or any attempted Shelf Registration that is not consummated) of an Investor’s Shares under this Agreement shall be paid by the Investor.
The expenses referred to in the preceding sentence shall be limited to underwriters’ discounts or commissions or fees or fees of placement agents, the expenses of printing and distributing the registration statement and the prospectus used in
connection therewith and any amendment or supplement thereto, fees and disbursements of counsel for the Investor. 
  

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 (b) All other expenses incurred in any Shelf Registration (or any attempted
Shelf Registration that is not consummated) shall be paid by the Company, including, without limitation, (i) the expenses of its internal counsel (and/or, if the Company chooses, its outside counsel) including fees and expenses related to the
preparation of the registration statement and the prospectus used in connection therewith and any amendment or supplement thereto, (ii) any necessary accounting expenses, including any special audits which shall be necessary to comply with
governmental requirements in connection with any such registration, including the expense related to any comfort letters and (iii) expenses of complying with the securities or blue sky laws of any jurisdictions. 
 3.2 Indemnification. In the event any Investor’s Shares are included in a registration statement under Article 2: 
 (a) Indemnity by Company. Without limitation of any other indemnity provided to an Investor, to the extent permitted
by law, the Company will indemnify and hold harmless each Investor, the Affiliates, officers, directors and partners of each Investor, each underwriter (as defined in the Securities Act), and each Person, if any, who controls an Investor or
underwriter (within the meaning of the Securities Act), against any losses, claims, damages, liabilities and expenses (joint or several) to which they may become subject under the Securities Act, the Exchange Act or other federal or state law,
insofar as such losses, claims, damages, liabilities and expenses (or actions in respect thereof) arise out of or are based upon any of the following statements, omissions or violations (collectively a “Violation”): (i) any
untrue statement or alleged untrue statement of a material fact contained in such registration statements (including any preliminary prospectus or final prospectus contained therein or any amendments or supplements thereto), (ii) the omission
or alleged omission to state therein a material fact required to be stated therein, or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, or (iii) any other violation or alleged
violation by the Company of the Securities Act, the Exchange Act, any state securities law or any rule or regulation promulgated under the Securities Act, the Exchange Act or any state securities law, and the Company will reimburse each Investor and
its Affiliates, officers, directors or partners, underwriter and controlling person for any reasonable legal or other expenses incurred by them in connection with investigating or defending any such loss, claim, damage, liability, expense or action;
provided, however, that the Company shall not be liable to any Investor in any such case for any such loss, claim, damage, liability, expense or action to the extent that it arises out of or is based upon a Violation which occurs in
reliance upon and in conformity with written information furnished expressly for use in connection with such registration by such Investor or any Affiliate, officer, director, partner or controlling person thereof. 
  

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 (b) Indemnity by Investors. In connection with any registration
statement in which any Investor is participating, the participating Investor(s) will furnish to the Company in writing such reasonably necessary information and affidavits as the Company reasonably requests for use in connection with any such
registration statement or prospectus and, to the extent permitted by law, will indemnify the Company, its directors and officers and each Person who controls the Company (within the meaning of the Securities Act or Exchange Act) against any losses,
claims, damages, liabilities and expenses resulting from any Violation, but only to the extent that such Violation is contained in any information or affidavit so furnished in writing to the Company by such Investor stated to be specifically for use
in such registration statement or prospectus (the furnishing of such reasonably necessary information or affidavit by the Investor being a condition precedent to the Company’s obligation to cause the registration statement to become effective);
provided, that the obligation to indemnify will be several and not joint with any other Person and will be limited to the net amount received by the Investor from the sale of Shares, pursuant to such registration statement. 
 (c) Notice; Right to Defend. Promptly after receipt by an indemnified party under this Section 3.2 of notice of
the commencement of any action (including any governmental action), such indemnified party will, if a claim in respect thereof is to be made against any indemnifying party under this Section 3.2, deliver to the indemnifying party a written
notice of the commencement thereof and the indemnifying party shall have the right to participate in, and, if the indemnifying party agrees in writing that it will be responsible for any costs, expenses, judgments, damages and losses incurred by the
indemnified party with respect to such claim, jointly with any other indemnifying party similarly noticed, to assume the defense thereof with counsel mutually satisfactory to the parties; provided, however, that an indemnified party
shall have the right to retain its own counsel, with the fees and expenses to be paid by the indemnifying party, if the indemnified party reasonably believes that representation of such indemnified party by the counsel retained by the indemnifying
party would be inappropriate due to actual or potential differing interests between such indemnified party and any other party represented by such counsel in such proceeding. The failure to deliver written notice to the indemnifying party within a
reasonable time of the commencement of any such action shall relieve such indemnifying party of any liability to the indemnified party under this Section 3.2 only if and to the extent that such failure is prejudicial to its ability to defend
such action, and the omission so to deliver written notice to the indemnifying party will not relieve it of any liability that it may have to any indemnified party other than under this Section 3.2. 
  

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 (d) Contribution. If the indemnification provided for in this
Section 3.2 is held by a court of competent jurisdiction to be unavailable to an indemnified party with respect to any loss, liability, claim, damage or expense referred to therein, then the indemnifying party, in lieu of indemnifying such
indemnified party thereunder, shall contribute to the amount paid or payable by such indemnified party as a result of such loss, liability, claim, damage or expense in such proportion as is appropriate to reflect the relative fault of the
indemnifying party on the one hand and of the indemnified party on the other hand in connection with the statements or omissions which resulted in such loss, liability, claim, damage or expense as well as any other relevant equitable considerations.
The relative fault of the indemnifying party and the indemnified party shall be determined by reference to, among other things, whether the untrue or alleged untrue statement of a material fact or the omission to state a material fact relates to
information supplied by the indemnifying party or by the indemnified party and the parties’ relative intent, knowledge, access to information and opportunity to correct or prevent such statement or omission. Notwithstanding the foregoing, the
amount an Investor shall be obligated to contribute pursuant to this Section 3.2(d) shall be limited to an amount equal to the proceeds to the Investor of the Shares sold pursuant to the registration statement which gives rise to such
obligation to contribute (less the aggregate amount of any damages which the Investor has otherwise been required to pay in respect of such loss, claim, damage, liability or action or any substantially similar loss, claim, damage, liability or
action arising from the sale of such Shares). 
 (e) Survival of Indemnity. The indemnification provided
by this Section 3.2 shall be a continuing right to indemnification and shall survive the registration and sale of any securities by any Person entitled to indemnification hereunder and the expiration or termination of this Agreement.

 3.3 Rule 144. In order to permit each Investor to sell the Shares it holds, if it so desires, from time to time
pursuant to Rule 144 promulgated by the Commission or any successor to such rule or any other rule or regulation of the Commission that may at any time permit each Investor to sell its Shares to the public without registration (“Resale
Rules”), the Company will: 
 (a) comply with all rules and regulations of the Commission applicable in
connection with use of the Resale Rules; 
 (b) make and keep adequate and current public information available,
as those terms are understood and defined in the Resale Rules, at all times; 
 (c) file with the Commission in a
timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; 
 (d) furnish to each Investor so long as it owns any Shares, forthwith upon request (i) a written statement by the Company that it has complied with the reporting requirements of the Resale Rules, the Securities Act and the Exchange
Act, (ii) a copy of the most recent annual or quarterly report of the Company and any other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested in availing an Investor of any rule
or regulation of the Commission which permits the selling of any such Shares without registration; and 
  

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 (e) take any action (including cooperating with each Investor to cause the
transfer agent to remove any restrictive legend on certificates evidencing the Shares) as shall be reasonably requested by the Investor or which shall otherwise facilitate the sale of Shares from time to time by the Investor pursuant to the Resale
Rules. 
 3.4 Investor Status and Responsibilities. Each Investor acknowledges the limitations that may be imposed upon
the Investor under Section 10 of the Exchange Act and the rules and regulations thereunder in connection with the Investor’s sale or transfer of Shares and agrees to sell or transfer any such shares only subject to any such applicable
limitations. 
 3.5 Limitations on Other Registration Rights. Except as otherwise set forth in this Agreement, the Company
shall not, without the prior written consent of each Investor include in any registration in which an Investor has a right to participate pursuant to this Agreement any securities of any Person. 
 3.6 Piggyback Registration Rights. Nothing contained in this Agreement shall confer upon any holder of securities of the Company any
right to include any or all of such holder’s securities in a registration statement filed by the Company under the Securities Act for the sale of such securities for the Company’s own account or in any registration statement filed on
behalf of Investor pursuant to Article 2. 
 4. MISCELLANEOUS. 
 4.1 Appointment of Investor Representative. Each Investor hereby designates and appoints Rockmark as its attorney-in-fact, representative and agent (in such capacity, the “Investor
Representative”), and Rockmark hereby accepts such designation and appointment. By such designation and appointment, each Investor authorizes the Investor Representative to act at the direction of and for and on behalf such Investor
whenever any consent, approval or action is to be taken by or on behalf of the Investor under each of this Agreement, the Operating Agreement, the Fifth Amended and Restated Agreement of Limited Partnership of Strategic Hotel Capital Limited
Partnership (the “Partnership Agreement”). Delivery to the Investor Representative of any amount, notice, document or instrument which is to be given, delivered or paid to any Investor pursuant to this Agreement or the Partnership
Agreement shall be deemed to be (and shall be effective as) delivery to such Investor. The Company shall be entitled to rely upon any notice, document or instrument delivered by the Investor Representative as having been authorized by the Investor.
The appointment and powers conferred upon the Investor Representative shall be in addition to the powers conferred upon Rockmark pursuant to the Operating Agreement. 
 4.2 Amendment. This Agreement may be amended, modified or supplemented but only in writing signed by each of the parties hereto. 
  

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 4.3 Notices. Any notice, request, instruction or other document to be given hereunder
by a party hereto shall be in writing and shall be deemed to have been given, (a) when received if given in person or by courier or a courier service, (b) on the date of transmission if sent by telex, facsimile or other wire transmission
or (c) three Business Days after being deposited in the U.S. mail, certified or registered mail, postage prepaid: 
 (a) If
to the Company, addressed as follows: 
 Strategic Hotel Capital Inc. 
 77 West Wacker Drive, 46th Floor 
 Chicago, Illinois 60601 
 Attention: General Counsel 
 Facsimile No.: (312) 658-5799

 with a copy to: 
 Sullivan & Cromwell 
 125 Broad Street 
 New York, New York 10004 
 Attention: Robert W. Downes 
 Facsimile No.: (212) 558-3588

 (b) If to any Investor, addressed as follows: 
 c/o Rockmark Corporation 
 610 Fifth Avenue, 7th Floor 
 New York, New York 10020 

Attention: Richard E. Salomon 
 Facsimile No.: (212) 218-8844 
 with a copy to: 
 142 Interlaken Road 
 Lakeville, CT 06039 
 Attention: Bruce M. Montgomerie 
 Facsimile No.:
(860) 435-0065 
 Telephone No.: (860) 435-0075 
 E-mail: mongobmon@aol.com 
 or to such other individual or address as a party hereto may designate for itself by notice given as herein provided. 
  

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 4.4 Waivers. The failure of a party hereto at any time or times to require
performance of any provision hereof shall in no manner affect its right at a later time to enforce the same. No waiver by a party of any condition or of any breach of any term, covenant, representation or warranty contained in this Agreement shall
be effective unless in writing, and no waiver in any one or more instances shall be deemed to be a further or continuing waiver of any such condition or breach in other instances or a waiver of any other condition or breach of any other term,
covenant, representation or warranty. 
 4.5 Counterparts. This Agreement may be executed in counterparts, each of which
shall be deemed an original, but all of which together shall constitute one and the same instrument. 
 4.6
Interpretation. The headings preceding the text of Articles and Sections included in this Agreement and the headings to Exhibits and Schedules attached to this Agreement are for convenience only and shall not be deemed part of this Agreement
or be given any effect in interpreting this Agreement. The use of the masculine, feminine or neuter gender herein shall not limit any provision of this Agreement. The use of the terms “including” or “include” shall in all cases
herein mean “including, without limitation” or “include, without limitation,” respectively. Underscored references to Articles, Sections, Subsections, Exhibits or Schedules shall refer to those portions of this Agreement.

 4.7 Governing Law. THIS AGREEMENT SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW
YORK. 
  

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 4.8 Assignment. This Agreement shall be binding upon and inure to the benefit of the
parties hereto and their respective successors and assigns. Except as otherwise specifically provided in this Agreement, no assignment of any of Investor’s rights or obligations shall be made without the written consent of the Company.

 4.9 No Third Party Beneficiaries. This Agreement is solely for the benefit of the parties hereto and no provision of
this Agreement shall be deemed to confer upon any third parties any remedy, claim, liability, reimbursement, cause of action or other right. 
 4.10 Severability. If any provision of this Agreement shall be held invalid, illegal or unenforceable, the validity, legality or enforceability of the other provisions hereof shall not be affected
thereby, and there shall be deemed substituted for the provision at issue a valid, legal and enforceable provision as similar as possible to the provision at issue. 
 4.11 Entire Understanding. This Agreement sets forth the entire agreement and understanding of the parties hereto with respect to the matters set forth herein and supersedes any and all prior
agreements, arrangements and understandings among the parties. 
 4.12 Specific Performance. The parties hereto
acknowledge that there would be no adequate remedy at law if any party fails to perform any of its obligations hereunder, and accordingly agree that each party, in addition to any other remedy to which it may be entitled at law or in equity, shall
be entitled to compel specific performance of the obligations of any other party under this Agreement in accordance with the terms and conditions of this Agreement in any court of the United States or any state thereof having jurisdiction.

 4.13 Reorganization. In connection with any merger, consolidation, sale of all or substantially all of the
Company’s assets, the Company will use its best efforts to take such actions, or to cause the other party to such transaction to take such actions, to ensure that Investors have, immediately after consummation of such transaction, substantially
the same rights in respect of such other Person or the Company, as applicable, as they may have immediately prior to consummation of such transaction in respect of the Company under this Agreement. 
 * * * * * 
  

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 IN WITNESS WHEREOF, the undersigned has executed this Agreement as of the date and year
first above written. 
  

			
	STRATEGIC HOTEL CAPITAL, INC.
		
	By:	 	/s/ David E. Sims
	Name:	 	David E. Sims
	Title:	 	Senior Vice President


  
  

			
	INVESTORS:
	
	 ROCKMARK CORPORATION, on its own behalf and as the Investor Representative

		
	By:	 	/s/ Richard E. Salomon
	Name:	 	Richard E. Salomon
	Title:	 	









 SCHEDULE I 
 Rockmark Corporation 
 Fedmark Corporation 
 EC Holdings, Inc. 
 ECW Investor Associates

 Realrock I 
 Louis R. Benzak

 John R.H. Blum 
 James R. Bronkema
Trust 
 Vincent deP. Farrell, Jr. 
 Leslie H. Larsen 
 Bill F. Osborne 
 Portman Family Trust 
 William F. Pounds 
 David Rockefeller 
 DR & Descendants, L.L.C. 
 The Estate of Edna B. Salomon 
 Robert B. Salomon

 Ralph B. Salomon 
 William G. Spears

 George M. Topliff 
 Winrock
International Institute for Agricultural Development 
 WRTEC, Inc. 
 John O. Wolcott 
 Bruce W. Jones 
 The Trust Created under Article Seventh of the Will of Winthrop Rockefeller c/o Marion Burton, Trustee