# C_2018252EN.01005201.xml

| 18.7.2018 | EN | Official Journal of the European Union | C 252/52 |
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18.7.2018

EN

Official Journal of the European Union

C 252/52

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P8_TA(2017)0021

Control of the Register and composition of the Commission’s expert groups

European Parliament resolution of 14 February 2017 on control of the Register and composition of the Commission’s expert groups (2015/2319(INI))

(2018/C 252/06)

The European Parliament,

The European Parliament

| — | having regard to the Commission Decision of 30 May 2016 establishing horizontal rules on the creation and operation of Commission expert groups (C(2016)3301), |
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having regard to the Commission Decision of 30 May 2016 establishing horizontal rules on the creation and operation of Commission expert groups (C(2016)3301),

| — | having regard to the Commission Communication to the Commission — Framework for Commission expert groups: horizontal rules and public register (C(2016)3300), |
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having regard to the Commission Communication to the Commission — Framework for Commission expert groups: horizontal rules and public register (C(2016)3300),

| — | having regard to the Framework Agreement on relations between the European Parliament and the European Commission (1), |
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having regard to the Framework Agreement on relations between the European Parliament and the European Commission (1),

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| — | having regard to its resolution of 28 April 2016 on discharge in respect of the implementation of the general budget of the European Union for the financial year 2014, Section III — Commission and executive agencies (2), |
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having regard to its resolution of 28 April 2016 on discharge in respect of the implementation of the general budget of the European Union for the financial year 2014, Section III — Commission and executive agencies (2),

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| — | having regard to Rule 52 of its Rules of Procedure, |
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having regard to Rule 52 of its Rules of Procedure,

| — | having regard to the report of the Committee on Budgetary Control and the opinions of the Committee on Legal Affairs and the Committee on Budgets (A8-0002/2017), |
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having regard to the report of the Committee on Budgetary Control and the opinions of the Committee on Legal Affairs and the Committee on Budgets (A8-0002/2017),

| A. | whereas it has expressed its concerns with regard to the functioning of the previous framework for Commission expert groups (EGs) of November 2010 (3), which had been set up with the aim of introducing significant operational innovations to strengthen the transparency and coordination of interinstitutional work; |
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A.

whereas it has expressed its concerns with regard to the functioning of the previous framework for Commission expert groups (EGs) of November 2010 (3), which had been set up with the aim of introducing significant operational innovations to strengthen the transparency and coordination of interinstitutional work;

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| B. | whereas, in particular, its Committee on Budgets, in light of the lack of transparency and the imbalanced composition of a certain number of EGs, and given the need to make sure that the composition of EGs strikes the right balance in terms of expertise and of views represented, adopted budgetary reserves in 2011 and 2014, and has formulated demands which have not yet been accepted for their reform; |
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B.

whereas, in particular, its Committee on Budgets, in light of the lack of transparency and the imbalanced composition of a certain number of EGs, and given the need to make sure that the composition of EGs strikes the right balance in terms of expertise and of views represented, adopted budgetary reserves in 2011 and 2014, and has formulated demands which have not yet been accepted for their reform;

| C. | whereas a recent study commissioned by it has identified a widespread lack of transparency in, and an imbalance in the composition of, a certain number of EGs (4); |
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C.

whereas a recent study commissioned by it has identified a widespread lack of transparency in, and an imbalance in the composition of, a certain number of EGs (4);

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| D. | whereas balanced composition and transparency are critical preconditions for the expertise to adequately reflect the needs for regulatory action and for fostering the legitimacy of this expertise and regulatory action in the eyes of European citizens; |
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D.

whereas balanced composition and transparency are critical preconditions for the expertise to adequately reflect the needs for regulatory action and for fostering the legitimacy of this expertise and regulatory action in the eyes of European citizens;

| E. | whereas the European Ombudsman has in her strategic inquiry (5) put forward a recommendation concerning the composition of Commission EGs, in particular emphasising the need for greater transparency within the EGs; |
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E.

whereas the European Ombudsman has in her strategic inquiry (5) put forward a recommendation concerning the composition of Commission EGs, in particular emphasising the need for greater transparency within the EGs;

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| F. | whereas before adopting the Decision, the Commission engaged with representatives of Parliament and with the European Ombudsman; |
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F.

whereas before adopting the Decision, the Commission engaged with representatives of Parliament and with the European Ombudsman;

| G. | whereas the Commission has presented to Parliament a working document of the Commission’s services, responding to the recommendations contained in a working document of the Rapporteur for the Committee on Budgetary Control; |
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G.

whereas the Commission has presented to Parliament a working document of the Commission’s services, responding to the recommendations contained in a working document of the Rapporteur for the Committee on Budgetary Control;

| H. | whereas unfortunately, this notwithstanding, neither the working document of the Commission’s services, nor the Commission Decision, provides solutions to all concerns raised by Parliament; |
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H.

whereas unfortunately, this notwithstanding, neither the working document of the Commission’s services, nor the Commission Decision, provides solutions to all concerns raised by Parliament;

| 1. | Welcomes the Commission Decision of 30 May 2016 establishing horizontal rules on the creation and operation of Commission EGs, but regrets the fact that, despite many non-governmental organisations having expressed their interest, the Commission did not organise a full public consultation; reiterates the importance of reviving forms of involvement of representatives of civil society and the social partners in crucial areas such as the transparency and the functioning of the European institutions; |
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1.

Welcomes the Commission Decision of 30 May 2016 establishing horizontal rules on the creation and operation of Commission EGs, but regrets the fact that, despite many non-governmental organisations having expressed their interest, the Commission did not organise a full public consultation; reiterates the importance of reviving forms of involvement of representatives of civil society and the social partners in crucial areas such as the transparency and the functioning of the European institutions;

| 2. | Points out that, through the adoption of the new horizontal rules, many concerns previously expressed by Parliament have seemingly been met, in particular those concerning the need for public calls for applications for the selection of the members of EGs and concerning the revision of the Register of Commission EGs and the creation of synergy between this Register, the Transparency Register of the Commission and Parliament, and those rules relating to the need to avoid conflicts of interest, in particular as regards experts who are appointed in a personal capacity; |
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2.

Points out that, through the adoption of the new horizontal rules, many concerns previously expressed by Parliament have seemingly been met, in particular those concerning the need for public calls for applications for the selection of the members of EGs and concerning the revision of the Register of Commission EGs and the creation of synergy between this Register, the Transparency Register of the Commission and Parliament, and those rules relating to the need to avoid conflicts of interest, in particular as regards experts who are appointed in a personal capacity;

| 3. | Notes that transparency and coordination of interinstitutional activities are of paramount importance, helping to strike a suitable balance from the point of view of the expertise and opinions represented in the composition of the EGs, in order to improve their action; welcomes, therefore, the fact that the selection process is now taking place publicly; stresses, in this connection, that it needs to be clearly visible what practical experience and qualifications the experts possess; takes the view that the entire selection process should guarantee a high level of transparency and should be governed by clearer, more concise criteria, with particular emphasis on candidates’ practical experience, alongside their academic qualifications, and on possible conflicts of interest the experts might have; |
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3.

Notes that transparency and coordination of interinstitutional activities are of paramount importance, helping to strike a suitable balance from the point of view of the expertise and opinions represented in the composition of the EGs, in order to improve their action; welcomes, therefore, the fact that the selection process is now taking place publicly; stresses, in this connection, that it needs to be clearly visible what practical experience and qualifications the experts possess; takes the view that the entire selection process should guarantee a high level of transparency and should be governed by clearer, more concise criteria, with particular emphasis on candidates’ practical experience, alongside their academic qualifications, and on possible conflicts of interest the experts might have;

| 4. | Welcomes the fact that a connection has already been established between the Register of Commission EGs and the Transparency Register, thus ensuring improved transparency; |
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4.

Welcomes the fact that a connection has already been established between the Register of Commission EGs and the Transparency Register, thus ensuring improved transparency;

| 5. | Finds it regrettable that the attempt to conduct a public consultation on the establishment of the new rules was unsuccessful; calls on the Commission to act in a transparent manner and to be accountable to the citizens of the EU; |
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5.

Finds it regrettable that the attempt to conduct a public consultation on the establishment of the new rules was unsuccessful; calls on the Commission to act in a transparent manner and to be accountable to the citizens of the EU;

| 6. | Recalls that a lack of transparency has a negative effect on the trust that EU citizens have in the EU institutions; believes that the effective reform of the Commission’s EGs system, based on clear principles of transparency and balanced composition, will improve the availability and reliability of data, which will in turn help increase people’s trust in the EU; |
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6.

Recalls that a lack of transparency has a negative effect on the trust that EU citizens have in the EU institutions; believes that the effective reform of the Commission’s EGs system, based on clear principles of transparency and balanced composition, will improve the availability and reliability of data, which will in turn help increase people’s trust in the EU;

| 7. | Emphasises that the new rules should apply strictly and equally to all EGs — irrespective of their title (thus including special, high-level or other ‘extraordinary’ groups, and formal or informal groups) — that are not exclusively composed of representatives of Member States or governed by Commission Decision 98/500/EC of 20 May 1998 on the establishment of Sectoral Dialogue Committees promoting the Dialogue between the social partners at European level; reiterates that the new rules must ensure balanced representation through participation of representatives of all stakeholders; |
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7.

Emphasises that the new rules should apply strictly and equally to all EGs — irrespective of their title (thus including special, high-level or other ‘extraordinary’ groups, and formal or informal groups) — that are not exclusively composed of representatives of Member States or governed by Commission Decision 98/500/EC of 20 May 1998 on the establishment of Sectoral Dialogue Committees promoting the Dialogue between the social partners at European level; reiterates that the new rules must ensure balanced representation through participation of representatives of all stakeholders;

| 8. | Takes the view that the Commission should make progress towards a more balanced composition of the EGs; deplores the fact, however, that as yet no express distinction is drawn between those representing economic and non-economic interests so as to guarantee a maximum of transparency and balance; stresses the need, in this connection, for the Commission to make it clear, in the public call for application, how it defines a balanced composition and which interests it seeks to be represented when the EGs are established; considers it important, therefore, to involve Parliament and the Economic and Social Committee with a view to producing a more balanced definition of that distinction; |
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8.

Takes the view that the Commission should make progress towards a more balanced composition of the EGs; deplores the fact, however, that as yet no express distinction is drawn between those representing economic and non-economic interests so as to guarantee a maximum of transparency and balance; stresses the need, in this connection, for the Commission to make it clear, in the public call for application, how it defines a balanced composition and which interests it seeks to be represented when the EGs are established; considers it important, therefore, to involve Parliament and the Economic and Social Committee with a view to producing a more balanced definition of that distinction;

| 9. | Calls on the Commission, when creating new EGs or changing the composition of existing ones, to state clearly in the public call for applications how it defines a balanced composition, which interests it seeks to be represented, and why, and also to justify any possible deviation from the balanced composition, as defined beforehand, when the EGs are established; |
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9.

Calls on the Commission, when creating new EGs or changing the composition of existing ones, to state clearly in the public call for applications how it defines a balanced composition, which interests it seeks to be represented, and why, and also to justify any possible deviation from the balanced composition, as defined beforehand, when the EGs are established;

| 10. | Points out, in this context, and with regard to paragraphs 34-45 of the Ombudsman’s aforementioned opinion, that, although the Commission has not yet formally defined its concept of ‘balance’, the latter is not to be understood as the result of an arithmetic exercise, but rather as the result of efforts to ensure that the members of an EG, together, possess the necessary technical expertise and breadth of perspectives to deliver on the mandate of the EG in question; considers that the concept of balance should, therefore, be understood as tied to the specific mandate of each individual EG; considers that the criteria to assess whether an EG is balanced should include the tasks of the group, the technical expertise required, the stakeholders who would be most likely affected by the matter, the organisation of groups of stakeholders, and the appropriate ratio of economic and non-economic interests; |
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10.

Points out, in this context, and with regard to paragraphs 34-45 of the Ombudsman’s aforementioned opinion, that, although the Commission has not yet formally defined its concept of ‘balance’, the latter is not to be understood as the result of an arithmetic exercise, but rather as the result of efforts to ensure that the members of an EG, together, possess the necessary technical expertise and breadth of perspectives to deliver on the mandate of the EG in question; considers that the concept of balance should, therefore, be understood as tied to the specific mandate of each individual EG; considers that the criteria to assess whether an EG is balanced should include the tasks of the group, the technical expertise required, the stakeholders who would be most likely affected by the matter, the organisation of groups of stakeholders, and the appropriate ratio of economic and non-economic interests;

| 11. | Calls on the Commission forthwith to investigate whether a new complaints mechanism is required, if the definition of balanced composition is contested by interested stakeholders or whether current arrangements are adequate, calls for Parliament to be associated in this control mechanism; |
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11.

Calls on the Commission forthwith to investigate whether a new complaints mechanism is required, if the definition of balanced composition is contested by interested stakeholders or whether current arrangements are adequate, calls for Parliament to be associated in this control mechanism;

| 12. | Recalls that, in the past, it was not always possible for the Commission to find sufficient experts representing SMEs, consumers, trade unions or other organisations of general public interest, and that this was often caused by the costs involved, either in taking up leave or, for example in the case of SMEs, in finding replacement for the time spent in the EGs, hereafter referred to as ‘alternative costs’; |
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12.

Recalls that, in the past, it was not always possible for the Commission to find sufficient experts representing SMEs, consumers, trade unions or other organisations of general public interest, and that this was often caused by the costs involved, either in taking up leave or, for example in the case of SMEs, in finding replacement for the time spent in the EGs, hereafter referred to as ‘alternative costs’;

| 13. | Requests, therefore, the Commission to explore ways to facilitate and encourage the participation of underrepresented organisations or social groups in EGs, by assessing, inter alia, its provisions for reimbursement of expenses in an efficient and equitable manner, including possible ways to cover outlays for any such ‘alternative costs’, while duly respecting the principle of proportionality; |
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13.

Requests, therefore, the Commission to explore ways to facilitate and encourage the participation of underrepresented organisations or social groups in EGs, by assessing, inter alia, its provisions for reimbursement of expenses in an efficient and equitable manner, including possible ways to cover outlays for any such ‘alternative costs’, while duly respecting the principle of proportionality;

| 14. | Asks the Commission to assess the development of an allowance system that supports underrepresented groups in acquiring the expertise necessary for a fully effective participation in the EG; |
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14.

Asks the Commission to assess the development of an allowance system that supports underrepresented groups in acquiring the expertise necessary for a fully effective participation in the EG;

| 15. | Calls on the Commission to make it possible for European non-governmental organisations to be represented in the EGs by representatives of their national member organisations, when provided with a clear mandate from the European organisations; |
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15.

Calls on the Commission to make it possible for European non-governmental organisations to be represented in the EGs by representatives of their national member organisations, when provided with a clear mandate from the European organisations;

| 16. | Calls on the Commission to make sure that — even if, despite specific arrangements, it is still not possible to find sufficient experts representing all relevant interests — the EG concerned will take all appropriate measures, for example by weighted voting procedures, to make sure that the final reports of these EGs will effectively be representing all relevant interests in a balanced manner; |
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16.

Calls on the Commission to make sure that — even if, despite specific arrangements, it is still not possible to find sufficient experts representing all relevant interests — the EG concerned will take all appropriate measures, for example by weighted voting procedures, to make sure that the final reports of these EGs will effectively be representing all relevant interests in a balanced manner;

| 17. | Recalls that both Parliament and the European Ombudsman have recommended to the Commission to make the agendas, background documents, minutes of meetings and deliberations of EGs public, unless a qualified majority of their members decide that a specific meeting or part of a meeting would need to be secret, and regrets that the Commission has persisted in a system in which the meetings remain secret unless a simple majority of the members of EGs decides that the deliberations should be made public, considers it essential to implement the greatest possible transparency, and calls on the Commission to provide for the meetings and minutes to be made public; |
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17.

Recalls that both Parliament and the European Ombudsman have recommended to the Commission to make the agendas, background documents, minutes of meetings and deliberations of EGs public, unless a qualified majority of their members decide that a specific meeting or part of a meeting would need to be secret, and regrets that the Commission has persisted in a system in which the meetings remain secret unless a simple majority of the members of EGs decides that the deliberations should be made public, considers it essential to implement the greatest possible transparency, and calls on the Commission to provide for the meetings and minutes to be made public;

| 18. | Stresses that users need to be given access to a range of documents (agendas, reference documents, various reports), with a view to ensuring efficient monitoring by interested stakeholders; takes the view, furthermore, that the website of the Register of EGs — whether as such or through hyperlinks to other relevant websites — should be one of the instruments or mechanisms used to obtain constantly updated information on policy developments, thereby guaranteeing a high level of transparency; |
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18.

Stresses that users need to be given access to a range of documents (agendas, reference documents, various reports), with a view to ensuring efficient monitoring by interested stakeholders; takes the view, furthermore, that the website of the Register of EGs — whether as such or through hyperlinks to other relevant websites — should be one of the instruments or mechanisms used to obtain constantly updated information on policy developments, thereby guaranteeing a high level of transparency;

| 19. | Invites the Commission forthwith to develop specific guidelines — in consultation with stakeholders, including Parliament — explaining how it interprets the provision that the minutes of the EGs should be meaningful and complete, especially when the meetings are not public, and urges the Commission to provide, in this regard, the maximum transparency possible, including publication of the agenda, background documents, voting records and detailed minutes, including dissenting opinions in line with the recommendation of the European Ombudsman; |
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19.

Invites the Commission forthwith to develop specific guidelines — in consultation with stakeholders, including Parliament — explaining how it interprets the provision that the minutes of the EGs should be meaningful and complete, especially when the meetings are not public, and urges the Commission to provide, in this regard, the maximum transparency possible, including publication of the agenda, background documents, voting records and detailed minutes, including dissenting opinions in line with the recommendation of the European Ombudsman;

| 20. | Recalls that, in addition to experts appointed in their personal capacity, members from universities, research institutes, law firms, European and other think tanks and consultancies may also have conflicts of interest, and requests the Commission to clarify how it avoids conflicts of interest for these specific categories of experts; |
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20.

Recalls that, in addition to experts appointed in their personal capacity, members from universities, research institutes, law firms, European and other think tanks and consultancies may also have conflicts of interest, and requests the Commission to clarify how it avoids conflicts of interest for these specific categories of experts;

| 21. | Calls on the Commission to ensure — building on existing positive examples — a systematic implementation of improved horizontal rules by means of a central oversight of the implementation of these horizontal rules, and not to delegate this to the individual Directorates-General; |
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21.

Calls on the Commission to ensure — building on existing positive examples — a systematic implementation of improved horizontal rules by means of a central oversight of the implementation of these horizontal rules, and not to delegate this to the individual Directorates-General;

| 22. | Calls on the Commission to devote, in particular, sufficient resources to the activities relating to the Register, by developing innovative and particularly effective methods so that it will be kept up to date without containing any factual errors and/or omissions, and will allow data export in machine-readable format; |
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22.

Calls on the Commission to devote, in particular, sufficient resources to the activities relating to the Register, by developing innovative and particularly effective methods so that it will be kept up to date without containing any factual errors and/or omissions, and will allow data export in machine-readable format;

| 23. | Notes that the Commission has stated that by the end of 2016, the new framework for Commission EGs will have to be implemented by all Directorates-General, and requests the Commission to submit to Parliament a report on the implementation and evaluation at the latest one year after the adoption of the Decision, i.e. before 1 June 2017; calls on the Commission to ensure that, as part of the structured dialogue with Parliament, a first oral presentation of the report can already be made within the next six months; |
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23.

Notes that the Commission has stated that by the end of 2016, the new framework for Commission EGs will have to be implemented by all Directorates-General, and requests the Commission to submit to Parliament a report on the implementation and evaluation at the latest one year after the adoption of the Decision, i.e. before 1 June 2017; calls on the Commission to ensure that, as part of the structured dialogue with Parliament, a first oral presentation of the report can already be made within the next six months;

| 24. | Highlights, furthermore, that the Commission, in preparing and drafting delegated and implementing acts and in drawing up strategic guidelines, must ensure that all documents, including draft acts, must be communicated to Parliament and the Council at the same time as to the Member States’ experts, as agreed in the Interinstitutional Agreement of 13 April 2016 on Better Law-Making; |
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24.

Highlights, furthermore, that the Commission, in preparing and drafting delegated and implementing acts and in drawing up strategic guidelines, must ensure that all documents, including draft acts, must be communicated to Parliament and the Council at the same time as to the Member States’ experts, as agreed in the Interinstitutional Agreement of 13 April 2016 on Better Law-Making;

| 25. | Instructs its President to forward this resolution to the Council and the Commission. |
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25.

Instructs its President to forward this resolution to the Council and the Commission.

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(1)  OJ L 304, 20.11.2010, p. 47.

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(2)  OJ L 246, 14.9.2016, p. 27.

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(3)  C(2010)7649 of 10 November 2010.

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(4)  Policy Department D Budgetary Affairs, Composition of the Commission’s expert groups and the status of the register of expert groups, 2015.

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(5)  OI/6/2014/NF.

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