Exhibit 10.25

 

NOT SPECIFIED /OTHER

 

ASSISTANCE AGREEMENT

 

	
1.   Award No.
    	
2.   Modification No.
    	
3.   Effective Date
    	
4.   CFDA No.
    
	
 
    	
 
    	
 
    	
 
    
	
DE-EE0002614
    	
 
    	
04/01/2010
    	
81.086
    
	
 
    	
 
    	
 
    	
 
    
	
5.   Awarded To
    	
6.   Sponsoring Office
    	
7.   Period of Performance
    
	
 
    	
 
    	
 
    
	
SMITH   ELECTRIC VEHICLES US CORP.
    	
U.S.   DOE/NETL
    	
04/01/2010
    
	
Attn:   MARK AUBRY
    	
Morgantown   Campus
    	
through
    
	
12200   NW AMBASSADOR DRIVE
    	
3610   Collins Ferry Road
    	
11/30/2013
    
	
KANSAS   CITY MO 641631244
    	
PO   Box 880
    	
 
    
	
 
    	
Morgantown   WV 26507-0880
    	
 
    
	
 
    	
 
    	
 
    
	
8.   Type of Agreement
    	
9.   Authority
    	
10.   Purchase Request or Funding Document No.
    
	
 
    	
 
    	
 
    
	
x Grant
    	
31   USC 6304 See Page 2
    	
10EE002915
    
	
o Cooperative   Agreement
    	
10   USC 2358
    	
 
    
	
o Other
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
11.   Remittance Address
    	
12.   Total Amount
    	
13.   Funds Obligated
    
	
 
    	
 
    	
 
    	
 
    
	
SMITH   ELECTRIC VEHICLES US CORP.
    	
Govt.   Share
    	
:   $32,000,000.00
    	
This   action
    	
:
    
	
Attn:   MARK AUBRY
    	
 
    	
 
    	
$32,000,000.00
    
	
12200   NW AMBASSADOR DRIVE
    	
 
    	
 
    	
 
    	
 
    
	
KANSAS   CITY MO 641631244
    	
Cost   Share 
    	
:   $36,007,348.00
    	
Total    
    	
:
    
	
 
    	
 
    	
 
    	
$32,000,000.00
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
Total    
    	
:   $68,007,348.00
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
14.   Principal Investigator
    	
15.   Program Manager
    	
16.   Administrator
    
	
 
    	
 
    	
 
    
	
Mr. Robin   Mackie
    	
John   J. Conley
    	
U.S.   DOE/NETL
    
	
Phone:   *****
    	
Phone:   *****
    	
Morgantown   Campus
    
	
 
    	
 
    	
3610   Collins Ferry Road
    
	
 
    	
 
    	
PO   Box 880
    
	
 
    	
 
    	
Morgantown   WV 26507-0880
    
	
 
    	
 
    	
 
    
	
17.   Submit Payment Requests To
    	
18.   Paying Office
    	
19.   Submit Reports To
    
	
 
    	
 
    	
 
    
	
OR   for NETL (Morgantown)
    	
OR   for NETL (Morgantown)
    	
See   Reporting Requirement
    
	
U.S.   Department of Energy
    	
U.S.   Department of Energy
    	
Checklist
    
	
Oak   Ridge Financial Service Center
    	
Oak   Ridge Financial Service Center
    	
 
    
	
P.O. Box   4787
    	
P.O. Box   4787
    	
 
    
	
Oak   Ridge TN 37831
    	
Oak   Ridge TN 37831
    	
 
    
														


 

20. Accounting and Appropriation Data

 

21. Research Title and/or Description of Project

 

RECOVERY ACT – SMITH ELECTRIC VEHICLES (SEV–US) MEDIUM DUTY ELECTRIC VEHICLE DEMONSTRATION PROJECT

 


	
For the Recipient
    	
 
    	
For the United States of America
    
	
 
    	
 
    	
 
    
	
22.   Signature of Person Authorized to Sign
    	
 
    	
25.   Signature of Grants/Agreements Officer
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Signature   on File
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
23.   Name and Title
    	
24 .   Date Signed
    	
 
    	
26.   Name of Officer
    	
27.   Date Signed
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
DARLENE   D. RIGGI
    	
04/02/2010
    




 

NOT SPECIFIED /OTHER

 











 

NOT SPECIFIED /OTHER

 

	
CONTINUATION SHEET
    	
REFERENCE   NO. OF DOCUMENT BEING CONTINUED
    	
PAGE   2 OF 2
    
	
DE-EE0002614
    	
 
    	
 
    


 

NAME OF OFFEROR OR CONTRACTOR

SMITH ELECTRIC VEHICLES US CORP.

 

	
ITEM NO.
    	
 
    	
SUPPLIES/SERVICES
    	
 
    	
QUANTITY
    	
 
    	
UNIT
    	
 
    	
UNIT PRICE
    	
 
    	
AMOUNT
    	
 
    
	
(A)
    	
 
    	
(B)
    	
 
    	
(C)
    	
 
    	
(D)
    	
 
    	
(E)
    	
 
    	
(F)
    	
 
    
	
 
    	
 
    	
DUNS   Number: 830377680
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
DOE   Award Administrator: Carla Winaught,
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Carla.Winaught@netl.doe.gov,   (304) 285-4530
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Recipient   Business Director: Kevin Kelly,
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
*****
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Block   9 Authority: PL 95-91 DOE Organization
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Act,   PL 111-5 American Recovery and Reinvestment
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Act   of 2009 and PL 109-58 Energy Policy Act of
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
2005
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
ASAP:   NO Extent Competed: COMPETED Davis-Bacon
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Act:   NO
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Delivery   Location Code: 02605
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
U.S.   DOE/NETL
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Morgantown   Campus
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
3610   Collins Ferry Road
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
PO   Box 880
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Morgantown   WV 26507-0880
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Fund:   05794 Appr Year: 2009 Allottee: 31 Report
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Entity:   220520 Object Class: 25500 Program:
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
1005108   Project: 2004500 WFO: 0000000 Local Use:
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
0000000   TAS Agency: 89 TAS Account: 0331
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    


 

JULY 2004

 

NOT SPECIFIED /OTHER

 









 

ASSISTANCE AGREEMENT

 

	
1.   Award No.
    	
2.   Modification No.
    	
3.   Effective Date
    	
4.   CFDA No.
    
	
 
    	
 
    	
 
    	
 
    
	
DE-EE0002614
    	
001
    	
09/10/2010
    	
81.086
    
	
 
    	
 
    	
 
    	
 
    
	
5.   Awarded To
    	
6.   Sponsoring Office
    	
7.   Period of Performance
    
	
 
    	
 
    	
 
    
	
SMITH   ELECTRIC VEHICLES US CORP.
    	
U.S. DOE/NETL
    	
04/01/2010
    
	
Attn:   MARK AUBRY
    	
Morgantown   Campus
    	
through
    
	
12200   NW AMBASSADOR DRIVE
    	
3610   Collins Ferry Road
    	
11/30/2013
    
	
KANSAS   CITY MO 641631244
    	
PO   Box 880
    	
 
    
	
 
    	
Morgantown   WV 26507-0880
    	
 
    
	
 
    	
 
    	
 
    
	
8.   Type of Agreement
    	
9.   Authority
    	
10.   Purchase Request or Funding Document No.
    
	
 
    	
 
    	
 
    
	
x Grant
    	
31   USC 6304 See Page 2
    	
10EE006857
    
	
o Cooperative   Agreement
    	
10   USC 2358
    	
 
    
	
o Other
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
11.   Remittance Address
    	
12.   Total Amount
    	
13.   Funds Obligated
    
	
 
    	
 
    	
 
    	
 
    
	
SMITH   ELECTRIC VEHICLES US CORP.
    	
Govt.   Share
    	
:   $32,000,000.00
    	
This   action
    	
:  $0.00
    
	
Attn:   MARK AUBRY
    	
 
    	
 
    	
 
    
	
12200   NW AMBASSADOR DRIVE
    	
 
    	
 
    	
 
    	
 
    
	
KANSAS   CITY MO 641631244
    	
Cost   Share 
    	
:   $36,007,348.00
    	
Total    
    	
:
    
	
 
    	
 
    	
 
    	
$32,000,000.00
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
Total    
    	
:   $68,007,348.00
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
14.   Principal Investigator
    	
15.   Program Manager
    	
16.   Administrator
    
	
 
    	
 
    	
 
    
	
Mr. Robin   Mackie
    	
SAMUEL   P. TAYLOR
    	
U.S.   DOE/NETL
    
	
*****
    	
Phone:   *****
    	
Morgantown   Campus
    
	
 
    	
 
    	
3610   Collins Ferry Road
    
	
 
    	
 
    	
PO   Box 880
    
	
 
    	
 
    	
Morgantown   WV 26507-0880
    
	
 
    	
 
    	
 
    
	
17.   Submit Payment Requests To
    	
18.   Paying Office
    	
19.   Submit Reports To
    
	
 
    	
 
    	
 
    
	
OR   for NETL (Morgantown)
    	
OR   for NETL (Morgantown)
    	
See   Reporting
    
	
U.S.   Department of Energy
    	
U.S.   Department of Energy
    	
Requirements   Checklist
    
	
Oak   Ridge Financial Service Center
    	
Oak   Ridge Financial Service Center
    	
 
    
	
P.O. Box   4787
    	
P.O. Box   4787
    	
 
    
	
Oak   Ridge TN 37831
    	
Oak   Ridge TN 37831
    	
 
    
														


 

20. Accounting and Appropriation Data

 

21. Research Title and/or Description of Project

 

RECOVERY ACT – SMITH ELECTRIC VEHICLES (SEV–US) MEDIUM DUTY ELECTRIC VEHICLE DEMONSTRATION PROJECT

 


	
For the Recipient
    	
 
    	
For the United States of America
    
	
 
    	
 
    	
 
    
	
22.   Signature of Person Authorized to Sign
    	
 
    	
25.   Signature of Grants/Agreements Officer
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Signature   on File
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
23.   Name and Title
    	
24 .   Date Signed
    	
 
    	
26.   Name of Officer
    	
27.   Date Signed
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
ANGELA   D. BOSLEY
    	
09/10/2010
    




 











 

	
CONTINUATION SHEET
    	
REFERENCE   NO. OF DOCUMENT BEING CONTINUED
    	
PAGE 2 OF 2
    
	
DE-EE0002614/001
    	
 
    	
 
    


 

NAME OF OFFEROR OR CONTRACTOR

SMITH ELECTRIC VEHICLES US CORP.

 

	
ITEM NO.
    	
 
    	
SUPPLIES/SERVICES
    	
 
    	
QUANTITY
    	
 
    	
UNIT
    	
 
    	
UNIT PRICE
    	
 
    	
AMOUNT
    	
 
    
	
(A)
    	
 
    	
(B)
    	
 
    	
(C)
    	
 
    	
(D)
    	
 
    	
(E)
    	
 
    	
(F)
    	
 
    
	
 
    	
 
    	
DUNS   Number: 830377680
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
DOE   Award Administrator: Carla Winaught,
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Carla.Winaught@netl.doe.gov,   (304) 285-4530
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Recipient   Business Director: Kevin Kelly,
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
*****
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Block   9 Authority: PL 95-91 DOE Organization Act, PL 111-5 American Recovery and   Reinvestment Act of 2009 and PL 109-58 Energy Policy Act of2005
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
ASAP:   NO Extent Competed: COMPETED Davis-Bacon Act: NO
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
As   reflected in block 15 of the award cover page, the DOE Project Manager is   changed from John J. Conley to Samuel Taylor. Except as provided herein, all   other terms and conditions remain unchanged and in full force and effect. END   OF AMENDMENT 001
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Fund:   05794 Appr Year: 2009 Allottee: 31 Report Entity: 220520 Object Class: 25500   Program: 1005108 Project: 2004500 WFO: 0000000 Local Use: 0000000 TAS Agency:   89 TAS Account: 0331
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    


 

JULY 2004

 









 

NOT SPECIFIED /OTHER

 

ASSISTANCE AGREEMENT

 

	
1.   Award No.
    	
2.   Modification No.
    	
3.   Effective Date
    	
4.   CFDA No.
    
	
 
    	
 
    	
 
    	
 
    
	
DE-EE0002614
    	
002
    	
01/20/2011
    	
81.086
    
	
 
    	
 
    	
 
    	
 
    
	
5.   Awarded To
    	
6.   Sponsoring Office
    	
7.   Period of Performance
    
	
 
    	
 
    	
 
    
	
SMITH   ELECTRIC VEHICLES US CORP.
    	
U.S. DOE/NETL
    	
04/01/2010
    
	
Attn:   MARK AUBRY
    	
Morgantown   Campus
    	
through
    
	
12200   NW AMBASSADOR DRIVE
    	
3610   Collins Ferry Road
    	
11/30/2013
    
	
KANSAS   CITY MO 641631244
    	
PO   Box 880
    	
 
    
	
 
    	
Morgantown   WV 26507-0880
    	
 
    
	
 
    	
 
    	
 
    
	
8.   Type of Agreement
    	
9.   Authority
    	
10.   Purchase Request or Funding Document No.
    
	
 
    	
 
    	
 
    
	
x Grant
    	
31   USC 6304 See Page 2
    	
11EE001844
    
	
o Cooperative   Agreement
    	
10   USC 2358
    	
 
    
	
o Other
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
11.   Remittance Address
    	
12.   Total Amount
    	
13.   Funds Obligated
    
	
 
    	
 
    	
 
    	
 
    
	
SMITH   ELECTRIC VEHICLES US CORP.
    	
Govt.   Share
    	
:   $32,000,000.00
    	
This   action
    	
:  $0.00
    
	
Attn:   MARK AUBRY
    	
 
    	
 
    	
 
    
	
12200   NW AMBASSADOR DRIVE
    	
 
    	
 
    	
 
    	
 
    
	
KANSAS   CITY MO 641631244
    	
Cost   Share 
    	
:   $36,007,348.00
    	
Total   
    	
:
    
	
 
    	
 
    	
 
    	
$32,000,000.00
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
Total   
    	
:   $68,007,348.00
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
14.   Principal Investigator
    	
15.   Program Manager
    	
16.   Administrator
    
	
 
    	
 
    	
 
    
	
Mr. Robin   Mackie
    	
SAMUEL   P. TAYLOR
    	
U.S.   DOE/NETL
    
	
Phone:   *****
    	
Phone:   *****
    	
Morgantown   Campus
    
	
 
    	
 
    	
3610   Collins Ferry Road
    
	
 
    	
 
    	
PO   Box 880
    
	
 
    	
 
    	
Morgantown   WV 26507-0880
    
	
 
    	
 
    	
 
    
	
17.   Submit Payment Requests To
    	
18.   Paying Office
    	
19.   Submit Reports To
    
	
 
    	
 
    	
 
    
	
OR   for NETL (Morgantown)
    	
OR   for NETL (Morgantown)
    	
See   Reporting Requirement
    
	
U.S.   Department of Energy
    	
U.S.   Department of Energy
    	
Checklist
    
	
Oak   Ridge Financial Service Center
    	
Oak   Ridge Financial Service Center
    	
 
    
	
P.O. Box   4787
    	
P.O. Box   4787
    	
 
    
	
Oak   Ridge TN 37831
    	
Oak   Ridge TN 37831
    	
 
    
														


 

20. Accounting and Appropriation Data

 

 

21. Research Title and/or Description of Project

 

RECOVERY ACT – SMITH ELECTRIC VEHICLES (SEV–US) MEDIUM DUTY ELECTRIC VEHICLE DEMONSTRATION PROJECT

 


	
For the Recipient
    	
 
    	
For the United States of America
    
	
 
    	
 
    	
 
    
	
22.   Signature of Person Authorized to Sign
    	
 
    	
25.   Signature of Grants/Agreements Officer
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Signature   on File
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
23.   Name and Title
    	
24.   Date Signed
    	
 
    	
26.   Name of Officer
    	
27.   Date Signed
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
DARLENE   D. RIGGI
    	
01/20/2011
    




 

NOT SPECIFIED /OTHER

 











 

NOT SPECIFIED /OTHER

 

	
CONTINUATION SHEET
    	
REFERENCE   NO. OF DOCUMENT BEING CONTINUED
    	
PAGE 2 OF 3
    
	
DE-EE0002614/002
    	
 
    	
 
    


 

NAME OF OFFEROR OR CONTRACTOR

SMITH ELECTRIC VEHICLES US CORP.

 

	
ITEM NO.
    	
 
    	
SUPPLIES/SERVICES
    	
 
    	
QUANTITY
    	
 
    	
UNIT
    	
 
    	
UNIT PRICE
    	
 
    	
AMOUNT
    	
 
    
	
(A)
    	
 
    	
(B)
    	
 
    	
(C)
    	
 
    	
(D)
    	
 
    	
(E)
    	
 
    	
(F)
    	
 
    
	
 
    	
 
    	
DUNS   Number: 830377680
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
SEE   PAGE 3 FOR FULL TEXT TO THIS AMENDMENT
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
DOE   Award Administrator: Carla Winaught,
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Carla.Winaught@netl.doe.gov,   (304) 285-4530
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Recipient   Business Officer: Dale Unglesbee,
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
*****
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Block   9 Authority: PL 95-91 DOE Organization Act, PL 111-5 American Recovery and   Reinvestment Act of 2009 and PL 109-58 Energy Policy Act of 2005
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
ASAP:   NO Extent Competed: COMPETED Davis-Bacon
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Act:   NO PI: Robin Mackie
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
NEW   ACCOUNTING CODE ADDED:
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Account   code:
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Fund   05794
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Appr   Year 2009
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Allottee   31
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Reporting   Entity 220520
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Object   Class 25500
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Program   1005108
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Project   2004500
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Fund:   05794 Appr Year: 2009 Allottee: 31 Report
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Entity:   220520 Object Class: 25500 Program:
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
1005108   Project: 2004500 WFO: 0000000 Local Use:0000000
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    


 

JULY 2004

 

NOT SPECIFIED /OTHER

 











 

	
 
    	
 
    	
PAGE 3 OF 3
    


 

The purpose of this amendment is to revise the Recipient Business Officer and the CONDITIONS ON AWARD provision. Accordingly, the award is amended as follows:

 

1.              The Recipient Business Officer is hereby changed from Kevin Kelly to Dale Unglesbee as reflected on page 2 of this amendment.

 

2.              The text under CONDITIONS ON AWARD, Paragraph 2, Payment of Costs, is deleted in its entirety and replaced with the following text:

 

“DOE has obligated $32,000,000 for completion of the project authorized by this award. However, only $10,000,000 is available for work performed by the Recipient during the definitization period. In the event that the award is not definitized within 90 days of this amendment 002, and either party elects to declare the award terminated, the maximum DOE liability to the Recipient is DOE’s share of incurred costs up to $10,000,000 provided such costs are reasonable, allocable to the award, and allowable under the terms of the award and the applicable Federal Cost Principles. The Recipient may incur costs beyond this limit at its own risk, subject to later reimbursement by DOE in the event the project proceeds beyond the definitization period. DOE reserves the right to unilaterally deobligate the balance of funds obligated, but not authorized for expenditure, in the event the Conditions on Award and NEPA requirements are not satisfied.”

 

3.              Except as provided herein, all terms and conditions of the award shall remain unchanged and in full force and effect.

 

End of Amendment 002

 









 

NOT SPECIFIED /OTHER

 

ASSISTANCE AGREEMENT

 

	
1.   Award No.
    	
2.   Modification No.
    	
3.   Effective Date
    	
4.   CFDA No.
    
	
 
    	
 
    	
 
    	
 
    
	
DE-EE0002614
    	
003
    	
05/06/2010
    	
81.086
    
	
 
    	
 
    	
 
    	
 
    
	
5.   Awarded To
    	
6.   Sponsoring Office
    	
7.   Period of Performance
    
	
 
    	
 
    	
 
    
	
SMITH   ELECTRIC VEHICLES US CORP.
    	
U.S. DOE/NETL
    	
04/01/2010
    
	
Attn:   MARK AUBRY
    	
Morgantown   Campus
    	
through
    
	
12200   NW AMBASSADOR DRIVE
    	
3610   Collins Ferry Road
    	
11/30/2013
    
	
KANSAS   CITY MO 641631244
    	
PO   Box 880
    	
 
    
	
 
    	
Morgantown   WV 26507-0880
    	
 
    
	
 
    	
 
    	
 
    
	
8.   Type of Agreement
    	
9.   Authority
    	
10.   Purchase Request or Funding Document No.
    
	
 
    	
 
    	
 
    
	
x Grant
    	
31   USC 6304 See Page 2
    	
 
    
	
o Cooperative   Agreement
    	
10   USC 2358
    	
 
    
	
o Other
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
11.   Remittance Address
    	
12.   Total Amount
    	
13.   Funds Obligated
    
	
 
    	
 
    	
 
    	
 
    
	
SMITH   ELECTRIC VEHICLES US CORP.
    	
Govt.   Share
    	
:   $32,000,000.00
    	
This   action
    	
:  $0.00
    
	
Attn:   MARK AUBRY
    	
 
    	
 
    	
 
    
	
12200   NW AMBASSADOR DRIVE
    	
 
    	
 
    	
 
    	
 
    
	
KANSAS   CITY MO 641631244
    	
Cost   Share 
    	
:   $36,007,348.00
    	
Total    
    	
:
    
	
 
    	
 
    	
 
    	
$32,000,000.00
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
Total    
    	
:   $68,007,348.00
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
14.   Principal Investigator
    	
15.   Program Manager
    	
16.   Administrator
    
	
 
    	
 
    	
 
    
	
Mr. Robin   Mackie
    	
SAMUEL   P. TAYLOR
    	
U.S.   DOE/NETL
    
	
Phone:   *****
    	
Phone:   *****
    	
Morgantown   Campus
    
	
 
    	
 
    	
3610   Collins Ferry Road
    
	
 
    	
 
    	
PO   Box 880
    
	
 
    	
 
    	
Morgantown   WV 26507-0880
    
	
 
    	
 
    	
 
    
	
17.   Submit Payment Requests To
    	
18.   Paying Office
    	
19.   Submit Reports To
    
	
 
    	
 
    	
 
    
	
OR   for NETL (Morgantown)
    	
OR   for NETL (Morgantown)
    	
See   Reporting
    
	
U.S.   Department of Energy
    	
U.S.   Department of Energy
    	
Requirements   Checklist
    
	
Oak   Ridge Financial Service Center
    	
Oak   Ridge Financial Service Center
    	
 
    
	
P.O. Box   4787
    	
P.O. Box   4787
    	
 
    
	
Oak   Ridge TN 37831
    	
Oak   Ridge TN 37831
    	
 
    
															


 

20. Accounting and Appropriation Data

 

See Schedule

 

21. Research Title and/or Description of Project

 

RECOVERY ACT – SMITH ELECTRIC VEHICLES (SEV–US) MEDIUM DUTY ELECTRIC VEHICLE DEMONSTRATION PROJECT

 


	
For the Recipient
    	
 
    	
For the United States of America
    
	
 
    	
 
    	
 
    
	
22.   Signature of Person Authorized to Sign
    	
 
    	
25.   Signature of Grants/Agreements Officer
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Signature   on File
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
23.   Name and Title
    	
24 .   Date Signed
    	
 
    	
26.   Name of Officer
    	
27.   Date Signed
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
RAYMOND   R. JARR
    	
05/06/2011
    




 

NOT SPECIFIED /OTHER

 











 

NOT SPECIFIED /OTHER

 

	
CONTINUATION SHEET
    	
REFERENCE   NO. OF DOCUMENT BEING CONTINUED
    	
PAGE 2 OF 2
    
	
DE-EE0002614/003
    	
 
    	
 
    


 

NAME OF OFFEROR OR CONTRACTOR

SMITH ELECTRIC VEHICLES US CORP.

 

	
ITEM NO.
    	
 
    	
SUPPLIES/SERVICES
    	
 
    	
QUANTITY
    	
 
    	
UNIT
    	
 
    	
UNIT PRICE
    	
 
    	
AMOUNT
    	
 
    
	
(A)
    	
 
    	
(B)
    	
 
    	
(C)
    	
 
    	
(D)
    	
 
    	
(E)
    	
 
    	
(F)
    	
 
    
	
 
    	
 
    	
DUNS   Number: 830377680
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
DOE   Award Administrator: Carla Winaught,
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Carla.Winaught@netl.doe.gov,   (304) 285-4530
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Recipient   Business Officer: Dale Unglesbee,
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
*****
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Block   9 Authority: PL 95-91 DOE Organization Act, PL 111-5 American Recovery and   Reinvestment Act of 2009 and PL 109-58 Energy Policy Act of 2005
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
****************************************
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
The   purpose of this amendment is to incorporate a revised Federal Assistance   Reporting Checklist. The Federal Assistance Reporting Checklist is amended to   incorporate the report Audit of For-Profit Recipients.
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
All   other terms and conditions remain in full force and effect.
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
End   of Amendment 003
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
****************************************
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
ASAP:   NO Extent Competed: COMPETED Davis-Bacon Act: NO PI: Robin Mackie
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    


 

JULY 2004

 

NOT SPECIFIED /OTHER

 









 

NOT SPECIFIED /OTHER

 

ASSISTANCE AGREEMENT

 

	
1.   Award No.
    	
2.   Modification No.
    	
3.   Effective Date
    	
4.   CFDA No.
    
	
 
    	
 
    	
 
    	
 
    
	
DE-EE0002614
    	
004
    	
05/24/2011
    	
81.086
    
	
 
    	
 
    	
 
    	
 
    
	
5.   Awarded To
    	
6.   Sponsoring Office
    	
7.   Period of Performance
    
	
 
    	
 
    	
 
    
	
SMITH   ELECTRIC VEHICLES US CORP.
    	
U.S.   DOE/NETL
    	
04/01/2010
    
	
Attn:   MARK AUBRY
    	
Morgantown   Campus
    	
through
    
	
12200   NW AMBASSADOR DRIVE
    	
3610   Collins Ferry Road
    	
11/30/2013
    
	
KANSAS   CITY MO 641631244
    	
PO   Box 880
    	
 
    
	
 
    	
Morgantown   WV 26507-0880
    	
 
    
	
 
    	
 
    	
 
    
	
8.   Type of Agreement
    	
9.   Authority
    	
10.   Purchase Request or Funding Document No.
    
	
 
    	
 
    	
 
    
	
x Grant
    	
31   USC 6304 See Page 2
    	
11EE004310
    
	
o Cooperative   Agreement
    	
10   USC 2358
    	
 
    
	
o Other
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
11.   Remittance Address
    	
12.   Total Amount
    	
13.   Funds Obligated
    
	
 
    	
 
    	
 
    	
 
    
	
SMITH   ELECTRIC VEHICLES US CORP.
    	
Govt.   Share
    	
:   $32,000,000.00
    	
This   action
    	
:   $0.00
    
	
Attn:   MARK AUBRY
    	
 
    	
 
    	
 
    
	
12200   NW AMBASSADOR DRIVE
    	
 
    	
 
    	
 
    	
 
    
	
KANSAS   CITY MO 641631244
    	
Cost   Share 
    	
:   $36,007,348.00
    	
Total   
    	
:
    
	
 
    	
 
    	
 
    	
$32,000,000.00
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
Total   
    	
:   $68,007,348.00
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
14.   Principal Investigator
    	
15.   Program Manager
    	
16.   Administrator
    
	
 
    	
 
    	
 
    
	
Mr. Robin   Mackie
    	
SAMUEL   P. TAYLOR
    	
U.S.   DOE/NETL
    
	
Phone:   *****
    	
Phone:   *****
    	
Morgantown   Campus
    
	
 
    	
 
    	
3610   Collins Ferry Road
    
	
 
    	
 
    	
PO   Box 880
    
	
 
    	
 
    	
Morgantown   WV 26507-0880
    
	
 
    	
 
    	
 
    
	
17.   Submit Payment Requests To
    	
18.   Paying Office
    	
19.   Submit Reports To
    
	
 
    	
 
    	
 
    
	
OR   for NETL (Morgantown)
    	
OR   for NETL (Morgantown)
    	
See   Reporting 
    
	
U.S.   Department of Energy
    	
U.S.   Department of Energy
    	
Requirements   Checklist
    
	
Oak   Ridge Financial Service Center
    	
Oak   Ridge Financial Service Center
    	
 
    
	
P.O. Box   4787
    	
P.O. Box   4787
    	
 
    
	
Oak   Ridge TN 37831
    	
Oak   Ridge TN 37831
    	
 
    
														


 

20. Accounting and Appropriation Data

 

21. Research Title and/or Description of Project

 

RECOVERY ACT – SMITH ELECTRIC VEHICLES (SEV–US) MEDIUM DUTY ELECTRIC VEHICLE DEMONSTRATION PROJECT

 


	
For the Recipient
    	
 
    	
For the United States of America
    
	
 
    	
 
    	
 
    
	
22.   Signature of Person Authorized to Sign
    	
 
    	
25.   Signature of Grants/Agreements Officer
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Signature   on File
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
23.   Name and Title
    	
24 .   Date Signed
    	
 
    	
26.   Name of Officer
    	
27.   Date Signed
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
DARLENE   D. RIGGI
    	
05/24/2011
    




 

NOT SPECIFIED /OTHER

 











 

NOT SPECIFIED /OTHER

 

	
CONTINUATION SHEET
    	
REFERENCE   NO. OF DOCUMENT BEING CONTINUED
    	
PAGE 2 OF 3
    
	
DE-EE0002614/004
    	
 
    	
 
    


 

NAME OF OFFEROR OR CONTRACTOR

SMITH ELECTRIC VEHICLES US CORP.

 

	
ITEM NO.
    	
 
    	
SUPPLIES/SERVICES
    	
 
    	
QUANTITY
    	
 
    	
UNIT
    	
 
    	
UNIT PRICE
    	
 
    	
AMOUNT
    	
 
    
	
(A)
    	
 
    	
(B)
    	
 
    	
(C)
    	
 
    	
(D)
    	
 
    	
(E)
    	
 
    	
(F)
    	
 
    
	
 
    	
 
    	
DUNS   Number: 830377680
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
See   Page 3 for full text to this amendment.
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
****************************************
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
DOE   Award Administrator: Carla Winaught,
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Carla.Winaught@netl.doe.gov,   (304) 285-4530
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Recipient   Business Officer: Dale Unglesbee,
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
*****
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Block   9 Authority: PL 95-91 DOE Organization
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Act,   PL 111-5 American Recovery and Reinvestment
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Act   of 2009 and PL 109-58 Energy Policy Act of
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
2005
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
ASAP:   NO Extent Competed: COMPETED Davis-Bacon
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Act:   NO PI: Robin Mackie
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
LIST   OF CHANGES:
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Fund:   05794 Appr Year: 2009 Allottee: 31 Report
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Entity:   220520 Object Class: 25500 Program:
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
1005108   Project: 2004500 WFO: 0000000 Local Use:
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
0000000   
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    


 

JULY 2004

 

NOT SPECIFIED /OTHER

 











 

	
 
    	
 
    	
PAGE 3 OF 3
    


 

The purpose of this amendment is to revise the CONDITIONS ON AWARD provision. Accordingly, the award is amended as follows:

 

1.              The text under CONDITIONS ON AWARD, Paragraph 2, Payment of Costs, is deleted in its entirety and replaced with the following text:

 

“DOE has obligated $32,000,000 for completion of the project authorized by this award. However, only $15,000,000 is available for work performed by the Recipient during the definitization period. In the event that the award is not definitized within 90 days of this amendment 004, and either party elects to declare the award terminated, the maximum DOE liability to the Recipient is DOE’s share of incurred costs up to $15,000,000 provided such costs are reasonable, allocable to the award, and allowable under the terms of the award and the applicable Federal Cost Principles. The Recipient may incur costs beyond this limit at its own risk, subject to later reimbursement by DOE in the event the project proceeds beyond the definitization period. DOE reserves the right to unilaterally deobligate the balance of funds obligated, but not authorized for expenditure, in the event the Conditions on Award and NEPA requirements are not satisfied.”

 

2.              Except as provided herein, all terms and conditions of the award shall remain unchanged and in full force and effect.

 

End of Amendment 004

 









 

ASSISTANCE AGREEMENT

 

	
1.   Award No.
    	
2.   Modification No.
    	
3.   Effective Date
    	
4.   CFDA No.
    
	
 
    	
 
    	
 
    	
 
    
	
DE-EE0002614
    	
005
    	
07/12/2011
    	
81.086
    
	
 
    	
 
    	
 
    	
 
    
	
5.   Awarded To
    	
6.   Sponsoring Office
    	
7.   Period of Performance
    
	
 
    	
 
    	
 
    
	
SMITH   ELECTRIC VEHICLES US CORP.
    	
U.S.   DOE/NETL
    	
04/01/2010
    
	
Attn:   MARK AUBRY
    	
Morgantown   Campus
    	
through
    
	
12200   NW AMBASSADOR DRIVE
    	
3610   Collins Ferry Road
    	
11/30/2013
    
	
KANSAS   CITY MO 641631244
    	
PO   Box 880
    	
 
    
	
 
    	
Morgantown   WV 26507-0880
    	
 
    
	
 
    	
 
    	
 
    
	
8.   Type of Agreement
    	
9.   Authority
    	
10.   Purchase Request or Funding Document No.
    
	
 
    	
 
    	
 
    
	
x Grant
    	
31   USC 6304 See Page 2
    	
11EE004961
    
	
o Cooperative   Agreement
    	
10   USC 2358
    	
 
    
	
o Other
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
11.   Remittance Address
    	
12.   Total Amount
    	
13.   Funds Obligated
    
	
 
    	
 
    	
 
    	
 
    
	
SMITH   ELECTRIC VEHICLES US CORP.
    	
Govt.   Share
    	
:   $32,000,000.00
    	
This   action
    	
:   $0.00
    
	
Attn:   MARK AUBRY
    	
 
    	
 
    	
 
    
	
12200   NW AMBASSADOR DRIVE
    	
 
    	
 
    	
 
    	
 
    
	
KANSAS   CITY MO 641631244
    	
Cost   Share 
    	
:   $36,007,348.00
    	
Total    
    	
:
    
	
 
    	
 
    	
 
    	
$32,000,000.00
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
Total    
    	
:   $68,007,348.00
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
14.   Principal Investigator
    	
15.   Program Manager
    	
16.   Administrator
    
	
 
    	
 
    	
 
    
	
Mr. Robin   Mackie
    	
John   J. Conley
    	
U.S.   DOE/NETL
    
	
*****
    	
Phone:   *****
    	
Morgantown   Campus
    
	
 
    	
 
    	
3610   Collins Ferry Road
    
	
 
    	
 
    	
PO   Box 880
    
	
 
    	
 
    	
Morgantown   WV 26507-0880
    
	
 
    	
 
    	
 
    
	
17.   Submit Payment Requests To
    	
18.   Paying Office
    	
19.   Submit Reports To
    
	
 
    	
 
    	
 
    
	
OR   for NETL (Morgantown)
    	
OR   for NETL (Morgantown)
    	
See   Reporting 
    
	
U.S.   Department of Energy
    	
U.S.   Department of Energy
    	
Requirements   Checklist
    
	
Oak   Ridge Financial Service Center
    	
Oak   Ridge Financial Service Center
    	
 
    
	
P.O. Box   4787
    	
P.O. Box   4787
    	
 
    
	
Oak   Ridge TN 37831
    	
Oak   Ridge TN 37831
    	
 
    
														


 

20. Accounting and Appropriation Data

 

21. Research Title and/or Description of Project

 

RECOVERY ACT – SMITH ELECTRIC VEHICLES (SEV–US) MEDIUM DUTY ELECTRIC VEHICLE DEMONSTRATION PROJECT

 


	
For the Recipient
    	
 
    	
For the United States of America
    
	
 
    	
 
    	
 
    
	
22.   Signature of Person Authorized to Sign
    	
 
    	
25.   Signature of Grants/Agreements Officer
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Signature   on File
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
23.   Name and Title
    	
24 .   Date Signed
    	
 
    	
26.   Name of Officer
    	
27.   Date Signed
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Susan   Miltenberger
    	
07/12/2011
    




 











 

	
CONTINUATION SHEET
    	
REFERENCE   NO. OF DOCUMENT BEING CONTINUED
    	
PAGE 2 OF 2
    
	
DE-EE0002614   / 005
    	
 
    	
 
    


 

NAME OF OFFEROR OR CONTRACTOR

SMITH ELECTRIC VEHICLES US CORP.

 

	
ITEM NO.
    	
 
    	
SUPPLIES/SERVICES
    	
 
    	
QUANTITY
    	
 
    	
UNIT
    	
 
    	
UNIT PRICE
    	
 
    	
AMOUNT
    	
 
    
	
(A)
    	
 
    	
(B)
    	
 
    	
(C)
    	
 
    	
(D)
    	
 
    	
(E)
    	
 
    	
(F)
    	
 
    
	
 
    	
 
    	
DUNS   Number: 830377680
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
DOE   Award Administrator: Carla Winaught,
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Carla.Winaught@netl.doe.gov,   (304) 285-4530
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Recipient   Business Officer: Dale Unglesbee,
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
*****
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Block   9 Authority: PL 95-91 DOE Organization
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Act,   PL 111-5 American Recovery and Reinvestment
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Act   of 2009 and PL 109-58 Energy Policy Act of
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
2005
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
ASAP:   NO Extent Competed: COMPETED Davis-Bacon
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Act:   NO PI: Robin Mackie
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
*******************************************
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
As   reflected in block 15 of the award cover page,
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
the   DOE Program Manager is changed from Samuel
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Taylor   to John J. Conley, 304-285-2023,
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
john.conley@netl.doe.gov.
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
END   OF AMENDMENT 005
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
*******************************************
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Fund:   05794 Appr Year: 2009 Allottee: 31 Report
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Entity:   220520 Object Class: 25500 Program:
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
1005108   Project: 2004500 WFO: 0000000 Local Use:
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
0000000   
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    


 

JULY 2004

 









 

NOT SPECIFIED /OTHER

 

ASSISTANCE AGREEMENT

 

	
1.   Award No.
    	
2.   Modification No.
    	
3.   Effective Date
    	
4.   CFDA No.
    
	
 
    	
 
    	
 
    	
 
    
	
DE-EE0002614
    	
006
    	
08/16/2011
    	
81.086
    
	
 
    	
 
    	
 
    	
 
    
	
5.   Awarded To
    	
6.   Sponsoring Office
    	
7.   Period of Performance
    
	
 
    	
 
    	
 
    
	
SMITH   ELECTRIC VEHICLES US CORP.
    	
U.S. DOE/NETL
    	
04/01/2010
    
	
Attn:   MARK AUBRY
    	
Morgantown   Campus
    	
through
    
	
12200   NW AMBASSADOR DRIVE
    	
3610   Collins Ferry Road
    	
11/30/2014
    
	
KANSAS   CITY MO 641631244
    	
PO   Box 880
    	
 
    
	
 
    	
Morgantown   WV 26507-0880
    	
 
    
	
 
    	
 
    	
 
    
	
8.   Type of Agreement
    	
9.   Authority
    	
10.   Purchase Request or Funding Document No.
    
	
 
    	
 
    	
 
    
	
x Grant
    	
31   USC 6304 See Page 2
    	
11EE006202
    
	
o Cooperative   Agreement
    	
10   USC 2358
    	
 
    
	
o Other
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
11.   Remittance Address
    	
12.   Total Amount
    	
13.   Funds Obligated
    
	
 
    	
 
    	
 
    	
 
    
	
SMITH   ELECTRIC VEHICLES US CORP.
    	
Govt.   Share
    	
:   $32,000,000.00
    	
This   action
    	
:  $0.00
    
	
Attn:   MARK AUBRY
    	
 
    	
 
    	
 
    
	
12200   NW AMBASSADOR DRIVE
    	
 
    	
 
    	
 
    	
 
    
	
KANSAS   CITY MO 641631244
    	
Cost   Share 
    	
:   $36,007,348.00
    	
Total    
    	
:
    
	
 
    	
 
    	
 
    	
$32,000,000.00
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
Total    
    	
:   $68,007,348.00
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
14.   Principal Investigator
    	
15.   Program Manager
    	
16.   Administrator
    
	
 
    	
 
    	
 
    
	
Mr. Robin   Mackie
    	
John   J. Conley
    	
U.S.   DOE/NETL
    
	
Phone:   *****
    	
Phone:   *****
    	
Morgantown   Campus
    
	
 
    	
 
    	
3610   Collins Ferry Road
    
	
 
    	
 
    	
PO   Box 880
    
	
 
    	
 
    	
Morgantown   WV 26507-0880
    
	
 
    	
 
    	
 
    
	
17.   Submit Payment Requests To
    	
18.   Paying Office
    	
19.   Submit Reports To
    
	
 
    	
 
    	
 
    
	
OR   for NETL (Morgantown)
    	
OR   for NETL (Morgantown)
    	
See   Reporting
    
	
U.S.   Department of Energy
    	
U.S.   Department of Energy
    	
Requirements   Checklist
    
	
Oak   Ridge Financial Service Center
    	
Oak   Ridge Financial Service Center
    	
 
    
	
P.O. Box   4787
    	
P.O. Box   4787
    	
 
    
	
Oak   Ridge TN 37831
    	
Oak   Ridge TN 37831
    	
 
    
														


 

20. Accounting and Appropriation Data

 

 

21. Research Title and/or Description of Project

 

RECOVERY ACT – SMITH ELECTRIC VEHICLES (SEV–US) MEDIUM DUTY ELECTRIC VEHICLE DEMONSTRATION PROJECT

 


	
For the Recipient
    	
 
    	
For the United States of America
    
	
 
    	
 
    	
 
    
	
22.   Signature of Person Authorized to Sign
    	
 
    	
25.   Signature of Grants/Agreements Officer
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Signature   on File
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
23.   Name and Title
    	
24 .   Date Signed
    	
 
    	
26.   Name of Officer
    	
27.   Date Signed
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Susan   Miltenberger
    	
08/16/2011
    




 

NOT SPECIFIED /OTHER

 











 

NOT SPECIFIED /OTHER

 

	
CONTINUATION SHEET
    	
REFERENCE   NO. OF DOCUMENT BEING CONTINUED
    	
PAGE 2 OF 3
    
	
DE-EE0002614/006
    	
 
    	
 
    


 

NAME OF OFFEROR OR CONTRACTOR

SMITH ELECTRIC VEHICLES US CORP.

 

	
ITEM NO.
    	
 
    	
SUPPLIES/SERVICES
    	
 
    	
QUANTITY
    	
 
    	
UNIT
    	
 
    	
UNIT PRICE
    	
 
    	
AMOUNT
    	
 
    
	
(A)
    	
 
    	
(B)
    	
 
    	
(C)
    	
 
    	
(D)
    	
 
    	
(E)
    	
 
    	
(F)
    	
 
    
	
 
    	
 
    	
DUNS   Number: 830377680
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
See   Page 3 for full text to this amendment
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
******************************************
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
DOE   Award Administrator: Carla Winaught,
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Carla.Winaught@netl.doe.gov,   (304) 285-4530
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Recipient   Business Officer: Dale Unglesbee,
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
*****
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Block   9 Authority: PL 95-91 DOE Organization Act, PL 111-5 American Recovery and   Reinvestment Act of 2009 and PL 109-58 Energy Policy Act of 2005
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
ASAP:   NO Extent Competed: COMPETED Davis-Bacon
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Act:   NO PI: Robin Mackie
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Fund:   05794 Appr Year: 2009 Allottee: 31 Report Entity: 220520 Object Class: 25500   Program: 1005108 Project: 2004500 WFO: 0000000 Local Use: 0000000
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    


 

JULY 2004

 

NOT SPECIFIED /OTHER

 











 

PAGE 3 OF 3

 

The purpose of this amendment is to authorize a no cost extension, revise the CONDITIONS ON AWARD provision and the Statement of Project Objectives (SOPO). Accordingly, the award is amended as follows:

 

1.     As reflected in Block 7 of the Assistance Agreement cover page, the Period of Performance is hereby revised from “04/01/2010 to 11/30/2013” to “04/01/2010 to 11/30/2014”.

 

2.     The text under CONDITIONS ON AWARD, Paragraph 2, Payment of Costs, is deleted in its entirety and replaced with the following text:

 

“DOE has obligated $32,000,000 for completion of the project authorized by this award. However, only $19,000,000 is available for work performed by the Recipient during the definitization period. In the event that the award is not definitized within 90 days of this amendment 006, and either party elects to declare the award terminated, the maximum DOE liability to the Recipient is DOE’s share of incurred costs up to $19,000,000 for direct  costs only provided such costs are reasonable, allocable to the award, and allowable under the terms of the award and the applicable Federal Cost Principles. The Recipient may incur costs beyond this limit at its own risk, subject to later reimbursement by DOE in the event the project proceeds beyond the definitization period. DOE reserves the right to unilaterally deobligate the balance of funds obligated, but not authorized for expenditure, in the event the Conditions on Award and NEPA requirements are not satisfied.”

 

3.     Attachment 2, Statement of Project Objectives is deleted in its entirety and replaced with the attached Statement of Project Objectives. The only change to the SOPO is the removal of the production schedule on Task 3, Fleet Build and Deployment Program.

 

4.     Except as provided herein, all terms and conditions of the award shall remain unchanged and in full force and effect.

 

End of Amendment 006

 













	
  

  	
  1. Award No. 2.
  Modification No. 3. Effective Date 4. CFDA No. DE-EE0002614 007 02/10/2012
  81.086 ASSISTANCE AGREEMENT 12200 NW AMBASSADOR DRIVE 7. Period of
  Performance 04/01/2010 through 11/30/2014 6. Sponsoring Office Energy Effcy
  & Renewable Energy KANSAS CITY MO 641631244 Attn: MARK AUBRY SMITH
  ELECTRIC VEHICLES US CORP. 5. Awarded To Other Cooperative Agreement Grant
  See Page 2 See Schedule 10. Purchase Request or Funding Document No. 9.
  Authority 8. Type of Agreement X 11. Remittance Address 12. Total Amount 13.
  Funds Obligated SMITH ELECTRIC VEHICLES US CORP. Attn: MARK AUBRY KANSAS CITY
  MO 641631244 Govt. Share: $32,000,000.00 Cost Share : $37,474,772.00 Total :
  $69,474,772.00 This action: $0.00 Total : $32,000,000.00 12200 NW AMBASSADOR
  DRIVE Nicholas D'Amico Morgantown WV 26507-0880 PO Box 880 3610 Collins Ferry
  Road Morgantown Campus U.S. DOE/NETL Phone: ***** Phone: ***** Mr. Robin
  Mackie 14. Principal Investigator 15. Program Manager 16. Administrator P.O.
  Box 4787 Requirements Checklist See Reporting OR for NETL (Morgantown) U.S.
  Department of Energy Oak Ridge Financial Service Center Oak Ridge TN 37831
  Oak Ridge TN 37831 P.O. Box 4787 Oak Ridge Financial Service Center U.S.
  Department of Energy OR for NETL (Morgantown) 19. Submit Reports To 18.
  Paying Office 17. Submit Payment Requests To 20. Accounting and Appropriation
  Data 21. Research Title and/or Description of Project RECOVERY ACT - SMITH
  ELECTRIC VEHICLES (SEV-US) MEDIUM DUTY ELECTRIC VEHICLE DEMONSTRATION PROJECT
  For the Recipient For the United States of America 22. Signature of Person
  Authorized to Sign 25. Signature of Grants/Agreements Officer 23. Name and
  Title 24. Date Signed 26. Name of Officer 27. Date Signed Kelly A. McDonald
  02/10/2012 Signature on File 

  






 















	
  

  	
  CONTINUATION
  SHEET REFERENCE NO. OF DOCUMENT BEING CONTINUED NAME OF OFFEROR OR CONTRACTOR
  AMOUNT UNIT PRICE UNIT QUANTITY SUPPLIES/SERVICES ITEM NO. PAGE OF (A) (B)
  (C) (E) (F) DE-EE0002614/007 2 4 SMITH ELECTRIC VEHICLES US CORP. (D) DUNS
  Number: 830377680 See Page 3 for full text to this amendment
  ****************************************** DOE Award Administrator: Carla
  Winaught, Carla.Winaught@netl.doe.gov, (304) 285-4530 Recipient Business
  Officer: Dale Unglesbee, ***** Block 9 Authority: PL 95-91 DOE Organization
  Act, PL 111-5 American Recovery and Reinvestment Act of 2009 and PL 109-58
  Energy Policy Act of 2005 ASAP: NO Extent Competed: COMPETED Davis-Bacon Act:
  NO PI: Robin Mackie Fund: 05794 Appr Year: 2009 Allottee: 31 Report Entity:
  220520 Object Class: 25500 Program: 1005108 Project: 2004500 WFO: 0000000
  Local Use: 0000000 JULY 2004 

  






 


 








 

Award No. DE-EE0002614

Amendment 007

Page 3 of 4

 

The purpose of this amendment is to make administrative changes, change the Program Manager, remove the Condition on Award, define indirect and fringe benefit rates, and revise the Statement of Project Objectives (SOPO) and the budget.  Accordingly, the award is amended as follows:

 

1.               As reflected in Block 6 of the Assistance Agreement cover page, the Sponsoring Office is changed from U.S. DOE/NETL to Energy Efficiency and Renewable Energy.

 

2.               As reflected in Block 9 of the Assistance Agreement cover page, an administrative correction is made to remove the United States Code authorities from the award cover page.  The Recipient should “See Page 2” for the applicable authorities for this award.

 

3.               As reflected in Block 12 of the Assistance Agreement cover page, the Total Project Value has increased by $1,467,424 from $68,007,348 to $69,474,772 and the Recipient Share is increased by $1,467,424 from $36,007,348 to $37,424,772.

 

4.               As reflected in Block 15 of the Assistance Agreement cover page, the Program Manager is changed from John J. Conley to Nicolas D’Amico.

 

5.               The Contracting Officer has determined that the Recipient has satisfactorily resolved all issues with the Accounting System Review; therefore, Conditions on Award, including the Accounting System Review and Payment of Costs, has been removed.  Obligations of $32,000,000 are available for work performed under this agreement.  The Recipient is authorized to invoice DOE for indirect and fringe benefit costs at the following rates:

 

	
 
    	
 
    	
 
    	
 
    	
2011
    	
 
    	
 
    
	
 
    	
 
    	
2010
    	
 
    	
(provisional)
    	
 
    	
Base
    
	
Fringe   Benefit Rate
    	
 
    	
29.34%
    	
 
    	
29%
    	
 
    	
Direct &   indirect salaries/wages
    
	
Manufacturing   Overhead
    	
 
    	
128.40%
    	
 
    	
100%
    	
 
    	
Mfg.   Direct Labor Dollars + Contractor Labor Dollars
    
	
Engineering/PM   Overhead
    	
 
    	
99.81%
    	
 
    	
90%
    	
 
    	
Engineering/PM   Direct Labor Dollars + Contractor Labor Dollars
    
	
General &   Administrative
    	
 
    	
12.67%
    	
 
    	
7.50%
    	
 
    	
Total   Cost Input (Direct labor, applied Overhead, Contractor Labor + Direct   Material)
    


 

Provisional billing rates for subsequent years will be determined upon receipt of a documented rate request based on the current year’s budget from the recipient.

 

6.               The table in the Provision “Cost Sharing FFRDC’s Not Involved” is deleted in its entirety and replaced with the following:

 

“

 

	
 
    	
 
    	
Budget
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Budget
    	
 
    	
Period
    	
 
    	
Government Share
    	
 
    	
Recipient Share
    	
 
    	
Total Estimated
    	
 
    
	
Period
    	
 
    	
Start
    	
 
    	
$/%
    	
 
    	
$/%
    	
 
    	
Cost
    	
 
    
	
1
    	
 
    	
4/1/2010
    	
 
    	
$32,000,000   / 46%
    	
 
    	
$37,474,772   / 54%
    	
 
    	
$69,474,772
    	
 
    


”

 

7.               Attachment 2, Statement of Project Objectives is deleted in its entirety and replaced with the attached Statement of Project Objectives.  The changes to the SOPO include the addition of a step-through van, shuttle bus, and school bus, and changes to subtask 5.5.  In addition, the vehicle class has changed from “3 through 7” to “4 through 7”.

 











 

Award No. DE-EE0002614

Amendment 007

Page 4 of 4

 

8.               Attachment 4, Budget Page(s), is deleted in its entirety and replaced with the attached Budget Page(s).

 

9.               Except as provided herein, all terms and conditions of the award shall remain unchanged and in full force and effect.

 

End of Amendment 007