### Cover Letter

Ladies and Gentlemen: The following PMN refers to functionalizing a carbon nanotube material {XXX} {XXX} {XXX} {XXX} {XXX} We look forward to working with you to develop practicable means to meet both Agency control requirements and evolving commercial distribution requirements.

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XXX

Functionalized Carbon Nanotubes 

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### (1)

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Page 12 SANITIZED SUBMISSIONSee Attachment 002 (Attachment 002 (Public).pdf)

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Page 17 SANITIZED SUBMISSIONSee Attachment 003 (Attachment 003 (Public).pdf)

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See Attachment 004 (Attachment 004 (Public).pdf)

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Page 22 SANITIZED SUBMISSIONP10SB1(a)(4)1 Part II, Section B, 1(a)(4). Operation Site Locations

XXX

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Page 24 SANITIZED SUBMISSIONManufacturing Process Pollution Control. Submitter utilizes a waste water evaporator which has significantly decreased the amount of liquid

waste leaving the site. Though it doesn't necessarily reduce the amount of NCS wihc is disposed of through offsite incineration, it has reduced our waste stream leaving the site by ~80%. Use Pollution Prevention. The NCS is the key technology that enables the manufacture of Submitter's {XXX} technology. Compared to competing technologies, such as hard disk drives (HDD) and DRAM devices, the manufacture of {XXX} is much simpler and involves fewer processing steps, which results in a comparative reduction in wafer fab operation time, chemical usage and plant emissions. Climate Change and Energy Savings Benefits. The NCS, by enabling {XXX}, will make enormous electric pwoer use savings possible. {XXX} will use approximately 5300 times less power than hard disk drives (HDD) and 1500 times less power than DRAM devices. If all HDD and DRAM devices were converted to {XXX} (enabled by the NCS), it is estimated that the world would save 20GWatts of avoided pwer generation/year. See attachment 016 for more information.

Attachment 016 (Public).pdf

Page 25 SANITIZED SUBMISSION001 Chemical Identity Attachment 001 (Public).pdf Pt.I, Sec.B, 1e. 1 002 Manufacturing Process Description Attachment 002 (Public).pdf Pt.I, Sec.B, 1e(2). | Pt.2, Sec.A, 1d. 3 003 Post Manufacturing Process Attachment 003 (Public).pdf Pt.2, Sec.A, 1d. (#2) 13 004 Sites Controlled by Others Process Attachment 004 (Public).pdf Pt.2, Sec.B, 1a. 4 005 Attachment 005 Other Sites Attachment 005 (Public).pdf Pt.2, Sec.A, End | Pt.2, Sec.A, End (#2) 1 006 Attachment 006 - MSDS Attachment 006 (Public).pdf 8 007 Attachment 007 QC Datasheet Attachment 007 (Public).pdf 12 008 Attachment 008 TGA Data Attachment 008 (Public).pdf 1 009 Attachment 009 - Aiborne Analysis Attachment 009 (Public).pdf 2 010 Broken Wafer Data Attachment 010 (Public).pdf 5 011 HEPA on Exhaust Data Attachment 011 (Public).pdf 6 012 Attachment 012 Airborne Data 1 Attachment 012 (Public).pdf 20 013 Attachment 013 - Airborne Results Attachment 013 (Public).pdf 16 014 Shipping Label Attachment 014 (Public).pdf 1 015 Attachment 015 Raman Data Attachment 015 (Public).pdf 6 016 Attachment 016 Benefits of NCS Attachment 016 (Public).pdf Pollution Prevention 7 017 Attachment 017 Statement Re Test Data Attachment 017 (Public).pdf 1

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### ATTACHMENT HEADER SHEET Attachment Number 001 Attachment Name Chemical Identity 

### Associated PMN Section Number

Pt.I, Sec.B, 1e. Does not contain CBI 

### Report Number FUNC130802523779792

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### Associated PMN Section Number Pt.I, Sec.B, 1e(2). | Pt.2, Sec.A, 1d. Does not contain CBI 

### Report Number FUNC130802523779792

### ATTACHMENT HEADER SHEET Attachment Number 003 Attachment Name Post Manufacturing Process 

### Associated PMN Section Number

Pt.2, Sec.A, 1d. (#2) Does not contain CBI 

### Report Number FUNC130802523779792

### ATTACHMENT HEADER SHEET Attachment Number 004 Attachment Name Sites Controlled by Others Process 

### Associated PMN Section Number

Pt.2, Sec.B, 1a. Does not contain CBI 

### Report Number FUNC130802523779792

### ATTACHMENT HEADER SHEET Attachment Number 005 Attachment Name Attachment 005 Other Sites 

### Associated PMN Section Number Pt.2, Sec.A, End | Pt.2, Sec.A, End (#2)

Does not contain CBI 

### Report Number FUNC130802523779792

### ATTACHMENT HEADER SHEET Attachment Number 006 Attachment Name Attachment 006 - MSDS 

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### Report Number FUNC130802523779792

### ATTACHMENT HEADER SHEET Attachment Number 007 Attachment Name Attachment 007 QC Datasheet 

### Associated PMN Section Number

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### Report Number FUNC130802523779792

### ATTACHMENT HEADER SHEET Attachment Number 008 Attachment Name Attachment 008 TGA Data 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number FUNC130802523779792

### ATTACHMENT HEADER SHEET Attachment Number 009 Attachment Name Attachment 009 - Aiborne Analysis 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number FUNC130802523779792

### ATTACHMENT HEADER SHEET Attachment Number 010 Attachment Name Broken Wafer Data 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number FUNC130802523779792

### ATTACHMENT HEADER SHEET Attachment Number 011 Attachment Name HEPA on Exhaust Data 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number FUNC130802523779792

### ATTACHMENT HEADER SHEET Attachment Number 012 Attachment Name Attachment 012 Airborne Data 1 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number FUNC130802523779792

### ATTACHMENT HEADER SHEET Attachment Number 013 Attachment Name Attachment 013 - Airborne Results 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number FUNC130802523779792

### ATTACHMENT HEADER SHEET Attachment Number 014 Attachment Name Shipping Label 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number FUNC130802523779792

### ATTACHMENT HEADER SHEET Attachment Number 015 Attachment Name Attachment 015 Raman Data 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number FUNC130802523779792

### ATTACHMENT HEADER SHEET Attachment Number 016 Attachment Name Attachment 016 Benefits of NCS 

### Associated PMN Section Number

Pollution Prevention Does not contain CBI 

### Report Number FUNC130802523779792

### ATTACHMENT HEADER SHEET Attachment Number 017 Attachment Name Attachment 017 Statement Re Test Data 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number FUNC130802523779792