SOLICITATION/CONTRACT/ORDER FOR COMMERCIAL ITEMS 

OFFEROR TO COMPLETE BLOCKS 12, 17, 23, 24, & 30 1000107297

1. REQUISITION NUMBER

2. CONTRACT NO. 3. AWARD/EFFECTIVE 

DATE

4. ORDER NUMBER

SPE3S1-21-R-0003

5. SOLICITATION NUMBER

2021 JAN 05

6. SOLICITATION ISSUE 

 DATE

Steven Hoenes PSPTRCC

a. NAME

Phone: 215-737-3726

b. TELEPHONE NUMBER (No Collect

 calls)

2021 FEB 11

8. OFFER DUE DATE/ 

LOCAL TIME

9. ISSUED BY CODE SPE3S1

DLA TROOP SUPPORT 

SUBSISTENCE SUPPLY CHAIN 

700 ROBBINS AVENUE 

PHILADELPHIA PA 19111-5096 

USA

10. THIS ACQUISITION IS UNRESTRICTED OR SET ASIDE: % FOR:

SMALL BUSINESS

HUBZONE SMALL 

BUSINESS

 WOMEN-OWNED SMALL BUSINESS 

 (WOSB) ELIGIBLE UNDER THE WOMEN-OWNED 

 SMALL BUSINESS PROGRAM

8 (A)

SERVICE-DISABLED 

VETERAN-OWNED 

SMALL BUSINESS

NAICS: 311999

SIZE STANDARD:

11. DELIVERYFOR FOB DESTINATION UNLESS BLOCK IS 

MARKED

12. DISCOUNT TERMS 

 

13a. THIS CONTRACT IS A 

RATED ORDER UNDER 

DPAS (15 CFR 700)

 13b. RATING

 14. METHOD OF SOLICITATION

RFQ IFB RFP

15. DELIVER TO CODE 16. ADMINISTERED BY CODE

17a. CONTRACTOR/ CODE 

 OFFEROR

FACILITY 

CODE

TELEPHONE NO.

18a. PAYMENT WILL BE MADE BY CODE

17b. CHECK IF REMITTANCE IS DIFFERENT AND PUT SUCH ADDRESS IN 

OFFER

18b. SUBMIT INVOICES TO ADDRESS SHOWN IN BLOCK 18a UNLESS BLOCK 

BELOW IS CHECKED

19. 

ITEM NO.

20. 

 SCHEDULE OF SUPPLIES/SERVICES

21. 

QUANTITY

 22. 

 UNIT

23. 

UNIT PRICE

24. 

AMOUNT

See Schedule

 

 

 

 

 

 

 

 

 

 

 

 

 

(Use Reverse and/or Attach Additional Sheets as Necessary)

25. ACCOUNTING AND APPROPRIATION DATA 26. TOTAL AWARD AMOUNT (For Govt. Use Only)

27a. SOLICITATION INCORPORATES BY REFERENCE FAR 52.212-1, 52.212-4. FAR 52.212-3 AND 52.212-5 ARE ATTACHED. ADDENDA ARE ARE NOT ATTACHED

27b. CONTRACT/PURCHASE ORDER INCORPORATES BY REFERENCE FAR 52.212-4. FAR 52.212-5 IS ATTACHED. ADDENDA ARE ARE NOT ATTACHED

28. CONTRACTOR IS REQUIRED TO SIGN THIS DOCUMENT AND RETURN 

COPIES TO ISSUING OFFICE. CONTRACTOR AGREES TO FURNISH AND 

 

DELIVER ALL ITEMS SET FORTH OR OTHERWISE IDENTIFIED ABOVE AND ON ANY 

ADDITIONAL SHEETS SUBJECT TO THE TERMS AND CONDITIONS SPECIFIED

29. AWARD OF CONTRACT: REF. OFFER 

 

DATED . YOUR OFFER ON SOLICITATION 

(BLOCK 5), INCLUDING ANY ADDITIONS OR CHANGES WHICH ARE 

SET FORTH HEREIN, IS ACCEPTED AS TO ITEMS:

30a. SIGNATURE OF OFFEROR/CONTRACTOR 31a. UNITED STATES OF AMERICA (SIGNATURE OF CONTRACTING OFFICER)

30b. NAME AND TITLE OF SIGNER (Type or Print) 30c. DATE SIGNED 31b. NAME OF CONTRACTING OFFICER (Type or Print) 31c. DATE SIGNED

3

SEE SCHEDULE

7. FOR SOLICITATION 

INFORMATION CALL:

SEE SCHEDULE

03:00 PM

STANDARD FORM 1449 (REV. 2/2012)

Prescribed by GSA - FAR (48 CFR) 53.212

AUTHORIZED FOR LOCAL REPRODUCTION 

PREVIOUS EDITION IS NOT USABLE

SEE ADDENDUM

EDWOSB

PAGE 1 OF 115
32a. QUANTITY IN COLUMN 21 HAS BEEN

RECEIVED INSPECTED ACCEPTED, AND CONFORMS TO THE CONTRACT, EXCEPT AS NOTED:

COMPLETE PARTIAL FINAL

STANDARD FORM 1449 (REV. 2/2012) BACK

36. PAYMENT

PARTIAL FINAL

20. 

 SCHEDULE OF SUPPLIES/SERVICES

21. 

QUANTITY

 22. 

 UNIT

23. 

UNIT PRICE

24. 

AMOUNT

19. 

ITEM NO.

32b. SIGNATURE OF AUTHORIZED GOVERNMENT 

REPRESENTATIVE

32c. DATE 32d. PRINTED NAME AND TITLE OF AUTHORIZED GOVERNMENT 

REPRESENTATIVE

32f. TELEPHONE NUMBER OF AUTHORIZED GOVERNMENT REPRESENTATIVE

32g. E-MAIL OF AUTHORIZED GOVERNMENT REPRESENTATIVE

33. SHIP NUMBER 34. VOUCHER NUMBER 35. AMOUNT VERIFIED 

CORRECT FOR 

37. CHECK NUMBER

38. S/R ACCOUNT NO. 39. S/R VOUCHER NUMBER 40. PAID BY

42a. RECEIVED BY (Print)

41b. SIGNATURE AND TITLE OF CERTIFYING OFFICER 41c. DATE

42c. DATE REC'D (YY/MM/DD) 42d. TOTAL CONTAINERS

41a. I CERTIFY THIS ACCOUNT IS CORRECT AND PROPER FOR PAYMENT

32e. MAILING ADDRESS OF AUTHORIZED GOVERNMENT REPRESENTATIVE

42b. RECEIVED AT (Location)
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Form

TECHNICAL REQUIREMENTS

THIS DOCUMENT INCORPORATES TECHNICAL AND/OR QUALITY REQUIREMENTS (IDENTIFIED BY AN `R' OR AN `I' NUMBER IN 

SECTION B) SET FORTH IN FULL TEXT IN THE DLA MASTER LIST OF TECHNICAL AND QUALITY REQUIREMENTS FOUND ON THE 

WEB AT: http://www.dla.mil/HQ/Acquisition/Offers/eProcurement.aspx. FOR SIMPLIFIED ACQUISITIONS, THE REVISION OF 

THE MASTER IN EFFECT ON THE SOLICITATION ISSUE DATE OR THE AWARD DATE CONTROLS. FOR LARGE ACQUISITIONS, THE 

REVISION OF THE MASTER IN EFFECT ON THE RFP ISSUE DATE APPLIES UNLESS A SOLICITATION AMENDMENT INCORPORATES 

A FOLLOW-ON REVISION, IN WHICH CASE THE AMENDMENT DATE CONTROLS. 

 

CONTINUATION OF BLOCKS FROM SF 1449 

 

1. Block 8

OFFER DUE DATE/LOCAL TIME: February 11, 2021at 3:00 P.M. EASTERN TIME (ET) (Standard or 

Daylight, as 

applicable) 

2. Block 9

All offers/modifications/withdrawals must be plainly marked on the OUTERMOST ENVELOPE with the 

solicitation number, closing date, and time set for the receipt of offers. 

Send MAILED OFFER to: 

ATTN: STEVEN HOENES AND CANDICE CAMPBELL 

DEFENSE LOGISTICS AGENCY 

DLA TROOP SUPPORT 

POST OFFICE BOX 56667 

PHILADELPHIA, PA 19111-6667 

NOTES: 

A. All hand carried offers are to be delivered to the Business Opportunities Office between 8:00 a.m. and 

5:00 p.m., (See COVID-19 Notice below for revised location and hours) Monday through Friday, 

except for legal federal holidays as set forth in 5 USC 6103, and except on the closing date of this 

solicitation, in which case delivery must be made by the time set for receipt of offers as stated in Block 

8 of the Standard Form 1449. Offerors using a commercial carrier service must ensure that the carrier 

service “hand carries” the package to the Business Opportunities Office (See COVID-19 Notice below 

for revised location and hours) specified above for hand carried offers prior to the scheduled 

closing time above. Package must be plainly marked ON THE OUTSIDE OF THE COMMERCIAL 

CARRIER'S ENVELOPE with the solicitation number, date, and time set forth for receipt of offers as 

indicated in Block 8 of the Standard Form 1449. 

B. Examples of “hand carried” offers include In-person delivery by Contractor, Fed Ex, Airborne, UPS, DHL, 

Emery, other commercial carrier, USPS Express Mail and USPS Certified Mail.

C. Offerors intending to deliver offers in-person should be advised that the Business Opportunities Office 
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(Bid Room) is located within a secured military installation. In order to gain access to the facility, an 

escort may be required. The escort will be an employee of the Bid Room. The following are telephone 

numbers for the Bid Room: (215) 737-8511, (215) 737-9044, (215) 737-7382, (215) 737-0317, or (215) 

737-8566 (See COVID-19 Notice below for revised location and hours). It is the offeror's 

responsibility to ensure that the offers are received at the correct location at the correct time. Please 

allow sufficient time to complete delivery of hand carried offers. Since the length of time necessary to 

gain access to the facility varies based on a number of circumstances, it is recommended that you 

arrive at the installation at least one hour prior to the time solicitation closes to allow for security 

processing and to secure an escort.

Note: This is a suggestion and not a guarantee that you will gain access to the base if you 

arrive one hour before the offer is due. 

 

 

COVID-19 NOTICE: 

DUE TO COVID-19, THE BID ROOM WILL NOT ACCEPT ANY PROPOSAL 

SUBMISSIONS AND IN-PERSON DELIVERIES BY A CONTRACTOR UNTIL FURTHER 

NOTICE. IN-PERSON DELIVERIES MAY BE MADE BY COMMERCIAL CARRIER; 

HOWEVER, OFFERORS ARE CAUTIONED THAT THE ON-BASE MAILROOM 

ACCEPTING THOSE DELIVERIES IS OPEN ONLY FROM 8:00 AM ET TO 11:00 AM ET 

MONDAY THROUGH FRIDAY (ASIDE FROM FEDERAL HOLIDAYS). ANY DELIVERIES 

RECEIVED OUTSIDE OF THOSE HOURS WILL BE REJECTED. IT IS SOLELY THE 

OFFEROR'S RESPONSIBILITY TO ENSURE ITS PROPOSAL IS RECEIVED BY THE 

DATE AND TIME SPECIFIED GIVEN THE LIMITATIONS OF DLA TROOP SUPPORT'S 

RECEIVING OFFICE LISTED BELOW: 

ATTN: STEVEN HOENES AND CANDICE CAMPBELL 

DEFENSE LOGISTICS AGENCY 

DLA TROOP SUPPORT 

POST OFFICE BOX 56667 

PHILADELPHIA, PA 19111-6667 

E-mail offers are acceptable, and the suggested form of transmission, for submission of initial 

proposals except for the initial Product Demonstration Models. E-mail offers should be sent to the 

Contract Specialist, Steven Hoenes (steven.hoenes@dla.mil) and the Contracting Officer, Candice 

Campbell (candice.campbell@dla.mil). Although e-mail offers are acceptable, all Product 

Demonstration Models must be delivered to the location identified above by the date and time set 

for receipt of proposals. 

Note: 

Offerors are advised that DLA Troop Support systems have certain email size and transmission 

limitations. Proposal submissions must be prepared accordingly. Individual email attachments 

should not exceed 5MB in size, and no individual email should exceed more than 10 MB per email 

(multiple email submissions may be necessary). When submitting multiple emails as a submission, 

label each email with a number (e.g., 1 of 8), accordingly. After transmitting an email submission, 

offerors should confirm receipt of all emails with the intended recipients. 
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It is an offeror's responsibility to ensure its entire proposal is received by the date and time 

specified; emails must be transmitted in sufficient time to ensure and confirm receipt by the 

Government. Offerors are advised that DLA Troop Support's email system may rely on several 

different servers and/or security firewalls. As a result, there may be a lag time between the date/

time stamp the offeror sends an offer via email and the date/time stamp indicates the offer is 

received by the authorized email address. For the purposes of establishing the timeliness of a 

proposal, only the date/time indicated by the authorized email address as having been received will 

be used. Any offer that is received by the authorized email address with a date/time stamp after the 

closing date/time of the subject solicitation will be considered late, regardless of the date/time when 

the email was sent or when initially received by Government servers. Late proposals will not be 

accepted or considered. 

D. Facsimile offers are not acceptable forms of transmission for submission of initial proposals or 

revisions to initial proposals submitted in response to this solicitation. 

E. As directed by the Contracting Officer, facsimile and e-mail may be used during discussions/

negotiations, if discussions/negotiations are held, and for proposal revision(s), including Final 

Proposal revision(s).

OFFERORS SHOULD RETURN ALL PAGES OF THE SOLICITATION WITH THEIR OFFER ALONG WITH 3 

COMPLETE COPIES OF THE BUSINESS (PRICE) AND TECHNICAL PROPOSALS DESCRIBED LATER IN 

THIS DOCUMENT. ADDITIONAL SUBMISSION REQUIREMENTS MUST BE SUBMITTED WITH INITIAL 

OFFER. 

3. Block 10

Applicable NAICS Codes Size Standard 

311821 (CLINs 0001-0003) 1,250 Employees 

311812 (CLINs 0004-0010) 1,000 Employees 

311830 (CLINs 0011-0013) 1,250 Employees 

4. Block 15

Delivery quantities shall be provided via delivery orders issued on an as needed basis. Delivery shall be F.O.B 

Destination. The Government anticipates using the following F.O.B Destination points, i.e. ship-to addresses: 

 

AmeriQual Packaging SOPAKCO Inc. The Wornick Company 

225 W. Morgan Avenue 118 S. Cypress Street 4700 Creek Road 

Evansville, IN Mullins, SC Cincinnati, OH 

 

Note: Some or all of these locations could change during the performance of the contract, and delivery must be made 

to the specified delivery destination at no additional cost to the Government. Actual ordering quantities and shipping 

information will be provided in individual delivery order(s). Orders will be placed on an F.O.B Destination basis 

only. The Meal, Ready-to-Eat (MRE) Assemblers will be responsible for ordering and developing delivery schedules 

for RNC components. Section III further details RNC component ordering.

 
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5. Block 17a

 

Offeror's assigned Data Universal Numbering System (DUNS) Number: 

 __________________________________ 

 

(If you do not have a DUNS number, contact the individual identified in Block 7a of the SF 1449 or see 

52.212-1, Instructions to Offerors --Commercial Items (paragraph j) for information on contacting Dun and 

Bradstreet.) 

 

Offeror's assigned Contractor and Government Entity (CAGE) Code: 

 

 _____________________________________ 

Specify Fax Number(s): Email Address(s): 

6. Block 17b

Remittance Address: (if different from Contractor/Offeror address in block 17a of the SF 1449) 

AUTHORIZED NEGOTIATORS:

The offeror represents that the following persons are authorized to negotiate on its behalf with the Government in 

connection with this request for proposal. Please list names, titles, telephone numbers, facsimile (FAX) numbers, 

and emails for each authorized negotiator. 

 

CAUTION NOTICE 

 The subject procurement is being solicited under the Federal Acquisition Regulations (FAR) part 12 as 

Unrestricted Full and Open competition with HUBZone price evaluation preference. The solicitation is for 13 

Bakery items used as components in the assembly of the Meal, Ready-to-Eat (MRE) ration program. 

DLA Troop Support will establish Rations National Contract (RNC) with component manufacturers, and will 

authorize the MRE assemblers to order directly from the national contracts in lieu of DLA providing the 

components as Government Furnished Material (GFM). The Rations National Contract will establish the 

component prices, but the assemblers will order and pay for the material directly. The assemblers will have full 

control over when to order, how much to order, and have full responsibility for the supply chain and inventory. 

See FAR 52.216-19 - Order limitations for more information. Any clauses, provisions, or any other terms 

contained in this solicitation and the resulting contract(s), which states that the Government will place orders 

and/or make payments, shall be construed to mean that the assembler contractors will place orders and make 

payments. 

Note: The quantities ordered by the Assemblers satisfies the Government's minimum order requirement.

The terms and conditions of the individual component contract shall prevail in case of a conflict between the 

individual component contract and the MRE assembly contract. 

This solicitation, SPE3S1-21-R-0003 will result in a fixed price contract(s), which consist of five, 12-month tiered 
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delivery periods. 

This procurement will utilize Lowest Price Technically Acceptable source selection procedures and will require offerors to submit Product Demonstration Models (PDMs). 

In accordance with DLA Procurement Note L09, Reverse Auction (OCT 2016), the Government may utilize 

Reverse Auction as a pricing technique under this solicitation. 

Submission of proposals through the upload capability in DIBBS is prohibited. 

Cyber Incidents clauses, DFARS 252.204-7008, 252.204-7009, and 252.204-7012 are incorporated by reference. 

Offerors are cautioned to include a completed copy of the provision FAR 52.212-3 Offeror Representations and 

Certifications-Commercial Items, with their offer. The Offeror shall complete only paragraph (b) of this provision 

if the Offeror has completed the annual representations and certification electronically via the SAM website 

accessed through http://www.sam.gov. If the Offeror has not completed the annual representations and 

certifications electronically, the Offeror shall complete only paragraphs (c) through (p) of this provision. 

Proposals submitted are considered proprietary and/or competition sensitive in nature. Use of the information 

provided in the proposals is for evaluation purposes only and will be limited to duly accredited officials of the 

Department of Defense who are subject to penalties for unlawful disclosure. 

CAUTION - CONTRACTOR CODE OF BUSINESS ETHICS 

FAR Part 3.1002(a) requires all Government contractors to conduct themselves with the highest degree of 

integrity and honesty. Contractors should have a written code of business ethics and conduct. To promote 

compliance with such code of business ethics and conduct, contractors should have an employee business 

ethics and compliance training program and internal control system that is suitable to the size of the company 

and extent of its involvement in Government contracting, that facilitates timely discovery and disclosure of 

improper conduct in connection with Government contracts, and ensures corrective measures are promptly 

instituted and carried out. A contractor may be suspended and/or debarred for knowing failure by a principal to 

timely disclose to the Government, in connection with the award, performance, or closeout of a Government 

contract performed by the contractor or a subcontract awarded there under, credible evidence of a violation of 

federal criminal law involving fraud, conflict of interest, bribery, or gratuity violations found in title 18 of the 

United States Code or a violation of the False Claims Act. (31 U. S.C. 3729-3733) 

This solicitation and the resulting contract includes FAR clause 52.203-13 - CONTRACTOR CODE OF BUSINESS 

ETHICS AND CONDUCT; contained elsewhere in the solicitation or contract. The contractor shall comply with 

the terms of the clause and have a written code of business ethics and conduct; exercise due diligence to 

prevent and detect criminal conduct; promote ethical conduct and a commitment to compliance with the law 

within their organization; and timely report any violations of federal criminal law involving fraud, conflict of 

interest, bribery or gratuity violations found in title 18 of the United States Code or any violations of the False 

Claims Act. (31 U.S.C. 

3729-3733) 

**NOTE: Offerors must be registered in the System for Award Management (www.SAM.gov). Those not 

registered in SAM may be considered non-responsible. Upon registration, a CAGE code will be assigned 

to the registered firm. This code shall be placed in the box next to “code” in block 17a of the 1449. 

All clauses incorporated in full text throughout the entire solicitation must be filled out as 

applicable. 

FOB Destination, Inspection at Origin and Acceptance at Destination terms are applicable to 

this solicitation. 

DLA Troop Support and U.S. Combat Capabilities Command - Soldier Center (Natick) addresses for 

PDM submissions can be found later in this document. 
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All materials pertaining to the Business (Price) Proposal, Technical Proposal, and Additional 

Submission Requirements must be submitted with initial offer. 

CHECKLIST - DID YOU REMEMBER TO????? 

[ ] Complete Standard Form 1449, Blocks 17a, 17b, 30a, b and c? 

[ ] Fill in Block 17a Continued, on the bottom of page 4? 

[ ] Cite remittance address in SAM and DUNS Number, Block 17b? 

[ ] Sign Block 30a, name in Block 30b, and date in Block 30c? 

[ ] Sign and return any / all amendments? 

[ ] Return three (3) COMPLETE & SIGNED copies of the solicitation; including pricing and technical proposals? 

[ ] Fill out Authorized Negotiators? 

[ ] Fill out FAR 52.212-3 Offeror Representations and Certifications --Commercial Items? 

[ ] Fill out all certifications and representations in solicitation or submit a copy of SAM Registration? 

[ ] Checked box stating you intend or do not intend to use one or more facilities as a place of performance under 

52.215-6 Place of Performance? 

[ ] See links below for the Commercial Item Description & Specifications https://www.dla.mil/TroopSupport/

Subsistence/OperationalRations/cids/

https://www.dla.mil/TroopSupport/Subsistence/Operationalrations/Frozen.aspx

[ ] Submit an Integrated Pest Management Plan? 

[ ] Submit the Food Defense Plan-Food Defense Checklist for DLA Troop Support? 

[ ] Submit the Quality Systems Plan (QSP)? 

[ ] Submit the Surge and Sustainment (S&S) Plan? 

[ ] Submit the Small Business Subcontracting Plan? 

 

NOTE: The above list of proposal submission requirements is for convenience purposes only. This list is 

not intended to be all-inclusive. Offerors are responsible for carefully reviewing the entire solicitation 

to ensure they submit all information required by the solicitation. 

Please submit the following identification numbers: 

 

CAGE CODE: _____________________

 

DUNS#: __________________________

 

Any questions may be directed to the Contract Specialist, Steven Hoenes, at telephone number 215-737-6014 or 

email steven.hoenes@dla.mil and Contracting Officer, Candice Campbell, at telephone number 215-737-7721 or 
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email candice.campbell@dla.mil.

STATEMENT OF WORK 

I. INTRODUCTION

A. This solicitation is for 13 Bakery items used as components in the assembly of the MRE program, which is 

the primary individual ration of the US Armed Forces.

B. The Government will award on a per line item basis a contract(s) resulting from this solicitation to the 

responsible offeror(s) whose offer conforming to the solicitation will be most advantageous to the 

Government, price and other factors considered. Lowest Price Technically Acceptable (LPTA) source 

selection procedures will be used as the source selection method in this procurement. A more detailed 

discussion of the evaluation criteria is provided later in this solicitation under FAR 52.212-2, Evaluation - Commercial Items.

C. The Government reserves the right to evaluate offers and make award(s) without discussions 

with offerors. Therefore, the offeror's initial offer should contain the offeror's best terms from 

a price and technical standpoint. However, the Government reserves the right to conduct 

discussions if later determined by the Contracting Officer to be necessary.

D. The resulting contract(s) will be fixed-price, Indefinite Delivery, Indefinite Quantity (IDIQ) 

type contract(s). The resulting contract(s) will have a total term of five years, consisting of 

five, 12- month tiered delivery periods.

RNC Bakery component prices will be based on the tier period an order is placed, not when an order is 

shipped or delivered. For example, if an order is placed during tier 2, but delivery is made during tier 3, 

then the prices in effect for that order will be the tier 2 prices. The effective period of the contract for Tier 

1 will be from the effective date of award through 365 days. Tier 2 will begin after the 365th day of Tier 1, 

and will be the same length of 365 days. The same pattern will follow for Tier 3, Tier 4, and Tier 5. The 

performance period of the contract will end on the 365th day of Tier 5. 

Pre-Award Plant Survey: To determine the responsibility of prospective contractors, the government 

reserves the right to conduct physical surveys of the plants, which are to be used in the performance of a 

contract. In the event the government is prevented from conducting such a plant survey by the offeror 

or its proposed subcontractor, the offeror's entire proposal may be rejected as technically unacceptable. 

As a part of the pre- award survey, the offeror may be required to obtain from its intended sources of 

supply, letters confirming availability of components, materials, machinery, and tooling. 

E. Offerors are required to submit an Integrated Pest Management Plan, Food Defense Plan, Quality System 

Plan (QSP), Surge and Sustainment Plan and Subcontracting Plan (applicable to large business only) with 

their proposals. These submissions will be reviewed for acceptability, but will not be evaluated as part of 

the award decision. However, failure to submit any of these documents may make an offeror ineligible for 

award. As discussed above, prior to contract award, the awardee(s) must revise these documents, as 

needed, to ensure these documents receive an acceptable rating by the Government. Failure to submit 

acceptable plans prior to award may make an offeror ineligible for award. The specific requirements for 

each of these documents are discussed later in this solicitation. 

II. GUARANTEED MINIMUM/MAXIMUM

A. The quantities shown in the schedule, below, represent the Guaranteed Minimum, Estimated and 

Maximum quantities for each line item. 
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*Note: The guaranteed minimum quantity for the entire five year contract is seen in min column 

III. ORDERING RNC COMPONENTS

Note: DLA Troop Support will establish a Rations National Contract (RNC) with each component manufacturer, and 

will authorize the MRE assemblers to order directly from these contracts in lieu of DLA providing the components as 

Government Furnished Material (GFM). The Rations National Contract will establish component prices and 

contractual requirements, but the assemblers will order and pay for the material directly. The assemblers will have full 

control over when to order, how much to order, and will have full responsibility for the supply chain and inventory. 

Purchases made by the Assemblers will go toward satisfying the minimum ordering obligations under the subsequent 

RNC contract (s). 

Note: Terms and conditions of an individual RNC contract will prevail in case of conflict amongst the individual 

RNC components contractors and MRE assemblers. 

Orders will be placed with no less than a 60 day lead-time, and must be placed in economic production quantities, 

unless the component contractor concurs and there is no additional cost. 

The required delivery date will be established with the issuance of the delivery order. Failure to deliver the 

required quantities b the date set forth by the assembler may result in termination of the contract by default. 
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Orders may be cancelled partially or in total within 15 days of order placement for any reason. Any 

cancellation after 15 days may only be accepted with the express consent of the component contractor. 

Component prices will be based on a FOB Destination basis. Acceleration or delay of any delivery may only occur 

at no additional cost to the Government and with the consent of the component contractor. Additionally, deliveries must be scheduled to take advantage of economical shipping containers/rates. 

IV. RNC SPECIAL CONTRACT REQUIREMENTS

A. FIFO Requirements:

Components will be utilized in assembly operations on the First-in, First-out (FIFO) basis (contractor's date 

of pack when receipted). A contractor's component lot, described by the Julian date of pack, shall be 

completely assembled and exhausted before assembling the next component lot. 

B. Bulk Component Packaging:

To assure the unwrapped components are packaged in a satisfactory manner, the following minimum 

sanitation requirements are established in the performance of any contract awarded: 

1. Strict adherence to Good Manufacturing Practices, in accordance with Code of Federal Regulations 

(CFR), Title 21, Subpart A, Part 110.5, is required.

2. An appropriate level of sanitation will be maintained in the bulk product packaging area in 

accordance with the facility sanitation program.

3. Personnel involved in packaging operations will be provided with clean white frocks as needed.

4. The hands of personnel participating in bulk product packaging operations must be clean at all 

times and free from sores, cuts, and/or abrasions.

5. Personnel involved in packaging operations will be required to wear head coverings (hat or hair 

net) and beard nets, when appropriate.

 

C. Storage of Component Items

Components must be stored in such a manner as to protect them from damage due to temperature or 

humidity changes. DLA Troop Support may be contacted for assistance concerning individual component 

storage problems or concerns regarding proper methods. If bulk-packaged components are removed from 

storage in a frozen condition, they must not be exposed to high temperatures and/or humidity without first 

being tempered. 

Tempering will be done by raising the temperature to no greater than 40 degrees F the first 24 hours; and 

to no more than 65 degrees F and 55 percent humidity the second 24 hours. Packaging material must not 

be removed prior to completing the tempering procedure. 

D. Subassemblies

Payment to assemblers will be based upon the number of completed boxes assembled and 

delivered. No compensation will be allowed for subassemblies, which are not incorporated into 

completed boxes. 

V. ITEM ADDITIONS/DELETIONS/REPLACEMENTS

Addendum to DLA Procurement Note L27 - Addition and Deletion of Items (AUG 2017), and as outlined below: 

A. The Government reserves the right to add new items to the resultant contract(s), through bilateral 
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modification. Pricing for new items will be negotiated with the awardee and must be found fair and 

reasonable by the Contracting Officer.

B. If multiple awards are made and an awardee defaults on any particular item(s), then the Government 

reserves the right to delete such item(s) from the defaulted awardee's contract and add those items to 

another awardee's contract. For another awardee to have such item(s) added to its contract, that awardee 

must be able to meet all technical acceptability requirements of this solicitation with respect to such item

(s). If only two contracts are awarded under this solicitation, the awardee receiving the item(s) must agree 

to sell the item(s) at the price that such item(s) was/were originally awarded to the defaulting awardee. If 

more than two contracts are awarded under this solicitation, then the Government will compete the item

(s) among the other awardees using LPTA procedures, but the other awardees competing must agree to 

sell the item(s) at a price no higher than the price that such item(s) was/were originally awarded to the 

defaulting awardee.

C. The Government reserves the right to unilaterally delete items from the MRE Bakery Program. 

D. The Government reserves the right to replace or not to replace any item(s), which have been discontinued 

or removed from the contract. The Government shall satisfy the guaranteed minimum contract quantity 

requirements as stated in the contract award. 

VI. CONTRACTING AUTHORITY

A. The DLA Troop Support Contracting Officer is the only person authorized to approve changes to, or 

modifications of, any requirement of the contract. Notwithstanding any provisions contained elsewhere 

in the contract, said authority remains solely with DLA Troop Support Contracting Officer.

B. In the event the vendor effects any change at the direction of any person other than the DLA Troop 

Support Contracting Officer, the change will be considered to have been made without authority and no 

adjustments will be made to cover any costs associated with such change.

VII. PRODUCT DEMONSTRATION MODELS (PDMs)

A. Acceptable PDMs, also referred to as approved PDMs, will be used as production standards by both the 

Contractor and the Government. The production lots/product-codes used as the production standards by 

both the Contractor and the Government shall be identical. The approval of any PDM will not constitute a 

waiver of the requirement that all delivered product must meet all other solicitation/contractual 

requirements, such as, but not limited to, analytical requirements, physical requirements, microbiological 

requirements and/or performance requirements, unless specifically stated by the Contracting Officer. The 

offeror/contractor will be responsible for the shipment of PDM samples to Natick, to DLA Troop Support, 

and as required, and to hold samples at the Contractors facility.

The contractor is required to retain and possess its own set of approved PDMs and will be responsible for 

the distribution of approved PDMs to Government entities, when required by the Contracting Officer, 

throughout contract performance. 

1. Initial PDM:

PDMs must be submitted for each line item on which an offeror intends to bid prior to the close of the 

solicitation, and found to meet the standards referenced in the respective RNC Bakery component 

specification. Individual item specifications can be found in section VIII Technical/Quality Data subsection 2. 

Refer to Sections XI subsection B(3) and XII subsection 2(i) for PDM submission instructions and 

evaluation criteria as a part of a proposal. Offerors must warrant that product submitted under any 

resultant contract will conform to all packaging, labeling and packing requirements as well as analytical 

requirements. The Government will not accept product offered under this solicitation or produced for 

performance under the resultant contract that does not conform to all requirements. 

2. New PDM (may not apply):
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During the course of contract performance, new items may be introduced for delivery during the next 

delivery period. PDMs are required for all new items and must be submitted 45 days prior to the start of the 

delivery period in which the new items will be incorporated into the contract. If approved product technical 

requirements for new items are not available to meet this requirement, the contractor must submit PDMs 

within 30 days from the date the requirements document is published. Contractors must certify that the PDM

(s) conforms to all specification/ production description characteristics, or must adequately describe any 

differences the PDM may have from the requirements of the product description or specification(s). Upon 

approval by DLA Troop Support, the New PDM will become the product standard. 

3. Replacement PDM:

Changes in production methodology or packaging, such as implementation of new technology, may result in 

a product non-comparable to one or more observable characteristics of the production standard. If the 

Government determines, on its own or at the suggestion of the contractor, that any change in a product 

characteristic, other than changes to shape or dimension compatible with performance requirements, results 

in a product that is no longer comparable to the production standard, the contractor must submit a 

replacement PDM. If the Government determines, on its own or at the suggestion of the contractor, that any 

changes to shape or dimension impact on the ability to compare the new product to the production standard 

in terms of the performance requirements designated for appearance, odor, flavor, and texture, the 

contractor must submit a replacement. The contractor must submit a replacement PDM if determined 

necessary by the Government. Contractors must certify that the PDM(s) conforms to all specification/

production description characteristics, or must adequately describe any differences the PDM may have from 

the requirements of the product description or specification(s). 

The contractor must bear all expenses incidental to the submission of Replacement PDMs to Natick and their 

evaluations by Natick. 

Upon approval by DLA Troop Support, the Replacement PDM will become the product standard. 

4. Replenishment PDM:

Every 12 months, or as otherwise specified by the Contracting Officer, for finished-product components 

inspected by the Government at origin, the Government Quality Assurance Representative (GQAR) will 

replenish the Government's supply of PDM's at origin with 70 PDMs randomly selected from a lot inspected 

and accepted by the Government for all contractual requirements. In addition, the GQAR will randomly select 

from the lot 32 replenishment PDMs for Natick and 4 replenishment PDMs for DLA Troop Support.

Upon approval by DLA Troop Support, the Replenishment PDM will become the product standard. 

Submission Process for New, Replacement, and Replenishment PDMs 

106 PDMs of each Bakery component must be submitted as follows: 

 

32 PDMs of each Bakery component must be sent to 

DEPARTMENT OF THE ARMY 

FCDD-SCC-EMR ATTN: Jill Bates 

COMBAT CAPABILITIES COMMAND - SOLDIER CENTER 

10 GENERAL GREENE AVENUE 

NATICK, MA 01760 

 70 PDMs of each Bakery component must be maintained by the offeror/contractor. In this instance, the offeror 

must self-certify, confirm possession of the samples, and identify the samples as from the same production lot as those 
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submitted to Natick. The offeror must submit this statement(s) with the balance of PDM samples submitted to DLA Troop 

Support. Should an offeror be awarded a contract, the offeror must provide the 70 PDMs that were self-certified and 

maintained by the offeror to a Government Quality Assurance Representative (GQAR) during the first production cycle. 

Offerors that have been awarded a contract and do not have an in-house GQAR will be directed on where to submit these 

PDMs. 

 

 NOTE: The contractor must retain a sufficient number of samples to be used by the contractor to verify that the 

production meets the PDM Standard The remaining 4 PDMs of each Bakery component must be sent to DLA to the 

below address: 

 

ATTN: STEVEN HOENES AND CANDICE CAMPBELL 

DEFENSE LOGISTICS AGENCY 

DLA TROOP SUPPORT 

POST OFFICE BOX 56667 

PHILADELPHIA, PA 19111-6667 

 

 Inside the cases sent to both DLA and Natick, along with the samples, must be the required paperwork, fully 

identifying the product, solicitation number, the item is an (New/Replacement/Replenishment) PDM, USDA certification, 

analytical and microbial Test results with certificates of analysis, any other test results available, and any other information 

to assist in identifying the product and conducting the evaluation. 

 

Note: The end or side of the Case should have a label, or be printed on the Case, with the following 

information: 

Product Demonstration Model 

Contract Number 

Product Identity 

Lot# 

Company Name and Address 

Point of Contact Name and Phone Number 

Inside the cases sent to both DLA and Natick, along with the samples, must be the required paperwork, fully 

identifying the product, solicitation number, the item is an Initial PDM, USDA certification, analytical and 

microbial test results with certificates of analysis, any other test results available, and any other information to 

assist in identifying the product and conducting the evaluation. 

Contractors must maintain 70 of their own sets of approved PDMs that were derived from identical finishedcomponent production lots and/or identical bulk-component production lots; to be referred to as in-common 

product- code PDMs. The submitting contractor will send written notification of in-common product-code 

submissions, endorsed by each participating contractor, to DLA Troop Support for approval by the Contracting 

Officer. DLA Troop Support will notify Natick as to which contractors are submitting what in-common productcodes. Once notified of Contracting Officer approval, the submitting Contractor must include in its submission 

package the identity of the Contractors for whom the submission pertains. The submitting Contractor will also 

be responsible for the distribution and shipment of any in-common product-code PDM samples to Natick and 

to DLA Troop Support. 

Evaluation Process for New, Replacement, and Replenishment PDMs 
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A Natick PDM evaluation panel will evaluate New and Replacement PDMs for compliance with product 

specifications and for compliance with the sensory characteristics designated and defined in the product's 

technical documents. These sensory characteristics, namely appearance, odor, flavor, and texture (or 

combination thereof where dictated by the product's technical documents), represents distinct sensory 

characteristic categories and will be evaluated by category by panelist. Each panelist will assign to each 

sensory characteristic category a quality rating by using a 9-point quality scale, where 9 is the highest rating 

and 1 the lowest rating. The mean value of the panelist's ratings for each sensory characteristic category will 

be determined. 

Natick will assign an overall quality scale rating to each New and Replacement PDM that it evaluates. The 

overall rating will be equal to the mean score of the lowest-rated sensory characteristic category. For each 

New PDM, an overall quality rating of 6.00 through 9.00 will indicate an acceptable rating and an overall 

quality rating of 1.00 through 5.99 will indicate an unacceptable rating. For each Replacement PDM, an overall 

quality rating of 6.00 through 9.00 will indicate an acceptable rating and an overall quality rating of 1.00 

through 5.99 will indicate an unacceptable rating. In addition, for a Replacement PDM to be found 

“acceptable”, its overall quality rating will be equal to or higher than the original overall quality scale assigned 

to the Initial, New, or Replacement PDM representing the item to be replaced. A lower overall quality rating 

will indicate an unacceptable replacement rating. 

Natick will evaluate Replenishment PDMs for appearance, odor, flavor and texture; and the evaluation must 

determine the Replenishment PDM to be equal to or better than the existing product standard for all 

characteristics in order to be rated as “Acceptable”. The results of Natick's PDM evaluations will be reported 

to DLA Troop Support as “Acceptable” or “Unacceptable”. An “Acceptable” PDM-rating will not constitute a 

waiver of any specification requirement unless specifically stated by the Contracting Officer. 

VIII. TECHNICAL/QUALITY DATA

A. Description/Specifications:

1. NSN/Item Description

8920-01-479-1847 

Cookies, Regular, Chocolate Chip, Plain, Crisp, Individual Serving Package; 60 gm flex pg. CID A-A-20295, 

PKG&QAP, Type I, Style J, Flavor 1, Bake Type a, Class 1 

8920-01-610-1980 

Cookies, Regular, Oatmeal, Chocolate Chunk, Crisp, Individual Serving Package; 56 gm flex pg., CID AA-20295, PKG&QAP, Type I, Style I, Flavor 6, Bake Type a, Class 1 

8920-01-490-3557 

Cookies, Regular, Oatmeal, Plain, Crisp Individual Serving Package; 56 gm flex pg., CID A-A-20295, 

PKG&QAP, Type I, Style I, Flavor 1, Bake Type a, Class 1 

8920-01-579-3687 

Muffin Top, Maple, Trans Fat Free; 2.2 oz. (62 gm) flex pg., PCR-C-007, Type III, Flavor 2, Style 2 

8920-01-620-9442 

Pound Cake, Applesauce, Trans Fat Free; 2.5 oz. (71 gm) flex pg., PCR-C-007, Type I, Flavor 12, Style 2 

8920-01-458-0130 
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Pound Cake, Lemon Poppy Seed, Trans Fat Free; 2.5 oz. (71 gm) flex pg., PCR-C-007, Type I, Flavor 6, Style 2 

8920-01-545-1391 

Pound Cake, Marble Trans Fat Free; 2.5 oz. (71 gm) flex pg., PCR-C-007, Type I, Flavor 11, Style 2 

8920-01-348-4694 

Pound Cake, Vanilla, Trans Fat Free; 2.5 oz. (71 gm) flex pg., PCR-C-007, Type I, Flavor 1, Style 2 

8920-01-691-5153 

Bread, Whole Wheat, Sliced; 57 gm flex pg., PCR-B-064, Type I-A full description has not yet been 

approved. The applicable information will be provided via Amendment as soon as it is available. 

8920-01-610-1857 

Snack Bread, Fortified, White Wheat Snack Bread, Single Pack; 2.0 oz. (57 gm) flex pg., PCR-S-009, Type VI, 

Style A 

8920-01-525-3622 

Tortillas, Plain; 2.1 oz. (60 gm) flex pg., PCR-T-008, Flavor 1 

8920-01-621-2384 

Tortillas, Chipotle; 2.1 oz. (60 gm) flex pg., PCR-T-008, Flavor 2 

8920-01-691-4844 

Tortilla, Whole Grain; 2.1 oz. (60 gm) flex pg., PCR-T-008, Flavor 3-A full description has not yet been 

approved. The applicable information will be provided via Amendment as soon as it is available. 

2. Prime Documents:

CID A-A-20295, PKG&QAP Cookies 

PCR-C-007 Cake, Brownies, Muffin Tops & Filled Cakes 

PCR-B-064 Bread, Sliced-A full description has not yet been approved. The applicable information will be 

provided via Amendment as soon as it is available. 

PCR-S-009 Snack Bread PCR-T-008 Tortillas 

Applicable versions of documents cited here as prime documents including changes are posted at: 

http://www.dla.mil/TroopSupport/Subsistence/Operationalrations/Frozen.aspx

3. Date of Pack:

Acceptance will be limited to product processed and packed subsequent to date of award/

beginning of any following Tier period. 

4. MISCELLANEOUS REQUIREMENTS

a. PER- OR POLYFLUOROALKYL SUBSTANCE PROHIBITION, Any food contact substances that 

are used to assemble and package MRE components shall not contain per- or polyfluoroalkyl 

substances.
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b. COMPLIANCE WITH APPLICABLE REGULATIONS

i. The Contractor shall comply with 21 CFR §110 “Current Good Manufacturing Practice in 

Manufacturing, Packaging, or Holding Human Food” or 21 CFR §117 “Current Good 

Manufacturing Practice, Hazard Analysis, and Risk-Based Preventive Controls for Human 

Food”, and other applicable regulations. The Contractor shall ensure all sub-contractors 

comply with all applicable regulations. In addition, the contractor is required to comply with 

all applicable parts of the Code of Federal Regulations.

ii. All products shall comply with all applicable Federal and State mandatory requirements and 

regulations relating to the preparation, processing, thermoprocessing, packaging, labeling, 

packing, storage, and distribution of those products.

B. PERFORMANCE, PACKAGING AND QUALITY SPECIFICATIONS

1. Unless otherwise specified in Sections VIII - Technical/Quality Data, IX - PACKAGING/LABELING/ 

PACKING/UNITIZATION/MARKING and X - Inspection and Acceptance of this document, the 

packaging provisions and quality assurance provisions (verifications) for individual component 

items are cited in their respective PCRs, MIL-STDs, MIL-PRFs, PKG&QAPs, and MIL specs. 

C. PRODUCT SANITARILY APPROVED SOURCE REQUIREMENTS

1. As required by 48 CFR §246.408-70, Subsistence; AR 40-657/NAVSUP 4355.4H/MCO P10110.31H, 

Veterinary/Medical Food Safety, Quality Assurance, and Laboratory Service; DLAR 4155.3, Inspection 

of Subsistence Supplies and Services; DLA PROVISION 9044, Sanitary Conditions; and as clarified by 

the Armed Forces Food Risk Evaluation Committee, all Operational Ration Food Components shall 

originate from establishments sanitarily approved for supplying the specific food item.

2. Sanitary approval is established by:

a. Listing in the Worldwide Directory of Sanitarily Approved Food Establishments for Armed 

Forces Procurement (Worldwide Directory) as established by the Army Public Health Center 

(USAPHC).

b. An establishment specifically exempted from listing in the Worldwide Directory by AR 

40-657/ NAVSUP 4355.4H/MCO P10110.31H paragraph 2-15a(2)(a) through (i).

3. This requirement applies to all Operational Rations and all Government Furnished Materiel (GFM) 

and CFM Operational Ration food components.

4. Requests for inspection and Worldwide Directory listing by USAPHC will be routed through DLA 

Troop Support-FTR for coordination and action. Situations involving sole sources of supply, 

proprietary supply sources, and commercial Brand Name items will be evaluated directly by the 

Chief, DLA Troop Support- FTR, in coordination with the Chief, Approved Sources Division, USAPHC.

5. In addition to the above, all producers of MRE food components shall be listed in the in the 

Worldwide Directory as determined by USAPHC

D. NUTRITIONAL REQUIREMENTS

1. A nutritional analysis for each product requiring a PDM shall be provided to the U.S. Army Natick 

Soldier Research, Development & Engineering Center (NSRDEC) within two weeks of the award of 

the contract and each time there is a major formulation change.

2. The Nutritional analysis shall be generated by the Genesis® R&D Food Analysis and Labeling Software (ESHA Research, Salem, OR, USA), version 9.0 or higher. The analysis shall be sent 
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electronically to NSRDEC (attn.: Julie Smith (julie.e.smith30.civ@mail.mil).

a. The Genesis® food list files shall be provided for a 100 gm portion.

b. Genesis® food item files shall be included in the analysis file.

3. The ingredients and weight of each ingredient shall be included for each formulation.

a. Nutrients included shall be:

Nutrient Measurement Nutrient Measurement 

Weight gram Kilocalorie C 

Protein gram Carbohydrate gram 

Dietary Fiber gram Fat (Total) gram 

Cholesterol milligram Fat (Saturated) gram 

Water gram Fat (Monounsaturated) gram 

Ash gram Fat (Polyunsaturated) gram 

Vitamin A IU Fat (Trans) gram 

Riboflavin (B2) milligram Thiamin (B1) milligram 

Vitamin B6 milligram Niacin (B3) milligram 

Vitamin C milligram Vitamin B12 milligram 

Vitamin E IU Vitamin D IU 

(α-equivalents) 

 

Calcium milligram Folate microgram 

Iron milligram Copper milligram 

Phosphorus milligram Magnesium milligram 
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Sodium milligram Potassium milligram 

Zinc milligram 

b. The nutrients as required under the Nutrient Content paragraph and the verification of the 

nutrients as required under the Methods of Inspection paragraph in each specification is 

mandatory.

c. Nutrient measurements shall be to the first decimal.

E. INTEGRATED PEST MANAGEMENT PROGRAM REQUIREMENTS

1. The “Integrated Pest Management (IPM) Program Requirements for Operational Rations,” of November 

2017 is applicable to this DLA Troop Support Subsistence contract, except as specifically exempted in 

Technical Requirements of this solicitation/contract. The IPM program shall be in existence prior to 

contract award. The IPM plan shall be submitted to DLA Troop Support. The associated pesticide labels 

and MSDS documents are not to be submitted to DLA Troop Support, unless specifically requested by the 

Contracting Officer. The contractor shall have these documents available for on-site review during a Pest 

Management Audit, Quality Systems Management Visit (QSMV), or Quality Systems Compliance Audit. 

Evidence of any insect, rodent or pest infestation discovered in contact with materials or equipment used 

in the production of or found in an 

end-item component or assembly lot shall be cause for rejection of the involved lot. DLA Troop Support 

shall be notified within 24 hours when such pest activity has been found and informed of the corrective 

actions taken. IPM program requirements are found on the DLA Troop Support website at: 

 http://www.dla.mil/TroopSupport/Subsistence/FoodSafety/FoodQuality.aspx

F. FOOD DEFENSE

1. The submission and implementation of a Food Defense Plan is required for this DLA Troop Support 

Subsistence contract. A Food Defense Plan shall be in existence prior to start of production. The plan 

shall address those areas of concern listed in the DLA troop Support Food Defense Checklist applicable 

to the contractor's facility/operation. To download a copy of the DLA Troop Support Food Defense 

Checklist, go to:

 http://www.dla.mil/TroopSupport/Subsistence/FoodSafety/FoodQuality.aspx, 

or; contact the applicable DLA Troop Support Contracting Officer or the Quality Audits & Food Defense 

Branch (DLA Troop Support- FTSB). 

Submit Food Defense Plans to the applicable DLA Troop Support Contracting Officer. The Quality Audits 

& Food Defense Branch (DLA Troop Support-FTSB) is the only DLA Troop Support office authorized to 

review and approve Food Defense Plans. All Food Defense Plans are maintained and secured by FTSB. 

G. CONTRACTOR SANITATION PROGRAM

1. The “Contractor Sanitation Program - Operational Rations,” of November 2015 is applicable to this DLA 

Troop Support Subsistence contract, except as specifically exempted in Section X of this solicitation/

contract. The Contractor Sanitation Program shall be in existence prior to contract award. The program is 

not to be submitted to DLA Troop Support unless specifically requested by the applicable DLA Troop 

Support Contracting Officer. The contractor shall have the program available for on-site review during a 

QSMV or Quality Systems Compliance Audit. Evidence of any insect, rodent or pest infestation; foreign 
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material; or contamination discovered in contact with an end-item component or assembly lot shall be 

cause for rejection of the involved lot. Contractor Sanitation Program requirements are found on the DLA 

Troop Support website at: 

 http://www.dla.mil/TroopSupport/Subsistence/FoodSafety/FoodQuality.aspx

H. ADDITIONAL REQUIREMENTS

1. In view of the fact that the ANSI/ASQC Z1.4 Standard does not contain the definitions for critical, 

major, and minor defects, the following definitions become contractually binding through their 

inclusion here:

Critical defect. A critical defect is a defect that judgment and experience indicate 

would result in hazardous or unsafe conditions for individuals using, maintaining, or 

depending on the item; or a defect that judgment and experience indicate is likely 

to prevent the performance of the major end item, i.e., the consumption of the 

ration.

Major defect. A major defect is a defect, other than critical, that is likely to result in 

failure, or reduce materially the usability of the unit of product for its intended 

purpose.

Minor defect. A minor defect is a defect that is not likely to reduce materially the 

usability of the unit of product for its intended purpose, or is a departure from 

established standards having little bearing on the effective use of operation of the 

unit.

2. The following applies to DLA Troop Support Form 3507, Loads, Unit: Preparation of 

Semipershable Subsistence Items, Apr 2014:

a. Page 1, At “Reference Documents, (1). Pallets and Construction”:

Delete “ANSI MHIA MH1-2005: Part 3, Wood Pallets and Part 9, Wood Pallets for Military Use” 

Insert: “ANSI MHI MN1-2016; Part 3, Wood Pallets and Part 9, Wood Pallets for Department of 

Defense Use” 

b. Page 2, At “(5) Sampling and Test Procedures”:

Delete “ANSI/ASQC Z. 1.4 - Sampling Procedures and Tables for Inspection by Attributes” 

Insert “ANSI/ASQ Z1.4 - Sampling Procedures and Tables for Inspection by Attributes” 

c. Page 2, At “General Requirements, Pallets”,

Delete “Pallets: Unless otherwise specified herein, or by contract, pallets shall conform to Part 3 

and Part 9 of ANSI MHIA MH1-2005. Pallets shall be Class 1, Type 2, Style 6, Size 2. For pallet 

loads under 1500 pounds, ref. Part 9, Table 4, ANSI Part No.MH1/9-02SW4048. For pallet loads 

1501 to 3000 pounds, ref. Part 9, Table 4, ANSI Part No. MH1/9-05SW4048.” 

Insert “Pallets: Unless otherwise specified herein, or by contract, pallets shall conform to Part 3 

and Part 9 of ANSI MHI MH1-2016. Pallets shall be: 

Class (Class 1): Stringer Pallet. 

Type (Type 2): Partial four-way entry pallet with openings at both ends and sides with limiting 

accessibility of the openings to common handling equipment, i.e. notched stringer pallet and 

block pallet with overlapping bottom stringer boards and bottom deck boards, or panels. 

Style (Style 6): Double-face, nonreversible. In addition, the pallet shall be “pallet, double-wing”, 

as defined in ANSI MHI MH1-2016. 
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Size 2. 40 inch x 48 inch. 

For pallet loads under 1500 pounds, ref. Part 9, Table 4, ANSI Part No.MH1/9-02SW4048. For 

pallet loads 1501 to 3000 pounds, ref. Part 9, Table 4, ANSI Part No. MH1/9-05SW4048. 

Note: When unitizing individual field meals (MRE, MCW) and humanitarian ration (HDR), the 

top deck surface area “footprint” of the specified double wing pallet may be increased to 

reduce load overhang. Maximum top deck dimensions of (L) 43” x (W) 51.5” may be used. This 

option only applies to top deck board and stringer (length) dimensions.” 

IX. PACKAGING/LABELING/PACKING/UNITIZATION/MARKING

A. PACKAGING: In accordance with PACKAGING of applicable Performance-based Contract Requirements (PCR) document. End-item primary packaging materials in contact with and any substances packaged 

within and in contact with the packaged end-item food shall not contain per- or polyfluoroalkyl 

substances.

B. LABELING: In accordance with LABLEING of applicable Performance-based Contract Requirements (PCR) document.

C. PACKING: Not more than 40 pounds of product shall be packed in a fiberboard shipping box constructed in 

accordance with style RSC-L of ASTM D5118/D5118M, Standard Practice for Fabrication of Fiberboard Shipping 

Boxes. The fiberboard shall conform to type CF, class D, variety SW, burst grade 200 or ECT grade 32 of ASTM 

D4727/D4727M, Standard Specification for Corrugated and Solid Fiberboard Sheet Stock (Container Grade) and 

Cut Shapes. Each box shall be securely closed in accordance with ASTM D1974/D1974M, Standard Practice for 

Methods of Closing, Sealing, and Reinforcing Fiberboard Boxes.

C. UNITIZATION: Unit loads shall be arranged in accordance with the requirements of Type III, Class G - 

Commercial Loads, Palletized, of DLA Troop Support Form 3507, Loads, Unit: Preparation of 

Semiperishable Subsistence Items*/. 

*/ Pallets shall conform to requirements cited in the General Requirement section of DLA Troop Support Form 

3507.

 

D. MARKING: Shipping containers shall be marked in accordance with DLA Troop Support Form 3556, Marking 

Instructions for Boxes, Sacks, and Unit Loads of Perishable and Semiperishable Subsistence.

E. SHIPPING AND COMINGLING OF LOTS:

1. Formation of Lots: In order to facilitate lot traceability at the assembler's plant, the following is 

required:

a. Lots shall be shipped on a first produced (and accepted) first out basis. No product shall be 

older than three months at time of shipments, except when a product at the manufacturer's 

plant is pending disposition instructions and/or action (request for waiver, deviation, rework, 

reinspection, etc.) and/or as authorized by the Contracting Officer.

b. Each shipping case shall normally contain only one manufacturer's lot. If a partial shipping case 

remains at the end of the production day, dunnage shall be used to fill the remainder of the case 

and the outside of the case shall be marked indicating the number of pouches/items within. See 

the following sub-paragraph entitled “Mixed Code Lots” for exception.

c. Each unit load shall contain only one production lot. However, when a partial unit load 

remains at the end of a production day, the contractor is permitted to complete the unit load 

with another lot's material. In this instance a unit load may consist of two lots to facilitate 
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shipment.

d. When two lots are incorporated on one pallet, the lots shall be distinctly separated by the 

use of paper or other material suitable for this purpose. When this occurs, the contractor shall 

affix a unit load placard on two adjacent sides of the unit load, identifying each lot number on 

the load and the quantities of pouches/items within each lot.

e. Assemblers shall assemble one (1) component lot at a time, i.e., one (1) component lot shall be 

used at each assembly line until it becomes necessary to place another lot of the same 

component on the assembly line to maintain assembly flow.

f. Lot numbers and corresponding lot quantities shall be included on the shipping/receiving 

documentation, e.g. DD Form 250, WAWF Receiving Report. Thermostabilized items, water activity 

stabilized items and cheese spread shall also cite subcodes delivered. 

2. Mixed Code Lots: In addition to the above, the following requirements shall apply to the 

shipment of "mixed code lots":

a. A "mixed code lot" is defined as a lot consisting of small quantities of components 

representing different lots. These components usually accumulate as the result of sampling 

for the purposes of incubation, USDA standby samples or for similar reasons.

b. Unit loads containing mixed code lots shall be identified by the use of unit load placards. 

The placards shall list all the lots and the quantities of pouches/items within each lot 

contained on the pallet. The placards shall be affixed on two adjacent sides of the unit load. 

Lot numbers and corresponding lot quantities shall also be included on the corresponding 

shipping/receiving documentation, e.g. DD Form 250, WAWF/iRAPT Receiving Report.

c. Mixed code lots shall be periodically shipped to the assembler(s). Mixed code lots shall be 

shipped only when an entire unit load is completed of that single item or on a quarterly basis, 

whichever occurs first. Mixed code lot shipments may be less than a full unit load.

d. When the quantity of components from one production lot is less than that needed to fill a 

normal shipping container, product from more than one production lot may be used to fill a case. 

However, product from one production lot may not be used to partially fill more than one case. 

When a shipping case contains product from more than one production lot, a placard will be 

placed on the outside of the case that indicates the lot number and quantity for each lot.

3. Split Lots: Contractors and/or subcontractors have the choice of shipping an entire shift's production 

equaling one lot as follows:

a. The entire lot shall be shipped to only one assembler and received in accordance with the 

applicable Quality Systems Plan.

b. Whole lots may be split in two (2) portions for separate shipments. 

i. Split lot shipments may be shipped to more than one (1) assembler but not more than 

two (2) assemblers.

ii. No lot shall be split into more than two (2) portions and splitting individual 

subcodes is prohibited.

iii. Prior to splitting the lot for separate shipments, the lot shall be contractor and USDA 
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inspected as one homogeneous lot, when origin USDA inspection is required.

iv. The contractors and/or subcontractors assumes full liability for both portions of a split lot 

shipment. Therefore, in the event of a defect determination, recall, product 

investigations, and/or other negative findings, both portions of the lot will be 

representative of the entire homogeneous lot and any action taken with regard to one 

portion will be taken with regard to the other portion, regardless of where the product 

was assembled.

v. Associated lot shipping documentation will reflect split lot status, original lot quantities, 

and receipt inspection results.

vi. Both portions of all split lots will be stored in approved facilities only.

X. INSPECTION AND ACCEPTANCE REQUIREMENTS

A. Quality Assurance Requirements for Ration Component Production Plants and Ration Sub 

Assembly and Assembly Plants.

1. Higher Level Quality Requirements - Documented Quality Systems Plan (QSP)

The contractor shall model the documented QSP after ISO/ANSI/ASQ 9001, a system that meets other 

recognized industry quality standards, or a process control system that is equivalent to or better than 

ISO/ ANSI/ASQ 9001. The contractor shall identify the quality standard used to model their QSP. If the 

contractor proposes an alternate (i.e., non-standard) process control system, this shall be clearly stated in 

the QSP. Some contractors may have third party certification of their quality system, which the private 

sector devised to administer the ISO series standards. However, certification by any third party, to include 

Government certifications, is not required. Whether or not contractors want to use third party 

certification is completely optional on their part. Although certification information may be provided as 

documentation and evidence to support the system proposed by the contractor, third party certification/ 

registration documentation is not a substitute for government quality assurance with regard to 

components used in the operational ration programs. Regardless of the standard or non-standard 

document used to model the documented QSP, the documented QSP shall address, at a minimum, the 

following elements (within each section of the element the contractor shall provide the information and 

address the questions, as applicable, listed in Operational Rations Quality Systems Audit Workbook I: 

Documented QSP Evaluation Guideline): 

QSP General Outline 

 

I. MANAGEMENT RESPONSIBILITY AND QUALITY SYSTEM DESIGN

II. TRAINING

III. DOCUMENT AND DATA CONTROL AND CONTROL OF QUALITY RECORDS

IV. CONTROL OF INSPECTION, MEASURING, AND TEST EQUIPMENT (IAW 

NCSL Z540.3 or ISO 10012)

V. CONTROL AND PROTECTION OF PRODUCT

1. Handling, Storage, Packaging, Preservation, and Delivery Program

2. Product Identification and Traceability Program

3. Inspection and Test Status and Records
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4. Control of Nonconforming Material/Product

VI. CONTRACT REVIEW, PURCHASING AND CONTROL OF CUSTOMERSUPPLIED PRODUCT (Government Furnished Material)

VII. RECEIPT INSPECTION AND TESTING

VIII. IN-PROCESS AND PROCESS INSPECTION AND TESTING:

1. Manufacturing Process Control Techniques (MPC QAP)

2. Statistical Process Control Techniques (SPC QAP)

IX. REGULATORY CONTROLS

1. General Regulatory Requirements (as applicable to the plant USDA-FSIS, FDA, 

GMP, HACCP, SSOP, USDA-Dairy, etc.).

2. Integrated Pest Management and Sanitation Programs*

X. END ITEM INSPECTION AND TESTING (IAW product/material 

specifications/documents and ANSI/ASQ Z1.4)

XI. INTERNAL AUDITS

XII. CORRECTIVE AND PREVENTIVE ACTION PROGRAM

XIII. IMPROVEMENT

*Integrated Pest Management Plan (IPM) and Contractor Sanitation Program: The IPM Plan is 

required to be submitted, the questions concerning the facility's IPM listed in Section IX Regulatory 

Controls, Area 2 of the Quality Systems Audit Workbook I must be addressed within the QSP. Both the 

IPM Plan and Sanitation Program (Contractor Sanitation Program- Operational Rations, November 2015) 

must be in place at time of award and shall be made available for onsite review. 

 

The documented QSP will be evaluated by the Operational Rations Quality System Audit Team 

(composed of DLA Troop Support-FTSB and USDA-AMS, Quality Systems Auditors), USDA-AMS 

Operational Rations Program Coordinator, and the Government In-Plant Quality Assurance 

Representatives (QAR) assigned to perform Government QA functions at contractors' facilities. 

Government personnel will use the Operational Rations Quality Systems Audit Workbook I: Documented 

QSP Evaluation Guideline (in conjunction with the standard or other document identified in the 

contractor's QSP) as the basic framework against which they will evaluate QSPs. Workbook I was 

developed to standardize the evaluations of documented QSPs (developed using ISO/ANSI/ASQ 9001, 

other recognized industry quality standards, or a non-standard contractor's specific process control 

system) submitted by contractors for the purpose of demonstrating their capability to meet the higherlevel contract quality requirements using any of the aforementioned documents and for the contracting 

officer to assess a contractor's capability to meet the contract requirements. 

NOTE: Although Government inspection personnel (USDA-AMS/U.S. Army Public Health Center) are 

required to evaluate the contractors' QSPs, the QSP rating will be determined and assigned by DLA 

Troop Support-FTSB's Quality Systems Auditors.

Offerors/Contractors can request a copy of Workbook I by contacting the applicable contracting officer or 

DLA Troop Support-FTSB. Workbook I is also available online in PDF format at the following website: 

https://www.dla.mil/TroopSupport/Subsistence/FoodSafety/FoodQuality. DLA Troop Support will recognize a 

contractor's quality system whenever it meets the contract requirements, whether the quality system is 
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modeled on military, commercial, national, or international quality systems standards. The design and 

implementation of a QSP will be influenced by the varying needs of a company, its particular goals and 

objectives, the products produced, and the processes and specific practices employed in the operation. 

The intent of the requirement is for contractors to improve process capability and process control which, 

when used effectively, can result in a prevention-oriented approach rather than a detection approach that 

will improve product quality and lower cost through the use of a single quality system in any contractor 

facility.

A documented QSP is required when a contract references or requires a contractor to perform under the 

higher-level contract quality requirements. Contractors are responsible for complying with the quality 

system requirements set forth in their documented QSP in addition to all detailed requirements cited in 

the contract and for furnishing products that meet all requirements of the contract. Contractors are 

required to establish, document, submit for Government review, and maintain a quality system as a 

means of ensuring that product conforms to the requirements of the contract. The documented QSP 

shall include the quality system procedures and outline the structure of the documentation used in the 

quality system. When the requirements of the Statistical Process Control Quality Assurances Provision 

(SPC QAP) and/or the Manufacturing Process Controls and In-Process Inspection Quality Assurances 

Provision (MPC QAP) are applicable, these requirements must be addressed under the In-Process and 

Process Inspection and Testing section of the 

documented QSP. Redundant areas/requirements (cited in the MPC or the SPC QAPs) need only be 

addressed once in the QSP. The calibration of measuring and testing equipment shall, as a minimum, 

adhere to the requirements of NCSL Z540.3 or ISO 10012. 

The Higher Level Contract Quality Requirements, Manufacturing Process Controls (MPC), and Statistical 

Process Controls Quality Assurance Provision (SPC QAP) apply to all CFM and RNC food components 

and Sub Assembly and Assembly Operations, except as indicated below: 

A. The following items are exempt from the Higher Level Contract Quality Requirements, MPC QAP and the SPC QAP (No QSP required):

1. Accessory package components (except for RNC beverage contract items).

2. Condiments (even if packaged in laminated barrier pouches): hot sauce, ketchup, mayonnaise, 

mustard, etc.

NOTE: The prime contractor is not prohibited from requiring, on their own accord, a QSP from 

their subcontractors for all products. 

B. A QSP is required but SPC techniques are optional for the following items: beverage bases, cheese spreads, cookies (CID A-A -20295), dairy component powders (cocoa beverages, dairy shakes, flavored 

coffees, non-dairy creamer, etc.), nut fruit mixes, peanut butter, peanut spread, jellies/jams/preserves, 

and bulked-packed items that are individually packaged by an assembler/packer in military packaging 

(laminated barrier pouches). However, note that this does not prohibit the prime contractor from, on 

their own accord, requiring SPC techniques from their subcontractors for all products.

NOTE: TO THE EXTENT OF ANY INCONSISTENCY BETWEEN THE CONTRACT OR ITS GENERAL 

PROVISIONS AND A CONTRACTOR'S QSP AND/OR IMPLEMENTED QUALITY SYSTEM, THE 

CONTRACT AND THE GENERAL PROVISIONS SHALL CONTROL. 

The QSP shall be submitted to DLA Troop Support-FTSB, through the Contracting Officer, for review 

no later than at time of bid submittal to determine if the QSP meets the acquisition needs. The QSP 
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shall be DOCUMENTED, DATED, AND SIGNED BY A RESPONSIBLE COMPANY OFFICIAL and WILL BE 

DISTRIBUTED UNDER COMPANY LETTERHEAD TO THE ADDRESSEES BELOW: 

A. ONE COPY SHALL BE MAILED (AT TIME OF BID SUBMITTAL) TO: Send 

MAILED OFFER to:

DEFENSE LOGISTICS AGENCY 

DLA TROOP SUPPORT 

POST OFFICE BOX 56667 

PHILADELPHIA, PA 19111-6667 

B. AFTER CONTRACT AWARD ONE COPY SHALL BE MAILED PRIOR TO THE INITIATION OF 

PRODUCTION TO EACH OF THE FOLLOWING USDA-AMS OFFICES as applicable:

1. USDA-AMS OFFICES: When USDA-AMS is responsible for performing Government source 

inspection at a ration facility one copy shall be mailed to each of the following USDA-AMS 

offices:

a. OPERATIONAL RATIONS SECTION 

 USDA, AMS, SCP, SCI DIVISION 

 ATTN: Benjamin Jackson 

1400 INDEPENDENCE AVE. 

SW ROOM 1536, SOUTH BLDG. 

WASHINGTON, DC 20250-0247 

b. USDA-AMS INSPECTION AREA OFFICE: The contractor/subcontractor shall contact USDAContract Services Branch (202-720-5021) for the applicable area office address (College Park, GA; 

Covina, CA; Hunt Valley, MD; North Brunswick, NJ; South Bend, IN; Richmond, VA; Oshkosh, WI; 

Stockton, CA; Winter Haven, FL: Yakima, WA, etc.).

2. USDA-AMS IN-PLANT INSPECTOR/GQAR: When a Government (USDA-AMS) inspector is assigned to perform Government source inspection at a contractor/subcontractor facility, one copy shall be 

personally delivered to the Government inspector prior to the initiation of production.

3. U.S. ARMY PUBLIC HEALTH CENTER VETERINARY FOOD INSPECTION PERSONEL: When 

Veterinary Food Inspectors (VFIs) are responsible for performing Government source inspection at 

operational rations assembly plants, one copy shall be personally delivered to the resident VFI/GQAR 

prior to the initiation of production/assembly. The contractor/subcontractor shall contact USAPHC for 

questions regarding VFI's inspection services.

ARMY PUBLIC HEALTH CENTER VETERINARY SERVICES PORTFOLIO 

Attn: MCHB-IP-VF 

CHIEF, OPERATIONAL RATIONS 

5158 BLACKHAWK ROAD 

BLDG. E5158 

ABERDEEN PROVING GROUND, MD 21010-5403 
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Aforementioned Government inspection personnel and In-Plant Government QARs shall fax, email, or mail (via priority mail) their evaluations and comments regarding the contractor's QSPs 

and/or QSP's revisions, within 20 calendar days from the day of receipt of the QSP/revision. 

Failure to submit comments within the suspense date may result in DLA Troop Support-FTSB Quality 

Systems Auditors not including the applicable inspection agency's comments in Government QSP joint 

evaluations. In-Plant Government QARs are also required to report quality systems noncompliance 

within one working day using the Corrective Action Request (CAR) Form. QSP evaluations and CARs 

shall be faxed to the DLA Troop Support - FTSB Operational Rations Quality Systems Audit Team at fax 

number 

(215) 737-0379, the current DLA Troop Support -FTSB's group mailbox 

(SubsistenceQualitySystems@dla. mil) or mailed to the following address (the preferred and most expeditious method is via E-mail or fax):

 

Send MAILED OFFER to: 

DEFENSE LOGISTICS AGENCY 

DLA TROOP SUPPORT 

POST OFFICE BOX 56667 

PHILADELPHIA, PA 19111-6667 

During the Acquisition Phase (prior to contract award): A QSP must be submitted as part of an 

offeror's proposal. In order to be eligible for award, the QSP must receive an acceptable rating by 

DLA Troop Support-FTSB.

After the Acquisition Phase (after contract award): The contractor can submit changes to improve 

the plan throughout the life of the contract. DLA Troop Support-FTSB Quality Systems Auditors 

evaluate, assign QSP ratings, and approve or disapprove changes to the QSP.

Procedures or changes to a QSP that may involve a change to a specific contractual requirement 

(cited in the contract TDP/ items specifications/CID/) must be coordinated and approved by the 

Contracting Officer. To expedite the evaluation process, all QSP changes (that do not involve a 

specific contractual change) shall be simultaneously provided to the In-Plant GQAR and a copy 

faxed, E-mailed, or mailed to DLA Troop Support-FTSB and each applicable office for their review.

To expedite the evaluation process, all QSP changes (that do not involve a specific contractual change) shall be simultaneously provided to the In-Plant GQAR and a copy faxed, E-mailed, or 

mailed to DLA Troop Support-FTSB and each applicable office for their review. 

The GQAR's in-plant evaluation will be considered sufficient for production, unless specifically 

rejected by DLA Troop Support-FTSB after the contractor submits the change to DLA Troop 

Support. The contractor's documented QSP is considered a living document and continuous 

improvements are highly encouraged. 

Implementation, compliance, effectiveness, and continuous improvement of the QSP (implemented 

quality system) and the Food Defense Plan will be monitored by on-site quality systems compliance 

audits conducted throughout the life of the contract by the Operational Rations Quality Systems 

Audit Team and evaluations/internal audits conducted by the In-Plant Government QARs. 

If a contractor fails to submit an acceptable QSP or copies of their QSP's revisions to the Government 

for review or does not comply with other requirements of the contract, the Government may decline 

to perform verification acceptance inspection at that time and or refuse to accept any product 

produced in accordance with FAR 46.102 and 46.407. Additionally, the Government may also 
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withdraw the acceptance of a QSP during the contract period if it is determined that the contractor 

has not implemented, complied with the documented QSP, or the implemented quality system is not 

sufficient to meet minimum contractual requirements. 

NOTE: DLA Troop Support-FTSB and/or the Government QARs shall immediately notify the Contracting 

Officer of ALL noncompliance to specific contractual requirements. DLA Troop Support-FTSB will notify and/or obtain contracting officer's support/involvement when a contractor fails to comply with the 

approved documented QSP requirements or fails to respond to quality systems deficiencies noted 

during an on-site compliance audit or evaluations/audits conducted by In-Plant Government QARs.

The offeror/contractor agrees to maintain current, and make available, all documents and/or records 

required by the documented QSP for Government review at any time throughout the life of the 

contract and for three years after final delivery on the contract (to include any documents/records 

maintained by any subcontractor used by the prime contractor to fulfill a Government contract). 

NOTE: The procedures of how a contractor intends to comply with the requirements of the MPC QAP 

or the SPC QAP, as applicable, shall be covered in the In-Process and Process Inspection and Testing 

Section of the contractors' documented QSP/Quality Manual. If the contractor uses a different/

numbering system than the Section/Element number cited in the TDP, the contractor's should crossreference each applicable section of their QSP.

2. The following is applicable to this contract:

QUALITY ASSURANCE PROVISION MANUFACTURING PROCESS CONTROLS AND IN-PROCESS 

INSPECTIONS 

This provision supplements process control guidance of the International Organization for 

Standardization (ISO)/ American National Standards Institute (ANSI)/American Society for Quality (ASQ) 

9000 Series standard, or equivalent standards with process controls, and is applicable when the contract 

requires a higher- level quality system in accordance with Federal Acquisition Regulation (FAR) 46.202-4. 

The Contractor shall: 

(a) Ensure that all manufacturing operations are carried out under controlled conditions which will 

adequately assure that product characteristics and criteria specified by contract are achieved and 

maintained in the produced item. Controlled conditions include documented process control and 

in-process inspection procedures, adequate methods for identifying and handling material, and 

adequate production equipment and working environments.

 

(b) As a minimum, perform inspections, examinations and/or tests, during manufacturing on those 

product characteristics which cannot be inspected at a later stage, and ensure that process 

controls are implemented and effective.

(1) Manufacturing processes shall be evaluated to determine which process characteristics have 

an effect on the quality of the produced item. These manufacturing processes shall be 

identified and requirements for their control shall be specified in written process control 

procedures.

(2) When in-process inspection of material is not practical, control by monitoring processing 

methods, equipment, and personnel shall be provided. Both in-process inspection and 

process monitoring shall be provided when control is inadequate without both.

(3) Prompt corrective action shall be taken when noncompliance or out of control conditions occur.

(c) Clearly identify each in-process inspection and process control point at appropriate locations 

in the manufacturing operation.
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(d) Prepare clear, complete, and current written procedures for:

(1) Each in-process inspection. Identify: the type, frequency, and amount (sampling plan/100 percent) of inspection; product characteristics to be inspected; criteria for approving and 

rejecting product; the record for documenting inspection results; and the method for identifying 

the inspection status of approved and rejected product.

(2) Each process control. Identify the criteria, frequency, and records used verifying control of 

the process.

(3) Assessing the adequacy of in-process inspections and process controls. The Contractor's 

quality organization shall assure by periodic surveillance that procedures are followed and 

are effective. Records of this surveillance will be maintained.

(e) Make the documented inspection system available for review by the Government Quality 

Assurance Representative prior to the initiation of production and throughout the life of the 

contract. The Government is under no obligation to perform verification inspection or to accept 

product produced under the contract until the Government has received acceptable written 

procedures, and has been afforded the opportunity to evaluate the inspection system. Acceptance 

of the Contractor's inspection system by the Government does not bind the Government to 

accept any nonconforming supplies that may be produced by the Contractor. Periodic evaluations 

of the system may be made by the Government throughout the life of the contract.

3. The following Statistical Process Control Quality Assurance Provision (SPC QAP) applies to this 

contract: 

QUALITY ASSURANCE PROVISION STATISTICAL 

PROCESS CONTROLS 

DLA Troop Support FT-12-001 

The requirements of this QAP shall be addressed in the Documented Quality System Plan (QSP) when 

applicable. Redundant areas/requirements cited in this QAP or the MPC Provision need only be 

addressed once in the In-Process and Process Inspection and Testing Section and/or other applicable 

section of the contractors' documented QSP/ Quality Manual. The characteristics requiring control will be 

those characteristics providing the best assurance of product conformance to end item contractual 

requirements. Therefore, the techniques (SPC/MPC) selected to control the processes shall be those that 

can best and most effectively/efficiently control the characteristics identified and provide the best 

assurance that the system implemented will consistently produce product conforming to contractual 

requirements. If the contractor uses a different/numbering system than the Section/Element number 

cited in the TDP, the contractor's QSP should cross-reference each applicable section/element of their 

QSP. 

 

I. General Requirements:

A. The offeror/contractor agrees to manage and improve process performance through the evaluation 

of the quality of the product at the prime contractor and, when required by contract, at subcontractor 

facilities, using SPC techniques or MPC techniques.

B. Minimum criteria are established in the American Society of Quality (ASQ) standards B.1, B.2 and B.3 (formerly the ANSI standards Z1.1, Z1.2, and Z1.3). Alternate SPC techniques such as short run 

methods are also allowed where applicable.

C. This QAP applies to all work performed at the prime contractor and, when required by contract, 

at subcontractor facilities. However, in those instances where it is not required of the subcontractor 

by contract, it does not prohibit the prime contractor from requiring it from their subcontractor of 

their own accord.
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D. The implementation of SPC techniques (or alternate MPC techniques) and procedures shall be 

prepared in accordance with this provision and included in the documented QSP. Each offeror shall 

address the requirements of this QAP in their documented QSP (Section/Element VIII) and included 

with the proposal, when applicable. Failure to do so may result in rejection of the offer.

E. Documented QSP submission: All offerors will submit a QSP. Only offerors whose QSP has 

been rated Acceptable by FTSB in the last 12 months are eligible for exclusion.

1. Offerors who consider themselves eligible for exclusion of the documented Acceptable QSP at 

bid submittal, based on utilization of a previously submitted QSP for identical or similar supplies, 

are to submit a written request for exclusion (RFE) to the Procuring Contracting Officer (PCO).

The offeror shall identify in the RFE the contract number(s) under which the supplies were 

previously furnished by them and accepted by the Government; and the applicable item 

nomenclature and National Stock Number(s); and the date of the documented QSP. QSP 

changes/revisions/updates, if applicable, need to be submitted along with the RFE at time of 

proposal. NOTE: Changes/revisions/ updates must be well identified, dated and organized to 

facilitate posting to the QSP. 

2. If techniques selected (MPC, SPC, or combination of both) were determined to be adequate (in 

a QSP previously submitted and approved by DLA Troop Support - FTSB), the offeror shall certify 

that these techniques are still adequate to effectively control the processes and that the system 

implemented is still capable of consistently producing conforming product.

II. SPECIFIC REQUIREMENTS:

A. The offeror shall identify the characteristics to be controlled using SPC techniques (or the alternate MPC techniques). Application of SPC techniques shall be considered for all characteristics identified by 

performing Pareto analysis on the defects from previous production, or projection of potential defects 

in future production, to discern the vital few and repetitive type failures from the trivial many. 

Additionally, offerors are encouraged to calculate quality costs to assist in determining what 

characteristics or processes to control statistically (QSP Element XIII). These defects, and all other 

characteristics identified by the offeror from process capability studies on current production, shall be 

subject to the application of SPC techniques or other analyses. The characteristics requiring control will 

be those characteristics providing the best assurance of product conformance to end item contractual 

requirements. In addition to the characteristics identified by the offeror, the following characteristics 

will be controlled using SPC techniques, MPC techniques, or other alternate controls methods deemed 

appropriate and effective in controlling the processes. Alternate controls to SPC and MPC must be 

clearly identified and explained in detail in the In-Process and Process Inspection and Testing Section 

of the contractors' documented QSP/ Quality Manual. The description of SPC or MPC techniques 

shall be sufficient to allow a reviewer unfamiliar with the item or the contractor's production 

operation to properly assess the applicability of the control measures/techniques being 

proposed.

1. For Thermostabilized, High-Pressure Processed, or Hot Filled Items: (1) Laminated barrier 

pouch/tray integrity (absence of tears, cuts, holes, delamination, abrasions, leakage, and nonfusion bonded seals, etc.), (2) Polymeric tray integrity (absence of tears, cuts, holes, delamination, 

abrasions, leakage, and non-fusion bonded seals, etc.) and (3) All thermostabilized items - the 

critical control points of the process schedule as determined by the contractor's Processing 

Authority and critical control points of the retort process schedule. The critical control points, 

other control points, and the contractor's Processing Authority shall be clearly identified in the 

Regulatory Controls Section and/or the In-Process and Process Inspection and Testing Section of 

the contractor's QSP, as applicable.

2. For Water Activity Stabilized Items: (1) Laminated barrier pouch/tray integrity (absence of tears, cuts, holes, delamination, abrasions, leakage, and non-fusion bonded seals, etc.), (2) 

Polymeric tray integrity (absence of tears, cuts, holes, delamination, abrasions, leakage, and nonfusion bonded seals, etc.) and (3) All water activity-stabilized items - control of water activity, and 
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oxygen scavenger placement. The control points shall be clearly identified in the In-Process and 

Process Inspection and Testing Section of the contractor's QSP.

3. Flameless Ration Heater (FRH): The FRH chemical formulation and those processes that affect the formulation, performance, and the packaging (including over-wrapped FRH) of the 

FRH. The control points shall be clearly identified in the In-Process and Process Inspection and 

Testing Section of the contractor's QSP.

4. Assembly Operations: The use of SPC and/or MPC techniques is required. However, the Assembler shall determine application of SPC/MPC techniques for the assembly and sub assembly 

processes by performing a Pareto analysis. NOTE: The assembler shall identify the type of controls 

(MPC, SPC, or both) being applied for each process identified. The control points for the assembly 

and subassembly processes shall be clearly identified in the In-Process and Process Inspection and 

Testing Section of the Assembler's QSP.

5. For Other Items SPC techniques are optional.

B. The SPC and MPC techniques (or combination of both) will be reviewed as part of the documented 

QSP for the firm or firms eligible for award.

C. SPC Program: The information requested in Workbook I, In-Process and Process Inspection and Testing Section (Area 1 and 2 as applicable) shall be covered in the applicable section of the 

contractor's QSP. For characteristics as designated by the Offeror and/or the Government to be 

controlled using SPC or MPC techniques as indicated above, the QSP, as a minimum, must address the 

following:

The QSP must identify and define each in-process control point (IPCP) and/or process control point 

(PCP) in sequence in relation to the production, subassembly/assembly flow or chain of events (from 

weighing/ mixing/batching of ingredients/materials, packaging, to final product); clearly identify the 

control technique selected (SPC/MPC or combination) to control each process identified; the number 

of samples selected, location of sample selection, and frequency of sampling at each IPCP and PCP 

identified; include procedures that describe the production/assembly operations and how the 

contractor ensures these are carried out under control conditions to assure that product characteristics 

and criteria specified in the contract are achieved and maintained in the finished product (end item); 

and identify documents that are the basis for the SPC/MPC program including internal audits, 

textbooks, standards, and/ or Government documents. 

D. Structure (policy/scope): The QSP shall identify the contractor's policy for applying SPC and the 

contractor's goals and commitments regarding SPC and continuous process improvement. The 

contractor may also discuss alternatives to SPC techniques (MPC techniques or other control 

technique) that have successfully reduced/prevented the production of defects. Information must be 

covered in the Management Responsibility and Quality System Design Section I of the QSP or other 

applicable section of the contractor's QSP.

E. SPC Training: Information must be covered in the Training Section of the QSP or other 

applicable section of the contractor's QSP.

F. Vendor/Subcontractor/Purchase Controls: Information must be covered in the Contract Review, 

Purchasing, and Customer-Supplied Product of the QSP or other applicable section of the contractor's 

QSP.

G. Manufacturing Controls: (IAW Quality Assurance Provision, Manufacturing Process Controls and In-Process Inspection as applicable). The information requested in Workbook I, In-Process and Process Inspection and Testing Section (Area 1 and 2 as applicable) should be covered in the 

applicable section of the contractor's QSP (for characteristics as designated by the Offeror and/or the 

Government to be controlled using SPC or MPC techniques as indicated above): The QSP must clearly 

identify the control technique selected (SPC/MPC or combination) to control each process identified. 

Must include procedures that describe the production/assembly operations and how the contractor 
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ensures these are carried out under control conditions to assure that product characteristics and 

criteria specified in the contract are achieved and maintained in the finished product (end item).

H. Statistical Process Control Procedures (General): The information requested in Workbook I, In- Process and Process Inspection and Testing Section (Area 1 and 2 as applicable) should be covered 

in the applicable section of the contractor's QSP (for characteristics as designated by the Offeror 

and/or the Government to be controlled using SPC or MPC techniques as indicated above):

1. Criteria for Using SPC Techniques: How the contractor determined which processes were appropriate for use of SPC or MPC techniques; process capability studies (application); types of 

charts used and rationale for use; and computer hardware/software used for SPC (if applicable).

2. SPC Auditing and Review Procedures: This information must be covered under the 

Internal Audit Section or other applicable section of the contractor's QSP.

3. SPC Records. How the following records apply/correlate to the SPC program: Incoming 

inspection, manufacturing inspection, subcontractor inspection, internal and external failure 

reports, corrective action reports, control charts, scrap and rework reports, lessons learned, 

recommendations and feedback, etc. The information must be included in the In-Process and 

Process Inspection and Testing Section (Area 1 and 2 as applicable), the Document and Data 

Control and Control of Quality Records Section of the QSP or in the applicable section of the 

contractor's QSP.

I. When the documented QSP is rated acceptable and the system implemented is effective in 

consistently producing conforming product, the contractor may qualify for Government verification 

skip-lot inspection (Procedures for Alternative Skip-Lot End Item Inspection Requirements for 

Government Verification Inspections for Operational Rations). The Government reserves the right to 

return to the original acceptance sampling requirements if Government source inspection is waived, 

skip-lot is not in the best interest of the Government or for other causes as indicated in the procedure. 

The documented QSP shall be documented, dated, and signed by a responsible company official, and 

will be distributed under company letterhead as indicated in preceding paragraph “Higher Level 

Requirement - Quality Systems Plan (QSP)". The contractor is required to incorporate the 

requirements of this SPC QAP in the In-Process and Process Inspection and Testing Section (Area 1 

and 2 as applicable) of the QSP or other applicable sections of the contractor's QSP. 

4. The contractor's documented QSP and implemented Quality Systems are to be verified by the in-plant Government QAR's/inspectors, when Government source inspection is required, in accordance with the 

DLA Troop Support Operational Rations Documented QSP Evaluation Guideline- Workbook I, the 

regulations/and file codes of the respective inspection agency, and the particular requirements detailed in 

the contract.

B. Packaging and Packing Materials Packaging components (e.g., fiberboard shipping boxes, cartons, 

rollstock, preformed pouches, packets, accessory and menu sub assembly pack bags, material & menu bags, 

strapping materials, fiberboard caps, adhesive, tape, etc.) are subject to the Certificate of Conformance FAR 

Clause

52.246-15. The Government QAR shall have the responsibility for verifying COC's as necessary. Any 

inspections required by the specifications may be performed by the Government to assure compliance with 

the specifications. FAR Clause 52.246-15 shall also apply to bond strength tests on retort pouches. 

C. Operational Ration Component Lot Number and Lot Inspection The component lot number for thermally processed (retorted), high-pressure processed, and hot-filled products packaged in flexible 

pouches and for food items classified by Natick Soldier Center (Natick) as primary components of operational 

rations shall be defined as the Julian lot number assigned at the origin manufacturer's plant and the 

inspection lot shall include only product produced in one work-shift. (See attachment for listing of primary, 

secondary, and ancillary operational rations component products). For products packaged in tray pack 

containers (metal/poly) and other products (including the FRH, food component lots not composed of, as 

classified by Natick, primary components, and final assembled lots), a lot number is defined as the quantity 

of finished product produced/assembled within a production day (Julian date) and the inspection lot shall 
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include product produced in no more than one production/ assembly day. The Government QAR reserves 

the right to separate an inspection lot into smaller inspection lots. The Sample for Government and 

contractor's end item lot inspection may be drawn after all units comprising the lot have been produced or 

samples may be drawn during production of the lot. If stratified sampling is utilized (drawing subsamples 

from each sub-lot/sub-code during production of the lot), the sub-samples must be drawn at random from 

the sub-lot and not inspected until all the sub-samples are combined to make-up the complete sample for 

the applicable lot size (the formation of the lot and lot size is defined as the manner in which the lot is to be 

presented for Government end item verification inspection). NOTE: Producers of components classified as 

“primary components” may petition the contracting officer, on a product by product basis (product identity 

includes NSN), for permission to define a product's lot number as the quantity of finished product produced/ 

assembled within a production day (Julian date) and the inspection lot shall include product produced in no 

more than one production/assembly day.

D. Government Verification Inspection. Government verification inspection (conducted by the GQAR or Government laboratory) shall be withheld, at a minimum, until the contractor's completed lot submittal 

package, including, but not limited to, inspection results and/or in-process verification documentation as 

authorized for the contractor's Inspection and Acceptance Program option is presented to the 

Government's Quality Assurance Representative (GQAR). Unless otherwise authorized, in writing, by the 

contracting officer, the GQAR and/or Government laboratory shall not perform Government verification 

inspection/testing unless documentation contained in the contractor's lot submittal package provided to 

the GQAR indicates conformance to ALL contractual requirements.

E. End Item Testing. Compliance with applicable end-item specific technical data requirements will be 

determined by the contractor and by the GQAR on the finished product in accordance with the applicable 

provisions in the food component specification, solicitation, contract, and purchase order and their 

applicable Packaging Requirements and Quality Assurance Provisions specifications. Regardless of the 

Government agency designated cognizance for the support of the Government's quality assurance 

requirements at the supplier's production/assembly facility, a USDA laboratory will perform all Government 

verification testing. The contractor shall bear all expenses incident thereto, including costs of samples and 

all associated costs for preparation and mailing. Costs shall be assessed in accordance with the Government 

laboratory testing charges for individual test characteristics and number of tests required by the 

specification or contract. A list of fees may be obtained from the appropriate USDA laboratory.

F. Alternative Skip-Lot End-Item Inspection Requirements for Government End-Item 

Verification Inspections for Operational Rations.

The “Procedures for Alternative Skip-Lot End Item Inspection Requirements for Government End-Item 

Verification Inspections for Operational Rations”, dated May 1, 2020, colloquially referred to as the 

“government skip lot inspection program”, is applicable to current and future contracts for contractors who 

employ Inspection and Acceptance Program, Option 1 or Option 3. Switching procedures applicable for use 

with the government skip-lot inspection program are cited in the Procedures for Alternative Skip-Lot End 

Item Inspection Requirements for Government End-Item Verification Inspections for Operational Rations. 

 

The Contracting Officer shall authorize the GQAR to initiate skip-lot inspection based upon the qualifications

criteria cited in Procedures for Alternative Skip-Lot End Item Inspection Requirements for Government EndItem Verification Inspections for Operational Rations. The Government verification inspection may be further

decreased (e.g., skip-lot inspection frequency 1 in 6, 1 in 10, etc.) by the Contracting Officer if he/she 

determines that this is in the best interest of the Government or he/she may discontinue skip-lot inspection 

for Government verification inspection if it is determined that skip lot is not in the best Interest of the 

Government. 

NOTE: For products requiring a drained weight examination, the following is also required: The contractor shall provide the Government Quality Assurance Representative (GQAR) a copy of the current production 
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standard (PDM/First Article) formula (including ratios of ingredients), and formulation records for each 

production lot submitted for Government end item verification inspection.

The sampling plans switching procedures cited in ASQ/ANSI Z1.4, Sampling Procedures and Tables for 

Inspection and Attributes, are authorized to be used by the Option 1 contractors and Option 3 contractors 

during the performance of contractor's end item verification inspections of State 2 qualified products. 

Producers using the switching procedures, cited in ASQ/ANSI Z1.4, during the performance of their end item 

inspections must train personnel and follow all of the switching rules cited in the standard. As indicated in 

the standard, the sampling scheme is a combination of sampling plans with switching procedures, and each 

sampling plan has its own set of rules by which a lot is to be inspected and accepted or rejected. Samples 

may be drawn after all units comprising the lot have been produced or samples may be drawn during 

production of the lot. 

However, for those Option 1 contractors who are using stratified sampling (drawing subsamples from each 

sublot during production of the lot) and for those Option 3 contractors inspecting State 1 or State 3 products 

who are using stratified sampling, the subsamples must be drawn at random from the sublot and not 

inspected until all the subsamples are combined to make-up the complete sample for the applicable lot size 

(the formation of the lot and lot size is defined as the manner in which the lot is to be presented for 

Government end item verification inspection in accordance with paragraph “Operational Ration Component 

Lot Numbers”). NOTE: Option 1 contractor inspection of end-item subsamples and Option 3, State 1 or 3, 

contractor inspection of end-item subsamples prior to their combination to make-up the complete sample 

for the applicable lot size is not authorized. All other inspection procedures must be reviewed by the GQAR, 

included in the QSP, and approved by the Contracting Officer. 

The producer's end item verification inspection results and the contracting officer authorized “alternative 

end-item conformance verification records, as applicable for the subject Government Inspection and 

Acceptance Program Option, must be well documented and the GQAR must be informed in advance of the 

specific switching procedure (normal, tightened, reduced) being utilized for each product qualified under 

the standard 

G. Additional Sanitary Conditions Requirement for Product Containing Dairy Ingredients and NonDairy Creamer 

End item food components*/ containing dairy ingredients, the end item processing plants, the end item 

packaging plants, and all plants providing the end item's dairy ingredients must be approved for USDA 

Grading Service by the USDA, Marketing and Regulatory Programs, Agricultural Marketing Service (AMS), 

Dairy Grading Program, Washington, DC, 20250, and under 7 CFR, Part 58, prior to start of production. 

Contractors are responsible for obtaining such inspection and approval as early as necessary in order to meet 

contract delivery schedules. For information, please contact the inspection services of USDA, AMS, Dairy 

grading Branch, telephone (202)720-9381 or (630) 437-5037. 

End item food components* containing non-dairy creamer, the end item processing plants, the end item 

packaging plants, and all plants providing the end item packager with non-dairy creamer must be listed in 

the “Directory of Sanitarily Approved Food Establishments for Armed Forces Procurement”, published by the U.S. Army Public Health Center as cited in paragraph (1) of Provision “Sanitary Conditions” as used in this 

solicitation. 

Suppliers also agree to inform the contracting officer immediately upon notification that an approved 

manufacturing plant is no longer sanitarily approved and/or delisted from another agency's listing, as 

indicated in paragraph (2) of Provision “Sanitary Conditions”. The contracting officer will also be notified 

when sanitary approval is regained and listing is reinstated. 

* End item food components except for commercially sterile components and finished components 

packaged, without further processing, from commercially packaged bulk components. 

H. General Inspection Requirements, Methods of Remediation, and Prohibition

1. When the contractor determines as a result of his inspection(s) or QSP, or is informed by the QAR 

as a result of verification inspection, that the supplies do not conform to contractual requirements, 
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he has the following alternatives:

a. Produce and inspect a new lot.

b. Screen or rework and reoffer conforming supplies (provided screening or reworking is not 

detrimental to the product and does not conflict with other requirements, e.g. time, 

temperature, etc.) See "Rework of Nonconforming Product Pre or Post Acceptance" for 

applicable situations.

c. Request the Contracting Officer to consider acceptance of the nonconforming supplies in 

accordance with paragraph "Request for Rework, Request for Waiver, Request for Deviation, or 

Reinspection of Nonconforming Supplies".

d. When valid technical reason(s) exist for suspecting the verity of the inspection results, request 

the Contracting Officer's permission to reinspect the supplies without screening or reworking. The 

request must be made in writing in accordance with paragraph "Request for Rework, Request for 

Waiver, Request for Deviation, or Reinspection of Nonconforming Supplies". Any lot with one or 

more valid critical/major A defect(s) will not be reinspected without reworking or screening of all 

units. Examples of valid technical reasons are:

i. After finding the lot nonconforming for net weight, it is discovered that the scales used 

for the inspection were out of adjustment or

ii. After finding the lot nonconforming for a chemical test characteristic, it is discovered 

that a chemical used in the analysis has deteriorated or had not been properly prepared.

2. There will be no "skip lot" or "reduced" inspection option for critical defects.

NOTE: The contractor, if employing Inspection and Acceptance Program, Option 1, may petition the Government (through the Contracting Officer) for skip lot or a reduction in verification inspection at such 

time that the contractor believes his quality program is fully acceptable and reliable. This allowance does 

not apply for critical defects.

I. Rework Of Nonconforming Product Pre or Post Acceptance Rework of Nonconforming Product: The 

Government QAR must be informed and provided documentation of all rework results when product is 

presented for Government verification inspection or prior to Government inspection as indicated below.

1. Corrective Action (Rework/Screen Inspections) Taken Prior to Government End-item Inspection 

(i. e., Contractor's Receipt Inspections (of both food and non-food supplies), In- Process 

Inspections, and End-Item Inspections): Unless otherwise specified in Part B, below, all corrective 

actions, reworks and screening inspections conducted prior to the initial Government end-item 

inspection of the lot do not require approval from the Government. Although the GQAR must be 

informed of all reworks, the contractor is not required to obtain approval to take corrective and 

preventive action as deemed necessary to ensure compliance with contractual requirements. 

Government End-item Inspection, as used here, includes Government End-item Inspection at CFM and 

RNC component origin.

 

NOTE TO PART 1: When a contractor determines as a result of his end item inspection(s) or QSP that supplies do not conform to contractual requirements and the supplies cannot be reworked (such as 

drained weight, viscosity, piece size, residual air, etc.), he has the alternative to request the permission of 

the Contracting Officer to offer a lot, acknowledged by the petitioner to be nonconforming for a specific 

requirement, for Government end-item verification inspection with the understanding that should all 

required Government inspections, save that inspection acknowledged by the petitioner as representing 

a specific nonconformance to requirements, result in conforming inspection results, the lot shall be 

recorded by the GQAR as a lot rejected upon Government verification inspection but authorized by the 

contracting officer to be accepted “as is” on waiver of the specific nonconforming requirement revealed 

by contractor inspection or QSP. If the Contracting Officer authorizes the offer of a nonconforming lot for 
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Government end-item verification, the written approval shall be provided to the GQAR when the 

supplies are presented for Government verification inspection as previously stated, The GQAR shall 

inspect the supplies for compliance with all requirements of the contract, except the specific 

nonconforming requirement (skip-lot inspection and reduced inspection do not apply in this case). The 

Contracting Officer, may request that the GQAR inspect for the specific nonconforming requirement to 

determine severity of nonconformance only. Due to the type of statistical sampling cited in the contract, 

under no circumstances shall a lot found nonconforming by the contractor be inspected by the GQAR to 

determine conformance to a requirement that has previously been established as nonconforming by the 

contractor's inspection.

2. The Following Reworks Must Be Coordinated with the Supervisory GQAR and, As 

Required, Approved by the Applicable DLA Troop Support-FTR Office.

a. Insect or Rodent Infestation/Contamination: Reworks must be approved by FTRC/FTSC.

b. Food Safety and Foreign Material:

i. All corrective actions performed on product due to foreign material and/or processed/ 

unprocessed container mix-ups must be approved by FTR. FTR approval may be 

accomplished by means of one the two following methods, the methods being subject to 

change as determined by the contracting officer to be necessary for determining FTR 

approval:

METHOD 1:

All corrective actions performed on product due to foreign material and/or processed/ 

unprocessed container mix-ups shall be submitted by the contractor to the GQAR for review 

and acceptability determination. This requirement only applies to contractor facilities that are 

producing product and/or placing food product into finished component packaging. 

If the GQAR determines that the corrective action plan is acceptable, the contractor shall 

submit a “foreign material notification” or “unprocessed container notification” to FTR, prior to 

offering the lot for Government inspection. The notification shall include the corrective action 

plan, the GQAR's recommendation pertaining to the plan, and supporting documentation. 

FTR shall issue written authorization for offer of the lot for Government inspection. 

If the GQAR determines that the correction actions are not acceptable and GQAR and the 

contractor cannot agree to an alternate plan for remediation, the contractor shall submit a 

corrective action/remediation plan and supporting documentation to FTR for resolution. 

Standard rework procedures (SRP) for specific foreign material situations may be addressed 

under the contractor's documented QSP, Section XII - Corrective and Preventive Action 

Program (see 

E-4-G.B.6.). SRP's shall only be submitted to DLA for foreign material inherent to a specific food 

product or ingredient. Screws, plastic pieces, bandages, metal fragments, glass, etc., are not 

inherent to ingredients used in food products and a SRP for these types of foreign material 

shall not be submitted to DLA for consideration and approval. SRPs submitted to DLA for 

review and approval shall have a title beginning with “Standard Rework Procedure for...”. 

SRPs may be referenced, as applicable, in the corrective action plan that the contractor 

provides for a specific instance (along with any relevant specific details). 

All preventive and corrective actions documented by, proposed by, and conducted by the 

contractor shall conform to the regulations promulgated by the applicable regulatory agency 

(FDA, USDA-FSIS, USDC). When a contractor is required by regulation to notify a regulatory 

agency regarding foreign material and/or processed/unprocessed container mix ups, it shall 

be the responsibility of the contractor to present to the GQAR and DLA verification of 

conformance to the applicable agency's regulations. 
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In all cases, it is recommended that the GQAR be notified as soon as possible if and when 

incidents involving the finding by the contractor of foreign material in product and/or product 

ingredients. 

METHOD 2:

The contractor shall submit a corrective action plan and supporting documentation to 

FTR for resolution. 

Standard rework procedures (SRP) for specific foreign material situations may be addressed 

under the contractor's documented QSP, Section XII - Corrective and Preventive Action 

Program (see 

E-4-G.B.6.). SRPs may be referenced, as applicable, in the corrective action plan that 

the contractor provides for a specific instance (along with any relevant specific 

details). 

All preventive and corrective actions documented by, proposed by, and conducted by the 

contractor shall conform to the regulations promulgated by the applicable regulatory agency 

(FDA, USDA-FSIS, USDC). When a contractor is required by regulation to notify a regulatory 

agency regarding foreign material and/or processed/ unprocessed container mix ups, it shall 

be the responsibility of the contractor to present to the GQAR and to DLA verification of 

conformance to the applicable agency's regulations. 

In all cases, it is recommended that the GQAR be notified as soon as possible if and when 

incidents involving the finding by the contractor of foreign material in product and/or product 

ingredients. 

ii. The GQAR shall be notified, and documentation provided, when any finished product 

intended (or initially intended) to be offered to the Government has been produced using a 

bulk product or ingredient product lot(s) (or portion thereof) that has, at any time, been 

identified as containing or having contained foreign material. This requirement only applies to 

contractor facilities that are producing product and/or placing food product into finished 

component packaging. The documentation shall identify the foreign material and all corrective 

actions taken to render the bulk/ ingredient product serviceable, including, but not limited to 

segregation and removal of portions of the bulk/ingredient product. The GQAR shall determine 

if the corrective actions taken render the bulk/ingredient product serviceable. If the GQAR 

agrees that the corrective actions taken render the bulk/ingredient product serviceable, the 

contractor shall submit a notification, to include the corrective action plan and supporting 

documentation, to FTR prior to offering any related finished product lots for Government 

inspection. 

When the GQAR determines that the actions taken do not render the bulk/ingredient 

product to be serviceable and an alternate plan for remediation cannot be agreed upon by 

the GQAR and the contractor, the contractor shall submit a corrective action plan and 

supporting documentation to FTR for resolution. 

Standard rework procedures (SRP) for specific foreign material situations may be addressed 

under the contractor's documented QSP Section XII - Corrective and Preventive Action 

Program (see 6. Standard Rework Procedure (SRP) below). SRP's shall only be submitted to 

DLA for foreign material inherent to a specific food product or ingredient. Screws, washers, 

plastic pieces, bandages, metal fragments, glass, etc., are not inherent to ingredients used in 

food products and a SRP for these types of foreign material shall not be submitted to DLA for 

consideration and approval. SRPs submitted to DLA for review and approval shall have a title 

beginning with “Standard Rework Procedure for...”. These SRPs may be referenced, as 

applicable, in the corrective action plan that the contractor provides for a specific instance 

(along with any relevant specific details). 

All preventive and corrective actions documented by, proposed by, and conducted by the 
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contractor shall conform to the regulations promulgated by the applicable regulatory agency 

(FDA, USDA-FSIS, USDC). When a contractor is required by regulation to notify a regulatory 

agency regarding foreign material and/or processed/ unprocessed container mix ups, it shall 

be the responsibility of the contractor to present to the GQAR and to DLA verification of 

conformance to the applicable agency's regulations. 

In all cases, it is recommended that the GQAR be notified as soon as possible if and when 

incidents involving the finding by the contractor of foreign material in product and/or product 

ingredients. 

iii. Thermal process deviations or deviations from the preparation, formulation or critical 

factors cited in the approved process schedule must be accompanied by a detailed letter 

from the plant's Processing Authority. The involved subcode(s), the deviation, and the 

disposition of the product shall be clearly identified when the complete lot is presented for 

Government end item verification inspection. If the producer fails to provide enough 

information/data in the case of a deviation, the GQAR shall contact FTRC for approval to 

proceed with the Government end item verification inspection.

iv. Rework/Post-rework Testing of product that tested positive for food borne 

pathogens, histamine, methylmercury, is not authorized.

A. This prohibition applies to the forementioned compounds and to any food borne 

pathogen to include but not limited to Listeria Monocytogenes, Salmonella, and E. coli. Unless Contracting Officer decides that circumstances dictate otherwise, APC, SPC, HPC, 

Total Coliforms, Yeast, and Mold are excluded from this prohibition.

B. Upon notification of the National Science Laboratory test results and/or USDA-AMS of a 

potential positive for Salmonella, the contractor shall commence actions required by 

attachment “Recommended Actions Following NOTIFICATION OF PRESUMPTIVE 

POSITIVE Laboratory Analysis for Microbiological Testing” Questions regarding 

completion of the recommended actions are to be directed to the responsible office, 

Food Safety Office (FTW) through FTRC.

v. These requirements are in addition to applicable Code of Federal Regulations or other 

regulatory requirements (USDA-FSIS, FDA). 

NOTE: Deviations (that occur during or prior to the production of a product) from specific preparation/ formulation/ingredient requirements cited in the specifications shall be 

submitted as a request for product deviation through the applicable contracting officer for 

the coordination with and the approval of the Specification Preparing Activity (Natick).

c. Container Integrity Defects: All reworks due to and/or involving the presence of critical 

container integrity defects noted during the producer's end item inspection of finished product component lots and/or final assembly lots; noted during Government final lot end-item 

verification inspections; noted during Government or assembler receipt inspections of finished 

product component lots, or noted when the established action number/level (as cited in the 

contractor's QSP) is exceeded during the in-process assembly/subassembly operation must 

be approved by the applicable contracting officer. All containers exhibiting the same or other 

container integrity defects must be removed during a container rework and noted on the rework 

paperwork. Reworked lots will be inspected or re- inspected, as applicable, by the GQAR at the 

location of the rework using the next larger sample size in the case of tests and exams not assigned an AQL by a specification's sampling plan (for example, from 200 samples to 315, or if a 

second rework, from 315 samples to 500 samples), and using tightened inspection criteria in the 

case of tests and exams performed in accordance with a specification's sampling plan citing an 

AQL. Rework results must be included with other paperwork when the lot is presented for 

Government end item verification inspection. NOTE: A contractor may submit a Standard Rework Procedure (SRP) to FTRC for approval and incorporation in the contractor's QSP.
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d. Second Time Reworks: All second time reworks must be approved by the applicable FTR 

contracting officer. Applicable to combinations of contractor and government end-item and 

receipt inspection results involving reworks due to exam and or test rejections not due to the 

presence of critical defects or foodborne pathogens. When determining what constitutes a 

second time rework, consider the first Government lot rejection to be the initial rejection and its 

subsequent rework to count as the “first rework”. Any second lot rejection, by either the 

contractor or the Government, rejected for the same examination or test that occasioned the “first 

rework” shall be cause for asking approval of “second rework”. When an inspection examines or 

tests for the presence of a critical defect, refer to preceding sub-part “3. Container Integrity 

Defects.”

e. Nonconformances Noted During Government Inspection for End Item Compliance: All 

rework requests submitted for defects noted during Government inspection for end item 

compliance, including defects noted during Government receipt inspection at assembly, must be 

approved by the applicable contracting officer. Reworked lots will be inspected or re-inspected, 

as applicable, by the GQAR at the location of the rework using the next larger sample size in the 

case of tests and exams not assigned an AQL by a specification's sampling plan (for example, from 

200 samples to 315 for a first verification inspection after rework, from 315 samples to 500 

samples for a second verification inspection after rework), and using tightened inspection criteria 

in the case of exams performed in accordance with a specification's sampling plan citing an AQL. 

Rework results must be included with other paperwork when the lot is presented for Government 

end item verification inspection. NOTE: A contractor may submit a Standard Rework Procedure (SRP) to FTRC for approval and incorporation in the contractor's QSP.

f. Standard Rework Procedure (SRP): For reworks requiring the Government's approval, the 

contractor may submit a standard rework procedure, for certain defects, under the contractor's 

documented QSP section XII - Corrective and Preventive Action Program. The SRPs must be 

specific and these must be evaluated by DLA Troop Support-FTSB, FTSC, and approved by the 

applicable contracting officer.

g. If the contractor elects to rework nonconforming product, it must be reworked and reoffered 

within 30 days from date of initial rejection.

h. All requests for rework shall be accompanied with a comprehensive rework plan. The rework 

plan will include rational information and data that supports the rework plan and ensures the 

elimination of nonconforming material from the lot. See “Request for Rework, Request for 

Waiver, Request for Deviation, or Reinspection of Nonconforming Supplies”.

Reinspection criteria to be used in cases of “1. Insect or Rodent Infestation/Contamination” or “2. 

Food Safety and Foreign Material” shall be determined on a case by case basis, as USDA-AMS 

Foreign Material Manual exams and/or other tests or exams may be required before acceptance 

by the Contracting Officer or before certification by USDA or USDC, provided acceptance is not 

prohibited by Federal regulations. 

Applicable to Section X “Rework of Nonconforming Product Pre or Post Acceptance, item B.4.” 

After any lot's rejection, whether a contractor rejection or a Government rejection, or rework/

screening/ corrective action, which occur after the contractor's initial offer of the lot to the 

Government, if a lot is reinspected for contract quality assurance provisions compliance, it will be 

both Contractor and Government inspected using the next higher sample size in the case of tests 

and exams not assigned a sampling plan having an AQL as prescribed by this solicitation/contract 

(the next higher sample size sequence being 5, 8, 13, 20, 32, 50, 80, 125, 200, 315, 500, 800, 1250). 

After any lot's failure or rework, if the lot is reinspected for required end-item compliance tests 

and exams, it will be both Contractor and Government inspected using tightened inspection 

criteria in the case of tests and exams performed in accordance with sampling plans having 

specified AQLs as prescribed by this solicitation/ contract. 

Applicable to Section X “Rework of Nonconforming Product Pre or Post Acceptance, item B.5.”. 

After any lot's failure, or rework/screening/corrective action, or similar exercise, if a lot is 
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reinspected for required end-item compliance tests or exams, it will be both Contractor and 

Government inspected using the next higher sample size in the case of tests and exams not 

assigned a sampling with an AQL as prescribed by this solicitation/contract (the next higher 

sample size sequence being 5, 8, 13, 20, 32, 50, 80, 125, 200, 315, 500, 800, 1250). After any lot's 

failure or rework, if the lot is reinspected for required end-item compliance tests and exams, it will 

be both Contractor and Government inspected using tightened inspection criteria in the case of 

tests and exams performed in accordance with sampling plans having specified AQLs as 

prescribed by this solicitation/contract. 

The scope of a reinspection may include up to a total reinspection of a lot for all required tests and 

exams. When petitioning for a rework approval, the petitioner should be specific in terms of what 

reinspection tests and exams are necessary to establish by acceptable test and/or exam results, 

evidence of effective corrective action and lot conformance. 

3. Contractor's Quality History:

a. Effectiveness of corrective actions (rework/screen inspections) taken by the contractor prior to 

Government end item verification inspection (receipt, in-process and contractor's end-item 

inspections) will be determined by the results of the end item verification inspection performed 

by the GQAR. Corrective actions taken to ensure compliance with the contractual requirements 

prior to the Government end item verification inspection will not be counted against the 

contractor's quality history. If product is found conforming during the Government end item 

verification inspection, the corrective action will be determined to have been effective.

b. If product is found nonconforming during the Government end item verification inspection following contractor corrective action for the same defect (or defect category in case of critical 

pouch defects) for which the contractor took a corrective action, the corrective action will be 

determined to have been ineffective. The GQAR shall notify FTSB of the specific circumstances 

involving the corrective action determined to be ineffective. In addition to any action taken, the contractor must reevaluate their documented QSP and/or the implemented corrective and 

preventive action program by an internal audit and results must be submitted to FTSB (Quality 

Systems Auditors). All corrective actions (rework/screening inspections, etc.) taken by the 

contractor due to a Government end item verification inspection rejection will be 

documented in the contractor's quality history records.

J. Requests for Rework, Waiver, Deviation, or Reinspection of Nonconforming Supplies, and 

Requests for Product Substitutions, or Extensions of Components Assemble-by Time Limits 

NOTE: Requests for waiver of the 180 day age limit for inclusion of a component lot in a final assembly lots 

are to be completed as per this sub-section. 

1. When the requirements cited in the section of this solicitation entitled “Rework Of Product Pre or Post 

Acceptance” require that a written request for deviation, waiver, rework, or reinspection must be 

furnished, as appropriate, to the Contracting Officer and cognizant Government QAR, that request shall 

at a minimum address the topics enumerated in the Section X attachment titled “Attachment 1 - 

REWORK, WAIVER, DEVIATION, REINSPECITON, FOREIGN MATERIAL, SUBSTITUTION, EXTENSION 

TEMPLATE” NOTE: All requests for rework shall be accompanied with a comprehensive rework plan. The 

rework plan will include rational information and data that supports the rework plan and ensures the 

elimination of nonconforming material from the lot

 

2. When a valid technical reason for reinspection is offered and permission is granted by the 

contracting officer, the contractor shall take corrective action to eliminate the cause of the inspection 

revealed failure; reinspect the nonreworked lot after taking the corrective action, and evaluate the 

results of the initial inspection and the reinspection by means of recognized statistical methods.

a. If the statistical tests reveal no significant difference between the results of the two 
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inspections, acceptability will be based on reinspection results. A significant difference is one 

that is real and not due to chance variation. Statistically, a difference which has a 0.05 probability 

of occurring by chance alone is usually considered a significant difference. 

b. If such statistical tests reveal no significant difference between the results of the two 

inspections, both results will be reported to the Contracting Officer. 

i. The results of the two inspections will be averaged and acceptability will be based on 

whether the resulting average meets the requirement, when the requirement is an average 

(variable) requirement.

ii. The results of the initial (original) inspection will be the basis for the acceptability decision when the requirement is a unit (attribute) requirement.

K. Receipt Inspection at Destination 

In addition to the origin inspection specified above, the supplies delivered shall be subject to receipt 

inspection at destination in accordance with the following criteria: All items delivered (CFM and RNC) shall 

be receipt inspected in accordance with the assembler's receipt inspection program as outlined in the 

assembler's Quality Systems Plan (QSP). The contractor's receipt inspection program will be verified 

by the USAPHC Veterinary Food Inspection (VFI) personnel assigned to the assembly plant. Receipt 

inspection must include examination for the presence of internal infestation, foreign material, and 

contamination. Any evidence of insect or rodent infestation, foreign material, or contamination shall be 

cause for rejection of the entire production lot. Any receipt inspection failure applicable to a particular 

production lot shall be considered to be representative of the entire production lot and shall be cause for 

rejection of the entire production lot. Receipt examinations for pouch integrity (CFM and RNC), shall be 

performed in accordance with origin pouch examination criteria for each production lot of cheese spread 

and product packaged in accordance with MIL-PRF-44073. Samples for receipt inspection (ex. 200 samples 

items packaged in accordance with MILPRF- 44073) shall be selected throughout the lot at the destination 

point (applicable for entire lots or split lots). Mixed code lots as defined in the Technical Data Package will be 

considered as a single lot. Receipt inspection for pouch integrity of entire production lots or split lots from 

the origin producer to their own assembly plant located within the same state should be performed at their 

option or performed in accordance with the assembler's QSP. 

For RNC product, at no time may the assembler's receipt inspection be more severe than origin inspection 

criteria. Defect classifications and descriptions shall correspond to the origin specification defect 

classifications. 

Generally, defects found by the assembler in RNC deliveries will be verified by the VFI and the VFI findings 

will be reported to DLA. However, the VFI is not required to verify the assembler's inspection results when 

the assembler finds that the required USDA/USDC certification is missing or when the assembler finds 

evidence of insect or rodent infestation, foreign material, contamination, or other food-safety issues. The 

Government always reserves the right to have the VFI verify the assembler's inspection results, whether or 

not the assembler finds any defects in RNC deliveries. Final responsibility for the initial acceptance of RNC 

product by the assembler, or initial rejection of RNC product by the Government resides with the 

Government. The Government's decision to accept or reject RNC product may be based upon the 

assembler's receipt inspection results or the VFI findings, as the Government deems appropriate. The 

Government's decision to accept or reject product is binding on the both the RNC supplier and the 

assembler. NOTE FOR GQAR AT ASSEMBLER: Upon a Government determination to declare RNC product 

acceptable at receipt, the assembler assumes ownership of RNC product. 

Grand lotting of more than one production lot of homogeneous components within a shipment for the 

purpose of receipt inspection may be performed, except for pouch integrity as cited above. There will be no 

grand lotting of items packaged in accordance with MIL-PRF-44073 or with PCR-C-039 for pouch integrity 

inspection. When the total shipment is inspected as a single lot, the identity of the items must be maintained 

and samples must be drawn from each lot in proportion to its size. Homogeneous components are defined 

as follows: items procured by identical prime documents (identical PCRs, Commercial Item Descriptions) 

except for items packaged in accordance with MIL-PRF-44073 and PCR-C-039. The reliability of the 
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contractor's receipt inspection system will be determined by the VFI in accordance with paragraph 

"Reliability Conditions" cited in the assembly solicitation. However, the frequency of verification of the 

contractor's receipt inspections will remain at the discretion of the Government. 

Preformed pouches, HFFS roll-stock, and any other materials that contact the packaged end-item food shall 

not contain per- or polyfluoroalkyl substances. Compliance with the absence of per- or polyfluoroalkyl 

substances shall be verified by the assembler upon receipt, and may be verified by the supplier's Certificate 

of Conformance. 

L. Periodic Review Samples 

All food components that are inspected by USDA-AMS will be subject to periodic review sampling and 

examination/testing during contract production in accordance with the following criteria: For each calendar 

month of production, the USDA-AMS inspector will randomly select twelve sample units from a conforming 

lot of each item (i.e., each type, flavor, etc.) produced and inspected for product examination by USDA-AMS. 

As instructed by DLA Troop Support, the USDA-AMS inspector shall ship nine of the samples, at the 

contractor's expense, to the addresses below, once per month. 

Six samples selected by USDA/AMS will be sent to: 

Operational Rations Lead Person, Michael Lynch (three samples) 

Operational Rations Marketing Specialist, Louis Obot (one 

sample) 

Agricultural Commodity Grader Staff Assistant, Benjamin Jackson (one 

sample) USDA Area Office Officer-in-Charge (one sample) 

Three samples selected by USDA-AMS will be sent to: 

DEPARTMENT OF THE ARMY 

FCDD-SCC-EMR 

Attn: Jill Bates (Bldg 36 Rm E107) 

COMBAT CAPABILITIES DEVELOPMENT COMMAND-SOLDIER CENTER 10 

GENERAL GREENE AVENUE 

NATICK, MA 01760-5056 

The USDA/AMS inspector shall retain three samples for standby use, and return them to the contractor 

if not needed. 

M. FAR Clauses 

52.246-11 HIGHER-LEVEL CONTRACT QUALITY REQUIREMENT (DEC 2014)

(a) The Contractor shall comply with the higher-level quality standard selected below. [If more than one 

standard is listed, the offeror shall indicate its selection by checking the appropriate block.] 

 

...... Title Number Date Tailoring 

x_ ....Quality Management Requirements Standard ANSI/ISO/ASQ Q9001 2015 Note 1

(b) The Contractor shall include applicable requirements of the higher-level quality standard(s) 

listed in paragraph (a) of this clause and the requirement to flow down such standards, as 
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applicable, to lower-tier subcontracts, in -

(1) Any subcontract for critical and complex items (see 46.203(b) and (c)); or

(2) When the technical requirements of a subcontract require -

(i) Control of such things as design, work operations, in-process control, testing, and inspection; or

(ii) Attention to such factors as organization, planning, work instruction, documentation 

control, and advanced metrology.

NOTE 1: At the election of the contractor, the contract or may select an industry standard equivalent to ANSI/ ISO/ASQ Q9001; cite the Title, Number, and Date and Tailoring (if any) and check the appropriate 

box.

NOTICE: The following Federal Acquisition Regulation clauses are incorporated by 

reference: 52.246-2 INSPECTION OF SUPPLIES - FIXED PRICE ` (AUG 1996)

52.246-15 CERTIFICATE OF CONFORMANCE (APR 1984) 

52.246-16 RESPONSIBILITY FOR SUPPLIES (APR 1984) 

N. DLA Contract Provisions 

DLA Provision 9003 MEASURING AND TEST EQUIPMENT (JAN 2014) 

Notwithstanding any other clause to the contrary, and/or in addition thereto, the Contractor shall ensure 

that the gauges and other measuring and testing equipment, used in determining whether the supplies 

presented to the Government for acceptance under this contract fully conform to specified technical 

requirements, are calibrated in accordance with International Organization for Standardization (ISO) 

10012:2003 or American National Standards Institute (ANSI)/National Conference of Standards Laboratories 

(NCSL) Z540.3 (R2013). 

DLA Provision 9013 CONTRACTOR AND GOVERNMENT SAMPLES AT ORIGIN (SEP 2007) 

When required, the Contractor will select samples of end items or components or both for Contractor 

examination or testing as required by the item specification or other contract provisions. In addition, the 

government may select samples of end items or components or both at origin for the purpose of 

conducting required inspection. 

The Government may use, consume, destroy or retain said samples at its option. Notwithstanding any 

other provision of the contract, the Contractor shall bear the cost of Contractor and Government 

samples selected at origin, whether the supplies are accepted or rejected. 

Furthermore, unless otherwise specified, any sample unit which is altered as a result of the performance of 

any required examination or test so as to no longer meet the required characteristic of the component or 

end item, shall not be included as part of the supplies delivered under the contract. 

Examples of such alteration include, but are not limited to, cutting an item to remove a slice or observe 

internal surface characteristics, procedures requiring re-canning/re-cooking of the product, thawing and 

refreezing. 

DLA Provision 9023 GENERAL INSPECTION REQUIREMENTS (AUG 2017) 

(a) Inspection.

(1) The Contractor shall employ the services of the United States Department of Agriculture (USDA), 
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Agricultural Marketing Service (AMS) or U.S. Department of Commerce (USDC), National Marine Fisheries 

Service (NMFS) to accomplish origin inspection (examination and testing) and sampling as required herein 

and in the applicable commodity specifications. The Contractor shall bear all expenses incident thereto, 

including costs of samples and all associated costs for preparation and mailing. Costs shall be assessed in 

accordance with the Government laboratory testing charges for individual test characteristics and number 

of tests required by the specification or contract. A list of fees may be obtained from the appropriate 

inspection activity.

The Contractor shall furnish the Government grader/inspector a copy of the complete contract and 

supporting contractual documents (i.e., individual solicitation, contract modifications, waivers, and 

referenced specifications). Offerors may contact the appropriate Government office to discuss inspection 

procedures prior to submitting offers; however, nothing provided thereby shall be construed to alter the 

applicable specification in any manner or to reduce the responsibility of Contractor to comply with such 

specifications. 

(2) The Contractor shall take action to correct or replace nonconforming supplies.

(3) The Government will perform an inspection at destination for identity, condition and quantity. If there is 

evidence that the supplies do not conform with contract requirements, the inspector shall report the 

findings of his inspection to the appropriate DLA Troop Support office (operational rations business unit, 

food services business unit, produce business unit, product services office, etc.). The applicable DLA Troop 

Support office shall report the findings to the Contracting Officer or the ordering officer, who shall in turn 

notify the Contractor.

(4) Supplies will be rejected when any evidence of insect activity (live or dead in any stage of development) or rodent activity/contamination is found in or on product, packaging, packing or 

unitization.

(5) Nonconforming supplies rejected at origin will not normally be accepted by the Government. However, 

the Contractor may elect to petition the Contracting Officer in writing to grant a waiver of the contract 

requirements for which supplies have been found nonconforming, and to accept the supplies “as is” with 

appropriate price consideration.

(6) The Contractor shall furnish all inspection gauges, instruments, scales, tools or other material required 

by the designated Government inspection activity to complete the necessary inspection. The Government 

inspector will insure that the Contractor has had such gauges, instruments, scales, tools, or other material 

required to complete inspection properly calibrated and, if necessary, certified. When required by the 

contract/solicitation the Government inspector will collect insect specimens from plant production and 

storage areas and submit the specimens to the nearest military entomological laboratory for identification. 

When the collection of insects is required, the Contractor shall be responsible for supplying and installing 

specified insect monitoring devices required to accomplish this task.

(b) Standby test samples. The Government reserves the right to withdraw and hold standby samples of components or finished products or both (the quantity of which shall be not more than twice that required 

by the specification) for inspection purposes. Samples not used will be returned to the Contractor.

(c) USDA and USDC certificates. Procedures for preparation and distribution of certificates shall be in 

accordance with the regulations, file codes, instructional manuals, etc., of the respective inspection agency.

DLA Provision 9024 ALTERNATIVE INSPECTION REQUIREMENTS FOR SELECTED ITEMS (OCT 2020) 

Physical, microbiological, and analytical tests not eligible for the application of this provision include, but 

are not limited to, those tests used to identify critical package integrity defects (internal pressure), any pH, 

water activity, oxygen content tests of food safety concern (identified as critical control point in producer's HAACP), and tests for histamine, methylmercury, aflatoxin, Listeria monocytogenes, Salmonella, and 

Escherichia coli. 

(a) Optional Contractor Testing. 
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To expedite shipment, the Contractor has the option to perform, or have performed by an independent 

laboratory, contractually-required tests of end items or component material not specified by the U.S. Standards 

of Grade. The inspector for the Government agency having jurisdiction over ascertaining compliance may 

permit shipment, provided all other requirements of the contract are met. The designated Government inspector 

will select random samples of each lot of end items or component material for verification testing until the 

Contractor's testing system is determined reliable in accordance with paragraph (c) of this clause. It is the intent 

of the Government to rely on Contractor test results to the maximum extent practicable and minimize 

Government verification testing. 

(b) Compliance of Product.

Acceptance of material as complying with required characteristics shall be based on the Contractor's test 

results; provided that Government verification indicates the Contractor's testing system is reliable, in 

accordance with paragraph (c) of this clause, as to each of the required characteristics. If the Contractor's 

test system is determined to be unreliable, product compliance will be determined based solely on 

Government test results. In the event the Government detects any irregularities in the Contractor's testing 

system, the designated Government inspector may withhold approval until Government test results indicate 

products conform to contract requirements. For Operational Rations component items (ex: FSR, MCW, 

MORE, MRE component items), if Government laboratory test results show that product is nonconforming, 

the product shall be withheld from final assembly and subject to return and replacement by the component 

Contractor, even if previously approved by the Government inspector. 

(c) Reliability Conditions.

(1) The contactor's testing system will be considered reliable as long as its test results are determined to 

be conforming and to be comparable to the government rest results. Unless the government agency 

having jurisdiction has inspected the item produced at the contractor's plant within the previous 120 

days and determined the item to be reliable, and unless otherwise specified in this contract, for each 

different type of end item presented for inspection, in order to establish test system reliability, the 

inspector will select, for verification testing, random samples of the first three end item lots offered. If 

the results of the three tests indicate product conformance, the test system will be considered 

reliable. As long as the contractor's testing system is reliable, the government inspector will sample 

product for verification testing on a skip-lot basis. Skip-lot verification is done by random selection of 

samples from not less than one lot in six consecutive lots presented for inspection. The sampling 

procedure under skip-lot places the succeeding lots not chosen for inspection back into the universe 

available for subsequent inspection. (For instance, starting with a group of six lots (i.e., 1-6), one lot is 

randomly selected for inspection. If lot 4 is selected, the next samples will be selected from lots 5, 6, 7, 

8, 9, or 10. If lot 8 is selected, the next samples will be selected from lots 9, 10, 11, 12, 13, or 14; and so 

on.)

(2) Contractor's testing system shall be considered unreliable when (i) the Government verification 

results indicate product nonconformance to contract requirements; and (ii) a significant disparity 

exists between Government laboratory results and Contractor test results. When a Contractor's 

testing system is determined to be unreliable, compliance testing will revert to the Government, and 

all items shall be inspected by the Government prior to shipment.

(3) Contractor's testing system will be considered doubtful when (i) a significant disparity exists between 

Government laboratory results and Contractor test results; (ii) the Government test results indicate 

significantly poorer quality than the Contractor's; and (iii) the Government laboratory test results do 

not indicate product nonconformance to a statistically significant degree. When the Contractor's 

testing system is considered doubtful, verification testing will be performed on each lot produced; 

however, the Government will continue to permit the Contractor to ship based on its own test results.

(4) Contractor testing system reliability will be determined by applying recognized statistical tests 

to the Contractor's and Government's test results. These determinations shall be accomplished 

by the DLA Troop Support, Directorate of Subsistence, 700 Robbins Avenue, Philadelphia, 
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Pennsylvania 19111-5092.

(5) The Contracting Officer will notify the Contractor of any change in reliability status. Notification 

will include details of the statistical determinations and test results used in reliability studies.

(d) Procedures. When the Contractor elects to perform testing, the following shall apply:

(1) Reporting of Contractor's Results. Test reports for each lot of end item and components shall be 

submitted in the format contained in this clause by the Contractor in an original and one copy to the 

designated Government inspector. When requested by DLA Troop Support, the inspector will forward 

one completed copy to DLA Troop Support FTSC.

(2) Verification Actions. The Government will perform verification testing for food items and 

component material required by the contract to assure that the Contractor's testing results are 

reliable. Verification samples

will be accompanied by a DD Form 1222, Request for and Results of Tests. The Government laboratory 

that performs the tests will provide copies of the test results to the Government inspector and, when 

requested by DLA Troop Support, will provide copies of the test results directly to DLA Troop Support 

FTSC. The Government reserves the right to (i) increase the rate or amount of verification testing up to 

and including full lot-by-lot testing, in the event the Contractor does not furnish reliable test results or 

certificates; or (ii) obtain additional data when significant disparities exist between the Contractor's 

results and the results of the Government laboratory testing. When any element of the Contractor 

testing system is determined unreliable, the Government may consider the testing system as a whole 

unreliable and return to full lot-by-lot verification for every test. Testing by the Government will 

continue until such time as the Contractor's reliability is again established. 

(3) Standby Test Samples. The Government reserves the right to withdraw and hold standby test samples of component or finished product or both (the quantity of which shall be the next larger available 

sample size required for unit testing and the same sample size required for composite testing) for 

inspection purposes. Unused samples will be returned to the Contractor. 

(e) Charges Applicable to Unreliable Test Status. The prime Contractor shall be charged the costs of lot-bylot inspection during the period that its testing system is considered unreliable. These charges will be 

processed and approved by the Contracting Officer.

(f) Format for Contractor/subcontractor test report. Name and Address 

of Contractor:

Name and Address of Subcontractor: (if applicable) Received for Testing: 

(date) 

Contract Number: 

Sample Tested: (end item or component, indicate by name) 

Quantity Tested: 

Applicable Specification: 

Identification of Lot: (end item or component lot number, as applicable) Quantity in Lot: 

(units) 

Testing Completed: (date) 

Test Report 

(Report test results for each sample unit tested and the sample average, if required by the 

specification, and identify results obtained from composite samples.) 
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(Typed name and title of laboratory official and signature) 

The following certification shall be affixed to the test report when testing was performed on component 

items by supplier's laboratory or by subcontractor's laboratory. 

Certification 

I certify that the above test results were furnished to this firm to cover the testing of samples which 

are representative of the lot, and to the best of my knowledge and belief, have been found to 

comply with the analytical requirements of the specification, contract no. 

Signature: 

(typed name and title of Contractor's representative who is authorized to sign the certificate, and the date) 

The following certification shall be affixed to the test report when testing was performed on component 

and/or end item by Contractor's laboratory or an independent laboratory. 

Certification 

I certify that the item presented for acceptance under terms of above referenced contract has been tested, as 

required by the contract, through the testing of samples that were representative of the lot, and to the best 

of my knowledge and belief, were found to comply with the analytical requirements of the specification and 

the contract. 

Signature: 

(typed name and title of Contractor's representative who is authorized to sign the certificate, and 

the date) Distribution: 

 

(Original and one (1) copy to Government inspector, who will, upon request, forward one (1) copy to DLA 

Troop Support FTSC.) 

 

DLA Provision 9025 REINSPECTION OF NONCONFORMING SUPPLIES (NOV 2011) 

(a) When origin inspection is performed by the U.S. Department of Agriculture (USDA) or U.S. Department of Commerce (USDC) and supplies are found to be nonconforming at origin, the Contractor may request 

USDA/ USDC reinspection/formal review in accordance with the regulations of the respective agency. In 

such instances, the next larger available sample size will be used. The decision of the USDA/USDC 

representative as to conformance or nonconformance shall be final. It will be within the discretion of USDA/

USDC whether to assess reinspection costs against the Contractor.

(b) When origin inspection is performed by the USDA or USDC and supplies are found to be 

nonconforming at destination, the Contractor may petition the Contracting Officer to obtain permission 

for a single reinspection, provided such petition provides valid technical reasons to believe the 

destination inspection findings were erroneous. The reinspection shall be performed in accordance with 

the original destination inspection criteria unless otherwise specified by the Contracting Officer.

(1) Reinspection of nonconforming supplies for grading factors, suspicion of fraud or substitution shall be conducted by the applicable origin inspection agency (USDA for meats and poultry, or USDC for water 

foods). All costs associated with USDA/USDC reinspection shall be borne by the Contractor; unless the 

reinspection results establish compliance with contractual requirements, in which case costs shall be borne 

by the Government.

(2) Reinspection for all other criteria shall be accomplished by the Military Medical/Veterinary Services, as coordinated by the Contracting Officer with the applicable Military Medical/Veterinary Service 
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Headquarters. The Military Medical/Veterinary Service Headquarters will designate the activity assigned to 

perform the reinspection and advise the Contracting Officer and the designated activity of the 

reinspection schedule. Reinspection shall be performed by personnel other than those involved in the 

original destination inspection. Reinspection costs shall be borne by the Contractor when reinspection 

results substantiate the nonconformance. The Government shall bear the costs of reinspection if the 

products are determined to be in compliance with contractual requirements.

(c) When inspection by the USDA or USDC is not a contract requirement and supplies are found 

nonconforming at destination, the Contractor may petition the Contracting Officer one time only to obtain 

permission for a single reinspection, provided such petition provides valid technical reasons to believe the 

original inspection findings were erroneous. If the Contracting Officer authorizes a reinspection, the 

reinspection results shall be final if they differ from the original inspection to such a statistically significant 

degree that error in the original results is probable. Otherwise, the original inspection results shall prevail. 

The reinspection/formal review shall be performed in accordance with the original inspection criteria, unless 

otherwise specified. All costs associated with the reinspection shall be borne by the Contractor; unless the 

reinspection results establish compliance with the contract requirements, in which case costs shall be 

assumed by the Government. Reinspection shall not be authorized when original inspection findings show 

that the supplies are unwholesome or contain a deleterious substance.

(d) The Contractor may elect to petition the Contracting Officer to grant a waiver of those contract 

requirements for which supplies have been found nonconforming and accept the supplies “as is” with 

appropriate price consideration. However, if the Contractor intends to exercise any option under (a), (b) or (c) 

above, the Contractor must do so prior to requesting a waiver. The denial of a waiver by the Contracting 

Officer will result in final rejection of the nonconforming supplies without recourse to reinspection.

 

DLA Provision 9039 REMOVAL OF GOVERNMENT IDENTIFICATION FROM NON-ACCEPTED 

SUPPLIES (NOV 2011) 

(a) The Contractor shall remove or obliterate from a rejected end item and its packing and packaging, any 

marking, symbol, or other representation that the end item or any part of it has been produced or 

manufactured for the United States Government. Removal or obliteration shall be accomplished prior to any 

donation, sale, or disposal in commercial channels. The Contractor, in making disposition in commercial 

channels of rejected supplies, is responsible for compliance with requirements of the Federal Trade 

Commission Act (15 United States Code (U.S.C.) 45 et seq.) and the Federal Food, Drug and Cosmetic Act (21 

U.S.C. 301 et seq.), as well as other Federal or State laws and regulations promulgated pursuant thereto. 

(b) Unless otherwise authorized by the Contracting Officer, the Contractor is responsible for removal or 

obliteration of government identifications within 72 hours of rejection of nonconforming supplies including 

supplies manufactured for the Government but not offered or supplies transferred from the Government's 

account to the cold storage Contractor's account at origin or destination. (For product rejected at 

destination and returned to the Contractor's plant, the 72 hour period starts with the time of Contractor 

receipt of returned product). After removal or obliteration is accomplished and prior to disposition, the 

Contractor must notify the Government inspector. 

DLA Provision 9044 SANITARY CONDITIONS (APR 2014) 

(a) Food establishments.

(1) All establishments and distributors furnishing subsistence items under DLA Troop Support contracts 

are subject to sanitation approval and surveillance as deemed appropriate by the Military Medical Service or 

by other Federal agencies recognized by the Military Medical Service. The Government does not intend to 

make any award for, nor accept, any subsistence products manufactured, processed, or stored in a facility 

which fails to maintain acceptable levels of food safety and food defense, is operating under such unsanitary 

conditions as may lead to product contamination or adulteration constituting a health hazard, or which has 

not been listed in an appropriate Government directory as a sanitarily approved establishment when 

required. Accordingly, the supplier agrees that, except as indicated in paragraphs (2) and (3) below, products 
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furnished as a result of this contract will originate only in establishments listed in the U.S. Army Public Health 

Command (USAPHC ) Circular 40-1, Worldwide Directory of Sanitarily Approved Food Establishments for 

Armed Forces Procurement, (Worldwide Directory) (available at: http://phc.amedd.army.mil/topics/foodwater/ca/

Pages/ DoDApprovedFoodSources.aspx ). Compliance with the current edition of DoD Military Standard 

3006A, Sanitation Requirements for Food Establishments, is mandatory for listing of establishments in the 

Worldwide Directory. Suppliers also agree to inform the Contracting Officer immediately upon notification 

that a facility is no longer sanitarily approved and/ or removed from the Worldwide Directory and/or other 

Federal agency's listing, as indicated in paragraph (2) below. Suppliers also agree to inform the Contracting 

Officer when sanitary approval is regained and listing is reinstated.

(2) Establishments furnishing the products listed below and appearing in the publications indicated 

need not be listed in the worldwide directory. Additional guidance on specific listing requirements for 

products/plants included in or exempt from listing is provided in Appendix A of the worldwide directory.

(i) Meat and meat products and poultry and poultry products may be supplied from establishments which are currently listed in the “Meat, Poultry and Egg Inspection Directory,] published by the United 

States Department of Agriculture, Food Safety and Inspection Service (USDA, FSIS), at http://www.fsis.usda.gov/wps/

portal/fsis/topics/inspection/mpi-directory. The item, to be acceptable, shall, on delivery, bear on the 

product, its wrappers or shipping container, as applicable, the USDA shield and applicable establishment 

number. USDA listed establishments processing products not subject to the Federal Meat and Poultry 

Products Inspection Acts must be listed in the Worldwide Directory for those items.

(ii) Intrastate commerce of meat and meat products and poultry and poultry products for direct delivery to military installations within the same state (intrastate) may be supplied when the items are 

processed in establishments under state inspection programs certified by the USDA as being “at least equal 

to” the Federal Meat and Poultry Products Inspection Acts. The item, to be acceptable, shall, on delivery, 

bear on the product, its wrappers or shipping container, as applicable, the official inspection legend or label 

of the inspection agency and applicable establishment number.

(iii) Shell eggs may be supplied from establishments listed in the “List of Plants Operating under USDA Poultry and Egg Grading Programs” published by the USDA, Agriculture Marketing Service (AMS) at 

http:// www.ams.usda.gov/poultry/grading.htm.

(iv) Egg products (liquid, dehydrated, frozen) may be supplied from establishments listed in the 

“Meat, Poultry and Egg Product Inspection Directory” published by the USDA FSIS at http://apps.ams.usda.gov/

plantbook/Query_Pages/PlantBook_Query.asp. All products, to be acceptable, shall, on delivery, bear on 

the product, its wrappers or shipping container, as applicable, the official inspection legend or label of the 

inspection agency and applicable establishment number.

(v) Fish, fishery products, seafood, and seafood products may be supplied from establishments listed 

under “U.S. Establishments Approved For Sanitation And For Producing USDC Inspected Fishery Products” in 

the “USDC Participants List for Firms, Facilities, and Products”, published electronically by the U.S. 

Department of Commerce, National Oceanic and Atmospheric Administration Fisheries (USDC, NOAA) 

(available at: seafood. nmfs.noaa.gov). All products, to be acceptable, shall, on delivery, bear on the product, 

its wrappers or shipping container, as applicable, the full name and address of the producing facility.

(vi) Pasteurized milk and milk products may be supplied from plants having a pasteurization plant 

compliance rating of 90 percent or higher, as certified by a state milk sanitation officer and listed in 

“Sanitation Compliance and Enforcement Ratings of Interstate Milk Shippers” (IMS), published by the U.S. 

Department of Health and Human Services, Food and Drug Administration (USDHHS, FDA) at http://www.fda.gov/

Food/ GuidanceRegulation/FederalStateFoodPrograms/ucm2007965.htm. These plants may serve as sources 

of pasteurized milk and milk products as defined in Section I of the “Grade `A' Pasteurized Milk 

Ordinance” (PMO) published by the USDHHS, FDA at http://www.fda.gov/Food/GuidanceRegulation/

GuidanceDocumentsRegulatoryInformation/Milk/default.htm.

(vii) Manufactured or processed dairy products only from plants listed in Section I of the “Dairy 

Plants Surveyed and Approved for USDA Grading Service”, published electronically by Dairy Grading 

Branch, AMS, USDA (available at: http://www.ams.usda.gov/AMSv1.0/getfile?
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dDocName=STELPRD3651022) may serve as sources of manufactured or processed dairy products as listed 

by the specific USDA product/operation code. Plants producing products not specifically listed by USDA 

product/operation code must be Worldwide Directory listed (e.g., plant is coded to produce cubed cheddar 

but not shredded cheddar; or, plant is coded for cubed cheddar but not cubed mozzarella). Plants listed in 

Section II and denoted as “P” codes (packaging and processing) must be Worldwide Directory listed.

(viii) Oysters, clams and mussels from plants listed in the “Interstate Certified Shellfish 

Shippers Lists” (ICSSL), published by the USDHHS, FDA at http://www.fda.gov/food/guidanceregulation/

federalstatefoodprograms/ucm2006753.htm.

(3) Establishments exempt from Worldwide Directory listing. Refer to AR 40-657/NAVSUPINST 4355.4H/ MCO P1010.31H, Veterinary/Medical Food Safety, Quality Assurance, and Laboratory Service, for a list of 

establishment types that may be exempt from Worldwide Directory listing. (AR 40-657 is available from 

National Technical Information Service, 5301 Shawnee Road, Alexandria, VA 22312; 1-888-584-8332; or 

download from web site: http://www.apd.army.mil/pdffiles/r40_657.pdf) For the most current listing of exempt plants/products, see the Worldwide Directory (available at: http://phc.amedd.army.mil/topics/foodwater/ca/Pages/

DoDApprovedFoodSources.aspx).

(4) Subsistence items other than those exempt from listing in the Worldwide Directory, bearing labels reading “Distributed By”, “Manufactured For”, etc., are not acceptable unless the source of manufacturing/

processing is indicated on the label or on accompanying shipment documentation.

(5) When the Military Medical Service or other Federal agency acceptable to the Military Medical Service 

determines the levels of food safety and food defense of the establishment or its products have or may lead 

to product contamination or adulteration, the Contracting Officer will suspend the work until such 

conditions are remedied to the satisfaction of the appropriate inspection agency. Suspension of the work 

shall not extend the life of the contract, nor shall it be considered sufficient cause for the Contractor to 

request an extension of any delivery date. In the event the Contractor fails to correct such objectionable 

conditions within the time specified by the Contracting Officer, the Government shall have the right to 

terminate the contract in accordance with the “Default” clause of the contract.

(b) Delivery conveyances. The supplies delivered under this contract shall be transported in delivery 

conveyances maintained to prevent tampering with and /or adulteration or contamination of the supplies, 

and if applicable, equipped to maintain a prescribed temperature. The delivery conveyances shall be subject 

to inspection by the government at all reasonable times and places. When the sanitary conditions of the 

delivery conveyance have led, or may lead to product contamination, adulteration, constitute a health 

hazard, or the delivery conveyance is not equipped to maintain prescribed temperatures, or the transport 

results in product `unfit for intended purpose', supplies tendered for acceptance may be rejected without 

further inspection. 

 

DLA Provision 9045 FEDERAL FOOD, DRUG AND COSMETIC ACT-WHOLESALE MEAT ACT (AUG 

2008) 

(a) The Contractor warrants that the supplies delivered under this contract comply with the Federal Food, 

Drug and Cosmetic Act and the Wholesome Meat Act and regulations promulgated there under. This 

warranty will apply regardless of whether or not the supplies have been:

(1) Shipped in interstate commerce,

(2) Seized under either Act or inspected by the Food and Drug Administration or Department of 

Agriculture.

(3) Inspected, accepted, paid for or consumed, or any or all of these, provided however, that the 

supplies are not required to comply with requirements of said Acts and regulations promulgated there 

under when a specific paragraph of the applicable specification directs otherwise and the supplies are 

being contracted for military rations, not for resale.
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(b) The Government shall have six months from the date of delivery of the supplies to the government within 

which to discover a breach of this warranty. Notwithstanding the time at which such breach is discovered, 

the Government reserves the right to give notice of breach of this warranty at any time within this six-month 

period or within 30 days after expiration of such period, and any such notice shall preserve the rights and 

remedies provided herein.

(c) Within a reasonable time after notice to the Contractor of breach of this warranty, the Government may, 

at its election:

(1) Retain all or part of the supplies and recover from the Contractor, or deduct from the contract price, a 

sum the Government determines to be equitable under the circumstances;

(2) Return or offer to return all or part of the supplies to the Contractor in place and recover the contract 

price and transportation, handling, inspection and storage costs expended therefore; provided, that if the 

supplies are seized under either Act or regulations promulgated there under, such seizure, at Government 

option, shall be deemed a return of supplies within the meaning of this clause and thereby allow the 

government to pursue the remedy provided herein. Failure to agree to any deduction or recovery provided 

herein shall be a dispute within the meaning of the clause of this contract entitled “Disputes”.

(d) The rights and remedies provided by this clause shall not be exclusive and are in addition to other 

rights and remedies provided by law or under this contract, nor shall pursuit of a remedy herein or by law 

either jointly, severally or alternatively, whether simultaneously or at different times, constitute an election 

of remedies.

DLA Provision 9046 FOOD AND DRUG ADMINISTRATION (FDA) COMPLIANCE (NOV 2011) 

If any supplies acquired hereunder are recalled under the provisions of the Federal Food, Drug and Cosmetic 

Act, and regulations there under, the Contractor shall, at the Government's option, either reimburse the 

Government or repair/replace the recalled supplies. Additionally, the Contractor shall notify the Contracting 

Officer immediately when a firm decides to voluntarily recall or withdraw any product from the marketplace. 

Upon notification by the Contracting Officer that supplies acquired hereunder have been recalled, the 

Contractor shall either (a) accept certificates of destruction from the Government after the supplies have 

been properly disposed of, (b) request return of the supplies, or (c) if supplies may be repaired on site 

without transporting them from their location, furnish all materials necessary to effect repairs. Replacement 

or reimbursement will be accomplished by the Contractor immediately on receipt of Certificates of 

Destruction or returned supplies. The costs of replacement or repair of supplies, and transportation and 

handling costs for movement of returned, replaced or repaired supplies within the contiguous United States 

shall be paid by the Contractor. The provisions of this clause are applicable only when the value of the 

recalled supplies in the possession of the Government amounts to $100 or more. The rights and remedies of 

the Government provided in this clause are in addition to, and do not limit, any rights afforded to the 

Government by any other clause in the contract. 

DLA Provision 9049 STORAGE OF SEMIPERISHABLE COMPONENTS FOR MEAL, READY-TO- EAT 

(MRE) AND TRAY PACK (AUG 2008) 

Components will be stored in such a manner as to protect them from damage due to temperature or 

humidity changes. Forced ventilation will be provided where it becomes necessary to protect stored 

components from high temperature or humidity. Candy components (excluding Type V, Class 1, high 

unfilled candies) and vacuum packaged cookies and brownies shall be stored in the following manner prior 

to assembly: 

(1) If held in storage more than one but less than four months prior to assembly, they shall not be 

stored at a temperature higher than 60 degrees F.

(2) If held in storage five to six months prior to assembly, they shall not be stored at a temperature higher 

than 55 degrees F.

(3) If held in storage greater than six months prior to assembly, special temperature requirements will be 

established on a case-by-case basis; contractor will contact the contracting officer 60 days in advance to 
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establish these requirements.

(4) If removed from storage in a frozen condition, they shall not be exposed to high temperatures and/or 

humidity without first being held for approximately 24 hours at approximately 70 degrees F. and 55% 

humidity.

(5) Contractor shall comply with provisions of the integrated pest management (IPM) programs 

requirements for operation rations. Contractor shall be solely responsible for the proper care and storage of 

RNC. DLA Troop Support may be contacted for assistance concerning individual component storage 

problems or concerns regarding proper method.

(6) Notwithstanding other requirements concerning stacking of pallets of RNC, pallets will be stacked one 

high unless the contractor determines the cases will withstand higher stacking without damaging RNC.

ATTACHMENTS: 

ATTACHMENT 1 WAIVER, DEVIATION, REINSPECTION, FOREIGN MATERIAL, EXTENSION TEMPLATE

ATTACHMENT 2 SUBSTITUTION REQUEST TEMPLATE

ATTACHMENT 3 PRESUMPTIVE POSITIVE QUESTIONAIRE

 
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XI. INSTRUCTIONS, CONDITIONS AND NOTICES TO OFFERORS

Note: 52.212-1, Instructions to Offerors --Commercial Items (OCT 2020) is incorporated in this solicitation 

by reference. Its full text may be accessed electronically at https://www.acquisition.gov/. Text is available for 

viewing in Subpart 52.2 Text of Provisions and Clauses, through either the HTML or PDF Format links.

Addendum to 52.212-1: 

The following paragraphs of 52.212-1 are amended as indicated below: 

Paragraph (b), Submission of Offers, is amended as follows:

(1) See Standard Form 1449 (Continuation Sheet), on page 3, for any specific instructions on how to submit 

your offer if mailed, hand carried, or faxed (when authorized).

(2) Faxed offers are NOT authorized for this solicitation.

(3) SUBMISSION REQUIREMENTS: A cover letter may accompany the proposal to set forth any information an 

offeror wishes to bring to the attention of the Government. Offerors are required to submit one (1) hard 

copy of the completed solicitation and three (3) hard copies of the Technical Proposal and Business (Price) 

Proposal, the Integrated Pest Management Plan, Food Defense Plan, the Quality System Plan (QSP), the 

Surge and Sustainment Plan and the Subcontracting Plan (applicable to large business only). The Integrated 

Pest Management Plan, Food Defense Plan, Quality System Plan (QSP), Surge & Sustainment Plan, and 

Subcontracting Plan (applicable to large business only) must be separate documents. The Government 

reserves the right to verify any information presented in the Technical and Business (Price) Proposal.

Your proposal must be prepared and submitted in separate parts to the following email Steven Hoenes (steven.

hoenes@dla.mil) and Candice Campbell (candice.campbell@dla.mil) or to the following address: 

ATTN: STEVEN HOENES AND CANDICE CAMPBELL 

DEFENSE LOGISTICS AGENCY 

DLA TROOP SUPPORT 

POST OFFICE BOX 56667 

PHILADELPHIA, PA 19111-6667 

Note: Refer to pages 3-5 for additional information. If any part is being submitted via email, only one copy of each 

part should be sent. If physical copies are being delivered to the above address, then the offeror must send the 

appropriate “# of copies” for each part indicated below. 

Part Title # of copies 

1 Completed Solicitation 1

2 Technical Proposal 3

3 Business (Price) Proposal 3
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4 Additional Submission Requirements 3

 NEGOTIATIONS 

For the subject acquisition, the Government reserves the right to conduct negotiations. Initial responses to 

negotiations shall be in a form of communication customary in the industry for transmitting information to 

include phone, letter, in-person and e-mail. Facsimile and in-person offers are not acceptable forms of 

transmission for submission of initial proposals submitted in response to this solicitation. As directed by the 

Contracting Officer, facsimile and e-mail may be used during discussions/negotiations, if discussions/

negotiations are held, and for proposal revision(s), including Final Proposal Revision(s). 

A. BUSINESS (PRICE) PROPOSAL 

1. Offerors shall submit their Business (Price) Proposal by submitting the Bakery pricing spreadsheet below 

in the same format.

2. The Government reserves the right to require information other than certified cost or pricing data, 

as defined at FAR 2.101 to support a determination of a fair and reasonable price of any offer. (See 

FAR 15.403-1(b)).

3. Pricing for Bakery MRE component: The Business (Price) Proposal must include the completed pricing 

spreadsheet, or the same information in the same format, for each item for which the offeror intends to 

bid. 

4. Offerors must submit pricing for any RNC Bakery component item(s) on which they intend to bid. Pricing must be 

submitted for each offered RNC component line item for all five tiers on an F.O.B Destination basis. Failure to offer 

pricing on all five tiers of an offered line item may be deemed as non-acceptance of the item(s) and/or tier(s), which 

could result in rejection of the entire proposal as technically unacceptable. Different prices may be offered per tier. 

However, offerors are not required to offer on all line items. Because the Government contemplates awarding 

contracts on a per-line-item basis, multiple contracts may be awarded from this solicitation, including contracts that 

include only a single line item. Each offer should be priced accordingly. Only one price per line item, per tier will be 

accepted. Prices must be rounded to the nearest, fourth decimal point. 

5. Tier 2 will follow Tier 1 upon expiration of that period, Tier 3 will follow Tier 2 upon expiration of that 

period, Tier 4 will follow Tier 3 upon expiration of that period, and Tier 5 will follow Tier 4 upon 

expiration of that period. Deliveries may fall outside of tier effective periods. However, prices will be 

based on the time an order is placed, not when an order is delivered. For example, if an order is placed 

during tier 2, but delivery is made during tier 3, then the prices in effect for that order will be the tier 2 

prices. 

RNC Bakery components are F.O.B. Destination, and one price must be offered for all MRE assembler 

locations: 

 

 AmeriQual Packaging SOPAKCO Inc. The Wornick Company 

 225 W. Morgan Avenue 118 S. Cypress Street 4700 Creek Road 

 Evansville, IN Mullins, SC Cincinnati, OH 

Note: Some or all of these locations could change during the performance of the contract, and delivery must 

be made to the specified delivery destination at no additional cost to the Government. Actual ordering 

quantities and shipping information will be provided in individual delivery order(s). Orders will be placed on 

an F.O.B Destination basis only. The MRE Assemblers will be responsible for ordering and developing 
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delivery schedules for RNC components. Section III further details RNC component ordering.

 

B. TECHNICAL PROPOSALS:

Offerors are required to submit Initial Product Demonstration Models (PDMs) for each Bakery component 

that they intend to submit an offer. The PDMs must be received no later than the time set for closing of 

offers. Offers will be evaluated to determine compliance with all characteristics listed for evaluation under 

FAR 52.212-2, as provided later in this solicitation. Failure to furnish PDMs by the time specified in the 

solicitation may be cause for rejection of the entire proposal. An offer may be rejected, as appropriate, 

under the late offer clause, for technical unacceptability. A cover letter may accompany the offer to set 

forth any information you wish to bring to the attention of the Government. 

A total of 106 PDMs of each Bakery component must be submitted as stated below: 

32 PDMs of each Bakery component must be sent to:

U.S. Army Research, Development, and Engineering Command 

DEPARTMENT OF THE ARMY 
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FCDD-SCC-EMR Attn: Jill Bates 

COMBAT CAPABILITIES COMMAND - SOLDIER CENTER 

10 GENERAL GREENE AVENUE 

NATICK, MA 01760 

 

70 PDMs of each Bakery component must be maintained by the offeror/contractor. In this instance, the offeror 

must self-certify, confirm possession of the samples, and identify the samples as from the same production lot 

as those submitted to Natick. The offeror must submit this statement(s) with the balance of PDM samples 

submitted to DLA Troop Support. Should an offeror be awarded a contract, the offeror must provide the 70 

PDMs that were self-certified and maintained by the offeror to a Government Quality Assurance 

Representative (GQAR) during the first production cycle. Offerors that have been awarded a contract and do 

not have an in-house GQAR will be directed on where to submit these PDMs.

NOTE: The contractor must retain a sufficient number of samples to be used by the contractor to verify that 

the production meets the PDM Standard

The remaining 4 PDMs of each Bakery component must be sent to DLA to the below address: 

ATTN: STEVEN HOENES AND CANDICE CAMPBELL 

DEFENSE LOGISTICS AGENCY 

DLA TROOP SUPPORT 

POST OFFICE BOX 56667 

PHILADELPHIA, PA 19111-6667 

 Inside the cases sent to both DLA and Natick, along with the samples, must be the required paperwork, fully 

identifying the product, solicitation number, the item is an Initial PDM, USDA certification, analytical and 

microbial Test results with certificates of analysis, any other test results available, and any other information 

to assist in identifying the product and conducting the evaluation. 

 

The PDM is the standard to which all production under any contract resulting from this solicitation must 

conform. Offerors are cautioned that samples produced in test facilities may not match the product 

produced on the production line, which will result in rejection of the product. 

Offerors must certify that the PDM(s) conforms to all specification/production description characteristics, or 

must adequately describe any differences the PDM may have from the requirements of the product 

description or specification(s). Failure of models to conform to the specification may result in rejection of the 

offer. Offerors should also warrant that product submitted under any resultant contract conforms to all 

packaging, labeling and packing requirements as well as analytical and microbial requirements. Product 

from any resultant contract that does not conform to all requirements will not be accepted by the 

Government. 

Note: Late submissions of PDMs may be the basis for rejection of the proposal. Refer to Section XII subsection 

2 (i), for the Technical Proposal/PDM evaluation process.

C. ADDITIONAL SUBMISSION REQUIREMENTS:

1. Integrated Pest Management Plan 
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Integrated Pest Management (IPM) Program Requirements for Operational 

Rations Applicable to all Operational Rations Facilities 

15 November 2017 

I. Scope and Applicability:

A. All contractors and/or subcontractors who manufacture, repackage, store, assemble, or ship 

Government Furnished Material (GFM) and/or Contractor Furnished Material (CFM) used in the 

production and/or assembly of operational rations are required to have an integrated pest 

management program in place. The IPM program implemented needs to adequately protect 

products from infestation and/or contamination by insects (or other arthropods), rodents, birds, 

or other animals. Contractors/ subcontractors supplying other than subsistence items for the 

Operational Rations programs are exempt from this requirement. However, suppliers of nonfood 

items must adhere to Good Manufacturing Practices to avoid the introduction of filth and/or 

pests into associated food manufacturing and assembly facilities.

B. The IPM program implemented shall comply with the Federal Food, Drug and Cosmetic Act; 

the Federal Insecticide, Fungicide and Rodenticide Act (FIFRA) as amended; and any 

regulations promulgated there under.

C. SECTION RESERVED

D. Contractors and/or subcontractors of products with Higher Level Quality Requirements 

(documented Quality Systems Plan required) must submit the following to DLA Troop 

Support-FTS as part of their Quality System Plan:

1. A statement on whether service is in-house or provided by an external provider. If the service 

provider is external, submit the name of the company/provider. Additionally, a copy of the 

current pesticide applicator certificate/license shall be submitted for either in-house or 

external service providers.

2. A map of the facility indicating the location of pest management devices (pheromone traps, 

rodent control devices, etc.). If more than one facility is used (i.e. storage of ingredients or 

finished goods), a map for each facility is required.

3. A statement identifying the normal frequency (weekly, bi-weekly, etc.) of inspecting pest 

management devices by company personnel and/or contracted service, as applicable.

4. If pesticides are stored on site, how are they controlled (who has access, is the inventory monitored, etc.)? 

E. The IPM program shall be in existence prior to contract award. The program shall also be fully 

implemented prior to initial receipt, production, storage, assembly, or shipment of Operational 

Ration components, end items, or final assemblies. The Contracting Officer may take whatever 

action is deemed necessary to ensure full compliance with any and all aspects of the IPM 

program. The Government reserves the right to inspect the premises and associated products 

and materials and to reject those products and/or materials evidencing pest infestation/
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contamination or determined to be produced or held under unsanitary conditions.

 

II. Integrated Pest Management (IPM) Program Concepts

A. IPM may be defined as "the use of all appropriate technological and management techniques to 

bring about an effective degree of pest prevention and suppression in a cost-effective, 

environmentally sound manner". Accordingly, the goal of IPM is to minimize the adverse 

environmental impact of pesticides while achieving an acceptable level of control and cost 

effectiveness. The single most important aspect of IPM in the food processing and storage 

industry is SANITATION.

B. Basic IPM Program Elements

1. Sanitation, housekeeping, and good manufacturing practices.

2. Continuous product and facility inspections to include a pest surveillance 

program, utilizing pheromone surveillance technology.

3. Proper facility design, maintenance, and physical pest exclusion.

4. Proper stock handling and warehousing techniques.

5. Appropriate use of mechanical pest control techniques and trapping strategies.

6. Proper selection and application of pesticides, using those of least toxicity where feasible.

III. IPM Program Required Elements

This section contains required elements of the IPM program for Operational Rations, and should be 

addressed in the program implemented. All program elements should be addressed. Requests for 

waivers and/or modifications to any of the elements contained in the IPM program must be submitted in 

writing to DLA Troop Support- FTSB thru the Contracting Officer for consideration. 

 

A. Sanitation, Housekeeping, and Good Manufacturing Practices 

1. At least one (1) week prior to the initiation of any associated contract operation, all portions of the 

subject facility shall be rendered sanitary and pest free. A comparable level of sanitation shall be 

achieved in all adjacent facility areas, even if not directly associated with Government contract 

operations.

2. Any equipment not required in the handling or processing of food or non-food items, and 

which is not a part of the required production/assembly process, shall be clean and properly maintained to preclude pest infestation/harborage.
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3. Spilled food or ingredients, residue from damaged product, waste packaging or packing 

materials, and all other debris shall be cleaned up and properly disposed of by the end of 

each workday. Infested residue or debris shall be disposed of immediately. Waste 

receptacles shall be kept covered at all times.

4. Inbound conveyances shall be inspected to determine that they have arrived in a sanitary 

and pest free condition. Evidence of conveyance infestation shall be immediately reported 

to DLA Troop Support. Outbound conveyances shall be inspected and rendered sanitary 

and pest free before loading.

5. Damaged product shall not be placed in the general storage area. Damaged product 

discovered in the general storage area shall be removed to a designated rework/salvage 

area. The rework/ salvage area shall be maintained in a highly sanitary and pest free 

condition at all times. Damaged product, which cannot be salvaged, shall be expeditiously 

disposed of with the approval of the Contracting Officer when required.

6. Ingredient mixing/batching rooms/areas shall receive detailed attention to sanitation 

requirements. Product residues associated with such operations shall not be allowed to 

accumulate.

7. The facility grounds shall be maintained in a neat and orderly manner, free of trash, debris, 

and accumulations of excess materials and equipment, which may provide harborage for 

insect and rodent pests. Dumpsters shall be kept covered at all times.

B. Product/Facility Inspections and Pest Surveillance 

1. All incoming products and materials, including packaging and packing materials shall be 

inspected upon receipt for evidence of pest infestation/contamination. Pallets should be clean 

and free of debris. Special attention should be given to the receipt of raw ingredients and 

spices, as these items are highly susceptible to infestation.

2. Daily facility walk-through sanitary inspections should be conducted in order to identify damaged product, infested/contaminated materials, facility maintenance needs, and to 

evaluate the overall effectiveness of sanitation and pest management programs.

NOTE: The procedures in the following paragraph 3 must be fully implemented within 

thirty (30) days of contract award for solicitations containing this IPM program. 

 

3. Insect surveillance shall be accomplished by means of pheromone trapping, utilizing 

specific or combination pheromone traps to provide surveillance for the major stored 

product pest species commonly infesting processed foods and ingredient items. NOTE: If 

Pheromone traps are not utilized, the rationale for non-use should be clearly indicated in 

the plan.

a. Pheromone traps shall be located at appropriate intervals throughout all ingredient 

and food component storage areas to provide for early detection of stored product 

insect activity. Pheromone lures shall be periodically changed in accordance with the 

manufacture's recommendations. Damaged and/or dirty traps shall be changed 

when necessary.

 
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b. Trap monitoring should be accomplished jointly by contractor and pest control 

subcontractor personnel when an external service provider is used. The in-plant 

Government Quality Assurance Representative (GQAR) shall have access to the monitoring 

records. Reports of activity over an extended period without action being taken shall be 

reported to the Contracting officer and DLA Troop Support-FTS. A written corrective and 

preventive action plan from the contractor shall be requested if the problem persists. If 

insect activity is observed within contractor facilities by the GQAR during the course of 

contract operations, exclusive of pheromone traps and electrocution devices, the GQAR 

shall immediately, verbally, notify the contractor and confirm this in writing. A copy of the 

written report shall simultaneously e- mailed to the Contracting Officer and DLA Troop 

Support-FTS. The contractor shall take immediate action and submit a written corrective 

plan (including specimen identification by the Contractor's Pest Management Company or 

Qualified Pest Management personnel) within 5- working days to the Contracting Officer 

and DLA Troop Support-FTS.

 

C. Facility Design, Maintenance, and Pest Exclusion 

1. Roofs and walls shall be maintained in a good state of repair to prevent leaks and 

accumulations of standing water.

2. All holes or gaps in interior and exterior walls shall be sealed as necessary on a continual basis.

3. All exterior openings, including windows, air exchangers (unless fitted with operable 

louvers), vents, and doors which may remain open, shall be properly screened.

4. All door entrances shall be self-closing and constructed of rodent-proof material in such a 

manner to preclude rodent entry when closed. Cargo or dock doors shall be equipped 

either with inflatable/adjustable boots, full-length vinyl strips, and/or properly functioning 

air curtains. Cargo doors left open for ventilation shall be fitted with framed screen inserts 

to prevent insect entry.

5. Cleaning and caulking/sealing of facility floor and wall cracks/joints should be 

attended to as necessary on a continuing basis.

D. Stock Handling and Warehousing Techniques 

1. Infestible food components and ingredients shall be stored a minimum of 18 inches away 

from all walls and partitions. Inspection aisles of not less than 18 inches shall be maintained 

between each two (2) rows or stacks of subject product. Pallet rack systems are acceptable as 

long as all product is readily accessible for inspection. Infestible ingredient items, when 

stored in rack systems, shall be located at the lowest levels and consolidated for ease of 

monitoring and surveillance.

2. Two or more infestible components shall not be located on a single pallet.

3. Proper stock handling practices, designed to minimize product damage, shall be enforced 

throughout the course of contract operations.

4. Commercial ingredient items of an infestible nature shall be stored separately from 

ingredient items used in the Government contract operation. Remaining commercial 
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components and end items shall be segregated to the maximum extent possible, given 

the physical constraints of the storage facility. 

E. Mechanical Control and Trapping Strategies 

1. Mechanical rodent control devices and/or traps may be utilized in any area of the food 

processing and storage facility as long as they do not interfere with normal production 

operations. These devices are used in lieu of bait stations containing rodenticides. If food 

type bait materials are used in conjunction with traps, they should be monitored for 

potential insect infestation. A map or layout of all facilities showing the existing or intended 

locations of mechanical rodent control devices shall be included.

2. Rodent glue boards may be utilized as required for control and also as a means of rodent 

surveillance.

3. Reliance on magnetic or sonic repelling devices for insect, rodent, and/or bird control 

is not recommended.

4. Properly approved and installed insect electrocution devices may be utilized in all areas of 

the facility at the discretion of the contractor. Electrocution devices shall be maintained 

in a clean and sanitary manner and positioned so as not to contaminate food products or 

food contact surfaces.

F. Pesticide Selection and Application 

1. Applicator and Pesticide Documentation

a. The application of pesticides, categorized as "Restricted Use" by the Environmental 

Protection Agency (EPA), shall only be performed by properly trained and certified pesticide 

applicators. Legible copies of valid State applicator licenses/ certifications for in-house 

(contractor) personnel applying "Restricted Use" pesticides on the premises shall be 

provided. Legible copies of product labels for any "Restricted Use" pesticide proposed for 

use shall be available for on- site review and/or provided upon written request from the 

Contracting Officer.

b. The application of "General Use" pesticides may be performed by trained persons. Individual 

State restrictions may apply to the application of "General Use" pesticides in a commercial 

food processing and/or storage facility. The names and qualifications for in-house 

personnel applying "General Use" pesticides on the premises shall be provided, if not 

commercially certified as above. Legible copies of product labels for any "General Use" 

pesticide proposed for use shall be available for on-site review and/or provided upon 

written request from the Contracting Officer.

2. The selection, application method, and frequency of application for residual insecticides, 

flushing agents, space treatment chemicals, insect growth regulators, rodenticides, and 

herbicides shall be left to the discretion of the contractor or the pest control subcontractor. 

Pesticide application and treatment records shall be kept for each facility treated and shall be 

maintained for a minimum of one (1) year. These treatment records shall be made available 

to the Government upon request and shall be reviewed during Quality Systems Audits or 

other visits to the establishment.

NOTE: Residual insecticides applied in processing facilities, which fall under the jurisdiction of the USDA Food Safety and Inspection Service (FSIS) - Meat and Poultry Inspection Office 

(MPIO), shall be applied in accordance with MPI directives and with the approval of the 
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GQAR in Charge.

NOTE: In no case shall product, pouches/pouch material, meal bags/material, lids, 

cans, accessory bags, or unassembled component items be exposed during pesticide 

applications.

3. Facility exterior perimeter rodent bait stations, containing an EPA approved rodenticide, are 

required. Bait stations shall be of the tamper proof type and secured for safety. The 

locations of the exterior bait stations shall be indicated on the facility maps or layouts. 

Rodenticides shall not be used in processing, assembly, or storage areas.

4. If a requirement exists for the use of toxic rodent tracking powders, a DLA Troop Support 

entomologist shall first be notified and approval granted for such use. Nontoxic tracking 

powders may be utilized at the discretion of the pest control service person.

5. A fumigation capability must be available in the event either product or facility fumigation 

becomes necessary. If fumigation is necessary, DLA Troop Support may request the 

source of the capability and a copy of the subject certification be provided.

NOTE: Retorted and pouch sealed components, as well as final assembled rations, 

shall not be fumigated unless authorized by the Contracting Officer (and as 

recommended by the DLA Troop Support Food Safety Office or DLA Troop Support- FTS). 

IV. Required Notifications 

Intended changes, additions, deletions, or other proposed modifications to an IPM program which 

impacts products intended for Government use shall be submitted to the Contracting Officer for 

evaluation by a DLA Troop Support-FTS before implementation. 

The Contracting Officer shall be immediately informed of any infestations found in product, 

packaging supplies, or within the facilities themselves. Immediate telephonic and/or e-mail 

notification to the Contracting Officer and DLA Troop Support-FTS Entomologist is required by the 

contractor and/or the GQAR as applicable. 

The GQAR and/or DLA Troop Support-FTS will inform contractors of unfavorable pest situations, 

as they are determined or observed during daily sanitary inspections or during audits. The 

contractor is required to submit a corrective and preventive action plan describing what actions 

are being taken to correct the unfavorable situation. 

This plan must be submitted with the offeror's initial offer. 

2. Food Defense Plan: In accordance with the Food Defense Plan requirement the offeror shall 

submit its Food Defense Plan to describe what procedures are, or will be, in place to prevent product 

tampering and contamination, and assure overall plant security and food safety. The Plan should be 

formatted in accordance with, and address the issues contained in, the DLA Food Defense Checklist. 

An electronic copy of the DLA Food Defense Checklist is available at 

https://www.dla.mil/Portals/104/Documents/TroopSupport/Subsistence/FoodSafety/FoodQuality/
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food_defense_check19MAR20.pdf

 

The DLA Troop Support Subsistence Directorate provides world-wide subsistence logistics support 

during peacetime as well as during regional conflicts, contingency operations, national emergencies, 

and natural disasters. At any time, the United States Government, its personnel, resources and interests 

may be the target of enemy aggression to include espionage, sabotage, or terrorism. This increased risk 

requires DLA Troop Support to ensure steps are taken to prevent the deliberate tampering and 

contamination of Operational Rations. 

As the holder of a contract with the Department of Defense, the Contractor should be aware of the vital 

role they play in supporting our customers. It is incumbent upon the Contractor to take all necessary 

actions to secure product produced for and delivered to all DLA customers. The Government strongly 

recommends that all firms review their food defense plans relating to plant security and security of the 

products produced in light of the heightened threat of terrorism, and secure product from intentional 

adulteration/contamination. 

The Contractor shall comply with its Food Defense Plan (as submitted as the Food Defense portion 

under this contract solicitation) to prevent product tampering and contamination, and assure overall 

plant security and food safety. The Contractor must take all practicable measures that are within its 

control to deter or prevent tampering or contamination of supplies provided for under this contract 

solicitation. The Contractor must immediately inform DLA Troop Support Subsistence of any attempt or 

suspected attempt by any party or parties, known or unknown, to tamper with or contaminate 

subsistence supplies. 

Food Defense Plans will be evaluated to ensure compliance with the DLA Troop Support Food Defense 

Checklist. All areas of concern listed in the DLA Food Defense Checklist must be addressed within the 

FDP. Points will be deducted for not addressing an element in the DLA Food Defense Checklist, or by not 

providing the information requested. A copy of the Checklist is available online at https://www.dla.mil/ TroopSupport/ Subsistence/FoodSafety/FoodQuality or through the applicable Contracting Officer or the 

DLA Troop Support Quality Audits & Food Defense Branch at 215-737-8656. 

NOTE: The Food Defense Plan may be modified at any point prior to contract start-up/implementation 

or during the period of performance. Whenever a change is made to the Food Defense Plan, it shall be 

submitted to the Contracting Officer for evaluation.

DLA Troop Support-FTSB will conduct Food Defense Audits/reviews during Compliance Audits and/or 

other visits to verify the implementation, compliance and effectiveness of the firm's Food Defense Plan. 

For each new contract solicitation, a current FDP shall be submitted to the Contracting Officer for 

evaluation. 

NOTE: If more than one facility under direct control of the contractor will be used to produce and/or store 

product, a separate Food Defense Plan for each facility must be submitted. A completed DLA Troop 

Support Food Defense Checklist, by itself, is not a Food Defense Plan but may be included as part of the 

Plan.

This plan must be submitted with the offeror's initial offer. 

3. Quality Systems Plan: Contractors must submit a Quality Systems Plan based on the 

requirements in Section X. This plan must be submitted with the offeror's initial offer.

4. Surge and Sustainment Plan: Refer to provisions C06 Surge and Sustainment (S&S) Requirements (FEB 2017) and L21 Surge and Sustainment (S&S) - Capability Assessment Plan 
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(CAP) - DLA Troop Support -Subsistence (FEB 2017) for Surge and Sustainment Plan 

requirements and submissions instructions. This plan must be submitted with the offeror's initial 

offer.

5. Subcontracting Plan (applicable to large business only): Offerors must ensure their 

subcontracting plan meets the requirements of FAR 52.219-9 (OCT 2020), which is incorporated in 

this solicitation by reference. This plan must be submitted with the offeror's initial offer. 

Paragraph (c), Period for Acceptance of Offers, is revised as 

follows: Period of acceptance is _180_ days.

Paragraph (h), Multiple Awards, is revised as follows:

 

The Government may make multiple awards or award all solicited items to a single offeror. Unless 

otherwise provided in the Schedule, offers may not be submitted for quantities less than those 

specified. The Government reserves the right to make an award on any item for a quantity less than 

the quantity offered, at the unit prices offered, unless the offeror specifies otherwise in the offer. 

 

Paragraph (i), Availability of Requirements Documents Cited in the Solicitation, is revised as follows:

 

Contact: Arthur Lowry or Keith Pritts, Food Technologists for the applicable specifications described in the 

solicitation at: 

E-mail: arthur.lowry@dla.mil or telephone: 215-737-7773 

 

E-mail: keith.pritts@dla.mil or telephone: 215-737-7771 

L06 Agency Protests (DEC 2016) 

Interested parties may file an agency level protest with the contracting officer or may request an independent review by 

the chief of the contracting office (CCO). Independent review by the CCO is an alternative to consideration by the 

contracting officer and is not available as an appellate review of a contracting officer decision on a protest previously filed 

with the contracting officer. Absent a clear indication of the intent to file an agency level protest with the CCO for 

independent review, protests will be presumed to be protests to the contracting officer. 

 

L09 Reverse Auction (OCT 2016) 

The Contracting Officer may utilize reverse auctioning to conduct price discussions. If the Contracting Officer does not 

conduct a reverse auction, award may be made on initial offers or following discussions. If the Contracting Officer decides 

to use line reverse auctioning to conduct price negotiations, the Contracting Officer will notify Offerors of this decision and 

the following applies: 

(1) The contracting officer may use reverse auction as the pricing technique during discussions to receive the final offered 
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prices from each offeror.

(2) During each round of reverse auction, the system displays the lowest offer price(s) unless the auction instructions are 

different. All offerors and authorized auction users see the displayed lowest price(s). This disclosure is anonymous and a 

generic identifier displays for the offeror. Generic identifiers include

designators such as “offer A” or “lowest-priced offeror.” By submitting a proposal in response to the solicitation, offerors 

agree to participate in the reverse auction and that their prices may be disclosed, including to other offerors, during the 

reverse auction. 

(3) An offeror's final auction price at the close of the reverse auction is considered its final price proposal revision. No price 

revisions will be accepted after the close of the reverse auction, unless the contracting officer decides that further 

discussions are needed and final price proposal revisions are again requested in accordance with Federal Acquisition 

Regulation (FAR) 15.307, or the contracting officer determines that it would be in the best interest of the Government to reopen the auction.

(4) The contracting officer identifies participants to the DLA commercial reverse auction service provider. To be eligible for 

award and participate, the offeror must agree with terms and conditions of

the entire solicitation and the commercial reverse auction service. The reverse auction pricing tool system administrator 

sends auction information in an email. The reverse auction system designates offers 

as "lead," meaning the current low price in that auction, or "not lead," meaning not the current low price in that auction. In 

the event of a tie offer, the reverse auction provider's system designates the first offer of that price as "lead" and the second 

or subsequent offer of that price as "not lead." If a tie offer is submitted and no evaluation factors other than price were 

identified in the solicitation or a low-price technically acceptable source selection is being used, the "Not Lead” offeror that 

submitted the tie offer must offer a changed price; otherwise its offer will be ineligible for award. If evaluation factors in 

addition to price were listed in the solicitation and a tradeoff source selection is being used, tie offers that are "Not Lead" 

will be considered and evaluated. 

(5) Offerors unable to enter pricing through the commercial reverse auction service provider's system during a reverse 

auction must notify the contracting officer or designated representative immediately. The contracting officer may, at their 

sole discretion, extend or re-open the reverse auction if the reason for the offeror's inability to enter pricing is determined 

to be without fault on the part of the offeror and outside the offeror's control.

(6) Training. The commercial reverse auction service provider or government representative conducts training for offerors. 

Offerors receive training through written material, the commercial reverse auction service provider's website, or other 

means. Trainers name employees successfully completing the training as a “Trained Offeror.” Only trained offerors may 

engage in a reverse auction. The contracting officer reserves the right to remove the “trained offeror” title from anyone who 

fails to obey the solicitation or commercial reverse auction service provider terms and conditions.

L18 Surge and Sustainment (S&S) Requirements - Instructions to Offerors (FEB 2017) 

(1) Each offeror must describe in its proposal its ability to meet the S&S accelerated delivery specified for items critical to 

support the Department of Defense in conducting contingency operations. These S&S items are identified in Section XI with 

quantities expressed as a Monthly Wartime Rate (MWR) or in a D1-D6 schedule. The S&S quantity and delivery requirements 

are in addition to peacetime quantities. S&S requirements may be met through access to production capability as well as 

contractor-owned or contractor-managed inventory or safety stocks.

(2) Each offeror must include in its basic proposal a brief description of how it will ramp up to meet accelerated delivery and 

increased quantities (i.e., surge) and sustain an increased production and delivery pace throughout the contingency (i.e., 

sustainment). Additionally, each offeror must provide a separate capability assessment plan (CAP) to document its detailed 

technical approach for covering S&S requirements.

(3) If the CAP recommends some type of Government investment, offerors must include their plan for refreshing or 

replacing S&S material consumed to ensure a continued surge capability. The CAP must include an exit strategy that 

describes the transition and ramp-down of S&S assets and any remaining Government investment not consumed before 

contract expiration.
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(4) Offerors must provide pricing within the electronic CAP submission for S&S requirements based on the schedule for 

delivering items in the offeror's CAP. When S&S pricing exceeds peacetime pricing, the offeror's proposal must include 

sufficient description to explain the rationale for the additional costs associated and provide a breakdown of costs to 

substantiate the pricing. This paragraph (4) does not apply to DLA Troop Support Subsistence.

 

L21 Surge and Sustainment (S&S) - Capability Assessment Plan (CAP) - DLA Troop Support - Subsistence (FEB 2017) 

Offerors must submit the CAP for items identified with surge requirements in Section XIII of the solicitation. 

The CAP must -- 

(1) Outline the offeror's method of addressing the S&S requirements, whether defined as a percentage of annual demands 

or by individual line items. If the S&S quantity or delivery requirements cannot be

met, the offeror must identify the shortfall and provide the best value solutions to include a proposed strategy to offset the 

shortfall. 

(2) Describe how the offeror will reduce peacetime production lead times by 50% to meet S&S requirements.

(3) Provide letters of commitment or other agreements from suppliers and service providers (e.g., additional equipment or 

warehouse space) confirming they can meet S&S requirements.

(4) Provide a plan to continue operations from an alternate facility in the event the primary facility is damaged or otherwise 

unable to operate at full capacity.

(5) Identify competing priorities for the same resources, and ensure that meeting surge delivery requirements is 

independent of any other contracts or production requirements.

(6) Identify the lead time for providing required S&S capability.

(7) If applicable, include an exit strategy describing how to transition and ramp-down S&S assets and any Government 

investment.

 

Addendum to DLA Procurement Note L21 Surge and Sustainment (S&S) - Capability Assessment Plan 

(CAP) DLA Troop Support - Subsistence (FEB 2017) 

Offerors must submit the CAP for items identified with surge requirements in Section XIII of the solicitation. The 

CAP must -- 

1. Outline the offeror's method of addressing the S&S requirements defined as a percentage of annual demands. 

If the S&S quantity or delivery requirements cannot be met, the offeror must identify the shortfall and provide 

the best value solutions to include a proposed strategy to offset the shortfall.

2. Describe how the offeror will reduce peacetime production lead times by 50% to meet S&S requirements.

3. Provide letters of commitment or other agreements from suppliers and service providers (e.g. additional 

equipment or warehouse space) confirming they can meet S&S requirements.

4. Provide a plan to continue operations from an alternate facility in the event the primary facility is damaged or 

otherwise unable to operate at full capacity.

5. Identify competing priorities for the same resources, and ensure that meeting surge delivery requirements is 

independent of any other contracts or production requirements.

6. Identify the lead time for providing required S&S capability.

7. If applicable, include an exit strategy describing how to transition and ramp-down S&S assets and any 
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Government investment.

Note: Annotate the maximum Surge quantity you can provide for each RNC Bakery component item for the 

listed time frames in the spreadsheet below. The quantity listed for each time frame must be unique to that 

time frame, and not cumulative of the previous time frame(s). List the cumulative surge quantity of all time 

frames under the “Total” column. The proposed Surge quantities should be based on the offeror's maximum 

capacity for each Bakery item in accordance with the timelines cited below. This information should be 

submitted in the chart below, or separately in the same format. This information must be submitted along with 

the Surge and Sustainment Plan in each of the offeror's technical proposals by the closing date of the 

solicitation in accordance with the requirements cited below.

 

 

 

XII. EVALUTION

52.212-2 -- Evaluation -- Commercial Items (OCT 2014) is incorporated in this 

solicitation by reference.

Addendum to FAR 52.212-2 -- Evaluation -- Commercial Items (OCT 2014) 

The following paragraphs of 52.212-2 are amended as indicated below: 

The Government will use Lowest Price Technically Acceptable source selection procedures in evaluating 

proposals. The Government will make an award for each line item to the responsible offeror whose proposal offers 

the lowest evaluated price and is rated as technically acceptable for that line item. An offeror's proposal on any 
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line item must be considered technically acceptable to be considered for award for that line item. To be 

considered technically acceptable on any line item, the offeror must submit an acceptable PDM for any line item 

they intend to submit an offer on, and cannot take exception to the terms and conditions of the solicitation. 

(1) Pricing:

(i) Award(s) will be based on the technically acceptable offer with the lowest, total evaluated 

price to the Government under a “per-line-item” evaluation approach. The Government will 

determine the lowest, total evaluated price per line item by multiplying the estimated quantity 

for this acquisition by the unit price offered for each tier. Then, the estimated prices for the five 

tiers will be added together to calculate the total evaluated price per line item. The offerors' total 

evaluated price per line item will be compared to determine the lowest, total evaluated price per 

line item. The award(s) will be based on the lowest, total evaluated price to the Government perline-item. 

(ii) The Government will be utilizing Price evaluation preferences for HUBZone Small 

Business concerns in accordance with FAR 19.1307.

(2) Technical Acceptability:

A technically acceptable offer is an offer that meets all of the terms and conditions of the solicitation 

and meets the acceptability standards for all technical factors. If an offer takes exception to any of the 

terms and conditions of the solicitation, then such exceptions must be listed and detailed on the first, 

separate page of the Technical Proposal, which must be titled, “Exceptions.” CAUTION: If such 

exception(s) do not meet the acceptability requirements of the solicitation, then the entire proposal 

may be found technically unacceptable and ineligible for award. The rating methodology for the 

Technical Proposal will be Acceptable or Unacceptable. Failure to provide any information requested 

may cause an offeror's proposal to be found technically unacceptable and eliminated from further 

consideration for award. All required submissions must be received from offerors before the time set 

for solicitation closing. Untimely submissions may be cause for rejection of the entire offer. The 

following technical factors will be evaluated and must be found acceptable for a proposal to be 

eligible for award: 

(i) Product Demonstration Models (PDMs): The U.S. Army, Combat Capabilities Command - Soldier 

Center (Natick) will evaluate Initial PDMs for compliance with product specifications and for 

compliance with the sensory characteristics designated and defined in the product's technical 

documents. These sensory characteristics, namely appearance, odor, flavor, and texture (or 

combination thereof where dictated by the product's technical documents), will represent distinct 

sensory characteristic categories and will be evaluated by category by panelist. Each panelist will 

assign to each sensory characteristic category a quality score by using a 9-point quality scale, 

where 9 is the highest score and 1 the lowest score. The mean value of the panelists' ratings for 

each sensory characteristic category will be determined.

 

Natick will assign an overall quality scale score to each Initial PDM that it evaluates. The overall 

score will be equal to the mean score of the lowest-rated sensory characteristic category. For each 

Initial PDM, an overall quality score of 6.00 through 9.00 will indicate an acceptable rating and an 

overall quality score of 1.00 through 5.99 will indicate an unacceptable rating. PDMs must be rated as 

“Acceptable” to be eligible for award. 

In the event the Government conducts negotiations, an offeror that receive an “Unacceptable” rating 

on an initial PDM will be given the opportunity to submit a Revised PDM. Revised PDMs that are 

submitted for a final evaluation will be evaluated using the same criteria discussed above. Offerors are 

advised that if they have any unacceptable Revised PDMs after the final evaluation, the proposal for 
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that respective line item will be found technically unacceptable and the offer will not be considered 

for award for that line item. 

Offerors are required to submit PDMs for each RNC Bakery component item on which they intend 

to bid. 

(3) Additional Submission Requirements will be reviewed for acceptability, but will not be 

 evaluated for award decision(s).

1. The Integrated Pest Management Plan will be reviewed to determine acceptability.

2. The Food Defense Plan will be reviewed to determine acceptability.

3. The Quality Systems Plan will be reviewed to determine acceptability.

4. The Surge and Sustainment Plan will be reviewed to determine acceptability.

5. The Subcontracting Plan will be reviewed to determine acceptability.

NOTE: The successful awardee(s) will be required to maintain an Acceptable Integrated Pest Management 

Plan, Food Defense Plan, Quality System Plan (QSP), Surge and Sustainment Plan and Subcontracting Plan 

(applicable to large business only) throughout the life of the contract. The awardee(s) must have its 

Integrated Pest Management Plan, Food Defense Plan, Quality System Plan (QSP), Surge and Sustainment 

Plan and Subcontracting Plan approved by the Contracting Officer prior to contract award.

(b) Tier Periods. The Government will determine the lowest, total evaluated price per line item by 

multiplying the estimated quantity for this acquisition by the unit price offered for each tier. Then, 

the estimated prices for the five tiers will be added together to calculate the total evaluated price per 

line item.

(c) If an offeror does not understand these instructions, then that offeror should write/e-mail the 

Contracting Officer for clarification sufficiently in advance of the deadline for the receipt of offers to get 

an answer in time to meet that deadline. The Government will publish the questions asked and the 

answers given and distribute them to all other offerors under this solicitation 

M07 Surge and Sustainment (S&S) Evaluation (FEB 2017) 

(1) Capability Assessment Plan (CAP) Evaluation: The CAP will be reviewed and assessed for responsiveness, 

completeness, and technical merit. The CAP must demonstrate (i) the offeror's ability to provide the full S&S 

quantity and meet the delivery requirements as specified in the solicitation; (ii) the technical merits of the 

proposed solutions to any identified shortfalls in S&S quantity and/or delivery requirements; and (iii) the 

ability to achieve the solutions without Government investment. If the CAP includes Government investment, 

the evaluation includes plans to refresh or replace S&S material and related exit strategy to ensure the 

Government's continued surge capability.

(2) S&S Past Performance History: The quality and extent of the offeror's historical surge support performance 

will be considered as part of the overall past performance evaluation. In the absence of or in addition to 

historical S&S capability support, the contracting officer may consider other relevant performance history 

that demonstrates the offeror's ability to respond to and sustain higher than normal production rates or 

faster than normal delivery requirements, or both.

(3) The contracting officer will include the S&S price in the overall price evaluation.

XIII. DLA Procurement Notes 

C02 Manufacturing Phase-Out or Discontinuation of Production, Diminishing Sources, and Obsolete Materials or 
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Components (DEC 2016) 

The contractor shall notify the contracting officer immediately upon determining the unavailability of obsolete materials or 

components. The contractor may recommend a solution to include the impact on the contract price and delivery. The 

contractor shall not initiate any item redesign or incur any additional costs without the express, written authorization of the 

contracting officer. 

In the event that manufacturing phase-out or discontinuance of production of such items is 

contemplated, the contractor is required to notify the contracting officer and publish the discontinuance in the 

Government-Industry Data Exchange Program (GIDEP), where feasible; and to provide immediate advance notice of 

production phase-out to DLA DMSMS at dscc.dmsms@dla.mil.

C03 Contractor Retention of Supply Chain Traceability Documentation (JUN 2020) 

(1) By submitting a quotation or offer, the contractor, if it is not the manufacturer of the item, is confirming it currently has, or will obtain before delivery, and shall retain documented evidence (supply chain traceability documentation), as 

described in paragraph (2) of this procurement note, demonstrating the item is from the approved manufacturer and 

conforms to the technical requirements.

(2) At a minimum, the supply chain traceability documentation for the item shall include: basic item description, part 

number and/or national stock number, manufacturing source, manufacturing source's Commercial and Government 

Entity (CAGE) code, and clear identification of the name and location of all supply chain intermediaries between the 

manufacturer to the contractor to item(s) acceptance by the Government. The documentation should also include, if 

available, the manufacturer's batch identification for the item(s), such as date codes, lot codes, or serial numbers.

(3) Contractors can find examples of acceptable supply chain traceability documentation at the Counterfeit Detection 

and Avoidance Program (CDAP) website (http://www.dla.mil/LandandMaritime/Business/Selling/Counterfeit-DetectionAvoidance- Program/).

(4) The contractor shall immediately make documentation available to the contracting officer upon request. The 

contracting officer determines the acceptability and sufficiency of documentation. The contractor shall retain supply 

chain traceability documentation for six years after final payment under this contract for audit and other valid 

government purposes. If the contractor fails to retain or provide the documentation, or the contracting officer finds 

the documentation to be unacceptable, the

contracting officer may take corrective action, including, but not limited to, cancellation of undelivered orders or 

rejection of delivered supplies. 

C06 Surge and Sustainment (S&S) Requirements (FEB 2017) 

1. Definitions.

“Surge and sustainment (S&S)” means increased quantities and accelerated delivery rates required to meet 

Military Service requisitions across a broad spectrum of contingencies. The increased quantity and accelerated 

delivery rate are above and beyond the normal peacetime requirements “Capability Assessment Plan (CAP)” 

means the offeror's plan for covering S&S requirements, identification of competing priorities for the same 

resources, and date when the S&S capability can be attained. The offeror must provide the CAP as an 

attachment to its proposal when S&S items are identified in the solicitation. If the offeror cannot meet S&S 

quantity and delivery needs, the CAP must identify the shortfall and provide best value solutions.

2. The contractor must maintain its S&S capability to produce and deliver the S&S quantity identified in Section XI 

in accordance with the approved capability assessment plan (CAP) throughout the contract performance period. 

The contractor must participate in any S&S testing and verification requested by the Government. The contractor 

agrees to support S&S requirements to the maximum extent practical prior to achieving full S&S capability 

required in Section XIII and the CAP; and for requirements exceeding those required in Section XIII and the CAP 

but not exceeding any applicable contract maximum quantity or contract value required in FAR 52.216-19. 

Changes that negatively impact S&S capability must be reported in writing to the contracting officer within ten 

(10) working days after the contractor become aware of the impact. The notification must include a revised S&S 
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CAP containing proposed corrective actions and date when the S&S capability will be attained.

3. The Government reserves the right to verify and test the S&S capability described in the CAP at any time 

during contract performance. The Government will prepare a test and verification plan and upon request the 

contractor must demonstrate its S&S capability.

4. If requested by the Government, the contractor must be prepared to provide a plan to participate in S&S 

validation and testing to verify the S&S capability described in the CAP. Participation in S&S validation and 

testing will be at no additional expense to the Government, and does not justify an equitable adjustment to the 

contract price. The plan must include methodology, rating criteria, labor, materials, and time required to 

conduct validation and testing. S&S validation generally entails verifying if the contractor and subcontractors 

have:

a. Sufficient equipment, facilities, personnel, stock, prepositioned raw materials, production capabilities, and 

base resources;

b. Agreements, networks, and plans for distribution (receiving, storing, packaging, and issuing);

c. Transportation services to accommodate the S&S requirements in the contract;

d. Examination of any in-house work;

e. Review of the stock rotation plan; and

f. Other contracts that impact the production of added or accelerated delivery of contract quantities. The 

testing/verification plan is required to be included in the offeror's proposal.

C07 Warstopper Program Material Buffer Availability (JUN 2020) 

(1) The Warstopper Program material Buffer (Buffer) helps decrease lead times for raw material to support defense 

contracts relating to military systems with a wartime requirement. The World Wide Web Industrial Capabilities 

Assessment Program (WICAP) Website (https://www.jccs.gov/wicap) identifies current material buffer suppliers and 

materials. If buffer material is unavailable or the quantity of material is inadequate to complete the requirement, the 

contractor shall contact the contracting officer representative (COR) for guidance. When a buffer is established, the 

contractor shall use the following process to submit requests for buffer material. A contractor (or sub-tier contractor 

supporting a prime contractor) with a current, active U.S. Government contract shall submit a valid request to use 

buffer material to the COR for the respective buffer material. The COR will review the submittal and approve or 

disapprove the request. The contractor shall include the following information in the request: 

(a) Requestor's name;

(b) U.S. Government contract number;

(c) Defense Priorities and Allocations System (DPAS) rating;

(d) Material specification;

(e) Quantity required;

(f) Required delivery date; and

(g) Whether there is a pre-existing supply contract with the material buffer contractor.

(2) If no prior contractual relationship exists between the contractor requesting access to the buffer material and the 

material buffer contractor, the material buffer contractor is authorized to enter into a contract to provide material 

from the buffer after the COR approves a valid request The contractor shall include this action in the monthly report 

submitted to the COR. When requests exceed the buffer's maximum monthly material availability, the material 

supplier may negotiate phased delivery of material across the material monthly availability; or the Government COR 

may prioritize the release of the material at the Government's discretion.
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(3) The material price for contractors accessing the material buffer is the material price identified in any pre-existing 

contract with the material buffer contractor. The material price for contractors with no pre-existing contract with the 

material buffer contractor is the standard (not spot market levels) pricing for the material. Contractors using the buffer 

are solely responsible for costs of using the buffer, and the Government has no liability either for these costs or for 

delays or other effects arising from the use of the buffer.

(4) The buffer material provided is not Government-furnished material, but is a normal vendor-tovendor transaction 

with all applicable warranties and guarantees provided through the commercial transaction.

C14 Correction of Nonconforming Packaging or Marking (MAY 2020) 

(1) The Government may correct nonconforming packaging or marking for receipts of DLA-owned materiel if the 

estimated costs of correction are $1,000 or less. The contracting officer will advise the contractor of the discrepancy 

and that the Government has corrected the packaging or marking. The contracting officer will make a determination 

concerning appropriate reimbursement by the contractor for the Government's costs to correct the deficiencies. Upon 

determining that reimbursement is required, the contracting officer will send a notice to the contractor. Upon receipt 

of notice from the contracting officer, the contractor shall reimburse the Government for the costs incurred by the 

Government to correct the deficiencies.

(2) If the estimated costs of correction for receipts of DLA-owned materiel are more than $1,000, the contracting 

officer will advise the contractor of the discrepancy and have the materiel returned to the contractor for correction/

resubmittal; or, if there are urgent requirements, have the Government remediate the discrepancy at the contractor's 

expense. If the Government remediates the discrepancy, the contracting officer will make a determination concerning 

appropriate reimbursement by the contractor for the Government's costs to correct the deficiencies. Upon 

determining that reimbursement is required, the contracting officer will send a notice to the contractor. Upon receipt 

of notice from the contracting officer, the contractor shall reimburse the Government for the costs incurred by the 

Government to correct the deficiencies.

C20 Vendor Shipment Module (VSM) (JUN 2020) 

(1) The DLA Vendor Shipment Module (VSM) is a web-based system available to DLA contractors for obtaining current 

shipping addresses, two-dimensional bar coded shipping labels in accordance with MIL-STD-129P, bills of lading, 

packing lists, and other shipping documentation. Contractors using VSM do not need to contact the transportation 

office prior to shipping items. Contractors can use VSM to print labels for f.o.b. destination contracts and to print labels 

and arrange for shipping for f.o.b. origin contracts. 

(2) To obtain information for contracts administered by DLA or to register as a VSM user, the contractor shall contact 

the DLA VSM Helpdesk at (800) 456-5507 or via email to delivery@dla.mil.

(a) Before contacting the Government to advise that material is ready to ship, the contractor shall complete its VSM 

profile, to include regular business hours and observed holidays. The Government may request reimbursement for 

occurrences when the Government sends carrier equipment but is unable to pick-up a shipment because the material 

was unavailable or the contractor facility was closed.

(3) To obtain information for contracts administered by DCMA, the contractor shall contact the DCMA VSM Helpdesk 

at (314) 331-5573 or vsm.shipments@dcma.mil.

 

Part 12 Clauses

52.212-4 CONTRACT TERMS AND CONDITIONS - COMMERCIAL ITEMS (OCT 2018) FAR

 

52.212-5 CONTRACT TERMS AND CONDITIONS REQUIRED TO IMPLEMENT 

 STATUTES OR EXECUTIVE ORDERS--COMMERCIAL ITEMS (NOV 2020) 

 

 (a) The Contractor shall comply with the following Federal Acquisition Regulation (FAR) clauses, which are 
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incorporated in this contract by reference, to implement provisions of law or Executive orders applicable to 

acquisitions of commercial items: 

 (1) 52.203-19, Prohibition on Requiring Certain Internal Confidentiality Agreements or Statements (JAN 

2017) (section 743 of Division E, Title VII, of the Consolidated and Further Continuing Appropriations Act, 2015 

(Pub. L. 113-235) and its successor provisions in subsequent appropriations acts (and as extended in continuing 

resolutions)). 

 (2) 52.204-23, Prohibition on Contracting for Hardware, Software, and Services Developed or Provided by 

Kaspersky Lab and Other Covered Entities (SEP 2019) (Section 1634 of Pub. L. 115-91). 

 (3) 52.204-25, Prohibition on Contracting for Certain Telecommunications and Video Surveillance Services or 

Equipment. (AUG 2020) (Section 89(a)(1)(A) of Pub. L. 115-232). 

 (4) 52.209-10, Prohibition on Contracting with Inverted Domestic Corporations (NOV 2015) 

 (5) 52.233-3, Protest after Award (AUG 1996) (31 U.S.C. 3553). 

 (6) 52.233-4, Applicable Law for Breach of Contract Claim (OCT 2004) (Public Laws 108-77, 108-78 (19 U.

S.C. 3805 note)). 

 (b) The Contractor shall comply with the FAR clauses in this paragraph (b) that the contracting officer has 

indicated as being incorporated in this contract by reference to implement provisions of law or Executive orders 

applicable to acquisitions of commercial items: 

___ (1) 52.203-6, Restrictions on Subcontractor Sales to the Government (JUN 2020) 

 2020), with Alternate I (OCT 1995) (41 U.S.C. 4704 and 10 U.S.C. 2402). 

_X_ (2) 52.203-13, Contractor Code of Business Ethics and Conduct (JUN 2020) 

(41 U.S.C. 3509). 

___ (3) 52.203-15, Whistleblower Protections Under the American Recovery and 

Reinvestment Act of 2009 (JUN 2010) (Applies to contracts funded by the American Recovery 

and Reinvestment Act of 2009.) 

_X_ (4) 52.204-10, Reporting Executive Compensation and First-Tier Subcontract 

Awards (JUN 2020) (Pub. L. 109-282) (31 U.S.C. 6101 note). 

___ (5) [Reserved]. 

___ (6) 52.204-14, Service Contract Reporting Requirements (OCT 2016) (Pub. L. 111-117, section 743 of 

Div. C.); 

___ (7) 52.204-15, Service Contract Reporting Requirements for Indefinite-Delivery Contracts (OCT 2016) 

(Pub. L. 111-117, section 743 of Div. C.); 

_X__ (8) 52.209-6, Protecting the Government's Interest When Subcontracting with 

Contractors Debarred, Suspended, or Proposed for Debarment (JUN 2020) (31 U.S.C. 6101 

note). 

_X_ (9) 52.209-9, Updates of Publicly Available Information Regarding Responsibility Matters 

(OCT 2018) (41 U.S.C. 2313). 

___ (10) [Reserved].

___ (11)(i) 52.219-3, Notice of HUBZone Set-Aside or Sole-Source Award (Class Deviation 2020-O0008) 

(OCT 2020) (15 U.S.C. 657a). 

_____ (ii) Alternate I (MAR 2020) of 52.219-3. 

_X__ (12)(i) 52.219-4, Notice of Price Evaluation Preference for HUBZone Small Business Concerns (Class 

Deviation 2020-O0008) (MAR 2020) (if the offeror elects to waive the preference, it shall so 

indicate in its offer) (15 U.S.C. 657a). 

_____ (ii) Alternate I (MAR 2020) of 52.219-4. 

___ (13) [Reserved] 

___ (14)(i) 52.219-6, Notice of Total Small Business Set-Aside (Class Deviation 2020-O0008) (OCT 2020) 

(15 U.S.C. 644). 
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___ (ii) Alternate I (Class Deviation 2020-O0008) (MAR 2020) of 52.219-6 

___ (15)(i) 52.219-7, Notice of Partial Small Business Set-Aside (Class Deviation 2020-O0008) (OCT 2020) 

(15 U.S.C. 644). 

___ (ii) Alternate I (Class Deviation 2020-O0008) (MAR 2020) of 52.219-7 

_X__ (16) 52.219-8, Utilization of Small Business Concerns (OCT 2018) 

 (15 U.S.C. 637 (d)(2) and (3)). 

_X__ (17)(i) 52.219-9, Small Business Subcontracting Plan (JUN 2020) (15 

 U.S.C. 637 (d)(4)). 

___ (ii) Alternate I (NOV 2016) of 52.219-9 

___ (iii) Alternate II (NOV 2016) of 52.219-9 

___ (iv) Alternate III (JUN 2020) of 52.219-9 

___ (v) Alternate IV (Class Deviation 2019-O0005 Revision 1) (JAN 2019) of 52.219-9 

___ (18)(i) 52.219-13, Notice of Set-Aside of Orders (MAR 2020) (15 U.S.C. 644(r)). 

___ (ii) Alternate I (MAR 2020) of 52.219-13 

___ (19) 52.219-14, Limitations on Subcontracting (Class Deviation 2020-O0008) (MAR 2020) (15 U.S.C. 

637(a)(14)). 

_X__ (20) 52.219-16, Liquidated Damages --Subcontracting Plan (JAN 1999) 

 (15 U.S.C. 637(d)(4)(F)(i)). 

___ (21) 52.219-27, Notice of Service-Disabled Veteran-Owned Small 

 Business Set-Aside (Class Deviation 2020-O0008) (MAR 2020) (15 U.S.C. 657f). 

__X_ (22)(i) 52.219-28, Post Award Small Business Program Representation (NOV 2020) 

 (15 U.S.C. 632(a)(2)). 

____ (ii) Alternate I (MAR 2020) of 52.219-28 

___ (23) 52.219-29, Notice of Set-Aside for, or Sole Source Award to, Economically Disadvantaged 

Women-Owned Small Business (EDWOSB) Concerns (Class Deviation 

2020-O0008) (MAR 2020) (15 U.S.C. 637(m)). 

___ (24) 52.219-30, Notice of Set-Aside for, or Sole Source Award to, Women-Owned Small Business 

(WOSB) Concerns Eligible Under the WOSB Program (Class Deviation 2020-O0008) (MAR 

2020) (15 U.S.C. 637(m)). 

___(25) 52.219-32, Orders Issued Directly Under Small Business Reserves (Mar 2020) (15 U.S.C. 644(r)). 

____(26) 52.219-3, Nonmanufacturer Rule (Class Deviation 2020-O0008) (Mar 2020) (15 U.S.C. 637(a)(17)). 

__X_ (27) 52.222-3, Convict Labor (JUN 2003) (E.O. 11755). 

__X_ (28) 52.222-19, Child Labor --Cooperation with Authorities and 

 Remedies (Class Deviation 2020-O0019) (JUL 2020) (E.O. 13126). 

__X_ (29) 52.222-21, Prohibition of Segregated Facilities (APR 2015). 

__X_ (30)(i) 52.222-26, Equal Opportunity (SEP 2016) (E.O. 11246). 

___ (ii) Alternate I (FEB 1999) of 52.222-26. 

__X_ (31)(i) 52.222-35, Equal Opportunity for Veterans (JUN 2020) (38 U.S.C. 4212). 

___ (ii) Alternate I (July 2014) of 52.222-35. 

_X_ (32)(i) 52.222-36, Affirmative Action for Workers with Disabilities (JUN 2020) (29 U.S.C. 793). 

___ (ii) Alternate I (JULY 2014) of 52.222-36. 

__X_ (33) 52.222-37, Employment Reports on Veterans (J) (38 U.S.C. 4212). 

__X_ (34) 52.222-40, Notification of Employee Rights Under the National Labor 

 Relations Act (DEC 2010) (E.O. 13496). 

__X_ (35)(i) 52.222-50, Combating Trafficking in Persons (OCT 2020) (22.U.S.C. chapter 78 and 

E.O. 13627).

___ (ii) Alternate I (MAR 2015) of 52.222-50 (22 U.S.C. chapter 78 and E.O. 13627). 

__X_ (36) 52.222-54, Employment Eligibility Verification (OCT 2015). (Executive Order 12989). 
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(Not applicable to the acquisition of commercially available 

 off-the-shelf items or certain other types of commercial items as prescribed in 22.1803.) 

___ (37) (i) 52.223-9, Estimate of Percentage of Recovered Material Content for EPA-Designated 

Items (May 2008) (42 U.S.C. 6962(c)(3)(A)(ii)). (Not applicable to the acquisition of 

commercially available off-the-shelf items.) 

___ (ii) Alternate I (May 2008) of 52.223-9 (42 U.S.C. 6962(i)(2)(C)). (Not applicable to the 

acquisition of commercially available off-the-shelf items.) 

__X_ (38) 52.223-11, Ozone-Depleting Substances and High Global Warming Potential 

Hydrofluorocarbons (Jun 2016) (E.O.13693). 

__X_ (39) 52.223-12, Maintenance, Service, Repair, or Disposal of Refrigeration Equipment and 

Air Conditioners (Jun 2016) (E.O. 13693). 

___ (40)(i) 52.223-13, Acquisition of EPEAT® -Registered Imaging Equipment (Jun 2014) (E.O.s 

13423 and 13514) 

___ (ii) Alternate I (Oct 2015) of 52.223-13. 

___ (41)(i) 52.223-14, Acquisition of EPEAT® -Registered Television (Jun 2014) (E.O.s 13423 and 

13514). 

___ (ii) Alternate I (Jun 2014) of 52.223-14. 

___ (42) 52.223-15, Energy Efficiency in Energy-Consuming Products (MAY 2020) 

(42 U.S.C. 8259b). 

___ (43)(i) 52.223-16, Acquisition of EPEAT® -Registered Personal Computer Products (Oct 2015) 

(E.O.s 13423 and 13514). 

___ (ii) Alternate I (Jun 2014) of 52.223-16. 

_X_ (44) 52.223-18, Encouraging Contractor Policies to Ban Text Messaging while Driving (JUN 

 2020) (E.O. 13513). 

___ (45) 52.223-20, Aerosols (Jun 2016) (E.O. 13693). 

___ (46) 52.223-21, Foams (Jun 2016) (E.O. 13696). 

___ (47) (i) 52.224-3, Privacy Training (JAN 2017) (5 U.S.C. 552a). 

___ (ii) Alternate I (JAN 2017) of 52.224-3. 

__X_ (48) 52.225-1, Buy American--Supplies (May 2014) (41 U.S.C. chapter 83). 

__X_ (49) (i) 52.225-3, Buy American--Free Trade Agreements--Israeli Trade Act (May 2014) (41 

U.S.C. chapter 83, 19 U.S.C. 3301 note, 19 U.S.C. 2112 note, 19 U.S.C. 3805 note, 19 U.S.C. 4001 

note, Pub. L. 103-182, 108-77, 108-78, 108-286, 108-302, 109-53, 109-169, 109-283, 110-138, 

112-41, 112-42, and 112-43). 

___ (ii) Alternate I (May 2014) of 52.225-3.

___ (iii) Alternate II (May 2014) of 52.225-3. 

___ (iv) Alternate III (May 2014) of 52.225-3. 

___ (50) 52.225-5, Trade Agreements (AUG 2018) (19 U.S.C. 2501, et seq., 19 U.S.C. 3301 note). 

__X_ (51) 52.225-13, Restrictions on Certain Foreign Purchases (Jun 2008) (E.O.'s, proclamations, and 

statutes administered by the Office of Foreign Assets Control of the Department of the Treasury). 

___ (52) 52.225-26, Contractors Performing Private Security Functions Outside the United States 

(Oct 2016) (Section 862, as amended, of the National Defense Authorization Act for Fiscal Year 

2008; 10 U.S.C. 2302 Note). 

___ (53) 52.226-4, Notice of Disaster or Emergency Area Set-Aside (Nov 2007) (42 U.S.C. 5150). 

___ (54) 52.226-5, Restrictions on Subcontracting Outside Disaster or Emergency Area (Nov 

2007) (42 U.S.C. 5150). 

___ (55) 52.232-29, Terms for Financing of Purchases of Commercial Items (Feb 2002) (41 U.S.C. 

4505), 10 U.S.C. 2307(f)). 

___ (56) 52.232-30, Installment Payments for Commercial Items (JAN 2017) (41 U.S.C. 4505, 10 
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U.S.C. 2307(f)). 

___ (57) 52.232-33, Payment by Electronic Funds Transfer -- System for Award Management 

 (OCT 2018) (31 U.S.C. 3332). 

___ (58) 52.232-34, Payment by Electronic Funds Transfer --Other Than System for Award 

Management (Jul 2013) (31 U.S.C. 3332). 

___ (59) 52.232-36, Payment by Third Party (May 2014) (31 U.S.C. 3332). 

___ (60) 52.239-1, Privacy or Security Safeguards (Aug 1996) (5 U.S.C. 552a). 

 _X__ (61) 52.242-5, Payments to Small Business Subcontractors (JAN 2017) (15 U.S.C. 637(d) (12)). 

___ (62) (i) 52.247-64, Preference for Privately Owned U.S.-Flag Commercial Vessels (Feb 2006) 

(46 U.S.C. Appx 1241(b) and 10 U.S.C. 2631). 

___ (ii) Alternate I (APR 2003) of 52.247-64. 

___ (iii) Alternate II (FEB 2006) of 52.247-64. 

 (c) The Contractor shall comply with the FAR clauses in this paragraph (c), applicable to commercial services, that 

the Contracting Officer has indicated as being incorporated in this contract by reference to implement provisions of 

law or executive orders applicable to acquisitions of commercial items: 

[Contracting Officer check as appropriate.] 

 

___ (1) 52.222-41, Service Contract Labor Standards (AUG 2018) (41 U.S.C. chapter 67.). 

___ (2) 52.222-42, Statement of Equivalent Rates for Federal Hires (May 2014) (29 U.S.C. 206 and 41 U.S.C. 

chapter 67). 

___ (3) 52.222-43, Fair Labor Standards Act and Service Contract Labor Standards -- Price Adjustment 

(Multiple Year and Option Contracts) (AUG 2018) (29 U.S.C.206 and 41 U.S.C. chapter 67). 

___ (4) 52.222-44, Fair Labor Standards Act and Service Contract Labor Standards -- Price Adjustment (May 

2014) (29 U.S.C. 206 and 41 U.S.C. chapter 67). 

___ (5) 52.222-51, Exemption from Application of the Service Contract Labor Standards to Contracts for 

Maintenance, Calibration, or Repair of Certain Equipment--Requirements (May 2014) (41 U.S.C. chapter 67). 

___ (6) 52.222-53, Exemption from Application of the Service Contract Labor Standards to Contracts for 

Certain Services--Requirements (May 2014) (41 U.S.C. chapter 67). 

___ (7) 52.222-55, Minimum Wages under Executive Order 13658 (NOV 2020) (E.O. 13658). 

___ (8) 52.222-62, Paid Sick Leave under Executive Order 13706 (JAN 2017) (E.O. 13706). 

__X_ (9) 52.226-6, Promoting Excess Food Donation to Nonprofit Organizations. (JUN 2020) (42 U.S.C. 

1792). 

 (d) Comptroller General Examination of Record The Contractor shall comply with the provisions of this paragraph 

(d) if this contract was awarded using other than sealed bid, is in excess of the simplified acquisition threshold, and 

does not contain the clause at 52.215-2, Audit and Records -- Negotiation. 

(1) The Comptroller General of the United States, or an authorized representative of the Comptroller General, 

shall have access to and right to examine any of the Contractor's directly pertinent records involving 

transactions related to this contract. 

(2) The Contractor shall make available at its offices at all reasonable times the records, materials, and other 

evidence for examination, audit, or reproduction, until 3 years after final payment under this contract or for 

any shorter period specified in FAR Subpart 4.7, Contractor Records Retention, of the other clauses of this 

contract. If this contract is completely or partially terminated, the records relating to the work terminated shall 

be made available for 3 years after any resulting final termination settlement. Records relating to appeals 

under the disputes clause or to litigation or the settlement of claims arising under or relating to this contract 

shall be made available until such appeals, litigation, or claims are finally resolved. 
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(3) As used in this clause, records include books, documents, accounting procedures and practices, and other 

data, regardless of type and regardless of form. This does not require the Contractor to create or maintain any 

record that the Contractor does not maintain in the ordinary course of business or pursuant to a provision of 

law. 

(e) (1) Notwithstanding the requirements of the clauses in paragraphs (a), (b), (c) and (d) of this clause, the Contractor 

is not required to flow down any FAR clause, other than those in this paragraph (e)(1) in a subcontract for commercial 

items. Unless otherwise indicated below, the extent of the flow down shall be as required by the clause -- 

(i) 52.203-13, Contractor Code of Business Ethics and Conduct (JUN 2020) (41 U.S.C. 3509). 

 (ii) 52.203-19, Prohibition on Requiring Certain Internal Confidentiality Agreements or 

Statements (JAN 2017) (section 743 of Division E, Title VII, of the Consolidated and Further Continuing 

Appropriations Act, 2015 (Pub. L. 113-235) and its successor provisions in subsequent appropriations acts 

(and as extended in continuing resolutions)).

 (iii) 52.204-23, Prohibition on Contracting for Hardware, Software, and Services 

 Developed or Provided by Kaspersky Lab and Other Covered Entities (JUL 2018) (Section 

 1634 of Pub. L. 115-91). 

(iv) 52.2014-25, Prohibition on Contracting for Certain Telecommunications and Video Surveillance 

Services or Equipment (AUG 2020) (Section 889(a)(1)(A) of Pub, L 115-232) 

(v) 52.219-8, Utilization of Small Business Concerns (OCT 2018) (15 U.S.C. 637(d)(2) and (3)), in all 

subcontracts that offer further subcontracting opportunities. If the subcontract (except subcontracts to 

small business concerns) exceeds the applicable threshold specified in FAR 19.702(a) on the date of 

subcontract award, the subcontractor must include 52.219-8 in lower tier subcontracts that offer 

subcontracting opportunities. 

 (vi) 52.222-21, Prohibition of Segregated Facilities (Apr 2015). 

(vii) 52.222-26, Equal Opportunity (Sep 2016) (E.O. 11246). 

(viii) 52.222-35, Equal Opportunity for Veterans (JUN 2020) (38 U.S.C. 4212). 

(ix) 52.222-36, Equal Opportunity for Workers with Disabilities (JUN 2020) (29 U.S.C. 793). 

(x) 52.222-37, Employment Reports on Veterans (JUN 2020) (38 U.S.C. 4212). 

(xi) 52.222-40, Notification of Employee Rights Under the National Labor Relations Act (Dec 2010) 

(E.O. 13496). Flow down required in accordance with paragraph (f) of FAR clause 52.222-40. 

(xii) 52.222-41, Service Contract Labor Standards (AUG 2018), (41 U.S.C. chapter 67). 

(xiii) ____ (A) 52.222-50, Combating Trafficking in Persons (OCT 2020) (22 U.S.C. chapter 78 and E.

O. 13627). 

___ (B) Alternate I (Mar 2015) of 52.222-50 (22 U.S.C. chapter 78 E.O. 13627). 

(xiv) 52.222-51, Exemption from Application of the Service Contract Labor Standards to Contracts for 

Maintenance, Calibration, or Repair of Certain Equipment--Requirements (May 2014) (41 U.S.C. 

chapter 67.) 

(xv) 52.222-53, Exemption from Application of the Service Contract Labor Standards to Contracts for 

Certain Services--Requirements (May 2014) (41 U.S.C. chapter 67) 

(xvi) 52.222-54, Employment Eligibility Verification (Oct 2015) (E. O. 12989). 

(xvii) 52.222-55, Minimum Wages under Executive Order 13658 (NOV 2020). 

(xviii) 52.222-62, Paid Sick Leave Under Executive Order 13706 (JAN 2017) (E.O. 13706). 

(xix) 52.224-3, Privacy Training (JAN 2017) (5 U.S.C. 552a). 

 (A) Alternate I (JAN 2017) of 52.224-3. 

(xx) 52.225-26, Contractors Performing Private Security Functions Outside the United States (Oct 

2016) (Section 862, as amended, of the National Defense Authorization Act for Fiscal Year 2008; 10 

U.S.C. 2302 Note). 

(xxi) 52.226-6, Promoting Excess Food Donation to Nonprofit Organizations. (JUN 2020) (42 U.S.C. 
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1792). Flow down required in accordance with paragraph (e) of FAR clause 52.226-6. 

(xxii) 52.247-64, Preference for Privately-Owned U.S. Flag Commercial Vessels (Feb 2006) (46 U.S.

C. Appx 1241(b) and 10 U.S.C. 2631). Flow down required in accordance with paragraph (d) of FAR 

clause 52.247-64. 

(2) While not required, the Contractor may include in its subcontracts for commercial items a minimal number 

of additional clauses necessary to satisfy its contractual obligations. 

(End of Clause) 

 

CLAUSES ADDED TO PART 12 BY ADDENDUM

 

52.203-3 GRATUITIES (APR 1984) FAR

 

52.203-14 DISPLAY OF HOTLINE POSTER (OCT 2020) FAR

(a) Definition. 

“United States,” as used in this clause, means the 50 States, the District of Columbia, and outlying areas. 

(b) Display of fraud hotline poster(s). Except as provided in paragraph (c). 

(1) During contract performance in the United States, the Contractor shall prominently display in common work areas within business 

segments performing work under this contract and at contract work sites. 

(i) Any agency fraud hotline poster or Department of Homeland Security (DHS) fraud hotline poster identified in paragraph (b)(3) of this 

clause; and 

(ii) Any DHS fraud hotline poster subsequently identified by the Contracting Officer. 

(2) Additionally, if the Contractor maintains a company website as a method of providing information to employees, the Contractor shall 

display an electronic version of the poster(s) at the website. 

(3) Any required posters may be obtained as follows: 

Poster(s) Obtain from 

 

 

(Contracting Officer shall insert --- 

(i) Appropriate agency name(s) and/or title of applicable Department of Homeland Security fraud hotline poster); and 

(ii) The website(s) or other contact information for obtaining the poster(s).) 

(c) If the Contractor has implemented a business ethics and conduct awareness program, including a reporting mechanism, such as a hotline 

poster, then the Contractor need not display any agency fraud hotline posters as required in paragraph (b) of this clause, other than any 

required DHS posters. 

(d) Subcontract flowdown. The Contractor shall include the substance of this clause, including this paragraph (d), in subcontracts -- 

(1) That exceed [the Simplified Acquisition Threshold, as defined in Federal Acquisition Regulation 2.101 on the date of subcontract ~ 

award]; and 

 (2) Is performed entirely outside the United States. 

(End of clause) 

 

52.203-19 PROHIBITION ON REQUIRING CERTAIN INTERNAL CONFIDENTIALITY AGREEMENTS OR STATEMENTS (JAN 2017) 

FAR

 

252.203-7002 REQUIREMENT TO INFORM EMPLOYEES OF WHISTLEBLOWER RIGHTS (SEP 2013) DFARS

 

252.203-7004 DISPLAY OF HOTLINE POSTERS (OCT 2020) DFARS

 
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252.203-7995 PROHIBITION ON CONTRACTING WITH ENTITIES THAT REQUIRE CERTAIN INTERNAL CONFIDENTIALITY 

AGREEMENTS (NOV 2016) DFARS

 

52.204-7 SYSTEM FOR AWARD MANAGEMENT (OCT 2020) FAR

 

252.204-7003 CONTROL OF GOVERNMENT PERSONNEL WORK PRODUCT (APR 1992) DFARS

 

252.204-7004 LEVEL I ANTITERRORISM AWARENESS TRAINING FOR CONTRACTORS (FEB 2019) DFARS

 

252.204-7009 LIMITATIONS ON THE USE OR DISCLOSURE OF THIRD-PARTY CONTRACTOR REPORTED CYBER INCIDENT 

INFORMATION (OCT 2016) DFARS

 

252.204-7012 SAFEGUARDING COVERED DEFENSE INFORMATION AND CYBER INCIDENT REPORTING (DEC 2019) DFARS

 

252.204-7015 NOTICE OF AUTHORIZED DISCLOSURE OF INFORMATION FOR LITIGATION SUPPORT (MAY 2016) DFARS

 

252.204-7019 NOTICE OF NIST SP 800-171 DOD ASSESSMENT REQUIREMENTS (NOV 2020) DFARS

(a) Definitions.

Basic Assessment, Medium Assessment, and High Assessment have the meaning given in the clause 252.204 -7020, NIST SP 800 -171 DoD 

Assessments.

Covered contractor information system has the meaning given in the clause 252.204 -7012, Safeguarding Covered Defense Information and 

Cyber Incident Reporting, of this solicitation.

(b) Requirement. In order to be considered for award, if the Offeror is required to implement NIST SP 800 -171, the Offeror shall have a current 

assessment (i.e., not more than 3 years old unless a lesser time is specified in the solicitation) (see 252.204 -7020) for each covered 

contractor information system that is relevant to the offer, contract, task order, or delivery order. The Basic, Medium, and High NIST SP 800 

-171 DoD Assessments are described in the NIST SP 800 -171 DoD Assessment Methodology located at https://www.acq.osd.mil/dpap/pdi/

cyber/strategically_assessing_contractor_implementation_of_NIST_SP_800-171.html.

(c) Procedures. 

(1) The Offeror shall verify that summary level scores of a current NIST SP 800 -171 DoD Assessment (i.e., not more than 3 years old 

unless a lesser time is specified in the solicitation) are posted in the Supplier Performance Risk System (SPRS) (https://www.sprs.csd.disa.

mil/) for all covered contractor information systems relevant to the offer. 

(2) If the Offeror does not have summary level scores of a current NIST SP 800 -171 DoD Assessment (i.e., not more than 3 years old 

unless a lesser time is specified in the solicitation) posted in SPRS, the Offeror may conduct and submit a Basic Assessment to 

webptsmh@navy.mil for posting to SPRS in the format identified in paragraph (d) of this provision. 

(d) Summary level scores. Summary level scores for all assessments will be posted 30 days post-assessment in SPRS to provide DoD 

Components visibility into the summary level scores of strategic assessments. 

(1) Basic Assessments. An Offeror may follow the procedures in paragraph (c)(2) of this provision for posting Basic Assessments to SPRS. 

(i) The email shall include the following information: 

(A) Cybersecurity standard assessed (e.g., NIST SP 800 -171 Rev 1). 

(B) Organization conducting the assessment (e.g., Contractor self-assessment). 

(C) For each system security plan (security requirement 3.12.4) supporting the performance of a DoD contract -- 

(1) All industry Commercial and Government Entity (CAGE) code(s) associated with the information system(s) addressed by the 

system security plan; and 

(2) A brief description of the system security plan architecture, if more than one plan exists. 

(D) Date the assessment was completed. 

(E) Summary level score (e.g., 95 out of 110, NOT the individual value for each requirement). 

(F) Date that all requirements are expected to be implemented (i.e., a score of 110 is expected to be achieved) based on information 

gathered from associated plan(s) of action developed in accordance with NIST SP 800 -171. 

(ii) If multiple system security plans are addressed in the email described at paragraph (d)(1)(i) of this section, the Offeror shall use 

the following format for the report:
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System security plan CAGE codes 

supported by this plan 

Brief description of the 

plan architecture Date of assessment Total score Date score of 110 will achieved 

(2) Medium and High Assessments. DoD will post the following Medium and/or High Assessment summary level scores to SPRS for each 

system assessed: 

(i) The standard assessed (e.g., NIST SP 800 -171 Rev 1). 

(ii) Organization conducting the assessment, e.g., DCMA, or a specific organization (identified by Department of Defense Activity 

Address Code (DoDAAC)). 

(iii) All industry CAGE code(s) associated with the information system(s) addressed by the system security plan. 

(iv) A brief description of the system security plan architecture, if more than one system security plan exists. 

(v) Date and level of the assessment, i.e., medium or high. 

(vi) Summary level score (e.g., 105 out of 110, not the individual value assigned for each requirement). 

(vii) Date that all requirements are expected to be implemented (i.e., a score of 110 is expected to be achieved) based on information 

gathered from associated plan(s) of action developed in accordance with NIST SP 800 -171. 

(3) Accessibility. (i) Assessment summary level scores posted in SPRS are available to DoD personnel, and are protected, in accordance 

with the standards set forth in DoD Instruction 5000.79, Defense-wide Sharing and Use of Supplier and Product Performance Information 

(PI). 

(ii) Authorized representatives of the Offeror for which the assessment was conducted may access SPRS to view their own summary 

level scores, in accordance with the SPRS Software User's Guide for Awardees/Contractors available at https://www.sprs.csd.disa.mil/

pdf/SPRS_Awardee.pdf.

(iii) A High NIST SP 800 -171 DoD Assessment may result in documentation in addition to that listed in this section. DoD will retain and 

protect any such documentation as ``Controlled Unclassified Information (CUI)'' and intended for internal DoD use only. The information 

will be protected against unauthorized use and release, including through the exercise of applicable exemptions under the Freedom of 

Information Act (e.g., Exemption 4 covers trade secrets and commercial or financial information obtained from a contractor that is 

privileged or confidential). 

(End of provision)

 

L02 ELECTRONIC ORDER TRANSMISSION (JUN 2020)

Offerors shall select one of the following alternatives for paperless order transmission: 

[ ] American National Standards Institute (ANSI) X12 Standards through a value added network (VAN) approved by DLA Transaction Services; or 

[ ] Electronic mail (email) award notifications containing web links to electronic copies of the Department of Defense (DD) Form 1155, Order for Supplies 

or Services. 

Offerors must register on the DLA Internet Bid Board System (DIBBS) (https://www.dibbs.bsm.dla.mil/ ) to receive email notification. If the offeror elects 

ANSI/VAN order transmission, DLA will send Electronic Data Interchange (EDI) transaction sets at time of award. The contractor shall acknowledge receipt 

of transaction sets with a functional acknowledgement or order receipt message within 24 hours. If the contractor receives the award transaction set on a 

weekend or Federal holiday, the contractor shall acknowledge receipt on the next business day. This acknowledgement will confirm that the contractor's 

interface with the system is working as needed for contract ordering. 

Offerors can obtain information regarding EDI, ANSI X12 transactions, and VANs approved by DLA Transaction Services at Defense Automatic 

Addressing System (DAAS) Value Added Network List (https://www.transactionservices.dla.mil/daashome/edi-vanlist-dla.asp).

Offerors should direct questions concerning electronic ordering to the appropriate procuring organization point of contact below: 

DLA Land and Maritime, Helpdesk.EBS.L&M.LTCs@dla.mil 

DLA Troop Support, dlaedigroup@dla.mil 

DLA Aviation, avnprocsysproceddiv@dla.mil, phone # 804-279-4026 

 

52.209-6 PROTECTING THE GOVERNMENT'S INTEREST WHEN SUBCONTRACTING WITH CONTRACTORS DEBARRED, 

SUSPENDED, OR PROPOSED FOR SUSPENSION (OCT 2020) FAR

 

252.209-7004 SUBCONTRACTING WITH FIRMS THAT ARE OWNED OR CONTROLLED BY THE GOVERNMENT OF A COUNTRY 

THAT IS A STATE SPONSOR OF TERRORISM (OCT 2020) DFARS

 

52.211-5 MATERIAL REQUIREMENTS (AUG 2000) FAR

 
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52.211-16 VARIATION IN QUANTITY (OCT 2020) FAR

(a) A variation in the quantity of any item called for by this contract will not be accepted unless the variation has been caused by conditions of 

loading, shipping, or packing, or allowances in manufacturing processes, and then only to the extent, if any, specified in paragraph (b) of this 

clause. 

(b) The permissible variation shall be limited to: 

0.5 Percent increase [Contracting Officer insert percentage] 

0 Percent decrease [Contracting Officer insert percentage] 

This increase or decrease shall apply to all line items.* 

(End of clause)

 

52.211-17 DELIVERY OF EXCESS QUANTITIES (SEP 1989) FAR

 

252.211-7005 SUBSTITUTIONS FOR MILITARY OR FEDERAL SPECIFICATIONS AND STANDARDS (NOV 2005) DFARS

(a) Definition. “SPI process,” as used in this clause, means a management or manufacturing process that has been accepted previously by 

the Department of Defense under the Single Process Initiative (SPI) for use in lieu of a specific military or Federal specification or standard at 

specific facilities. Under SPI, these processes are reviewed and accepted by a Management Council, which includes representatives of the 

Contractor, the Defense Contract Management Agency, the Defense Contract Audit Agency, and the military departments. 

(b) Offerors are encouraged to propose SPI processes in lieu of military or Federal specifications and standards cited in the solicitation. A 

listing of SPI processes accepted at specific facilities is available via the Internet at http://guidebook.dcma.mil/20/guidebook_process.htm

(paragraph 4.2). 

(c) An offeror proposing to use an SPI process in lieu of military or Federal specifications or standards cited in the solicitation shall 

(1) Identify the specific military or Federal specification or standard for which the SPI process has been accepted; 

(2) Identify each facility at which the offeror proposes to use the specific SPI process in lieu of military or Federal specifications or 

standards cited in the solicitation; 

(3) Identify the contract line items, subline items, components, or elements affected by the SPI process; and 

(4) If the proposed SPI process has been accepted at the facility at which it is proposed for use, but is not yet listed at the Internet site 

specified in paragraph (b) of this clause, submit documentation of Department of Defense acceptance of the SPI process. 

(d) Absent a determination that an SPI process is not acceptable for this procurement, the Contractor shall use the following SPI processes in 

lieu of military or Federal specifications or standards: 

(Offeror insert information for each SPI process)

 

SPI Process: 

Facility: 

Military or Federal Specification or Standard: 

Affected Contract Line Item Number, Subline Item Number, Component, or Element:

(e) If a prospective offeror wishes to obtain, prior to the time specified for receipt of offers, verification that an SPI process is an acceptable 

replacement for military or Federal specifications or standards required by the solicitation, the prospective offeror 

(1) May submit the information required by paragraph (d) of this clause to the Contracting Officer prior to submission of an offer; but 

(2) Must submit the information to the Contracting Officer at least 10 working days prior to the date specified for receipt of offers. 

 (End of clause)

 

252.211-7006 PASSIVE RADIO FREQUENCY IDENTIFICATION (DEC 2019) DFARS

(a) Definitions. As used in this clause -- 

“Advance shipment notice” means an electronic notification used to list the contents of a shipment of goods as well as additional information 

relating to the shipment, such as passive radio frequency identification (RFID) or item unique identification (IUID) information, order 

information, product description, physical characteristics, type of packaging, marking, carrier information, and configuration of goods within the 

transportation equipment. 

“Bulk commodities” means the following commodities, when shipped in rail tank cars, tanker trucks, trailers, other bulk wheeled conveyances, 

or pipelines: 

(1) Sand. 
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(2) Gravel. 

(3) Bulk liquids (water, chemicals, or petroleum products). 

(4) Ready-mix concrete or similar construction materials. 

(5) Coal or combustibles such as firewood. 

(6) Agricultural products such as seeds, grains, or animal feed. 

“Case” means either a MIL-STD-129 defined exterior container within a palletized unit load or a MIL-STD-129 defined individual shipping 

container. 

“Electronic Product CodeTM (EPC)” means an identification scheme for universally identifying physical objects via RFID tags and other means. 

The standardized EPC data consists of an EPC (or EPC identifier) that uniquely identifies an individual object, as well as an optional filter value 

when judged to be necessary to enable effective and efficient reading of the EPC tags. In addition to this standardized data, certain classes of 

EPC tags will allow user-defined data. The EPC Tag Data Standards will define the length and position of this data, without defining its 

content. 

“EPCglobal®” means a subscriber-driven organization comprised of industry leaders and organizations focused on creating global standards 

for the adoption of passive RFID technology. 

“Exterior container” means a MIL-STD-129 defined container, bundle, or assembly that is sufficient by reason of material, design, and 

construction to protect unit packs and intermediate containers and their contents during shipment and storage. It can be a unit pack or a 

container with a combination of unit packs or intermediate containers. An exterior container may or may not be used as a shipping container. 

“Palletized unit load” means a MIL-STD-129 defined quantity of items, packed or unpacked, arranged on a pallet in a specified manner and 

secured, strapped, or fastened on the pallet so that the whole palletized load is handled as a single unit. A palletized or skidded load is not 

considered to be a shipping container. A loaded 463L System pallet is not considered to be a palletized unit load. Refer to the Defense 

Transportation Regulation, DoD 4500.9-R, Part II, Chapter 203, for marking of 463L System pallets. 

“Passive RFID tag” means a tag that reflects energy from the reader/interrogator or that receives and temporarily stores a small amount of 

energy from the reader/interrogator signal in order to generate the tag response. The only acceptable tags are EPC Class 1 passive RFID tags 

that meet the EPCglobalTM Class 1 Generation 2 standard. 

“Radio frequency identification (RFID)” means an automatic identification and data capture technology comprising one or more reader/

interrogators and one or more radio frequency transponders in which data transfer is achieved by means of suitably modulated inductive or 

radiating electromagnetic carriers. 

“Shipping container” means a MIL-STD-129 defined exterior container that meets carrier regulations and is of sufficient strength, by reason of 

material, design, and construction, to be shipped safely without further packing (e.g., wooden boxes or crates, fiber and metal drums, and 

corrugated and solid fiberboard boxes). 

(b)(1) Except as provided in paragraph (b)(2) of this clause, the Contractor shall affix passive RFID tags, at the case- and palletized-unitload packaging levels, for shipments of items that -- 

(i) Are in any of the following classes of supply, as defined in DoD Manual 4140.01, Volume 6, DoD Supply Chain Materiel Management 

Procedures: Materiel Returns, Retention, and Disposition: 

(A) Subclass of Class I - Packaged operational rations. 

(B) Class II - Clothing, individual equipment, tentage, organizational tool kits, hand tools, and administrative and housekeeping 

supplies and equipment. 

(C) Class IIIP - Packaged petroleum, lubricants, oils, preservatives, chemicals, and additives. 

(D) Class IV - Construction and barrier materials. 

(E) Class VI - Personal demand items (non-military sales items). 

(F) Subclass of Class VIII - Medical materials (excluding pharmaceuticals, biologicals, and reagents - suppliers should limit the 

mixing of excluded and non-excluded materials). 

(G) Class IX - Repair parts and components including kits, assemblies and subassemblies, reparable and consumable items 

required for maintenance support of all equipment, excluding medical-peculiar repair parts; and 

(ii) Are being shipped to one of the locations listed at https://www.acq.osd.mil/log/sci/RFID_ship-to-locations.html or to -- 

(A) A location outside the contiguous United States when the shipment has been assigned Transportation Priority 1, or to -- 

(B) The following location(s) deemed necessary by the requiring activity:

Contract Line, Subline, or 

Exhibit Line Item Number Location Name City State DoDAAC
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(2) The following are excluded from the requirements of paragraph (b)(1) of this clause: 

(i) Shipments of bulk commodities. 

(ii) Shipments to locations other than Defense Distribution Depots when the contract includes the clause at FAR 52.213-1, Fast Payment 

Procedures. 

(c) The Contractor shall -- 

(1) Ensure that the data encoded on each passive RFID tag are globally unique (i.e., the tag ID is never repeated across two or more RFID 

tags and conforms to the requirements in paragraph (d) of this clause; 

(2) Use passive tags that are readable; and 

(3) Ensure that the passive tag is affixed at the appropriate location on the specific level of packaging, in accordance with MIL-STD-129 

(Section 4.9.2) tag placement specifications. 

(d) Data syntax and standards. The Contractor shall encode an approved RFID tag using the instructions provided in the EPCTM Tag Data 

Standards in effect at the time of contract award. The EPCTM Tag Data Standards are available at http://www.gs1.org/epc-rfid. 

(1) If the Contractor is an EPCglobalTM subscriber and possesses a unique EPCTM company prefix, the Contractor may use any of the 

identifiers and encoding instructions described in the most recent EPCTM Tag Data Standards document to encode tags. 

(2) If the Contractor chooses to employ the DoD identifier, the Contractor shall use its previously assigned Commercial and Government 

Entity (CAGE) code and shall encode the tags in accordance with the tag identifier details located in the DoD Suppliers' Passive RFID 

Information Guide at http://www.acq.osd.mil/log/sci/ait.html. If the Contractor uses a third-party packaging house to encode its tags, the 

CAGE code of the third-party packaging house is acceptable. 

 (3) Regardless of the selected encoding scheme, the Contractor with which the Department holds the contract is responsible for ensuring 

that the tag ID encoded on each passive RFID tag is globally unique, per the requirements in paragraph (c)(1). 

(e) Advance shipment notice. The Contractor shall use Wide Area WorkFlow (WAWF), as required by DFARS 252.232-7003, Electronic 

Submission of Payment Requests, to electronically submit advance shipment notice(s) with the RFID tag ID(s) (specified in paragraph (d) of 

this clause) in advance of the shipment in accordance with the procedures at https://wawf.eb.mil/. 

(End of clause) 

 

C04 UNUSED FORMER GOVERNMENT SURPLUS PROPERTY (DEC 2016)

To be considered for award, the offeror must complete and submit the following representation with their offer. Additional supporting 

documentation to demonstrate the surplus material offered was previously owned by the Government and meets solicitation requirements must 

be provided within 24 hours of request by the contracting officer. 

(1) The material is new, unused, and not of such age or so deteriorated as to impair its usefulness or safety. Yes [ ] No [ ] 

The material conforms to the technical requirements cited in the solicitation (e.g., Commercial and Government Entity (CAGE) Code and part 

number, specification, etc.). Yes [ ] No [ ] The material conforms to the revision letter/number, if any is cited. Yes [ ] No [ ] Unknown [ ] If 

No, the revision does not affect form, fit, function, or interface. Yes[ ] No [ ] Unknown [ ] The material was manufactured by: 

(Name): 

(Address): 

(2) The offeror currently possesses the material Yes [ ] No [ ] 

If yes, the offeror purchased the material from a Government selling agency or other source. 

Yes [ ] No [ ] If yes, provide the following: 

Government Selling Agency: 

Contract Number: 

Contract Date: (Month, Year): 

Other Source: 

Address: 

Date Acquired: (Month/Year) 

(3) The material has been altered or modified. Yes [ ] No [ ] 

If Yes, the offeror must provide the name of the company that performed the alteration or modification and attach or forward to the contracting 

officer a complete description of the alterations or modifications. 

(4) The material has been reconditioned. Yes [ ] No [ ] 

If Yes, (i) the price offered includes the cost of reconditioning /refurbishment. Yes [ ] No [ ] ; and (ii) the offeror must provide information on 

the company that reconditioned the material with the certifications and attach or forward to the contracting officer a complete description of any 
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work done or to be done, including the components to be replaced and the applicable rebuild standard. The material contains cure-dated 

components. Yes [ ] No [ ] 

If Yes, (i) the price includes replacement of cure-dated components. Yes [ ] No [ ] ; and (ii) provide cure date to the contracting officer. 

5) The material has data plates attached. Yes [ ] No [ ] 

If Yes, the offeror must state below all information contained thereon, or forward a copy or facsimile of the data plate to the contracting officer. 

 (6) The offered material is in its original package. Yes [ ] No [ ] 

If Yes, the offeror has stated below all original markings and data cited on the package; or has attached or forwarded to the contracting officer 

a copy or facsimile of original package markings: 

Contract Number 

NSN 

CAGE Code 

Part Number 

Other Markings/Data 

(7) The offeror has supplied this same material (National Stock Number) to the Government before. Yes [ ] No [ ] 

If Yes, (i) the material being offered is from the same original Government contract number as that provided previously. Yes [ ] No [ ] ; and 

(ii) state below the Government Agency and contract number under which the material was previously provided: 

Agency 

Contract Number 

(8) The material is manufactured in accordance with a specification or drawing. Yes [ ] No [ ] 

If Yes, (i) the specification/drawing is in the possession of the offeror. Yes [ ] No [ ] ; and (ii) the offeror has stated the applicable information 

below, or forwarded a copy or facsimile to the contracting officer. Yes [ ] No [ ] 

Specification/Drawing Number 

Revision (if any) 

Date 

(9) The material has been inspected for correct part number and for absence of corrosion or any obvious defects. Yes [ ] No [ ] 

If Yes, (i) material has been re-preserved. Yes [ ] No [ ] ; (ii) material has been repackaged. Yes [ ] No [ ] ; (iii) percentage of material that 

has been inspected is %; and/or (iv) number of items inspected is ; and (v) a written report was prepared. Yes [ ] No [ ] ; and if Yes, the 

offeror has attached the written report or forwarded it to the contracting officer. Yes[ ] No[ ] 

The offeror agrees that in the event of award and notwithstanding the provisions of the solicitation, Inspection and acceptance of the surplus 

material will be performed at source or destination subject to all applicable provisions for source or destination inspection. 

The offeror has attached or forwarded to the contracting officer one of the following, to demonstrate that the material being offered was 

previously owned by the Government (offeror check which one applies): 

[ ] For national or local sales, conducted by sealed bid, spot bid or auction methods, a solicitation/Invitation For Bid and corresponding DLA 

Disposition Services Form 1427, Notice of Award, Statement and Release Document. 

[ ] For DLA Disposition Services Commercial Venture (CV) Sales, the shipment receipt/delivery pass document and invoices/receipts used by 

the original purchaser to resell the material. 

[ ] When the above documents are not available, or if they do not identify the specific NSN being acquired, a copy or facsimile of all original 

package markings and data, including NSN, commercial and Government entity (CAGE) code and part number, and original contract number. 

(This information has already been provided in paragraph (c)(6) of this clause. Yes [ ] No [ ] .) 

[ ] When none of the above are available, other information to demonstrate that the offered material was previously owned by the 

Government. Describe and/or attach. 

This only applies to offers of Government surplus material. Offers of commercial surplus, manufacturer's overruns, residual inventory resulting 

from terminated Government contracts, and any other material that meets the technical requirements in the solicitation but was not previously 

owned by the Government will be evaluated in accordance with the DLAD procurement note L04, Offers for Part Numbered Items. 

If requested by the contracting officer, the offeror shall furnish sample units, in the number specified, to the contracting officer or to another 

location specified by the contracting officer, within 10 days after the contracting officer's request. The samples will be furnished at no cost to 

the Government. All such samples not destroyed in evaluation will be returned at the offeror's expense. The samples will be evaluated for form, 

fit, and function with subassembly, assembly, or equipment with which the items are to be used. End items furnished under any contract award 

to the offeror furnishing the samples can include the returned samples, and all acceptable end items will have a configuration identical to the 

samples. If specific tests of the samples' performance are made by the Government, the offeror will be furnished the results of such tests prior 

to a contract being entered into. In addition to any other inspection examinations and tests required by the contract, the performance of the end 

items will be required to be as good as that of the samples submitted. 
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In the event of award, the contractor will be responsible for providing material that is in full compliance with all requirements in the contract or 

order. The surplus material to be furnished must meet the requirements of the current contract or order, whether or not the material met 

Government requirements in existence at the time the material was initially manufactured or sold to the Government. If higher-level contract 

quality requirements apply to the material being acquired, those requirements do not apply to surplus material furnished under this contract. 

 

52.216-18 ORDERING (AUG 2020) FAR

(a) Any supplies and services to be furnished under this contract shall be ordered by issuance of delivery orders or task orders by the 

individuals or activities designated in the Schedule. Such orders may be issued from Date of Contract Award through 1825 days thereafter 

[insert dates]. 

(b) All delivery orders or task orders are subject to the terms and conditions of this contract. In the event of conflict between a delivery order or 

task order and this contract, the contract shall control. 

(c) If mailed, a delivery order or task order is considered “issued” when the Government deposits the order in the mail. Orders may be issued 

orally, by facsimile, or by electronic commerce methods only if authorized in the Schedule. 

(End of clause) 

 

52.216-19 ORDER LIMITATIONS (OCT 1995) FAR

As prescribed in 16.506(b), insert a clause substantially the same as follows: 

(a) Minimum order. When the Government requires supplies or services covered by this contract in an amount of less than one month supply 

of the yearly estimate of each item [insert dollar figure or quantity], the Government is not obligated to purchase, nor is the Contractor 

obligated to furnish, those supplies or services under the contract. 

(b) Maximum order. The Contractor is not obligated to honor -- 

(1) Any order for a single item in excess of IQC Maximum per line item [insert dollar figure or quantity]; 

(2) Any order for a combination of items in excess of IQC Maximum(s) per line item(s) [insert dollar figure or quantity]; or 

(3) A series of orders from the same ordering office within 2 days that together call for quantities exceeding the limitation in paragraph (b)(1) 

or (2) of this section. 

(c) If this is a requirements contract (i.e., includes the Requirements clause at subsection 52.216-21 of the Federal Acquisition Regulation 

(FAR)), the Government is not required to order a part of any one requirement from the Contractor if that requirement exceeds the maximumorder limitations in paragraph (b) of this section. 

(d) Notwithstanding paragraphs (b) and (c) of this section, the Contractor shall honor any order exceeding the maximum order limitations in 

paragraph (b), unless that order (or orders) is returned to the ordering office within 1 days after issuance, with written notice stating the 

Contractor's intent not to ship the item (or items) called for and the reasons. Upon receiving this notice, the Government may acquire the 

supplies or services from another source. 

(End of clause)

 

52.216-22 INDEFINITE QUANTITY (OCT 1995) FAR

As prescribed in 16.506(e), insert the following clause: 

(a) This is an indefinite-quantity contract for the supplies or services specified, and effective for the period stated, in the Schedule. The 

quantities of supplies and services specified in the Schedule are estimates only and are not purchased by this contract. 

(b) Delivery or performance shall be made only as authorized by orders issued in accordance with the Ordering clause. The Contractor shall 

furnish to the Government, when and if ordered, the supplies or services specified in the Schedule up to and including the quantity designated 

in the Schedule as the “maximum.” The Government shall order at least the quantity of supplies or services designated in the Schedule as the 

“minimum.” 

(c) Except for any limitations on quantities in the Order Limitations clause or in the Schedule, there is no limit on the number of orders that may 

be issued. The Government may issue orders requiring delivery to multiple destinations or performance at multiple locations. 

(d) Any order issued during the effective period of this contract and not completed within that period shall be completed by the Contractor 

within the time specified in the order. The contract shall govern the Contractor's and Government's rights and obligations with respect to that 

order to the same extent as if the order were completed during the contract's effective period; provided, that the Contractor shall not be 

required to make any deliveries under this contract after 90 days following contract expiration [insert date]. 
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(End of clause) 

 

H10 AWARDEE REQUIRES NO ACCESS TO DLA CONTROLLED TECHNICAL DATA OR INFORMATION FOR CONTRACT 

PERFORMANCE (FEB 2020)

Awardee has confirmed it will not require access to DLA controlled technical data or information for contract performance, and it will provide 

items that conform to the current revision of applicable technical data. 

 

52.223-3 HAZARDOUS MATERIAL IDENTIFICATION AND MATERIAL SAFETY DATA (JAN 1997) FAR

As prescribed in 23.303, insert the following clause: 

(a) “Hazardous material,” as used in this clause, includes any material defined as hazardous under the latest version of Federal Standard No. 

313 (including revisions adopted during the term of the contract). 

(b) The offeror must list any hazardous material, as defined in paragraph (a) of this clause, to be delivered under this contract. The hazardous 

material shall be properly identified and include any applicable identification number, such as National Stock Number or Special Item Number. 

This information shall also be included on the Material Safety Data Sheet submitted under this contract.

Material (If none, insert 

“None”) Identification No.

(c) This list must be updated during performance of the contract whenever the Contractor determines that any other material to 

be delivered under this contract is hazardous. 

(d) The apparently successful offeror agrees to submit, for each item as required prior to award, a Material Safety Data Sheet, 

meeting the requirements of 29 CFR 1910.1200(g) and the latest version of Federal Standard No. 313, for all hazardous material 

identified in paragraph (b) of this clause. Data shall be submitted in accordance with Federal Standard No. 313, whether or not 

the apparently successful offeror is the actual manufacturer of these items. Failure to submit the Material Safety Data Sheet prior 

to award may result in the apparently successful offeror being considered nonresponsible and ineligible for award. 

(e) If, after award, there is a change in the composition of the item(s) or a revision to Federal Standard No. 313, which renders 

incomplete or inaccurate the data submitted under paragraph (d) of this clause, the Contractor shall promptly notify the 

Contracting Officer and resubmit the data. 

(f) Neither the requirements of this clause nor any act or failure to act by the Government shall relieve the Contractor of any 

responsibility or liability for the safety of Government, Contractor, or subcontractor personnel or property. 

(g) Nothing contained in this clause shall relieve the Contractor from complying with applicable Federal, State, and local laws, 

codes, ordinances, and regulations (including the obtaining of licenses and permits) in connection with hazardous material. 

(h) The Government's rights in data furnished under this contract with respect to hazardous material are as follows: 

(1) To use, duplicate and disclose any data to which this clause is applicable. The purposes of this right are to -- 

(i) Apprise personnel of the hazards to which they may be exposed in using, handling, packaging, transporting, or 

disposing of hazardous materials; 

(ii) Obtain medical treatment for those affected by the material; and 

(iii) Have others use, duplicate, and disclose the data for the Government for these purposes. 

(2) To use, duplicate, and disclose data furnished under this clause, in accordance with subparagraph (h)(1) of this clause, in 

precedence over any other clause of this contract providing for rights in data. 

(3) The Government is not precluded from using similar or identical data acquired from other sources. 

(End of Clause) 

 

252.223-7001 HAZARD WARNING LABELS (DEC 1991) DFARS

As prescribed in 223.303, use the following clause: 
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(a) “Hazardous material,” as used in this clause, is defined in the Hazardous Material Identification and Material Safety Data clause of this 

contract. 

(b) The Contractor shall label the item package (unit container) of any hazardous material to be delivered under this contract in accordance 

with the Hazard Communication Standard (29 CFR 1910.1200 et seq). The Standard requires that the hazard warning label conform to the 

requirements of the standard unless the material is otherwise subject to the labelling requirements of one of the following statutes: 

(1) Federal Insecticide, Fungicide and Rodenticide Act; 

(2) Federal Food, Drug and Cosmetics Act; 

(3) Consumer Product Safety Act; 

(4) Federal Hazardous Substances Act; or 

(5) Federal Alcohol Administration Act. 

(c) The Offeror shall list which hazardous material listed in the Hazardous Material Identification and Material Safety Data clause of this 

contract will be labelled in accordance with one of the Acts in paragraphs (b)(1) through (5) of this clause instead of the Hazard 

Communication Standard. Any hazardous material not listed will be interpreted to mean that a label is required in accordance with the Hazard 

Communication Standard.

MATERIAL 

(If None, Insert “None.”) ACT

(d) The apparently successful Offeror agrees to submit, before award, a copy of the hazard warning label for all hazardous materials not listed in paragraph 

(c) of this clause. The Offeror shall submit the label with the Material Safety Data Sheet being furnished under the Hazardous Material Identification and 

Material Safety Data clause of this contract. 

 (e) The Contractor shall also comply with MIL-STD-129, Marking for Shipment and Storage (including revisions adopted during the term of this contract). 

 (End of clause)

 

252.225-7001 BUY AMERICAN AND BALANCE OF PAYMENTS PROGRAM - BASIC (DEC 2017) DFARS

 

252.225-7001 BUY AMERICAN AND BALANCE OF PAYMENTS PROGRAM—BASIC (DEC 2017), ALT I (DEC 2017) DFARS

 

252.225-7002 QUALIFYING COUNTRY SOURCES AS SUBCONTRACTORS (DEC 2016) DFARS

 

252.225-7012 PREFERENCE FOR CERTAIN DOMESTIC COMMODITIES (DEC 2017) DFARS

 

252.225-7051 PROHIBITION ON ACQUISITION OF CERTAIN FOREIGN COMMERCIAL SATELLITE SERVICES (DEC 2018) DFARS

 

252.225-7052 RESTRICTION ON THE ACQUISITION OF CERTAIN MAGNETS, TANTALUM, AND TUNGSTEN (DEVIATION 2020-O0006) 

(FEB 2020) DFARS

(a) Definitions. As used in this clause -- 

“Assembly” means an item forming a portion of a system or subsystem that -- 

(1) Can be provisioned and replaced as an entity; and 

(2) Incorporates multiple, replaceable parts. 

“Commercially available off-the-shelf item” -- 

(1) Means any item of supply that is -- 

(i) A commercial item (as defined in paragraph (1) of the definition of “commercial item” in section 2.101 of the Federal Acquisition 

Regulation); 

(ii) Sold in substantial quantities in the commercial marketplace; and 

(iii) Offered to the Government, under this contract or a subcontract at any tier, without modification, in the same form in which it is sold 

in the commercial marketplace; and 
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(2) Does not include bulk cargo, as defined in 46 U.S.C. 40102(4), such as agricultural products and petroleum products. 

“Component” means any item supplied to the Government as part of an end item or of another component. 

“Covered country” means -- 

(1) The Democratic People's Republic of North Korea; 

(2) The People's Republic of China; 

(3) The Russian Federation; or 

(4) The Islamic Republic of Iran. 

“Covered material” means -- 

(1) Samarium-cobalt magnets; 

(2) Neodymium-iron-boron magnets; 

(3) Tantalum metal and alloy; 

(4) Tungsten metal powder; and 

(5) Tungsten heavy alloy or any finished or semi-finished component containing tungsten heavy alloy. 

“Electronic device” means an item that operates by controlling the flow of electrons or other electrically charged particles in circuits, using 

interconnections such as resistors, inductors, capacitors, diodes, switches, transistors, or integrated circuits. 

“End item” means the final production product when assembled or completed and ready for delivery under a line item of this contract. 

“Subsystem” means a functional grouping of items that combine to perform a major function within an end item, such as electrical power, 

attitude control, and propulsion. 

“Tungsten heavy alloy” means a tungsten base pseudo alloy that -- 

(1) Meets the specifications of ASTM B777 or SAE-AMS-T-21014 for a particular class of tungsten heavy alloy; or 

(2) Contains at least 90 percent tungsten in a matrix of other metals (such as nickel-iron or nickel-copper) and has density of at least 16.5 

g/cm3). 

(b) Restriction. 

(1) Except as provided in paragraph (c) of this clause, the Contractor shall not deliver under this contract any covered material melted or 

produced in any covered country, or any end item, manufactured in any covered country, that contains a covered material (10 U.S.C. 

2533c). 

(2)(i) For samarium-cobalt magnets and neodymium iron-boron magnets, this restriction includes -- 

(A) Melting samarium with cobalt to produce the samarium-cobalt alloy or melting neodymium with iron and boron to produce the 

neodymium-iron-boron alloy; and 

(B) All subsequent phases of production of the magnets, such as powder formation, pressing, sintering or bonding, and 

magnetization. 

(ii) The restriction on melting and producing of samarium-cobalt magnets is in addition to any applicable restrictions on melting of 

specialty metals if the clause at 252.225-7009, Restriction on Acquisition of Certain Articles Containing Specialty Metals, is included in 

the contract. 

(3) For production of tantalum metal and alloys, this restriction includes the reduction of tantalum chemicals such as oxides, chlorides, or 

potassium salts, to metal powder and all subsequent phases of production of tantalum metal and alloys, such as consolidation of metal 

powders and melting. 

(4) For production of tungsten metal powder and tungsten heavy alloy, this restriction includes - 

(i) Atomization; 

(ii) Calcination and reduction into powder; 

(iii) Final consolidation of non-melt derived metal powders; and 

(iv) All subsequent phases of production of tungsten metal powder, tungsten heavy alloy, or any finished or semi-finished component 

containing tungsten heavy alloy. 

(c) Exceptions. This clause does not apply -- 

(1) To an end item that is -- 

(i) A commercially available off-the-shelf item, other than -- 

(A) A commercially available off-the-shelf item that is 50 percent or more tungsten by weight; or 

(B) A tantalum metal, tantalum alloy, or tungsten heavy alloy mill product, such as bar, billet, slab, wire, cube, sphere, block, blank, 

plate, or sheet, that has not been incorporated into an end item, subsystem, assembly, or component; 

(ii) An electronic device, unless otherwise specified in the contract; or 
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(iii) A neodymium-iron-boron magnet manufactured from recycled material if the milling of the recycled material and sintering of the final 

magnet takes place in the United States. 

(2) If the authorized agency official concerned has made a nonavailability determination, in accordance with section 225.7018-4 of the 

Defense Federal Acquisition Regulation Supplement, that compliant covered materials of satisfactory quality and quantity, in the required 

form, cannot be procured as and when needed at a reasonable price. 

(i) For tantalum metal, tantalum alloy, and tungsten heavy alloy, the term “required form” refers to the form of the mill product, such as 

bar, billet, wire, slab, plate, or sheet, in the grade appropriate for the production of a finished end item to be delivered to the Government 

under this contract; or a finished component assembled into an end item to be delivered to the Government under the contract. 

(ii) For samarium-cobalt magnets or neodymium-iron-boron magnets, the term “required form” refers to the form and properties of the 

magnets. 

(d) The Contractor shall insert the substance of this clause, including this paragraph (d), in subcontracts and other contractual instruments that 

are for items containing a covered material, including subcontracts and other contractual instruments for commercial items, unless an 

exception in paragraph (c) of this clause applies. The Contractor shall not alter this clause other than to identify the appropriate parties. 

 (End of clause)

 

52.227-1 AUTHORIZATION AND CONSENT (OCT 2020) FAR

 

52.227-2 NOTICE AND ASSISTANCE REGARDING PATENT AND COPYRIGHT INFRINGEMENT (OCT 2020) FAR

 

52.229-12 TAX ON CERTAIN FOREIGN PROCUREMENT (JUN 2020) FAR

 

52.232-17 INTEREST (MAY 2014) FAR

 

52.232-40 PROVIDING ACCELERATED PAYMENTS TO SMALL BUSINESS SUBCONTRACTORS (DEC 2013) FAR

 

252.232-7003 ELECTRONIC SUBMISSION OF PAYMENT REQUESTS AND RECEIVING REPORTS (DEC 2018) DFARS

 

252.232-7006 WIDE AREA WORKFLOW PAYMENT INSTRUCTIONS (DEC 2018) DFARS

(a) Definitions. As used in this clause- 

“Department of Defense Activity Address Code (DoDAAC)” is a six position code that uniquely identifies a unit, activity, or organization. 

“Document type” means the type of payment request or receiving report available for creation in Wide Area WorkFlow (WAWF). 

“Local processing office (LPO)” is the office responsible for payment certification when payment certification is done external to the entitlement 

system. 

(b) Electronic invoicing. The WAWF system is the method to electronically process vendor payment requests and receiving reports, as 

authorized by DFARS 252.232-7003, Electronic Submission of Payment Requests and Receiving Reports. 

(c) WAWF access. To access WAWF, the Contractor shall- 

(1) Have a designated electronic business point of contact in the System for Award Management at https://www.acquisition.gov; and 

(2) Be registered to use WAWF at https://wawf.eb.mil/ following the step-by-step procedures for self-registration available at this web site. 

(d) WAWF training. The Contractor should follow the training instructions of the WAWF Web-Based Training Course and use the Practice 

Training Site before submitting payment requests through WAWF. Both can be accessed by selecting the “Web Based Training” link on the 

WAWF home page at https://wawf.eb.mil/ 

(e) WAWF methods of document submission. Document submissions may be via web entry, Electronic Data Interchange, or File Transfer 

Protocol. 

(f) WAWF payment instructions. The Contractor must use the following information when submitting payment requests and receiving reports 

in WAWF for this contract/order: 

(1) Document type. The Contractor shall use the following document type(s). 

Combo 

(Contracting Officer: Insert applicable document type(s). 

Note: If a “Combo” document type is identified but not supportable by the Contractor's business systems, an “Invoice” (stand-alone) and 

“Receiving Report” (stand-alone) document type may be used instead.)

(2) Inspection/acceptance location. The Contractor shall select the following inspection/acceptance location(s) in WAWF, as specified 
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by the contracting officer. 

Origin (Contractor Plant) 

(Contracting Officer: Insert inspection and acceptance locations or “Not applicable.”)

(3) Document routing. The Contractor shall use the information in the Routing Data Table below only to fill in applicable fields in WAWF 

when creating payment requests and receiving reports in the system. 

Routing Data Table*

Field Name in WAWF Data to be entered in 

WAWF

Pay Official DoDAAC

Issue By DoDAAC

Admin DoDAAC

Inspect By DoDAAC

Ship To Code

Ship From Code

Mark For Code

Service Approver 

(DoDAAC)

Service Acceptor 

(DoDAAC)

Accept at Other DoDAAC

LPO DoDAAC

DCAA Auditor DoDAAC

Other DoDAAC(s)

(*Contracting Officer: Insert applicable DoDAAC information or “See schedule” if multiple ship to/acceptance locations apply, or “Not 

applicable.”)

(4) Payment request and supporting documentation. The Contractor shall ensure a payment request includes appropriate contract line 

item and subline item descriptions of the work performed or supplies delivered, unit price/cost per unit, fee (if applicable), and all relevant 

back-up documentation, as defined in DFARS Appendix F, (e.g. timesheets) in support of each payment request. 

(5) WAWF email notifications. The Contractor shall enter the e-mail address identified below in the “Send Additional Email Notifications” 

field of WAWF once a document is submitted in the system. 

(Contracting Officer: Insert applicable email addresses or “Not applicable.”)

(g) WAWF point of contact. 

(1) The Contractor may obtain clarification regarding invoicing in WAWF from the following contracting activity's WAWF point of contact. 

(Contracting Officer: Insert applicable information or “Not applicable.”)

(2) For technical WAWF help, contact the WAWF helpdesk at 866-618-5988. 

(End of clause)

 

252.232-7010 LEVIES ON CONTRACT PAYMENTS (DEC 2006) DFARS

 

52.233-3 PROTEST AFTER AWARD (AUG 1996) FAR

 

52.242-13 BANKRUPTCY (JUL 1995) FAR

 

52.242-15 STOP-WORK ORDER (AUG 1989) FAR

 

52.242-17 GOVERNMENT DELAY OF WORK (APR 1984) FAR

 

252.244-7000 SUBCONTRACTS FOR COMMERCIAL ITEMS (JUN 2013) DFARS

 
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52.246-2 INSPECTION OF SUPPLIES FIXED PRICE (AUG 1996) FAR

 

52.246-11 HIGHER-LEVEL CONTRACT QUALITY REQUIREMENT (DEC 2014) FAR

(a) The Contractor shall comply with the higher-level quality standard(s) listed below. 

Title Number Date Tailoring

 Quality Management 

Requirements Standard

 ANSI/ISO/ASQ 9001 2015 Note 1

 

[Contracting Officer insert the title, number, date, and tailoring (if any) of the higher-level quality standards.] 

(b) The Contractor shall include applicable requirements of the higher-level quality standard(s) listed in paragraph (a) of this clause and the 

requirement to flow down such standards, as applicable, to lower-tier subcontracts, in- 

(1) Any subcontract for critical and complex items (see 46.203(b) and (c)); or 

(2) When the technical requirements of a subcontract require- 

(i) Control of such things as design, work operations, in-process control, testing, and inspection; or 

(ii) Attention to such factors as organization, planning, work instruction, documentation control, and advanced metrology. 

(End of Clause)

 

52.246-17 WARRANTY OF SUPPLIES OF A NONCOMPLEX NATURE (JUN 2003) FAR

(a) Definitions. As used in this clause. 

“Acceptance” means the act of an authorized representative of the Government by which the Government assumes for itself, or as an agent of 

another, ownership of existing supplies, or approves specific services as partial or complete performance of the contract. 

“Supplies” means the end items furnished by the Contractor and related services required under this contract. The word does not include 

“data.” 

(b) Contractor's obligations. 

(1) Notwithstanding inspection and acceptance by the Government of supplies furnished under this contract, or any condition of this contract 

concerning the conclusiveness thereof, the Contractor warrants that for 6 months after delivery [Contracting Officer shall state specific 

period of time after delivery, or the specified event whose occurrence will terminate the warranty period; e.g., the number of miles or hours 

of use, or combinations of any applicable events or periods of time]. 

(i) All supplies furnished under this contract will be free from defects in material or workmanship and will conform with all requirements of 

this contract; and 

(ii) The preservation, packaging, packing, and marking, and the preparation for, and method of, shipment of such supplies will conform 

with the requirements of this contract. 

(2) When return, correction, or replacement is required, transportation charges and responsibility for the supplies while in transit shall be 

borne by the Contractor. However, the Contractor's liability for the transportation charges shall not exceed an amount equal to the cost of 

transportation by the usual commercial method of shipment between the place of delivery specified in this contract and the Contractor's 

plant, and return. 

(3) Any supplies or parts thereof, corrected or furnished in replacement under this clause, shall also be subject to the terms of this clause to 

the same extent as supplies initially delivered. The warranty, with respect to supplies or parts thereof, shall be equal in duration to that in 

paragraph (b)(1) of this clause and shall run from the date of delivery of the corrected or replaced supplies. 

(4) All implied warranties of merchantability and “fitness for a particular purpose” are excluded from any obligation contained in this contract. 

(c) Remedies available to the Government. 

(1) The Contracting Officer shall give written notice to the Contractor of any breach of warranties in paragraph (b)(1) of this clause within 6 

months after final contract delivery [Contracting Officer shall insert specific period of time; e.g., “45 days of the last delivery under this 

contract,” or “45 days after discovery of the defect”]. 

(2) Within a reasonable time after the notice, the Contracting Officer may either. 

(i) Require, by written notice, the prompt correction or replacement of any supplies or parts thereof (including preservation, packaging, 

packing, and marking) that do not conform with the requirements of this contract within the meaning of paragraph (b)(1) of this clause; or 

(ii) Retain such supplies and reduce the contract price by an amount equitable under the circumstances. 

(3)(i) If the contract provides for inspection of supplies by sampling procedures, conformance of supplies or components subject to 
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warranty action shall be determined by the applicable sampling procedures in the contract. The Contracting Officer. 

(A) May, for sampling purposes, group any supplies delivered under this contract; 

(B) Shall require the size of the sample to be that required by sampling procedures specified in the contract for the quantity of 

supplies on which warranty action is proposed; 

(C) May project warranty sampling results over supplies in the same shipment or other supplies contained in other shipments even 

though all of such supplies are not present at the point of reinspection; provided, that the supplies remaining are reasonably 

representative of the quantity on which warranty action is proposed; and 

(D) Need not use the same lot size as on original inspection or reconstitute the original inspection lots. 

(ii) Within a reasonable time after notice of any breach of the warranties specified in paragraph (b)(1) of this clause, the 

Contracting Officer may exercise one or more of the following options: 

(A) Require an equitable adjustment in the contract price for any group of supplies. 

(B) Screen the supplies grouped for warranty action under this clause at the Contractor's expense and return all nonconforming 

supplies to the Contractor for correction or replacement. 

(C) Require the Contractor to screen the supplies at locations designated by the Government within the contiguous United 

States and to correct or replace all nonconforming supplies. 

(D) Return the supplies grouped for warranty action under this clause to the Contractor (irrespective of the f.o.b. point or the 

point of acceptance) for screening and correction or replacement. 

(4)(i) The Contracting Officer may, by contract or otherwise, correct or replace the nonconforming supplies with similar supplies from 

another source and charge to the Contractor the cost occasioned to the Government thereby if the Contractor. 

(A) Fails to make redelivery of the corrected or replaced supplies within the time established for their return; or 

(B) Fails either to accept return of the nonconforming supplies or fails to make progress after their return to correct or replace 

them so as to endanger performance of the delivery schedule, and in either of these circumstances does not cure such failure 

within a period of 10 days (or such longer period as the Contracting Officer may authorize in writing) after receipt of notice from 

the Contracting Officer specifying such failure. 

(ii) Instead of correction or replacement by the Government, the Contracting Officer may require an equitable adjustment of the 

contract price. In addition, if the Contractor fails to furnish timely disposition instructions, the Contracting Officer may dispose of the 

nonconforming supplies for the Contractor's account in a reasonable manner. The Government is entitled to reimbursement from the 

Contractor, or from the proceeds of such disposal, for the reasonable expenses of the care and disposition of the nonconforming 

supplies, as well as for excess costs incurred or to be incurred. 

(5) The rights and remedies of the Government provided in this clause are in addition to and do not limit any rights afforded to the 

Government by any other clause of this contract. 

(End of clause)

 

E06 INSPECTION AND ACCEPTANCE AT SOURCE (JUN 2018)

Inspection and acceptance are at source. The place of acceptance is the location where the Government conducts the last inspection before 

shipment, unless the contractor indicated a different physical location for acceptance below. 

The contractor shall indicate the location where supplies will be inspected, if different from the production location: 

Commercial and Government Entity (CAGE) code: 

Address: 

Applicable to contract line item numbers(s) (CLIN(s)): 

The contractor shall indicate the location where packaging will be inspected, if different from the production location: 

[ ] Same as for supplies OR 

CAGE code: 

Address: 

Applicable to CLIN(s): 

The contractor shall indicate the location where supplies will be accepted, if different from the inspection location: 

Commercial and Government Entity (CAGE) code: 

Address: 

Applicable to contract line item numbers(s) (CLIN(s)): 

 

52.247-34 F.O.B. DESTINATION (NOV 1991) FAR
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52.247-60 GUARANTEED SHIPPING CHARACTERISTICS (JAN 2017) FAR

(a) The offeror is requested to complete paragraph (a)(1) of this clause, for each part or component which is packed or packaged separately. 

This information will be used to determine transportation costs for evaluation purposes. If the offeror does not furnish sufficient data in 

paragraph (a)(1) of this clause, to permit determination by the Government of the item shipping costs, evaluation will be based on the shipping 

characteristics submitted by the offeror whose offer produces the highest transportation costs or in the absence thereof, by the Contracting 

Officer's best estimate of the actual transportation costs. If the item shipping costs, based on the actual shipping characteristics, exceed the 

item shipping costs used for evaluation purposes, the Contractor agrees that the contract price shall be reduced by an amount equal to the 

difference between the transportation costs actually incurred, and the costs which would have been incurred if the evaluated shipping 

characteristics had been accurate. 

(1) To be completed by the offeror: 

(i) Type of container: Wood Box [ ] Fiber Box [ ], Barrel [ ], Reel [ ], Drum [ ], Other (Specify) ; 

(ii) Shipping configuration: Knocked-down [ ], Set-up [ ], Nested [ ], Other (specify) ; 

(iii) Size of container: ” (Length), × ” (Width), × ” (Height) = Cubic Ft; 

(iv) Number of items per container each; 

(v) Gross weight of container and contents Lbs; 

(vi) Palletized/skidded [ ] Yes [ ] No; 

(vii) Number of containers per pallet/skid ; 

(viii) Weight of empty pallet bottom/skid and sides Lbs; 

(ix) Size of pallet/skid and contents Lbs Cube ; 

(x) Number of containers or pallets/skids per railcar * 

(A) Size of railcar 

(B) Type of railcar 

(xi) Number of containers or pallets/skids per trailer * 

(A) Size of trailer Ft 

(B) Type of trailer 

* Number of complete units (line item) to be shipped in carrier's equipment. 

(2) To be completed by the Government after evaluation but before contract award: 

(i) Rate used in evaluation ; 

(ii) Tender/Tariff ; 

(iii) Item . 

(b) The guaranteed shipping characteristics requested in paragraph (a)(1) of this clause do not establish actual transportation requirements, 

which are specified elsewhere in this solicitation. The guaranteed shipping characteristics will be used only for the purpose of evaluating offers 

and establishing any liability of the successful offeror for increased transportation costs resulting from actual shipping characteristics which 

differ from those used for evaluation in accordance with paragraph (a) of this clause. 

(End of clause)

 

252.247-7023 TRANSPORATION OF SUPPLIES BY SEA -- BASIC (FEB 2019) DFARS

(a) Definitions. As used in this clause -- 

“Components” means articles, materials, and supplies incorporated directly into end products at any level of manufacture, fabrication, or 

assembly by the Contractor or any subcontractor. 

“Department of Defense” (DoD) means the Army, Navy, Air Force, Marine Corps, and defense agencies. 

“Foreign-flag vessel” means any vessel that is not a U.S.-flag vessel. 

“Ocean transportation” means any transportation aboard a ship, vessel, boat, barge, or ferry through international waters. 

“Subcontractor” means a supplier, materialman, distributor, or vendor at any level below the prime contractor whose contractual obligation to 

perform results from, or is conditioned upon, award of the prime contract and who is performing any part of the work or other requirement of 

the prime contract. 

“Supplies” means all property, except land and interests in land, that is clearly identifiable for eventual use by or owned by the DoD at the time 

of transportation by sea. 

(i) An item is clearly identifiable for eventual use by the DoD if, for example, the contract documentation contains a reference to a 
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DoD contract number or a military destination. 

(ii) “Supplies” includes (but is not limited to) public works; buildings and facilities; ships; floating equipment and vessels of every 

character, type, and description, with parts, subassemblies, accessories, and equipment; machine tools; material; equipment; stores 

of all kinds; end items; construction materials; and components of the foregoing. 

“U.S.-flag vessel” means a vessel of the United States or belonging to the United States, including any vessel registered or having national 

status under the laws of the United States. 

(b)(1) The Contractor shall use U.S.-flag vessels when transporting any supplies by sea under this contract. 

(2) A subcontractor transporting supplies by sea under this contract shall use U.S.-flag vessels if -- 

(i) This contract is a construction contract; or 

(ii) The supplies being transported are -- 

(A) Noncommercial items; or 

(B) Commercial items that -- 

(1) The Contractor is reselling or distributing to the Government without adding value (generally, the Contractor does not add value to 

items that it subcontracts for f.o.b. destination shipment); 

(2) Are shipped in direct support of U.S. military contingency operations, exercises, or forces deployed in humanitarian or 

peacekeeping operations; or 

(3) Are commissary or exchange cargoes transported outside of the Defense Transportation System in accordance with 10 U.S.C. 

2643. 

(c) The Contractor and its subcontractors may request that the Contracting Officer authorize shipment in foreign-flag vessels, or designate 

available U.S.-flag vessels, if the Contractor or a subcontractor believes that -- 

(1) U.S.-flag vessels are not available for timely shipment; 

(2) The freight charges are inordinately excessive or unreasonable; or 

(3) Freight charges are higher than charges to private persons for transportation of like goods. 

(d) The Contractor must submit any request for use of foreign-flag vessels in writing to the Contracting Officer at least 45 days prior to the 

sailing date necessary to meet its delivery schedules. The Contracting Officer will process requests submitted after such date(s) as 

expeditiously as possible, but the Contracting Officer's failure to grant approvals to meet the shipper's sailing date will not of itself constitute a 

compensable delay under this or any other clause of this contract. Requests shall contain at a minimum -- 

(1) Type, weight, and cube of cargo; 

(2) Required shipping date; 

(3) Special handling and discharge requirements; 

(4) Loading and discharge points; 

(5) Name of shipper and consignee; 

(6) Prime contract number; and 

(7) A documented description of efforts made to secure U.S.-flag vessels, including points of contact (with names and telephone 

numbers) with at least two U.S.-flag carriers contacted. Copies of telephone notes, telegraphic and facsimile message or letters will 

be sufficient for this purpose. 

(e) The Contractor shall, within 30 days after each shipment covered by this clause, provide the Contracting Officer and the Maritime 

Administration, Office of Cargo Preference, U.S. Department of Transportation, 400 Seventh Street SW, Washington, DC 20590, one copy of 

the rated on board vessel operating carrier's ocean bill of lading, which shall contain the following information: 

(1) Prime contract number; 

(2) Name of vessel; 

(3) Vessel flag of registry; 

(4) Date of loading; 

(5) Port of loading; 

(6) Port of final discharge; 

(7) Description of commodity; 

(8) Gross weight in pounds and cubic feet if available; 

(9) Total ocean freight in U.S. dollars; and 

(10) Name of steamship company. 

(f) If this contract exceeds the simplified acquisition threshold, the Contractor shall provide with its final invoice under this contract a 
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representation that to the best of its knowledge and belief -- 

(1) No ocean transportation was used in the performance of this contract; 

(2) Ocean transportation was used and only U.S.-flag vessels were used for all ocean shipments under the contract; 

(3) Ocean transportation was used, and the Contractor had the written consent of the Contracting Officer for all foreign-flag ocean 

transportation; or 

(4) Ocean transportation was used and some or all of the shipments were made on foreign-flag vessels without the written consent of 

the Contracting Officer. The Contractor shall describe these shipments in the following format: 

* ITEM DESCRIPTION CONTRACT LINE 

 ITEMS QUANTITY

TOTAL

(g) If this contract exceeds the simplified acquisition threshold and the final invoice does not include the required representation, the 

Government will reject and return it to the Contractor as an improper invoice for the purposes of the Prompt Payment clause of this contract. In 

the event there has been unauthorized use of foreign-flag vessels in the performance of this contract, the Contracting Officer is entitled to 

equitably adjust the contract, based on the unauthorized use. 

(h) If the Contractor indicated in response to the solicitation provision, Representation of Extent of Transportation by Sea, that it did not 

anticipate transporting by sea any supplies; however, after the award of this contract, the Contractor learns that supplies will be transported by 

sea, the Contractor shall -- 

(1) Notify the Contracting Officer of that fact; and 

 (2) Comply with all the terms and conditions of this clause. 

(i) In the award of subcontracts, for the types of supplies described in paragraph (b)(2) of this clause, including subcontracts for commercial 

items, the Contractor shall flow down the requirements of this clause as follows: 

(1) The Contractor shall insert the substance of this clause, including this paragraph (i), in subcontracts that exceed the simplified 

acquisition threshold in part 2 of the Federal Acquisition Regulation. 

(2) The Contractor shall insert the substance of paragraphs (a) through (e) of this clause, and this paragraph (i), in subcontracts that 

are at or below the simplified acquisition threshold in part 2 of the Federal Acquisition Regulation. 

(End of clause)

 

52.249-8 DEFAULT (FIXED-PRICE SUPPLY AND SERVICE) (APR 1984) FAR

 

52.252-2 CLAUSES INCORPORATED BY REFERENCE (FEB 1998) FAR

This contract incorporates one or more clauses by reference, with the same force and effect as if they were given in full text. Upon request, the 

Contracting Officer will make their full text available. Also, the full text of a clause may be accessed electronically at this/these address(es): 

FAR: https://www.acquisition.gov/?q=browsefar

DFARS: https://www.acq.osd.mil/dpap/dars/dfarspgi/current/index.html

DLAD: http://www.dla.mil/HQ/Acquisition/Offers/DLAD.aspx

 (End of clause)

 

52.253-1 COMPUTER GENERATED FORMS (JAN 1991) FAR

 

252.204-7018 PROHIBITION ON THE ACQUISITION OF COVERED DEFENSE TELECOMMUNICATIONS EQUIPMENT OR SERVICES 

(DEC 2019) DFARS

 

252.225-7048 EXPORT CONTROLLED ITEMS (JUN 2013) DFARS

 

Part 12 Provisions

52.212-1 INSTRUCTIONS TO OFFERORS - COMMERCIAL ITEMS (OCT 2020) FAR

52.212-3 OFFEROR REPRESENTATIONS AND CERTIFICATIONS - COMMERCIAL ITEMS (OCT 2020) FAR

The Offeror shall complete only paragraph (b) of this provision if the Offeror has completed the annual representations and certification 
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electronically via the System for Award Management (SAM) website located at https://www.sam.gov/portal. If the Offeror has not completed 

the annual representations and certifications electronically, the Offeror shall complete only paragraphs (c) through (u) of this provision. 

(a) Definitions. As used in this provision -- 

“Covered telecommunications equipment or services” has the meaning provided in the clause 52.204-25, Prohibition on Contracting for Certain 

Telecommunications and Video Surveillance Services or Equipment. 

“Economically disadvantaged women-owned small business (EDWOSB) concern” means a small business concern that is at least 51 percent 

directly and unconditionally owned by, and the management and daily business operations of which are controlled by, one or more women who 

are citizens of the United States and who are economically disadvantaged in accordance with 13 CFR part 127. It automatically qualifies as a 

women-owned small business eligible under the WOSB Program. 

“Forced or indentured child labor” means all work or service -- 

(1) Exacted from any person under the age of 18 under the menace of any penalty for its nonperformance and for which the worker does 

not offer himself voluntarily; or 

(2) Performed by any person under the age of 18 pursuant to a contract the enforcement of which can be accomplished by process or 

penalties. 

“Highest-level owner” means the entity that owns or controls an immediate owner of the offeror, or that owns or controls one or more entities 

that control an immediate owner of the offeror. No entity owns or exercises control of the highest level owner. 

“Immediate owner” means an entity, other than the offeror, that has direct control of the offeror. Indicators of control include, but are not limited 

to, one or more of the following: ownership or interlocking management, identity of interests among family members, shared facilities and 

equipment, and the common use of employees. 

“Inverted domestic corporation”, means a foreign incorporated entity that meets the definition of an inverted domestic corporation under 6 U.S.

C. 395(b), applied in accordance with the rules and definitions of 6 U.S.C. 395(c). 

“Manufactured end product” means any end product in product and service codes (PSCs) 1000-9999, except -- 

(1) PSC 5510, Lumber and Related Basic Wood Materials; 

(2) Product or Service Group (PSG) 87, Agricultural Supplies; 

(3) PSG 88, Live Animals; 

(4) PSG 89, Subsistence; 

(5) PSC 9410, Crude Grades of Plant Materials; 

(6) PSC 9430, Miscellaneous Crude Animal Products, Inedible; 

(7) PSC 9440, Miscellaneous Crude Agricultural and Forestry Products; 

(8) PSC 9610, Ores; 

(9) PSC 9620, Minerals, Natural and Synthetic; and 

(10) PSC 9630, Additive Metal Materials. 

“Place of manufacture” means the place where an end product is assembled out of components, or otherwise made or processed from raw 

materials into the finished product that is to be provided to the Government. If a product is disassembled and reassembled, the place of 

reassembly is not the place of manufacture. 

“Predecessor” means an entity that is replaced by a successor and includes any predecessors of the predecessor. 

“Restricted business operations” means business operations in Sudan that include power production activities, mineral extraction activities, oilrelated activities, or the production of military equipment, as those terms are defined in the Sudan Accountability and Divestment Act of 2007 

(Pub. L. 110-174). Restricted business operations do not include business operations that the person (as that term is defined in Section 2 of 

the Sudan Accountability and Divestment Act of 2007) conducting the business can demonstrate -- 

(1) Are conducted under contract directly and exclusively with the regional government of southern Sudan; 

(2) Are conducted pursuant to specific authorization from the Office of Foreign Assets Control in the Department of the Treasury, or are 

expressly exempted under Federal law from the requirement to be conducted under such authorization; 

(3) Consist of providing goods or services to marginalized populations of Sudan; 

(4) Consist of providing goods or services to an internationally recognized peacekeeping force or humanitarian organization; 

(5) Consist of providing goods or services that are used only to promote health or education; or 

(6) Have been voluntarily suspended. 

“Sensitive technology” -- 

(1) Means hardware, software, telecommunications equipment, or any other technology that is to be used specifically -- 

(i) To restrict the free flow of unbiased information in Iran; or 

(ii) To disrupt, monitor, or otherwise restrict speech of the people of Iran; and 

(2) Does not include information or informational materials the export of which the President does not have the authority to regulate or 
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prohibit pursuant to section 203(b)(3) of the International Emergency Economic Powers Act (50 U.S.C. 1702(b)(3)). 

“Service-disabled veteran-owned small business concern” -- 

(1) Means a small business concern -- 

(i) Not less than 51 percent of which is owned by one or more service-disabled veterans or, in the case of any publicly owned business, 

not less than 51 percent of the stock of which is owned by one or more service-disabled veterans; and 

(ii) The management and daily business operations of which are controlled by one or more service-disabled veterans or, in the case of a 

service-disabled veteran with permanent and severe disability, the spouse or permanent caregiver of such veteran. 

(2) Service-disabled veteran means a veteran, as defined in 38 U.S.C. 101(2), with a disability that is service-connected, as defined in 38 U.

S.C. 101(16). 

“Small business concern” means a concern, including its affiliates, that is independently owned and operated, not dominant in the field of 

operation in which it is bidding on Government contracts, and qualified as a small business under the criteria in 13 CFR Part 121 and size 

standards in this solicitation. 

“Small disadvantaged business concern”, consistent with 13 CFR 124.1002, means a small business concern under the size standard 

applicable to the acquisition, that -- 

(1) Is at least 51 percent unconditionally and directly owned (as defined at 13 CFR 124.105) by -- 

(i) One or more socially disadvantaged (as defined at 13 CFR 124.103) and economically disadvantaged (as defined at 13 CFR 124.104) 

individuals who are citizens of the United States; and 

(ii) Each individual claiming economic disadvantage has a net worth not exceeding $750,000 after taking into account the applicable 

exclusions set forth at 13 CFR 124.104(c)(2); and 

(2) The management and daily business operations of which are controlled (as defined at 13.CFR 124.106) by individuals, who meet the 

criteria in paragraphs (1)(i) and (ii) of this definition. 

“Subsidiary” means an entity in which more than 50 percent of the entity is owned -- 

(1) Directly by a parent corporation; or 

(2) Through another subsidiary of a parent corporation. 

“Successor” means an entity that has replaced a predecessor by acquiring the assets and carrying out the affairs of the predecessor under a 

new name (often through acquisition or merger). The term “successor” does not include new offices/divisions of the same company or a 

company that only changes its name. The extent of the responsibility of the successor for the liabilities of the predecessor may vary, depending 

on State law and specific circumstances 

“Veteran-owned small business concern” means a small business concern -- 

(1) Not less than 51 percent of which is owned by one or more veterans (as defined at 38 U.S.C. 101(2)) or, in the case of any publicly 

owned business, not less than 51 percent of the stock of which is owned by one or more veterans; and 

(2) The management and daily business operations of which are controlled by one or more veterans. 

.“Women-owned business concern” means a concern which is at least 51 percent owned by one or more women; or in the case of any publicly 

owned business, at least 51 percent of its stock is owned by one or more women; and whose management and daily business operations are 

controlled by one or more women. 

“Women-owned small business concern” means a small business concern -- 

(1) That is at least 51 percent owned by one or more women; or, in the case of any publicly owned business, at least 51 percent of the stock 

of which is owned by one or more women; and 

(2) Whose management and daily business operations are controlled by one or more women. 

“Women-owned small business (WOSB) concern eligible under the WOSB Program” (in accordance with 13 CFR part 127), means a small 

business concern that is at least 51 percent directly and unconditionally owned by, and the management and daily business operations of 

which are controlled by, one or more women who are citizens of the United States. 

(b)(1) Annual Representations and Certifications. Any changes provided by the offeror in paragraph (b)(2) of this provision do not 

automatically change the representations and certifications posted on the SAM website. 

(2) The offeror has completed the annual representations and certifications electronically via the SAM website accessed through http://www.

acquisition.gov. After reviewing the SAM database information, the Offeror verifies by submission of this offer that the representations and 

certifications currently posted electronically at FAR 52.212-3, Offeror Representations and Certifications --Commercial Items, have been 

entered or updated in the last 12 months, are current, accurate, complete, and applicable to this solicitation (including the business size 

standard(s) applicable to the NAICS code(s) referenced for this solicitation), at the time of this offer is submitted and are incorporated in this 
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offer by reference (see FAR 4.1201), except for paragraphs . 

[Offeror to identify the applicable paragraphs at (c) through (t) of this provision that the offeror has completed for the purposes of this 

solicitation only, if any. 

These amended representation(s) and/or certification(s) are also incorporated in this offer and are current, accurate, and complete as of the 

date of this offer. 

Any changes provided by the offeror are applicable to this solicitation only, and do not result in an update to the representations and 

certifications posted electronically on SAM.] 

(c) Offerors must complete the following representations when the resulting contract will be performed in the United States or its outlying areas. 

Check all that apply. 

(1) Small business concern. The offeror represents as part of its offer that it [ ] is, [ ] is not a small business concern. 

(2) Veteran-owned small business concern. [Complete only if the offeror represented itself as a small business concern in paragraph (c)(1) 

of this provision.] The offeror represents as part of its offer that it [ ] is, [ ] is not a veteran-owned small business concern. 

(3) Service-disabled veteran-owned small business concern. [Complete only if the offeror represented itself as a veteran-owned small 

business concern in paragraph (c)(2) of this provision.] The offeror represents as part of its offer that it [ ] is, [ ] is not a service-disabled 

veteran-owned small business concern. 

(4) Small disadvantaged business concern. [Complete only if the offeror represented itself as a small business concern in paragraph (c)(1) 

of this provision.] The offeror represents, that it [ ] is, [ ] is not a small disadvantaged business concern as defined in 13 CFR 124.1002. 

(5) Women-owned small business concern. [Complete only if the offeror represented itself as a small business concern in paragraph (c)(1) 

of this provision.] The offeror represents that it [ ] is, [ ] is not a women-owned small business concern. 

(6) WOSB concern eligible under the WOSB Program. [Complete only if the offeror represented itself as a women-owned small business 

concern in paragraph (c)(5) of this provision.] The offeror represents that -- 

(i) It [ ] is,[ ] is not a WOSB concern eligible under the WOSB Program, has provided all the required documents to the WOSB 

Repository, and no change in circumstances or adverse decisions have been issued that affects its eligibility; and 

(ii) It [ ] is, [ ] is not a joint venture that complies with the requirements of 13 CFR part 127, and the representation in paragraph (c)(6)(i) 

of this provision is accurate for each WOSB concern eligible under the WOSB Program participating in the joint venture. [The offeror 

shall enter the name or names of the WOSB concern eligible under the WOSB Program and other small businesses that are participating 

in the joint venture: .] Each WOSB concern eligible under the WOSB Program participating in the joint venture shall submit a separate 

signed copy of the WOSB representation. 

(7) Economically disadvantaged women-owned small business (EDWOSB) concern. [Complete only if the offeror represented itself as a 

WOSB concern eligible under the WOSB Program in (c)(6) of this provision.] The offeror represents that -- 

(i) It [ ] is, [ ] is not an EDWOSB concern, has provided all the required documents to the WOSB Repository, and no change in 

circumstances or adverse decisions have been issued that affects its eligibility; and 

(ii) It [ ] is, [ ] is not a joint venture that complies with the requirements of 13 CFR part 127, and the representation in paragraph (c)(7)(i) 

of this provision is accurate for each EDWOSB concern participating in the joint venture. [The offeror shall enter the name or names of 

the EDWOSB concern and other small businesses that are participating in the joint venture: .] Each EDWOSB concern participating in 

the joint venture shall submit a separate signed copy of the EDWOSB representation. 

Note: Complete paragraphs (c)(8) and (c)(9) only if this solicitation is expected to exceed the simplified acquisition threshold. 

(8) Women-owned business concern (other than small business concern). [Complete only if the offeror is a women-owned business 

concern and did not represent itself as a small business concern in paragraph (c)(1) of this provision.] The offeror represents that it [ ] is a 

women-owned business concern. 

(9) Tie bid priority for labor surplus area concerns. If this is an invitation for bid, small business offerors may identify the labor surplus areas 

in which costs to be incurred on account of manufacturing or production (by offeror or first-tier subcontractors) amount to more than 50 

percent of the contract price: 

(10) HUBZone small business concern. [Complete only if the offeror represented itself as a small business concern in paragraph (c)(1) of 

this provision.] The offeror represents, as part of its offer, that -- 

(i) It [ ] is, [ ] is not a HUBZone small business concern listed, on the date of this representation, on the List of Qualified HUBZone Small 

Business Concerns maintained by the Small Business Administration, and no material changes in ownership and control, principal office, 

or HUBZone employee percentage have occurred since it was certified in accordance with 13 CFR Part 126; and 

(ii) It [ ] is, [ ] is not a HUBZone joint venture that complies with the requirements of 13 CFR Part 126, and the representation in 

paragraph (c)(10)(i) of this provision is accurate for each HUBZone small business concern participating in the HUBZone joint venture. 
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[The offeror shall enter the names of each of the HUBZone small business concerns participating in the HUBZone joint venture: .] Each 

HUBZone small business concern participating in the HUBZone joint venture shall submit a separate signed copy of the HUBZone 

representation. 

(d) Representations required to implement provisions of Executive Order 11246 -- 

(1) Previous contracts and compliance. The offeror represents that -- 

(i) It [ ] has, [ ] has not participated in a previous contract or subcontract subject to the Equal Opportunity clause of this solicitation; and 

(ii) It [ ] has, [ ] has not filed all required compliance reports. 

(2) Affirmative Action Compliance. The offeror represents that -- 

(i) It [ ] has developed and has on file, [ ] has not developed and does not have on file, at each establishment, affirmative action 

programs required by rules and regulations of the Secretary of Labor (41 cfr parts 60-1 and 60-2), or 

(ii) It [ ] has not previously had contracts subject to the written affirmative action programs requirement of the rules and regulations of the 

Secretary of Labor. 

(e) Certification Regarding Payments to Influence Federal Transactions (31 U.S.C. 1352). (Applies only if the contract is expected to exceed 

$150,000.) By submission of its offer, the offeror certifies to the best of its knowledge and belief that no Federal appropriated funds have been 

paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an 

officer or employee of Congress or an employee of a Member of Congress on his or her behalf in connection with the award of any resultant 

contract. If any registrants under the Lobbying Disclosure Act of 1995 have made a lobbying contact on behalf of the offeror with respect to this 

contract, the offeror shall complete and submit, with its offer, OMB Standard Form LLL, Disclosure of Lobbying Activities, to provide the name 

of the registrants. The offeror need not report regularly employed officers or employees of the offeror to whom payments of reasonable 

compensation were made. 

(f) Buy American Certificate. (Applies only if the clause at Federal Acquisition Regulation (FAR) 52.225-1, Buy American --Supplies, is included 

in this solicitation.) 

(1) The offeror certifies that each end product, except those listed in paragraph (f)(2) of this provision, is a domestic end product and that for 

other than COTS items, the offeror has considered components of unknown origin to have been mined, produced, or manufactured outside 

the United States. The offeror shall list as foreign end products those end products manufactured in the United States that do not qualify as 

domestic end products, i.e., an end product that is not a COTS item and does not meet the component test in paragraph (2) of the definition 

of “domestic end product.” The terms “commercially available off-the-shelf (COTS) item” “component,” “domestic end product,” “end 

product,” “foreign end product,” and “United States” are defined in the clause of this solicitation entitled “Buy American --Supplies.” 

(2) Foreign End Products: 

Line Item No. Country of Origin

 

[List as necessary] 

(3) The Government will evaluate offers in accordance with the policies and procedures of FAR Part 25. 

(g)(1) Buy American --Free Trade Agreements --Israeli Trade Act Certificate. (Applies only if the clause at FAR 52.225-3, Buy American --

Free Trade Agreements --Israeli Trade Act, is included in this solicitation.) 

(i) The offeror certifies that each end product, except those listed in paragraph (g)(1)(ii) or (g)(1)(iii) of this provision, is a domestic end 

product and that for other than COTS items, the offeror has considered components of unknown origin to have been mined, produced, or 

manufactured outside the United States. The terms “Bahrainian, Moroccan, Omani, Panamanian, or Peruvian end product,” “commercially 

available off-the-shelf (COTS) item,” “component,” “domestic end product,” “end product,” “foreign end product,” “Free Trade Agreement 

country,” “Free Trade Agreement country end product,” “Israeli end product,” and “United States” are defined in the clause of this solicitation 

entitled “Buy American --Free Trade Agreements -Israeli Trade Act.” 

(ii) The offeror certifies that the following supplies are Free Trade Agreement country end products (other than Bahrainian, Moroccan, 

Omani, Panamanian, or Peruvian end products) or Israeli end products as defined in the clause of this solicitation entitled “Buy American --

Free Trade Agreements --Israeli Trade Act”: 

Free Trade Agreement Country End Products (Other than Bahrainian, Moroccan, Omani, Panamanian, or Peruvian End Products) or Israeli 
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End Products: 

Line Item No. Country of Origin

[List as necessary] 

(iii) The offeror shall list those supplies that are foreign end products (other than those listed in paragraph (g)(1)(ii) of this provision) as 

defined in the clause of this solicitation entitled “Buy American --Free Trade Agreements --Israeli Trade Act.” The offeror shall list as other 

foreign end products those end products manufactured in the United States that do not qualify as domestic end products, i.e., an end product 

that is not a COTS item and does not meet the component test in paragraph (2) of the definition of “domestic end product.” 

Other Foreign End Products: 

Line Item No. Country of Origin

[List as necessary] 

(iv) The Government will evaluate offers in accordance with the policies and procedures of FAR Part 25. 

(2) Buy American --Free Trade Agreements --Israeli Trade Act Certificate, Alternate I. If Alternate I to the clause at FAR 52.225-3 is 

included in this solicitation, substitute the following paragraph (g)(1)(ii) for paragraph (g)(1)(ii) of the basic provision: 

(g)(1)(ii) The offeror certifies that the following supplies are Canadian end products as defined in the clause of this solicitation entitled 

“Buy American --Free Trade Agreements --Israeli Trade Act”: 

Canadian End Products: 

Line Item No.

[List as necessary] 

(3) Buy American --Free Trade Agreements --Israeli Trade Act Certificate, Alternate II. If Alternate II to the clause at FAR 52.225-3 is 

included in this solicitation, substitute the following paragraph (g)(1)(ii) for paragraph (g)(1)(ii) of the basic provision: 

(g)(1)(ii) The offeror certifies that the following supplies are Canadian end products or Israeli end products as defined in the clause of 

this solicitation entitled “Buy American --Free Trade Agreements --Israeli Trade Act”: 

Canadian or Israeli End Products: 

Line Item No. Country of Origin

[List as necessary] 

(4) Buy American --Free Trade Agreements --Israeli Trade Act Certificate, Alternate III. If Alternate III to the clause at 52.225-3 is 

included in this solicitation, substitute the following paragraph (g)(1)(ii) for paragraph (g)(1)(ii) of the basic provision: 

(g)(1)(ii) The offeror certifies that the following supplies are Free Trade Agreement country end products (other than Bahrainian, 

Korean, Moroccan, Omani, Panamanian, or Peruvian end products) or Israeli end products as defined in the clause of this solicitation 

entitled “Buy American-Free Trade Agreements-Israeli Trade Act”: 
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Free Trade Agreement Country End Products (Other than Bahrainian, Korean, Moroccan, Omani, Panamanian, or Peruvian End 

Products) or Israeli End Products: 

Line Item No. Country of Origin

[List as necessary] 

(5) Trade Agreements Certificate. (Applies only if the clause at FAR 52.225-5, Trade Agreements, is included in this solicitation.) 

(i) The offeror certifies that each end product, except those listed in paragraph (g)(5)(ii) of this provision, is a U.S.-made or designated 

country end product, as defined in the clause of this solicitation entitled “Trade Agreements.” 

(ii) The offeror shall list as other end products those end products that are not U.S.-made or designated country end products. 

Other End Products: 

Line Item No Country of Origin

[List as necessary] 

(iii) The Government will evaluate offers in accordance with the policies and procedures of FAR Part 25. For line items covered by the 

WTO GPA, the Government will evaluate offers of U.S.-made or designated country end products without regard to the restrictions of the Buy 

American statute. The Government will consider for award only offers of U.S.-made or designated country end products unless the Contracting 

Officer determines that there are no offers for such products or that the offers for such products are insufficient to fulfill the requirements of the 

solicitation. 

(h) Certification Regarding Responsibility Matters (Executive Order 12689). (Applies only if the contract value is expected to exceed the 

simplified acquisition threshold.) The offeror certifies, to the best of its knowledge and belief, that the offeror and/or any of its principals -- 

(1) [ ] Are, [ ] are not presently debarred, suspended, proposed for debarment, or declared ineligible for the award of contracts by any 

Federal agency; 

(2) [ ] Have, [ ] have not, within a three-year period preceding this offer, been convicted of or had a civil judgment rendered against them 

for: commission of fraud or a criminal offense in connection with obtaining, attempting to obtain, or performing a Federal, state or local 

government contract or subcontract; violation of Federal or state antitrust statutes relating to the submission of offers; or commission of 

embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements, tax evasion, violating Federal criminal tax 

laws, or receiving stolen property; 

(3) [ ] Are, [ ] are not presently indicted for, or otherwise criminally or civilly charged by a Government entity with, commission of any of 

these offenses enumerated in paragraph (h)(2) of this clause; and 

(4) [ ] Have, [ ] have not, within a three-year period preceding this offer, been notified of any delinquent Federal taxes in an amount that 

exceeds $3,500 for which the liability remains unsatisfied. 

(i) Taxes are considered delinquent if both of the following criteria apply: 

(A) The tax liability is finally determined. The liability is finally determined if it has been assessed. A liability is not finally determined 

if there is a pending administrative or judicial challenge. In the case of a judicial challenge to the liability, the liability is not finally determined 

until all judicial appeal rights have been exhausted. 

(B) The taxpayer is delinquent in making payment. A taxpayer is delinquent if the taxpayer has failed to pay the tax liability when 

full payment was due and required. A taxpayer is not delinquent in cases where enforced collection action is precluded. 

(ii) Examples. 

(A) The taxpayer has received a statutory notice of deficiency, under I.R.C. §6212, which entitles the taxpayer to seek Tax Court 

review of a proposed tax deficiency. This is not a delinquent tax because it is not a final tax liability. Should the taxpayer seek Tax Court 
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review, this will not be a final tax liability until the taxpayer has exercised all judicial appeal rights. 

(B) The IRS has filed a notice of Federal tax lien with respect to an assessed tax liability, and the taxpayer has been issued a 

notice under I.R.C. §6320 entitling the taxpayer to request a hearing with the IRS Office of Appeals contesting the lien filing, and to further 

appeal to the Tax Court if the IRS determines to sustain the lien filing. In the course of the hearing, the taxpayer is entitled to contest the 

underlying tax liability because the taxpayer has had no prior opportunity to contest the liability. This is not a delinquent tax because it is not a 

final tax liability. Should the taxpayer seek tax court review, this will not be a final tax liability until the taxpayer has exercised all judicial appeal 

rights. 

(C) The taxpayer has entered into an installment agreement pursuant to I.R.C. §6159. The taxpayer is making timely payments 

and is in full compliance with the agreement terms. The taxpayer is not delinquent because the taxpayer is not currently required to make full 

payment. 

(D) The taxpayer has filed for bankruptcy protection. The taxpayer is not delinquent because enforced collection action is stayed 

under 11 U.S.C. §362 (the Bankruptcy Code). 

(i) Certification Regarding Knowledge of Child Labor for Listed End Products (Executive Order 13126). [The Contracting Officer must list in 

paragraph (i)(1) any end products being acquired under this solicitation that are included in the List of Products Requiring Contractor 

Certification as to Forced or Indentured Child Labor, unless excluded at .] 

(1) Listed end products. 

Listed End Product Listed Countries of Origin

(2) Certification. [If the Contracting Officer has identified end products and countries of origin in paragraph (i)(1) of this provision, then the 

offeror must certify to either (i)(2)(i) or (i)(2)(ii) by checking the appropriate block.] 

[ ] (i) The offeror will not supply any end product listed in paragraph (i)(1) of this provision that was mined, produced, or manufactured 

in the corresponding country as listed for that product.

[ ] (ii) The offeror may supply an end product listed in paragraph (i)(1) of this provision that was mined, produced, or manufactured in 

the corresponding country as listed for that product. The offeror certifies that it has made a good faith effort to determine whether forced or 

indentured child labor was used to mine, produce, or manufacture any such end product furnished under this contract. On the basis of those 

efforts, the offeror certifies that it is not aware of any such use of child labor.

(j) Place of manufacture. (Does not apply unless the solicitation is predominantly for the acquisition of manufactured end products.) For 

statistical purposes only, the offeror shall indicate whether the place of manufacture of the end products it expects to provide in response to 

this solicitation is predominantly -- 

(1) [ ] In the United States (Check this box if the total anticipated price of offered end products manufactured in the United States 

exceeds the total anticipated price of offered end products manufactured outside the United States); or 

(2) [ ] Outside the United States. 

(k) Certificates regarding exemptions from the application of the Service Contract Labor Standards (Certification by the offeror as to its 

compliance with respect to the contract also constitutes its certification as to compliance by its subcontractor if it subcontracts out the exempt 

services.) [The contracting officer is to check a box to indicate if paragraph (k)(1) or (k)(2) applies.] 

[ ] (1) Maintenance, calibration, or repair of certain equipment as described in FAR 22.1003-4(c)(1). The offeror [ ] does [ ] does not 

certify that -- 

(i) The items of equipment to be serviced under this contract are used regularly for other than Governmental purposes and are sold or 

traded by the offeror (or subcontractor in the case of an exempt subcontract) in substantial quantities to the general public in the course of 

normal business operations; 

(ii) The services will be furnished at prices which are, or are based on, established catalog or market prices (see FAR 22.1003-4(c)(2)

(ii)) for the maintenance, calibration, or repair of such equipment; and 

(iii) The compensation (wage and fringe benefits) plan for all service employees performing work under the contract will be the same 

as that used for these employees and equivalent employees servicing the same equipment of commercial customers. 

[ ] (2) Certain services as described in FAR 22.1003-4(d)(1). The offeror [ ] does [ ] does not certify that -- 

(i) The services under the contract are offered and sold regularly to non-Governmental customers, and are provided by the offeror (or 

subcontractor in the case of an exempt subcontract) to the general public in substantial quantities in the course of normal business operations; 

(ii) The contract services will be furnished at prices that are, or are based on, established catalog or market prices (see FAR 

22.1003-4(d)(2)(iii)); 
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(iii) Each service employee who will perform the services under the contract will spend only a small portion of his or her time (a 

monthly average of less than 20 percent of the available hours on an annualized basis, or less than 20 percent of available hours during the 

contract period if the contract period is less than a month) servicing the Government contract; and 

(iv) The compensation (wage and fringe benefits) plan for all service employees performing work under the contract is the same as 

that used for these employees and equivalent employees servicing commercial customers. 

(3) If paragraph (k)(1) or (k)(2) of this clause applies -- 

(i) If the offeror does not certify to the conditions in paragraph (k)(1) or (k)(2) and the Contracting Officer did not attach a Service 

Contract Labor Standards wage determination to the solicitation, the offeror shall notify the Contracting Officer as soon as possible; and 

(ii) The Contracting Officer may not make an award to the offeror if the offeror fails to execute the certification in paragraph (k)(1) or 

(k)(2) of this clause or to contact the Contracting Officer as required in paragraph (k)(3)(i) of this clause. 

(l) Taxpayer Identification Number (TIN) (26 U.S.C. 6109, 31 U.S.C. 7701). (Not applicable if the offeror is required to provide this 

information to the SAM database to be eligible for award.) 

(1) All offerors must submit the information required in paragraphs (l)(3) through (l)(5) of this provision to comply with debt collection 

requirements of 31 U.S.C. 7701(c) and 3325(d), reporting requirements of 26 U.S.C. 6041, 6041A, and 6050M, and implementing regulations 

issued by the Internal Revenue Service (IRS). 

(2) The TIN may be used by the Government to collect and report on any delinquent amounts arising out of the offeror's relationship with 

the Government (31 U.S.C. 7701(c)(3)). If the resulting contract is subject to the payment reporting requirements described in FAR 4.904, the 

TIN provided hereunder may be matched with IRS records to verify the accuracy of the offeror's TIN. 

(3) Taxpayer Identification Number (TIN). 

[ ] TIN: .

[ ] TIN has been applied for.

[ ] TIN is not required because:

[ ] Offeror is a nonresident alien, foreign corporation, or foreign partnership that does not have income effectively connected with the 

conduct of a trade or business in the United States and does not have an office or place of business or a fiscal paying agent in the United 

States;

[ ] Offeror is an agency or instrumentality of a foreign government;

[ ] Offeror is an agency or instrumentality of the Federal Government.

(4) Type of organization. 

[ ] Sole proprietorship;

[ ] Partnership;

[ ] Corporate entity (not tax-exempt);

[ ] Corporate entity (tax-exempt);

[ ] Government entity (Federal, State, or local);

[ ] Foreign government;

[ ] International organization per 26 CFR 1.6049-4;

[ ] Other 

(5) Common parent. 

[ ] Offeror is not owned or controlled by a common parent;

[ ] Name and TIN of common parent:

Name 

TIN 

(m) Restricted business operations in Sudan. By submission of its offer, the offeror certifies that the offeror does not conduct any restricted 

business operations in Sudan. 

(n) Prohibition on Contracting with Inverted Domestic Corporations. 

(1) Government agencies are not permitted to use appropriated (or otherwise made available) funds for contracts with either an inverted 

domestic corporation, or a subsidiary of an inverted domestic corporation, unless the exception at 9.108-2(b) applies or the requirement is 

waived in accordance with the procedures at 9.108-4. 

(2) Representation. The Offeror represents that -- 

(i) It [ ] is, [ ] is not an inverted domestic corporation; and 

(ii) It [ ] is, [ ] is not a subsidiary of an inverted domestic corporation. 

(o) Prohibition on contracting with entities engaging in certain activities or transactions relating to Iran. 

(1) The offeror shall e-mail questions concerning sensitive technology to the Department of State at CISADA106@state.gov. 

(2) Representation and Certifications. Unless a waiver is granted or an exception applies as provided in paragraph (o)(3) of this 

provision, by submission of its offer, the offeror -- 
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(i) Represents, to the best of its knowledge and belief, that the offeror does not export any sensitive technology to the government of 

Iran or any entities or individuals owned or controlled by, or acting on behalf or at the direction of, the government of Iran; 

(ii) Certifies that the offeror, or any person owned or controlled by the offeror, does not engage in any activities for which sanctions 

may be imposed under section 5 of the Iran Sanctions Act; and 

(iii) Certifies that the offeror, and any person owned or controlled by the offeror, does not knowingly engage in any transaction that 

exceeds the threshold at FAR 25.703-2(a)(2) with Iran's Revolutionary Guard Corps or any of its officials, agents, or affiliates, the property and 

interests in property of which are blocked pursuant to the International Emergency Economic Powers Act (50 U.S.C. 1701 et seq.) (see 

OFAC's Specially Designated Nationals and Blocked Persons List at http://www.treasury.gov/ofac/downloads/t11sdn.pdf). 

(3) The representation and certification requirements of paragraph (o)(2) of this provision do not apply if -- 

(i) This solicitation includes a trade agreements certification (e.g., 52.212-3(g) or a comparable agency provision); and 

(ii) The offeror has certified that all the offered products to be supplied are designated country end products. 

(p) Ownership or Control of Offeror. (Applies in all solicitations when there is a requirement to be registered in SAM or a requirement to 

have a unique entity identifier in the solicitation. 

(1) The Offeror represents that it [ ] has or [ ] does not have an immediate owner. If the Offeror has more than one immediate owner 

(such as a joint venture), then the Offeror shall respond to paragraph (2) and if applicable, paragraph (3) of this provision for each participant in 

the joint venture. 

(2) If the Offeror indicates “has” in paragraph (p)(1) of this provision, enter the following information: 

Immediate owner CAGE code: . 

Immediate owner legal name: . 

(Do not use a “doing business as” name) 

Is the immediate owner owned or controlled by another entity: [ ] Yes or [ ] No. 

(3) If the Offeror indicates “yes” in paragraph (p)(2) of this provision, indicating that the immediate owner is owned or controlled by 

another entity, then enter the following information: 

Highest-level owner CAGE code: . 

Highest-level owner legal name: 

(Do not use a “doing business as” name) 

(q) Representation by Corporations Regarding Delinquent Tax Liability or a Felony Conviction under any Federal Law. 

(1) As required by sections 744 and 745 of Division E of the Consolidated and Further Continuing Appropriations Act, 2015 (Pub. L. 

113-235), and similar provisions, if contained in subsequent appropriations acts, The Government will not enter into a contract with any 

corporation that -- 

(i) Has any unpaid Federal tax liability that has been assessed, for which all judicial and administrative remedies have been 

exhausted or have lapsed, and that is not being paid in a timely manner pursuant to an agreement with the authority responsible for collecting 

the tax liability, where the awarding agency is aware of the unpaid tax liability, unless an agency has considered suspension or debarment of 

the corporation and made a determination that suspension or debarment is not necessary to protect the interests of the Government; or 

(ii) Was convicted of a felony criminal violation under any Federal law within the preceding 24 months, where the awarding agency is 

aware of the conviction, unless an agency has considered suspension or debarment of the corporation and made a determination that this 

action is not necessary to protect the interests of the Government. 

(2) The Offeror represents that -- 

(i) It is [ ] is not [ ] a corporation that has any unpaid Federal tax liability that has been assessed, for which all judicial and 

administrative remedies have been exhausted or have lapsed, and that is not being paid in a timely manner pursuant to an agreement with the 

authority responsible for collecting the tax liability; and 

(ii) It is [ ] is not [ ] a corporation that was convicted of a felony criminal violation under a Federal law within the preceding 24 months. 

(r) Predecessor of Offeror. (Applies in all solicitations that include the provision at 52.204-16, Commercial and Government Entity Code 

Reporting.) 

(1) The Offeror represents that it [ ] is or [ ] is not a successor to a predecessor that held a Federal contract or grant within the last three 

years. 

(2) If the Offeror has indicated “is” in paragraph (r)(1) of this provision, enter the following information for all predecessors that held a 

Federal contract or grant within the last three years (if more than one predecessor, list in reverse chronological order): 

Predecessor CAGE code: (or mark “Unknown”) 

Predecessor legal name: 

 (Do not use a “doing business as” name) 

(s) [Reserved]. 

(t) Public Disclosure of Greenhouse Gas Emissions and Reduction Goals. Applies in all solicitations that require offerors to register in SAM 

(52.212-1(k)). 
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(1) This representation shall be completed if the Offeror received $7.5 million or more in contract awards in the prior Federal fiscal year. 

The representation is optional if the Offeror received less than $7.5 million in Federal contract awards in the prior Federal fiscal year. 

(2) Representation. [Offeror to check applicable block(s) in paragraph (t)(2)(i) and (ii)]. 

(i) The Offeror (itself or through its immediate owner or highest-level owner) [ ] does, [ ] does not publicly disclose greenhouse gas 

emissions, i.e., makes available on a publicly accessible website the results of a greenhouse gas inventory, performed in accordance with an 

accounting standard with publicly available and consistently applied criteria, such as the Greenhouse Gas Protocol Corporate Standard. 

(ii) The Offeror (itself or through its immediate owner or highest-level owner) [ ] does, [ ] does not publicly disclose a quantitative 

greenhouse gas emissions reduction goal, i.e., make available on a publicly accessible website a target to reduce absolute emissions or 

emissions intensity by a specific quantity or percentage. 

(iii) A publicly accessible website includes the Offeror's own website or a recognized, third-party greenhouse gas emissions reporting 

program. 

(3) If the Offeror checked “does” in paragraphs (t)(2)(i) or (t)(2)(ii) of this provision, respectively, the Offeror shall provide the publicly 

accessible website(s) where greenhouse gas emissions and/or reduction goals are reported: . 

(u)(1) In accordance with section 743 of Division E, Title VII, of the Consolidated and Further Continuing Appropriations Act, 2015 (Pub. L. 

113-235) and its successor provisions in subsequent appropriations acts (and as extended in continuing resolutions), Government agencies 

are not permitted to use appropriated (or otherwise made available) funds for contracts with an entity that requires employees or 

subcontractors of such entity seeking to report waste, fraud, or abuse to sign internal confidentiality agreements or statements prohibiting or 

otherwise restricting such employees or subcontractors from lawfully reporting such waste, fraud, or abuse to a designated investigative or law 

enforcement representative of a Federal department or agency authorized to receive such information. 

(2) The prohibition in paragraph (u)(1) of this provision does not contravene requirements applicable to Standard Form 312 (Classified 

Information Nondisclosure Agreement), Form 4414 (Sensitive Compartmented Information Nondisclosure Agreement), or any other form 

issued by a Federal department or agency governing the nondisclosure of classified information. 

(3) Representation. By submission of its offer, the Offeror represents that it will not require its employees or subcontractors to sign or 

comply with internal confidentiality agreements or statements prohibiting or otherwise restricting such employees or subcontractors from 

lawfully reporting waste, fraud, or abuse related to the performance of a Government contract to a designated investigative or law enforcement 

representative of a Federal department or agency authorized to receive such information (e.g., agency Office of the Inspector General). 

(End of provision)

52.212-3 OFFEROR REPRESENTATIONS AND CERTIFICATIONS - COMMERCIAL ITEMS (OCT 2018), ALT I (OCT 2014) FAR

As prescribed in 12.301(b)(2), add the following paragraph (c)(11) to the basic provision: 

(11) (Complete if the offeror has represented itself as disadvantaged in paragraph (c)(4) of this provision.) 

[ ] Black American.

[ ] Hispanic American.

[ ] Native American (American Indians, Eskimos, Aleuts, or Native Hawaiians).

[ ] Asian-Pacific American (persons with origins from Burma, Thailand, Malaysia, Indonesia, Singapore, Brunei, Japan, China, Taiwan, 

Laos, Cambodia (Kampuchea), Vietnam, Korea, The Philippines, Republic of Palau, Republic of the Marshall Islands, Federated States of 

Micronesia, the Commonwealth of the Northern Mariana Islands, Guam, Samoa, Macao, Hong Kong, Fiji, Tonga, Kiribati, Tuvalu, or Nauru).

[ ] Subcontinent Asian (Asian-Indian) American (persons with origins from India, Pakistan, Bangladesh, Sri Lanka, Bhutan, the Maldives 

Islands, or Nepal).

[ ] Individual/concern, other than one of the preceding.

PROVISIONS ADDED TO PART 12 BY ADDENDUM

52.203-18 PROHIBITION ON CONTRACTING WITH ENTITIES THAT REQUIRE CERTAIN INTERNAL CONFIDENTIALITY 

AGREEMENTS OR STATEMENTS-REPRESENTATION (JAN 2017) FAR

252.203-7005 REPRESENTATION RELATING TO COMPENSATION OF FORMER DOD OFFICIALS (NOV 2011) DFARS

252.203-7994 PROHIBITION ON CONTRACTING WITH ENTITIES THAT REQUIRE CERTAIN INTERNAL CONFIDENTIALITY 

AGREEMENTS—REPRESENTATION (NOV 2016) DFARS

52.204-6 UNIQUE ENTITY IDENTIFIER (OCT 2016) FAR

252.204-7008 COMPLIANCE WITH SAFEGUARDING COVERED DEFENSE INFORMATION CONTROLS (OCT 2016) DFARS

52.207-4 ECONOMIC PURCHASE QUANTITY - SUPPLIES (AUG 1987) FAR

As prescribed in 7.203, insert the following provision: 

(a) Offerors are invited to state an opinion on whether the quantity(ies) of supplies on which bids, proposals or quotes are requested in this 
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solicitation is (are) economically advantageous to the Government. 

 

(b) Each offeror who believes that acquisitions in different quantities would be more advantageous is invited to recommend an economic 

purchase quantity. If different quantities are recommended, a total and a unit price must be quoted for applicable items. An economic purchase 

quantity is that quantity at which a a significant price break occurs. If there are significant price breaks at different quantity points, this 

information is desired as well. 

OFFEROR RECOMMENDATIONS

ITEM QUANTITY PRICE QUOTATION TOTAL

(c) The information requested in this provision is being solicited to avoid acquisitions in disadvantageous quantities and to assist the 

Government in developing a data base for future acquisitions of these items. However, the Government reserves the right to amend or cancel 

the solicitation and resolicit with respect to any individual item in the event quotations received and the Government's requirements indicate 

that different quantities should be acquired. 

(End of provision)

52.209-7 INFORMATION REGARDING RESPONSIBILITY MATTERS (OCT 2018) FAR

(a) Definitions. As used in this provision - 

“Administrative proceeding” means a non-judicial process that is adjudicatory in nature in order to make a determination of fault or liability (e.g., 

Securities and Exchange Commission Administrative Proceedings, Civilian Board of Contract Appeals Proceedings, and Armed Services 

Board of Contract Appeals Proceedings). This includes administrative proceedings at the Federal and State level but only in connection with 

performance of a Federal contract or grant. It does not include agency actions such as contract audits, site visits, corrective plans, or 

inspection of deliverables. 

“Federal contracts and grants with total value greater than $10,000,000” means - 

(1) The total value of all current, active contracts and grants, including all priced options; and 

(2) The total value of all current, active orders including all priced options under indefinite-delivery, indefinite-quantity, 8(a), or requirements 

contracts (including task and delivery and multiple-award Schedules). 

“Principal” means an officer, director, owner, partner, or a person having primary management or supervisory responsibilities within a business 

entity (e.g., general manager; plant manager; head of a division or business segment; and similar positions). 

(b) The offeror [ ] has [ ] does not have current active Federal contracts and grants with total value greater than $10,000,000. 

(c) If the offeror checked “has” in paragraph (b) of this provision, the offeror represents, by submission of this offer, that the information it has 

entered in the Federal Awardee Performance and Integrity Information System (FAPIIS) is current, accurate, and complete as of the date of 

submission of this offer with regard to the following information: 

(1) Whether the offeror, and/or any of its principals, has or has not, within the last five years, in connection with the award to or performance by 

the offeror of a Federal contract or grant, been the subject of a proceeding, at the Federal or State level that resulted in any of the following 

dispositions: 

(i) In a criminal proceeding, a conviction. 

(ii) In a civil proceeding, a finding of fault and liability that results in the payment of a monetary fine, penalty, reimbursement, restitution, or 

damages of $5,000 or more. 

(iii) In an administrative proceeding, a finding of fault and liability that results in - 

(A) The payment of a monetary fine or penalty of $5,000 or more; or 

(B) The payment of a reimbursement, restitution, or damages in excess of $100,000. 

(iv) In a criminal, civil, or administrative proceeding, a disposition of the matter by consent or compromise with an acknowledgment of fault by 

the Contractor if the proceeding could have led to any of the outcomes specified in paragraphs (c)(1)(i), (c)(1)(ii), or (c)(1)(iii) of this provision. 

(2) If the offeror has been involved in the last five years in any of the occurrences listed in (c)(1) of this provision, whether the offeror has 

provided the requested information with regard to each occurrence. 

(d) The offeror shall post the information in paragraphs (c)(1)(i) through (c)(1)(iv) of this provision in FAPIIS as required through maintaining an 

active registration in the Central Contractor Registration database via https://www.acquisition.gov (see 52.204-7). 

(End of provision) 

 

252.209-7998 REPRESENTATION REGARDING CONVICTION OF A FELONY CRIMINAL VIOLATION UNDER ANY FEDERAL OR 

STATE LAW (DEVIATION 2012-O0007) (MAR 2012)

(a) In accordance with section 514 of Division H of the Consolidated Appropriations Act, 2012, none of the funds made available by that Act 

may be used to enter into a contract with any corporation that was convicted of a felony criminal violation under any Federal or State law within 

the preceding 24 months, where the awarding agency is aware of the conviction, unless the agency has considered suspension or debarment 
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of the corporation and made a determination that this further action is not necessary to protect the interests of the Government. 

(b) The Offeror represents that it is [ ] is not [ ] a corporation that was convicted of a felony criminal violation under a Federal or State law 

within the preceding 24 months. 

(End of provision)

252.209-7999 REPRESENTATION BY CORPORATIONS REGARDING AN UNPAID DELINQUENT TAX LIABILITY OR A FELONY 

CONVICTION UNDER ANY FEDERAL LAW (DEVIATION 2012-O0004) (JAN 2012)

(a) In accordance with sections 8124 and 8125 of Division A of the Consolidated Appropriations Act, 2012,(Pub. L. 112-74) none of the funds 

made available by that Act may be used to enter into a contract with any corporation that- 

(1) Has any unpaid Federal tax liability that has been assessed, for which all judicial and administrative remedies have been exhausted or 

have lapsed, and that is not being paid in a timely manner pursuant to an agreement with the authority responsible for collecting the tax 

liability, where the awarding agency is aware of the unpaid tax liability, unless the agency has considered suspension or debarment of the 

corporation and made a determination that this further action is not necessary to protect the interests of the Government. 

(2) Was convicted of a felony criminal violation under any Federal law within the preceding 24 months, where the awarding agency is aware 

of the conviction, unless the agency has considered suspension or debarment of the corporation and made a determination that this action 

is not necessary to protect the interests of the Government. 

(b) The Offeror represents that- 

(1) It is [ ] is not [ ] a corporation that has any unpaid Federal tax liability that has been assessed, for which all judicial and administrative 

remedies have been exhausted or have lapsed, and that is not being paid in a timely manner pursuant to an agreement with the authority 

responsible for collecting the tax liability, 

(2) It is [ ] is not [ ] a corporation that was convicted of a felony criminal violation under a Federal law within the preceding 24 months. 

(End of provision)

52.215-6 PLACE OF PERFORMANCE (OCT 1997) FAR

(a) The offeror or respondent, in the performance of any contract resulting from this solicitation, [ ] intends, [ ] does not intend [check 

applicable block] to use one or more plants or facilities located at a different address from the address of the offeror or respondent as indicated 

in this proposal or response to request for information. 

(b) If the offeror or respondent checks “i ntends” in paragraph (a) of this provision, it shall insert in the following spaces the required 

information: 

 

Place of Performance

(Street Address, City, State, County, ZIP Code) 

____________________ ______________________________ 

__________________________________________________ 

__________________________________________________ 

 

Name and Address of Owner and Operator of the Plant or Facility if Other than Offeror or Respondent 

__________________________________________________ 

__________________________________________________ 

__________________________________________________ 

(End of Provision) 

52.216-1 TYPE OF CONTRACT (APR 1984) FAR

As prescribed in 16.105 , complete and insert the following provision 

The Government contemplates award of a Firm Fixed Price contract resulting from this solicitation. 

(End of provision)

L11 SMALL BUSINESS PROGRAM REPRESENTATIONS (AUG 2017)

(1) In order to facilitate the use of electronic commerce/electronic data interchange while fulfilling the requirements of the small business 

program, the Government provides certain socioeconomic information in a coded format rather than a fill-in. Electronic commerce/electronic 

data interchange (EC/EDI) transactions are often reformatted in transmission. Using these codes prevents misinterpretations within the system 

and increases accuracy in socioeconomic program reporting. 

(2) To reflect the representations and certifications contained in Federal Acquisition Regulation (FAR) 52.219-1, Small Business Program 

Representations, the offeror represents and certifies as a part of its offer that it is a business type as defined in FAR 52.219-1. The offeror 

shall select the one alpha code from the following listing that represents the offeror's business type. The offeror's recording of its business type 

in this procurement note by means of an alpha code replaces the marking of the appropriate boxes in FAR 52.219-1(b). Penalties for 

misrepresentation of business status apply (see FAR 52.219-1, paragraph (d)(2)). 

Code B = Small Business. Enter code B if your firm is a small business concern, as defined in FAR 52.219-1, paragraph (a).

Code M = Small Disadvantaged Business. Enter code M if your firm is a small disadvantaged business concern, as defined in FAR 52.219-1, 

paragraph (a).
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Code U = Woman-Owned Small Disadvantaged Business. Enter code U if your firm is a woman-owned business, as defined in FAR 52.219-1, 

paragraph (a), and a small disadvantaged business, as defined in FAR 52.219-1, paragraph (a).

Code W = Woman-Owned Small Business. Enter Code W if your firm is a woman-owned small business, as defined in FAR 52.219-1, 

paragraph (a).

52.225-25 PROHIBITION ON CONTRACTING WITH ENTITIES ENGAGING IN SANCTIONED ACTIVITIES RELATING TO IRAN - 

REPRESENTATION AND CERTIFICATION (OCT 2020) FAR

252.225-7000 BUY AMERICAN STATUTE - BALANCE OF PAYMENTS PROGRAM CERTIFICATE (NOV 2014) DFARS

(a) Definitions. “Commercially available off-the-shelf (COTS) item,” “component,” “domestic end product,” “foreign end product,” “qualifying 

country,” “qualifying country end product,” and “United States,” as used in this provision, have the meanings given in the Buy American and 

Balance of Payments Program --Basic clause of this solicitation. 

(b) Evaluation. The Government -- 

(1) Will evaluate offers in accordance with the policies and procedures of Part 225 of the Defense Federal Acquisition Regulation 

Supplement; and 

(2) Will evaluate offers of qualifying country end products without regard to the restrictions of the Buy American statute or the Balance of 

Payments Program. 

(c) Certifications and identification of country of origin.

(1) For all line items subject to the Buy American and Balance of Payments Program --Basic clause of this solicitation, the offeror certifies 

that -- 

(i) Each end product, except those listed in paragraphs (c)(2) or (3) of this provision, is a domestic end product; and 

(ii) For end products other than COTS items, components of unknown origin are considered to have been mined, produced, or 

manufactured outside the United States or a qualifying country. 

(2) The offeror certifies that the following end products are qualifying country end products: 

Line Item Number Country of Origin 

 

 (3) The following end products are other foreign end products, including end products manufactured in the United States that do not qualify 

as domestic end products, i.e., an end product that is not a COTS item and does not meet the component test in paragraph (ii) of the 

definition of “domestic end product”: 

Line Item Number Country of Origin (If known) 

 

(End of provision) 

252.225-7000 BUY AMERICAN STATUTE - BALANCE OF PAYMENTS PROGRAM CERTIFICATE (NOV 2014), ALT I (NOV 2014) 

DFARS

As prescribed in 225.1101(1) and (1)(ii), use the following provision, which adds “South Caucasus/Central and South Asian (SC/CASA) state” 

and “South Caucasus/Central and South Asian (SC/CASA) state end product” in paragraph (a), and replaces “qualifying country end products” 

in paragraphs (b)(2) and (c)(2) with “qualifying country end products or SC/CASA state end products”: 

(a) Definitions. “Commercially available off-the-shelf (COTS) item,” “component,” “domestic end product,” “foreign end product,” “qualifying 

country,” “qualifying country end product,” “South Caucasus/Central and South Asian (SC/CASA) state,” “South Caucasus/Central and South 

Asian (SC/CASA) state end product,” and “United States,” as used in this provision, have the meanings given in the Buy American and 

Balance of Payments Program --Alternate I clause of this solicitation. 

(b) Evaluation. The Government -- 

(1) Will evaluate offers in accordance with the policies and procedures of part 225 of the Defense Federal Acquisition Regulation 

Supplement; and 

(2) Will evaluate offers of qualifying country end products or SC/CASA state end products without regard to the restrictions of the Buy 

American statute or the Balance of Payments Program. 

(c) Certifications and identification of country of origin. 

(1) For all line items subject to the Buy American and Balance of Payments Program --Alternate I clause of this solicitation, the offeror 

certifies that -- 

(i) Each end product, except those listed in paragraphs (c)(2) or (3) of this provision, is a domestic end product; and 

(ii) For end products other than COTS items, components of unknown origin are considered to have been mined, produced, or 

manufactured outside the United States or a qualifying country. 
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(2) The offeror certifies that the following end products are qualifying country end products or SC/CASA state end products: 

 

Line Item Number Country of Origin 

 

(3) The following end products are other foreign end products, including end products manufactured in the United States that do not qualify 

as domestic end products, i.e., an end product that is not a COTS item and does not meet the component test in paragraph (ii) of the 

definition of “domestic end product”: 

 

Line Item Number Country of Origin (If known) 

 

(End of provision)

52.229-11 TAX ON CERTAIN FOREIGN PROCUREMENTS —NOTICE AND REPRESENTATION (JUN 2020) FAR

(a) Definitions. As used in this provision -- 

Foreign person means any person other than a United States person.

Specified Federal procurement payment means any payment made pursuant to a contract with a foreign contracting party that is for goods, 

manufactured or produced, or services provided in a foreign country that is not a party to an international procurement agreement with the 

United States. For purposes of the prior sentence, a foreign country does not include an outlying area.

United States person as defined in 26 U.S.C. 7701(a)(30) means --

(1) A citizen or resident of the United States; 

(2) A domestic partnership; 

(3) A domestic corporation; 

(4) Any estate (other than a foreign estate, within the meaning of 26 U.S.C. 701(a)(31)); and 

(5) Any trust if -- 

(i) A court within the United States is able to exercise primary supervision over the administration of the trust; and 

(ii) One or more United States persons have the authority to control all substantial decisions of the trust. 

(b) Unless exempted, there is a 2 percent tax of the amount of a specified Federal procurement payment on any foreign person receiving such 

payment. See 26 U.S.C. 5000C and its implementing regulations at 26 CFR 1.5000C-1 through 1.5000C-7. 

(c) Exemptions from withholding under this provision are described at 26 CFR 1.5000C-1(d)(5) through (7). The Offeror would claim an 

exemption from the withholding by using the Department of the Treasury Internal Revenue Service Form W-14, Certificate of Foreign 

Contracting Party Receiving Federal Procurement Payments, available via the internet at www.irs.gov/w14. Any exemption claimed and selfcertified on the IRS Form W-14 is subject to audit by the IRS. Any disputes regarding the imposition and collection of the 26 U.S.C. 5000C tax 

are adjudicated by the IRS as the 26 U.S.C. 5000C tax is a tax matter, not a contract issue. The IRS Form W-14 is provided to the acquiring 

agency rather than to the IRS. 

(d) For purposes of withholding under 26 U.S.C. 5000C, the Offeror represents that -- 

(1) It [ ] is [ ] is not a foreign person; and 

(2) If the Offeror indicates “is” in paragraph (d)(1) of this provision, then the Offeror represents that --I am claiming on the IRS Form W-14 [ ] 

a full exemption, or [ ] partial or no exemption [Offeror shall select one] from the excise tax. 

(e) If the Offeror represents it is a foreign person in paragraph (d)(1) of this provision, then -- 

(1) The clause at FAR 52.229-12, Tax on Certain Foreign Procurements, will be included in any resulting contract; and 

(2) The Offeror shall submit with its offer the IRS Form W-14. If the IRS Form W-14 is not submitted with the offer, exemptions will not be 

applied to any resulting contract and the Government will withhold a full 2 percent of each payment. 

(f) If the Offeror selects “is” in paragraph (d)(1) and “partial or no exemption” in paragraph (d)(2) of this provision, the Offeror will be subject to 

withholding in accordance with the clause at FAR 52.229-12, Tax on Certain Foreign Procurements, in any resulting contract. 

(g) A taxpayer may, for a fee, seek advice from the Internal Revenue Service (IRS) as to the proper tax treatment of a transaction. This is 

called a private letter ruling. Also, the IRS may publish a revenue ruling, which is an official interpretation by the IRS of the Internal Revenue 

Code, related statutes, tax treaties, and regulations. A revenue ruling is the conclusion of the IRS on how the law is applied to a specific set of 

facts. For questions relating to the interpretation of the IRS regulations go to https://www.irs.gov/help/tax-law-questions.

(End of provision)

L06 AGENCY PROTESTS (DEC 2016)

5452.233-9001 DISPUTES - AGREEMENT TO USE ALTERNATIVE DISPUTE RESOLUTION (JUN 2020) DLAD
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(a) The parties agree to negotiate with each other to try to resolve any disputes that may arise. If unassisted negotiations are unsuccessful, the 

parties will use alternative dispute resolution (ADR) techniques to try to resolve the dispute. Litigation will only be considered as a last resort 

when ADR is unsuccessful or has been documented by the party rejecting ADR to be inappropriate for resolving the dispute. 

(b) Before either party determines ADR inappropriate, that party must discuss the use of ADR with the other party. The documentation 

rejecting ADR must be signed by an official authorized to bind the Contractor (see Federal Acquisition Regulation (FAR) clause 52.233-1), or, 

for the Agency, by the Contracting Officer, and approved at a level above the Contracting Officer after consultation with the ADR Specialist and 

with legal. Contractor personnel are also encouraged to include the ADR Specialist in their discussions with the Contracting Officer before 

determining ADR to be inappropriate. 

(c) The offeror should check here to opt out of this clause: 

[ ] Alternate wording may be negotiated with the contracting officer. 

52.252-1 SOLICITATION PROVISIONS INCORPORATED BY REFERENCE (FEB 1998) FAR

As prescribed in 52.107(a), insert the following provision: 

This solicitation incorporates one or more solicitation provisions by reference, with the same force and effect as if they were given in full text. 

Upon request, the Contracting Officer will make their full text available. The offeror is cautioned that the listed provisions may include blocks 

that must be completed by the offeror and submitted with its quotation or offer. In lieu of submitting the full text of those provisions, the offeror 

may identify the provision by paragraph identifier and provide the appropriate information with its quotation or offer. Also, the full text of a 

solicitation provision may be accessed electronically at this/these address(es): 

FAR: https://www.acquisition.gov/?q=browsefar 

DFARS: https://www.acq.osd.mil/dpap/dars/dfarspgi/current/index.html 

DLAD: http://www.dla.mil/HQ/Acquisition/Offers/DLAD.aspx 

 (End of provision)

252.204-7016 COVERED DEFENSE TELECOMMUNICATIONS EQUIPMENT OR SERVICES - REPRESENTATION (DEC 2019) DFARS

(a) Definitions. As used in this provision, “covered defense telecommunications equipment or services” has the meaning provided in the 

clause 252.204-7018, Prohibition on the Acquisition of Covered Defense Telecommunications Equipment or Services. 

(b) Procedures. The Offeror shall review the list of excluded parties in the System for Award Management (SAM) (https://www.sam.gov) for 

entities excluded from receiving federal awards for “covered defense telecommunications equipment or services”. 

(c) Representation. The Offeror represents that it [ ] does, [ ] does not provide covered defense telecommunications equipment or services 

as a part of its offered products or services to the Government in the performance of any contract, subcontract, or other contractual instrument. 

(End of provision)

252.204-7017 PROHIBITION ON THE ACQUISITON OF COVERED DEFENSE TELECOMMUNICATIONS EQUIPMENT OR SERVICES—

REPRESENTATION (DEC 2019) DFARS

The Offeror is not required to complete the representation in this provision if the Offeror has represented in the provision at 252.204-7016, 

Covered Defense Telecommunications Equipment or Services --Representation, that it “does not provide covered defense telecommunications 

equipment or services as a part of its offered products or services to the Government in the performance of any contract, subcontract, or other 

contractual instrument.” 

(a) Definitions. “Covered defense telecommunications equipment or services,” “covered mission,” “critical technology,” and “substantial or 

essential component,” as used in this provision, have the meanings given in the 252.204-7018 clause, Prohibition on the Acquisition of 

Covered Defense Telecommunications Equipment or Services, of this solicitation. 

(b) Prohibition. Section 1656 of the National Defense Authorization Act for Fiscal Year 2018 (Pub. L. 115-91) prohibits agencies from 

procuring or obtaining, or extending or renewing a contract to procure or obtain, any equipment, system, or service to carry out covered 

missions that uses covered defense telecommunications equipment or services as a substantial or essential component of any system, or as 

critical technology as part of any system. 

(c) Procedures. The Offeror shall review the list of excluded parties in the System for Award Management (SAM) at https://www.sam.gov for 

entities that are excluded when providing any equipment, system, or service to carry out covered missions that uses covered defense 

telecommunications equipment or services as a substantial or essential component of any system, or as critical technology as part of any 

system, unless a waiver is granted. 

(d) Representation. If in its annual representations and certifications in SAM the Offeror has represented in paragraph (c) of the provision at 

252.204-7016, Covered Defense Telecommunications Equipment or Services --Representation, that it “does” provide covered defense 

telecommunications equipment or services as a part of its offered products or services to the Government in the performance of any contract, 

subcontract, or other contractual instrument, then the Offeror shall complete the following additional representation: 

The Offeror represents that it [ ] will [ ] will not provide covered defense telecommunications equipment or services as a part of its offered 

products or services to DoD in the performance of any award resulting from this solicitation. 

(e) Disclosures. If the Offeror has represented in paragraph (d) of this provision that it “will provide covered defense telecommunications 
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equipment or services,” the Offeror shall provide the following information as part of the offer: 

(1) A description of all covered defense telecommunications equipment and services offered (include brand or manufacturer; product, such 

as model number, original equipment manufacturer (OEM) number, manufacturer part number, or wholesaler number; and item description, 

as applicable). 

(2) An explanation of the proposed use of covered defense telecommunications equipment and services and any factors relevant to 

determining if such use would be permissible under the prohibition referenced in paragraph (b) of this provision. 

(3) For services, the entity providing the covered defense telecommunications services (include entity name, unique entity identifier, and 

Commercial and Government Entity (CAGE) code, if known). 

(4) For equipment, the entity that produced or provided the covered defense telecommunications equipment (include entity name, unique 

entity identifier, CAGE code, and whether the entity was the OEM or a distributor, if known). 

(End of provision)

52.204-24 REPRESENTATION REGARDING CERTAIN TELECOMMUNICATIONS AND VIDEO SURVEILLANCE SERVICES OR 

EQUIPMENT (AUG 2020) FAR

The Offeror shall not complete the representation at paragraph (d)(1) of this provision if the Offeror has represented that it ``does not provide 

covered telecommunications equipment or services as a part of its offered products or services to the Government in the performance of any 

contract, subcontract, or other contractual instrument'' in the provision at 52.204 -26, Covered Telecommunications Equipment or Services --

Representation, or in paragraph (v) of the provision at 52.212 -3, Offeror Representations and Certifications - Commercial Items. 

(a) Definitions. As used in this provisionBackhaul, covered telecommunications equipment or services, critical technology, interconnection arrangements, reasonable inquiry, roaming, 

and substantial or essential component have the meanings provided in the clause 52.204 -25, Prohibition on Contracting for Certain 

Telecommunications and Video Surveillance Services or Equipment. 

(b) Prohibition. 

(1) Section 889(a)(1)(A) of the John S. McCain National Defense Authorization Act for Fiscal Year 2019 (Pub. L. 115 -232) prohibits the 

head of an executive agency on or after August 13, 2019, from procuring or obtaining, or extending or renewing a contract to procure or 

obtain, any equipment, system, or service that uses covered telecommunications equipment or services as a substantial or essential 

component of any system, or as critical technology as part of any system. Nothing in the prohibition shall be construed to -- 

(i) Prohibit the head of an executive agency from procuring with an entity to provide a service that connects to the facilities of a thirdparty, such as backhaul, roaming, or interconnection arrangements; or 

(ii) Cover telecommunications equipment that cannot route or redirect user data traffic or cannot permit visibility into any user data or 

packets that such equipment transmits or otherwise handles. 

(2) Section 889(a)(1)(B) of the John S. McCain National Defense Authorization Act for Fiscal Year 2019 (Pub. L. 115 -232) prohibits the 

head of an executive agency on or after August 13, 2020, from entering into a contract or extending or renewing a contract with an entity 

that uses any equipment, system, or service that uses covered telecommunications equipment or services as a substantial or essential 

component of any system, or as critical technology as part of any system. This prohibition applies to the use of covered telecommunications 

equipment or services, regardless of whether that use is in performance of work under a Federal contract. Nothing in the prohibition shall be 

construed to -- 

(i) Prohibit the head of an executive agency from procuring with an entity to provide a service that connects to the facilities of a thirdparty, such as backhaul, roaming, or interconnection arrangements; or 

(ii) Cover telecommunications equipment that cannot route or redirect user data traffic or cannot permit visibility into any user data or 

packets that such equipment transmits or otherwise handles. 

(c) Procedures. The Offeror shall review the list of excluded parties in the System for Award Management (SAM) (https:// www.sam.gov) for 

entities excluded from receiving federal awards for ``covered telecommunications equipment or services.'' 

(d) Representations. The Offeror represents that -- 

(1) It [ ] will, [ ] will not provide covered telecommunications equipment or services to the Government in the performance of any contract, 

subcontract or other contractual instrument resulting from this solicitation. The Offeror shall provide the additional disclosure information 

required at paragraph (e)(1) of this section if the Offeror responds ``will'' in paragraph (d)(1) of this section; and 

(2) After conducting a reasonable inquiry, for purposes of this representation, the Offeror represents that -- 

It [ ] does, [ ] does not use covered telecommunications equipment or services, or use any equipment, system, or service that uses 

covered telecommunications equipment or services. The Offeror shall provide the additional disclosure information required at paragraph 

(e)(2) of this section if the Offeror responds ``does'' in paragraph (d)(2) of this section.

(e) Disclosures. ( 

1) Disclosure for the representation in paragraph (d)(1) of this provision. If the Offeror has responded ``will'' in the representation in 

paragraph (d)(1) of this provision, the Offeror shall provide the following information as part of the offer: 

(i) For covered equipment -- 

(A) The entity that produced the covered telecommunications equipment (include entity name, unique entity identifier, CAGE code, 
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and whether the entity was the original equipment manufacturer (OEM) or a distributor, if known); 

(B) A description of all covered telecommunications equipment offered (include brand; model number, such as OEM number, 

manufacturer part number, or wholesaler number; and item description, as applicable); and 

(C) Explanation of the proposed use of covered telecommunications equipment and any factors relevant to determining if such use 

would be permissible under the prohibition in paragraph (b)(1) of this provision. 

(ii) For covered services -- 

(A) If the service is related to item maintenance: A description of all covered telecommunications services offered (include on the 

item being maintained: Brand; model number, such as OEM number, manufacturer part number, or wholesaler number; and item 

description, as applicable); or 

(B) If not associated with maintenance, the Product Service Code (PSC) of the service being provided; and explanation of the 

proposed use of covered telecommunications services and any factors relevant to determining if such use would be permissible under 

the prohibition in paragraph (b)(1) of this provision. 

(2) Disclosure for the representation in paragraph (d)(2) of this provision. If the Offeror has responded ``does'' in the representation in 

paragraph (d)(2) of this provision, the Offeror shall provide the following information as part of the offer: 

(i) For covered equipment -- 

(A) The entity that produced the covered telecommunications equipment (include entity name, unique entity identifier, CAGE code, and 

whether the entity was the OEM or a distributor, if known); 

(B) A description of all covered telecommunications equipment offered (include brand; model number, such as OEM number, 

manufacturer part number, or wholesaler number; and item description, as applicable); and 

(C) Explanation of the proposed use of covered telecommunications equipment and any factors relevant to determining if such use 

would be permissible under the prohibition in paragraph (b)(2) of this provision. 

(ii) For covered services -- 

(A) If the service is related to item maintenance: A description of all covered telecommunications services offered (include on the item 

being maintained: Brand; model number, such as OEM number, manufacturer part number, or wholesaler number; and item description, 

as applicable); or 

(B) If not associated with maintenance, the PSC of the service being provided; and explanation of the proposed use of covered 

telecommunications services and any factors relevant to determining if such use would be permissible under the prohibition in paragraph 

(b)(2) of this provision. 

(End of provision) 

52.204-26 COVERED TELECOMMUNICATIONS EQUIPMENT OR SERVICES-REPRESENTATION (DEC 2019) FAR

(a) Definitions. As used in this provision, “covered telecommunications equipment or services” has the meaning provided in the clause 

52.204-25, Prohibition on Contracting for Certain Telecommunications and Video Surveillance Services or Equipment. 

(b) Procedures. The Offeror shall review the list of excluded parties in the System for Award Management (SAM) (https://www.sam.gov) for 

entities excluded from receiving federal awards for “covered telecommunications equipment or services”. 

(c) Representation. The Offeror represents that it [ ] does, [ ] does not provide covered telecommunications equipment or services as a part 

of its offered products or services to the Government in the performance of any contract, subcontract, or other contractual instrument. 

(End of provision)