OMB Control Number: 2040-0281 Plant ID: Insert Plant ID

Approval Expires: 05/31/2013 Plant Name: Insert Plant Name

Section Title Tab Name

Part I Instructions

Part I Section 1

Part I Section 2

Part I Section 3

Part I Section 4.1

Part I Section 4.2

Part I Section 5.1

 Financial Information

Steam Electric Generating Unit Operating Information Part I Section 5.2

Planned and Forced Outages and Annual Operating Cost Part I Section 5.3

Part I Comments Part I Comments

Ultimate Parent Economic and Financial Information

Basic Plant Economic and Financial Information

Basic Steam Electric Generating Unit Economic and 

Detailed Plant Financial Information

 Financial Information

Steam Electric Questionnaire 

PART I - ECONOMIC AND FINANCIAL DATA

Part I Instructions

Primary Immediate Parent Firm Economic and 

Table of Contents

Immediate Parent Economic and Financial 

 Information

Approved: May 20, 2010
Steam Electric Questionnaire Part I. Instructions

Plant ID: Insert Plant ID

Plant Name: Insert Plant Name

In cases where a plant has multiple immediate parent firms and where it is not possible 

to identify a primary parent firm based on equity share, you may make copies of Section 

2 of this questionnaire and provide the requested information for each immediate parent 

listed in Section 1.

PART I. ECONOMIC AND FINANCIAL DATA

Use the Part I Comments tab to do the following: provide additional information as 

requested in certain questions within Part I; indicate atypical data (e.g., if the analytical 

data provided from the sample collection is not representative of normal operations); 

and note methods used to make estimates based on professional judgment in the event 

that exact data are not available.

INSTRUCTIONS

Complete Part I of the questionnaire for your plant . As you are completing the electronic 

form, note the following: When you enter your plant name and plant ID on the Part I 

TOC tab, all name and ID fields throughout Part I will automatically populate. Refer to 

the overall questionnaire instructions and the list of abbreviations for additional 

assistance with completing Part I. Refer to the glossary for definitions of selected 

economic and financial terms used in this Part.

Please provide all free response answers in the highlighted yellow areas.

You may wish to assemble the following documents in order to efficiently fill out this part 

of the questionnaire: 

(1) For the entity/entities that own your plant : income statements, balance 

sheet statements, and cash flow statements for the last three fiscal years. 

(2) For your plant : data on electricity generated, operating expenses, income 

statement, balance sheet, and other operational statements for the last three 

fiscal years of operation. 

Approved: May 20, 2010
Steam Electric Questionnaire 

Part: I

Section Title:

Instructions:

CBI? I1-1.

Start (mm) End (mm)

2007 1,200,000 800,000 2008 1,560,000 851,000 2009 1,720,000 867,000 2007 552,000 502,800 2008 550,000 513,100 2009 487,000 479,200 2007 126,000 20,000 2008 120,000 10,000 2009 89,000 11,500 

200720082009200720082009200720082009

Table I-1. Immediate Parent Firm Financial Information

321

Example XYZ Corp. 2211 925486982

789 Z 

Street, 

City, State, 

ZIP 20.50%

Example EFG Inc. 2211 587426985

12500, 

Some 

Blvd., City, 

State, ZIP 45%

Example ABC LLC 2211 123456789

123 A 

Street, 

City, State, 

ZIP 34.50%

Year

Total 

Revenue 

(‘000$)

Revenue 

from 

Electricity 

Generation 

(‘000$)

To

Throughout Section 1, provide financial information for the immediate parent firm or, in case where multiple entities have financial participation or interest in equity stake (or any other form of financial participation or interest) in this plant. For the purpose of this questionnaire, the immediate parent is the first entity 

plant may have more than one immediate parent if more than one firm owns or has another form of financial participation or interest in the generating units 

free response answers in the highlighted yellow areas.In Table I-1, provide the following information for the immediate parent firm or, in case where multiple entities have financial participation or interest in the pstake (or any other form of financial participation or interest) in this plant . If the financial participation shares vary by generating units at the plant, please esthe relative electricity generation capacity (nameplate capacity ) of all units at this plant.

1. Immediate Parent Economic and Financial Information

Number

Name of 

Immediate 

Parent 

Mailing 

Address

% 

Ownership 

or Financial 

Interest in 

Plant in 

2009 NAICS

DUNS 

Number

Fiscal Year

Yes

Month MonthMonth MonthMonth MonthJanuary DecemberJanuary DecemberApril March

1,000-1,000-1,250-250-49250-49250-49250-49250-49100-24EmploEmploEmploEmploEmploEmploEmploEmploEmplo

I-1 
Steam Electric Questionnaire Part I. Econ

Plant ID:

Plant Name:

Part: I

Section Title:

Instructions:

Unit 1 (non-steam) Unit 2 (steam)

45% 35%

100% 0%

70% 63%

30% 37%

CBI? I2-1.

(1) details of ownership share calculations:

0% since only has shares in non-steam generation capacity.

ABC LLC share:EFG Inc. share:

Insert PlInsert Pl

Unit 3 (steam)

20%

Ownership Share

50%

50%

Table I-2. Distribution of Plant Capacity and Ownership Shares for Example Plant

2. Primary Immediate Parent Firm Economic and Financial InformationThroughout Section 2, EPA is interested in obtaining financial and economic data regarding the plant owner to support a detailed 

economic impacts of the regulations on firms that own steam electric power generation assets. When answering questions in Sec

provide data for the immediate parent firm and not only for the steam electric plant covered in this questionnaire. If the plant has multiple owners (immediate parent firms identified in Question I1-1), please report detailed information in Questioonly for the entity that has the largest equity stake (or the largest share of financial participation or interest) in the steam electric p

This immediate parent firm is referred to as the “primary immediate parent” firm in the remainder of this section.

For example, a hypothetical steam electric plant has three generation units, two of which are steam. Table I-2 below prodistribution of plant capacity and ownership shares for this plant. Since ABC LLC has the largest ownership share in thcapacity at this hypothetical plant, the detailed information requested in the remainder of this section would be providePlease select the primary immediate parent firm for which you are providing detailed information in this section. (Lists immediate provided in Question I1-1)In cases where a plant has multiple immediate parent firms and where it is not possible to identify a primary parent firm based on may make copies of Section 2 of this questionnaire and provide the requested information for each immediate parent listed in Seexample above, you have the option of providing information for both ABC LLC and XYZ Corp.

Ownership Share of 

Plant Steam Electric 

Capacity(1)

XYZ Corp. share:

0.70 x 0.35 / (0.35+0.20) + 0.50 x 0.20 / (0.35+0.20) = 0.63

Plant

% of Plant Total 

Capacity

Immediate parent firmEFG Inc.

0.30 x 0.35 / (0.35+0.20) + 0.50 x 0.20 / (0.35+0.20) = 0.37

ABC LLC.XYZ Corp.



Immediate Parent Firm

Yes

I-2 
Steam Electric Questionnaire Part I. Econ

CBI? I2-2.

Other, specify:

CBI? I2-3. CBI? I2-4.CBI? I2-5.

(Continue to Question I2-5)(Skip to Question I2-6)

Please indicate the type of ownership for the primary immediate parent firm .

Please indicate the state in which the primary immediate parent firm is organized as a legal entity.

Please indicate the legal structure of the plant’s ownership.Has the primary immediate parent firm engaged in revenue generating activities other than electricity generation during the perio

FY 2009?NOTE: Economic activities other than generation of electricity may include, but are not limited to, production activities o

land. Please include only those economic activities that are carried out by the plant’s owner; do not include activities caplant’s property by third parties for which the plant’s owner does not incur cost or receive revenue.

Type of Ownership

YesYes

StateType of Ownership

YesNo

YesYes

I-3 
Steam Electric Questionnaire Part I. Econ

CBI? I2-6.

Costs (‘000$)

CBI? I2-7. Has the immediate parent firm submitted data to FERC in Form 1 for the period of FY 2007 through FY 2009? FERC Form No. 1 

an annual regulatory requirement for Major electric utilities, licensees and others (18 C.F.R. § 141.1) and is designed to collect fin

operational information from electric utilities, licensees and others subject to the jurisdiction of the Federal Energy Regulatory Coanswer YES, please attach a copy of your FERC Form 1 report for 2009 in pdf format to your submittal to ensure that EPA has thfor your firm. EPA will also be using the data you already reported on your FERC Form 1 filing for 2007 and 2008 to support its ecother analyses. 

2009

Economic activities not associated with electricity generation (e.g., manufacturing production, leasing of land)

20072008

Description of Economic Activity

Please provide a description of each of the entity’s revenue generating activities other than generation of electricity and the reve

associated with this(ese) activity(ies).

Table I-3. Description of Each Entity's Other Revenue Generating Activities

FY Revenue (‘000$)

(Continue to Question I2-7)(Skip to Question I2-12)

YesYes

Yes, attach FERC Form 1.

No

FERC Form 1 is NOT attached. Explain why: 

I-4 
Steam Electric Questionnaire Part I. Econ

CBI? I2-8.CBI? I2-9.

Assets (‘000$)Other current assets (Prepared expenses, cash, accounts receivable, etc.Non-current assets (land, buildings, equipment, machinery, other 

physical capital and intangibles, capital stocks and bonds, etc., 

including expansions and renovations and net of depreciation and amortization)Current liabilities (Liabilities due for payment within the reporting year)Liability/Equity (‘000$)Non-current liabilities (Including long-term debt, such as bonds, debentures, and bank debt)Owner equity (Total assets minus total (current and non-current) liabilities)

Table I-5. Balance Sheet Information

FY 2008

FY 2007FY 2007

FY 2008

Inventories (Raw materials, supplies, fuels, etc.)

Table I-4. Income Statement Information

In Table I-4, please provide the income statement information for the immediate parent firm . This information may be available frdepending on how the firm presents its statement, if your immediate parent firm is a publicly traded company.

Interest expense (Total. Firms with debt should have interest expenses)Income taxes (Total federal, state, and local income taxes)

In Table I-5, please provide the following balance sheet information for the immediate parent firm . This information may be availa

depending on how the firm presents its statement, if your immediate parent firm is a publicly traded company.

Total revenue (‘000$)

Revenue from electric power generation and salesOther revenue (i.e., total revenue from activities described in Question I2-5)

Revenue from sources indirectly related to the generation of electricity (e.g., sale of steam or ash, waste combustion)All other expenses (i.e. including total cost of activities described in Question I2-5)After-tax income (Subtract Total operating expenses from Total revenue)

Total expenses (‘000$)

Operation expensesMaintenance expensesDepreciation, depletion, and amortization expense

YesYes

I-5 
Steam Electric Questionnaire Part I. Econ

CBI? I2-10.CBI? I2-11.

FY 2007 FY 2008 

FY 2007 FY 2008 

Net income from operations

Table I-6. Cash Flow Information

Purchases from utilities and power marketers (MWh)Cost of purchases from utilities and power marketers (‘000$)

Purchases from nonutilities (MWh)Capital expenditures

Capital expenditures for electric plant and equipment

Gross energy generation (MWh)Cash flow from financing activities ('000$)Other cash flows from investing activitiesIn Table I-7, please provide the following information regarding the immediate parent’s sources of electric energy during each yeamay be available from SEC filings, depending on how the firm presents its statement, if your immediate parent firm is a publicly tr

Table I-7. Sources of Energy

Net cash provided by (used in) investing activitiesCash flows provided by (used in) financing activitiesNet cash provided by (used in) operating activitiesCost of purchases from nonutilities (‘000$)Total sources of electric energy (MWh) including net energy exchanged

InvestmentsNet increase/decrease in cash and cash equivalentsNon-cash charges (credits) to incomeCash flow from operating activities (‘000$)Cash flow from investing activities (‘000$)Depreciation and depletionIn Table I-6, please provide the following cash flow information for the immediate parent firm . This information may be available f

depending on how the firm presents its statement, if your immediate parent firm is a publicly traded company.

Amortization of electricity generating plantsNet change in accounts receivable/ accounts payableChange in inventoriesNet change in other current assets/current liabilities

YesYes

I-6 
Steam Electric Questionnaire Part I. Econ

CBI? I2-12.CBI? I2-13.

Example

60% % % 30% % % 10% % % 

100% 0 % 0 % 

CBI? I2-14.

80 % 20 % 

% 

TOTAL

FY 2009

Contracted sales under contracts more than one year in duration that include clauses permitting price adjustments based on changes in environmental regulatory 

requirements and their associated costs

Example

% contracted sales in FY 2009 subject to contract pricing under contracts of one year or less duration. % sales in FY 2009 subject to contract pricing under contracts more than one year in duration

Table I-10. Approximate shares of the Immediate Parent’s Contracted Electricity Sales

% sales subject to cost-of-service based regulated pricing% contracted sales% sales subject to short-term auction pricing

FY 2007 FY 2008 

If the share of contracted sales indicated in Question I2-12 is greater than 0% in FY2009, please indicate in Table I-10 the approximmediate parent firm’s contracted electricity sales (on a MWh basis) that are of different durations and terms. 

FY 2007 FY 2008 

NOTE: EPA is looking for information regarding the approximate share of electricity that is sold under various terms and 

in conducting economic impact and other types of analyses. You may provide approximate shares based on information from immediate parent’s filings and statements. 

Table I-9. Electricity Sales

Table I-8. Disposition of Electricity

In Table I-8, please provide the following information regarding the immediate parent’s disposition of electric energy generated, pexchanged, and wheeled during each year. This information may be available from SEC filings, depending on how the firm prese

your immediate parent firm is a publicly traded company.Sales to end users (MWh)In Table I-9, please provide the following information regarding the fraction of the immediate parent’s electricity sales (on a MWh different pricing terms. Revenue from sales to end users (‘000$) Electric energy furnished without charge (MWh)Electric energy used by the parent (MWh)Total uses of electric energy (MWh) including energy losses

Sales for resale (MWh)Revenue from sales for resale (‘000$)

NoneAll Other, specify:

NoneAll Other, specify: _________

YesYesYes

I-7 
Steam Electric Questionnaire 

Part: I

Section Title:

Instructions:

CBI? I3-1.

(Skip to Section 4.1)(Continue to Question I3-2)

CBI? I3-2.

Start (mm) End (mm)

200720082009

U.S. DIAMOND CORP 2007 52,35

2008 55,582009 56,88200720082009

200720082009200720082009200720082009

XYZ Corp.

ABC LLC.

5239 885785963

EFG Inc.

2255 5 th 

Avenue, City, 

State, ZIP

85%

Total R

(‘00

3. Ultimate Parent Economic and Financial Information

Table I-11. Ultimate Parent Firm Financial Information

Immediate 

Parent (from 

Question I-1)

Name of Ultimate 

Parent 

Mailing 

Address

% Financial 

Interest in 

Immediate 

Parent in 2009 NAICS DUNS Number

Fiscal Year

Year

Is (are) the ultimate parent firm(s) the same as the immediate parent(s) identified in Question I1-1? In Table I-11, please provide the following information for the ultimate parent firm of each immediate parent firm identified in Question I1-1 or, in case of joint ownersfirm , for the entity having the largest equity stake in the immediate parent firm . If the ultimate parent firm is the same as the immediate parent firm , you may indicate the information requested in columns 3 through 10 of the table. This information may be available from SEC filings, if your ultimate parent firm is a publicly traded co

Throughout Section 3, please provide information for the ultimate parent firm of each immediate parent firm identified in Question I1-1 or, in case of joint ownership ofor the entity having the largest equity stake in the immediate parent firm. Please provide all free response answers in the highlighted yellow areas.

For the purpose of this questionnaire, the ultimate parent firm is the highest level domestic business entity in a plant’s ownership structure. A firm that is owned by anparent firm. In contrast, a U.S. firm that is owned by a foreign firm is an ultimate domestic parent firm.NOTE: EPA is interested in financial information about ultimate parent firm of entity(ies) that own or have financial participation or interest in your plant t

impact analyses and to identify the relevant firm size category for corporate entities potentially affected by the regulations.

YesNo

Same as Immediate ParentSame as Immediate ParentSame as Immediate ParentSame as Immediate ParentSame as Immediate ParentSame as Immediate Parent

MonthMonthMonth

MonthMonthMonth

Month MonthMonth MonthOctober September

YesYes

Immediate Parent FirmImmediate Parent FirmImmediate Parent Firm

I-8 
Steam Electric Questionnaire Part I. E

Plant ID: Ins

Plant Name: Ins

Part: I

Section Title:

Instructions:

CBI? I4-1.

Start (dd/mm) /End (dd/mm) /

CBI? I4-2.

FY 2007 FY 2008 

CBI? I4-3.

(Continue to Question I4-4)(Skip to Question I4-7)

4.1 Basic Plant Economic and Financial InformationNumber of MonthsAt any time during the three reporting years, did the plant engage in revenue generating activities other than gene

NOTE: Economic activities other than generation of electricity may include, but are not limited to, productof land. Please include only those economic activities that are carried out by the plant’s owner; do not inc

on the plant’s property by third parties for which the plant’s owner does not incur cost or receive revenueactivities are significant, you may note them in the comments section at the end of Part I.Throughout Section 4.1, please provide the requested economic and financial information for the plant . Please pranswers in the highlighted yellow areas.What is the Fiscal Year period covered by plant-level financial and operational information provided in this section

In Table I-12, please indicate the number of months in each fiscal year for which you have financial and operationIn some cases, such as new plants, records may cover only part of a year.

Table I-12. Number of Months in Each Fiscal Year

NOTE: For Section 4.1, EPA is interested in obtaining financial and economic data regarding the specific pquestionnaire.

Day Month (Number)Day Month (Number)

YesNo

YesYesYes

I-9 
Steam Electric Questionnaire Part I. E

CBI? I4-4.CBI? I4-5.

(Continue to Question I4-6)(Skip to Question I4-7)

Description of Economic Activity(ies

Is(are) this(ese) business activity(ies) associated with (a) specific generating unit(s)?In Table A-13, please provide a description of each of the plant ’s economic activities other than electricity genera

Table I-13. Description of Economic Activities

200720082009

Fiscal Year

Economic activities not associated with electricity generation (e.g., manufacturing production, leasing of land)

YesNo

YesYes

I-10 
Steam Electric Questionnaire Part I. E

CBI? I4-6.

Revenue (‘000$) 

FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009

CBI? I4-7.

FY 2007 FY 2008 

SE Unit ID

Table I-14. Financial Data by Steam Electric Unit

In Table I-14, please provide the following information for each of these generating units. Use steam electric gene

Table A-8.In Table I-15, please provide information on total plant employment in terms of full-time equivalent employees (FT

Total Employment (FTE)

Table I-15. Plant Employment Information

YesYes

Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit ID

I-11 
Steam Electric Questionnaire Part I. E

CBI? I4-8.

FY 2007 FY 2008 

CBI? I4-9.

FY 2007 FY 2008 

Capital outlays for plant and equipment (‘000$)

Table I-17. Capital Outlays for Plant

Gross Electricity Generated (MWh)Net Electricity Generated (MWh)

Table I-16. Gross and Net Electricity Generated by Plant

In Table I-17, please provide information regarding capital outlays for plant and equipment for the plant .In Table I-16, please provide gross and net electricity generated by the plant on a fiscal year basis. to answer to Question A1-14 for the requested data.NOTE: If your fiscal year coincides with the calendar year, please indicate so below and skip this question

information is already provided in Question A1-14 of questionnaire on a calendar year basis. This plant’s fiscal year coincides with calendar years (i.e., fiscal year period is January 1 – December 31). Ref

YesYes

I-12 
Steam Electric Questionnaire Par

Plant 

Plant Nam

Part: I

Section Title:

Instructions:

CBI? I4-10.

FY 2007 FY 2008 

In Table I-18, please provide the following balance sheet information for the plant. As needed, you may estimon balance sheet information for the relevant business unit or immediate parent.Assets (‘000$)Inventories (Raw materials, supplies, fuels, etc.)Other current assets (Prepared expenses, cash, accounts receivable, etc. Plant-level balance sheet data have been estimated for the purpose of answering this questionnaire. Pr12.Land and buildings (Original land cost and cost of buildings, including expansions and renovations, net of depreciation)Other non-current assets (Equipment, machinery, other physical capital and intangibles, capital stocks and bonds, etc., net of depreciation and amortization)

Table I-18. Balance Sheet Information for Plant

4.2 Detailed Plant Financial InformationIn Section 4.2, please provide financial information for the plant . Your parent firm may not customarily compillevel of the plant. In that case, you may estimate plant-level information from data reported at the level of repoThis may be a division, the immediate parent firm , or some other business unit. You should report information from existing reports or by estimating plant-level data. If you have to estimate plant-level data, you may use a

that, in your judgment, will yield the best estimate of plant-level data and describe the method in Question I4-information is available, you may follow the default methodology outlined below.Default Methodology: Please estimate plant-level data by using aggregate data from the financial reports for t

closest to your plant in terms of business activity performed. Please estimate plant data by multiplying that bu

corresponding to electricity generation activities by the ratio of your plant’s net generation to the business unitexample, if you have aggregate data for a business unit consisting of three plants, each with 100 MWh in net data are estimated based on 1/3 of the aggregate data.

Yes

I-13 
Steam Electric Questionnaire Par

CBI? I4-11.

FY 2007 FY 2008 

Interest expenseTaxesDepreciationAll other expenses, including fixed expenses (describe below)Other operating expensesTotal maintenance expensesTotal sales and customer accounts, service, and informational expensesCost of contract work

Total expenses (‘000$)

Revenue from electric power generation and salesOther revenue (i.e., total revenue from the economic activities described in Question I4-4) (describe below)Fuel expensesRevenue from sources indirectly related to the generation of electricity (e.g., sale of steam or ash, waste combustion)

In Table I-19, please provide the following income statement information for the plant . As needed, you may ebased on income statement information for the relevant division, business unit or immediate parent. Plant-level income statement data have been estimated for the purpose of answering this questionnaire. PI4-12.

Table I-19. Income Statement for Plant

Total revenue (‘000$)Liability/Equity (‘000$)

Current liabilities (Liabilities due for payment within the reporting year)Non-current liabilities (Including long-term debt, such as bonds, debentures, and bank debt)Owner equity (Total assets minus total (current and non-current) liabilities

Yes

I-14 
Steam Electric Questionnaire Par

CBI? I4-12.

Methodology description:

CBI? I4-13.

FY 2007 FY 2008 

If you estimated balance sheet and/or income statement for the plant in questions I4-10 and I4-11, please ind

used. Used default methodology described in Instructions to Section 4.2 (i.e., based on ratio of net generation)

 Used alternative methodology (describe below)TaxesDepreciationTotal administrative and general expensesFuel expensesOther operating expensesTotal maintenance expensesTotal sales and customer accounts, services, and informational expensesIn Table I-20, please provide the following information regarding the cost of steam electricity generation for th

for steam electricity generation is the same as reported above for the plant as a whole, please indicate so bel

Table I-20. Cost of Steam Electricity Generation

NOTE: This information represents a subset of the total expenses reported in Question I4-11; the data 

generation more specifically.  Expenses for steam electricity generation are the same as for the plant as a whole.

Yes

Yes

I-15 
Steam Electric Questionnaire Part I. Econo

Plant ID: Insert Plant ID

Plant Name: Insert Plant N

Part: I

Section Title:

Instructions:

CBI? I5-1.

SE Unit ID

Immediate parent 

firm(s) in 2009

FY 2008FY 2007FY 2009

NOTE: If a generating unit is owned by more than one entity, please provide the name(s) of the immediate parent firm(s) and the

equity shares (or financial participation or interest) in this generating unit.

Example

FY 2007 250,000FY 2008FY 2009 200,000

In Table I-21, please provide information for each non-retired (as of January 1, 2007) steam electric generating unit of your plant. Use stea

generating unit IDs assigned in Table A-8.5.1 Basic Steam Electric Generating Unit Economic and Financial Information

Remaining undepreciated value (‘000$) Nonutility status of each steam electric g

Please provide the economic and financial information requested for each steam electric generating unit at your plant . Use steam electric assigned in Table A-8. Please provide all free response answers in the highlighted yellow areas.

Table I-21. Basic Financial Steam Electric Generating Information

225,000

ABC LLC. (70%) 

XYZ Corp. (30%)

FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009

CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):

Yes

Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit ID

I-16 
Steam Electric Questionnaire Part I. Econo

FY 2007FY 2007FY 2008FY 2009FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009

CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableCogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):

Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit ID

CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):

Steam Electric Unit ID

CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):

Steam Electric Unit ID

CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):

Steam Electric Unit ID

Other (specify):

I-17 
Steam Electric Questionnaire Part I. Eco

Plant ID: Insert Plant ID

Plant Name: Insert Plant Name

Part: I

Section Title:

Instructions:

CBI? I5-2.

SE Unit ID Fiscal Year

Primary 

Energy 

Source

Number of 

Days in 

Operation

Plan to 

Continue 

Operating the 

Unit During 

the Next FY?

Capacity 

Utilization 

(% of rated 

capacity)

Gross 

Electricity 

Generated 

(MWh)

Net 

Electricity 

Generated 

(MWh)

Net Peak 

Demand on 

Unit – MW 

(60 minutes)

Quantity of Fuel 

Burned (Units)a

FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009

a – (coal in tons of 2,000 lbs; oil in barrels of 42 gals; gas in mcf; nuclear or other – indicate)5.2 Steam Electric Generating Unit Operating Information

Table I-22. Steam Electric Generating Unit Operating Information

In Table I-22, please provide the following information regarding operations for each steam electric generating unit. Use steam electric generating unit IDs assigned in Table A-8.Throughout Section 5.2, please provide information regarding operations for each steam electric generating unit. Please provide all free response answers yellow areas.

Yes/NoYes/NoYes/NoYes/NoYes/NoYes/NoYes/NoYes/NoYes/NoYes/No

Yes

Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit ID

I-18 
Steam Electric Questionnaire 

Pla

Plant N

Part: I

Section Title:

Instructions:

CBI? I5-3.

SE Unit ID Fiscal Year

Total Duration of 

Planned/Scheduled 

Routine Maintenance 

Outages (hours/year)

Total Duration o

Outages Planne

Scheduled to Add

Major Upgrades 

(hours/year)

FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009

In Section 5.3, please provide information on the duration of planned and forced outages and annual electric generating unit. Please provide all free response answers in the highlighted yellow areas.In Table I- 23, please provide information on the duration of planned and forced outages for each stea

steam electric generating unit IDs assigned in Table A-8.

Table I-23. Planned and Forced Outages

5.3 Planned and Forced Outages and Annual Operating Cost

Yes

Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit ID

I-19 
Steam Electric Questionnaire 

FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009

a – Such as repowering, FGD/SCR installation, etc.

Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit ID

I-20 
Steam Electric Questionnaire 

CBI? I5-4.

SE Unit ID Fiscal Year Total Costs ($)a Fuel Costs ($) 

FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009

Steam Electric Unit ID

Table I-24. Annual Operating Cost

Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit ID

In Table I-24, please provide the following annual operating cost information for each generating unit generating unit IDs assigned in Table A-8, as entered in Question I5-3). 

Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit ID

Yes

I-21 
Steam Electric Questionnaire 

FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009

Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit ID

b - Refer to the glossary for a list of costs to be considered as variable O&M costs (e.g., fuel handling 

expense (other than other direct costs).a - Total costs may include other operating costs (other than fuel costs or variable O&M ) such as the 

and electric plant and the scheduled maintenance of generating and electric equipment, which are copurpose of this questionnaire.

I-22 
Steam Electric Questionnaire P

Plan

Plant N

Part: I

Section Title: Part I Comments

Instructions:

Question Number

CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?

Cross reference your comments by question number and indicate the confidential status of your com

next to "Yes" under "CBI?" (Confidential Business Information). 

Comment

YesYesYesYesYesYesYesYesYesYesYes

I-23 
Steam Electric Questionnaire P

CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?

YesYesYesYesYesYesYesYesYesYesYesYesYesYes

I-24 
Steam Electric Questionnaire Part I. Economic and Financial Data

Month Yes/No

Month Yes/No

Select Select

January Yes

February No

March

April Day

May Day

June Select

July 01

August 02

September 03

October 04

November 05

December 06

07

08

Type of Ownership 09

Type of Ownership 10

Select 11

Cooperative 12

Federal 13

Investor-owned 14

Municipality 15

Political Subdivision 16

State 17

Other, specify below 18

19

State 20

State 21

Select 22

ALABAMA 23

ALASKA 24

AMERICAN SAMOA 25

ARIZONA 26

ARKANSAS 27

CALIFORNIA 28

COLORADO 29

CONNECTICUT 30

DELAWARE 31

DISTRICT OF COLUMBIA

FEDERATED STATES OF MICRONESIA

FLORIDA

GEORGIA Immediate Parent Firm

GUAM Immediate Parent Firm

HAWAII Select

IDAHO 1

ILLINOIS 2

INDIANA 3

IOWA

KANSAS

Part I Drop Downs

Approved: May 20, 2010
Steam Electric Questionnaire Part I. Economic and Financial Data

KENTUCKY Month (Number)

LOUISIANA Month (Number)

MAINE Select

MARSHALL ISLANDS 01

MARYLAND 02

MASSACHUSETTS 03

MICHIGAN 04

MINNESOTA 05

MISSISSIPPI 06

MISSOURI 07

MONTANA 08

NEBRASKA 09

NEVADA 10

NEW HAMPSHIRE 11

NEW JERSEY 12

NEW MEXICO

NEW YORK Steam Electric Unit ID

NORTH CAROLINA Steam Electric Unit ID

NORTH DAKOTA Select

NORTHERN MARIANA ISLANDS SE Unit-1

OHIO SE Unit-2

OKLAHOMA SE Unit-3

OREGON SE Unit-4

PALAU SE Unit-5

PENNSYLVANIA SE Unit-6

PUERTO RICO SE Unit-7

RHODE ISLAND SE Unit-8

SOUTH CAROLINA SE Unit-9

SOUTH DAKOTA SE Unit-10

TENNESSEE

TEXAS Employment

UTAH Employment

VERMONT Select

VIRGIN ISLANDS less than 50

VIRGINIA 50-99

WASHINGTON 100-249

WEST VIRGINIA 250-499

WISCONSIN 500-749

WYOMING 750-999

1,000-1,249

1,250-1,499

1,500 or greater

Type of Ownership

Select

Other Limited Liability Company or other non-corporate structure not taxed at the entity level

Joint venture/partnership of other companies

S corporation (income taxed at the level of the individual owners)

Type of Ownership

C corporation (income taxed at the level of the corporation)

Approved: May 20, 2010