11-5165-cr

United States v. Vargas-Cordon

1 United States Court of Appeals

2 FOR THE SECOND CIRCUIT

3

4 August Term 2012

5

6 (Argued: December 13, 2012 Decided: August 12, 2013)

7

8 No. 11-5165-cr

9 _____________________________________

10

11 UNITED STATES,

12 Appellee,

13

14 -v.-

15

16 MIGUEL ANGEL VARGAS-CORDON,

17 Defendant-Appellant.

18 _____________________________________

19

20 Before: POOLER, LEVAL, and LIVINGSTON, Circuit Judges.

21

22 Defendant-Appellant Miguel Angel Vargas-Cordon (“Vargas-Cordon”)

23 appeals from a judgment of conviction entered by the United States District

24 Court for the Eastern District of New York (Glasser, J.), for one count of

25 transporting a minor for illegal sexual purposes in violation of 18 U.S.C.

26 § 2423(a), one count of transporting an unlawfully present alien in violation of

27 8 U.S.C. § 1324(a)(1)(A)(ii), and one count of harboring an unlawfully present

28 alien in violation of 8 U.S.C. § 1324(a)(1)(A)(iii). Vargas-Cordon argues on

29 appeal that there was insufficient evidence to convict him of transporting a

30 minor for illegal sexual purposes, that the district court’s Allen charge, see Allen

31 v. United States, 164 U.S. 492 (1896), was unduly coercive, that the district court

32 erred in its instruction of what constitutes “harboring” under 8 U.S.C.

33 § 1324(a)(1)(A)(iii), and that the district court violated his due process rights by

34 limiting cross-examination of the victim at trial. We conclude that Vargas35 Cordon’s claims are without merit. We accordingly AFFIRM the judgment of the

36 district court.

37
1 Amy Busa, Soumya Dayanada, on behalf of

2 Loretta E. Lynch, United States Attorney for

3 the Eastern District of New York, Brooklyn,

4 N.Y., for Appellee.

5

6 Thomas H. Nooter, Freeman Nooter &

7 Ginsberg, New York, N.Y., for Defendant8 Appellant.

9

10 DEBRA ANN LIVINGSTON, Circuit Judge:

11 Defendant-Appellant Miguel Angel Vargas-Cordon (“Vargas-Cordon”)

12 appeals from a judgment of the United States District Court for the Eastern

13 District of New York (Glasser, J.), entered November 29, 2011, convicting him

14 after a jury trial of one count of transporting a minor for illegal sexual purposes

15 in violation of 18 U.S.C. § 2423(a), one count of transporting an unlawfully

16 present alien in violation of 8 U.S.C. § 1324(a)(1)(A)(ii), and one count of

17 harboring an unlawfully present alien in violation of 8 U.S.C. § 1324(a)(1)(A)(iii).

18 Vargas-Cordon challenges his convictions on four grounds: (1) that there was

19 insufficient evidence to support his conviction under 18 U.S.C. § 2423(a); (2) that

20 a supplemental jury charge, which quoted from the Supreme Court’s decision in

21 Allen v. United States, 164 U.S. 492 (1896), was unduly coercive; (3) that the

22 district court incorrectly instructed the jury on the meaning of “harbors” under

23 8 U.S.C. § 1324(a)(1)(A)(iii); and (4) that the district court impermissibly limited

24 his cross-examination at trial of the victim. For the reasons stated below, we 

2
1 conclude that his arguments lack merit. Accordingly, we affirm the judgment

2 of the district court. 

3 BACKGROUND

4

5 I. The Offense Conduct

6 Vargas-Cordon is a thirty-seven-year-old citizen of Guatemala who resides

7 in the United States. In 2008, while visiting family in Guatemala, Vargas8 Cordon began a sexual relationship with his then fifteen-year-old niece, referred

9 to at trial as “Jaire” or “Jane Doe.” Before Vargas-Cordon returned to the

10 United States in April 2009, Jaire, who had a troubled home life, asked if she

11 could accompany him. Though Vargas-Cordon initially refused, returning alone,

12 he eventually made arrangements with a smuggler, or “coyote,” to bring Jaire

13 into the United States, paying $6000 for her transport. Supplied with a fake

14 passport, Jaire left Guatemala a few months later for Vargas-Cordon’s residence

15 in Lakewood, New Jersey. 

16 Jaire did not immediately reach her destination. Customs and Border

17 Protection apprehended her at the California-Mexico border on August 28, 2009. 

18 Because Jaire stated that she did not have any family in Guatemala to whom

19 she could return, federal authorities transferred her to an Office of Refugee

3
Resettlement (“ORR”) facility in California.1 1 In December 2009, ORR relocated

2 Jaire to a foster home in Crewe, Virginia, a small town southwest of Richmond. 

3 Throughout all this time, Jaire remained in frequent telephone contact with

4 Vargas-Cordon. (Indeed, telephone records admitted at trial reflected a total of

5 189 calls.) According to Jaire’s foster mother, Jaire appeared “disappointed”

6 upon arrival in Virginia that she had not been transferred to her uncle’s care. 

7 Jaire asked Vargas-Cordon to come down to Virginia and take her back

8 with him to New Jersey. Vargas-Cordon initially refused, explaining to Jaire

9 that he would “get into problems . . . with the police.” He soon changed his mind,

10 however, and on December 19, 2009, Vargas-Cordon and a coworker, Tom

11 Grande (“Grande”), made the six-hour drive from Lakewood to Jaire’s foster

12 home in Crewe. Jaire attempted to meet them the following morning, but was

13 intercepted by her foster mother. Vargas-Cordon called the foster mother later

14 in the day and offered to take Jaire, to which the foster mother responded that

15 he was not permitted to do so. Jaire successfully snuck out of her foster home

1

 ORR, located within the Department of Health and Human Services, is

responsible for the care of unaccompanied minors who enter or attempt to enter the

United States. See 6 U.S.C. § 279. Minors in ORR will typically first be placed into an

ORR-run facility. They may later be transferred into foster care, often arranged

through a non-profit organization. Any removal proceedings against the minor remain

pending while he or she is in ORR custody. See Olga Bryne & Elise Miller, Ctr. on

Immigration & Justice, The Flow of Unaccompanied Children Through the

Immigration System: A Resource for Practitioners, Policy Makers, and Researchers,

(2012), available at http://www.vera.org/sites/default/files/resources/downloads/ theflow-of-unaccompanied-children-through-the-immigration-system.pdf.

4
1 that evening, and met with Vargas-Cordon and Grande. The three then drove

2 back to New Jersey.

3 After returning to New Jersey, Vargas-Cordon had Jaire stay with him in

4 the home he shared with Grande, several other male construction workers, and

5 one adult woman. Vargas-Cordon and Jaire shared a room together and had sex

6 while in New Jersey. Vargas-Cordon did not enroll Jaire in school. Jaire soon

7 began accompanying Vargas-Cordon and Grande to a home in Brooklyn where

8 the two men had a job renovating a basement. Vargas-Cordon and Grande

9 obtained the owner’s permission to stay in the home while renovating it, in order

10 to avoid daily travel between New York and New Jersey. Jaire thereafter stayed

11 in Brooklyn with Vargas-Cordon, as well as Grande, returning with them to New

Jersey on the weekends.2 12

13 While in Brooklyn, Grande saw Jaire and Vargas-Cordon enter various

14 rooms and heard them having sex. The couple shared a bedroom, according to

15 Grande, and he saw them kiss and shower together. Grande also witnessed

16 Jaire and Vargas-Cordon purchase a pregnancy test and heard Vargas-Cordon

17 discuss a potential pregnancy. Alarmed by the relationship, Grande contacted

18 the organization that ran Jaire’s foster care program, which in turn contacted

2

 Vargas-Cordon told the home’s owner that he wanted to keep Jaire with him

while he was working in New York because he did not trust anyone who lived in the

New Jersey house.

5
1 the authorities. On January 21, 2010, an agent from the Department of

2 Homeland Security (“DHS”) entered the Brooklyn home and found Jaire in one

3 of the bedrooms. Vargas-Cordon was arrested and, in subsequent questioning,

4 admitted that he had sex with Jaire two days prior. 

5 II. Procedural History

6 A grand jury indicted Vargas-Cordon on three counts. Count One alleged

7 that Vargas-Cordon had transported a minor for illegal sexual activity in

violation of 18 U.S.C. § 2423(a).3 8 Specifically, the count alleged that

9 Vargas-Cordon transported Jaire from Guatemala to New York, in interstate

10 and foreign commerce, with intent to commit both rape in the third degree and

11 endangering the welfare of a child, in respective violation of New York Penal

Law §§ 130.25(2)4 and 260.10(1).5 12 Count Two alleged that Vargas-Cordon

3

 18 U.S.C. § 2423(a) provides that:

A person who knowingly transports an individual who has not

attained the age of 18 years in interstate or foreign commerce, or

in any commonwealth, territory or possession of the United States,

with intent that the individual engage in prostitution, or in any

sexual activity for which any person can be charged with a

criminal offense, shall be fined under this title and imprisoned not

less than 10 years or for life. 

4 New York Penal Law § 130.25(2) provides:

A person is guilty of rape in the third degree when:

. . . .

2. Being twenty-one years old or more, he or she engages in sexual 

6
1 knowingly and intentionally transported an unlawfully present alien within the

2 United States in violation of 8 U.S.C. §§ 1324(a)(1)(A)(ii), (a)(1)(B)(ii). Count

3 Three alleged that Vargas-Cordon concealed and harbored an unlawfully present

alien in violation of 8 U.S.C. §§ 1324(a)(1)(A)(iii), 1324(a)(1)(B)(ii).6 4 

intercourse with another person less than seventeen years old . . . .

5 New York Penal Law § 260.10 provides:

A person is guilty of endangering the welfare of a child when: 

. . . .

1. He or she knowingly acts in a manner likely to be injurious to

the physical, mental or moral welfare of a child less than

seventeen years old or directs or authorizes such child to engage in

an occupation involving substantial risk of danger to his or her life

or health . . . .

6

8 U.S.C. § 1324(a)(1)(A) provides in relevant part:

Any person who—

. . . .

(ii) knowing or in reckless disregard of the fact that an alien has

come to, entered, or remains in the United States in violation of

law, transports, or moves or attempts to transport or move such

alien within the United States by means of transportation or

otherwise, in furtherance of such violation of law;

(iii) knowing or in reckless disregard of the fact that an alien has

come to, entered, or remains in the United States in violation of

law, conceals, harbors, or shields from detection, or attempts to

conceal, harbor, or shield from detection, such alien in any place,

including any building or any means of transportation;

. . . .

shall be punished as provided in subparagraph (B).

7
1 Vargas-Cordon pled not guilty to all three counts. 

2 Trial commenced on March 21, 2011. The prosecution rested its case on

3 March 22, and Vargas-Cordon moved for a judgment of acquittal, which the

4 district court denied. At the ensuing charge conference, Vargas-Cordon raised

5 objections to the proposed jury charge concerning, inter alia, Count Three. With

6 respect to that count—for harboring an unlawfully present alien—defense

7 counsel objected to the instruction that Vargas-Cordon could “harbor” an alien

8 simply by providing her with shelter “in reckless disregard of her status” without

9 requiring proof that he acted to conceal her from authorities. The district court

10 overruled the objection, noting that any act that “facilitate[es] the person to

11 remain alive by remaining where she is” constitutes “harboring” under the

12 statute. 

13 The district court charged the jury the following day. With respect to

14 Count Three, the district court modified the instruction as discussed at

Section 1324(a)(1)(B) provides in relevant part that:

A person who violates subparagraph (A) shall, for each alien in

respect to whom such a violation occurs—

. . . .

(ii) in the case of a violation of subparagraph (A)(ii) [or] (iii) . . . be

fined under title 18, imprisoned not more than 5 years, or both

. . . .

8
1 conference, adding that, to find Vargas-Cordon guilty of harboring, the jury must

2 find that he intended to substantially facilitate Jaire remaining in the country

3 illegally:

4 With respect to the third element, the

5 Government has to prove that the defendant harbored

6 or concealed or shielded from detection [Jaire] who

7 entered[,] who came or remained in the United States

8 illegally.

9 The statute prohibits this conduct which tends to

10 directly substantially facilitate an alien remaining in

11 the United States illegally. “Harboring” simply means

12 to shelter, to afford shelter to. “Shield from detection”

13 means to act in a way that prevents the authorities

14 from learning of the fact that the alien is in the United

15 States illegally. You don't have to find that the

16 defendant acted secretly, that harboring the alien was

17 done.

18 To find based upon the evidence in this case that

19 the Government proved that the defendant harbored,

20 afforded shelter to, [Jaire] in a way intended to

21 substantially facilit[ate] her remaining here illegally[,]

22 that element has been . . . satisfied.

23

24 Trial Tr. at 449–50 (emphasis added).

25 After one hour of deliberation, the jury submitted a note stating, “[w]e, the

26 jurors, disagree on Count One without hopes of a unanimous decision.” Over

27 defense counsel's objection, the district court summoned the jury and read what

28 it described as a “modified Allen charge”:

29 I’m going to suggest that you continue your

30 deliberations. You have, I think, been deliberating for

31 just about an hour. It’s normal for jurors to have

32 differences of opinion initially, that’s quite common. 

9
1 But after some extended discussion, jurors frequently

2 find that a point of view which they originally

3 entertained and they believe to represent the fair,

4 considered judgment may change after some extended

5 discussion and exchange of views.

6 I want to emphasize, however, that a juror

7 mustn’t vote for any verdict if after a full and complete

8 discussion, the juror feels quite strongly about his or

9 her view.

10 But I should tell you that if you fail to agree upon

11 a verdict in a case which is important to the

12 Government as it is important to the defendant. It

13 leaves one count completely open, the possibility it may

14 have to be tried again, no reason to believe that the

15 case will be tried any better or more exhaustively at a

16 future time and tried to a jury more intelligent or more

17 conscientious than you.

18 Many, many years ago, the Supreme Court of the

19 United States had occasion to address a problem which

20 arises when, as in this case, after very brief

21 deliberation, you’ve only been deliberating for an hour,

22 the jury returns a note and says it disagreed.

23 Let me read to you what the Supreme Court of

24 the United States had [to] say in this regard:

25 “Although the verdict must be the verdict of each

26 individual juror, they should listen with a disposition to

27 be convinced of each other’s argument. If the much

28 larger number is more convinced [then] a dissenting

29 juror should consider whether his or her doubt was a

30 reasonable one which made no impression on the minds

31 of the other jurors equally honest and equally

32 intelligent as herself or himself.

33 But if, on the other hand, the majority was for

34 acquittal, the minority ought to ask themselves

35 whether they might reasonably doubt the correctness of

36 a judgment which was not considered by the majority.”

37 What the Supreme Court is saying is that jurors

38 should conscientiously discuss the case among

39 themselves, deliberate with a predisposition to listen to

40 each other with an open mind, but in no event should

10
1 you surrender an honest conviction which you have

2 about the case one way or the other and so I'll ask you

3 to continue your deliberation.

4

5 Trial Tr. at 463–65.

6

7 The next day, the jury sent another note, asking: (1) “If only one of the

8 counts cannot be decided does only this issue get ever retried or the entire case,

9 meaning all three counts?” and (2) “What is the maximum amount of time given

10 to jurors to deliberate?” The district court informed the jury that there is no

11 maximum amount of time afforded for deliberations, and that should they choose

12 to return a partial verdict, that partial verdict would be final. The district court

13 reminded the jurors that it is their “duty to discuss the case for the purpose of

14 reaching a verdict, if you can do so conscientiously. Each of you must decide the

15 case for yourself, but do so only after considering all the evidence, listening to

16 the views of your fellow jurors, discussing it fully.” The district court warned the

17 jury not to “surrender an honest conviction as to the weight and effect of the

18 evidence simply to arrive at a verdict.” 

19 The jury deliberated for four hours after receiving the first supplemental

20 charge (for a total of five hours of deliberation). The jury returned a verdict of

21 guilty on all three counts on March 24. 

22 Vargas-Cordon moved for a judgment of acquittal under Federal Rule of

23 Criminal Procedure 29(c). Vargas-Cordon made three arguments relevant here:

11
1 (1) as to Count One, that there was insufficient evidence to convict him of

2 transporting a minor with intent that an illegal sexual act take place because

there was no direct evidence that he had this intent when transporting Jaire;7 3

4 (2) that his conviction for “harboring” an unlawfully present alien as charged in

5 Count Three was not supported by the evidence because “harboring” should not

6 mean the simple provision of shelter, and there was no proof that he knew Jaire

7 was in the United States illegally; and (3) that the district court's Allen charge

8 was unduly coercive. 

9 The district court denied Vargas-Cordon's motion. As to Count One, the

10 court rejected Vargas-Cordon’s argument that direct evidence of his intent was

11 required, noting that “[i]t would surely be an immodest display of superfluous

12 research to cite what must be a limitless number of cases for the principle that

13 a jury’s verdict may rest entirely on circumstantial evidence.” The court

14 similarly dismissed the argument that the evidence of Vargas-Cordon’s

15 knowledge that Jaire was in the country illegally was insufficient, observing that

16 “knowingly, unlawfully, and intentionally remov[ing] [Jaire] from the custody

17 of the foster home and transport[ing] her from Virginia to Brooklyn was plainly

18 acting in furtherance of [Vargas-Cordon’s] bringing and keeping her here in

7 Vargas-Cordon also argued as to Count Two that there was insufficient

evidence to convict him of transporting an unlawfully present alien because there was

no evidence that he knew Jaire was in the country illegally at the time he took her

from Virginia to New York. He does not pursue this argument on appeal.

12
1 violation of the law.” Specifically as to Count Three, the court recited the jury

2 instruction and asserted that “a more precisely fitting application of the statute

3 to the facts that were established beyond any doubt, would be difficult to

4 construct.” The court finally concluded that its supplemental jury charge was

5 not unduly coercive. 

6 On November 29, 2011, the district court sentenced Vargas-Cordon to 120

7 months’ imprisonment on Count One and 60 months’ imprisonment each for

8 Counts Two and Three, all sentences to run concurrently. Vargas-Cordon timely

9 appealed.

10 DISCUSSION

11 I. Transportation of Minor with Intent to Engage in Criminal

12 Sexual Activity

13

14 Vargas-Cordon first contests the district court’s determination that there

15 was sufficient evidence to support his conviction under 18 U.S.C. § 2423(a). We

16 review a district court’s determination of a sufficiency challenge de novo. United

17 States v. Miller, 626 F.3d 682, 690–91 (2d Cir. 2010). A defendant bringing such

18 a challenge “bears a heavy burden.” Id. We must “view the evidence in the light

19 most favorable to the government, crediting every inference that could have been

20 drawn in the government’s favor, and deferring to the jury’s assessment of

21 witness credibility, and its assessment of the weight of the evidence.” United

22 States v. Robinson, 702 F.3d 22, 35 (2d Cir. 2012) (internal quotation marks

13
1 omitted). We will uphold the jury’s verdict if “any rational trier of fact could

2 have found the essential elements of the crime beyond a reasonable doubt.” 

3 Jackson v. Virginia, 443 U.S. 307, 319 (1979). 

4 18 U.S.C. § 2423(a) provides:

5 (a) Transportation With Intent To Engage in

6 Criminal Sexual Activity.— A person who knowingly

7 transports an individual who has not attained the age

8 of 18 years in interstate or foreign commerce, or in any

9 commonwealth, territory or possession of the United

10 States, with intent that the individual engage in

11 prostitution, or in any sexual activity for which any

12 person can be charged with a criminal offense, shall be

13 fined under this title and imprisoned not less than 10

14 years or for life. 

15

16 To secure a conviction under § 2423(a), the government thus must prove beyond

17 a reasonable doubt that the defendant: (1) knowingly transported a minor across

18 state lines and (2) with the intent that the minor engage in sexual activity for

19 which some person could be criminally charged. The government need not

20 prove, however, that the unlawful sexual activity actually took place: “§ 2423(a)

21 is a crime of intent, and a conviction is entirely sustainable even if no underlying

22 criminal sexual act ever occurs.” United States v. Broxmeyer, 616 F.3d 120, 129

23 n.8 (2d Cir. 2010). What is required is “that the mens rea of intent coincide with

24 the actus reus of crossing state lines.” Id. at 129.

25 In addition, the contemplated unlawful sexual activity need not be the

26 defendant’s sole purpose for transporting a minor in interstate or foreign

14
1 commerce. Rather, it must only be a “dominant purpose” of the transportation. 

2 See United States v. Miller, 148 F.3d 207, 212–13 (2d Cir. 1998). This can

3 include being one of multiple dominant purposes. As we have explained in

4 connection with an analogous statute, a jury need only find “that illegal sexual

5 activity . . . was one of the dominant motives for the interstate transportation of

6 the minors, and not merely an incident of the transportation.” United States v.

7 Sirois, 87 F.3d 34, 39 (2d Cir. 1996) (affirming a conviction under 18 U.S.C.

8 § 2251 for transporting a minor in interstate commerce with intent to produce

9 child pornography).

10 Vargas-Cordon claims that there was insufficient evidence to prove either

11 that he had the requisite intent to engage in unlawful sexual activity with Jaire

12 when he transported her into New York or that unlawful sexual activity was a

13 dominant purpose of his bringing Jaire into New York. We are not persuaded. 

14 First, we agree with the district court that there was ample circumstantial

15 evidence from which a reasonable factfinder could conclude that Vargas-Cordon

16 intended to have sex with Jaire when he arranged to have her brought into the

17 country and when he thereafter personally transported her from Virginia to New

18 Jersey and then repeatedly into New York. As Jaire testified at trial, after

19 initiating a sexual relationship with her in Guatemala, Vargas-Cordon arranged

20 for Jaire to be smuggled into the United States, where their sexual relationship

15
1 immediately recommenced once the pair was reunited. Jaire testified that she

2 had sexual relations with Vargas-Cordon in both New Jersey and in New York. 

3 Vargas-Cordon himself, in a post-arrest interview with Special Agent Michael

4 Ortiz of DHS, admitted that he had intercourse with Jaire in Guatemala, that

5 he had sexual relations with her again within a day of picking her up in

6 Virginia, and that they had sexual relations on four occasions in Brooklyn,

7 including two days prior to his arrest on January 21, 2010. 

8 Vargas-Cordon argues that the government never presented evidence

9 about precisely when the trips into New York occurred relative to the unlawful

10 sexual activity, precluding a reasonable jury from finding that a dominant

motive for these trips was to engage in unlawful sexual activity.8 11 We disagree. 

12 The record is replete with evidence from which a reasonable jury could infer that

13 sexual access to Jaire was a dominant purpose of Vargas-Cordon’s repeated

14 transport of her from his New Jersey home into Brooklyn. Vargas-Cordon, after

15 paying a large sum to smuggle Jaire into the country, spirited her from her

16 Virginia foster home even though he acknowledged that doing so would “get

8

 Vargas-Cordon argues that only the trips from New Jersey to Brooklyn “have

any nexus to the New York offenses charged in the indictment,” and so only these

incidents of interstate and foreign transportation may be considered in determining

whether the evidence of his intent in transporting Jaire was sufficient to support

conviction under § 2423(a). Appellant’s Br. at 26. We need not address this argument,

however, inasmuch as we conclude, for the reasons stated in the text, that the evidence

was more than sufficient for a reasonable jury to conclude that Vargas-Cordon had the

requisite unlawful intent in transporting Jaire into New York.

16
1 [him] into trouble.” The evidence, moreover, including the testimony of Jaire

2 and Grande, as well as Vargas-Cordon’s admissions to Agent Ortiz,

3 demonstrates that the couple was engaged in an ongoing sexual relationship

4 from the day Vargas-Cordon picked up his niece in Virginia until he was

5 arrested in New York just over a month later. Vargas-Cordon asserts that “the

6 overwhelming purpose” of his travel into New York during this period “was that

7 [he] could work at his place of employment” in Brooklyn. Appellant’s Br. at 27. 

8 Even assuming this is true, however, it is irrelevant. Section 2423(a) is

9 concerned not with why a defendant travels, but rather with the question why

10 he transports a minor. A reasonable jury had ample basis here to conclude that

11 a predominant reason – if not the dominant reason – for Jaire’s repeated

12 transport to New York was to facilitate the couple’s ongoing sexual relations. 

13 We accordingly affirm Vargas-Cordon’s conviction for transporting a minor in

14 interstate commerce with intent to commit unlawful sexual activity in violation

15 of 18 U.S.C. § 2423(a).

16 II. Allen Charge

17 Vargas-Cordon next contests the district court’s supplemental charge to

18 the jury upon receipt of its first note, which the court described as a “modified

19 Allen charge.” “It has long been established that when a trial court receives

20 notice that the jury is deadlocked it may give a charge, commonly referred to as

17
1 an ‘Allen’ charge, that urges the jurors to continue deliberations in order to reach

2 a verdict.” Smalls v. Batista, 191 F.3d 272, 278 (2d Cir. 1999). We review a

3 district court’s decision to give an Allen charge for abuse of discretion. United

4 States v. Crispo, 306 F.3d 71, 77 (2d Cir. 2002). 

5 Whether an Allen charge is appropriate given the circumstances of a

6 particular case “hinges on whether it tends to coerce undecided jurors into

7 reaching a verdict”—that is, whether the charge encourages jurors “to abandon,

8 without any principled reason, doubts that any juror conscientiously holds as to

9 a defendant’s guilt.” United States v. Melendez, 60 F.3d 41, 51 (2d Cir. 1995),

10 vacated on other grounds by Colon v. United States, 516 U.S. 1105 (1996). We

11 evaluate a charge’s coerciveness “in its context and under all the circumstances.” 

12 Lowenfield v. Phelps, 484 U.S. 231, 237 (1988) (quoting Jenkins v. United States,

13 380 U.S. 445, 446 (1965) (per curiam)). Our case law has accordingly considered

14 a number of different factors when determining a charge’s coercive effect. While

15 some factors may be more important than others, none is, by itself, dispositive. 

16 For example, although we have stressed the importance of reminding jurors in

17 an Allen charge not to abandon their conscientiously held views, see Smalls, 191 

18 F.3d at 279, we have also upheld instructions that lacked such a warning, see

19 Spears v. Greiner, 459 F.3d 200, 206 (2d Cir. 2006).

20

18
1 Under this standard, the most salient feature of the charge given in

2 Vargas-Cordon’s trial is its suggestion, quoting from Allen itself, that minority

3 jurors consider the correctness of their view in light of the majority’s position. 

4 Although the district court described its instruction as a “modified Allen charge,”

5 the instruction in fact contained the defining feature of a “traditional” Allen

6 charge: the request that minority jurors—but not majority jurors—reconsider

their views.9 7 See Spears, 459 F.3d at 204 n.4. We have previously recognized

8 the “potential coercive effect on jurors in the minority” of the traditional charge,

9 have noted the modern tendency to use a modified charge that does not contrast

10 the majority and minority positions, and have strongly suggested that the

11 traditional charge should be used sparingly, and with caution. Id. at 204–05 n.4

12 (quoting United States v. Flannery, 451 F.2d 880, 883 (1st Cir. 1971)).

13 Still, precedent forecloses the conclusion that a traditional Allen charge is

14 automatically coercive. The Supreme Court has reaffirmed the “continuing

15 validity” of its observations in Allen regarding minority jurors and has noted

16 that supplemental charges are to be reviewed in context and considering all the

17 relevant circumstances. Lowenfield, 484 U.S. at 237–38. We ourselves,

9

 The focus on minority jurors makes an Allen charge “traditional” because the

exact charge approved in Allen did the same. See Allen, 164 U.S. at 501–02. However,

“[i]n more recent times, courts have tended to use ‘modified’ Allen charges that do not

contrast the majority and minority positions.” Spears, 459 F.3d at 204–05 n.4. 

19
1 moreover, have declined to “take exception to the district court’s quoting directly

2 from Allen v. United States,” and have “never held that the trial court must

3 specifically inform the jury that the majority must consider the arguments and

4 the opinions of those in the minority,” even when Allen’s language is employed. 

5 Melendez, 60 F.3d at 52. Indeed, perhaps most importantly, we have previously

6 upheld the use of traditional Allen charges nearly identical to the one used in

7 this case. See United States v. Hynes, 424 F.2d 754, 757 n.2 (2d Cir. 1970). 

8 We therefore must consider the other circumstances surrounding the

9 district court’s instruction. These circumstances, on balance, do not indicate an

10 unacceptable risk of coercion. First, the district court repeatedly warned the

11 jurors not to surrender their conscientiously held beliefs, which is an instruction

12 we have previously held to mitigate greatly a charge’s potential coercive effect. 

13 See United States v. Henry, 325 F.3d 93, 107 (2d Cir. 2003). Indeed, immediately

14 after quoting Allen’s language on the subject of minority jurors, the district court

15 specifically noted that:

16 What the Supreme Court is saying is that jurors should

17 conscientiously discuss the case among themselves, deliberate with

18 a predisposition to listen to each other with an open mind, but in no

19 event should you surrender an honest conviction which you have

20 about the case one way or the other . . . .

21

22

23

20
1 Trial Tr. at 465. The jury deliberated for some four hours after receiving this

2 instruction—four times as long as it deliberated before receiving it. Such

3 lengthy post-instruction discussion “strongly indicates” a lack of coercion. 

4 Spears, 459 F.3d at 207 (quoting United States v. Fermin, 32 F.3d 674, 680 (2d

5 Cir. 1994)).

6 The other factors cited by Vargas-Cordon do not alter our conclusion. 

7 While Vargas-Cordon argues that the emotionally charged nature of his alleged

8 conduct compounded any pressure felt by jurors to convict, we do not think his

9 offenses are any more sensational than those in previous cases where the use of

10 a traditional Allen charge has been upheld. See, e.g., Allen, 164 U.S. at 501

11 (murder); Crispo, 306 F.3d at 75 (threatened kidnaping of two-year-old child). 

12 Similarly, both the given instruction’s failure to remind jurors that the

13 government bears the ultimate burden of proof and Vargas-Cordon’s objection

14 to the instruction after it was given, while relevant, are not enough to overcome

15 the circumstances suggesting an absence of coercion.

16 Vargas-Cordon also objects to the giving of the Allen charge after only one

17 hour of jury deliberation. We have previously held, however, that “[n]o fixed

18 period of time must necessarily elapse before the charge may properly be given.” 

19 United States v. Robinson, 560 F.2d 507, 517 (2d Cir. 1977) (en banc); see also

20 Hynes, 424 F.2d at 757–58. The district court did not abuse its discretion in

21
1 deciding to give the charge when it did. Importantly, the district court did not

2 deliver its instruction sua sponte, but only after the jurors reported that they

3 were “without hopes of a unanimous decision.” This report, moreover, although

4 early in the jury’s deliberations, was in the context of a trial that was not

5 exceptionally long and involved neither a large number of separate counts, nor

6 particularly complex factual issues. 

7 Although we affirm its use in this case, we reiterate that a traditional

8 Allen charge is a powerful tool that should be deployed only with great caution. 

9 See Spears, 459 F.3d at 205 n.4. While it remains within the district court’s

10 discretion, giving a traditional Allen charge heightens the risk that a juror will

11 feel coerced. The circumstances of this case strongly indicate a dearth of such

12 coercion, and we find no abuse of discretion in the district court’s instruction

13 here. But, as the Supreme Court suggested in Lowenfield, a defendant’s claim

14 that jurors have been coerced by the mere suggestion that they listen with

15 deference to the arguments of others (it being, “[t]he very object of the jury

16 system . . . to secure unanimity by a comparison of views”) has considerably less

17 force “where the charge given, in contrast to the so-called ‘traditional Allen

18 charge,’ does not speak specifically to the minority jurors.” 484 U.S. at 237–38.

19 III. “Harboring” aliens under 8 U.S.C. § 1324(a)(1)(A)(iii)

20 Vargas-Cordon next argues that the district court’s jury instruction on

21 Count Three—harboring an unlawfully present alien in violation of 8 U.S.C.

22
1 § 1324(a)(1)(A)(iii)—was erroneous. We review a claim of error in jury

2 instructions de novo, reviewing the charge as a whole “to see if the entire charge

3 delivered a correct interpretation of the law.” United States v. Quattrone, 441

4 F.3d 153, 177 (2d Cir. 2006) (internal quotation marks omitted). We will

5 reverse, however, only when the error was prejudicial. Id. 

6 Section 1324(a)(1)(A)(iii) establishes criminal penalties for any person

7 who:

8 knowing or in reckless disregard of the fact that an

9 alien has come to, entered, or remains in the United

10 States in violation of law, conceals, harbors, or shields

11 from detection, or attempts to conceal, harbor, or shield

12 from detection, such alien in any place, including any

13 building or any means of transportation. 

14

15 8 U.S.C. § 1324(a)(1)(A)(iii). This statute originates from the Immigration Act

16 of 1907, which criminalized the smuggling and transport of aliens into the

17 United States. Pub. L. No. 59-96, 34 Stat. 898, 900–01 (repealed). Congress

18 added prohibitions of concealing and harboring aliens ten years later. See

19 Immigration Act of February 5, 1917, Pub. L. No. 64-301, 39 Stat. 874, 880

20 (repealed). Thirty years after that, the Supreme Court ruled in United States v.

21 Evans that the statute did not provide any sort of penalty for its prohibition of

22 concealing and harboring aliens. 333 U.S. 483, 495 (1948). Congress responded

23 by adding an explicit penalty for any individual who “willfully or knowingly

24 conceals, harbors, or shields from detection” an unlawfully present alien. 

23
1 Immigration and Nationality Act of 1952, Pub. L. No. 82-414, Title IV, § 274(a),

2 66 Stat. 163, 228–29. Congress did not define the term “harbors,” however. In

3 1986 Congress changed § 1324(a)(1)(A)(iii) to its current form, though keeping

4 the phrase “conceals, harbors, or shields from detection.” See Immigration

5 Reform and Control Act of 1986, Pub. L. No. 99-603, Title I, Part B, § 112(a), 100

6 Stat. 3359, 3381–82. 

7 Vargas-Cordon contends that the district court instructed the jury that

8 “harbors” under § 1324(a)(1)(A)(iii) “simply means to shelter, to afford shelter

9 to,” and that this was error. He argues we should follow the Seventh Circuit’s

10 recent decision in United States v. Costello, 666 F.3d 1040 (7th Cir. 2012), and

11 conclude that to “harbor” under § 1324 requires some element of preventing

12 detection by the authorities. The government counters that, although “one

13 sentence in the district court’s charge defined ‘harboring’ simply as ‘sheltering,’”

14 the charge also instructed the jury that the government had to prove that

15 Vargas-Cordon intended to substantially facilitate Jaire remaining in the

16 country illegally. Appellee’s Br. at 32. According to the government, the totality

17 of the district court’s instruction was therefore consistent with Second Circuit

18 precedent. 

19 We note first that there is no precedent binding us to a particular

20 interpretation of “harbors” under § 1324(a)(1)(A)(iii). Our case law has been

21 inconsistent in describing the minimum conduct necessary to sustain a

24
1 harboring conviction under § 1324. Our initial decisions on the topic, written in

2 the 1940s, interpreted “harbor” to connote an element of evading detection. See

3 United States v. Smith, 112 F.2d 83, 85 (2d Cir. 1940); see also United States v.

4 Mack, 112 F.2d 290, 291 (2d Cir. 1940) (L. Hand, J.) (“[T]he statute is very

5 plainly directed against those who abet evaders of the law against unlawful

6 entry, as the collocation of ‘conceal’ and ‘harbor’ shows. Indeed, the word ‘harbor’

7 alone often connotes surreptitious concealment.”). Yet, we stated in two opinions

8 thirty years later that harboring under § 1324 “was intended to encompass

9 conduct tending substantially to facilitate an alien’s remaining in the United

10 States illegally.” United States v. Lopez, 521 F.2d 437, 441 (2d Cir. 1975)

11 (internal quotation marks omitted); see also United States v. Herrera, 584 F.2d

12 1137, 1144 (2d Cir. 1978). While this definition could conceivably be consistent

13 with Smith and Mack, in Lopez we concluded that the defendant had violated

14 § 1324(a)(1)(A)(iii) simply because he had “engaged in providing shelter and

15 other services in order to facilitate the continued unlawful presence” of certain

16 aliens in the United States. 521 F.2d at 441. In United States v. Kim, 193 F.3d

17 567 (2d Cir. 1999), however, our most recent decision involving

18 § 1324(a)(1)(A)(iii), we changed direction yet again. Kim, reverting to language

19 consistent with our original discussions of the meaning of “harbors” as used in

20 § 1324, affirms that harboring encompasses conduct which is intended to

21 facilitate an alien’s remaining in the United States illegally and “to prevent

25
1 government authorities from detecting [the alien’s] unlawful presence.” Id. at

2 574.

3 We note, moreover, that in our decisions arguably applying a broader

4 conception of “harboring” that does not require that a defendant aim to assist an

5 alien in remaining undetected by authorities, the defendants did more than

6 merely provide shelter. In Herrera, the defendants had taken clear steps to

7 prevent the detection of the unlawfully present aliens who worked in their

8 brothel, including the installment of a video surveillance and alarm system

9 designed to alert their employees whenever immigration officials approached the

10 building. 584 F.2d at 1141–42. The defendant in Lopez, meanwhile, arranged

11 sham marriages for some of the aliens to whom he rented homes. 521 F.2d at

12 439. In short, while some language from these opinions—now contradicted by

13 our more recent statements in Kim—may suggest that mere sheltering is enough

14 for a conviction under § 1324(a)(1)(A)(iii), there is no holding that compels us to

15 so conclude.

16 Absent a binding interpretation of “harbor,” we look to the statute’s text.

17 “As with any question of statutory interpretation,” our first task is “to determine

18 whether the language at issue has a plain and unambiguous meaning.” Louis

19 Vuitton Malletier S.A. v. LY USA, Inc., 676 F.3d 83, 108 (2d Cir. 2012). “[P]lain

20 meaning can best be understood by looking to the statutory scheme as a whole

21 and placing the particular provision within the context of that statute.” Saks v.

26
1 Franklin Covey Co., 316 F.3d 337, 345 (2d Cir. 2003). We thus begin by

2 “review[ing] the statutory text, considering the ordinary or natural meaning of

3 the words chosen by Congress, as well as the placement and purpose of those

4 words in the statutory scheme.” Mary Jo C. v. N.Y. State & Local Ret. Sys., 707

5 F.3d 144, 155 (2d Cir. 2013) (internal quotation marks omitted). 

6 We do not think the ordinary meaning of “harbors,” at least with respect

7 to whether it entails avoiding detection, is unambiguous. While “harbor” may

8 sometimes be synonymous with “shelter,” many of its most common uses—for

9 example, “harboring a fugitive”—also connote concealment. Dictionaries, either

10 from the early twentieth century or today, do not consistently define “harbor” as

11 containing or lacking an element of concealment. Compare, e.g., Black’s Law

12 Dictionary 784 (9th ed. 2004) (defining “harboring” as “[t]he act of affording

13 lodging, shelter, or refuge to a person) with Black’s Law Dictionary 561 (2d ed.

14 1910) (defining “to harbor” as “[t]o receive clandestinely and without lawful

15 authority a person for the purpose of so concealing him that another having a

16 right to the lawful custody of such person shall be deprived of the same”); see

17 also Webster’s Third New Int’l Dictionary 1031 (1961) (defining “harbor” as “(1)

18 to give shelter or refuge to: to take in [and] (2) to receive clandestinely and

19 conceal (a fugitive from justice)”). Given this lack of uniformity, we hesitate to

20 derive a singular meaning of “harbor” either from its common use or from

21 particular dictionary definitions. 

27
1 The placement of “harbors” in 8 U.S.C § 1324(a)(1)(A)(iii), however, does

2 indeed suggest that the term is intended to encompass an element of

3 concealment. Specifically, “harbors” appears in subparagraph (A)(iii) as part of

4 a list of three proscribed actions: “conceals, harbors, or shields from detection.” 

5 The other two terms—“conceals” and “shields from detection”—both carry an

6 obvious connotation of secrecy and hiding. The canon of noscitur a sociis would

7 thus suggest that “harbors,” as the third and only other term in subparagraph

8 (A)(iii), also shares this connotation, which easily fits into its ordinary meaning. 

9 See Gustafson v. Alloyd Co., 513 U.S. 561, 575 (1995) (“[A] word is known by the

10 company it keeps.”). Indeed, this is the same reasoning we used over seventy

11 years ago to first conclude that “harbors” in § 1324(a)(1)(A)(iii) contained an

12 element of concealment. See Mack, 112 F.2d at 291. 

13 The broader structure of § 1324(a) further supports reading “conceals,

14 harbors, or shields from detection” as sharing a common “core of meaning”

15 centered around evading detection. See Graham Cnty. Soil & Water

16 Conservation Dist. v. United States ex rel. Wilson, 130 S. Ct. 1396, 1403 n.7

17 (2010). Subsection 1324(a)(1)(A) is divided into four subparts, each of which

18 proscribes a particular type of action. The first reaches anyone who brings an

19 alien into the United States outside of a specified entry point. 8 U.S.C. §

20 1324(a)(1)(A)(i). The second applies to anyone who “transports, or moves” an

21 unlawfully present alien in furtherance of that alien’s violation of the law. Id.

28
1 § 1324(a)(1)(A)(ii). The fourth applies to anyone who “encourages or induces” an

2 alien to enter the United States unlawfully. Id. § 1324(a)(1)(A)(iv). Each

3 subpart thus focuses on a single kind of act, and those that use different terms

4 to describe the act use near-synonyms with a clear overlap in meaning:

5 “transports” and “moves” for § 1324(a)(1)(A)(ii), or “encourages” and “induces”

6 for § 1324(a)(1)(A)(iv). We think it fair to infer from this structure that Congress

7 did not intend the inclusion of “harbors” in § 1324(a)(1)(A)(iii) to make that

8 subsection, and that subsection alone, simultaneously cover the two distinct acts

9 of keeping from the authorities an alien’s presence and simply offering the alien

10 a place to stay.

11 We accordingly hold that our description of harboring in Kim—conduct

12 which is intended to facilitate an alien’s remaining in the United States illegally

13 and to prevent detection by the authorities of the alien’s unlawful presence—is

14 the correct interpretation of that term as it is used in § 1324(a)(1)(A)(iii). 193

15 F.3d at 574. To “harbor” under § 1324, a defendant must engage in conduct that 

16 is intended both to substantially help an unlawfully present alien remain in the

17 United States—such as by providing him with shelter, money, or other material

18 comfort—and also is intended to help prevent the detection of the alien by the

19 authorities. The mere act of providing shelter to an alien, when done without

20 intention to help prevent the alien’s detection by immigration authorities or

21 police, is thus not an offense under § 1324(a)(1)(A)(iii). 

29
1 We therefore agree with Vargas-Cordon that if the district court had

2 instructed the jury that “harboring” under § 1324(a)(1)(A)(iii) “simply means to

3 shelter,” it would have erred. We conclude, however, that the district court did

4 not err because it properly instructed the jury on the elements of harboring.

5 While the court stated that “‘Harboring’ simply means to shelter, to afford

6 shelter to,” the entire charge taken as a whole conveyed to the jury that simply

7 providing shelter was insufficient to support a conviction under

8 § 1324(a)(1)(A)(iii). Rather, the very next sentence properly instructed the jury

9 that to find that Vargas-Cordon harbored Jaire, it must “find based on the

10 evidence in this case that the Government proved that the defendant . . .

11 afforded shelter to[] [Jaire] in a way intended to substantially facilit[ate] her

12 remaining here illegally.” J.A. at 95. Thus, the jury was properly apprised that

13 it needed to find not just that Vargas-Cardon had afforded Jaire shelter, but also

that he had done so with the intent to prevent her detection by the authorities.10 14

15 Moreover, the evidence presented at trial was sufficient for a rational jury to

16 convict Vargas-Cordon under this narrower definition of “harbors.” The reason

17 is simple: even if Vargas-Cordon’s conduct lacked the hallmarks of active, classic

10 While it would have preferable for the district court to explain that harboring

requires acting with an intent to prevent an alien’s detection, the instruction as a

whole, including its requirement that there be intent to substantially facilitate an alien

remaining in the United States illegally, “adequately communicated the essential ideas

to the jury,” and “adequately inform[ed] the jury of the law.” See United States v.

Sabhnani, 599 F.3d 215, 237 (2d Cir. 2010) (citations omitted).

30
1 concealment, it nevertheless was intended to make Jaire’s detection by the

2 authorities substantially more difficult. Vargas-Cordon helped Jaire escape from

3 her foster home and then brought her to a new location in a different state

4 unknown to either her foster care provider or the federal government. This

5 undoubtedly diminished the government’s ability to locate and apprehend Jaire.

6 This is true even if Vargas-Cordon did not actively hide Jaire from the

7 outside world. Vargas-Cordon knew that he was not permitted to take Jaire out

8 of foster care: he said as much to Jaire, Jaire’s foster mother told him so, and his

9 late-night rendezvous with Jaire in Virginia did not suggest anything to the

10 contrary. The subsequent sheltering of Jaire, therefore, was done with the

11 knowledge that Jaire was legally in the custody of another person, and that if

12 she were detected by police or other authorities she would likely be returned to

13 that person. Similarly, that Vargas-Cordon intended to live with Jaire even

14 before she was apprehended by the government does not change things. By the

15 time Jaire arrived in New Jersey, Vargas-Cordon’s motivations were both to

16 continue their relationship and to prevent authorities from returning her to

17 government-arranged foster care.

18 Indeed, Vargas-Cordon’s actions closely track the definition of “harboring”

19 given by this Circuit in Firpo v. United States, 261 F. 850 (2d Cir. 1919). Firpo

20 involved a precursor statute to 18 U.S.C. § 1831 that provided criminal penalties

21 for “whoever shall harbor, conceal, protect, or assist” a military deserter. Id. at

31
1 851. We explained that “[t]o harbor, as used, means to lodge, to care for, after

2 secreting the deserter.” Id. at 853. This is, of course, precisely what Vargas3 Cordon did: he secreted Jaire from her foster home, and then lodged and cared

4 for her until she was found by the authorities. While Firpo may have involved

5 a separate statute, its definition of “harboring” fits comfortably within Kim’s: one

6 who secretes an alien, at least from a location known to the government, will

7 almost always make detection of that alien more difficult.

8 Vargas-Cordon’s actions also distinguish his case from Costello. There the

9 defendant did little more than allow her boyfriend, who had previously been

10 arrested and deported, to come and stay at her home. 666 F.3d at 1042. As the

11 Seventh Circuit noted, the defendant was not trying to make her boyfriend’s

12 detection more difficult: her boyfriend had lived in the same town and at the

13 same address with her before he was arrested and lived openly and

14 conspicuously with her again upon his return. Id. at 1042–43, 1045. Vargas15 Cordon, meanwhile, spirited Jaire out of her foster home and then provided her

16 with shelter in a location unknown to any relevant authorities. In contrast to

17 Costello, his sheltering of Jaire substantially and successfully worked to help

18 prevent her return to government-arranged foster care.

19 IV. Limitation of Cross-Examination of Jaire

20 Vargas-Cordon argues, finally, that the district court committed non21 harmless error (indeed, that the court violated due process) by sustaining the

32
1 government’s objections to two questions during Jaire’s cross examination

2 concerning what Jaire told Vargas-Cordon about whether she had permission to

3 stay in the United States during the time she was in foster care. Specifically,

4 the district court sustained objections as follows:

5 [Defense]: Did you tell [your uncle] anything about what was

6 happening with your case in immigration court?

7 [Jaire]: No.

8 [Defense]: Did you tell [your uncle] that you were trying to

9 get papers in order to stay in the U.S.?

10 [Jaire]: Yes.

11 [Defense]: Did you have the help of an immigration lawyer?

12 [Government]: Your Honor, I would object to this line of

13 questioning.

14 [The Court]: Objection is sustained.

15 [Defense]: At the time you were living in Virginia, did you

16 believe you had permission to stay in the United States?

17 [Government]: Objection.

18 [The Court]: Sustained.

19 [Defense]: Did you tell your uncle you had permission to be in

20 the United States?

21 [Government]: Objection.

22 [District Court]: Sustained.

23

24 Trial Tr. at 119–20. Vargas-Cordon claims that the court erred in preventing

25 Jaire from answering the final two questions in this exchange. This error in

26 turn kept him from establishing that he believed Jaire was no longer in

27 immigration custody after her transfer to a foster home—a belief that, according

28 to him, meant he lacked mens rea in connection with Count Two’s charge that 

29

30

33
1 he transported Jaire knowing or in reckless disregard of the fact that she had

come to, entered, or remained in the United States in violation of law.11 2 

3 We will grant a retrial for improper evidentiary rulings only where these

4 rulings were “so clearly prejudicial to the outcome of the trial that we are

5 convinced that the jury has reached a seriously erroneous result or that the

6 verdict is a miscarriage of justice.” United States v. Bell, 584 F.3d 478, 486 (2d

7 Cir. 2009) (quoting Phillips v. Bowen, 278 F.3d 103, 111 (2d Cir. 2002)). Such

8 is not the case here. The first question at issue—whether Jaire personally

9 believed that she had permission to stay in the United States—has no bearing

10 on Vargas-Cordon’s mens rea under § 1324(a)(1)(A)(ii). Meanwhile, the second

11 question—whether Jaire told Vargas-Cordon that she had permission to be in

12 the United States—bears on Vargas-Cordon’s mens rea only if Jaire told him she

13 had (or lacked) such permission before he transported or harbored her. Yet

14 defense counsel – who made no offer of proof as to what Jaire would say – failed

15 even to specify any sort of time frame for the question, so that even an

16 affirmative response from Jaire would not necessarily have been relevant to

17 Vargas-Cordon’s culpability. Finally, we are to consider an evidentiary ruling’s

11 While the district court’s rulings could also be relevant to the mens rea

element of Vargas-Cordon’s conviction for harboring an unlawfully present alien under

8 U.S.C. § 1324(a)(1)(A)(iii), Vargas-Cordon does not make this argument on appeal. 

See United States v. Colasuonno, 697 F.3d 164, 171 n.2 (2d Cir. 2012) (arguments not

made on appeal are waived).

34
1 potential prejudicial effect “in light of the record as a whole,” id. (quoting

2 Phillips, 278 F.3d at 111), and the record here provides scant evidence that

3 Vargas-Cordon had reason to think Jaire could lawfully stay with him in New

4 Jersey. In such circumstances, “we are hard-pressed to conclude that the

5 unpermitted questions had damaging potential.” Jones v. Berry, 880 F.2d 670,

6 675 (2d Cir. 1989). Accordingly, we decline to grant Vargas-Cordon a new trial

7 on Count Two. 

8 CONCLUSION

9 We have considered Vargas-Cordon’s remaining arguments and find them

10 to be without merit. For the foregoing reasons, we AFFIRM the judgment of the

11 district court.

12

35