# OMB Control Number: 2040-0281 Plant ID: Insert Plant ID

Approval Expires: 05/31/2013 Plant Name: Insert Plant Name

Section Title Tab Name

Part I Instructions

Part I Section 1

Part I Section 2

Part I Section 3

Part I Section 4.1

Part I Section 4.2

Part I Section 5.1

Financial Information

Steam Electric Generating Unit Operating Information P art I Section 5.2

Planned and Forced Outages and Annual Operating Cost Pa rt I Section 5.3

Part I Comments Part I Comments Ultimate Parent Economic and Financial Information

Basic Plant Economic and Financial Information

Basic Steam Electric Generating Unit Economic and Detailed Plant Financial Information Financial Information Steam Electric Questionnaire

PART I - ECONOMIC AND FINANCIAL DATA

Part I Instructions

Primary Immediate Parent Firm Economic and Table of Contents

Immediate Parent Economic and Financial

Information

Approved: May 20, 2010

# Steam Electric Questionnaire Part I. Instructions



# Plant ID: Insert Plant ID

Plant Name: Insert Plant Name

In cases where a plant has multiple immediate parent firms and where it is not possible

to identify a primary parent firm based on equity sha re, you may make copies of Section

2 of this questionnaire and provide the requested info rmation for each immediate parent

listed in Section 1. PART I. ECONOMIC AND FINANCIAL DATA

Use the Part I Comments tab to do the following: prov ide additional information as

requested in certain questions within Part I; indicate a typical data (e.g., if the analytical

data provided from the sample collection is not represen tative of normal operations);

and note methods used to make estimates based on profession al judgment in the event

that exact data are not available. INSTRUCTIONS

Complete Part I of the questionnaire for your plant . As you are completing the electronic

form, note the following: When you enter your plant name and plant ID on the Part I

TOC tab, all name and ID fields throughout Part I wi ll automatically populate. Refer to

the overall questionnaire instructions and the list of a bbreviations for additional

assistance with completing Part I. Refer to the glossary f or definitions of selected

economic and financial terms used in this Part.

Please provide all free response answers in the highligh ted yellow areas. You may wish to assemble the following documents in orde r to efficiently fill out this part

of the questionnaire:

(1) For the entity/entities that own your plant : income statements, balance

sheet statements, and cash flow statements for the last thr ee fiscal years.

(2) For your plant : data on electricity generated, operating expenses, in come

statement, balance sheet, and other operational stateme nts for the last three

fiscal years of operation.

Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant ID:Insert Plant IDPlant Name:Insert Plant NamePart:ISection Title:Instructions:CBI? I1-1.Start (mm) End (mm)20071,200,000800,00015,400,40020081,560,000851,00015,851,70020091,720,000867,00015,110,8902007552,000502,8006,570,0002008550,000513,1006,858,0002009487,000479,2006,253,0002007126,00020,000250235,2002008120,00010,000265259,100200989,00011,500207231.985200720082009200720082009200720082009Total ElectricitySales (MWh)Table I-1. Immediate Parent Firm Financial Information3212211 925486982Example XYZ Corp.789 ZStreet,City, State,ZIP 20.50%2211 587426985Example EFG Inc.12500,SomeBlvd., City,State, ZIP 45%2211 123456789Example ABC LLC123 AStreet,City, State,ZIP 34.50%YearTotalRevenue(‘000$)RevenuefromElectricityGeneration(‘000$)Total Employment(FTE)Throughout Section 1, provide financial informationfor theimmediate parent firmor, in case where multiple entities have financialparticipation or interest in theplant, for every entity with anequity stake (or any other form of financial participation or interest) in this plant. For the purposeof this questionnaire, the immediate parent is thefirst entity in the plant’s ownership structure. Aplant may have more than oneimmediate parentif more than one firm owns or has another form offinancial participation or interest in the generating units located at the plant. Please provide allfree response answers in the highlighted yellow areas.In Table I-1, provide the following information fortheimmediate parent firmor, in case where multiple entities have financialparticipation or interest in the plant, for everyentity with an equitystake (or any other form of financial participationor interest) in thisplant. If the financial participation shares vary by generating units at the plant, please estimate the plant-level share based onthe relative electricity generation capacity (nameplate capacity) of all units at this plant.1. Immediate Parent Economic and Financial InformationNumberName ofImmediateParentMailingAddress%Ownershipor FinancialInterest inPlant in2009 NAICSDUNSNumberFiscal YearYesMonthMonthMonthMonthMonthMonthJanuaryDecemberJanuaryDecemberAprilMarch1,000-1,2491,000-1,2491,250-1,499250-499250-499250-499250-499250-499100-249EmploymentEmploymentEmploymentEmploymentEmploymentEmploymentEmploymentEmploymentEmploymentI-1Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant ID:Plant Name:Part:ISection Title:Instructions:Unit 1 (non-steam) Unit 2 (steam)45%35%100%0%70%63%30%37%CBI? I2-1.(1)details of ownership share calculations:0% since only has shares in non-steam generation capacity.ABC LLC share:EFG Inc. share:Insert Plant IDInsert Plant NameUnit 3 (steam)20%Ownership Share50%50%Table I-2. Distribution of Plant Capacity and Ownership Shares for Example Plant2. Primary Immediate Parent Firm Economic and Financial InformationThroughout Section 2, EPA is interested in obtaining financial and economic data regarding the plant owner to support a detailed evaluation of theeconomic impacts of the regulations on firms that own steam electric power generation assets. When answering questions in Section 2, pleaseprovide data for theimmediate parent firmand not only for the steam electricplantcovered in this questionnaire.If the plant has multiple owners (immediate parent firms identified in Question I1-1), please report detailed information in Questions I2-1 through I2-13only for the entity that has the largest equity stake (or the largest share of financial participation or interest) in the steam electric portion of theplant.Thisimmediate parent firmis referred to as the “primary immediate parent” firm in the remainder of this section.For example, a hypothetical steam electric plant has three generation units, two of which are steam. Table I-2 below provides thedistribution of plant capacity and ownership sharesfor this plant. Since ABC LLC has the largest ownership share in the steam electriccapacity at this hypothetical plant, the detailed information requested in the remainder of this section would be provided for ABC LLC.Please select the primaryimmediate parent firmfor which you are providing detailed information inthis section. (Lists immediate parent firm(s)provided in Question I1-1)In cases where aplanthas multipleimmediate parent firmsand where it is not possible to identify a primary parent firm based on equity shares, youmay make copies of Section 2 of this questionnaire and provide the requested information for each immediate parent listed in Section 1. In theexample above, you have the option of providing information for both ABC LLC and XYZ Corp.Ownership Share ofPlant Steam ElectricCapacity(1)XYZ Corp. share:0.70 x 0.35 / (0.35+0.20) + 0.50 x 0.20 / (0.35+0.20) = 0.63Plant% of Plant TotalCapacityImmediateparent firmEFG Inc.0.30 x 0.35 / (0.35+0.20) + 0.50 x 0.20 / (0.35+0.20) = 0.37ABC LLC.XYZ Corp.Immediate Parent FirmYesI-2Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI? I2-2.Other, specify:CBI? I2-3.CBI? I2-4.CBI? I2-5.(Continue to Question I2-5)(Skip to Question I2-6)Please indicate the type of ownership for the primaryimmediate parent firm.Please indicate the state in which the primaryimmediate parent firmis organized as a legal entity.Please indicate the legal structure of the plant’s ownership.Has the primaryimmediate parent firmengaged in revenue generating activities other thanelectricity generation during the period of FY 2007 throughFY 2009?NOTE: Economic activities other than generation ofelectricity may include, but are not limited to, production activities or the leasing ofland. Please include only those economic activitiesthat are carried out by the plant’s owner; do notinclude activities carried out on theplant’s property by third parties for which the plant’s owner does not incur cost or receive revenue.Type of OwnershipYesYesStateType of OwnershipYesNoYesYesI-3Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI? I2-6.Costs (‘000$)CBI? I2-7.Has theimmediate parent firmsubmitted data to FERC inForm 1for the period of FY 2007 through FY 2009? FERC Form No. 1 (FERC Form 1) isan annual regulatory requirement for Major electric utilities, licensees and others (18 C.F.R. § 141.1) and is designed to collect financial andoperational information from electric utilities, licensees and others subject to the jurisdiction of the FederalEnergy Regulatory Commission. If youanswer YES, please attach a copy of your FERC Form 1 report for 2009 in pdf format to your submittal to ensure that EPA has the most recent datafor your firm. EPA will also be using the data you already reported on your FERC Form 1 filing for 2007and 2008 to support its economic impact andother analyses.2009Economic activities not associated with electricity generation (e.g., manufacturing production, leasing of land)20072008Description of Economic ActivityPlease provide a description of each of the entity’s revenue generating activitiesother than generation of electricity and the revenueand costsassociated with this(ese) activity(ies).Table I-3. Description of Each Entity's Other Revenue Generating ActivitiesRevenue (‘000$)FY(Continue to Question I2-7)(Skip to Question I2-12)YesYesYes, attach FERC Form 1.NoFERC Form 1 is NOT attached. Explain why:I-4Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI? I2-8.CBI? I2-9.FY 2009Assets (‘000$)Other current assets (Prepared expenses, cash, accountsreceivable, etc.Non-current assets (land, buildings, equipment, machinery, otherphysical capital and intangibles, capital stocks and bonds, etc.,including expansions and renovations and net of depreciation andamortization)FY 2009Current liabilities (Liabilities due for payment within the reportingyear)Liability/Equity (‘000$)Non-current liabilities (Including long-term debt, suchas bonds,debentures, and bank debt)Owner equity (Total assets minus total (current and non-current)liabilities)Table I-5. Balance Sheet InformationFY 2008FY 2007FY 2007FY 2008Inventories (Raw materials, supplies, fuels, etc.)Table I-4. Income Statement InformationIn Table I-4, please provide the income statement information for theimmediate parent firm. This information may be available from SEC filings,depending on how the firm presents its statement, if yourimmediate parent firmis a publicly traded company.Interest expense (Total. Firms with debt should haveinterest expenses)Income taxes (Total federal, state, and local income taxes)In Table I-5, please provide the following balance sheetinformation for theimmediate parent firm. This information may be available from SEC filings,depending on how the firm presents its statement, if yourimmediate parent firmis a publicly traded company.Total revenue (‘000$)Revenue from electric power generation and salesOther revenue (i.e., total revenue from activities describedin Question I2-5)Revenue from sources indirectly related to the generation ofelectricity (e.g., sale of steam or ash, waste combustion)All other expenses (i.e. including total cost of activitiesdescribed in Question I2-5)After-tax income (Subtract Total operating expenses fromTotal revenue)Total expenses (‘000$)Operation expensesMaintenance expensesDepreciation, depletion, and amortization expenseYesYesI-5Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI? I2-10.CBI? I2-11.FY 2007FY 2009FY 2008FY 2009FY 2007 FY 2008Net income from operationsTable I-6. Cash Flow InformationPurchases from utilities and power marketers (MWh)Cost of purchases from utilities and power marketers (‘000$)Purchases from nonutilities (MWh)Capital expendituresCapital expenditures for electric plant and equipmentGross energy generation (MWh)Cash flow from financing activities ('000$)Other cash flows from investing activitiesIn Table I-7, please provide the following information regarding theimmediate parent’ssources of electric energy during each year. This informationmay be available from SEC filings, depending on howthe firm presents its statement, if your immediate parent firm is a publicly traded company.Table I-7. Sources of EnergyNet cash provided by (used in) investing activitiesCash flows provided by (used in) financing activitiesNet cash provided by (used in) operating activitiesCost of purchases from nonutilities (‘000$)Total sources of electric energy (MWh)including net energy exchangedInvestmentsNet increase/decrease in cash and cash equivalentsNon-cash charges (credits) to incomeCash flow from operating activities (‘000$)Cash flow from investing activities (‘000$)Depreciation and depletionIn Table I-6, please provide the following cash flowinformation for theimmediate parent firm. This information may be available from SEC filings,depending on how the firm presents its statement, if yourimmediate parent firmis a publicly traded company.Amortization of electricity generating plantsNet change in accounts receivable/ accounts payableChange in inventoriesNet change in other current assets/current liabilitiesYesYesI-6Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI? I2-12.CBI? I2-13.Example60%%%%30%%%%10%%%%100%0%0%0%CBI? I2-14.80%%20%%%%TOTALFY 2009Contracted sales under contracts more than one year induration that include clauses permitting price adjustmentsbased on changes in environmental regulatoryrequirements and their associated costsExample% contracted sales in FY 2009 subject to contract pricing undercontracts of one year or less duration.% sales in FY 2009 subject to contract pricing under contractsmore than one year in durationTable I-10. Approximate shares of the Immediate Parent’s Contracted Electricity Sales% sales subject to cost-of-service basedregulated pricing% contracted sales% sales subject to short-term auctionpricingFY 2007 FY 2008 FY 2009If the share of contracted sales indicated in Question I2-12 is greater than 0% in FY2009, please indicate in Table I-10 the approximate shares of theimmediate parent firm’scontracted electricity sales (on a MWh basis) that are of different durations and terms.FY 2009FY 2007 FY 2008NOTE: EPA is looking for information regarding theapproximate share of electricity that is sold undervarious terms and conditions to helpin conducting economic impact and other types of analyses. You may provide approximate shares based oninformation readily availablefrom immediate parent’s filings and statements.Table I-9. Electricity SalesTable I-8. Disposition of ElectricityIn Table I-8, please provide the following information regarding theimmediate parent’sdisposition of electric energy generated, purchased,exchanged, and wheeled during each year. This information may be available from SEC filings, depending onhow the firm presents its statement, ifyour immediate parent firm is a publicly traded company.Sales to end users (MWh)In Table I-9, please provide the following information regarding the fraction of the immediate parent’s electricity sales (on a MWh basis) subject todifferent pricing terms.Revenue from sales to end users (‘000$)Electric energy furnished without charge (MWh)Electric energy used by the parent (MWh)Total uses of electric energy (MWh)including energy lossesSales for resale (MWh)Revenue from sales for resale (‘000$)NoneAllOther, specify:NoneAllOther, specify: _________YesYesYesI-7Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant ID:Insert Plant IDPlant Name:Insert Plant NamePart:ISection Title:Instructions:CBI? I3-1.(Skip to Section 4.1)(Continue to Question I3-2)CBI? I3-2.Start (mm) End (mm)200720082009U.S. DIAMOND CORP200752,358,00025,87545,400,400200855,582,00025,78645,851,700200956,889,20026,85055,110,890200720082009200720082009200720082009200720082009XYZ Corp.ABC LLC.5239 885785963EFG Inc.2255 5thAvenue, City,State, ZIP85%Total Revenue(‘000$)TotalEmployment(FTE)Total ElectricitySales (MWh)3. Ultimate Parent Economic and Financial InformationTable I-11. Ultimate Parent Firm Financial InformationImmediateParent (fromQuestion I-1)Name of UltimateParentMailingAddress% FinancialInterest inImmediateParent in 2009 NAICS DUNS NumberFiscal YearYearIs (are) theultimate parent firm(s)the same as theimmediate parent(s)identified in Question I1-1?In Table I-11, please provide the following information for theultimate parent firmof each immediate parent firm identified in QuestionI1-1 or, in case of joint ownership or partnership intheimmediate parentfirm, for the entity having the largest equity stake in theimmediate parent firm. If theultimate parent firmis the same as theimmediate parent firm, you may indicate so in column 2 and do not need to providethe information requested in columns 3 through 10 of the table. This information may be available from SECfilings, if yourultimate parent firmis a publicly traded company.Throughout Section 3, please provide information fortheultimate parent firmof each immediate parent firm identified in QuestionI1-1 or, in case of joint ownership or partnership inthe immediate parent firm,for the entity having the largest equity stake in theimmediate parent firm. Please provide all free response answers in the highlighted yellow areas.For the purpose of this questionnaire, theultimate parent firmis the highest level domestic business entity in a plant’s ownership structure. A firm that is owned by another U.S. firm is not an ultimate domesticparent firm. In contrast, a U.S. firm that is owned bya foreign firm is an ultimate domestic parent firm.NOTE: EPA is interested in financial information about ultimate parent firm of entity(ies) that own orhave financial participation or interest in yourplantto conduct regulatory and economicimpact analyses and to identify the relevant firm size category for corporate entities potentially affected by the regulations.YesNoSame as Immediate ParentSame as Immediate ParentSame as Immediate ParentSame as Immediate ParentSame as Immediate ParentSame as Immediate ParentMonthMonthMonthMonthMonthMonthMonthMonthMonthMonthOctoberSeptemberYesYesImmediate Parent FirmImmediate Parent FirmImmediate Parent FirmI-8Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant ID: Insert Plant IDPlant Name: Insert Plant NamePart:ISection Title:Instructions:CBI? I4-1.Start (dd/mm) /End (dd/mm) /CBI? I4-2.FY 2007FY 2008FY 2009CBI? I4-3.(Continue to Question I4-4)(Skip to Question I4-7)4.1 Basic Plant Economic and Financial InformationNumber of MonthsAt any time during the three reporting years, did theplantengage in revenue generating activities other thangeneration of electricity?NOTE: Economic activities other than generation ofelectricity may include, but are not limited to, production activities or the leasingof land. Please include only those economic activities that are carried out by the plant’s owner; do not include activities carried outon the plant’s property by third parties for whichthe plant’s owner does not incur cost or receive revenue. If such third partyactivities are significant, you may note them in the comments section at the end of Part I.Throughout Section 4.1, please provide the requested economic and financial information for theplant. Please provide all free responseanswers in the highlighted yellow areas.What is the Fiscal Year periodcovered by plant-level financial and operational information provided in this section?In Table I-12, please indicate the number of monthsin each fiscal year for which you have financial and operational information for yourplant.In some cases, such as new plants, records may cover only part of a year.Table I-12. Number of Months in Each Fiscal YearNOTE: For Section 4.1, EPA is interested in obtaining financial and economic data regarding the specific plant covered by thisquestionnaire.DayMonth (Number)DayMonth (Number)YesNoYesYesYesI-9Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI? I4-4.CBI? I4-5.(Continue to Question I4-6)(Skip to Question I4-7)Description of Economic Activity(ies)Is(are) this(ese) business activity(ies) associatedwith (a) specific generating unit(s)?In Table A-13, please provide a description of eachof theplant’s economic activities other than electricity generation.Table I-13. Description of Economic Activities200720082009Fiscal YearEconomic activities not associated with electricitygeneration (e.g., manufacturing production, leasing of land)YesNoYesYesI-10Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI? I4-6.Revenue (‘000$)Costs (‘000$)FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009CBI? I4-7.FY 2007FY 2008FY 2009SE Unit IDTable I-14. Financial Data by Steam Electric UnitIn Table I-14, please provide the following information for each of these generating units. Use steamelectric generating unit IDs assigned inTable A-8.In Table I-15, please provide information on totalplantemployment in terms of full-time equivalent employees (FTE).Total Employment (FTE)Table I-15. Plant Employment InformationYesYesSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDI-11Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI? I4-8.FY 2007FY 2008FY 2009CBI? I4-9.FY 2007FY 2008FY 2009Capital outlays for plant and equipment (‘000$)Table I-17. Capital Outlays for PlantGross Electricity Generated (MWh)Net Electricity Generated (MWh)Table I-16. Gross and Net Electricity Generated byPlantIn Table I-17, please provide information regardingcapital outlays for plant and equipment for theplant.In Table I-16, please providegross and net electricity generatedby theplanton a fiscal year basis.to answer to Question A1-14 for the requested data.NOTE: If your fiscal year coincides with the calendar year, please indicate so below and skip this question. The requestedinformation is already provided in Question A1-14 of questionnaire on a calendar year basis.This plant’s fiscal year coincides with calendar years (i.e., fiscal year period is January 1 –December 31). ReferYesYesI-12Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant ID:Insert Plant IDPlant Name:Insert Plant NamePart:ISection Title:Instructions:CBI? I4-10.FY 2007FY 2008FY 2009In Table I-18, please provide the following balance sheet information for theplant.As needed, you may estimate plant-level data basedon balance sheet information for the relevant business unit or immediate parent.Assets (‘000$)Inventories (Raw materials, supplies, fuels, etc.)Other current assets (Prepared expenses, cash,accounts receivable, etc.Plant-level balance sheet data have been estimated for the purpose of answering this questionnaire. Provide details in Question I4-12.Land and buildings (Original land cost and cost ofbuildings, including expansions and renovations, netof depreciation)Other non-current assets (Equipment, machinery,other physical capital and intangibles, capital stocksand bonds, etc., net of depreciation and amortization)Table I-18. Balance Sheet Information for Plant4.2 Detailed Plant Financial InformationIn Section 4.2, please provide financial information for theplant. Your parent firm may not customarily compile financial reports at thelevel of the plant. In that case, you may estimate plant-level information from data reported at the level of reporting closest to your plant.This may be a division, theimmediate parent firm, or some other business unit. You should report information about your plant eitherfrom existing reports or by estimating plant-level data.If you have to estimate plant-level data, you may useany method and informationthat, in your judgment, will yield the best estimateof plant-level data and describe the method in QuestionI4-12. If no such method orinformation is available, you may follow the defaultmethodology outlined below.Default Methodology: Please estimate plant-level data by using aggregate data from the financial reports for the business unit that isclosest to your plant in terms of business activity performed. Please estimate plant data by multiplying that business unit’s numberscorresponding to electricity generation activities by theratio of your plant’s net generation to the business unit’s net generation. Forexample, if you have aggregate data for a business unitconsisting of three plants, each with 100 MWh in net generation, the plant-leveldata are estimated based on 1/3 of the aggregate data.YesI-13Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI? I4-11.FY 2007FY 2008FY 2009Interest expenseTaxesDepreciationAll other expenses, including fixed expenses(describe below)Other operating expensesTotal maintenance expensesTotal sales and customer accounts, service,and informational expensesCost of contract workTotal expenses (‘000$)Revenue from electric power generation andsalesOther revenue (i.e., total revenue from theeconomic activities described in Question I4-4)(describe below)Fuel expensesRevenue from sources indirectly related to thegeneration of electricity (e.g., sale of steam orash, waste combustion)In Table I-19, please provide the following income statementinformation for theplant. As needed, you may estimate plant-level databased on income statement information for the relevantdivision, business unit or immediate parent.Plant-level income statement data have been estimated for the purpose of answering this questionnaire. Provide details in QuestionI4-12.Table I-19. Income Statement for PlantTotal revenue (‘000$)Liability/Equity (‘000$)Current liabilities (Liabilities due for payment within thereporting year)Non-current liabilities (Including long-term debt, suchas bonds, debentures, and bank debt)Owner equity (Total assets minus total (current andnon-current) liabilitiesYesI-14Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI? I4-12.Methodology description:CBI? I4-13.FY 2007FY 2008FY 2009If you estimated balance sheet and/or income statement for theplantin questions I4-10 and I4-11, please indicate the methodologyused.Used default methodology described in Instructionsto Section 4.2 (i.e., based on ratio of net generation)Used alternative methodology (describe below)TaxesDepreciationTotal administrative and general expensesFuel expensesOther operating expensesTotal maintenance expensesTotal sales and customer accounts, services, andinformational expensesIn Table I-20, please provide the following information regarding the cost of steam electricity generation for theplant. If the informationfor steam electricity generation is the same as reportedabove for the plant as a whole, please indicate so belowand skip this question.Table I-20. Cost of Steam Electricity GenerationNOTE: This information represents a subset of the total expenses reported in Question I4-11; the dataare for steam electricitygeneration more specifically.Expenses for steam electricity generation are thesame as for the plant as a whole.YesYesI-15Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant ID: Insert Plant IDPlant Name: Insert Plant NamePart:ISection Title:Instructions:CBI? I5-1.SE Unit IDImmediate parentfirm(s) in 2009FY 2008FY 2007FY 2009NOTE: If a generating unit is owned by more than one entity, please provide the name(s) of theimmediate parent firm(s)and their respectiveequity shares (or financial participation or interest) in this generating unit.ExampleFY 2007 250,000FY 2008FY 2009 200,000In Table I-21, please provide information for eachnon-retired (as of January 1, 2007) steam electricgenerating unit of your plant. Use steam electricgenerating unit IDs assigned in Table A-8.5.1 Basic Steam Electric Generating Unit Economic and Financial InformationRemaining undepreciated value (‘000$) Nonutility status of each steam electric generating unitPlease provide the economic and financial information requested for each steam electric generating unit at yourplant. Use steam electric generating unit IDsassigned in Table A-8. Please provide all free response answers in the highlighted yellow areas.Table I-21. Basic Financial Steam Electric Generating Information225,000ABC LLC. (70%)XYZ Corp. (30%)FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):YesSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDI-16Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataFY 2007FY 2007FY 2008FY 2009FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableCogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDCogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):Steam Electric Unit IDCogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):Steam Electric Unit IDCogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):Steam Electric Unit IDOther (specify):I-17Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant ID: Insert Plant IDPlant Name: Insert Plant NamePart:ISection Title:Instructions:CBI? I5-2.SE Unit ID Fiscal YearPrimaryEnergySourceNumber ofDays inOperationPlan toContinueOperating theUnit Duringthe Next FY?CapacityUtilization(% of ratedcapacity)GrossElectricityGenerated(MWh)NetElectricityGenerated(MWh)Net PeakDemand onUnit – MW(60 minutes)Quantity of FuelBurned (Units)aAverage Cost ofFuel Per Unit ofFuel Burned($/unit)FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009a– (coal in tons of 2,000 lbs; oil in barrels of 42gals; gas in mcf; nuclear or other – indicate)5.2 Steam Electric Generating Unit Operating InformationTable I-22. Steam Electric Generating Unit Operating InformationIn Table I-22, please provide the following information regarding operations for each steam electric generating unit. Use steam electric generating unitIDsassigned in Table A-8.Throughout Section 5.2, please provide informationregarding operations for each steam electric generating unit. Please provide all free response answersin the highlightedyellow areas.Yes/NoYes/NoYes/NoYes/NoYes/NoYes/NoYes/NoYes/NoYes/NoYes/NoYesSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDI-18Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant ID: Insert Plant IDPlant Name: Insert Plant NamePart:ISection Title:Instructions:CBI? I5-3.SE Unit ID Fiscal YearTotal Duration ofPlanned/ScheduledRoutine MaintenanceOutages (hours/year)Total Duration ofOutages Planned/Scheduled to AddressMajor Upgradesa(hours/year)Duration ofForced/UnscheduledOutages for this Unit(hours/year)FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009In Section 5.3, please provide information on the duration of planned and forced outages and annual operating cost for each steamelectric generating unit. Please provide all free response answers in the highlighted yellow areas.In Table I- 23, please provide information on the duration of planned and forced outages for each steam electric generating unit. Usesteam electric generating unit IDs assigned in Table A-8.Table I-23. Planned and Forced Outages5.3 Planned and Forced Outages and Annual Operating CostYesSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDI-19Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataFY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009a – Such as repowering, FGD/SCR installation, etc.Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDI-20Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI? I5-4.SE Unit ID Fiscal Year Total Costs ($)aFuel Costs ($)Variable O&MCosts ($)bFY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009Steam Electric Unit IDTable I-24. Annual Operating CostSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDIn Table I-24, please provide the following annual operating cost information for each generating unit (refers to steam electricgenerating unit IDs assigned in Table A-8, as entered in Question I5-3).Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDYesI-21Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataFY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDb - Refer to the glossary for a list of costs to be considered asvariable O&Mcosts (e.g., fuel handling and steam expense and electricexpense (other than other direct costs).a- Total costs may include other operating costs (other than fuel costs orvariable O&M) such as the scheduled maintenance of boilerand electric plant and the scheduled maintenance of generating and electric equipment, which are considered fixedO&M for thepurpose of this questionnaire.I-22Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant ID:Insert Plant IDPlant Name:Insert Plant NamePart:ISection Title:Part I CommentsInstructions:Question NumberCBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?Cross reference your comments by question number and indicate the confidential status of your comment by checking the boxnext to "Yes" under "CBI?" (Confidential Business Information).CommentYesYesYesYesYesYesYesYesYesYesYesI-23Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?YesYesYesYesYesYesYesYesYesYesYesYesYesYesI-24Approved: May 20, 2010

# Steam Electric Questionnaire Part I. Economic and Financial Data



# Month Yes/No



# Month Yes/No



# Select Select



# January Yes



# February No



# March

April Day



# May Day



# June Select



# July 01



# August 02



# September 03



# October 04



# November 05



# December 06

07

08



# Type of Ownership 09



# Type of Ownership 10



# Select 11



# Cooperative 12



# Federal 13



# Investor-owned 14



# Municipality 15



# Political Subdivision 16



# State 17



# Other, specify below 18

19



# State 20



# State 21



# Select 22

ALABAMA 23

ALASKA 24

AMERICAN SAMOA 25

ARIZONA 26

ARKANSAS 27

CALIFORNIA 28

COLORADO 29

CONNECTICUT 30

DELAWARE 31

DISTRICT OF COLUMBIA

FEDERATED STATES OF MICRONESIA

FLORIDA

GEORGIA Immediate Parent Firm

GUAM Immediate Parent Firm

HAWAII Select

IDAHO 1

ILLINOIS 2

INDIANA 3

IOWA

KANSAS 

# Part I Drop Downs

Approved: May 20, 2010

# Steam Electric Questionnaire Part I. Economic and Financial Data

KENTUCKY Month (Number)

LOUISIANA Month (Number)

MAINE Select

MARSHALL ISLANDS 01

MARYLAND 02

MASSACHUSETTS 03

MICHIGAN 04

MINNESOTA 05

MISSISSIPPI 06

MISSOURI 07

MONTANA 08

NEBRASKA 09

NEVADA 10

NEW HAMPSHIRE 11

NEW JERSEY 12

NEW MEXICO

NEW YORK Steam Electric Unit ID

NORTH CAROLINA Steam Electric Unit ID

NORTH DAKOTA Select

NORTHERN MARIANA ISLANDS SE Unit-1

OHIO SE Unit-2

OKLAHOMA SE Unit-3

OREGON SE Unit-4

PALAU SE Unit-5

PENNSYLVANIA SE Unit-6

PUERTO RICO SE Unit-7

RHODE ISLAND SE Unit-8

SOUTH CAROLINA SE Unit-9

SOUTH DAKOTA SE Unit-10

TENNESSEE

TEXAS Employment

UTAH Employment

VERMONT Select

VIRGIN ISLANDS less than 50

VIRGINIA 50-99

WASHINGTON 100-249

WEST VIRGINIA 250-499

WISCONSIN 500-749

WYOMING 750-999

1,000-1,249

1,250-1,499

1,500 or greater



# Type of Ownership

Select

Other Limited Liability Company or other non-corpor ate structure not taxed at the entity level Joint venture/partnership of other companies S corporation (income taxed at the level of the ind ividual owners) Type of Ownership

C corporation (income taxed at the level of the cor poration)

Approved: May 20, 2010