EX-4.1



 Exhibit 4.1 

Officers’ Certificate Pursuant to 

Section 3.01 of the Indenture 

Pursuant to Section 3.01 of the Indenture dated as of January 17, 2006 (the “Indenture”), between Johnson Controls,
Inc. (the “Company”) and U.S. Bank National Association (as successor to JPMorgan Chase Bank, N.A.), as trustee (the “Trustee”), the undersigned on behalf of the Company and in their respective capacities indicated,
hereby certify that we have examined resolutions duly adopted at a meeting of the Board of Directors of the Company on January 25, 2012 and the action of authorized officers of the Company, dated June 9, 2014. Acting pursuant to such
resolutions and action, the undersigned hereby establish four series of Debt Securities by means of this Officers’ Certificate, in accordance with the provisions of Section 3.01 of the Indenture: 

The title of the four new series of Debt Securities shall be: 1.400% Senior Notes due 2017 (the “Notes due 2017”), 3.625%
Senior Notes due 2024 (the “Notes due 2024”), 4.625% Senior Notes due 2044 (the “Notes due 2044”) and 4.950% Senior Notes due 2064 (the “Notes due 2064”, and collectively with the Notes due 2017,
the Notes due 2024 and the Notes due 2044, the “Notes”). U.S. Bank National Association shall be the trustee with respect to the Notes. 

The aggregate principal amount of Notes due 2017 that may be authenticated and delivered under the Indenture (except for Notes due 2017
authenticated and delivered upon registration of transfer of, or in exchange for, or in lieu of, Notes due 2017 pursuant to Article 3, the second paragraph of Section 4.03, or Section 11.04, of the Indenture) is initially $300,000,000;
provided, however, that the Company shall have the right to reopen the Notes due 2017 and issue additional Debt Securities, which shall be part of the same series as the Notes due 2017 initially issued (except for the issue date and, in some cases,
the public offering price and the first interest payment date). 
 The aggregate principal amount of Notes due 2024 that may be
authenticated and delivered under the Indenture (except for Notes due 2024 authenticated and delivered upon registration of transfer of, or in exchange for, or in lieu of, Notes due 2024 pursuant to Article 3, the second paragraph of
Section 4.03, or Section 11.04, of the Indenture) is initially $500,000,000; provided, however, that the Company shall have the right to reopen the Notes due 2024 and issue additional Debt Securities, which shall be part of the same series
as the Notes due 2024 initially issued (except for the issue date and, in some cases, the public offering price and the first interest payment date). 

The aggregate principal amount of Notes due 2044 that may be authenticated and delivered under the Indenture (except for Notes due 2044
authenticated and delivered upon registration of transfer of, or in exchange for, or in lieu of, Notes due 2044 pursuant to Article 3, the second paragraph of Section 4.03, or Section 11.04, of the Indenture) is initially $450,000,000;
provided, however, that the Company shall have the right to reopen the Notes due 2044 and issue additional Debt Securities, which shall be part of the same series as the Notes due 2044 initially issued (except for the issue date and, in some cases,
the public offering price and the first interest payment date). 







 The aggregate principal amount of Notes due 2064 that may be authenticated and delivered under
the Indenture (except for Notes due 2064 authenticated and delivered upon registration of transfer of, or in exchange for, or in lieu of, Notes due 2064 pursuant to Article 3, the second paragraph of Section 4.03, or Section 11.04, of the
Indenture) is initially $450,000,000; provided, however, that the Company shall have the right to reopen the Notes due 2064 and issue additional Debt Securities, which shall be part of the same series as the Notes due 2064 initially issued (except
for the issue date and, in some cases, the public offering price and the first interest payment date). 
 Principal on the Notes due 2017
shall be payable on November 2, 2017; principal on the Notes due 2024 shall be payable on July 2, 2024; principal on the Notes due 2044 shall be payable on July 2, 2044; and principal on the Notes due 2064 shall be payable on
July 2, 2064. 
 The Notes due 2017 shall bear interest at a rate of 1.400% per annum, which interest shall accrue from
June 13, 2014 and shall be payable semiannually on May 2 and November 2, beginning November 2, 2014, to the persons in whose names the Notes, as applicable, are registered at the close of business on the preceding April 18
and October 18. The Notes due 2024 shall bear interest at a rate of 3.625% per annum, the Notes due 2044 shall bear interest at a rate of 4.625% per annum and the Notes due 2064 shall bear interest at a rate of 4.950% per annum,
which interest shall accrue from June 13, 2014 and shall be payable semiannually on January 2 and July 2, beginning January 2, 2015, to the persons in whose names the Notes, as applicable, are registered at the close of business
on the preceding December 18 and June 18, respectively. Interest on the Notes (as defined below) will be computed on the basis of a 360-day year of twelve 30-day months. 

The principal of and interest on each series of Notes shall initially be payable at the offices of U.S. Bank National Association (the
“Paying Agent”). 
 (a) Optional Redemption. The Company may redeem the Notes due 2017, in whole or in part, at any
time, the Notes due 2024, in whole or in part, at any time prior to April 2, 2024 (three months prior to the maturity date of the Notes due 2024), the Notes due 2044, in whole or in part, at any time prior to January 2, 2044 (six months
prior to the maturity date of the Notes due 2044) and the Notes due 2064, in whole or in part, at any time prior to January 2, 2064 (six months prior to the maturity date of the Notes due 2064). The Redemption Price for the Notes to be redeemed
on any Redemption Date will be equal to the greater of: 
 100% of the principal amount of the Notes being redeemed on that Redemption Date,
and 
 the sum of the present values of the remaining scheduled payments of principal and interest on the Notes to be
redeemed on that Redemption Date (not including any portion of such payments of interest accrued to the Redemption Date), discounted to the date of redemption on a semi-annual basis (assuming a 360-day year consisting of twelve 30-day months) at the
applicable Treasury Rate (as defined below), plus 10 basis points, in the case of the Notes due 2017, 15 basis points, in the case of the Notes due 2024, 20 basis points, in the case of the Notes due 2044, or 25 basis points, in the case of the
Notes due 2064, 
 plus, in each case, accrued and unpaid interest on the Notes of such series being redeemed to the Redemption Date. 

  
 2 








 In addition, at any time on or after April 2, 2024 (three months prior to the maturity date
of the Notes due 2024), with respect to the Notes due 2024, January 2, 2044 (six months prior to the maturity date of the Notes due 2044), with respect to the Notes due 2044, or January 2, 2064 (six months prior to the maturity date
of the Notes due 2064), with respect to the Notes due 2064, the Company may redeem some or all of the applicable series of Notes at its option, at a Redemption Price equal to 100% of the principal amount of the applicable Notes being redeemed, plus
accrued and unpaid interest on the Notes of such series being redeemed to the Redemption Date. If the Redemption Date falls on a day that is not a Business Day, the related payment of the Redemption Price and interest will be made on the next
Business Day as if it were made on the date such payment was due, and no interest will accrue on the amounts so payable for the period from and after such date to the next Business Day. 

Notwithstanding the foregoing, installments of interest on the Notes that are due and payable on interest payment dates falling on or prior to
a Redemption Date will be payable on the interest payment date to the registered holders as of the close of business on the relevant record date according to the Notes and the Indenture. 

As used herein: 

“Comparable Treasury Issue” means the U.S. Treasury security or securities selected by an Independent Investment Banker as
having an actual or interpolated maturity comparable to the remaining term of the Notes to be redeemed that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of corporate debt
securities of comparable maturity to the remaining term of such Notes. 
 “Comparable Treasury Price” means, with respect
to any Redemption Date, (1) the average of five Reference Treasury Dealer Quotations for such Redemption Date, after excluding the highest and lowest Reference Treasury Dealer Quotations, or (2) if the Independent Investment Banker obtains
fewer than five such Reference Treasury Dealer Quotations, the average of all such quotations. 
 “Independent Investment
Banker” means one of the Reference Treasury Dealers appointed by the Company. 
 “Reference Treasury Dealer” means
(1) each of Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc. and Citigroup Global Markets Inc. (or their respective affiliates that are Primary Treasury Dealers (as defined
below)) and their respective successors and (2) one Primary Treasury Dealer selected by Wells Fargo Securities, LLC or its successor; provided, however, that if any of the foregoing shall cease to be a primary U.S. Government securities dealer
in New York City (a “Primary Treasury Dealer”), the Company will substitute therefor another Primary Treasury Dealer. 

“Reference Treasury Dealer Quotations” means, with respect to each Reference Treasury Dealer and any Redemption Date, the
average, as determined by the Independent Investment Banker, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing to the Independent Investment Banker at
5:00 p.m., New York City time, on the third business day preceding such Redemption Date. 

  
 3 








 “Treasury Rate” means, with respect to any Redemption Date, the rate per annum
equal to the semi-annual equivalent yield to maturity of the Comparable Treasury Issue, calculated using a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal to the Comparable Treasury Price for such
Redemption Date. The Treasury Rate will be calculated on the third business day preceding the Redemption Date. 
 Holders of Notes of any
series to be redeemed will receive notice thereof by first-class mail (and/or, to the extent permitted by applicable procedures or regulations, electronically) at least 30 and not more than 60 days prior to the date fixed for redemption, except that
redemption notices may be received more than 60 days prior to the Redemption Date if the notice is issued in connection with the defeasance or discharge of the applicable notes and/or the Indenture. Notwithstanding the foregoing, notice of any
redemption may, in the Company’s discretion, be subject to one or more conditions precedent. If fewer than all of the Notes of a series are to be redeemed, the Trustee will select, not more than 60 days prior to the Redemption Date, the
particular Notes of such series or portions thereof for redemption from the outstanding Notes of such series not previously called by such method as the Trustee deems fair and appropriate. 

(b) Tax Event Redemption. If a Tax Event occurs, the Company may redeem the Notes due 2064, in whole, but not in part, at the
Company’s option at any time within 90 days following the occurrence of such Tax Event, at a redemption price equal to 100% of the principal amount of the Notes due 2064 being redeemed, plus accrued and unpaid interest, if any, up to but not
including the Redemption Date. “Tax Event” means that the Company shall have received an opinion of nationally recognized independent tax counsel that, as a result of: 

 

	 	•	 	any amendment to or change (including any announced prospective amendment or change) in any law or treaty, or any regulation thereunder, of the United States or any of its political subdivisions or taxing authorities;


  

	 	•	 	any judicial decision, administrative action, official administrative pronouncement, ruling, regulatory procedure, regulation, notice or announcement, including any notice or announcement of intent to adopt or
promulgate any ruling, regulatory procedure or regulation, by any court, governmental agency or regulatory authority (any of the foregoing, an “Administrative or Judicial Action”); 


 

	 	•	 	any amendment to or change in any official position with respect to, or any interpretation of, an Administrative or Judicial Action or a law or regulation of the United States that differs from the previously generally
accepted position or interpretation; or 

  

	 	•	 	a threatened challenge asserted in writing in connection with an audit of the Company or any of the Company’s Subsidiaries, or a publicly-known threatened challenge asserted in writing against any other taxpayer
that has raised capital through the issuance of securities that are substantially similar to the Notes due 2064, 

 in each
case, occurring or becoming publicly-known on or after June 13, 2014, there is more than an insubstantial increase in the risk that interest payable by the Company on the Notes due 2064 is not, or within 90 days will not be, deductible, in
whole or in part, by the Company 

  
 4 








 
for United States federal income tax purposes. Holders of Notes due 2064 to be redeemed following a Tax Event will receive notice thereof by first-class mail (and/or, to the extent permitted by
applicable procedures or regulations, electronically) at least 30 and not more than 60 days prior to the Redemption Date. 
 (c) Special
Mandatory Redemption. The Company shall redeem the Notes on the Special Mandatory Redemption Date if the acquisition of Air Distribution Technologies is not consummated on or prior to December 31, 2014 or the acquisition agreement is
terminated at any time prior thereto other than in connection with the consummation of the acquisition and is not otherwise amended or replaced (each such event, a “Special Mandatory Redemption Event”), at 101% of the aggregate
principal amount, plus accrued and unpaid interest on the Notes from the date of initial issuance, or the most recent date to which interest has been paid or provided for, whichever is later, to, but excluding, the Special Mandatory Redemption Date
(the “Special Mandatory Redemption Price”). The “Special Mandatory Redemption Date” means the earlier to occur of (i) January 15, 2015 (or, if such date is not a Business Day, the first Business Day
thereafter) and (ii) the 15th calendar day (or, if such date is not a Business Day, the first Business Day thereafter) following the Special Mandatory Redemption Event. The Company, either
directly or through the Trustee on the Company’s behalf, shall cause a notice of the redemption following a Special Mandatory Redemption Event to be sent, with a copy to the Trustee, not later than five Business Days after the occurrence of the
Special Mandatory Redemption Event to each Holder of Notes. Such notice will also specify the Special Mandatory Redemption Date. If the Special Mandatory Redemption Date falls on a day that is not a Business Day, the related payment of the Special
Mandatory Redemption Price and interest will be made on the next Business Day as if it were made on the date such payment was due, and no interest will accrue on the amounts so payable for the period from and after such date to the next Business
Day. 
 Upon the occurrence of a Change of Control Triggering Event (as defined below) with respect to a series of Notes, unless the Company
has exercised its right to redeem the Notes by giving irrevocable notice on or prior to the 30th day after the Change of Control Triggering Event in accordance with the Indenture, each holder of Notes will have the right to require the Company to
purchase all or a portion of such holder’s Notes pursuant to the offer described below (the “Change of Control Offer”), at a purchase price equal to 101% of the principal amount thereof plus accrued and unpaid interest, if any,
up to but not including the date of purchase (the “Change of Control Payment”), subject to the rights of holders of Notes on the relevant record date to receive interest due and owing on the relevant interest payment date. If the
Change of Control Payment Date (as defined below) falls on a day that is not a business day, the related payment of the Change of Control Payment will be made on the next business day as if it were made on the date such payment was due, and no
interest will accrue on the amounts so payable for the period from and after such date to the next business day. 
 Within 30 days following
the date upon which the Change of Control Triggering Event occurs or, at the Company’s option, prior to any Change of Control but after the public announcement of the pending Change of Control, the Company will be required to send, by first
class mail, a notice to each holder of Notes, with a copy to the Trustee, which notice will govern the terms of the Change of Control Offer. Such notice will state, among other things, the purchase date, which must be no earlier than 30 days nor
later than 60 days from the date such notice is mailed (or, in the case of a notice mailed prior to the date of consummation of a Change of Control, no earlier than 30 days nor later than 60 days from the date of the Change of Control


  
 5 








 
Triggering Event), other than as may be required by law (the “Change of Control Payment Date”). The notice, if mailed prior to the date of consummation of the Change of Control,
will state that the Change of Control Offer is conditioned on the Change of Control being consummated on or prior to the Change of Control Payment Date. 

On the Change of Control Payment Date, the Company will, to the extent lawful: 

 

	 	(i)	accept or cause a third party to accept for payment all Notes or portions of Notes properly tendered pursuant to the Change of Control Offer; 


 

	 	(ii)	deposit or cause a third party to deposit with the paying agent an amount equal to the Change of Control Payment in respect of all Notes or portions of Notes properly tendered; and 


 

	 	(iii)	deliver or cause to be delivered to the Trustee the Notes properly accepted together with an Officers’ Certificate stating the aggregate principal amount of Notes or portions of Notes being repurchased.


 The Company will not be required to make a Change of Control Offer with respect to the Notes if a third party makes such an
offer in the manner, at the times and otherwise in compliance with the requirements for such an offer made by the Company and such third party purchases all the Notes properly tendered and not withdrawn under its offer. In addition, the Company will
not repurchase any Notes if there has occurred and is continuing on the Change of Control Payment Date an event of default under the Indenture, other than a default in the payment of the Change of Control Payment on the Change of Control Payment
Date. 
 The Company must comply in all material respects with the requirements of Rule 14e-1 under the Securities Exchange Act of 1934, as
amended (the “Exchange Act”), and any other securities laws and regulations thereunder to the extent those laws and regulations are applicable in connection with the repurchase of the Notes as a result of a Change of Control
Triggering Event. To the extent that the provisions of any such securities laws or regulations conflict with the Change of Control Offer provisions of the Notes, the Company will be required to comply with those securities laws and regulations and
will not be deemed to have breached the Company’s obligations under the Change of Control Offer provisions of the Notes by virtue of any such conflict. 

As used in this Section 9: 

“Change of Control” means the occurrence of any of the following after the date of issuance of the Notes: 

(1) the direct or indirect sale, lease, transfer, conveyance or other disposition (other than by way of merger or
consolidation), in one or a series of related transactions, of all or substantially all of the Company assets and the assets of the Company’s Subsidiaries taken as a whole to any “person” or “group” (as those terms are used
in Section 13(d)(3) of the Exchange Act) other than to the Company or one of the Company’s Subsidiaries, other than any such transaction or series of related transactions where holders of the Company’s Voting Stock outstanding
immediately prior thereto hold Voting Stock of the transferee Person representing a majority of the voting power of the transferee Person’s Voting Stock immediately after giving effect thereto; 

  
 6 








 (2) the consummation of any transaction (including, without limitation, any
merger or consolidation) the result of which is that any “person” or “group” (as those terms are used in Section 13(d)(3) of the Exchange Act) (other than the Company or one of the Company’s Subsidiaries) becomes the
“beneficial owner” (as defined in Rules 13d-3 and 13d-5 under the Exchange Act), directly or indirectly, of the Company’s Voting Stock representing a majority of the voting power of the Company’s outstanding Voting Stock; 

(3) the Company consolidate with, or merge with or into, any Person, or any Person consolidates with, or merges with or into,
the Company, in any such event pursuant to a transaction in which any of the Company’s outstanding Voting Stock or Voting Stock of such other Person is converted into or exchanged for cash, securities or other property, other than any such
transaction where the Company’s Voting Stock outstanding immediately prior to such transaction constitutes, or is converted into or exchanged for, Voting Stock representing a majority of the voting power of the Voting Stock of the surviving
Person immediately after giving effect to such transaction; or 
 (4) the adoption by the Company’s shareholders of a
plan relating to the Company’s liquidation or dissolution. 
 Notwithstanding the foregoing, a transaction will not be deemed to
involve a change of control under clause (2) above if (1) the Company becomes a direct or indirect wholly-owned Subsidiary of a holding company and (2)(A) the direct or indirect holders of the Voting Stock of such holding company
immediately following that transaction are substantially the same as the holders of the Company’s Voting Stock immediately prior to that transaction or (B) immediately following that transaction no person (as that term is used in
Section 13(d)(3) of the Exchange Act) (other than a holding company satisfying the requirements of this sentence) is the beneficial owner, directly or indirectly, of more than 50% of the Voting Stock of such holding company. 

“Change of Control Triggering Event” means, with respect to the applicable series of Notes, the Notes cease to be
rated Investment Grade by each of the Rating Agencies on any date during the period (the “Trigger Period”) commencing 60 days prior to the first public announcement by the Company of any Change of Control (or pending Change of
Control) and ending 60 days following consummation of such Change of Control (which Trigger Period will be extended following consummation of a Change of Control for so long as any of the Rating Agencies has publicly announced that it is considering
a possible ratings change). However, a Change of Control Triggering Event otherwise arising by virtue of a particular reduction in rating shall not be deemed to have occurred in respect of a particular Change of Control (and thus shall not be deemed
a Change of Control Triggering Event for purposes of the definition of Change of Control Triggering Event) if the Rating Agencies making the reduction in rating to which this definition would otherwise apply do not announce or publicly confirm or
inform the Trustee in writing at the Company’s request that the reduction was the result, in whole or in part, of any event or circumstance comprised of or arising as a result of, or in respect of, the applicable Change of Control (whether or
not the applicable Change of Control shall have occurred at the time of the Change of Control Triggering Event). If a Rating Agency is not providing a rating for such Notes at the commencement of any Trigger Period, the Notes will be deemed to have
ceased to be rated Investment Grade by such Rating Agency during that Trigger Period. 

  
 7 








 Notwithstanding the foregoing, no Change of Control Triggering Event will be deemed to have
occurred in connection with any particular Change of Control unless and until such Change of Control has actually been consummated. 

“Investment Grade” means a rating of Baa3 or better by Moody’s (or its equivalent under any successor rating
category of Moody’s) and a rating of BBB- or better by S&P (or its equivalent under any successor rating category of S&P), and the equivalent investment grade credit rating from any replacement rating agency or rating agencies selected
by the Company under the circumstances permitting the Company to select a replacement rating agency and in the manner for selecting a replacement rating agency, in each case as set forth in the definition of “Rating Agency.” 

“Moody’s” means Moody’s Investors Service, Inc., a subsidiary of Moody’s Corporation, and its
successors. 
 “Person” means any individual, corporation, partnership, limited liability company, business trust,
association, joint-stock company, joint venture, trust, incorporated or unincorporated organization or government or any agency or political subdivision thereof. 

“Rating Agency” means each of Moody’s and S&P; provided, that if any of Moody’s or S&P ceases
to provide rating services to issuers or investors, we may appoint another “nationally recognized statistical rating organization” as defined under Section 3(a)(62) of the Exchange Act as a replacement for such Rating Agency;
provided, that the Company shall give notice of such appointment to the Trustee. 
 “S&P” means
Standard & Poor’s Ratings Services, a division of The McGraw-Hill Companies, Inc., and its successors. 
 “Voting
Stock” of any specified Person as of any date means the capital stock of such Person that is at the time entitled to vote generally in the election of the board of directors of such Person. 

The Events of Default of Section 7.01 of the Indenture will apply to the Notes, except as otherwise described below. For a description of
the Events of Default of Section 7.01 of the Indenture, see “Description of the Debt Securities—Events of Default” in the Prospectus dated February 22, 2012 (the “Prospectus”). In lieu of the fifth Event of Default
specified in that section of the Prospectus, the following Event of Default will apply to the Notes: 
 Ÿ an Event of Default with respect to any other series of debt securities issued under the Indenture or an uncured or unwaived
failure to pay principal of or interest on any of the Company’s other obligations for borrowed money beyond any period of grace with respect thereto if: (a) the aggregate principal amount of any such obligation is in excess of
$200,000,000; and (b) the default in payment is not being contested in good faith and by appropriate proceedings. 

  
 8 








 The definitions of Article One of the Indenture will apply to the Notes, except to the extent the
definitions set forth below differ from such Indenture definitions. For a description of the definitions of Article One of the Indenture, see “Description of the Debt Securities—Covenants Applicable to Senior Debt Securities—Certain
Definitions” in the Prospectus. 
 “corporation” means, unless the context requires otherwise, any Person other
than an individual. 
 The Notes shall not be entitled to any sinking fund. 

The Notes shall be issuable in United States dollars. 

Section 13.02 of the Indenture shall apply to the Notes. 

Payments of principal of and interest on the Notes shall be payable in United States dollars. 

The Notes shall be issued in the form of fully registered Global Debt Securities in the forms attached hereto as Annex A, Annex
B, Annex C and Annex D which will be deposited with the Trustee as custodian for the Depository Trust Company (the “Depositary”) and registered in the name of “Cede & Co.,” as the nominee of the
Depositary. Principal of and interest payments on the Notes of each series will be made to the Depositary or its nominee. If at any time the Depositary notifies the Company that it is unwilling or unable to continue as Depositary for the Notes or if
at any time the Depositary for the Notes shall no longer be eligible or in good standing under the Exchange Act, or other applicable statute or regulation, the Company shall appoint a successor Depositary with respect to the Notes. If a successor
Depositary for the Notes is not appointed by the Company within 90 days after the Company receives notice or becomes aware of such ineligibility, the Company will issue Notes in definitive form in exchange for the Global Debt Security representing
Notes in an aggregate principal amount equal to the principal amount of the Notes represented by such Global Debt Security in exchange for the Notes represented by such Global Debt Security. 

The Notes are issuable in registered form without coupons in denominations of U.S.$2,000 and any integral multiples of U.S.$1,000 in excess
thereof. As provided in the Indenture and subject to certain limitations therein set forth, the Notes are exchangeable for a like aggregate principal amount of Notes that are of other authorized denominations. 

Furthermore, we hereby approve the forms of and authorize the execution and delivery of the Notes. 

Capitalized terms used herein which are defined in the Indenture are used herein as so defined. 

[Signature Page to Follow] 

  
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 Dated: June 13, 2014 

 

			
	JOHNSON CONTROLS, INC.
		
	By:	 	 
	Name:	 	R. Bruce McDonald
	Title:	 	Executive Vice President and Chief Financial Officer
		
	By:	 	 
	Name:	 	Jerome D. Okarma
	Title:	 	Vice President, Secretary and General Counsel


 Signature page to Officers’ Certificate Pursuant to Section 3.01 of the Indenture 

  
 10 








 Annex A 

FORM OF NOTE 
 Unless
this certificate is presented by an authorized representative of the Depository Trust Company, a New York Corporation (the “Depositary”), to the Issuer or its agent for registration of transfer, exchange, or payment, and any certificate
issued is registered in the name of Cede & Co. or in such other name as is requested by an authorized representative of the Depositary (and any payment is made to Cede & Co. or to such other entity as is requested by an authorized
representative of the Depositary), ANY TRANSFER, PLEDGE, OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL inasmuch as the registered owner hereof Cede & Co., has an interest herein. 

 

			
	REGISTERED	 	REGISTERED

 JOHNSON CONTROLS, INC. 

1.400% SENIOR NOTES DUE 2017 

CUSIP: 478373AB9 
 ISIN:
US478373AB95 
  

			
	No. R-1	 	US$300,000,000

 JOHNSON CONTROLS, INC., a corporation duly organized and existing under the laws of the State of Wisconsin
(the “Company,” which term includes any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to CEDE & Co., or registered assignees, the principal sum set forth in the
Schedule of Transfers and Exchanges in Note attached hereto, which amount shall not exceed Three Hundred Million and 00/100 Dollars ($300,000,000) on November 2, 2017, and to pay interest thereon from June 13, 2014, or from the most recent
Interest Payment Date to which interest has been paid or duly provided for, semiannually on May 2 and November 2 of each year, commencing November 2, 2014, at the rate of 1.400% per annum, until the principal hereof becomes due
and payable, and at such rate on any overdue principal and (to the extent that the payment of such interest shall be legally enforceable) on any overdue installment of interest. The interest so payable, and punctually paid or duly provided for, on
any Interest Payment Date will, as provided in such Indenture, be paid to the Person in whose name this 1.400% Note Due 2017 (this “Note,” and all of the Notes collectively referred to herein as the “Notes”) (or one or more
Predecessor Debt Securities) is registered at the close of business on the Regular Record Date for such interest, which shall be the April 18 or October 18 (whether or not a Business Day), as the case may be, next preceding such Interest
Payment Date; provided, however, that interest payable on the Interest Payment Date occurring at maturity will be paid to the person to whom principal shall be payable. Any such interest not punctually paid or duly provided for on any Interest
Payment Date shall forthwith cease to be payable to the registered Holder on such Regular Record Date by virtue of his having been such Holder, and may either be paid to the Person in whose name this Note (or one or more Predecessor Debt Securities)
is registered at the close of business on a Special Record Date for the payment of such Defaulted Interest to be fixed by the Trustee, notice whereof shall be given to Holders of Notes not more than 15 days and not less than 10 days prior


  
 Annex A-1 








 
to such Special Record Date, or be paid at any time in any other lawful manner not inconsistent with the requirements of any securities exchange on which the Notes may be listed, and upon such
notice as may be required by such exchange, all as more fully provided in said Indenture. 
 This is one of the Debt Securities of the
series designated herein issued under the within-mentioned Indenture. 
 Dated: June 13, 2014 

 

			
	U.S. Bank National Association,
	    As Trustee
		
	By:	 	  

		 	Authorized Officer


  
 Annex A-2 








 Payments of interest will be made by wire transfer of immediately available funds. Principal and
any premium and interest payable at Maturity will be paid in immediately available funds upon surrender of such Note at the office of a Paying Agent in The City of New York, New York or at such other office or agency as the Company may designate.

 Unless the certificate of authentication herein has been duly executed by the Trustee referred to herein by manual signature, this Note
shall not be entitled to any benefit under the Indenture or be valid or obligatory for any purpose. 
 This Note is one of a duly authorized
issue of securities of the Company (the “Debt Securities”), issued or to be issued in one or more series under an indenture, dated as of January 17, 2006 (the “Base Indenture”), between the Company and U.S. Bank National
Association (the “Trustee,” which term includes any successor Trustee under the Base Indenture) to which Base Indenture, together with all indentures supplemental to the Base Indenture and the Officers’ Certificates under
Section 3.01 of the Base Indenture setting forth the form and terms of the Notes (the Base Indenture as so supplemented, “the Indenture”), reference is hereby made for a statement of the respective rights, limitations of rights,
duties and immunities thereunder of the Company, the Trustee and the Holders of the Notes and of the terms upon which the Notes are, and are to be, authenticated and delivered. This Note is one of the series designated on the face hereof limited in
aggregate principal amount to $300,000,000, except that the Company may, without the consent of the Holders, “reopen” the series and issue more notes that have the same ranking, interest rate, maturity date and other terms as this Note.

 All or a portion of the Notes may be redeemed by the Company at any time or from time to time. The Redemption Price for the Notes to be
redeemed on any Redemption Date will be equal to the greater of (i) 100% of the principal amount of the Notes being redeemed on the Redemption Date and (ii) the sum of the present values of the remaining scheduled payments of principal and
interest on the Notes being redeemed on that Redemption Date (not including any portion of any payments of interest accrued to the Redemption Date), discounted to the Redemption Date on a semi-annual basis (assuming a 360-day year consisting of
twelve 30-day months) at the Treasury Rate (as defined below), plus 10 basis points, plus in either of case (i) or (ii) above, accrued and unpaid interest on the Notes being redeemed to the Redemption Date. Holders of Notes to be redeemed
will receive notice thereof by first-class mail (and/or, to the extent permitted by applicable procedures or regulations, electronically) at least 30 and not more than 60 days prior to the Redemption Date, except that redemption notices may be
received more than 60 days prior to the Redemption Date if the notice is issued in connection with the defeasance or discharge of the applicable notes and/or the Indenture. Notwithstanding the foregoing, notice of any redemption may, in the
Company’s discretion, be subject to one or more conditions precedent. If fewer than all of the Notes are to be redeemed, the Trustee will select, not more than 60 days prior to the Redemption Date, the particular Notes or portions thereof for
redemption from the outstanding not previously called by such method as the Trustee deems fair and appropriate. 
 The Company shall redeem
the Notes if the acquisition of Air Distribution Technologies is not consummated on or prior to December 31, 2014 or the acquisition agreement is terminated at any time prior thereto other than in connection with the consummation of the
acquisition and is not otherwise amended or replaced, at 101% of the aggregate principal amount, plus accrued and unpaid interest on the Notes to the Redemption Date. 

  
 Annex A-3 








 For the purposes of determining the Redemption Price, “Treasury Rate” means, with
respect to any Redemption Date, the rate per annum equal to the semi-annual equivalent yield to maturity of the Comparable Treasury Issue, calculated using a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount)
equal to the Comparable Treasury Price for such Redemption Date. The Treasury Rate will be calculated on the third business day preceding the Redemption Date. 

“Comparable Treasury Issue” means the U.S. Treasury security or securities selected by an Independent Investment Banker as having an
actual or interpolated maturity comparable to the remaining term of the Notes to be redeemed that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of Debt Securities of comparable
maturity to the remaining term of such Notes. 
 “Independent Investment Banker” means one of the Reference Treasury Dealers
appointed by the Company. 
 “Comparable Treasury Price” means, with respect to any Redemption Date, (1) the average of five
Reference Treasury Dealer Quotations for such Redemption Date, after excluding the highest and lowest Reference Treasury Dealer Quotations, or (2) if the Independent Investment Banker obtains fewer than five such Reference Treasury Dealer
Quotations, the average of all such quotations. 
 “Reference Treasury Dealer” means (1) each of Goldman, Sachs &
Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc. and Citigroup Global Markets Inc. (or their respective affiliates that are Primary Treasury Dealers (as defined below)) and their respective successors and
(2) one Primary Treasury Dealer selected by Wells Fargo Securities, LLC or its successor; provided, however, that if any of the foregoing shall cease to be a primary U.S. Government securities dealer in New York City (a “Primary Treasury
Dealer”), the Company will substitute therefor another Primary Treasury Dealer. 
 “Reference Treasury Dealer Quotations”
means, with respect to each Reference Treasury Dealer and any Redemption Date, the average, as determined by the Independent Investment Banker, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of
its principal amount) quoted in writing to the Independent Investment Banker at 5:00 p.m., New York City time, on the third business day preceding the Redemption Date. 

The Company shall have no obligation to redeem or purchase the Notes pursuant to any sinking fund or analogous provision. 

Upon the occurrence of a Change of Control Triggering Event with respect to the Notes, unless the Company has exercised its right to redeem
the Notes, each Holder of Notes will have the right to require the Company to purchase all or a portion of such Holder’s Notes pursuant to a Change of Control Offer, at a purchase price equal to 101% of the principal amount thereof plus accrued
and unpaid interest, if any, up to but not including the date of purchase, subject to the rights of Holders of Notes on the relevant record date to receive interest due and owing on the relevant Interest Payment Date. The Change of Control Offer
will be made in accordance with the terms specified in the Indenture. 

  
 Annex A-4 








 With the consent of the Holders of greater than 50% in aggregate principal amount of the
Outstanding Debt Securities of each series affected by such supplemental indenture, the Company and the Trustee may enter into an indenture or indentures supplemental to the Indenture for the purpose of adding any provisions to or changing the
provisions of the Indenture or any supplement thereto or of modifying in any manner the rights of the Holders of the Debt Securities of each series under the Indenture; provided, however, that no such supplemental indenture shall (a) extend the
time or terms of payment of the principal at maturity of, or the interest on, any such series of Debt Securities, or reduce principal or premium or the rate of interest, without the consent of the Holder thereof, or (b) without the consent of
all of the Holders of any series of Debt Securities then outstanding, reduce the percentage of Debt Securities of any such series, the Holders of which are required to consent (i) to any such supplemental indenture, (ii) to rescind and
annul a declaration that the Debt Securities of any series are due and payable as a result of the occurrence of an Event of Default, (iii) to waive any past Event of Default under the Indenture and its consequences and (iv) to waive
compliance with certain other provisions contained in the Indenture. 
 The Events of Default of Section 7.01 of the Indenture will
apply to the Notes, except as otherwise described below. For a description of the Events of Default of Section 7.01 of the Indenture, see “Description of the Debt Securities—Events of Default” in the Prospectus dated
February 22, 2012 (the “Prospectus”). In lieu of the fifth Event of Default specified in that section of the Prospectus, the following Event of Default will apply to the Notes: 

• an Event of Default with respect to any other series of debt securities issued under the Indenture or an uncured or unwaived failure to
pay principal of or interest on any of the Company’s other obligations for borrowed money beyond any period of grace with respect thereto if: (a) the aggregate principal amount of any such obligation is in excess of $200,000,000; and
(b) the default in payment is not being contested in good faith and by appropriate proceedings. 
 The definitions of Article One of
the Indenture will apply to the Notes, except to the extent the definitions set forth below differ from such Indenture definitions. For a description of the definitions of Article One of the Indenture, see “Description of the Debt
Securities—Covenants Applicable to Senior Debt Securities—Certain Definitions” in the Prospectus. 
 “corporation”
means, unless the context requires otherwise, any Person other than an individual. 
 The Company and the Trustee may enter into an
indenture or indentures supplemental to the Indenture without the consent of the Holders for limited purposes specified in the Indenture. 

The Holders of greater than 50% in aggregate principal amount of the Outstanding Notes may on behalf of the Holders of all the Notes waive any
past default or Event of Default under the Indenture and its consequences except a default in the payment of principal of or premium, if any, or interest on the Notes. 

Holders of Notes may not enforce their rights pursuant to the Indenture or the Notes except as provided in the Indenture. No reference herein
to the Indenture and no provision of this Note or of the Indenture shall alter or impair the obligation of the Company, which is absolute and unconditional, to pay the principal of (and premium, if any) and interest on this Note at the times, place
and rate, and in the coin or currency, herein prescribed. 

  
 Annex A-5 








 The Notes are issuable only in registered form without coupons in denominations of U.S.$2,000 and
any integral multiples of U.S.$1,000 in excess thereof. As provided in the Indenture and subject to certain limitations therein set forth, Notes are exchangeable for a like aggregate principal amount of Notes that are of other authorized
denominations. 
 Notes to be exchanged shall be surrendered at any office or agency maintained by the Company for such purpose, and the
Company shall execute and the Trustee shall authenticate and deliver in exchange therefor the Notes which the Holder making the exchange shall be entitled to receive. Upon due presentment for registration of transfer of any Note at any such office
or agency, the Company shall execute and register and the Trustee shall authenticate and deliver in the name of the transferee or transferees a new Note for an equal aggregate amount. Registration or registration of transfer of any Note by the Debt
Security Registrar (initially U.S. Bank National Association) in the registry books maintained by such Debt Security Registrar in The City of New York, New York, and delivery of such Note, duly authenticated, shall be deemed to complete the
registration or registration of transfer of such Note. 
 No service charge shall be made for any exchange or registration of transfer, but
the Company or the Trustee may require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith. Prior to due presentment of a Note for registration of transfer, the Company, the Trustee and any agent
of the Company or the Trustee may treat the person in whose name a Note is registered as the owner for all purposes whether or not such Note be overdue and neither the Company, the Trustee nor any such agent shall be affected by notice to the
contrary. 
 Certain of the Company’s obligations under the Indenture with respect to the Notes may be terminated if the Company
irrevocably deposits with the Trustee money or eligible instruments sufficient to pay and discharge the entire indebtedness on all of the Notes, as described in the Indenture. 

This Note is in the form of a Global Security as provided in the Indenture. If at any time the Depositary notifies the Company that it is
unwilling or unable to continue as Depositary for this Note or if at any time the Depositary for the Notes shall no longer be eligible or in good standing under the Exchange Act, or other applicable statute or regulation, the Company shall appoint a
successor Depositary with respect to this Note. If a successor Depositary for this Note is not appointed by the Company within 90 days after the Company receives notice or becomes aware of such ineligibility, the Company will issue Notes in
definitive form in exchange for the Global Security representing Notes in an aggregate principal amount equal to the principal amount of this Note in exchange for this Note. 

No recourse under or upon any obligation, covenant or agreement of the Indenture, any supplemental indenture, or of any Note, or for any claim
based hereon, or otherwise in respect thereof shall be had against any incorporator, stockholder, or director, as such, past, present or future, of the Company or any Subsidiary or of any predecessor or successor corporation, either directly or
through the Company, whether by virtue of any constitution, statute or rule of law, or by the enforcement of any assessment or penalty or otherwise, all such liabilities being, by the acceptance hereof and as part of the consideration for the issue
hereof, expressly waived and released. 

  
 Annex A-6 








 The Notes are subject to defeasance at the option of the Company as provided in the Indenture.

 All terms used in this Note which are defined in the Indenture shall have the meanings assigned to them in the Indenture. 

  
 Annex A-7 








 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed under its
corporate seal. 
  

							
	Dated: June 13, 2014	 		 	JOHNSON CONTROLS, INC.
				
		 		 	By:	 	  

		 		 	Name:	 	R. Bruce McDonald
		 		 	 Title:
	 	Executive Vice President and Chief Financial Officer
	[SEAL]	 		 		 	
		 		 	Attest:
				
		 		 	By:	 	  

		 		 	Name:	 	Jerome D. Okarma
		 		 	Title:	 	Vice President, Secretary and General Counsel


  
 Annex A-8 








   

ABBREVIATIONS 
 The
following abbreviations, when used in the inscription on the face of this instrument, shall be construed as though they were written out in full according to applicable laws or regulations: 

TEN COM—as tenants in common 
 TEN
ENT—as tenants by the entireties 
 JT TEN—as joint tenants with right of survivorship and not as tenants in common 

 

							
		 	UNIF GIFT MIN ACT	  	-             Custodian            	  	
		 		  	(Cust)             (Minor)	  	
		 		  	Under Uniform Gifts to Minors Act	  	
		 		  	  
	  	
		 		  	(State)	  	

 Additional abbreviations may also be used though not in the above list. 

 
  

FOR VALUE RECEIVED, the undersigned hereby sell(s), assign(s) and transfer(s) unto 

PLEASE INSERT SOCIAL SECURITY OR 
 OTHER IDENTIFYING NUMBER OF
ASSIGNEE 
  

					
	 	 	 	 	 

 PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE 

the within Security and all rights thereunder, hereby irrevocably constituting and appointing
             attorney to transfer said Security on the books of the Company, with full power of substitution in the premises. 

 

			
	Dated:	 	
		
		 	  

		
		 	 Signature


 NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE WITHIN INSTRUMENT IN
EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. 

  
 Annex A-9 








 Schedule I 

SCHEDULE OF TRANSFERS AND EXCHANGES 

JOHNSON CONTROLS, INC. 

1.400% Senior Notes due 2017 

The initial principal amount of this Global Debt Security is Three Hundred Million Dollars ($300,000,000). The following increases or
decreases in the principal amount of this Global Debt Security have been made: 
  

									
	 Date of Exchange
	 	Amount of Decrease
in Principal Amount
of this Global Debt
Security	 	Amount of Increase
in Principal amount
of this Global Debt
Security	 	Principal Amount of
Global Debt
Security following
such Decrease or
Increase	 	Signature of
Authorized
Signature of trustee
or Custodian


  
 Annex A-10 








 Annex B 

FORM OF NOTE 
 Unless
this certificate is presented by an authorized representative of the Depository Trust Company, a New York Corporation (the “Depositary”), to the Issuer or its agent for registration of transfer, exchange, or payment, and any certificate
issued is registered in the name of Cede & Co. or in such other name as is requested by an authorized representative of the Depositary (and any payment is made to Cede & Co. or to such other entity as is requested by an authorized
representative of the Depositary), ANY TRANSFER, PLEDGE, OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL inasmuch as the registered owner hereof Cede & Co., has an interest herein. 

 

			
	REGISTERED	  	REGISTERED

 JOHNSON CONTROLS, INC. 

3.625% SENIOR NOTES DUE 2024 

CUSIP: 478373 AC7 
 ISIN:
US478373AC78 
  

			
	No. R-1	  	US$500,000,000

 JOHNSON CONTROLS, INC., a corporation duly organized and existing under the laws of the State of Wisconsin
(the “Company,” which term includes any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to CEDE & Co., or registered assignees, the principal sum set forth in the
Schedule of Transfers and Exchanges in Note attached hereto, which amount shall not exceed Five Hundred Million and 00/100 Dollars ($500,000,000) on July 2, 2024, and to pay interest thereon from June 13, 2014, or from the most recent
Interest Payment Date to which interest has been paid or duly provided for, semiannually on January 2 and July 2 of each year, commencing January 2, 2015, at the rate of 3.625% per annum, until the principal hereof becomes due
and payable, and at such rate on any overdue principal and (to the extent that the payment of such interest shall be legally enforceable) on any overdue installment of interest. The interest so payable, and punctually paid or duly provided for, on
any Interest Payment Date will, as provided in such Indenture, be paid to the Person in whose name this 3.625% Note Due 2024 (this “Note,” and all of the Notes collectively referred to herein as the “Notes”) (or one or more
Predecessor Debt Securities) is registered at the close of business on the Regular Record Date for such interest, which shall be the December 18 or June 18 (whether or not a Business Day), as the case may be, next preceding such Interest
Payment Date; provided, however, that interest payable on the Interest Payment Date occurring at maturity will be paid to the person to whom principal shall be payable. Any such interest not punctually paid or duly provided for on any Interest
Payment Date shall forthwith cease to be payable to the registered Holder on such Regular Record Date by virtue of his having been such Holder, and may either be paid to the Person in whose name this Note (or one or more Predecessor Debt Securities)
is registered at the close of business on a Special Record Date for the payment of such Defaulted Interest to be fixed by the Trustee, notice whereof shall be given to Holders of Notes not more than 15 days and not less than 10 days prior


  
 Annex B-1 








 
to such Special Record Date, or be paid at any time in any other lawful manner not inconsistent with the requirements of any securities exchange on which the Notes may be listed, and upon such
notice as may be required by such exchange, all as more fully provided in said Indenture. 
 This is one of the Debt Securities of the
series designated herein issued under the within-mentioned Indenture. 
 Dated: June 13, 2014 

 

			
	 U.S. Bank National Association,
As Trustee

		
	By:	 	  

		 	Authorized Officer


  
 Annex B-2 








 Payments of interest will be made by wire transfer of immediately available funds. Principal and
any premium and interest payable at Maturity will be paid in immediately available funds upon surrender of such Note at the office of a Paying Agent in The City of New York, New York or at such other office or agency as the Company may designate.

 Unless the certificate of authentication herein has been duly executed by the Trustee referred to herein by manual signature, this Note
shall not be entitled to any benefit under the Indenture or be valid or obligatory for any purpose. 
 This Note is one of a duly authorized
issue of securities of the Company (the “Debt Securities”), issued or to be issued in one or more series under an indenture, dated as of January 17, 2006 (the “Base Indenture”), between the Company and U.S. Bank National
Association (the “Trustee,” which term includes any successor Trustee under the Base Indenture) to which Base Indenture, together with all indentures supplemental to the Base Indenture and the Officers’ Certificates under
Section 3.01 of the Base Indenture setting forth the form and terms of the Notes (the Base Indenture as so supplemented, “the Indenture”), reference is hereby made for a statement of the respective rights, limitations of rights,
duties and immunities thereunder of the Company, the Trustee and the Holders of the Notes and of the terms upon which the Notes are, and are to be, authenticated and delivered. This Note is one of the series designated on the face hereof limited in
aggregate principal amount to $500,000,000, except that the Company may, without the consent of the Holders, “reopen” the series and issue more notes that have the same ranking, interest rate, maturity date and other terms as this Note.

 All or a portion of the Notes may be redeemed by the Company at any time prior to April 2, 2024 (three months prior to the maturity
date of the Notes). The Redemption Price for the Notes to be redeemed on any Redemption Date will be equal to the greater of (i) 100% of the principal amount of the Notes being redeemed on the Redemption Date and (ii) the sum of the
present values of the remaining scheduled payments of principal and interest on the Notes being redeemed on that Redemption Date (not including any portion of any payments of interest accrued to the Redemption Date), discounted to the Redemption
Date on a semi-annual basis (assuming a 360-day year consisting of twelve 30-day months) at the Treasury Rate (as defined below), plus 15 basis points, plus in either of case (i) or (ii) above, accrued and unpaid interest on the Notes
being redeemed to the Redemption Date. 
 In addition, at any time on or after April 2, 2024 (three months prior to the maturity date
of the Notes), the Company may redeem some or all of the Notes at its option, at a Redemption Price equal to 100% of the principal amount of the Notes being redeemed, plus accrued and unpaid interest on the Notes being redeemed to the Redemption
Date. 
 Holders of Notes to be redeemed will receive notice thereof by first-class mail (and/or, to the extent permitted by applicable
procedures or regulations, electronically) at least 30 and not more than 60 days prior to the Redemption Date, except that redemption notices may be received more than 60 days prior to the Redemption Date if the notice is issued in connection with
the defeasance or discharge of the applicable notes and/or the Indenture. Notwithstanding the foregoing, notice of any redemption may, in the Company’s discretion, be subject to one or more conditions precedent. If fewer than all of the Notes
are to be redeemed, the Trustee will select, not more than 60 days prior to the Redemption Date, the particular Notes or portions thereof for redemption from the outstanding not previously called by such method as the Trustee deems fair and
appropriate. 

  
 Annex B-3 








 The Company shall redeem the Notes if the acquisition of Air Distribution Technologies is not
consummated on or prior to December 31, 2014 or the acquisition agreement is terminated at any time prior thereto other than in connection with the consummation of the acquisition and is not otherwise amended or replaced, at 101% of the
aggregate principal amount, plus accrued and unpaid interest on the Notes to the Redemption Date. 
 For the purposes of determining the
Redemption Price, “Treasury Rate” means, with respect to any Redemption Date, the rate per annum equal to the semi-annual equivalent yield to maturity of the Comparable Treasury Issue, calculated using a price for the Comparable Treasury
Issue (expressed as a percentage of its principal amount) equal to the Comparable Treasury Price for such Redemption Date. The Treasury Rate will be calculated on the third business day preceding the Redemption Date. 

“Comparable Treasury Issue” means the U.S. Treasury security or securities selected by an Independent Investment Banker as having an
actual or interpolated maturity comparable to the remaining term of the Notes to be redeemed that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of Debt Securities of comparable
maturity to the remaining term of such Notes. 
 “Independent Investment Banker” means one of the Reference Treasury Dealers
appointed by the Company. 
 “Comparable Treasury Price” means, with respect to any Redemption Date, (1) the average of five
Reference Treasury Dealer Quotations for such Redemption Date, after excluding the highest and lowest Reference Treasury Dealer Quotations, or (2) if the Independent Investment Banker obtains fewer than five such Reference Treasury Dealer
Quotations, the average of all such quotations. 
 “Reference Treasury Dealer” means (1) each of Goldman, Sachs &
Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc. and Citigroup Global Markets Inc. (or their respective affiliates that are Primary Treasury Dealers (as defined below)) and their respective successors and
(2) one Primary Treasury Dealer selected by Wells Fargo Securities, LLC or its successor; provided, however, that if any of the foregoing shall cease to be a primary U.S. Government securities dealer in New York City (a “Primary Treasury
Dealer”), the Company will substitute therefor another Primary Treasury Dealer. 
 “Reference Treasury Dealer Quotations”
means, with respect to each Reference Treasury Dealer and any Redemption Date, the average, as determined by the Independent Investment Banker, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of
its principal amount) quoted in writing to the Independent Investment Banker at 5:00 p.m., New York City time, on the third business day preceding the Redemption Date. 

The Company shall have no obligation to redeem or purchase the Notes pursuant to any sinking fund or analogous provision. 

Upon the occurrence of a Change of Control Triggering Event with respect to the Notes, unless the Company has exercised its right to redeem
the Notes, each Holder of Notes will have the right to require the Company to purchase all or a portion of such Holder’s Notes pursuant to a Change of Control Offer, at a purchase price equal to 101% of the principal amount thereof plus


  
 Annex B-4 








 
accrued and unpaid interest, if any, up to but not including the date of purchase, subject to the rights of Holders of Notes on the relevant record date to receive interest due and owing on the
relevant Interest Payment Date. The Change of Control Offer will be made in accordance with the terms specified in the Indenture. 
 With
the consent of the Holders of greater than 50% in aggregate principal amount of the Outstanding Debt Securities of each series affected by such supplemental indenture, the Company and the Trustee may enter into an indenture or indentures
supplemental to the Indenture for the purpose of adding any provisions to or changing the provisions of the Indenture or any supplement thereto or of modifying in any manner the rights of the Holders of the Debt Securities of each series under the
Indenture; provided, however, that no such supplemental indenture shall (a) extend the time or terms of payment of the principal at maturity of, or the interest on, any such series of Debt Securities, or reduce principal or premium or the rate
of interest, without the consent of the Holder thereof, or (b) without the consent of all of the Holders of any series of Debt Securities then outstanding, reduce the percentage of Debt Securities of any such series, the Holders of which are
required to consent (i) to any such supplemental indenture, (ii) to rescind and annul a declaration that the Debt Securities of any series are due and payable as a result of the occurrence of an Event of Default, (iii) to waive any
past Event of Default under the Indenture and its consequences and (iv) to waive compliance with certain other provisions contained in the Indenture. 

The Events of Default of Section 7.01 of the Indenture will apply to the Notes, except as otherwise described below. For a description of
the Events of Default of Section 7.01 of the Indenture, see “Description of the Debt Securities—Events of Default” in the Prospectus dated February 22, 2012 (the “Prospectus”). In lieu of the fifth Event of Default
specified in that section of the Prospectus, the following Event of Default will apply to the Notes: 
 Ÿ an Event of Default with respect to any other series of debt securities issued under the Indenture or an uncured or unwaived
failure to pay principal of or interest on any of the Company’s other obligations for borrowed money beyond any period of grace with respect thereto if: (a) the aggregate principal amount of any such obligation is in excess of
$200,000,000; and (b) the default in payment is not being contested in good faith and by appropriate proceedings. 
 The
definitions of Article One of the Indenture will apply to the Notes, except to the extent the definitions set forth below differ from such Indenture definitions. For a description of the definitions of Article One of the Indenture, see
“Description of the Debt Securities—Covenants Applicable to Senior Debt Securities—Certain Definitions” in the Prospectus. 

“corporation” means, unless the context requires otherwise, any Person other than an individual 

The Company and the Trustee may enter into an indenture or indentures supplemental to the Indenture without the consent of the Holders for
limited purposes specified in the Indenture. 
 The Holders of greater than 50% in aggregate principal amount of the Outstanding Notes may
on behalf of the Holders of all the Notes waive any past default or Event of Default under the Indenture and its consequences except a default in the payment of principal of or premium, if any, or interest on the Notes. 

  
 Annex B-5 








 Holders of Notes may not enforce their rights pursuant to the Indenture or the Notes except as
provided in the Indenture. No reference herein to the Indenture and no provision of this Note or of the Indenture shall alter or impair the obligation of the Company, which is absolute and unconditional, to pay the principal of (and premium, if any)
and interest on this Note at the times, place and rate, and in the coin or currency, herein prescribed. 
 The Notes are issuable only in
registered form without coupons in denominations of U.S.$2,000 and any integral multiples of U.S.$1,000 in excess thereof. As provided in the Indenture and subject to certain limitations therein set forth, Notes are exchangeable for a like aggregate
principal amount of Notes that are of other authorized denominations. 
 Notes to be exchanged shall be surrendered at any office or agency
maintained by the Company for such purpose, and the Company shall execute and the Trustee shall authenticate and deliver in exchange therefor the Notes which the Holder making the exchange shall be entitled to receive. Upon due presentment for
registration of transfer of any Note at any such office or agency, the Company shall execute and register and the Trustee shall authenticate and deliver in the name of the transferee or transferees a new Note for an equal aggregate amount.
Registration or registration of transfer of any Note by the Debt Security Registrar (initially U.S. Bank National Association) in the registry books maintained by such Debt Security Registrar in The City of New York, New York, and delivery of such
Note, duly authenticated, shall be deemed to complete the registration or registration of transfer of such Note. 
 No service charge shall
be made for any exchange or registration of transfer, but the Company or the Trustee may require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith. Prior to due presentment of a Note for
registration of transfer, the Company, the Trustee and any agent of the Company or the Trustee may treat the person in whose name a Note is registered as the owner for all purposes whether or not such Note be overdue and neither the Company, the
Trustee nor any such agent shall be affected by notice to the contrary. 
 Certain of the Company’s obligations under the Indenture
with respect to the Notes may be terminated if the Company irrevocably deposits with the Trustee money or eligible instruments sufficient to pay and discharge the entire indebtedness on all of the Notes, as described in the Indenture. 

This Note is in the form of a Global Security as provided in the Indenture. If at any time the Depositary notifies the Company that it is
unwilling or unable to continue as Depositary for this Note or if at any time the Depositary for the Notes shall no longer be eligible or in good standing under the Exchange Act, or other applicable statute or regulation, the Company shall appoint a
successor Depositary with respect to this Note. If a successor Depositary for this Note is not appointed by the Company within 90 days after the Company receives notice or becomes aware of such ineligibility, the Company will issue Notes in
definitive form in exchange for the Global Security representing Notes in an aggregate principal amount equal to the principal amount of this Note in exchange for this Note. 

No recourse under or upon any obligation, covenant or agreement of the Indenture, any supplemental indenture, or of any Note, or for any claim
based hereon, or otherwise in respect thereof shall be had against any incorporator, stockholder, or director, as such, past, present or future, of the Company or any Subsidiary or of any predecessor or successor corporation, either


  
 Annex B-6 








 
directly or through the Company, whether by virtue of any constitution, statute or rule of law, or by the enforcement of any assessment or penalty or otherwise, all such liabilities being, by the
acceptance hereof and as part of the consideration for the issue hereof, expressly waived and released. 
 The Notes are subject to
defeasance at the option of the Company as provided in the Indenture. 
 All terms used in this Note which are defined in the Indenture
shall have the meanings assigned to them in the Indenture. 
 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed
under its corporate seal. 
  

					
	Dated: June 13, 2014	 	JOHNSON CONTROLS, INC.
			
		 	By:	 	  

		 	Name:	 	R. Bruce McDonald
		 	Title:	 	Executive Vice President and Chief Financial Officer
			
	[SEAL]	 	Attest:	 	
			
		 	By:	 	  

		 	Name:	 	Jerome D. Okarma
		 	Title:	 	Vice President, Secretary and General Counsel


  
 Annex B-7 








   

ABBREVIATIONS 
 The
following abbreviations, when used in the inscription on the face of this instrument, shall be construed as though they were written out in full according to applicable laws or regulations: 

TEN COM—as tenants in common 
 TEN
ENT—as tenants by the entireties 
 JT TEN—as joint tenants with right of survivorship and not as tenants in common 

 

							
		 	UNIF GIFT MIN ACT	  	-             Custodian            	  	
		 		  	(Cust)             (Minor)	  	
		 		  	Under Uniform Gifts to Minors Act	  	
		 		  	  
	  	
		 		  	(State)	  	

 Additional abbreviations may also be used though not in the above list. 

 
  

FOR VALUE RECEIVED, the undersigned hereby sell(s), assign(s) and transfer(s) unto 

PLEASE INSERT SOCIAL SECURITY OR 
 OTHER IDENTIFYING NUMBER OF
ASSIGNEE 
  

					
	 	 	 	 	 

 PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE 

the within Security and all rights thereunder, hereby irrevocably constituting and appointing
             attorney to transfer said Security on the books of the Company, with full power of substitution in the premises. 

 

			
	Dated:	 	
		
		 	  

		
		 	 Signature


 NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE WITHIN INSTRUMENT IN
EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. 

  
 Annex B-8 








 Schedule I 

SCHEDULE OF TRANSFERS AND EXCHANGES 

JOHNSON CONTROLS, INC. 

3.625% Senior Notes due 2024 

The initial principal amount of this Global Debt Security is Five Hundred Million Dollars ($500,000,000). The following increases or decreases
in the principal amount of this Global Debt Security have been made: 
  

									
	 Date of Exchange
	 	Amount of Decrease
in Principal Amount
of this Global Debt
Security	 	Amount of Increase
in Principal amount
of this Global Debt
Security	 	Principal Amount of
Global Debt
Security following
such Decrease or
Increase	 	Signature of
Authorized
Signature of trustee
or Custodian


  
 Annex B-9 








 Annex C 

FORM OF NOTE 
 Unless
this certificate is presented by an authorized representative of the Depository Trust Company, a New York Corporation (the “Depositary”), to the Issuer or its agent for registration of transfer, exchange, or payment, and any certificate
issued is registered in the name of Cede & Co. or in such other name as is requested by an authorized representative of the Depositary (and any payment is made to Cede & Co. or to such other entity as is requested by an authorized
representative of the Depositary), ANY TRANSFER, PLEDGE, OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL inasmuch as the registered owner hereof Cede & Co., has an interest herein. 

 

			
	REGISTERED	  	REGISTERED

 JOHNSON CONTROLS, INC. 

4.625% SENIOR NOTES DUE 2044 

CUSIP: 478373AD5 
 ISIN:
US478373AD51 
  

			
	No. R-1	  	US$450,000,000

 JOHNSON CONTROLS, INC., a corporation duly organized and existing under the laws of the State of Wisconsin
(the “Company,” which term includes any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to CEDE & Co., or registered assignees, the principal sum set forth in the
Schedule of Transfers and Exchanges in Note attached hereto, which amount shall not exceed Four Hundred Fifty Million and 00/100 Dollars ($450,000,000) on July 2, 2044, and to pay interest thereon from June 13, 2014, or from the most
recent Interest Payment Date to which interest has been paid or duly provided for, semiannually on January 2 and July 2 of each year, commencing January 2, 2015, at the rate of 4.625% per annum, until the principal hereof becomes
due and payable, and at such rate on any overdue principal and (to the extent that the payment of such interest shall be legally enforceable) on any overdue installment of interest. The interest so payable, and punctually paid or duly provided for,
on any Interest Payment Date will, as provided in such Indenture, be paid to the Person in whose name this 4.625% Note Due 2044 (this “Note,” and all of the Notes collectively referred to herein as the “Notes”) (or one or more
Predecessor Debt Securities) is registered at the close of business on the Regular Record Date for such interest, which shall be the December 18 or June 18 (whether or not a Business Day), as the case may be, next preceding such Interest
Payment Date; provided, however, that interest payable on the Interest Payment Date occurring at maturity will be paid to the person to whom principal shall be payable. Any such interest not punctually paid or duly provided for on any Interest
Payment Date shall forthwith cease to be payable to the registered Holder on such Regular Record Date by virtue of his having been such Holder, and may either be paid to the Person in whose name this Note (or one or more Predecessor Debt Securities)
is registered at the close of business on a Special Record Date for the payment of such Defaulted Interest to be fixed by the Trustee, notice whereof shall be given to Holders of Notes not more than 15 days and not less than 10 days prior


  
 Annex C-1 








 
to such Special Record Date, or be paid at any time in any other lawful manner not inconsistent with the requirements of any securities exchange on which the Notes may be listed, and upon such
notice as may be required by such exchange, all as more fully provided in said Indenture. 
 This is one of the Debt Securities of the
series designated herein issued under the within-mentioned Indenture. 
 Dated: June 13, 2014 

 

			
	 U.S. Bank National Association,
As Trustee

		
	By:	 	 
		 	Authorized Officer


  
 Annex C-2 








 Payments of interest will be made by wire transfer of immediately available funds. Principal and
any premium and interest payable at Maturity will be paid in immediately available funds upon surrender of such Note at the office of a Paying Agent in The City of New York, New York or at such other office or agency as the Company may designate.

 Unless the certificate of authentication herein has been duly executed by the Trustee referred to herein by manual signature, this Note
shall not be entitled to any benefit under the Indenture or be valid or obligatory for any purpose. 
 This Note is one of a duly authorized
issue of securities of the Company (the “Debt Securities”), issued or to be issued in one or more series under an indenture, dated as of January 17, 2006 (the “Base Indenture”), between the Company and U.S. Bank National
Association (the “Trustee,” which term includes any successor Trustee under the Base Indenture) to which Base Indenture, together with all indentures supplemental to the Base Indenture and the Officers’ Certificates under
Section 3.01 of the Base Indenture setting forth the form and terms of the Notes (the Base Indenture as so supplemented, “the Indenture”), reference is hereby made for a statement of the respective rights, limitations of rights,
duties and immunities thereunder of the Company, the Trustee and the Holders of the Notes and of the terms upon which the Notes are, and are to be, authenticated and delivered. This Note is one of the series designated on the face hereof limited in
aggregate principal amount to $450,000,000, except that the Company may, without the consent of the Holders, “reopen” the series and issue more notes that have the same ranking, interest rate, maturity date and other terms as this Note.

 All or a portion of the Notes may be redeemed by the Company at any time prior to January 2, 2044 (six months prior to the maturity
date of the Notes). The Redemption Price for the Notes to be redeemed on any Redemption Date will be equal to the greater of (i) 100% of the principal amount of the Notes being redeemed on the Redemption Date and (ii) the sum of the
present values of the remaining scheduled payments of principal and interest on the Notes being redeemed on that Redemption Date (not including any portion of any payments of interest accrued to the Redemption Date), discounted to the Redemption
Date on a semi-annual basis (assuming a 360-day year consisting of twelve 30-day months) at the Treasury Rate (as defined below), plus 20 basis points, plus in either of case (i) or (ii) above, accrued and unpaid interest on the Notes
being redeemed to the Redemption Date. 
 In addition, at any time on or after January 2, 2044 (six months prior to the maturity date
of the Notes), the Company may redeem some or all of the Notes at its option, at a Redemption Price equal to 100% of the principal amount of the Notes being redeemed, plus accrued and unpaid interest on the Notes being redeemed to the Redemption
Date. 
 Holders of Notes to be redeemed will receive notice thereof by first-class mail (and/or, to the extent permitted by applicable
procedures or regulations, electronically) at least 30 and not more than 60 days prior to the Redemption Date, except that redemption notices may be received more than 60 days prior to the Redemption Date if the notice is issued in connection with
the defeasance or discharge of the applicable notes and/or the Indenture. Notwithstanding the foregoing, notice of any redemption may, in the Company’s discretion, be subject to one or more conditions precedent. If fewer than all of the Notes
are to be redeemed, the Trustee will select, not more than 60 days prior to the Redemption Date, the particular Notes or portions thereof for redemption from the outstanding not previously called by such method as the Trustee deems fair and
appropriate. 

  
 Annex C-3 








 The Company shall redeem the Notes if the acquisition of Air Distribution Technologies is not
consummated on or prior to December 31, 2014 or the acquisition agreement is terminated at any time prior thereto other than in connection with the consummation of the acquisition and is not otherwise amended or replaced, at 101% of the
aggregate principal amount, plus accrued and unpaid interest on the Notes to the Redemption Date. 
 For the purposes of determining the
Redemption Price, “Treasury Rate” means, with respect to any Redemption Date, the rate per annum equal to the semi-annual equivalent yield to maturity of the Comparable Treasury Issue, calculated using a price for the Comparable Treasury
Issue (expressed as a percentage’ of its principal amount) equal to the Comparable Treasury Price for such Redemption Date. The Treasury Rate will be calculated on the third business day preceding the Redemption Date. 

“Comparable Treasury Issue” means the U.S. Treasury security or securities selected by an Independent Investment Banker as having an
actual or interpolated maturity comparable to the remaining term of the Notes to be redeemed that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of Debt Securities of comparable
maturity to the remaining term of such Notes. 
 “Independent Investment Banker” means one of the Reference Treasury Dealers
appointed by the Company. 
 “Comparable Treasury Price” means, with respect to any Redemption Date, (1) the average of five
Reference Treasury Dealer Quotations for such Redemption Date, after excluding the highest and lowest Reference Treasury Dealer Quotations, or (2) if the Independent Investment Banker obtains fewer than five such Reference Treasury Dealer
Quotations, the average of all such quotations. 
 “Reference Treasury Dealer” means (1) each of Goldman, Sachs &
Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc. and Citigroup Global Markets Inc. (or their respective affiliates that are Primary Treasury Dealers (as defined below)) and their respective successors and
(2) one Primary Treasury Dealer selected by Wells Fargo Securities, LLC or its successor; provided, however, that if any of the foregoing shall cease to be a primary U.S. Government securities dealer in New York City (a “Primary Treasury
Dealer”), the Company will substitute therefor another Primary Treasury Dealer. 
 “Reference Treasury Dealer Quotations”
means, with respect to each Reference Treasury Dealer and any Redemption Date, the average, as determined by the Independent Investment Banker, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of
its principal amount) quoted in writing to the Independent Investment Banker at 5:00 p.m., New York City time, on the third business day preceding the Redemption Date. 

The Company shall have no obligation to redeem or purchase the Notes pursuant to any sinking fund or analogous provision. 

Upon the occurrence of a Change of Control Triggering Event with respect to the Notes, unless the Company has exercised its right to redeem
the Notes, each Holder of Notes will have the right to require the Company to purchase all or a portion of such Holder’s Notes pursuant to a Change of Control Offer, at a purchase price equal to 101% of the principal amount thereof plus


  
 Annex C-4 








 
accrued and unpaid interest, if any, up to but not including the date of purchase, subject to the rights of Holders of Notes on the relevant record date to receive interest due and owing on the
relevant Interest Payment Date. The Change of Control Offer will be made in accordance with the terms specified in the Indenture. 
 With
the consent of the Holders of greater than 50% in aggregate principal amount of the Outstanding Debt Securities of each series affected by such supplemental indenture, the Company and the Trustee may enter into an indenture or indentures
supplemental to the Indenture for the purpose of adding any provisions to or changing the provisions of the Indenture or any supplement thereto or of modifying in any manner the rights of the Holders of the Debt Securities of each series under the
Indenture; provided, however, that no such supplemental indenture shall (a) extend the time or terms of payment of the principal at maturity of, or the interest on, any such series of Debt Securities, or reduce principal or premium or the rate
of interest, without the consent of the Holder thereof, or (b) without the consent of all of the Holders of any series of Debt Securities then outstanding, reduce the percentage of Debt Securities of any such series, the Holders of which are
required to consent (i) to any such supplemental indenture, (ii) to rescind and annul a declaration that the Debt Securities of any series are due and payable as a result of the occurrence of an Event of Default, (iii) to waive any
past Event of Default under the Indenture and its consequences and (iv) to waive compliance with certain other provisions contained in the Indenture. 

The Events of Default of Section 7.01 of the Indenture will apply to the Notes, except as otherwise described below. For a description of
the Events of Default of Section 7.01 of the Indenture, see “Description of the Debt Securities—Events of Default” in the Prospectus dated February 22, 2012 (the “Prospectus”). In lieu of the fifth Event of Default
specified in that section of the Prospectus, the following Event of Default will apply to the Notes: 
 • an Event of Default with
respect to any other series of debt securities issued under the Indenture or an uncured or unwaived failure to pay principal of or interest on any of the Company’s other obligations for borrowed money beyond any period of grace with respect
thereto if: (a) the aggregate principal amount of any such obligation is in excess of $200,000,000; and (b) the default in payment is not being contested in good faith and by appropriate proceedings. 

The definitions of Article One of the Indenture will apply to the Notes, except to the extent the definitions set forth below differ from such
Indenture definitions. For a description of the definitions of Article One of the Indenture, see “Description of the Debt Securities—Covenants Applicable to Senior Debt Securities—Certain Definitions” in the Prospectus. 

“corporation” means, unless the context requires otherwise, any Person other than an individual. 

The Company and the Trustee may enter into an indenture or indentures supplemental to the Indenture without the consent of the Holders for
limited purposes specified in the Indenture. 
 The Holders of greater than 50% in aggregate principal amount of the Outstanding Notes may
on behalf of the Holders of all the Notes waive any past default or Event of Default under the Indenture and its consequences except a default in the payment of principal of or premium, if any, or interest on the Notes. 

  
 Annex C-5 








 Holders of Notes may not enforce their rights pursuant to the Indenture or the Notes except as
provided in the Indenture. No reference herein to the Indenture and no provision of this Note or of the Indenture shall alter or impair the obligation of the Company, which is absolute and unconditional, to pay the principal of (and premium, if any)
and interest on this Note at the times, place and rate, and in the coin or currency, herein prescribed. 
 The Notes are issuable only in
registered form without coupons in denominations of U.S.$2,000 and any integral multiples of U.S.$1,000 in excess thereof. As provided in the Indenture and subject to certain limitations therein set forth, Notes are exchangeable for a like aggregate
principal amount of Notes that are of other authorized denominations. 
 Notes to be exchanged shall be surrendered at any office or agency
maintained by the Company for such purpose, and the Company shall execute and the Trustee shall authenticate and deliver in exchange therefor the Notes which the Holder making the exchange shall be entitled to receive. Upon due presentment for
registration of transfer of any Note at any such office or agency, the Company shall execute and register and the Trustee shall authenticate and deliver in the name of the transferee or transferees a new Note for an equal aggregate amount.
Registration or registration of transfer of any Note by the Debt Security Registrar (initially U.S. Bank National Association) in the registry books maintained by such Debt Security Registrar in The City of New York, New York, and delivery of such
Note, duly authenticated, shall be deemed to complete the registration or registration of transfer of such Note. 
 No service charge shall
be made for any exchange or registration of transfer, but the Company or the Trustee may require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith. Prior to due presentment of a Note for
registration of transfer, the Company, the Trustee and any agent of the Company or the Trustee may treat the person in whose name a Note is registered as the owner for all purposes whether or not such Note be overdue and neither the Company, the
Trustee nor any such agent shall be affected by notice to the contrary. 
 Certain of the Company’s obligations under the Indenture
with respect to the Notes may be terminated if the Company irrevocably deposits with the Trustee money or eligible instruments sufficient to pay and discharge the entire indebtedness on all of the Notes, as described in the Indenture. 

This Note is in the form of a Global Security as provided in the Indenture. If at any time the Depositary notifies the Company that it is
unwilling or unable to continue as Depositary for this Note or if at any time the Depositary for the Notes shall no longer be eligible or in good standing under the Exchange Act, or other applicable statute or regulation, the Company shall appoint a
successor Depositary with respect to this Note. If a successor Depositary for this Note is not appointed by the Company within 90 days after the Company receives notice or becomes aware of such ineligibility, the Company will issue Notes in
definitive form in exchange for the Global Security representing Notes in an aggregate principal amount equal to the principal amount of this Note in exchange for this Note. 

No recourse under or upon any obligation, covenant or agreement of the Indenture, any supplemental indenture, or of any Note, or for any claim
based hereon, or otherwise in respect thereof shall be had against any incorporator, stockholder, or director, as such, past, present or future, of the Company or any Subsidiary or of any predecessor or successor corporation, either


  
 Annex C-6 








 
directly or through the Company, whether by virtue of any constitution, statute or rule of law, or by the enforcement of any assessment or penalty or otherwise, all such liabilities being, by the
acceptance hereof and as part of the consideration for the issue hereof, expressly waived and released. 
 The Notes are subject to
defeasance at the option of the Company as provided in the Indenture. 
 All terms used in this Note, which are defined in the Indenture
shall have the meanings assigned to them in the Indenture. 

  
 Annex C-7 








 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed under its
corporate seal. 
  

							
	Dated: June 13, 2014	 		 	JOHNSON CONTROLS, INC.
				
		 		 	By:	 	  

		 		 	Name:	 	R. Bruce McDonald
		 		 	Title:	 	Executive Vice President and Chief Financial Officer
				
	[SEAL]	 		 	Attest:	 	
				
		 		 	By:	 	  

		 		 	Name:	 	Jerome D. Okarma
		 		 	Title:	 	Vice President, Secretary and General Counsel


  
 Annex C-8 








   

ABBREVIATIONS 
 The
following abbreviations, when used in the inscription on the face of this instrument, shall be construed as though they were written out in full according to applicable laws or regulations: 

TEN COM—as tenants in common 
 TEN
ENT—as tenants by the entireties 
 JT TEN—as joint tenants with right of survivorship and not as tenants in common 

 

							
		 	UNIF GIFT MIN ACT	  	-             Custodian            	  	
		 		  	(Cust)             (Minor)	  	
		 		  	Under Uniform Gifts to Minors Act	  	
		 		  	  
	  	
		 		  	(State)	  	

 Additional abbreviations may also be used though not in the above list. 

FOR VALUE RECEIVED, the undersigned hereby sell(s), assign(s) and transfer(s) unto 

PLEASE INSERT SOCIAL SECURITY OR 
 OTHER IDENTIFYING NUMBER OF
ASSIGNEE 
  

					
	 	 	 	 	 

 PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE 

the within Security and all rights thereunder, hereby irrevocably constituting and appointing
             attorney to transfer said Security on the books of the Company, with full power of substitution in the premises. 

 

			
	Dated:	 	
		
		 	  

		
		 	 Signature


 NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE WITHIN INSTRUMENT IN
EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. 

  
 Annex C-9 








 Schedule I 

SCHEDULE OF TRANSFERS AND EXCHANGES 

JOHNSON CONTROLS, INC. 

4.625% Senior Notes due 2044 

The initial principal amount of this Global Debt Security is Four Hundred Fifty Million Dollars ($450,000,000). The following increases or
decreases in the principal amount of this Global Debt Security have been made: 
  

									
	 Date of Exchange
	 	Amount of Decrease
in Principal Amount
of this Global Debt
Security	 	Amount of Increase
in Principal amount
of this Global Debt
Security	 	Principal Amount of
Global Debt
Security following
such Decrease or
Increase	 	Signature of
Authorized
Signature of trustee
or Custodian


  
 Annex C-10 








 Annex D 

FORM OF NOTE 
 Unless
this certificate is presented by an authorized representative of the Depository Trust Company, a New York Corporation (the “Depositary”), to the Issuer or its agent for registration of transfer, exchange, or payment, and any certificate
issued is registered in the name of Cede & Co. or in such other name as is requested by an authorized representative of the Depositary (and any payment is made to Cede & Co. or to such other entity as is requested by an authorized
representative of the Depositary), ANY TRANSFER, PLEDGE, OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL inasmuch as the registered owner hereof Cede & Co., has an interest herein. 

 

			
	REGISTERED	  	REGISTERED

 JOHNSON CONTROLS, INC. 

4.950% SENIOR NOTES DUE 2064 

CUSIP: 478373 AE3 
 ISIN:
US478373AE35 
  

			
	No. R-1	  	US$450,000,000

 JOHNSON CONTROLS, INC., a corporation duly organized and existing under the laws of the State of Wisconsin
(the “Company,” which term includes any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to CEDE & Co., or registered assignees, the principal sum set forth in the
Schedule of Transfers and Exchanges in Note attached hereto, which amount shall not exceed Four Hundred Fifty Million and 00/100 Dollars ($450,000,000) on July 2, 2064, and to pay interest thereon from June 13, 2014, or from the most
recent Interest Payment Date to which interest has been paid or duly provided for, semiannually on January 2 and July 2 of each year, commencing January 2, 2015, at the rate of 4.950% per annum, until the principal hereof becomes
due and payable, and at such rate on any overdue principal and (to the extent that the payment of such interest shall be legally enforceable) on any overdue installment of interest. The interest so payable, and punctually paid or duly provided for,
on any Interest Payment Date will, as provided in such Indenture, be paid to the Person in whose name this 4.950% Note Due 2064 (this “Note,” and all of the Notes collectively referred to herein as the “Notes”) (or one or more
Predecessor Debt Securities) is registered at the close of business on the Regular Record Date for such interest, which shall be the December 18 or June 18 (whether or not a Business Day), as the case may be, next preceding such Interest
Payment Date; provided, however, that interest payable on the Interest Payment Date occurring at maturity will be paid to the person to whom principal shall be payable. Any such interest not punctually paid or duly provided for on any Interest
Payment Date shall forthwith cease to be payable to the registered Holder on such Regular Record Date by virtue of his having been such Holder, and may either be paid to the Person in whose name this Note (or one or more Predecessor Debt Securities)
is registered at the close of business on a Special Record Date for the payment of such Defaulted Interest to be fixed by the Trustee, notice whereof shall be given to Holders of Notes not more than 15 days and not less than 10 days prior


  
 Annex D-1 








 
to such Special Record Date, or be paid at any time in any other lawful manner not inconsistent with the requirements of any securities exchange on which the Notes may be listed, and upon such
notice as may be required by such exchange, all as more fully provided in said Indenture. 
 This is one of the Debt Securities of the
series designated herein issued under the within-mentioned Indenture. 
 Dated: June 13, 2014 

 

			
	U.S. Bank National Association,
	     As Trustee

		
	 By:
	 	  

		 	Authorized Officer


  
 Annex D-2 








 Payments of interest will be made by wire transfer of immediately available funds. Principal and
any premium and interest payable at Maturity will be paid in immediately available funds upon surrender of such Note at the office of a Paying Agent in The City of New York, New York or at such other office or agency as the Company may designate.

 Unless the certificate of authentication herein has been duly executed by the Trustee referred to herein by manual signature, this Note
shall not be entitled to any benefit under the Indenture or be valid or obligatory for any purpose. 
 This Note is one of a duly authorized
issue of securities of the Company (the “Debt Securities”), issued or to be issued in one or more series under an indenture, dated as of January 17, 2006 (the “Base Indenture”), between the Company and U.S. Bank National
Association (the “Trustee,” which term includes any successor Trustee under the Base Indenture) to which Base Indenture, together with all indentures supplemental to the Base Indenture and the Officers’ Certificates under
Section 3.01 of the Base Indenture setting forth the form and terms of the Notes (the Base Indenture as so supplemented, “the Indenture”), reference is hereby made for a statement of the respective rights, limitations of rights,
duties and immunities thereunder of the Company, the Trustee and the Holders of the Notes and of the terms upon which the Notes are, and are to be, authenticated and delivered. This Note is one of the series designated on the face hereof limited in
aggregate principal amount to $450,000,000, except that the Company may, without the consent of the Holders, “reopen” the series and issue more notes that have the same ranking, interest rate, maturity date and other terms as this Note.

 All or a portion of the Notes may be redeemed by the Company at any time prior to January 2, 2064 (six months prior to the maturity
date of the Notes). The Redemption Price for the Notes to be redeemed on any Redemption Date will be equal to the greater of (i) 100% of the principal amount of the Notes being redeemed on the Redemption Date and (ii) the sum of the
present values of the remaining scheduled payments of principal and interest on the Notes being redeemed on that Redemption Date (not including any portion of any payments of interest accrued to the Redemption Date), discounted to the Redemption
Date on a semi-annual basis (assuming a 360-day year consisting of twelve 30-day months) at the Treasury Rate (as defined below), plus 25 basis points, plus in either of case (i) or (ii) above, accrued and unpaid interest on the Notes
being redeemed to the Redemption Date. 
 In addition, at any time on or after January 2, 2064 (six months prior to the maturity date
of the Notes), the Company may redeem some or all of the Notes at its option, at a Redemption Price equal to 100% of the principal amount of the Notes being redeemed, plus accrued and unpaid interest on the Notes being redeemed to the Redemption
Date. 
 Holders of Notes to be redeemed will receive notice thereof by first-class mail (and/or, to the extent permitted by applicable
procedures or regulations, electronically) at least 30 and not more than 60 days prior to the Redemption Date, except that redemption notices may be received more than 60 days prior to the Redemption Date if the notice is issued in connection with
the defeasance or discharge of the applicable notes and/or the Indenture. Notwithstanding the foregoing, notice of any redemption may, in the Company’s discretion, be subject to one or more conditions precedent. If fewer than all of the Notes
are to be redeemed, the Trustee will select, not more than 60 days prior to the Redemption Date, the particular Notes or portions thereof for redemption from the outstanding not previously called by such method as the Trustee deems fair and
appropriate. 

  
 Annex D-3 








 If a Tax Event occurs, the Company may redeem the Notes, in whole, but not in part, at the
Company’s option at any time within 90 days following the occurrence of such Tax Event, at a redemption price equal to 100% of the principal amount of the Notes being redeemed, plus accrued and unpaid interest, if any, up to but not including
the Redemption Date. 
 The Company shall redeem the Notes if the acquisition of Air Distribution Technologies is not consummated on or
prior to December 31, 2014 or the acquisition agreement is terminated at any time prior thereto other than in connection with the consummation of the acquisition and is not otherwise amended or replaced, at 101% of the aggregate principal
amount, plus accrued and unpaid interest on the Notes to the Redemption Date. 
 For the purposes of determining the Redemption Price,
“Treasury Rate” means, with respect to any Redemption Date, the rate per annum equal to the semi-annual equivalent yield to maturity of the Comparable Treasury Issue, calculated using a price for the Comparable Treasury Issue (expressed as
a percentage’ of its principal amount) equal to the Comparable Treasury Price for such Redemption Date. The Treasury Rate will be calculated on the third business day preceding the Redemption Date. 

“Comparable Treasury Issue” means the U.S. Treasury security or securities selected by an Independent Investment Banker as having an
actual or interpolated maturity comparable to the remaining term of the Notes to be redeemed that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of Debt Securities of comparable
maturity to the remaining term of such Notes. 
 “Independent Investment Banker” means one of the Reference Treasury Dealers
appointed by the Company. 
 “Comparable Treasury Price” means, with respect to any Redemption Date, (1) the average of five
Reference Treasury Dealer Quotations for such Redemption Date, after excluding the highest and lowest Reference Treasury Dealer Quotations, or (2) if the Independent Investment Banker obtains fewer than five such Reference Treasury Dealer
Quotations, the average of all such quotations. 
 “Reference Treasury Dealer” means (1) each of Goldman, Sachs &
Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc. and Citigroup Global Markets Inc. (or their respective affiliates that are Primary Treasury Dealers (as defined below)) and their respective successors and
(2) one Primary Treasury Dealer selected by Wells Fargo Securities, LLC or its successor; provided, however, that if any of the foregoing shall cease to be a primary U.S. Government securities dealer in New York City (a “Primary Treasury
Dealer”), the Company will substitute therefor another Primary Treasury Dealer. 
 “Reference Treasury Dealer Quotations”
means, with respect to each Reference Treasury Dealer and any Redemption Date, the average, as determined by the Independent Investment Banker, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of
its principal amount) quoted in writing to the Independent Investment Banker at 5:00 p.m., New York City time, on the third business day preceding the Redemption Date. 

The Company shall have no obligation to redeem or purchase the Notes pursuant to any sinking fund or analogous provision. 

  
 Annex D-4 








 Upon the occurrence of a Change of Control Triggering Event with respect to the Notes, unless the
Company has exercised its right to redeem the Notes, each Holder of Notes will have the right to require the Company to purchase all or a portion of such Holder’s Notes pursuant to a Change of Control Offer, at a purchase price equal to 101% of
the principal amount thereof plus accrued and unpaid interest, if any, up to but not including the date of purchase, subject to the rights of Holders of Notes on the relevant record date to receive interest due and owing on the relevant Interest
Payment Date. The Change of Control Offer will be made in accordance with the terms specified in the Indenture. 
 With the consent of the
Holders of greater than 50% in aggregate principal amount of the Outstanding Debt Securities of each series affected by such supplemental indenture, the Company and the Trustee may enter into an indenture or indentures supplemental to the Indenture
for the purpose of adding any provisions to or changing the provisions of the Indenture or any supplement thereto or of modifying in any manner the rights of the Holders of the Debt Securities of each series under the Indenture; provided, however,
that no such supplemental indenture shall (a) extend the time or terms of payment of the principal at maturity of, or the interest on, any such series of Debt Securities, or reduce principal or premium or the rate of interest, without the
consent of the Holder thereof, or (b) without the consent of all of the Holders of any series of Debt Securities then outstanding, reduce the percentage of Debt Securities of any such series, the Holders of which are required to consent
(i) to any such supplemental indenture, (ii) to rescind and annul a declaration that the Debt Securities of any series are due and payable as a result of the occurrence of an Event of Default, (iii) to waive any past Event of Default
under the Indenture and its consequences and (iv) to waive compliance with certain other provisions contained in the Indenture. 
 The
Events of Default of Section 7.01 of the Indenture will apply to the Notes, except as otherwise described below. For a description of the Events of Default of Section 7.01 of the Indenture, see “Description of the Debt
Securities—Events of Default” in the Prospectus dated February 22, 2012 (the “Prospectus”). In lieu of the fifth Event of Default specified in that section of the Prospectus, the following Event of Default will apply to the
Notes: 
 • an Event of Default with respect to any other series of debt securities issued under the Indenture or an uncured or
unwaived failure to pay principal of or interest on any of the Company’s other obligations for borrowed money beyond any period of grace with respect thereto if: (a) the aggregate principal amount of any such obligation is in excess of
$200,000,000; and (b) the default in payment is not being contested in good faith and by appropriate proceedings. 
 The definitions of
Article One of the Indenture will apply to the Notes, except to the extent the definitions set forth below differ from such Indenture definitions. For a description of the definitions of Article One of the Indenture, see “Description of the
Debt Securities—Covenants Applicable to Senior Debt Securities—Certain Definitions” in the Prospectus. 

“corporation” means, unless the context requires otherwise, any Person other than an individual. 

The Company and the Trustee may enter into an indenture or indentures supplemental to the Indenture without the consent of the Holders for
limited purposes specified in the Indenture. 

  
 Annex D-5 








 The Holders of greater than 50% in aggregate principal amount of the Outstanding Notes may on
behalf of the Holders of all the Notes waive any past default or Event of Default under the Indenture and its consequences except a default in the payment of principal of or premium, if any, or interest on the Notes. 

Holders of Notes may not enforce their rights pursuant to the Indenture or the Notes except as provided in the Indenture. No reference herein
to the Indenture and no provision of this Note or of the Indenture shall alter or impair the obligation of the Company, which is absolute and unconditional, to pay the principal of (and premium, if any) and interest on this Note at the times, place
and rate, and in the coin or currency, herein prescribed. 
 The Notes are issuable only in registered form without coupons in denominations
of U.S.$2,000 and any integral multiples of U.S.$1,000 in excess thereof. As provided in the Indenture and subject to certain limitations therein set forth, Notes are exchangeable for a like aggregate principal amount of Notes that are of other
authorized denominations. 
 Notes to be exchanged shall be surrendered at any office or agency maintained by the Company for such purpose,
and the Company shall execute and the Trustee shall authenticate and deliver in exchange therefor the Notes which the Holder making the exchange shall be entitled to receive. Upon due presentment for registration of transfer of any Note at any such
office or agency, the Company shall execute and register and the Trustee shall authenticate and deliver in the name of the transferee or transferees a new Note for an equal aggregate amount. Registration or registration of transfer of any Note by
the Debt Security Registrar (initially U.S. Bank National Association) in the registry books maintained by such Debt Security Registrar in The City of New York, New York, and delivery of such Note, duly authenticated, shall be deemed to complete the
registration or registration of transfer of such Note. 
 No service charge shall be made for any exchange or registration of transfer, but
the Company or the Trustee may require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith. Prior to due presentment of a Note for registration of transfer, the Company, the Trustee and any agent
of the Company or the Trustee may treat the person in whose name a Note is registered as the owner for all purposes whether or not such Note be overdue and neither the Company, the Trustee nor any such agent shall be affected by notice to the
contrary. 
 Certain of the Company’s obligations under the Indenture with respect to the Notes may be terminated if the Company
irrevocably deposits with the Trustee money or eligible instruments sufficient to pay and discharge the entire indebtedness on all of the Notes, as described in the Indenture. 

This Note is in the form of a Global Security as provided in the Indenture. If at any time the Depositary notifies the Company that it is
unwilling or unable to continue as Depositary for this Note or if at any time the Depositary for the Notes shall no longer be eligible or in good standing under the Exchange Act, or other applicable statute or regulation, the Company shall appoint a
successor Depositary with respect to this Note. If a successor Depositary for this Note is not appointed by the Company within 90 days after the Company receives notice or becomes aware of such ineligibility, the Company will issue Notes in
definitive form in exchange for the Global Security representing Notes in an aggregate principal amount equal to the principal amount of this Note in exchange for this Note. 

  
 Annex D-6 








 No recourse under or upon any obligation, covenant or agreement of the Indenture, any
supplemental indenture, or of any Note, or for any claim based hereon, or otherwise in respect thereof shall be had against any incorporator, stockholder, or director, as such, past, present or future, of the Company or any Subsidiary or of any
predecessor or successor corporation, either directly or through the Company, whether by virtue of any constitution, statute or rule of law, or by the enforcement of any assessment or penalty or otherwise, all such liabilities being, by the
acceptance hereof and as part of the consideration for the issue hereof, expressly waived and released. 
 The Notes are subject to
defeasance at the option of the Company as provided in the Indenture. 
 All terms used in this Note, which are defined in the Indenture
shall have the meanings assigned to them in the Indenture. 

  
 Annex D-7 








 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed under its
corporate seal. 
  

							
	Dated: June 13, 2014	 		 	JOHNSON CONTROLS, INC.
				
		 		 	By:	 	  

		 		 	Name:	 	R. Bruce McDonald
		 		 	Title:	 	Executive Vice President and Chief Financial Officer
				
	[SEAL]	 		 	Attest:	 	
				
		 		 	By:	 	  

		 		 	Name:	 	Jerome D. Okarma
		 		 	Title:	 	Vice President, Secretary and General Counsel


  
 Annex D-8 








   

ABBREVIATIONS 
 The
following abbreviations, when used in the inscription on the face of this instrument, shall be construed as though they were written out in full according to applicable laws or regulations: 

TEN COM—as tenants in common 
 TEN
ENT—as tenants by the entireties 
 JT TEN—as joint tenants with right of survivorship and not as tenants in common 

 

							
		 	UNIF GIFT MIN ACT	  	-             Custodian            	  	
		 		  	(Cust)             (Minor)	  	
		 		  	Under Uniform Gifts to Minors Act	  	
		 		  	  
	  	
		 		  	(State)	  	

 Additional abbreviations may also be used though not in the above list. 

FOR VALUE RECEIVED, the undersigned hereby sell(s), assign(s) and transfer(s) unto 

PLEASE INSERT SOCIAL SECURITY OR 
 OTHER IDENTIFYING NUMBER OF
ASSIGNEE 
  

					
	 	 	 	 	 

 PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE 

the within Security and all rights thereunder, hereby irrevocably constituting and appointing
             attorney to transfer said Security on the books of the Company, with full power of substitution in the premises. 

 

			
	Dated:	 	
		
		 	  

		
		 	 Signature


 NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE WITHIN INSTRUMENT IN
EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. 

  
 Annex D-9 








 Schedule I 

SCHEDULE OF TRANSFERS AND EXCHANGES 

JOHNSON CONTROLS, INC. 

4.950% Senior Notes due 2064 

The initial principal amount of this Global Debt Security is Four Hundred Fifty Million Dollars ($450,000,000). The following increases or
decreases in the principal amount of this Global Debt Security have been made: 
  

									
	 Date of Exchange
	 	Amount of Decrease
in Principal Amount
of this Global Debt
Security	 	Amount of Increase
in Principal amount
of this Global Debt
Security	 	Principal Amount of
Global Debt
Security following
such Decrease or
Increase	 	Signature of
Authorized
Signature of trustee
or Custodian


  
 Annex D-10