alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Exhibit 31.1

**RULE 13a-14(a) CERTIFICATIONS**

I, William L. Stephens, certify that:

1. I have reviewed this quarterly report on Form 10-QSB of First Niles Financial, Inc.;

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the
statements made, in light of the circumstances under which statements were made, not misleading with respect to the period covered by this report;

3. Based on my knowledge, the consolidated financial statements, and other financial information included in this report, fairly present in all material
aspects the consolidated financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

4. The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in
Exchange Act Rules 13a-15(e) and 15d-15(e)) for the registrant and have:

> a) designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that
> material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is
> being prepared;
> 
> b) evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of
> the disclosure controls and procedures as of the end of the period covered by this report based on such evaluation; and
> 
> c) disclosed in this report any changes in the registrant's internal control over financial reporting that occurred during the registrant's most recent
> fiscal quarter that has materially affected, or is reasonably likely to materially affect, the Registrant's internal control over financial reporting; and

5. The registrant's other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the
registrant's auditors and the audit committee of registrant's board of directors (or persons performing the equivalent function):

> a) all significant deficiencies in the design or operation of internal controls over financial reporting which are reasonably likely to adversely affect the
> registrant's ability to record, process, summarize and report financial information; and
> 
> b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over
> financial reporting

Date: November 12, 2004

/s/ William L. StephensWilliam L. Stephens
President and Chief Executive Officer
Exhibit
      32.2


Form
      10-QSB


Viking
      Systems, Inc.


File
      No.
      000-49636





**CERTIFICATION
      PURSUANT TO**


**18
      U.S.C. SECTION 1350,**


**AS
      ADOPTED PURSUANT TO**


**SECTION
      906 OF THE SARBANES-OXLEY ACT OF 2002**








In
      connection with the Quarterly Report of Viking Systems, Inc. (the “Company”) on
      Form 10-QSB/A for the quarter ended June 30, 2005 as filed with the Securities
      and Exchange Commission on the date hereof (the “Report”), I, Joseph Warrino,
      Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. section
      1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002,
      that
      to the best of my knowledge:





(1)  the
      Report fully complies with the requirements of Section 13(a) or 15(d)of the
      Securities Exchange Act of 1934; and





(2)  the
      information contained in the Report fairly presents, in all material respects,
      the financial condition and results of operations of the Company.





Dated:  November
      16, 2005











/s/
      Joseph Warrino


Chief
      Financial Officer
<TABLE> <S> <C>

<ARTICLE>                       5
<CIK>                           0001064414
<NAME>                          PECO ENERGY TRANSITION TRUST
<MULTIPLIER>                    1,000,000
       
<S>                             <C>
<PERIOD-TYPE>                             3-MOS
<FISCAL-YEAR-END>                        DEC-31-1999
<PERIOD-END>                             MAR-31-1999
<CASH>                                       20
<SECURITIES>                                  0
<RECEIVABLES>                             4,105 <F1>
<ALLOWANCES>                                  0
<INVENTORY>                                   0
<CURRENT-ASSETS>                              0
<PP&E>                                        0
<DEPRECIATION>                                0
<TOTAL-ASSETS>                            4,125
<CURRENT-LIABILITIES>                       115 <F2>
<BONDS>                                   3,995
<PREFERRED-MANDATORY>                         0
<PREFERRED>                                   0
<COMMON>                                      0
<OTHER-SE>                                   15
<TOTAL-LIABILITY-AND-EQUITY>              4,125
<SALES>                                       0
<TOTAL-REVENUES>                              0
<CGS>                                         0
<TOTAL-COSTS>                                 0
<OTHER-EXPENSES>                              0
<LOSS-PROVISION>                              0
<INTEREST-EXPENSE>                            5
<INCOME-PRETAX>                               0
<INCOME-TAX>                                  0
<INCOME-CONTINUING>                           0
<DISCONTINUED>                                0
<EXTRAORDINARY>                               0
<CHANGES>                                     0
<NET-INCOME>                                 (5)
<EPS-PRIMARY>                                 0
<EPS-DILUTED>                                 0
<FN>
<F1> Unamortized Debt Issuance Costs of $25 and Intangible  Transition  Property
     of $4,080.
<F2> Due to Related Party of $111 and Accrued Expenses of $4.
</FN>
        

</TABLE>
I 

116TH CONGRESS 

1ST SESSION H. R. 2893 

To amend title 46, United States Code, to prohibit causing the beam of 

a laser pointer to strike a vessel operating on the navigable waters 

of the United States, and for other purposes. 

IN THE HOUSE OF REPRESENTATIVES 

MAY 22, 2019 

Mr. ROUDA (for himself and Mr. GIBBS) introduced the following bill; which 

was referred to the Committee on Transportation and Infrastructure 

A BILL 

To amend title 46, United States Code, to prohibit causing 

the beam of a laser pointer to strike a vessel operating 

on the navigable waters of the United States, and for 

other purposes. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 

3 SECTION 1. SHORT TITLE. 

4 This Act may be cited as the ‘‘Boater Protection from 

5 Laser Pointers Act’’. 


kjohnson on DSK79L0C42 with BILLS
2 

•HR 2893 IH

1 SEC. 2. AIMING A LASER POINTER AT A VESSEL. 

2 (a) IN GENERAL.—Subchapter II of chapter 700 of 

3 title 46, United States Code, is amended by adding at the 

4 end the following: 

5 ‘‘§ 70014. Aiming a laser pointer at a vessel 

6 ‘‘(a) PROHIBITION.—It shall be unlawful to cause the 

7 beam of a laser pointer to strike a vessel operating on the 

8 navigable waters of the United States. 

9 ‘‘(b) EXCEPTIONS.—This section shall not apply to 

10 a member or element of the Department of Defense or 

11 Department of Homeland Security acting in an official ca12 pacity for the purpose of research, development, oper13 ations, testing, or training. 

14 ‘‘(c) LASER POINTER DEFINED.—In this section the 

15 term ‘laser pointer’ means any device designed or used to 

16 amplify electromagnetic radiation by stimulated emission 

17 that emits a beam designed to be used by the operator 

18 as a pointer or highlighter to indicate, mark, or identify 

19 a specific position, place, item, or object.’’. 

20 (b) CLERICAL AMENDMENT.—The analysis for such 

21 chapter is amended by adding at the end of the items re22 lating to such subchapter the following: 

‘‘70014. Aiming a laser pointer at a vessel.’’. 

Æ 


kjohnson on DSK79L0C42 with BILLS
[Federal Register Volume 63, Number 129 (Tuesday, July 7, 1998)]
[Notices]
[Pages 36735-36736]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 98-17869]


-----------------------------------------------------------------------

DEPARTMENT OF THE TREASURY


Submission to OMB for Review; Comment Request

June 25, 1998.
    The Department of Treasury has submitted the following public 
information collection requirement(s) to OMB for review and clearance 
under the Paperwork Reduction Act of 1995, Public Law 104-13. Copies of 
the submission(s) may be obtained by calling the Treasury Bureau 
Clearance Officer listed. Comments regarding this information 
collection should be addressed to the OMB reviewer listed and to the 
Treasury Department Clearance Officer, Department of the Treasury, Room 
2110, 1425 New York Avenue, NW., Washington, DC 20220.


[[Page 36736]]


    Dates: Written comments should be received on or before August 6, 
1998 to be assured of consideration.

Internal Revenue Service (IRS)

    OMB Number: 1545-0884.
    Form Number: IRS Form 8279.
    Type of Review: Extension.
    Title: Election to be Treated as a FSC or as a Small FSC.
    Description: A foreign corporation and its shareholders must elect 
to be a Foreign Sales Corporation (FSC) or Small FSC. Form 8279 is used 
to make the election. Form 8279 provide IRS with the necessary 
information to determine that the foreign corporation qualifies to be a 
FSC, number and types of shareholders, and tax year of the FSC and its 
principal shareholder.
    Respondents: Business or other for-profit
    Estimated Number of Respondents/Recordkeepers: 5,000
    Estimated Burden Hours Per Respondent/Recordkeeper:
      Recordkeeping: 4 hr., 32 min.
      Learning about the law or the form: 1 hr., 47 min.
      Preparing and sending the form to the IRS: 1 hr., 56 min.
    Frequency of Response: Other (one-time election).
    Estimated Total Reporting/Recordkeeping Burden: 41,350 hours.
    Clearance Officer: Garrick Shear (202) 622-3869, Internal Revenue 
Service, Room 5571, 1111 Constitution Avenue, NW., Washington, DC 
20224.
    OMB Reviewer: Alexander T. Hunt (202) 395-7860, Office of 
Management and Budget, Room 10226, New Executive Office Building, 
Washington, DC 20503.
Lois K. Holland,
Departmental Reports Management Officer.
[FR Doc. 98-17869 Filed 7-6-98; 8:45 am]
BILLING CODE 4830-01-P
f10k2013ex10lvii_lilis.htm


Exhibit 10.57


 


[Recovery Letterhead]







September 19, 2013




T.R. Winston & Company, LLC


1999 Avenue of the Stars, Suite 2550


Log Angeles, CA  90067







Attention:       G. Tyler Runnels


                          Karen Ting







Re:    Investment Banking Agreement, dated May 10, 2013 (the “Agreement”)







Dear Sir or Madam:







As we have discussed, this letter agreement constitutes an amendment to Section 2 of the Agreement to add a new Section 2.7, “Additional Compensation,” as follows:







2.7           Additional Compensation.  Within ten (10) days following the Client’s receipt of gross cash proceeds from financing in any manner, whether via equity financing, issuance of debt, line of credit, credit facility or any other method that generates gross proceeds or drawing availability for Client of at least $30,000,000 (measured on a cumulative basis from September 17, 2013 and including proceeds from any existing, senior, secured non-convertible debt facility that is restructured), Client shall pay Banker the sum of $1,000,000, an amount that is in addition to any other amounts that may be payable to Banker pursuant to this Agreement in connection with such equity financing, issuance of debt, line of credit, credit facility or other method.  The foregoing is subject to Abraham Mirman’s continued employment by Client as of such date.  Notwithstanding anything to the contrary contained in this Agreement, (i) any payments made by Company to Banker pursuant to this Section 2.7 will be made in accordance with Section 3 as if such payment was being made in connection with a Fee Transaction and (ii) such payment obligation will survive the termination or expiration of this Agreement.







Other than as modified by this letter agreement, the remaining terms and conditions of the Agreement shall continue in full force and effect.







If the foregoing meets your agreement, please execute a copy of this letter agreement in the space indicated below and return one original to the undersigned.


 




	 	
Recovery Energy, Inc.

	 
	 	 	 	 
	 	
By: 

	/s/ A. Bradley Gabbard	 
	 	Name:  	A. Bradley Gabbard	 
	 	Title:   	
COO/CFO

	 



 


	
Agreed and Accepted:


 

	 
	
T.R. Winston & Company, LLC


 

	 
	By:   	/s/ G. Tyler Runnels	 
	Name:   	G. Tyler Runnels	 
	Title:   	Chairman & CEO
EXHIBIT 32.2
         Certification of the Principal Financial Officer pursuant to
           18 U.S.C. Section 1350, as adopted pursuant to Section 906
                        of the Sarbanes-Oxley Act of 2002

In connection  with this annual report of Espey Mfg. &  Electronics  Corp.  (the
"Company")  on Form 10-KSB for the period  ended June 30, 2006 as filed with the
Securities and Exchange  Commission on the date hereof (the "report"),  I, David
O'Neil,  Principal  Financial  Officer of the Company,  certify,  pursuant to 18
U.S.C.  Section 1350, as adopted  pursuant to Section 906 of the  Sarbanes-Oxley
Act of 2002, that to my knowledge:

         1.       The report fully  complies  with the  requirements  of Section
                  13(a) or 15(d) of the Securities Exchange Act of 1934; and

         2.       The information  contained in this report fairly presents,  in
                  all material respects,  the financial condition and results of
                  operations of the Company.

Date: September 25, 2006


                                       /s/David O'Neil
                                       -------------------------
                                       David O'Neil
                                       Treasurer and Principal Financial Officer



38
Exhibit 4.2

 

	
Name of Company:
    	
 
    
	
XUNLEI LIMITED
    	
 
    
	
 
    	
XUNLEI LIMITED
    
	
 
    	
 
    
	
Number:
    	
Number
    	
Common Share(s)
    
	
[cert. no. issued]
    	
[cert. no. issued]
    	
-[no. of shares]-
    
	
 
    	
 
    
	
 
    	
Incorporated under   the laws of the Cayman Islands
    
	
Common Share(s):
    	
 
    
	
-[no. of shares]-
    	
Share capital is US$250,000 divided into
    
	
 
    	
1,000,000,000   Common Shares of a par value of US$0.00025   each
    
	
 
    	
 
    
	
 
    	
 
    
	
Issued to:
    	
 
    
	
[name of shareholder]
    	
THIS IS TO CERTIFY THAT [name of shareholder] is the registered holder of [no. of shares]   Common Share(s) in   the above-named Company subject to the Memorandum and Articles of Association   thereof.
    
	
 
    	
 
    
	
Dated
    	
 
    
	
 
    	
EXECUTED on behalf   of the said Company on   the           day   of                     2014   by:
    
	
 
    	
 
    
	
 
    	
 
    
	
Transferred from:
    	
 
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
DIRECTOR
    	
 
    	
 
    
					


 












 

	
 
    	
TRANSFER
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
I
    	
(the Transferor)   for the value received
    
	
 
    	
 
    	
 
    
	
 
    	
DO HEREBY transfer to
    	
(the Transferee)   the
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
shares standing in   my name in the  
    
	
 
    	
 
    
	
 
    	
undertaking called  XUNLEI   LIMITED
    
	
 
    	
 
    
	
 
    	
To hold the same   unto the Transferee
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
Dated
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
Signed by the   Transferor
    
	
 
    	
 
    
	
 
    	
in the presence of:
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
Witness
    	
 
    	
Transferor
EXHIBIT 32.2



                              CERTIFICATION PURSUANT TO
                    18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO
                    SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


   In connection with the Annual Report of Energy Conversion Devices, Inc.
   (the "Company") on Form 10-K for the year ended June 30, 2003, as filed
   with the Securities and Exchange Commission on the date hereof (the
   "Report"), I, Stephan W. Zumsteg, Chief Financial Officer of the Company,
   certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section
   906 of the Sarbanes-Oxley Act of 2002, that based on my knowledge:

         1. The Report fully complies with the requirements of Section 13(a) or
            15(d) of the Securities Exchange Act of 1934; and

         2. The information contained in the Report fairly presents, in all
            material respects, the financial condition and results of operations
            of the Company.


   October 22, 2003



   /s/ Stephan W. Zumsteg
   -------------------------
   Chief Financial Officer





                                        145
##### 



1.
    
    I have reviewed this annual report on Form 10-K of Erie Family Life Insurance
Company for the year ended December 31, 2005;2.
    
    Based on my knowledge, this report does not contain any untrue statement of a
material fact or omit to state a material fact necessary to make the statements made,
in light of the circumstances under which such statements were made, not misleading
with respect to the period covered by this report;3.
    
    Based on my knowledge, the financial statements, and other financial information
included in this report, fairly present in all material respects the financial
condition, results of operations and cash flows of the registrant as of, and for, the
periods presented in this report;4.
    
    The registrants other certifying officer and I are responsible for establishing
and maintaining disclosure controls and procedures (as defined in Exchange Act Rules
13a-15(e) and 15d-15(e)) for the registrant and have:
 a.
    
    Designed such disclosure controls and procedures, or caused such
disclosure controls and procedures to be designed under our supervision, to
ensure that material information relating to the registrant, including its
consolidated subsidiaries, is made known to us by others within those entities,
particularly during the period in which this report is being prepared;b.
    
    Evaluated the effectiveness of the registrants disclosure controls
and procedures and presented in this report our conclusions about the
effectiveness of the disclosure controls and procedures, as of the end of the
period covered by this report based on such evaluation; andc.
    
    Disclosed in this report any change in the registrants internal
control over financial reporting that occurred during the registrants most
recent fiscal quarter that has materially affected, or is reasonably likely to
materially affect, the registrants internal control over financial reporting;
and
 5.
    
    The registrants other certifying officer and I have disclosed, based on our most
recent evaluation of internal control over financial reporting, to the registrants
auditors and the audit committee of registrants board of directors:
 a.
    
    All significant deficiencies and material weaknesses in the design or
operation of internal control over financial reporting, which are reasonably
likely to adversely affect the registrants ability to record, process,
summarize and report financial information; andb.
    
    Any fraud, whether or not material, that involves management or other
employees who have a significant role in the registrants internal control over
financial reporting.
 /s/Jeffrey A. LudrofDate: March 8, 2006
    Jeffrey A. Ludrof, President & CEO 96
Exhibit 31.1

RULE 13a-14(a) CERTIFICATIONS

I, William L. Stephens, certify that:

1. I have reviewed this quarterly report on Form 10-QSB of First Niles Financial, Inc.;

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make thestatements made, in light of the circumstances under which statements were made, not misleading with respect to the period covered by this report;

3. Based on my knowledge, the consolidated financial statements, and other financial information included in this report, fairly present in all materialaspects the consolidated financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

4. The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in ExchangeAct Rules 13a-15(e) and 15d-15(e)) for the registrant and have:

> 
a) designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure thatmaterial information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report isbeing prepared;

b) evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness ofthe disclosure controls and procedures as of the end of the period covered by this report based on our evaluation; and

c) disclosed in this report any changes in the Registrant's internal control over financial reporting that occurred during the Registrant's most recent fiscalquarter that has materially affected, or is reasonably likely to materially affect, the Registrant's internal control over financial reporting.

5. The registrant's other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to theregistrant's auditors and the audit committee of registrant's board of directors (or persons performing the equivalent function):

> 
a) all significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely toadversely affect the registrant's ability to record, process, summarize and report financial information; and

b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control overfinancial reporting

Date: November 14, 2003

/s/William L. Stephens                        William L. StephensPresident and Chief Executive Officer
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ISCI Code: VCDC1276000H

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No. 10-8007.

#### Jesse M. Skinner, Petitioner v. United States.

562 U.S. 1193, 131 S. Ct. 1033,

178 L. Ed. 2d 853,

2011 U.S. LEXIS 622.

January 18, 2011.

Petition for writ of certiorari to the United States Court of Appeals for the Fifth Circuit denied.