ICRAS 1416 1845-0041 v8 Affected Public – Private Institutions 8/29/2013

This request is for an extension of the information collection supporting the policies and 

reporting requirements contained in Subpart E of Part 668 – Verification and Updating of 

Student Aid Application Information. Sections 668.53, 668.54, 668.55, 668.56, 668.57, 668.59 

and 668.61 contain information collection requirements (OMB control number 1845-0041). This 

subpart governs the verification and updating of the Free Application for Federal Student Aid 

(FAFSA) used to calculate an applicant’s Expected Family Contribution (EFC) for purposes of 

determining an applicant’s need for student financial assistance under Title IV of Higher 

Education Act of 1965, as amended (HEA). The collection of this documentation helps ensure 

that students (and parents in the case of PLUS loans) receive the correct amount of Title IV 

program assistance by providing accurate information to calculate an applicant’s expected family

contribution. There has been no change to the regulatory language since the prior information 

collection filing. 

Section 668.53 – Policies and procedures.

The regulations require that all Title IV program participating institutions establish and 

use written policies and procedures for the verification of information supplied by aid applicants 

on the FAFSA. These procedures must be include timeframes for the request for and submission 

of documentation, applicant responsibilities in the verification process including consequences of 

the failure to provide the requested data, among other regulatory elements.

Because the items from the FAFSA selected for verification change annually, we 

estimate that each participating institution will require 2 hours to review their procedures and 

update any programming to capture the verification items for that award year.

# of Respondents # of Responses Hrs/Response # of Burden Hours

1,743 1,743 X 2 hours 3,486

Section 668.54 – Selection of an applicant’s FAFSA information for verification.

The regulations require that the institution perform verification on all applicants at their 

institution who are selected by the Department of Education. The regulations also allow for 

institutions to select applications for institutional verification based on their written policies and 

procedures. There are also listed allowed exclusions from the verification process.

Because the selection process would be addressed in the updating of policy and 

procedures and the updating of any programs at the institution we are not including any burden 

hours for this section of the regulation.

Section 668.55 – Updating information.

The regulations require that all applicants update all dependency status changes 

throughout the award year, update changes in household size, the number in the household 

attending postsecondary educational institutions throughout the award year, and under certain 

situations a financial aid administrator can include changes in an applicant’s marital status.

We estimate that approximately ten percent of the approximate 21 million FAFSA 

applicants will be required to update information listed above.
ICRAS 1416 1845-0041 v8 Affected Public – Private Institutions 8/29/2013

# of Respondents # of Responses Hrs/Response # of Burden Hours

* 630,000 X 0.17 107,100

Note - An asterisk (*) is used to avoid double counting the same respondents that has been 

identified in one of the section breakouts. 

Section 668.56 – Information to be verified.

The regulations specify that the Secretary will publish an annual listing of FAFSA 

information that may be required to be verified. The Federal Register includes a range of 

information that applicants will need to confirm and the types of acceptable documentation that 

is to be submitted to substantiate the previously provided information on the FAFSA for each of 

the items identified. 

The review of the Federal Register identifying the verification classifications is part of 

the annual review of the institution’s policies and procedures identified in Section 668.53, there 

is no additional burden assessed here.

Section 668.57 – Acceptable documentation.

The regulations clarify acceptable documentation for the specified areas for verification. 

The regulations also allow the institutions to accept income information provided on the FAFSA 

if it has been obtained directly from the Internal Revenue Service during the initial application 

process through the IRS Data Retrieval process when the retrieved data has not been changed by

the applicant.

The Department selected about 30 percent of the approximate 21 million FAFSA filers in 

the 2012-2013 award year. We anticipate it will take the applicant an average of seven minutes 

to review the verification request and locate the requested documents to provide to the 

institution.

# of Respondents # of Responses Hrs/Response # of Burden Hours

* 1,890,000 X 0.12 226,800

Note - An asterisk (*) is used to avoid double counting the same respondents that has been 

identified in one of the section breakouts.

Section 668.59 – Consequences of a change in application information.

The regulations require that all changes to the applicant’s FAFSA information resulting 

from verification be submitted to the Department for those applicants receiving aid under any of 

the subsidized student financial assistance programs. 

Of the approximate 21 million applicants in the 2012-2013 award year, we estimate that 

about 6.3 million applicants will be selected for verification. Based upon the average number of 

transactions as a consequence of a change in FAFSA information, we believe that the 6.3 million 

applicants verified will have an average of 2.5 transactions per applicant selected to complete the 

verification/data correction process yielding 15,750,000 responses. We expect the average 

amount of time per response to be 7.4 minutes (.12 hours) for a total of 1,890,000 hours of 

burden. 
ICRAS 1416 1845-0041 v8 Affected Public – Private Institutions 8/29/2013

# of Respondents # of Responses Hrs/Response # of Burden Hours

* 4,725,000 X 0.12 567,000

Note - An asterisk (*) is used to avoid double counting the same respondents that has been 

identified in one of the section breakouts.

Section 668.61 – Recovery of funds from interim disbursements.

The regulations outline the efforts that institutions must make to recover funds from 

students who received an interim disbursement of Title IV, HEA student financial assistance and 

who, through the verification process, are determined to have received more funding than they

were eligible to receive. Due to the risks of owing repayments of program funds for students 

who do not complete verification or are shown to be ineligible due to the completion of 

verification few institutions process interim disbursements. Therefore the Department has 

determined that any burden on the institutions would be negligible. 

TOTALS

Responses 7,246,743

Respondents 1,743

Burden Hours 904,386