No. 47 July 10, 2014 715

IN THE SUPREME COURT OF THE STATE OF OREGON

STATE OF OREGON, Petitioner on Review,

v. JERRIN LAVAZIE HICKMAN,

aka Jerrim Lavezie Hickman, Respondent on Review. (CC 081235225; CA A144741; SC S061409)

En Banc
On review from the Court of Appeals.*
Argued and submitted March 13, 2014, at the University of Oregon Law School, Eugene, Oregon.
Andrew M. Lavin, Assistant Attorney General, Salem, argued the cause for petitioner on review. With him on the briefs were Ellen F. Rosenblum, Attorney General, and Anna M. Joyce, Solicitor General.
Ryan Scott, Scott and Huggins Law Offices, Portland, argued the cause and filed the brief for respondent on review.
Matthew McHenry, Levine & McHenry LLC, Portland, filed a brief on behalf of amicus curiae The Innocence Network and Oregon Innocence Project.
BREWER, J.
The decision of the Court of Appeals is reversed. The judgment of the circuit court is affirmed.

______________ * Appeal from Multnomah County Circuit Court, Michael H. Marcus, Judge. 255 Or App 688, 298 P3d 619 (2013).716 State v. Hickman

Defendant was convicted of murder and appealed, arguing that the trial court erred by admitting the eyewitness identification testimony of two witnesses, D and N, both of whom identified defendant for the first time at trial as the man they had seen shoot the victim. The Court of Appeals reversed, concluding that, under the Oregon Supreme Court’s decision in State v. Lawson/James , 352 Or 724, 765, 291 P3d 673 (2012), D and N’s in-court identifications of defendant as the shooter were problematic; the court therefore remanded the case for a new hearing on the admissibility of that evidence, based on the considerations pre

scribed in Lawson/James . The state sought review, asserting that the challenged evidence was admissible and that, even if the trial court had erred in admitting it, the error was harmless in light of other evidence of defendant’s guilt. Held : The trial court did not err by admitting N’s in-court identification of defendant and, in light of N’s testimony, other eyewitness testimony, and physical evidence of defen

dant’s guilt, any error in admitting D’s identification of defendant was harmless.

The decision of the Court of Appeals is reversed. The judgment of the circuit court is affirmed.Cite as 355 Or 715 (2014) 717

BREWER, J.
A jury found defendant guilty of murder. The Court of Appeals reversed defendant’s conviction and remanded the case based on its conclusion that the trial court had erroneously admitted eyewitness testimony of two witnesses who identified defendant as the perpetrator. On review, we conclude that the trial court properly admitted the chal

lenged identification testimony of one of the witnesses. We also conclude that any error in admitting the identification testimony of the other witness under OEC 403 was harm

less. Accordingly, we reverse the Court of Appeals’ decision and affirm the judgment of the trial court.

I. FACTUAL AND PROCEDURAL BACKGROUND
We begin with an overview of pertinent evidence the admission of which is not challenged on review. On December 31, 2007, a number of men, including defendant and another man, Porter, attended a party at a house in Portland. When Porter arrived at the party, he observed a fight in progress, during which a man ran into the house. That man was Christopher Monette, who was later shot and killed. Soon thereafter, “[w]ords were exchanged” between Porter and Monette. The exchange was sufficiently heated to cause two other people to intervene. Porter pulled out a pocketknife, because Monette was “a big individual.” Shortly thereafter, defendant arrived, and he also exchanged words with Monette. The argument stopped and defendant walked

away. Porter, a convicted felon who testified with the hope of receiving lenient treatment on criminal charges that were pending against him, testified that defendant then grabbed a ski mask out of Porter’s back pocket. According to Porter, defendant put on the ski mask, approached Monette, and shot him four times with a handgun in front of several eye

witnesses. Monette died at the scene. Porter testified that, after shooting Monette, defendant walked into the street and fired several shots in the air.
Defendant’s uncle, Miller, another convicted felon who testified with the hope of receiving leniency on an unre

lated criminal charge, also was an eyewitness to the shooting.718 State v. Hickman

Miller, too, testified that defendant was the shooter. Miller stated that, after shooting Monette, defendant took off the ski mask and left the scene. Three other people, Anderson, Grant, and Pskar, none of whom could specifically identify defendant as the shooter, each provided eyewitness tes

timony that the shooter was an African-American male, approximately 5'7" tall, and with a stocky build. Defendant is 5'6" tall and has a stocky build. Porter is 6'1" tall.
After the shooting, people fled from the party on foot and in cars. The police arrived within minutes of the shoot

ing. Officer Mast approached Porter and defendant, who were walking away from the scene. Porter stopped to talk to Mast, but defendant continued walking away. At that point, a woman, G, ran up yelling and screaming; she claimed that the shooter was getting away in a car. Hearing for the first time that someone had been shot, Mast went with G to the driveway and found Monette’s body. G identified the shooter as “Cello.” The car that she identified the shooter getting into was stopped. Moncello James, also known as Cello, was not in the car, but his identification was found there.
After his encounter with Officer Mast, defendant fled from the area. During his flight, both of his shoes came off, and he lost his watch when he jumped over a fence. As he approached a nearby golf course, he jumped over another fence and fell on the other side, breaking his leg. 1
At the crime scene, the police found the handgun and the ski mask. They submitted the ski mask to the crime lab for DNA testing. The lab found DNA from three people on the ski mask. The lab further determined that defendant was the primary source of the DNA.
Shortly before the shooting, two women, D (19 years old) and N (18 years old), had arrived by car at the house party. D and N are both white. The east side of Portland was “out of [D’s] element.” D and N were in the back seat of the car. D told a police investigator on the night of the shooting that “she didn’t see the shooting and really couldn’t describe much. Knew that there was an argument occurring, but could not give specific descriptions of who was involved.”

1 Two golfers found defendant lying on the golf course the next morning.Cite as 355 Or 715 (2014) 719

D also told the investigator that another man, who identified himself as “Corey,” jumped into the car as it left the scene. N told police on the night of the crime that she wit

nessed the shooting and that the perpetrator was a “black male, stocky, in his mid-twenties, and wearing a do-rag.” D was interviewed by a defense investigator a few weeks before defendant’s trial. In that conversation, D told the investigator that she could describe the men in the alter

cation only as “big black men.” According to the investigator, D explained that “all black men look the same” to her. At trial, D denied making that statement. D told the investi

gator that the shooter had a “big Afro,” but could give no further details about the shooter’s hair. A day later, in an interview with the prosecutor, D stated that the shooter had “twisties” with “close black hair.” In that interview, D told the prosecutor that she was not certain that she could iden

tify the shooter. In response, the prosecutor proposed that, at trial, D should signal him with a “look in the eye” if she recognized the shooter while on the witness stand. The pros

ecutor told D, “If you do [recognize the perpetrator], then let the Court know—let the trier of fact know. If you don’t, then you don’t.” Between the night of the crime and defendant’s trial, 23 months passed. During that time, the state made no attempt to have D or N identify the perpetrator, nor did the state inform defense counsel that it intended to ask D or N to make an in-court identification of the perpetrator at trial. D testified on the third day of defendant’s trial. At that time, defendant was present in the courtroom andseated next to his counsel. Defendant was the only AfricanAmerican in the well of the courtroom, although there were six to 12 African-American men seated in the back of the courtroom. D was aware that defendant was the per

son charged with Monette’s murder. Shortly after the state began its direct examination of D, an equipment malfunc

tion occurred in the courtroom, and the court recessed. As the jurors left the courtroom, everyone, including defendant, stood up. The court staff cleared the public from the court

room, but defendant remained in the courtroom with his720 State v. Hickman

counsel. D left the stand and walked past defendant into the hallway. One of the prosecutors accompanied D as she left the courtroom and noticed that she was hyperventilating. D said to the prosecutor: “Oh, my God, that’s him, that’s him, that’s him.” Without saying anything to her, the pros

ecutor sat D down next to D’s mother. During the recess, D had no contact with any of the other witnesses.
After the court resolved the equipment malfunc

tion, D resumed the witness stand. D testified that, before the shooting, she saw three or more African-American men fighting near the front door of the house. She stated that there were 25 to 50 other people in the yard. Monette wore a tank top, which he took off during the fight. The other peo

ple whom D noticed “pretty much all looked, like, the same. They were all wearing really baggy clothing and many of them were very husky gentlemen.”
D testified that the overhead street lighting at the scene was “fluorescent.” D further testified that, before the shooting, she focused her attention on the shooter and the victim because the two men were engaged in an argument. She stated that she “got a good view of both of the gentle

men.” D explained that she was talking to N and not looking in the direction of the shooting when it occurred. D testified that, moments after the shooting, she saw one of the men who had been fighting fire several gunshots into the air. According to D, the shooter was then standing 12 feet away from her and under street lighting. D described the shooter as being black, in his 20s to early 30s, stocky, tall 5'7"

. to 6'), and having a “close” Afro hairstyle or braids. She also described his facial features. The prosecutor asked D if she saw that person in the courtroom, and D said that she did.
Before D identified anyone, however, defendant objected, citing the Due Process Clause of the Fourteenth Amendment to the United States Constitution and OEC 403. Outside the jury’s presence, the trial court had a lengthy discussion with counsel and, ultimately, overruled defen

dant’s objection. The state resumed its direct examination, and D identified defendant as the man whom she had seen firing gunshots into the air. She explained to the jury that, before entering the courtroom, she did not know whetherCite as 355 Or 715 (2014) 721

she would recognize the shooter. She further explained that, after the equipment malfunction occurred and when she walked into the hallway, she became emotional and told the prosecutor “that that was the shooter, that [was] him.” D testified that she was 95 percent certain of the accuracy of her identification.
D also testified that, after the shooting, people started “running westbound, jumping into cars, cars were leaving.” D stated that, as the car she was riding in started to drive away, she saw a man run toward the car; according to D, the man tried to get in the car. She thought he was the shooter, but wasn’t sure. The car that D and N were riding in was driven a few blocks from the house before the police stopped it.
N testified on the fourth day of trial. As with D, in the period of time between the shooting and her testimony at trial, N had not taken part in an out-of-court identifica

tion procedure and had not identified anyone as the perpe

trator. N testified that she heard one or two gunshots and ducked down; she then looked up and saw the shooter, who was standing 20 to 25 feet away. N testified that, after the shooting, a man that she believed was the shooter came to the car; she wasn’t sure whether he was trying to get into the car or was fighting with one of the passengers. However, that passenger repelled the man. 2
N repeated her pretrial description that the shooter was a “black male, stocky, in his mid-twenties, and wear

ing a do-rag.” In addition, N testified that the shooter was 5'7" tall and that his hair was about three inches long and “nappy.” N stated that the shooter was not wearing a head covering when he came toward the car she was riding in and that she got a good look at him from close range. Although

2 As noted above, when he arrived at the scene, Officer Mast came upon two men, one tall and the other short and stocky. Mast engaged the tall man (who turned out to be Porter) in conversation, but the stocky man kept walking in an easterly direction and did not stop to speak to Mast. Defendant testified that he was the man who kept walking. Based on that evidence, defendant asserts that he could not have been the person who approached and unsuccessfully attempted to get into the car in which D and N were riding. That argument assumes that it is beyond dispute that defendant did not have time to attempt to get into the car in the moments after the shooting and before he and Porter left the scene as Mast was arriving. It suffices to say that the record does not definitively corroborate that assumption.722 State v. Hickman

N had not given particular information about the perpetra

tor’s hair to police during her initial interview, she had given it to the prosecutor during an interview about two weeks before trial. N testified that she did not give a more spe

cific description of the perpetrator on the night of the crime because she was upset.
The prosecutor asked N if she saw the perpetrator in the courtroom, and N said that she did. Defendant objected on due process grounds and pursuant to OEC 403. The trial court overruled the objection, and N identified defendant as the perpetrator.
Defendant offered expert testimony that eyewit

ness identification testimony of the sort given by D and N, more than two years after a stressful event, was inherently unreliable.
The jury convicted defendant of Monette’s murder. On appeal, the Court of Appeals reversed. The court concluded that, under this court’s decision in State v. Lawson/James

, 352 Or 724, 765, 291 P3d 673 (2012), D’s and N’s in-court identifications of defendant as the shooter were problematic; the court therefore remanded the case for a new hearing on the admissibility of that evidence, based on the considerations prescribed in Lawson/James

. State v. Hickman , 255 Or App 688, 298 P3d 619 (2013). On review, the state asserts that the challenged evidence was admissible and that, even if the trial court erred in admitting it, the error was harmless in light of other evidence of defendant’s guilt.

II. ANALYSIS

A. The Lawson/James Framework
We begin with a brief summary of the analytical cal

culus prescribed in Lawson/James . Under that framework, “when a criminal defendant files a pretrial motion to exclude eyewitness identification evidence, the state—as the propo

nent of the eyewitness identification—must establish all pre

liminary facts necessary to establish admissibility” under generally applicable provisions of the Oregon Evidence Code (OEC). Lawson/James , 352 Or at 761. In particular, the focus of the court’s opinion—consistently with its present

ing circumstances—was on the admissibility of eyewitnessCite as 355 Or 715 (2014) 723

testimony that was asserted to have been tainted by sugges

tive pretrial police procedures. Thus, the court stated:
“Our purpose in summarizing the scientific research is to determine whether, in light of that research, the test established in [ State v. Classen , 285 Or 221, 590 P2d 1198 (1979)], adequately ensures the reliability of particular eyewitness identification evidence that has been subjected to suggestive police procedures , and, ultimately, whether a factfinder can properly assess and weigh the reliability of eyewitness identification evidence.”

Id. at 741 (emphasis added). 3

3 That focus pervades the opinion. See Lawson/James , 352 Or at 750 (“[W]e conclude that the methodology set out in Classen is not adequate to the task of ensuring the reliability of eyewitness identification evidence that has been sub

jected to suggestive police procedures); id . at 751 (“With additional guidance regarding the proper application of those general rules, we conclude that the OEC-based procedures set out below will address the majority of concerns that might arise at trial regarding the reliability of eyewitness identification evidence, particularly in those cases involving suggestive pretrial police procedures.”); id. at 755 (“When a witness’s perceptions are capable of supporting an inference of identification, but are nevertheless met with competing evidence of an impermis

sible basis for that inference— i.e. , suggestive police procedures—an issue of fact arises as to whether the witness’s subsequent identification was derived from a permissible or impermissible basis. When there are facts demonstrating that a witness could have relied on something other than his or her own perceptions to identify the defendant, the state—as the proponent of the identification—must establish by a preponderance of the evidence that the identification was based on a permissible basis rather than an impermissible one, such as suggestive police procedures.”); id. at 758 (“As a discrete evidentiary class, eyewitness iden

tifications subjected to suggestive police procedures are particularly susceptible to concerns of unfair prejudice. Consequently, in cases in which an eyewitness has been exposed to suggestive police procedures, trial courts have a height

ened role as an evidentiary gatekeeper because ‘traditional’ methods of testing reliability—like cross-examination—can be ineffective at discrediting unreli

able or inaccurate eyewitness identification evidence.”); id . at 759 (“As we have already noted, witnesses’ self-appraisal of their certainty regarding identifica

tions they have made, especially when elicited after they have received confirm

ing feedback from suggestive police procedures, is a poor indicator of reliability. At the same time, jurors can find such statements persuasive, even when contra

dicted by more probative indicia of reliability. Accordingly, when such statements are presented at trial, they ordinarily have little probative value, but significant potential for unfair prejudice. Thus, a trial court could admit an eyewitness’s identification, but find that the prejudicial effect of the accompanying statement of certainty that was created by suggestive police procedures substantially out

weighed its limited probative value.”); id. at 763 (“If the state’s administration of one or more of the system variables (either alone or combined with estimator variables) results in suggestive police procedure s , that fact can, in turn, give rise to an inference of unreliability that is sufficient to undermine the perceived accuracy and truthfulness of an eyewitness identification—only then may a trial court exclude the eyewitness identification under OEC 403.”).724 State v. Hickman

Where such a challenge implicates OEC 602 or OEC 701, the state must provide “proof under OEC 602 that the proffered eyewitness has personal knowledge of the mat

ters to which the witness will testify, and proof under OEC 701 that any identification is both rationally based on the witness’s first-hand perceptions and helpful to the trier of fact.” Lawson/James , 352 Or at 761-62. If the state satis

fies its burden, the burden shifts to the defendant to prove “under OEC 403 that, although the eyewitness evidence is otherwise admissible, the probative value of the evidence is substantially outweighed by the danger of unfair prejudice, confusion of the issues, misleading the jury, or by consider

ations of undue delay or needless presentation of cumulative evidence.” Id. at 762.

The court in Lawson/James identified two categories of factors that affect the reliability and, thus, the probative value, of eyewitness identifications: so-called “estimator vari

ables” and “system variables.” The term estimator variables refers to “characteristics of the witness, the alleged perpetra

tor, and the environmental conditions of the event that can

not be manipulated or adjusted by state actors.” Id. at 740. 4 In Lawson , the court concluded that a number of estimator variables undermined the reliability of the identification evi

dence. In that case, the eyewitness, who had sustained a crit

ical gunshot wound, was under “tremendous stress and in poor physical and mental condition,” which the court noted would “tend to impair a witness’s ability to encode informa

tion into memory.” Id . at 763. Further, the environmental conditions under which the eyewitness viewed the perpetra

tor were poor: it was dark and the perpetrator had covered the eyewitness’s face with a pillow to obscure her view. The eyewitness viewed the perpetrator for only a few seconds, and the perpetrator wore a hat that concealed his hair, a key identifying feature. Finally, the eyewitness’s in-court identification of the defendant occurred more than two years after the incident. By contrast, the court was less concerned

4 Estimator variables include the witness’s level of stress; the witness’s atten

tion; the duration of exposure; environmental viewing conditions; the witness’s physical and mental characteristics; the witness’s description of the perpetrator; the perpetrator’s characteristics; the speed of the identification; the witness’s confidence or certainty (which is not a reliable indicator of accuracy); and memory decay. Id. at 744-46.Cite as 355 Or 715 (2014) 725

with the estimator variables in James , which involved a rob

bery in which the eyewitnesses came face-to-face with the perpetrators and observed them for an extended period of time. Additionally, the eyewitnesses in James described the appearances of the perpetrators in detail, noting their “race, height, weight, and clothing.” Id. at 765.
System variables, by contrast, relate to “circum

stances surrounding the identification procedure itself that are generally within the control of those administering the procedure.” 5 Id. at 740. In Lawson , the court concluded that a number of system variables were implicated. Specifically, when the police first interviewed the eyewitness, she was hospitalized and in a “fragile physical and mental condi

tion.” Id. at 764. At that time, the police asked leading ques

tions and “implicitly communicated their belief that [the] defendant was the shooter.” Id. Moreover, before identifying the defendant as the perpetrator, the eyewitness viewed the defendant in two photographic lineups, in a newspaper article photo, and at a hearing to which police had brought her. Finally, the court considered significant the alterations in the eyewitness’s statements over time. She initially told police that she had not seen the perpetrator’s face, but she later identified the defendant as the perpetrator “[a]fter a series of leading questions” by the police. Id. at 765.
Conversely, in James , this court concluded that sys

tem variables did not require exclusion of the eyewitness identification evidence, despite the court’s determination that the police had conducted a suggestive showup. Central to that conclusion was the accuracy with which the eyewit

nesses described the perpetrators’ “unique features” before the suggestive showup. Id. at 767. Those unique features included the perpetrators’ clothing and a particular bottle of beer found in the defendant’s backpack.

5 System variables include factors such as whether the identification pro

cedure was conducted by a person who was unaware of the suspect’s identity; whether preidentification instructions were given to reduce the likelihood of misidentification; the manner in which any photographic lineup was constructed and presented to the witness; whether multiple viewings of the suspect led to confusion; whether suggestive wording or leading questions by investigators con

taminated the witness’s memory; and whether post-identification confirmatory feedback falsely inflated the witness’s confidence in the accuracy of his or her identification. Id . at 741-44.726 State v. Hickman

Ultimately, “[t]he decision whether to admit, exclude, or fashion an appropriate intermediate remedy short of exclusion is committed to the sound exercise of the trial court’s discretion.” Id. at 762. In Lawson/James , the court noted that “it is doubtful that issues concerning one or more of the estimator variables that we have identified will, without more, be enough to support an inference of unreli

ability * * *.” Id . However,
“[i]f the state’s administration of one or more of the sys

tem variables (either alone or combined with estimator variables) results in suggestive police procedures, that fact can, in turn, give rise to an inference of unreliability that is sufficient to undermine the perceived accuracy and truth

fulness of an eyewitness identification—only then may a trial court exclude the eyewitness identification under OEC 403.”

Id. at 763. In such cases, the trial court assumes a “height

ened role as an evidentiary gatekeeper because ‘traditional’ methods of testing reliability—like cross-examination—can be ineffective at discrediting unreliable or inaccurate eye

witness identification evidence.” Id. at 758.

B. Framing the Issues—The Parties’ Arguments

Unlike in Lawson/James , the challenged identifi

cations in this case occurred at trial in the absence of any preceding attempts by the state to have the witnesses iden

tify Monette’s murderer. That is, no suggestive pretrial police procedures were administered to either D or N. Instead, with the possible exception of a single pretrial interaction between D and the prosecutor that we discuss in greater detail below, no suggestive state procedures of the sort with which the court was concerned in Lawson/James were administered in this case; the entire identification process occurred in the courtroom setting. The question before us is whether and, if so, how, those variations in identification procedures impli

cate and affect the analysis under Lawson/James

.The state asserts that, where no suggestive out-ofcourt identification process preceded an in-court identifica

tion, several of the factors discussed in Lawson/James are inapplicable to the analysis under OEC 403, and the result

ing risk of unfair prejudice to the defendant is necessarilyCite as 355 Or 715 (2014) 727

low. That is so, the state reasons, because the in-court iden

tification is itself sworn testimony that occurs in the pres

ence of the jury and the defense team. Thus, according to the state, and in contrast to a pretrial identification that follows suggestive police procedures, any unreliable aspects of the in-court identification are exposed to the view and evaluation of everyone present. It follows, the state urges, that the trial court’s evidentiary gatekeeping function in such circumstances is minimal, and the credibility of the in-court identification is for the jury to assess.
Defendant responds that the logic of Lawson/James is even more compelling when first-time identifications occur in front of a jury. As defendant sees things, the safeguards intended to prevent unreliable identifications are almost entirely absent in such circumstances, thereby increasing the likelihood that unreliable evidence will be admitted. In addition, defendant asserts, any exception to Lawson/James for first time in-court identifications would create a powerful incentive—and the means—for prosecutors to circumvent the protections designed to reduce wrongful convictions. According to defendant, nothing about the administration of an eyewitness identification procedure in the presence of a jury justifies the application of less than a complete Lawson/ James analysis. Moreover, defendant argues, in this case only a small portion of the identification process involving D occurred in front of the jury. Defendant notes that the plan whereby D—once on the witness stand—would signal the prosecutor with a look if she could identify the shooter, was unknown to jurors and defense counsel who, therefore, could not watch for and evaluate the reliability of the iden

tification if and when it occurred. Defendant also points out that the instant when D claimed to recognize defendant as the perpetrator appears to have occurred when the jury was out of the courtroom and that D’s accompanying emotional reaction occurred in the hallway when neither jurors nor defense counsel were present.

C. First Step of Lawson/James Analysis - A Foundational Inquiry
Unlike cases relying on federal constitutional prin

ciples, this court’s decision in Lawson/James is rooted in728 State v. Hickman

evidentiary considerations that are governed by the Oregon Evidence Code. See Lawson/James , 352 Or at 746-48. The first step is foundational, and it provides the “mini

mum baseline of reliability” for eyewitness identifications. Id. at 758. That step implicates three interrelated eviden

tiary concepts: relevance under OEC 401, personal knowl

edge under OEC 602, and lay opinion under OEC 701. Id. at 752.
To be relevant, the identification must have some “tendency to make the existence of any fact that is of conse

quence to the determination of the action more probable or less probable than it would be without the evidence.” OEC 401. In addition, to satisfy the first step of the analysis, the witness must have the personal knowledge necessary to make an identification, OEC 602, and the identification must be rationally based on that knowledge and be helpful to the jury. OEC 701.
We take this opportunity to clarify how OEC 602 applies, because the court in Lawson/James did not fully elucidate its foundational nature. Oregon has adopted a liberal standard for determining who may be a witness. Equitable Life Assurance v. McKay , 306 Or 493, 760 P2d 871 (1988). OEC 601 provides:

“Except as provided in [OEC 601] to [OEC 606], any person who, having organs of sense can perceive, and per

ceiving can make known the perception to others, may be a witness.”
The only exceptions to OEC 601 are found in OEC 602 (requiring proof that a witness has personal knowledge of the matter to which he or she testifies), OEC 603 (requiring an oath or affirmation), OEC 604 (providing for the use of interpreters), and OEC 605 and 606 (prohibiting the pre

siding judge or any member of the jury from testifying). Otherwise, “[f]erreting out and discounting biased testi

mony is treated as a question of believability for the jury, not admissibility for the court.” Equitable Life Assurance

, 306 Or at 498.
OEC 602 provides the basis for the first step of the Lawson/James “personal knowledge” criterion:Cite as 355 Or 715 (2014) 729

“[A] witness may not testify to a matter unless evidence is introduced sufficient to support a finding that the witness has personal knowledge of the matter. Evidence to prove personal knowledge may, but need not, consist of the testi

mony of the witness.”
(Emphasis added.) “[W]hether the witness has personal knowledge is a matter of conditional relevancy” under OEC 104(2). Laird C. Kirkpatrick, Oregon Evidence § 601.03[3] (6th ed 2013). OEC 104(2) provides:

“When the relevancy of evidence depends upon the ful

fillment of a condition of fact, the court shall admit it upon, or subject to, the introduction of evidence sufficient to sup

port a finding of the fulfillment of the condition.”
Under that rule, the proponent of evidence need only pres

ent evidence from which a juror could find the fact. In that regard, the Legislative Commentary to OEC 104(2) warns:

“If preliminary questions of conditional relevancy were determined solely by the judge, * * * the functioning of the jury as a trier of fact would be greatly restricted and in some cases virtually destroyed. These are appropriate questions for juries.”

As this court noted in Lawson/James , OEC 602 expressly allows for proof of personal knowledge to consist of the witness’s own testimony. Lawson/James , 352 Or at 753. This court also noted that, pursuant to ORS 44.370, a “witness is presumed to speak the truth.” Id. at 752 n 8. In addition, the Legislative Commentary to OEC 602 provides:

“A party that offers testimony has the burden of estab

lishing that the witness had an opportunity to observe the fact. According to the rule the testimony of the witness may be sufficient to lay this foundation. Absolute personal knowledge is not a requisite; however, it is necessary that the witness sincerely believe that the witness has such knowledge.”
Legislative Commentary to OEC 602, reprinted in Kirkpatrick, Oregon Evidence § 602.02.
Given those principles, an identification satisfies OEC 602 if the eyewitness testifies to facts that, if believed, would permit a reasonable juror to find that the eyewitness730 State v. Hickman

observed the facts necessary to make the identification. Whether the eyewitness actually did observe those facts is a credibility determination for the jury. So-called “system variables” do not apply to the trial court’s OEC 602 determi

nation, because they affect the witness’s recollection of her observations, not the observations themselves. See Lawson/ James , 352 Or at 741-44 (describing system variables).

OEC 701 provides the basis for the final two crite

ria. That rule limits a witness’s testimony regarding infer

ences and lay opinions to those that are “[r]ationally based on the perception of the witness” and “[h]elpful to a clear understanding of testimony of the witness or the determi

nation of a fact in issue.” In describing the first of those two criteria, this court stated in Lawson/James :
“When a defendant has filed a pretrial motion to exclude eyewitness identification and raises an issue implicating OEC 701, the first part of an OEC 701 inquiry requires that the trial court initially consider what the witness actually perceived (essentially, the OEC 602 inquiry described above), and then determine whether the witness’s identifi

cation of the defendant was ‘rationally based’ on those per

ceptions. To satisfy its burden, the proponent of the iden

tification evidence (generally the state) must demonstrate by a preponderance of the evidence that the witness per

ceived sufficient facts to support an inference of identifica

tion and that the identification was, in fact, based on those perceptions.”

352 Or at 754-55. 6 The last criterion—that the identifica

tion is helpful—merely requires that the identification “com

municates more to the jury than the sum of the witness’s describable perceptions.” Id . at 756.

6 The “rationally based” requirement means that the opinion or inference advanced by the witness is one which a reasonable person could form on the basis of the observed facts. See Kirkpatrick, Oregon Evidence § 701.03 (“the ‘rationally based’ requirement means that the opinion must be one that a person could rea

sonably deduce from the perceived facts”). The state does not argue that that requirement precludes trial courts from determining under a preponderance of the evidence standard whether challenged identification testimony is based on a witness’s own perceptions, rather than on another source, where the identi

fication reasonably could be inferred from the facts that the witness perceived. Accordingly we do not consider whether this court’s description in Lawson/James of a trial court’s screening function under OEC 701 was correct.Cite as 355 Or 715 (2014) 731

D. Application of OEC 602 and OEC 701

There can be little doubt that D’s and N’s identifi

cations of defendant were logically relevant under OEC 401. But, as noted, whether a witness has the requisite personal knowledge to testify under OEC 602 is a matter of condi

tional relevance under OEC 104(2). Therefore, the state was required to adduce evidence from which a rational juror could find that D and N were able to make observations suf

ficient to support their identifications of defendant. If the state adduced such evidence, whether D and N actually had sufficient personal knowledge was a credibility issue that ultimately was for the jury to resolve.

The in-court identifications in this case satisfied that foundational standard for admissibility. D testified that she was able to view the perpetrator immediately after the shooting and that she observed his facial features at that time. Immediately before the shooting, she focused her attention on the perpetrator and the victim because the two men were engaged in an argument. She testified that she “got a good view of both of the gentlemen.” Moments after the shooting, D testified, she saw the perpetrator standing in the street firing shots into the air. At that time, he was illuminated by overhead fluorescent lighting. D was about 12 feet away from the perpetrator when she saw him. At trial, D testified that, at the time of the shooting, she noticed that the perpetrator was African-American, in his 20s to early 30s, had a “stocky” build, his hair was in braids, and had particular facial features. D was relatively young, and there was no evidence that she had any sensory deficits or that her senses were otherwise impaired on the night of the shooting.
N, in turn, testified that she was able to observe the perpetrator at the time of the shooting. Immediately before

hand, her attention was focused on the perpetrator because he was arguing with the victim in the front yard of the house. When the shooting occurred, the perpetrator was 20 to 25 feet away from N. She indicated that, after the shooting, he came up to her car window and tried to get in the car and that she got a good look at him at that time. N observed that the perpetrator was African-American, “stocky,” about 5'7"

.732 State v. Hickman

tall, and wearing jeans and a t-shirt. N also was relatively young, had no reported sensory deficits, and there was no evidence that her senses were impaired when she made her observations. Based on that evidentiary record, a reasonable juror could find that both D and N had sufficient personal knowledge to make the in-court identifications. 7
The challenged identifications also satisfied the OEC 701 inquiry:
“Human facial features will ordinarily be sufficiently distinctive to serve as a rational basis for an inference of identification. Thus, a witness who got a clear look at the perpetrator’s face could rationally base a subsequent iden

tification on a comparison of facial features, even if the witness was unable to verbally communicate every specific similarity between the two faces.”

Lawson/James , 352 Or at 755. Here, both witnesses testi

fied at trial that they had a clear view of defendant’s face immediately after the murder. D testified that she observed defendant’s facial features while he was standing 12 feet away from her and under street lighting. N testified that she got a good look at defendant at close range when he ran up to her car window immediately after the shooting. In admitting the evidence, the trial court specifically found that the witnesses were situated “in such a way as to have a direct view, fairly close, of the person she purport[ed] to identify.” In short, the evidence showed, and the trial court found, that the witnesses perceived sufficient facts to sup

port inferences of identification.
Moreover, there were no suggestive pretrial police procedures that created a competing inference that the in-court identifications were derived from an impermissi

ble source. Although the prosecutor told D to give him an eye signal if she recognized the perpetrator while testifying at trial, the trial court determined that D’s in-court iden

tification of defendant was “routine” and that there was

7 Defendant did not make any objection to the admission of D’s or N’s tes

timony under either OEC 602 or OEC 701. Accordingly, the trial court was not called upon to make a ruling on those grounds. However, because this case was tried before our decision in Lawson/James was issued, we nevertheless discuss the application of those rules to this case, as this court did under similar proce

dural circumstances in Lawson/James , 352 Or at 763-68.Cite as 355 Or 715 (2014) 733

no suggestiveness in the process beyond that inherent in a courtroom setting. Under those circumstances, the identifi

cations—buttressed by the trial court’s findings—satisfied the first part of the analysis under OEC 701.
The identifications also satisfied the second part of the OEC 701 analysis. Although the court in Lawson/James anticipated that the helpfulness requirement “will be easily satisfied in nearly all cases,” it gave the following example of an exception:
“Consider, for example, the witness who observes a masked perpetrator with prominently scarred or tattooed hands. Although those features could be distinctive enough to pro

vide a rational basis for an inference of identification, a jury may be equally capable of making the same inference by comparing the witness’s description of those markings to objective evidence of the actual markings on the defendant. In such cases, the witness’s opinion that defendant is the perpetrator provides the jury with little, if any, additional useful information.”

352 Or at 755-56. No similar deficiency existed with respect to the challenged identifications in this case. They were help

ful to the trier of fact because they conveyed more “than the sum of the witness’s describable perceptions

. ” See Lawson/ James , 352 Or at 756.
Because the state presented an adequate foundation under OEC 401, OEC 602, and OEC 701, for both courtroom identifications, they satisfied the first prong of the Lawson/ James test.

E. OEC 403 and First Time In-Court Identifications
OEC 403 provides:
“Although relevant, evidence may be excluded if its pro

bative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay or needless pre

sentation of cumulative evidence.”

If the state establishes a foundation for the admission of eyewitness identification evidence under OEC 602 and OEC 701, “the burden shifts to [the] defendant” to demonstrate that the danger of unfair prejudice substantially outweighs734 State v. Hickman

the identification’s probative value. Lawson/James , 352 Or at 762.
So-called system variables are particularly import

ant under OEC 403 when “an eyewitness has been exposed to suggestive police procedures.” Id. at 758. For eyewitness identifications involving that “discrete evidentiary class,” the trial court has a heightened role as an evidentiary gate

keeper because the danger of unfair prejudice increases. Id. However, as this court cautioned,
“[i]f the state’s administration of one or more of the sys

tem variables (either alone or combined with estimator variables) results in suggestive police procedures, that fact can, in turn, give rise to an inference of unreliability that is sufficient to undermine the perceived accuracy and truth

fulness of an eyewitness identification— only then may a trial court exclude the eyewitness identification under OEC 403.”

Id. at 763 (emphasis added). That is, under OEC 403, exclu

sion requires that the state-administered identification pro

cedures have been suggestive in one or more ways. Although this court used the term “suggestive police procedures” in describing the type of actions that produce an unreliable identification, the state acknowledges, and properly so, that suggestive procedures also can be administered by other state actors. The key issue in this case is whether the court

room setting itself was so inherently suggestive as to make the challenged first time in-court identifications unfairly prejudicial within the meaning of OEC 403.
Although—insofar as it involves in-court identi

fications not preceded by suggestive pretrial identification procedures—this case presents an issue of first impres

sion under the Oregon Evidence Code, other courts have addressed the problem. The concerns with in-court eyewit

ness identification, where suggestive pretrial identification procedures were administered by the state, are essentially those that this court described in Lawson/James . For exam

ple, the witness may identify the person in court, not based on his or her recollection of observations at the time of the crime charged, but as a result of the suggestive pretrial identification. Because the factfinder was not present toCite as 355 Or 715 (2014) 735

observe the pretrial identification, the factfinder is unable to observe the witness making that initial identification. Thus, variables such as indications of witness certainty or hesitation during the identification process, including facial expression, voice inflection, and body language, and any other observations pertinent to assessing the reliability of a person’s statements, are unavailable to the factfinder for evaluative purposes. Moreover, where an in-court identifi

cation confirms an earlier identification, there is a risk that the later identification will be expressed with greater cer

tainty than the earlier identification. See Lawson , 352 Or at 741-44.

On the other hand, when a first-time eyewitness identification occurs in court and no suggestive pretrial identification procedures were administered by the state, courts generally have concluded that the factfinder is better able to evaluate the reliability of the identification because he or she can observe the witness’s demeanor and hear the witness’s statements during the identification process. See Byrd v. State , 25 A3d 761, 766 (Del 2011); United States v. Domina , 784 F2d 1361, 1368 (9th Cir 1986) (stating that, when a witness identifies a defendant at trial, that “testi

mony has generally been held admissible unless tainted by the prior suggestive identification process”). In addition to affording the factfinder an opportunity to observe and evaluate the identification itself, a first-time in-court iden

tification is subject to immediate challenge through crossexamination. “Where a witness first identifies the defendant at trial, defense counsel may test the perceptions, memory and bias of the witness, contemporaneously exposing weak

nesses and adding perspective in order to lessen the haz

ards of undue weight or mistake.” People v. Rodriguez , 134 Ill App 3d 582, 480 NE 2d 1147, 1151 (1985), cert den , 475 US 1089 (1986). In Domina , the Ninth Circuit noted that, although there “can be little doubt that the initial in-court identification is suggestive, * * * procedures could be used to lessen the suggestiveness.” 784 F2d at 1368-69. The court explained that,

“[w]hile identification testimony is significant evidence, such testimony is still only evidence, and, unlike the736 State v. Hickman

presence of counsel, is not a factor that goes to the very heart—the ‘integrity’ of the adversary process.

“Counsel can both cross-examine the identification witnesses and argue in summation as to factors causing doubts as to the accuracy of the identification—including reference to both any suggestibility in the identification procedure and any countervailing testimony such as alibi.”

Id. (Internal quotations and citations omitted).
The foregoing decisions reflect the mainstream of jurisprudence addressing the admissibility of first-time in-court eyewitness identification evidence. The principles on which those decisions rest are embedded in the profound respect that our system of justice holds for the role of juries in the adjudicative process. It is true that, as additional studies have examined the fallibility and tendency to decay of human memory of events, a widespread public under

standing of those issues has not kept pace. See Lawson/ James , 352 Or at 760 n 10, 769-79 (discussing in detail such research). Because of that gap in common understanding, over time, courts increasingly have permitted the use of safeguards such as expert testimony to help reduce the risk of jury “overvaluation” of eyewitness identification testi

mony. See

, e.g. , State v. Guilbert , 306 Conn 218, 49 A3d 705 (2012). In Lawson/James , this court took judicial notice of “the data contained in those various sources as legislative facts that we may consult for assistance in determining the effectiveness of our existing test for the admission of eye

witness identification evidence.” Lawson/James , 352 Or at 739-40. In doing so, however, the court took care to state:

“In identifying and describing the variables identified in the research, however, we do not seek to enshrine those variables in Oregon substantive law. We recognize that the scientific research is ‘probabilistic’—meaning that it cannot demonstrate that any specific witness is right or wrong, reliable or unreliable, in his or her identification. Rather, we believe that it is imperative that law enforce

ment, the bench, and the bar be informed of the existence of current scientific research and literature regarding the reliability of eyewitness identification because, as an evi

dentiary matter, the reliability of eyewitness identification is central to a criminal justice system dedicated to the dualCite as 355 Or 715 (2014) 737

principles of accountability and fairness. We also recognize that, although there now exists a large body of scientific research regarding eyewitness identification, the research is ongoing. Therefore, our acknowledgment of the existence of that research in these cases is not intended to preclude any party in a specific case from validating scientific accep

tance of further research or from challenging particular aspects of the research described in this opinion.”

Id. at 741.
Based on the research of which it took judicial notice, this court in Lawson/James ultimately concluded that, where suggestive pretrial police procedures are asserted to have tainted eyewitness memory, the existing test for determining the admissibility of the witness’s identification testimony was inadequate for purposes of applying OEC 403. As an illustra

tion of such a suggestive procedure, the court explained:

“A ‘showup’ is a procedure in which police officers pres

ent an eyewitness with a single suspect for identification, often (but not necessarily) conducted in the field shortly after a crime has taken place. Police showups are generally regarded as inherently suggestive—and therefore less reli

able than properly administered lineup identifications— because the witness is always aware of whom police officers have targeted as a suspect.”

Id. at 742-43. Based in part on that concern, the court said:

“ As a discrete evidentiary class, eyewitness identifications subjected to suggestive police procedures are particularly susceptible to concerns of unfair prejudice . Consequently, in cases in which an eyewitness has been exposed to sugges

tive police procedures , trial courts have a heightened role as an evidentiary gatekeeper because ‘traditional’ methods of testing reliability—like cross-examination—can be inef

fective at discrediting unreliable or inaccurate eyewitness identification evidence.”

Id. at 758 (emphases added).
Based on the passages quoted above and other statements in Lawson/James , the Court of Appeals in this case appears to have concluded that the research sources on which this court relied in that case—including the research pertaining to so-called “estimator variables” and738 State v. Hickman

“system variables”—had been incorporated into a general interpretive overlay for the application of OEC 403 to eye

witness identification testimony. Hickman , 255 Or App at 696-97. Consistently with that understanding, in applying the Lawson/James analysis, the Court of Appeals in effect treated the courtroom trial setting in this case as a “sys

tem variable” much like a police-administered showup that unfairly amplified the suggestiveness of D’s and N’s in-court identifications of defendant as the perpetrator of the crime. See Hickman , 255 Or App at 698 (“Most significantly, the procedure was similar to, but significantly more suggestive than, a ‘showup,’ which is ‘inherently suggestive’ because the witness is always aware of whom police officers have targeted as a suspect.”). The Court of Appeals’ treatment of this case was understandable in light of this court’s reliance in Lawson/ James on the research of which it took judicial notice in determining that the Classen test was inadequate. However, in reviewing the Court of Appeals’ conclusion, two caution

ary factors merit emphasis. First, as discussed, Lawson/ James was a case about “a discrete evidentiary class,” eye

witness identifications subjected to suggestive out-of-court police procedures, which this court deemed to be “particu

larly susceptible to concerns of unfair prejudice.” Lawson/ James , 352 Or at 758. This court in Lawson/James did not intimate—let alone hold—that admission of a first time in-court eyewitness identification of a defendant that is untainted by suggestive pretrial state-administered pro

cedures is “unfairly prejudicial” under OEC 403 merely because it occurs in a courtroom setting where the identity of the accused is apparent to the witness. Second, in taking judicial notice as “legislative facts” of the research that it considered, this court in Lawson/James relied on its earlier decision in State v. O’Key , 321 Or 285, 309

n 35, 899 P2d 663 (1995), for the proposition that “[t]he valid

ity of proffered scientific evidence * * * is a question of law” to be determined by judicial notice of legislative facts submitted to the court). Lawson/James , 352 Or at 740 (quoting O’Key ). In O’Key , however, unlike in Lawson/James and this case, the issue before the court was the admissibility of the scien

tific evidence itself, not whether and to what extent scientificCite as 355 Or 715 (2014) 739

research would be used to determine the admissibility of per

cipient lay testimony. In that respect, this court went further in Lawson/James in taking judicial notice of scientific data as so-called “legislative facts” than it previously had done in O’Key . In particular, although the court cautioned that its “acknowledgment of the existence of that research in these cases is not intended to preclude any party in a specific case from validating scientific acceptance of further research or from challenging particular aspects of the research described in this opinion,” id. at 741, it nevertheless proceeded to use that research to disavow the Classen test and to remand the case for the purpose of determining the admissibility of eye

witness testimony, at least where suggestive pretrial police procedures may have tainted witness memory. 8 In the absence of appropriate limitations, that action could have far-reaching and, perhaps, unforeseen implications. After all, decision-making biases affect all people alike, including juries, advocates, social scientists, and, we daresay, judges acting as evidentiary gatekeepers. 9

8 In a lengthy appendix, the court in Lawson/James set out much of the social science research that it considered. Among other observations germane to the point just made, the court stated:

“Jurors * * * tend to be unaware of the generally weak relationship between confidence and accuracy, and are also unaware of how susceptible witness certainty is to manipulation by suggestive procedures or confirming feed

back. See

, e.g ., Tanja R. Benton et al

., Eyewitness Memory is Still Not Common Sense: Comparing Jurors, Judges and Law Enforcement to Eyewitness Experts

, 20 Applied Cognitive Psychol 115, 120 (2006) (finding that only 38 percent of jurors surveyed correctly understood the relationship between accuracy and confidence and only 50 percent of jurors recognized that witnesses’ confidence can be manipulated). As a result, jurors consistently tend to overvalue the effect of the certainty variable in determining the accuracy of eyewitness identifications.”

Id. at 778.

9 See Daniel Patrick Moynihan, Social Science & the Courts , 54 Pub Int 12, 19–20 (Winter 1979) (observing that “social science is rarely dispassionate, and social scientists are frequently caught up in the politics which their work neces

sarily involves”). We further observe that there is empirical evidence suggesting that judges are no better than juries in evaluating potentially prejudicial or distracting evi

dence. See Chris Guthrie et al

, Inside the Judicial Mind , 86 Cornell L Rev 777, 808-10 (2001); Joseph Sanders, The Merits of the Paternalistic Justification for Restrictions on the Admissibility of Expert Evidence , 33 Seton Hall L Rev 881, 925 (2003); see also Donald A. Dripps, Relevant but Prejudicial Exculpatory Evidence: Rationality Versus Jury Trial and the Right to Put on a Defense , 69 S Cal L Rev 1389, 1400-02 (1996).740 State v. Hickman

Assume, for example, that some justice system observers believe that factfinders tend to overvalue the testimony of law enforcement officials, spiritual leaders, school teach

ers, and other categories of witnesses who, by demeanor or resume, may be perceived to possess an exceptional gravitas or aura of credibility. If social science studies were to per

suasively support that belief and show that, despite appro

priate admonitions, it is unduly difficult for juries to over

come such biases even where those witnesses give erroneous testimony, what do we do with that information? Will the trial judge then have a heightened screening role to perform under OEC 403 with respect to the admissibility of that evi

dence as well?
To avoid excessive encroachment on the factfinding role of juries in the adjudicative process, legislatures and courts have set important limits on the admission of expert opinion evidence. Thus, an expert may be permitted to give opinion testimony based on scientific data, theories, and rules, but the law—both historically and modernly—has resisted expert attempts to tell a trier of fact who, in partic

ular, is telling the truth or giving accurate testimony, and who is not. See

, e.g ., State v. Lupoli , 348 Or 346, 357, 234 P3d 117 (2010) (“This court has long held that one witness may not give an opinion on whether he or she believes another witness is telling the truth.”); ORS 44.370 (“Where the trial is by the jury, they are the exclusive judges of the credibility of the witness.”); ORS 136.320 (“questions of fact” in crimi

nal cases are generally for the jury to decide). When courts decide whether a percipient witness may testify before a jury based on the views of expert witnesses about the reliability of such testimony and the capacity of jurors to accurately assess its reliability, they embark on a course that requires an acute awareness of the fundamental assumptions on which our system of justice is delicately balanced. 10

10 That balance has important constitutional underpinnings. Thus, there are occasions when the admission of challenged evidence would be so unfairly prej

udicial as to implicate a criminal defendant’s due process rights. See

, e.g. , Payne v. Tennessee , 501 US 808, 825, 111 S Ct 2597, 115 L Ed 2d 720 (1991) (“[T]he Due Process Clause of the Fourteenth Amendment provides a mechanism for relief” when evidence is introduced “that is so unduly prejudicial that it renders the trial fundamentally unfair.”). However, as one commentator recently has noted in examining the historical roots of FRE 403 (the federal counterpart of andCite as 355 Or 715 (2014) 741

On the other hand, the risk of misidentification stemming from an in-court identification is elevated by the inherently suggestive circumstances of a procedure that, like the one that occurred here, can be analogized to a suspect show-up. 11 And, of course, once an in-court identification occurs, it may be too late to construct and administer a non

prejudicial identification procedure. The dilemma is how to mitigate the risk of error in factfinding and still honor our fundamental belief that the trusted rule of law depends on broad citizen participation in the adjudicative process. To at least a degree, OEC 403 exists as a means to strike the bal

ance between those competing values. We therefore turn to the application of OEC 403 to the circumstances of this case.
We begin with the pretrial statements and trial testimony of N. Unlike D, N described the shooter in some detail, including his age, race, build, and apparel, in her initial police interview. Although N’s trial testimony was not wholly consistent with D’s testimony and that of other witnesses, and N’s testimony was more detailed than her

primary source for OEC 403) in relation to the constitutional provisions guaran

teeing the right to jury trial: “One might argue that a rule premised on trusting judges more than juries to weigh evidence makes for a better justice system, but such a rule is at odds with the decision enshrined by the Framers—juries, not judges, decide facts in jury trials. The Framers made this decision recognizing that juries have both perceived and actual deficiencies in their decisionmaking

. See

, e.g. , Blakely v. Washington , 542 US 296, 308, 313 [124 S Ct 2531, 159 L Ed 2d 403] (2004); Jones v. United States , 526 US 227, 244 [119 S Ct 1215, 143 L Ed 2d 311] (1999)” Kenneth S. Klein, Why Federal Rule of Evidence 403 is Unconstitutional and Why That Matters , 47 U Rich L Rev 1077, 1081 (2012-13) (emphasis in original).

11 As discussed, “a ‘show-up’ is a procedure in which police officers present an eyewitness with a single suspect for identification[.]” Lawson , 352 Or at 742; see also United States v. Kaylor , 491 F2d 1127, 1132 (2d Cir 1973), vacated on other grounds sub nom

, United States v. Hopkins , 418 US 909, 94 S Ct 3201, 41 L Ed 2d 1155 (1974) (finding an in-court identification equivalent to a show-up but noting that the procedure was inadvertent and there was not “the slightest suggestion that the prosecution was in any way attempting to bring the confrontation about in the fashion that it occurred”); accord Nicholas A. Kahn-Fogel, Manson and its Progeny: An Empirical Analysis of American Eyewitness Law , 3 Ala Cr & Cl L Rev 175, 201 (2012) (noting that experts recognize that “[i]n-court identifications almost invariably amount to show-ups, for it is generally clear to the witness where the defense table is located and who the defendant is, and to allow wit

nesses to make such identifications after having failed to identify the defendant from a lineup or after police failed to conduct any lineup at all is undeniably both suggestive and unnecessary”).742 State v. Hickman

initial statement, those factors do not demonstrate that N’s testimony was unreliable as a matter of law. Witnesses can, and often do, have different memories of fast-moving events and, depending on the questions asked, may give more or less detailed information over the course of multiple interviews.
In addition, there was no evidence of any sugges

tive preidentification procedure that could have tainted N’s in-court identification of defendant, nor did any portion of that identification occur outside the presence of the jury. In Lawson/James , this court indicated that suggestive pre

trial police identification procedures, including “suggestive questioning, cowitness contamination, and other sources of post-event memory contamination,” can raise particular concerns with respect to the source and reliability of subse

quent recounted eyewitness memory:

“The way in which eyewitnesses are questioned or converse about an event can alter their memory of the event. The use of suggestive wording and leading questions tend to result in answers that more closely fit the expectation embedded in the question. Witness memory can become contaminated by external information or assumptions embedded in ques

tions or otherwise communicated to the witness.”
352 Or at 743. Those factors generally are either absent where, as here, a first-time identification of a perpetrator occurs in a courtroom setting, or, if they arise, are subject to court supervision and jury assessment.
It also bears emphasis that N’s pretrial description of the perpetrator, which defendant does not contend was unavailable to him through discovery, was sufficiently par

ticular to put defendant on notice that N might be asked to make an in-court identification. Courts considering the admissibility of first-time in-court identifications generally have placed the burden of seeking a prophylactic remedy on the defendant. See

, e.g. , United States v. Brown , 699 F2d 585, 594 (2d Cir 1983) (“[W]hen a defendant is sufficiently aware in advance that identification testimony will be presented at trial and fears irreparable suggestivity, as was the case here, his remedy is to move for a line-up order to assure that the identification witness will first view the suspect with othersCite as 355 Or 715 (2014) 743

of like description rather than in the courtroom sitting alone at the defense table”); Domina , 784 F2d at 1369 (concluding that “procedures could be used in court to lessen the sug

gestiveness [of first time in-court identifications], such as an in-court line-up, or having the defendant sit somewhere in the courtroom other than the defense table”). That allocation is consistent with the burden that this court has imposed on an opponent of eyewitness identification testimony under OEC 403 to show that its admission would be unfairly prej

udicial. Lawson/James , 352 Or at 762. Defendant sought none of those precautionary procedures here. 12

In short, insofar as N’s identification testimony was concerned, no suggestiveness was in play beyond that inher

ent in a normal courtroom setting, and defendant did not show that other factors tipped the balance under OEC 403 in favor of exclusion. Under those circumstances, application of the Lawson/James analysis would not have resulted in the exclusion of N’s testimony. Id. at 765-68.

D’s identification testimony presents a different cal

culus, both in terms of its lower probative value and poten

tially greater prejudicial effect. Minutes after the shooting, D told police that she “didn’t see the shooting and couldn’t describe much.” When she met with a defense investigator about two weeks before trial, D told the investigator that she could describe the men in the altercation only as “big black men.” She further told the investigator that the shooter had a “big Afro,” but gave no further details about his hair. The next day, in an unrecorded interview with the prosecutor, D stated that the shooter had “twisties” with “close black hair.” D also told the prosecutor that she was not certain that she could identify the perpetrator.

12 The court in Lawson/James noted that defendants generally will challenge eyewitness identifications by “an appropriate pretrial motion.” Lawson/James

, 352 Or at 747. Nothing in this opinion should be understood to indicate that, in the absence of adequate pretrial notice that the state intends to elicit a first time in-court identification from an eyewitness at trial, such a challenge or request for alternative identification procedures must be made before trial. Nor do we mean to suggest that a trial court is necessarily required to order—upon the request of any party—either a pretrial or in-court alternative identification procedure as a condition of admitting eyewitness testimony. The proper resolution of such issues will invariably depend on the presenting circumstances.744 State v. Hickman

When she first took the stand at trial, D was aware that the man sitting between his two lawyers at counsel table was charged with Monette’s murder. And, as noted, although there were a half dozen or more African-American men in the gallery of the courtroom, defendant was the only African-American in the well of the courtroom. When defen

dant objected to the prosecutor’s question whether D could identify the perpetrator in the courtroom, the court excused the jury and considered the objection. During the course of the ensuing colloquy between the court and counsel, the prosecutor represented to the court that, when he met with D before trial, and she told him that she did not know whether she could identify the perpetrator, the prosecutor had proposed that, at trial, D should signal him with a “look in the eye” if she recognized the shooter when she took the stand. The prosecutor represented that he told D, “[i]f you do [recognize the perpetrator], then let the Court know—let the trier of fact know. If you don’t, then you don’t.”
The prosecutor told the court that, in the brief period of questioning that took place before the court recessed due to a recording equipment malfunction, D had not signaled to the prosecutor that she recognized the perpetrator in the courtroom. The prosecutor further stated that, after the jury was excused, D walked past defendant and that she began hyperventilating when, at that moment, she recognized him as the perpetrator.
Defense counsel responded that none of D’s emo

tional reaction was observed by the jury and that the pro

cess leading to D’s identification of defendant was unfairly suggestive because “the courtroom [was] cleared during the break, so that there is one lone black man seated between several white people before she walks by him yet again, and that’s when she has this reaction.” Counsel then argued that the court should exclude D’s testimony because the identi

fication occurred outside the presence of the jury under unfairly suggestive circumstances.
After further discussion, the trial court ultimately overruled defendant’s objection. The court stated that, because the malfunction of the court’s recording equip

ment was an unforeseen event, it did not believe that theCite as 355 Or 715 (2014) 745

prosecutor had “set this up to make it suggestive.” The court also stated that it was not going to rule that an in-court identification is inadmissible on the ground of unfair sug

gestiveness merely because “there is only one obvious defen

dant in the courtroom and other suspects are not lined up in the courtroom.” The court concluded that, although there is an inherent aspect of suggestiveness to any in-court identifi

cation, the process leading to D’s identification of defendant was not unfairly prejudicial so as to require the exclusion of her testimony. In its ruling, the court noted that the defense had an opportunity to engage in “powerful cross examina

tion,” and the court further invited defendant to call an expert witness on the reliability of eyewitness identification, which defendant did.
In cross-examining D after she identified defendant as the perpetrator, defense counsel did not ask any ques

tions about events that had occurred during the recess. In redirect examination, however, D testified without objection that she had identified defendant as the perpetrator when she walked by him during the recess, that the prosecutor had then walked with D to the lobby where she sat with her mother, and that nobody else had since talked to her about that episode. Defense counsel did not inquire about the sub

ject on re-cross-examination.
On review, defendant argues:
“Here however, the preidentification instruction of D occurred in the prosecutor’s office prior to the start of trial (and by definition outside the presence of the jury). The prosecutor had arranged for D to signal him silently during her testimony if she believed she could identify the defen

dant as the shooter. The purpose of the signal was so that he would know to ask her during her testimony if she could identify him.
“Self-evidently, this type of admonition is the opposite of the ‘unbiased instructions’ discussed in Lawson/James

. Rather than highlighting the fact that the suspect might not be included in the line-up, a procedure which this court noted can greatly reduce the likelihood of a misiden

tification, the preidentification instruction here implicitly emphasized that the shooter will be in the courtroom, that the prosecutor believes the defendant is the shooter, and746 State v. Hickman

the only issue is whether the witness can identify him as such. Again, the preidentification instructions are a part of the identification procedure, as the state acknowledges, and neither of the instructions to both witnesses occurred in front of the jury or defense counsel.”
According to defendant,

“[T]he ‘secret signal’ serves to highlight the fact that the ‘in front of the jury’ distinction is meaningless as a practical matter. When D was on the witness stand, prior to the failure of the recording system, she did not give the silent signal to the prosecutor. The failure to give that sig

nal would suggest that, up until the point the recording system broke down, she could not identify the defendant as the shooter. But none of this would have been evident to the jury, which was unaware of the prosecutor’s arrangement with the witness, despite the fact that it was occurring ‘in front of them.’ Given that the jury was not told about ‘the look’ the witness was instructed to give, it is impossible to believe the jury would have recognized the absence of the look for what it was, much less been able to evaluate the weight that should be given to it.”
Finally, defendant urges,

“It is decidedly not true—despite the state’s claim to the contrary—that the jury had the opportunity to view D’s demeanor when she made the identification. When the state asks this court to limit the application of the Lawson/ James analysis to cases in which the eyewitness identifica

tion occurs ‘entirely’ in front of the jury and defense coun

sel, regardless of the merits of that argument, it has no bearing to the identification of the defendant made by D.”
The force of those arguments is not insubstantial. Here, no suggestive police procedures preceded D’s in-court identification of defendant. However, when, before trial, the prosecutor told D to give him a look if she recognized the perpetrator in the courtroom, two pertinent suggestions were made: First, that there was a distinct possibility that the perpetrator would be present in the courtroom; second, that the person that the state had charged with the crime was the African-American man seated at counsel table. Under the circumstances, the suggestion of defendant’s identity as the perpetrator was substantial. See UnitedCite as 355 Or 715 (2014) 747

States v. Rogers , 126 F3d 655, 659 (5th Cir 1997) (“Even the best intentioned among us cannot be sure that our rec

ollection is not influenced by the fact that we are looking at a person we know the Government has charged with a crime.”). The jury was not present when D’s initial identi

fication of defendant and her ensuing emotional response occurred, and, therefore, it was unable to evaluate the sig

nificance of those events.
After D returned to the stand following the recess, she was able for the first time to give a detailed description of the perpetrator. D described the perpetrator as being in his 20s to early 30s, stocky, tall 5'7"

. to 6'), as having a close Afro or braids, and as having certain facial characteristics. That description closely matched defendant’s appearance at trial, except that the general height description (“tall”) was inaccurate. That sudden “improvement” in D’s recollection of detail—in light of the other described circumstances— permitted an inference that her in-court identification of defendant may have been influenced by the suggestiveness of the courtroom setting.
In addition, where, as here, defendant had no rea

son to expect that D would be asked to make an in-court identification (after all, D had never told anyone before trial that she could identify the shooter nor had she given any pretrial description that would indicate that she could), defense counsel had little reason to make a precautionary request for pretrial or in-trial steps to test D’s recollection with a fairly constructed and administered identification procedure.
On the other side of the scale, defendant had anopportunity—but did not avail himself of it—to crossexamine D about her “signal” arrangement with the pros

ecutor, her failure to give a signal before the recess, and her identification of D under more suggestive circumstances when she walked past him in the courtroom during the recess. However, the evidence permitted an inference that the signal arrangement—unlike many suggestive pretrial police procedures—did not result in a positive identification. Instead, D did not profess to identify D until she walked past him at counsel table. That sequence of events raised748 State v. Hickman

a cross-cutting inference that the ultimate identification was not feigned or the product of suggestion but, rather, was authentic. The risk of such an adverse inference may, in part, explain why defense counsel did not bring the mat

ter to the jury’s attention. Furthermore, the identification that D made outside the jury’s presence was not the result of a state-designed or engineered process. As the trial court explained, it occurred, albeit unexpectedly, during the course of the regular trial process. 13 Finally, the inherent suggestiveness of a trial setting may be prejudicial in a gen

eral sense, but, as the trial court properly observed, that does not necessarily make a first time in-court identification unfairly prejudicial in the sense required for exclusion under OEC 403.

In sum—although they cut both ways—the foregoing array of circumstances renders D’s in-court identifi

cation of defendant more troubling under OEC 403 than N’s identification. Those circumstances also demonstrate that practitioners are well advised, before embarking on such a venture, to contemplate the risks associated with adduc

ing first time in-court eyewitness identifications, so as to mitigate the prospect of unnecessary and unfair prejudice. However, we need not decide whether the trial court erred in admitting D’s eyewitness testimony because we conclude that the error, if any, was harmless in light of N’s identifica

tion testimony.

As discussed, N’s version of events was more detailed than D’s from the outset and was more consistent over time and more accurate; in addition, N did not purport to spontaneously recognize defendant outside the presence of the jury. Her identification of defendant occurred entirely in the jury’s presence. Finally, there was no evidence of a pretrial signal arrangement between N and the prosecutor; thus, unlike with D, there were no suggestive pretrial or in-trial procedures at play with regard to N’s identification that the jury was unable to observe and assess for itself.

13 If the prosecutor had deliberately concocted the episode as part of a state-administered identification procedure, the unfair prejudice of admitting D’s identification ensuing in-court identification of defendant would have correspond

ingly increased.Cite as 355 Or 715 (2014) 749

Moreover, two other eyewitnesses (although subject to impeachment for bias) positively identified defendant as the perpetrator, three more eyewitnesses described the per

petrator as having a similar physical appearance to defen

dant (although they were unable to make a more positive identification because the shooter wore a ski mask), and defendant’s DNA was prominently found on the ski mask that the perpetrator wore during the shooting. In those circumstances, there is little likelihood that D’s relatively weaker identification testimony affected the jury’s ver

dict. See State v. Davis , 336 Or 19, 32, 77 P3d 1111 (2003) (“Oregon’s constitutional test for affirmance despite error consists of a single inquiry: Is there little likelihood that the particular error affected the verdict?”); see also State v. Camarena , 344 Or 28, 41-42, 176 P3d 380 (2008) (improper admission of complainant’s testimonial statements in vio

lation of confrontation requirements was harmless error where such statements were cumulative of properly admit

ted nontestimonial statements sufficient to establish defen

dant’s guilt). Accordingly, any error in admitting D’s identi

fication testimony under OEC 403 was harmless.

III. DUE PROCESS
On review, defendant primarily relies on this court’s evidentiary code analysis in Lawson/James . Defendant does not focus in detail on the due process arguments that he advanced before the trial court and the Court of Appeals. However, to complete our analysis, we briefly consider them here.
The United States Supreme Court has not extended constitutional protections to in-court identifications that are untainted by a prior identification resulting from unduly suggestive procedures. Domina , 784 F2d at 1369 (noting that “[t]here is no constitutional entitlement to an in-court line-up or other particular methods of lessening the sug

gestiveness of in-court identification, such as seating the defendant elsewhere in the room.”); see also Byrd , 25 A3d at 767 (“Based upon the different considerations involved in pretrial and in-court identifications, we join the majority of courts in concluding that [due process concerns do] not apply to in-court identifications [and] * * * that the remedy750 State v. Hickman

for any alleged suggestiveness of an in-court identification is cross-examination and argument.”); State v. King , 156 NH 371, 934 A2d 556 (2007) (same); State v. Lewis , 363 SC 37, 609 SE2d 515, 518 (2005) (“[Due process concerns do] not apply to a first-time in-court identification because the judge is present and can adequately address relevant problems; the jury is physically present to witness the identification,rather than merely hearing testimony about it; and crossexamination offers defendants an adequate safeguard or remedy against suggestive [identifications].”).
Further, the Supreme Court has recently made clear that due process rights of defendants identified in the courtroom under suggestive circumstances are gener

ally met through the ordinary protections in trial. Perry v. New Hampshire , ___ US ___, ___, 132 S Ct 716, 728-29, 181 L Ed 2d 694 (2013). Those protections include the right to confront witnesses; the right to representation of coun

sel, who may expose flaws in identification testimony on cross-examination and closing argument; the right to jury instructions advising use of care in appraising identification testimony; and the requirement of proof beyond a reason

able doubt. Id. ; s ee also United States v. Thompson , 524 F3d 1126, 1136 (10th Cir 2008) (holding in-court identification procedure not unconstitutionally suggestive where robber was an African-American male and defendant was the only African-American male in the courtroom); United States v. Davis , 103 F3d 660, 670 (8th Cir 1996) (same).
In light of those authorities, we cannot hold that the in-court identification procedure complained of was so impermissibly suggestive as to violate defendant’s due pro

cess rights.
The decision of the Court of Appeals is reversed. The judgment of the circuit court is affirmed.