## Cover Letter

Ladies and Gentlemen: {XXX} {XXX} {XXX} {XXX}

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## X See Attachment 001 (Attach 001 Public 1 (ZF02NT) Chemical Identity.pdf)

Attach 001 Public 1 (ZF02NT) Chemical Identity.pdf Page 5 SANITIZED SUBMISSIONXXX

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X Attach 002 Public 1 (ZF02NT) - Manufacturing Process Description.pdf

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XXX

Functionalized Carbon Nanotubes 

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X Thin film for electronic device applications XXX 

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Page 12 SANITIZED SUBMISSIONSee Attachment 003 (Attach 002 Public 1 (ZF02NT) - Manufacturing Process Description.pdf)

Attach 002 Public 1 (ZF02NT) - Manufacturing Process Description.pdf Page 13 SANITIZED SUBMISSIONXXX XXX XXX XXX XXX 

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Page 14 SANITIZED SUBMISSIONAttach 005 Public (ZF02NT)- Other Manufacturing Sites.pdf Page 15 SANITIZED SUBMISSIONAttach 005 Public (ZF02NT)- Other Manufacturing Sites.pdf

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Page 17 SANITIZED SUBMISSIONSee Attachment 002 (Attach 003 Public 1 (ZF02NT) - Post Manufacturing Description.pdf)

Attach 003 Public 1 (ZF02NT) - Post Manufacturing Description.pdf Page 18 SANITIZED SUBMISSIONXXX XXX XXX XXX XXX 

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Page 19 SANITIZED SUBMISSIONAttach 005 Public (ZF02NT)- Other Manufacturing Sites.pdf

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Page 20 SANITIZED SUBMISSIONAttach 005 Public (ZF02NT)- Other Manufacturing Sites.pdf

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See Attachment 004 (Attach 004 Public 1 (ZF02NT) Sites Controlled By Others.pdf)

Attach 004 Public 1 (ZF02NT) Sites Controlled By Others.pdf XXX 

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Page 22 SANITIZED SUBMISSIONP10SB1(a)(4)1 Part II, Section B, 1(a)(4). Operation Site Locations

XXX

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Page 24 SANITIZED SUBMISSIONManufacturing Process Pollution Control: Submitter utlizes a waste water evaporator which has significantly decreased the amount of liquid

waste leaving the site. Though it doesn't necessarily reduce the amount of NCS which is disposed of through offsite incineration, it had reduced our waste stream leavin the site by ~80%. Use Pollution Prevention: The NCS is the key technology that enables the manufacture of Submitter's {XXX} technology. Compared to competing technologies, such as hard disk drives (HDD) and DRAM devices, the manufacture of {XXX} is much simpiler and involves fewer processing steps, which results in a comparative reduction in wafer fab operation time, chemical usage and plant emissions. Climate Change and Energy Savings Benefits: The NCS, by enabling {XXX}, will make enoromous electric power use savings possible. {XXX} will use approximately 5300 times less power than hard disk drives (HDD) and 1500 times less power than DRAM devices. If all HDD and DRAM devices were converted to {XXX}, enabled by the NCS, it is estimated that the world would save 20GigiWatts of avoided power generation per year. See the attachment entitled "Benefits of NCS CBI" for more information.

Benefits of NCS Public 1 (ZF02NT).pdf

Page 25 SANITIZED SUBMISSION001 Chemical Identity Public Attach 001 Public 1 (ZF02NT) Chemical Identity.pdf Pt.I, Sec.B, 1e. 1 002 Post Manufacturing Description (Public) Attach 003 Public 1 (ZF02NT) - Post Manufacturing Pt.2, Sec.A, 1d. (#2) 11 003 Manufacturing Process Description (Public) Attach 002 Public 1 (ZF02NT) - Manufacturing Process Pt.I, Sec.B, 1e(2). | Pt.2, Sec.A, 1d. 3 004 Sies Controlled by Others (Public) Attach 004 Public 1 (ZF02NT) Sites Controlled By Others.pdf Pt.2, Sec.B, 1a. 7 005 Other Manufacturing Sites (Public) Attach 005 Public (ZF02NT)- Other Manufacturing Sites.pdf Pt.2, Sec.A, End | Pt.2, Sec.A, End (#2) 1 006 Agglomeration Study (Public) Agglomeration Public 1 (ZF02NT).pdf 23 007 Cryo-TEM Report (Public) CryoTEM Public (ZF02NT).pdf 21 008 Density of Fabric Report (Public) Density of Fabric Public (ZF02NT).pdf 14 009 Attach 008 XPS Study Public (ZF02NT) Attach 008 XPS Public 1 (ZF02NT).pdf 7 010 MSDS Public (ZF02NT) MSDS Public (ZF02NT).pdf 9 011 Broken Wafer Report Public (ZF02NT) Broken Wafer Public (ZF02NT).pdf 6 012 Shipping Label Public (ZF02NT) Shipping Label Public 1 013 Benefits of NCS Public Benefits of NCS Public 1 (ZF02NT).pdf Pollution Prevention 7 014 Attach 006 QC Datasheet Public (ZF02NT) Attach 006 QC Datasheet Public 1 (ZF02NT).pdf 12 015 Attach 007 TGA Data Public (ZF02NT) Attach 007 - TGA Data Public 1 1 016 Glove Box HEPA Data Public (ZF02NT) Glove Box HEPA Data Public 1 (ZF02NT).pdf 6 017 CNT Air Sampling 2014 Public (ZF02NT) CNT Air Sampling Results 2014 Public 1(ZF02NT).pdf 1

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