# Patent

## Title
Fabricating biopolymer arrays

## Abstract

A method and apparatus for fabricating an array of biopolymers on a substrate using a biopolymer or biomonomer fluid, and using a dispensing head. The head has a reservoir chamber and at least one jet which can dispense droplets onto a substrate. The jet includes a capillary delivery chamber communicating with the reservoir chamber, which delivery chamber has an orifice. The jet further includes an ejector which, when activated, causes a droplet to be ejected from the orifice. The method includes loading the head by positioning the head with the orifice adjacent and facing a biomonomer or biopolymer fluid, and providing a load pressure to the reservoir chamber. The load pressure is sufficiently negative such that the fluid is drawn into the reservoir chamber through the orifice and delivery chamber, while simultaneously being insufficient to result in ambient atmosphere entering the delivery chamber through the orifice once the head has been loaded and no further fluid is facing and adjacent the orifice. The head is positioned with the orifice facing the substrate and multiple droplets are dispensed from the head orifice so as to form an array of droplets on the substrate.

## Background
CROSS REFERENCE TO RELATED APPLICATIONS
This application is a continuation of U.S. patent application Ser. No. 10/059,957, filed Nov. 26, 2001, now issued as U.S. Pat. No. 6,884,580, which is a continuation of U.S. patent application Ser. No. 09/302,922 filed Apr. 30, 1999, now issued U.S. Pat. No. 6,323,043 from which priority is claimed under 35 U.S.C. 120. The entireties of these applications are incorporated herein by reference.


FIELD OF THE INVENTION
This invention relates to biopolymer arrays, particularly polynucleotide arrays such as DNA arrays, which are useful in diagnostic, screening, gene expression analysis, and other applications.
BACKGROUND OF THE INVENTION
Arrays of biopolymers, such as arrays of peptides or polynucleotides (such as DNA or RNA), are known and are used, for example, as diagnostic or screening tools. Such arrays include regions (sometimes referenced as spots) of usually different sequence biopolymers arranged in a predetermined configuration on a substrate. The arrays, when exposed to a sample, will exhibit a pattern of binding which is indicative of the presence and/or concentration of one or more components of the sample, such as an antigen in the case of a peptide array or a polynucleotide of particular sequence in the case of a polynucleotide array. The binding pattern can be detected, for example, by labeling all potential targets (for example, DNA) in the sample with a suitable label (such as a fluorescent compound), and accurately observing the fluorescence pattern on the array.
Biopolymer arrays can be fabricated using in situ synthesis methods or deposition of the previously obtained biopolymers. The in situ synthesis methods include those described in U.S. Pat. No. 5,449,754 for synthesizing peptide arrays, as well as WO 98/41531 and the references cited therein for synthesizing polynucleotides (specifically, DNA). Such in situ synthesis methods can be basically regarded as iterating the sequence of depositing droplets of: (a) a protected monomer onto predetermined locations on a substrate to link with either a suitably activated substrate surface (or with a previously deposited deprotected monomer); (b) deprotecting the deposited monomer so that it can now react with a subsequently deposited protected monomer; and (c) depositing another protected monomer for linking. Different monomers may be deposited at different regions on the substrate during any one iteration so that the different regions of the completed array will have different desired biopolymer sequences. One or more intermediate further steps may be required in each iteration, such as oxidation and washing steps. The deposition methods basically involve depositing biopolymers at predetermined locations on a substrate which are suitably activated such that the biopolymers can link thereto. Biopolymers of different sequence may be deposited at different regions of the substrate to yield the completed array. Washing or other additional steps may also be used.
Typical procedures known in the art for deposition DNA such as whole oligomers or cDNA, are to load a small volume of DNA in solution on the tip of a pin or in an open capillary and touch the pin or capillary to the surface of the substrate. When the fluid touches the surface, some of the fluid is transferred. The pin or capillary must be washed prior to picking up the next type of DNA for spotting onto the array. This process is repeated for many different sequences and, eventually, the desired array is formed. Alternatively, the DNA can be loaded into an inkjet head and fired onto the substrate. Such a technique has been described, for example, in PCT publications WO 95/25116 and WO 98/41531, and elsewhere. This method has the advantage of non-contact deposition. Still other methods include pipetting and positive displacement pumps such as the Bio-Dot A/D3000 Dispenser available from Bio-Dot Inc., Irvine, Calif., USA). There are four important design aspects required to fabricate an array of bioplymers such as cDNA's or DNA oligomers. First, the array sensitivity is dependent on having reproducible spots on the substrate. The location of each type of spot must be known and the spotted area should be uniformly coated with the DNA. Second, since DNA is expensive to produce, a minimum amount of the DNA solution should be loaded into any of the transfer mechanisms. Third, any cross contamination of different DNA's must be lower than the sensitivity of the final array as used in a particular assay, to prevent false positive signals. Therefore, the transfer device must be easily cleaned after each type of DNA is deposited or the device must be inexpensive enough to be a disposable. Finally, since the quantity of the assay sample is often limited, it is advantageous to make the spots small and closely spaced.
Similar technologies can be used for in-situ synthesis of biopolymer arrays, such as DNA oligomer arrays, on a solid substrate. In this case, each oligomer is formed nucleotide by nucleotide directly in the desired location on the substrate surface. This process demands repeatable drop size and accurate placement on the substrate. It is advantageous to have an easily cleaned deposition system since some of the reagents have a limited lifetime and must be purged from the system frequently. Since reagents, such as those used in conventional phosphoramidite DNA chemistry may be water sensitive, there is an additional limitation that these chemical reagents do not come in contact with water or water vapor. Therefore, the system must isolate the reagents from any air that may contain water vapor for hours to days during array fabrication. Additionally, the materials selected to construct system must be compatible with the chemical reagents thereby eliminating a lot of organic materials such as rubber.
Given the above requirements of biopolymer array fabrication, deposition using an inkjet type head is particularly favorable. In particular, inkjet deposition has advantages which include producing very small spot sizes. This allows high-density arrays to be fabricated. Furthermore, the spot size is uniform and reproducible as demonstrated by the successful use of inkjets in printers. Since it is a non-contact technique, ink-jet deposition will not scratch or damage the surface. Ink-jets have very high deposition rate, which facilitates rapid manufacture of arrays.
However, an ink-jet deposition system used for fabricating a biopolymer array, should meet a number of requirements. Specifically, the inkjet head must be capable of being loaded with very small volumes of DNA solution and function with minimal or no priming of the inkjets. The system should provide for easy purging of the working solution and readily flushed clean when required. When used for in-situ synthesis, the system should be able to to keep reagents isolated from moisture in the surrounding air. Additionally, use of an ink-jet head typically requires that a negative backpressure (that is, a pressure behind the jet), in the range of one to six inches of water, be supplied to the inkjet head so that the inkjets form repeatable droplets (27.68 inches of water equals one psi). Several different techniques have been used to provide this negative backpressure for inkjet devices. Open-cell foam has been used in an inkjet printer in a manner disclosed in U.S. Pat. No. 4,771,295, such that the capillarity of the foam creates the negative backpressure in an ink reservoir. While this is an easy and economical way to provide the required negative backpressure, the foam cannot be easily purged of the working fluid. This could be a serious problem in a system used to fabricated biopolymer arrays. A small rubber thimble, similar to an eyedropper, has alternatively been used in inkjet printers, but the backpressure will vary as the reservoir is depleted. In addition, rubber is incompatible with the chemical reagents typically used in in-situ synthesis. A spring bag reservoir can be designed to control the backpressure of the fluid reservoir, however it requires a large working volume and is therefore not a good choice for the small reservoir volumes required by DNA or other biopolymer array fabrication. Gravity is one of the easiest backpressure control means, however the backpressure changes as the fluid height drops and it requires too large a fluid volume to work properly for the small volumes encountered in an inkjet. U.S. Pat. No. 5,658,802 discloses a system using multiple pulse jets, wherein a vacuum pump is used to provide a negative pressure to draw fluid in through orifices of multiple pulse jet dispensers. However, the patent simply recites that “a negative pressure is applied so that a predetermined quantity of reagent is drawn into the ejection devices”. While it may be possible to use a given pressure to draw liquid into the jets then suddenly alter that pressure when the jets are loaded, this would require a relatively complex apparatus with accurate timing to avoid loss of prime. That patent also discloses, in relation to a different embodiment, a nozzle to spray external surfaces of the ejection device. Spraying liquids in such a fashion can lead to splattering of liquids onto components where they may be undesirable unless precautions are taken with appropriate shielding.
It would be useful then, to provide an apparatus and method for fabricating arrays of biopolymers which can use an inkjet type head or other pulse jet head, and which provides for easy loading of the head through the jet orifices, while inhibiting air or other ambient atmosphere entering the orifices after loading to result in loss of prime in the jets. It would be desirable that this could be accomplished without using a negative load pressure which is suddenly decreased at a critical time, when the loading of the jets is believed to be completed. It would also be useful that such a method and system provide easy purging and cleaning of the jets. It would further be useful if regions around an exterior of the jets could be cleaned without using sprayed liquids, and with little risk of cleaning fluid entering the jets during the cleaning operation.
SUMMARY OF THE INVENTION
The present invention then, recognizes that by providing a backpressure of predefined value to a pulse jet, loading can be accomplished by drawing liquid through the orifice with a low likelihood of air entering the orifices to result in loss of prime in the jet. The same system can also allow for easy purging and cleaning of the jets. In another aspect, the present invention further realizes that regions around and outside jet orifices can be cleaned while preventing cleaning fluid from entering the jets, by providing a positive pressure to the jets.
Accordingly, the present invention provides a method of dispensing a biopolymer or biomonomer containing fluid, and provides in particular a method of fabricating an array of biopolymers (which may be the same or different) on a substrate using a biopolymer or biomonomer fluid, and using a fluid dispensing head. The dispensing head has a reservoir chamber, and at least one jet which can dispense droplets onto a substrate. The jet includes a capillary delivery chamber communicating with the reservoir chamber and having an orifice, and includes an ejector which, when activated, causes a droplet to be ejected from the orifice. The method comprises loading the head by positioning the head with the orifice adjacent and facing a biomonomer or biopolymer fluid. A load pressure is provided to the reservoir chamber which is sufficient such that the fluid is drawn into the reservoir chamber through the orifice and delivery chamber. The load pressure is simultaneously insufficient to result in ambient atmosphere entering the delivery chamber through the orifice once the head has been loaded and no further fluid is facing and adjacent the orifice. Additionally, the method may optionally further comprise positioning the head with the orifice facing the substrate, and dispensing multiple fluid droplets from the head orifice preferably so as to form an array of droplets on the substrate. In the case where an array of different biopolymers is desired these may, for example, be loaded into and dispensed from different jets and/or the loading and dispensing steps may be repeated as required. Alternatively, where biomonomers are used, the loading and dispensing steps may be repeated as required.
The load pressure may, for example, be provided in the form of gas pressure. Such gas pressure may be provided to the reservoir chamber from a controlled pressure source. In any event, the load pressure may particularly be a negative pressure but need not be. For example, the load pressure could also be the same as ambient pressure (which can be obtained by leaving the reservoir chamber open to ambient atmosphere). In the situation where load pressure is the same as ambient pressure, fluid is still drawn in through the orifice as a result of capillary pressure. However, loading will proceed more slowly without the benefit of a negative pressure assist of the defined value.
The method may include positioning the head with the orifice facing the substrate and moving at least one of the head and the substrate with respect to the other while dispensing multiple fluid droplets from a jet of the loaded head, so as to form an array of droplets on the substrate.
The invention may further include providing a spotting pressure during dispensing, which is typically higher (that is, less negative) than the load pressure. The spotting pressure may particularly be a negative pressure which will typically (but not necessarily) be higher than the load pressure but may still be negative. The method may also include positioning the head with the orifice facing a cleaning station which is spaced from the substrate, and exposing the head about the orifice to a cleaning fluid from the cleaning station while providing a holdoff pressure to the reservoir chamber. The holdoff pressure is sufficiently positive to prevent cleaning fluid entering the delivery chamber. The foregoing aspect may be used with or without the load station and load pressure aspect described above. The cleaning station may, for example, comprise a pad carrying cleaning fluid and the head may be exposed to the cleaning fluid by wiping at least one of the head and pad across the other. Additionally, the method may also include positioning the head with the orifice facing a purge station which is spaced from the substrate, and providing a purge pressure to the reservoir chamber which is sufficiently positive so as to purge fluid remaining in the delivery chamber through the orifice while the head is facing the purge station. The purge pressure will typically be greater than the holdoff pressure. All of the foregoing pressures are typically gas pressures (that is, provided by a gas in the location specified). The reservoir chamber may be loaded with a purging fluid prior to the foregoing purging sequence.
An apparatus which can execute a method of the present invention is also provided. In one aspect, the apparatus includes a substrate station on which the substrate can be mounted, a fluid dispensing head, a load station and/or cleaning station as described above, and a pressure source (particularly a gas pressure source) to provide any of the pressures required by the methods of the invention. The apparatus may further include a positioning system to position the head at any one of the stations. The positioning system can move at least one of the head and a mounted substrate with respect to the other while the head is facing the substrate station and multiple fluid droplets are dispensed from a pulse jet of the loaded head, so as to form an array of drops on the substrate. The positioning system may also move at least one of the head and cleaning station with respect to the other so that at least one is wiped across the other. The apparatus may further include a processor which directs the positioning system to selectively position the head at any of the stations, which may also direct the pressure source to provide the required pressures when the head is facing the corresponding stations, and which may cause the positioning system to wipe one of the head and cleaning station across the other.
Apparatus and methods of the present invention provide for easy loading of the head through the jet orifices, while providing a low opportunity for ambient atmosphere (air or otherwise) to enter the orifices after loading to result in loss of prime in the jets. Such apparatus and methods can also provide easy purging and cleaning of the jets. In particular they can provide cleaning of the regions around an outside of the jet orifices without using sprayed liquids, while inhibiting cleaning fluid from entering the jets during the cleaning operation.



BRIEF DESCRIPTION OF THE DRAWINGS
FIG. 1 is a perspective view of a substrate bearing multiple arrays, as may be produced by a method and apparatus of the present invention;
FIG. 2 is an enlarged view of a portion of FIG. 1 showing some of the identifiable individual regions of a single array of FIG. 1;
FIG. 3 is an enlarged cross-section of a portion of FIG. 2;
FIG. 4 is an apparatus of the present invention;
FIG. 5 is an enlarged cross-section of a load station of the apparatus of FIG. 1;
FIG. 6 is an enlarged cross-section of a purge station of the apparatus of FIG. 1;
FIG. 7 is an enlarged cross-section of a cleaning station of the apparatus of FIG. 1;
FIG. 8 is a top view of a fluid dispensing head used in an apparatus of the present invention;
FIG. 9 is a bottom view of the head of FIG. 8; and
FIG. 10 is a cross-section along the line 10-10 in FIG. 8.



To facilitate understanding, identical reference numerals have been used, where possible, to designate identical elements that are common to the Figures. Figure components are not drawn to scale.
DETAILED DESCRIPTION OF EMBODIMENTS OF THE INVENTION
In the present application, unless a contrary intention appears, the following terms refer to the indicated characteristics. A “biopolymer” includes peptides or polynucleotides, as well as such compounds composed of or containing amino acid or nucleotide analogs or non-nucleotide groups. This includes those compounds in which the conventional polynucleotide backbone has been replaced with a non-naturally occurring or synthetic backbone, and those a nucleic acid in which one or more of the conventional bases has been replaced with a synthetic base capable of participating in Watson-Crick type hydrogen bonding interactions. Polynucleotides include single or multiple stranded configurations, where one or more of the strands may or may not be completely aligned with another. A “nucleotide” refers to a subunit of a nucleic acid and includes a phosphate group, a 5 carbon sugar and a nitrogen containing base, as well as analogs of such subunits. Specifically, a “biopolymer” includes DNA (including cDNA), RNA and oligonucleotides. An “oligonucleotide” generally refers to a nucleotide multimer of about 10 to 100 nucleotides in length, while a “polynucleotide” includes a nucleotide multimer having any number of nucleotides. A “biomonomer” references a single unit, which can be linked with the same or other biomonomers to form a biopolymer (for example, a single amino acid or nucleotide with two linking groups one or both of which may have removable protecting groups). A biomonomer fluid or biopolymer fluid reference a fluid containing either a biomonomer or biopolymer, respectively. An “array”, unless a contrary intention appears, includes any one or two dimensional arrangement of a plurality of discrete regions bearing particular moieties (for example, different polynucleotide sequences) associated with that region. Any number of plural regions can be present, although typical arrays will have at least ten, at least one hundred, or at least one thousand regions, and may contain up to ten thousand, one hundred thousand, or more regions. It will also be appreciated that throughout the present application, words such as “upper”, “lower” and the are used with reference to a particular orientation of the apparatus with respect to gravity, but it will be understood that other operating orientations of the apparatus or any of its components, with respect to gravity, are possible. Reference to a “droplet” being dispensed from a pulse jet herein, merely refers to a discrete small quantity of fluid (usually less than about 1000 pL) being dispensed upon a single pulse of the pulse jet (corresponding to a single activation of an ejector) and does not require any particular shape of this discrete quantity. “Fluid” is used herein to reference a liquid (and hence, “fluid” and “liquid” are used interchangeably). Further, when reference is made in this application to providing a pressure within the dispensing head or a chamber therein this refers, unless a contrary indication appears, to a pressure therein relative to the pressure immediately outside the head pulse jet orifices (which outside pressure may be referenced as ambient pressure). Such pressures can be provided by varying the pressure outside the head, or inside the head, or both.
Referring first to FIG. 1, typically the present invention will produce multiple identical arrays 12 (only some of which are shown in FIG. 1) across the complete surface of a single substrate 10. However, the arrays 12 produced on a given substrate need not be identical and some or all could be different. Each array 12 will contain multiple spots or regions, 16. As mentioned above, an array 12 may contain any number of multiple regions, with a typical number being from 100 to 10,000 regions (although more or less are possible). All of the regions 16 may be different, or some or all could be the same. Each region carries a predetermined moiety or a predetermined mixture of moieties, such as a particular polynucleotide sequence or a predetermined mixture of polynucleotides. This is illustrated somewhat schematically in FIG. 3 where regions 16 are shown as carrying different polynucleotide sequences.
Referring to FIG. 4 the apparatus includes a substrate station 20 on which can be mounted the substrate 10. Substrate station 20 can include a vacuum chuck connected to a suitable vacuum source (not shown) to retain a mounted substrate 10 without exerting too much pressure thereon, since substrate 10 is often made of glass. A load station 30, purge station 40, and cleaning station 50 are spaced apart from one another an substrate station 20. Load station 30 can be of any construction with regions which can retain small volumes of different fluids for loading into head 210. For example, it may be a glass surface with different hydrophobic and hydrophilic regions to retain different drops thereon in the hydrophilic regions. Alternatively, the flexible microtitre plate described in U.S. patent application “Method and Aparatus for Liquid Transfer”, Ser. No. 09/183,604 could be used. In the drawings load station 30 and has an upper surface with small notches 32 to assist in retaining multiple individual drops of a biomonomer or biopolymer fluid on that surface. The number of notches 32 or other regions for retaining drops of different fluids, is at least equal to (and can be greater than) the number of reservoir chambers 222 in a printer head 210 (described further below), and are spaced to align with orifices 214 in head 210. Even where the number of such fluid retaining regions is less than the number of orifices 214, all delivery chambers communicating with one another (through a reservoir chamber 222) can still be filled in the present invention. This occurs since, with the previously defined load pressure value, fluid which has entered a reservoir chamber 222 through one orifice 214 can still be drawn by capillary pressure into other delivery chambers communicating with the same reservoir chamber 222.
Purge station 40 has an upper surface defined by a generally rectangular urethane gasket 43 and a region 42 interior of gasket 43. Interior region 42 communicates with a vacuum line 72. A vacuum source 74 communicates through vacuum line 72 and an electrically controlled valve 70, which is controlled by a processor 140 through control line 76. Vacuum source may include a suitable vacuum supply (such as a pump) as well as a trap. Gasket 43 is dimensioned such that a periphery of a front face of a dispensing head 210 (described in more detail below) can sealingly engage against upper surface 43 with interior region 42 aligned and communicating with the two rows of orifices 214 in head 210. In this manner, orifices 214 can be placed in communication with vacuum line 72 so that, during a purging step (described further below) vacuum from line 72 can pull fluid out of head 210 through orifices 214. Processor 140 may be a general purpose microprocessor suitably programmed to execute all of the steps required by the present invention, or any hardware or software combination which will perform the required functions.
Cleaning station 50 can retain an upwardly facing pad 52 which can be saturated with a suitable cleaning fluid. A dispensing head 210 (described in more detail below) is retained by a head retainer 208. Head 210 can be positioned to face any one of load station 30, substrate station 20, purge station 40, or cleaning station 50 by a positioning system. The positioning system includes a carriage 62 connected to each of the foregoing stations, a transporter 60 controlled by processor 140 through line 66, and a second transporter 100 controlled by processor 140 through line 106. Transporter 60 and carriage 62 are used execute one axis positioning of any of the stations 20, 30, 40 and 50 facing the dispensing head 210 by moving them in the direction of arrow 63, while transporter 100 is used to provide two axis adjustment of the position of head 210 in a vertical direction 202 or in the direction 204. Further, once substrate station 20 has been positioned facing head 210, transporter 100 will be used to scan head 208 across a mounted substrate 10, line by line. However, it will be appreciated that both transporters 60 and 100, or either one of them, with suitable construction, can be used to perform any necessary positioning (including the foregoing scanning) of head 210 with respect to any of the stations. Thus, when the present application recites “positioning” one element (such as head 210) in relation to another element (such as one of the stations 20, 30, 40 or 50) it will be understood that any required moving can be accomplished by moving either element or a combination of both of them.
Head retainer 208, and hence head 210 (specifically, delivery chambers 217 of head 210 as described below), communicates with a source of purging fluid, such as tank 110, through line 112 in which is provided an electrically operable valve 114 controlled by processor 140 through control line 116. The apparatus further includes a controlled pressure source 80, which includes a vacuum source 86 and associated adjustable valve 84, as well as a pressure source 96 and associated valve 94. Valves 84, 94 are electrically controllable by processor 140 through respective control lines 88, 98. Valve 94 may simply be of an open/closed type while valve 84 is adjustable by having a variable open/close duty cycle. Controlled pressure source 80 communicates through line 97 with head retainer 208, and hence with head 210. It will be appreciated that with the foregoing arrangement, selectable negative or positive gas pressures can be applied to head 210 from pressure source 80 by adjusting valves 84, 94 thereof. Sources 86 and 96 can be any suitable negative and positive pressure sources, such as pumps, and may include liquid traps, filters, pressure regulators and the like. Valves 84 and 94 may include pressure regulators to maintain preselected values of any of the desired pressures, as discussed below. Further, sources such as negative pressure sources 74 and 86 may be provided from a single element (for example, the same pump and accumulator). If fluids in head 210 may be sensitive to moisture or other particular gasses, source 96 should provide gas which will not be incompatible with such fluids. For example, source 96 could be a tank of anhydrous nitrogen in the case where the apparatus is used to generate biopolymers by in situ phosphoramidite chemistry. Also, when the fluids are moisture or otherwise sensitive, dispensing station 20 and head 208, and such other components as may be required or desired, can be enclosed in a controlled environment (such as a nitrogen environment).
Referring now to Figures FIGS. 8, 9, these show in plan view a particular fluid dispensing head 210 of the apparatus of FIG. 5. Head 210 has multiple fluid dispensing jets, and six reservoir chambers 222 and three hundred capillary delivery chambers 217. In a front view, FIG. 8, an orifice member 212 (here an orifice plate) represents a front face of head 210, and has orifices 214 disposed in two orifice rows 213, 215. Each orifice 214 can be regarded as part of a delivery chamber 217, and tapers inwardly away from a delivery chamber 217 toward an open end 214a of the orifice 214. Prototypes having this configuration were constructed having 150 orifices in each of the orifice rows. Thus, while each fluid pulse jet includes a fluid dispensing chamber 217, an ejector 224 as described below, and a reservoir chamber 222, the six reservoir chambers 222 are shared among a number of delivery chambers 217 (that is, each reservoir chamber 222 has multiple delivery chambers 217), while each pulse jet, of course, has its own ejector 224. It will be appreciated that the number of orifices and corresponding ejectors could of course be varied, for example between 10 to 300 or to 500 or more, depending upon their size and materials used to construct head 210. Rearward of orifice member 212 are barrier 220 and adhesive 221, and, resting upon adhesive 221 is reservoir block 218 and resting upon barrier 220 is back member 216 (here a silicon die, as described more fully below), all more readily understood with reference to a rear view as in FIG. 9 and to a sectional view as in FIG. 10.
In a particular configuration, the barrier 220 is a photo polymer layer, and accordingly the delivery chambers (for example delivery chambers 217) are defined in part by the inner surface 211 of the orifice plate 212, in part by the front surface of the margin (for example surface 226) of the back member 216, and in part by an edge (for example edge 225) of the portion of the photo polymer layer 220 situated between the orifice plate and the back member. And, in such a configuration, the reservoirs (for example reservoir 222, which are not separate from the delivery chambers, are defined in part by a portion of an edge of the back member (for example edge portion 227), and in part by an inner wall (for example wall 228) of the reservoir block 218 together with an edge (for example edge 229) of the adhesive layer, situated partly between the reservoir block 218 and the orifice plate 212.
A cover 219 (removed in FIG. 9; shown in sectional view in FIG. 10) is affixed to the rear surface of the reservoir block 218, and sealed peripherally (for example by means of an “O” ring 223) so that it provides a common enclosure for the reservoirs. Cover 219 is provided with a port 221, permits communication with holder 208 and hence lines 112 and 97. As will be appreciated, the delivery chambers and reservoirs of the device of FIGS. 8, 9, 10 can be filled with fluid by contacting the exit ends of the orifices with a quantity of the fluid and then lowering the pressure upstream from the orifices by connecting a source of vacuum at the port in the cover, resulting in drawing fluid in an upstream direction through the orifices into the delivery chambers and then into the reservoirs. Selected different fluids (or fluids containing different materials) can be drawn into the different chambers and reservoirs by contacting each orifice group (in fluid communication with a delivery chamber) with a different fluid.
Opposite each orifice 214 on the front surface 226 of the margin of the back member is an ejector 224 (here an electrical resistor operating as a heating element), which is electrically connected to a source of electrical energy which can be controlled to deliver a suitable pulse of electricity to activate the ejector on demand. (The connectors, the source of electrical energy, and the controller are not shown in the FIGS.). In a particular embodiment the back member is a silicon die, and the electrical parts (heating element and connectors, for example) are formed using conventional solid state silicon ship manufacturing techniques.
The various fluid-handling parts of the head 210 generally have the following characteristics. The size of each orifice in the orifice plate is one that produces a spot of suitable dimensions on the substrate surface, where the orifice generally has an exit diameter (or exit diagonal depending upon the particular format of the device) in the range about 1 μm to 1 mm, usually about 5 μm to 100 μm, and more usually about 10 μm to 60 μm. The fluid capacity of the delivery chamber is in the range about 1 pL to 10 nL, usually about 10 pL to 5 nL and more usually about 50 pL to 1.5 nL. The reservoir chamber 222 and the connected delivery chamber 217, with which any one of the orifices 214 communicate, together have a combined fluid capacity in the range about 1 pL up to 1 mL (more typically less than 100 μL), usually about 0.5 μL to 10 μL, and more usually about 11 μL to 5 μL. The front-to-rear thickness of the delivery chamber, defined by the space between the rear surface of the orifice plate and the front surface of the margin of the back plate, may in some embodiments be in the range less than about 100 μm, for example in prototypes of embodiments shown in the Figures herein, in the range 10 μm to 60 μm.
Where the ejector is a heating element, the heating element will preferably be made out of a material that can deliver a quick energy pulse, and suitable materials include TaAl and the like. The thermal element is capable of achieving temperatures sufficient to vaporize a sufficient volume of the fluid in the firing chamber to produce a bubble of suitable dimensions upon actuation of the ejector. Generally, the heating element is capable of attaining temperatures at least about 100° C., usually at least about 400° C., and more usually at least about 700° C., and the temperature achievable by the heating element may be as high as 1000° C. or higher. It will be appreciated of course, that other ejector types, such as piezoelectric ejectors, could be used instead of a heating element.
A device as in FIGS. 8, 9, 10, can be constructed by adaptation of techniques known in the printing art and, particularly, in the art of inkjet device construction. Certain elements of the device of FIGS. 8, 9, 10 can be adapted from parts of a commercially available thermal inkjet print head device available from Hewlett-Packard Co. as part no. HP51645A. Various other dispensing head designs can be used, such as those described in U.S. patent application entitled “A MULTIPLE RESERVOIR INK JET DEVICE FOR THE FABRICATION OF BIOMOLECULAR ARRAYS” Ser. No. 09/150,507 filed Sep. 9, 1998. That reference and all other references cited in the present application are incorporated herein by reference.
It should be noted that the above dimensions of the head 210, and particularly the dimensions of the deliver chamber 217 (and included orifices 214) are small enough that capillary forces can have a significant effect on the fluid pressures within the fluid column contained within these and larger fluid-handling parts. Particularly, each orifice 214 and connected capillary delivery chamber 217 are so dimensioned that they can be expected to fill by capillary action when the orifice 214 is brought into contact with the meniscus of a liquid to be loaded into the pulse jet. Reservoir chamber 222 is also capillary but it may be non-capillary (by non-capillary is meant that it is so dimensioned that it will not fill by capillary action after delivery chamber 217 has completely filled). While reservoir chamber 222 is capillary it is distinguishable from the delivery chamber 217. However, reservoir chamber 222 could be dimensioned such that it is indistinguishable from delivery chamber 217 (in which case the reservoir and delivery chambers may be the same chamber). A slightly negative loading pressure can simultaneously be applied to chamber 222 from pressure source 80 during a load step (described further below), which is sufficiently negative such that the fluid is drawn into the reservoir chamber 222 through the delivery chamber 217 while simultaneously being insufficient to result in ambient atmosphere entering the delivery when no further fluid is facing and adjacent the orifice (typically when a drop of liquid to be loaded, has been completely loaded). Otherwise, fluid being loaded into a jet through an orifice would be drawn into delivery chambers 217 with possible loss of prime of the jets. That is, the delivery chambers 217 should be completely filled (and preferably along with at least part of reservoir chambers 222), with a liquid face or meniscus being maintained within orifice 214 and preferably at the open end 214a of the orifices 214. Air entering orifices 214 after loading may result in loss of this condition.
Pressure source 80 is also capable of providing a “spotting pressure” which is slightly negative, but is higher than the loading pressure, during a dispensing step (described below). The spotting pressure is sufficient to retain fluid within the jets in the absence of activation of a given ejector 224. This can be obtained by processor 140 maintaining valve 94 closed and adjusting valve 84 from the load setting to a more restricted spotting setting. The spotting pressure will typically be a known quantity for a given head 210 or can also be readily determined by experimentation. Additionally, pressure source 80 can deliver a holdoff pressure which is sufficiently positive to prevent liquid which is contacting the orifices 214 during a head cleaning step (described below) from entering delivery chambers 217 through the orifices 214. This can be obtained by valve 84 being completely closed from the spotting setting and opening valve 94 to a “cleaning setting”.
The holdoff pressure is a gas pressure provided to the reservoir chamber 217 (that is, there is a gas in the delivery chamber). It will also be appreciated that during a purge step for head 210 (described below), a positive “purging pressure” which is provided to reservoir chamber 222 by providing a negative pressure from pump 74 to purge station 40, could instead be replaced by providing a positive pressure to reservoir chamber 222 from controlled pressure source 80 by processor 140 maintaining valve 84 closed and opening valve 94 to an optional “purge setting” which will typically (but not necessarily) be further opened from the holdoff setting. Thus, the purging pressure will typically be higher than the holdoff pressure.
The loading pressure is a negative pressure which will typically be less than the capillary pressure within a given jet during loading (for example, 10-90% of the capillary pressure), although allowances may need to be made for other factors such as the weight of the fluid column in a jet during loading (although in most fluid heads this will be negligible compared to capillary pressure). The mensiscus at an orifice 214 has a capillary pressure based on its curvature. To avoid air (or other ambient gas) from entering a delivery chamber 217 the meniscus should not move away from the end of an orifice 214. This basically implies that the value of the loading pressure should be below this capillary pressure. A suitable loading pressure for any particular apparatus can be readily determined by experimentation, simply by adjusting valve 94 until the required result is observed. That is, liquid to be loaded is drawn into reservoir chamber 222 without ambient atmosphere outside orifices 214 entering the delivery chamber 217 after the reservoir chambers have been loaded and there is no further fluid facing and adjacent the orifices 214. When too high a negative pressure is used, entry of ambient atmosphere into delivery chambers 217 can be observed directly or from the fact that the jets have lost their prime. When prime is lost, one way to regain it is to purge the head and reload it. The load setting of valve 84 can be recorded by processor 140 or can be set mechanically in valve 84. Suitable spotting, purge and holdoff pressures can also be readily determined by experimentation or calculation, and the corresponding settings of valves 84, 94 recorded by processor 140. Generally, the purging pressure is greater than the holdoff pressure which is greater than the spotting pressure, which is in turn greater than the loading pressure. For example, ambient pressure will typically be about 14.7 psia, the capillary pressure in a head of the above described type might be about 18 inches of water (0.65 psig), while the loading pressure might typically be about 8 inches of water below atmosphere (that is, below ambient pressure). The holdoff pressure is greater than the capillary pressure, typically about 2 to 3 times the capillary pressure (for example, about 2 psig or 55 inches of water above atmosphere), while the spotting pressure is typically about 10-90% of the capillary pressure (for example, about 5 inches of water, or 0.18 psig, below atmosphere). The purging pressure will typically be many times the capillary pressure, for example about 10 to 12 psig or 275-330 inches of water above atmosphere. Description of the pressure adjustments is also provided in U.S. patent application entitled “PREPARATION OF BIOPOLYMER ARRAYS”, assigned to the same assignee as this application, Ser. No. 09/820,476 filed by A. Schleifer et al. on the same date as the present application.
The apparatus of FIGS. 4 through 5 can fabricate arrays of different moieties, including arrays of different biopolymers, such as those illustrated in FIGS. 1 to 3. Operation of the apparatus to generate biopolymers will now be described although it will be understood that analogous methods can be used to generate arrays of other moieties. First, it will be assumed that tank 110 contains a suitable purging fluid (usually a buffered solution). It will also be assumed that drops of different biomonomer or biopolymer containing fluids (or other fluids) have been placed at respective notches 32 (or other drop retaining regions) of load station 30. This placement can be accomplished by manual or automated pipetting, or spotting of drops onto load station 30 using glass rods, which are of a volume required to load all of the pulse jets. Alternatively, as already mentioned, the flexible microtitre plate described in U.S. patent application “Method and Aparatus for Liquid Transfer”, Ser. No. 09/183,604 could be used as load station 30. Also, pad 52 has been previously placed in cleaning station 50 and saturated with a suitable cleaning solution. Operation of the following sequences are controlled by processor 140 unless a contrary indication appears.
A loading sequence is initiated in which processor 140 directs the positioning system to position head 210 facing load station 30 with the orifices aligned, facing, and adjacent to respective drops on load station 30. As previously mentioned, during any positioning operation one axis positioning of the head 210 facing the required station can be accomplished through transporter 60, and then the other two axes positioning of head 210 can be accomplished through transporter 100. Processor 140 ensures valve 94 is closed and selects the load setting of valve 84 so that the loading pressure is applied to load chamber 222 and hence to delivery chamber 217. Capillary pressure will cause fluid to then simultaneously flow in through orifices 214 to fill delivery chambers 217 and reservoir chambers 222. The load pressure assists in this filling by causing the fluid to flow faster. At this point, or shortly thereafter, there will be no further fluid facing and adjacent orifices 214, either because the fluid at load station 30 is exhausted or head 210 is moved away from load station 30. In the case where head 210 is moved away before all fluid is exhausted, some fluid may remain on the front face of head 210 and will continue to be drawn in until exhausted. In any event, because of the value of the loading pressure as discussed above, ambient atmosphere (air or nitrogen, for example) does not then enter delivery chambers 217.
A dispensing sequence is then initiated in which processor 140 then causes the positioning system to position head 210 facing substrate station 20, and particularly the mounted substrate 10, and with head 210 at an appropriate distance from substrate 10. The load setting of valve 84 is selected. Processor 140 then activates ejectors 224 in a controlled sequence while causing the positioning system to scan head 210 across substrate 10 line by line (or in some other desired pattern), to dispense droplets in a configuration which results in multiple arrays of the desired configuration on substrate 10. If necessary or desired, processor 140 can repeat the load and dispensing sequences one or more times.
Following a dispensing sequence, a purging sequence is initiated by processor 140 causing the positioning system to position head 210 facing, and in sealing engagement against, purge station such that orifices 214 are in communication with vacuum source 74. Processor 140 selects a neutral position of valves 84, 94 in which reservoir chamber 222 is essentially open to ambient pressure, and opens valve 114 such that a predetermined quantity of a purge fluid fills chambers 222, 217. Valve 114 is then closed and valve 70 opened by processor 140, so that vacuum is thereby applied from outside of orifices 214 resulting in purging of liquid in head 210 simultaneously out through orifices 214. After a suitable predetermined time has elapsed to allow complete purging of head 210, processor 140 causes the positioning system to position head 210 at cleaning station 50, ensures valve 84 is closed selects the holdoff setting of valve 94, and causes head 210 to wipe across saturated pad 52 thereby cleaning plate 212 including the regions around the orifices 214. During such operation, since the gas pressure inside delivery chamber 217 exceeds the capillary pressure, some out gassing will occur through orifices 214 (that is, bubbling of gas exiting orifices will be seen there).
The above sequences can be repeated as often as desired for a single substrate 10 or multiple different substrates (which may be manually or automatically mounted and held on substrate station 20).
Where the ejectors are electrically resistive heating elements, activation results in raising the temperature of the heater to a temperature sufficient to vaporize a portion of the fluid immediately adjacent the heater and produce a bubble. The temperature of the heater is raised to a temperature at least about 100° C., usually at least about 400° and more usually at least about 700° C., and the temperature may be raised as high as 1000° C. or higher, but is usually raised to a temperature that does not exceed about 2000° C. and more usually does not exceed about 1500° C. Accordingly, a sufficient amount of energy will be delivered to the resistive element to produce the requisite temperature rise, where the amount of energy is generally in the range about 1.0 to 100 μJ, usually about 1.5 to 15 μJ. The portion of fluid in the firing chamber that is vaporized will be sufficient to produce a bubble in the firing chamber of sufficient volume to force an amount of liquid out of the orifice.
The formation of the bubble in the firing chamber traps a portion or volume of the fluid present in the firing chamber between the heating element and the orifice and forces an amount or volume of fluid out of the orifice at high speed. The amount or volume of fluid that is forced out of the firing chamber can be controlled according to the quantity of biological material to be deposited at the particular location on the receiving surface. As is well known in the ink jet print art, the amount of fluid that is expelled in a single activation event can be controlled by changing one or more of a number of parameters, including the orifice diameter, the orifice length (thickness of the orifice member at the orifice), the size of the deposition chamber, and the size of the heating element, among others. The amount of fluid that is expelled during a single activation event is generally in the range about 0.1 to 1000 pL, usually about 0.5 to 500 pL and more usually about 1.0 to 250 pL. A typical velocity at which the fluid is expelled from the chamber is more than about 1 m/s, usually more than about 10 m/s, and may be as great as about 20 m/s or greater. As will be appreciated, if the orifice is in motion with respect to the receiving surface at the time an ejector is activated, the actual site of deposition of the material will not be the location that is at the moment of activation in a line-of-sight relation to the orifice, but will be a location that is predictable for the given distances and velocities.
Upon actuation of an ejector, as described above, fluid is expelled from the orifice and travels to the substrate surface, where it forms a spot on the substrate surface. In this manner, the biological material (such as a nucleic acid) is deposited on the substrate surface. As mentioned above, by varying the operating parameters of the apparatus, the spot dimensions can be controlled such that spots of various sizes can be produced. The sizes of the spots (and, hence, of the array features) can have widths (that is, diameter, for a round spot) in the range from a minimum of about 10 μm to a maximum of about 1.0 cm. In embodiments where very small spot sizes or feature sizes are desired, material can be deposited according to the invention in small spots whose width is in the range about 1.0 μm to 1.0 mm, usually about 5.0 μm to 500 μm, and more usually about 10 μm to 200 μm.
Where a pattern of arrays is desired, any of a variety of geometries may be constructed, including for example, organized rows and columns of spots (for example, a grid of spots, across the substrate surface), a series of curvilinear rows across the substrate surface (for example, a series of concentric circles or semi-circles of spots), and the like. An array according to the invention generally includes at least tens of features, usually at least hundreds, more usually thousands, and as many as a hundred thousand or more features. Where a pattern of spots of an array is deposited on a substrate surface, the pattern may vary as desired. As such, the pattern may be in the form of organized rows and columns of spots (for example, a grid of spots, across the substrate surface), a series of curvilinear rows across the substrate surface (for example, a series of concentric circles or semi-circles of spots), and the like.
The present methods and apparatus may be used to deposit biopolymers or other moieties on surfaces of any of a variety of different substrates, including both flexible and rigid substrates. Preferred materials provide physical support for the deposited material and endure the conditions of the deposition process and of any subsequent treatment or handling or processing that may be encountered in the use of the particular array. The array substrate may take any of a variety of configurations ranging from simple to complex. Thus, the substrate could have generally planar form, as for example a slide or plate configuration, such as a rectangular or square or disc. In many embodiments, the substrate will be shaped generally as a rectangular solid, having a length in the range about 4 mm to 200, usually about 4 mm to 150 mm, more usually about 4 mm to 125 mm; a width in the range about 4 mm to 200 mm, usually about 4 mm to 120 mm and more usually about 4 mm to 80 mm; and a thickness in the range about 0.01 mm to 5.0 mm, usually from about 0.1 mm to 2 mm and more usually from about 0.2 to 1 mm. The configuration of the array may be selected according to manufacturing, handling, and use considerations.
The substrates may be fabricated from any of a variety of materials. In certain embodiments, such as for example where production of binding pair arrays for use in research and related applications is desired, the materials from which the substrate may be fabricated should ideally exhibit a low level of non-specific binding during hybridization events. In many situations, it will also be preferable to employ a material that is transparent to visible and/or UV light. For flexible substrates, materials of interest include: nylon, both modified and unmodified, nitrocellulose, polypropylene, and the like, where a nylon membrane, as well as derivatives thereof, may be particularly useful in this embodiment. For rigid substrates, specific materials of interest include: glass; plastics (for example, polytetrafluoroethylene, polypropylene, polystyrene, polycarbonate, and blends thereof, and the like); metals (for example, gold, platinum, and the like).
The substrate surface onto which the polynucleotide compositions or other moieties is deposited may be smooth or substantially planar, or have irregularities, such as depressions or elevations. The surface may be modified with one or more different layers of compounds that serve to modify the properties of the surface in a desirable manner. Such modification layers, when present, will generally range in thickness from a monomolecular thickness to about 1 mm, usually from a monomolecular thickness to about 0.1 mm and more usually from a monomolecular thickness to about 0.001 mm. Modification layers of interest include: inorganic and organic layers such as metals, metal oxides, polymers, small organic molecules and the like. Polymeric layers of interest include layers of: peptides, proteins, polynucleic acids or mimetics thereof (for example, peptide nucleic acids and the like); polysaccharides, phospholipids, polyurethanes, polyesters, polycarbonates, polyureas, polyamides, polyethyleneamines, polyarylene sulfides, polysiloxanes, polyimides, polyacetates, and the like, where the polymers may be hetero- or homopolymeric, and may or may not have separate functional moieties attached thereto (for example, conjugated),
It will be appreciated from the above, that the present apparatus and method can provide any one or more of a number of useful features. For example, they can provide a means for fabricating arrays of biopolymers which can use an inkjet type head or other pulse jet head, and provides for easy loading of the head through the jet orifices. They can also inhibit entry of ambient atmosphere through the orifices after loading with possible resultant loss of prime in the jets. These features can be obtained simply by using a single pressure, the load pressure, and do not require sudden controlled changes of pressure during loading. Further, easy purging and cleaning of the jets is possible. Regions around an exterior of the jets may be cleaned without using sprayed liquids, and with little risk of cleaning fluid entering the jets during the cleaning operation.

## Claims

1. A method of synthesizing or depositing a biopolymer on a substrate using a dispensing head with biopolymer or biomonomer fluids, the fluid dispensing head having:
a reservoir chamber;
multiple jets which can dispense droplets of biopolymer or biomonomer fluids onto a substrate, each jet including a delivery chamber communicating with the reservoir chamber, and including an orifice and an ejector which, when activated, causes a droplet to be ejected from the orifice;
the method comprising:
(a) positioning the head with the orifices facing the substrate;
(b) dispensing at least one droplet from an orifice of said orifices on the substrate;
(c) positioning the head with the orifices facing a cleaning station; and
(d) exposing the head about the orifices to a cleaning fluid from the cleaning station.

2. A method of synthesizing or depositing a biopolymer on a substrate using a dispensing head with biopolymer or biomonomer fluids, the fluid dispensing head having:
a reservoir chamber;
multiple jets which can dispense droplets of biopolymer or biomonomer fluids onto a substrate, each jet including a delivery chamber communicating with the reservoir chamber, and including an orifice and an ejector which, when activated, causes a droplet to be ejected from the orifice;
the method comprising:
(a) loading the head with a biopolymer or biomonomer fluid;
(b) positioning the head with the orifices facing the substrate;
(c) dispensing at least one droplet from an orifice of said orifices on the substrate;
(d) positioning the head with the orifices facing a cleaning station; and
(e) exposing the head about the orifices to a cleaning fluid from the cleaning station.

3. The method of claim 2, wherein the head is loaded through the orifices.

4. The method of claim 1, further comprising repeating (a) to (d) as needed to form an array of biopolymers.

5. The method of claim 2, further comprising repeating (a) to (e) as needed to form an array of biopolymers.

6. The method according to claim 1 wherein the cleaning station comprises a pad carrying cleaning fluid and the head is exposed to the cleaning fluid by wiping at least one of the head and pad across the other.

7. The method according to claim 2 wherein the fluid is a polynucleotide-containing fluid.

8. The method according to claim 2, wherein the fluid comprises a polymer of amino acids.

9. An apparatus for synthesizing or depositing a biopolymer on a substrate, comprising:
(a) a dispensing head having:
a reservoir chamber;
at least one jet which can dispense droplets of a biomonomer or biopolymer onto a substrate, the jet including a capillary delivery chamber communicating with the reservoir chamber, and which capillary delivery chamber has an orifice and an ejector which, when activated, causes a droplet to be ejected from the orifice;

(b) a cleaning station which provides a cleaning fluid for the head; and
(c) a pressure source to provide to the reservoir chamber, when the head is facing the cleaning station, a pressure which is sufficiently positive to prevent cleaning fluid contacting the orifice from entering the delivery chamber, wherein the pressure source also provides a holdoff pressure when the head is facing the cleaning station.

10. The apparatus of claim 9, wherein the apparatus further comprises a substrate station on which the substrate can be mounted.

11. The apparatus of claim 9, wherein the apparatus further comprises a positioning station to selectively position the head facing the cleaning station.

12. The apparatus of claim 10, wherein the apparatus further comprises a positioning station to selectively position the head facing the substrate station or the cleaning station.

13. The apparatus of claim 9, wherein the cleaning station comprises a pad comprising cleaning fluid.

14. The apparatus of claim 12, wherein when the head is facing the substrate station, the positioning system moves at least one of the head and a mounted substrate with respect to the other while multiple droplets are dispensed from the loaded head, so as to form an array of drops on the substrate.

15. The apparatus of claim 9, further comprising a processor which controls pressure provided to the reservoir chamber.

16. The apparatus of claim 14, further comprising a load station to receive at least one fluid sample for loading into the head.

17. The apparatus of claim 9, wherein the pressure source is capable of providing a purge pressure to the reservoir chamber which is sufficiently positive so as to purge fluid remaining in the delivery chamber through the orifice at selected times.

18. An apparatus according to claim 16 additionally comprising a processor which directs the pressure source to provide the load pressure when the head is facing the load station, provide the holdoff pressure when the head is facing the cleaning station, and provide the spotting pressure when the head is facing the substrate station.

19. The method of claim 1, further comprising providing a holdoff pressure when said head is facing said cleaning station and prior to exposing the head to a cleaning fluid.

20. The method of claim 2, further comprising providing a holdoff pressure when said head is facing said cleaning station and prior to exposing the head to a cleaning fluid.

21. The method of claim 1, wherein said exposing of the head about the orifices to a cleaning fluid results in said delivery and reservoir chambers being filled with a quantity of said cleaning fluid.

22. The method of claim 2, wherein said exposing of the head about the orifices to a cleaning fluid results in said delivery and reservoir chambers being filled with a quantity of said cleaning fluid.