Federal Register / Vol. 78, No. 101 / Friday, May 24, 2013 / Notices 31579 

20503, Fax: 202–395–6881 (this is not a 

toll-free number), email: 

OIRA_submission@omb.eop.gov. 

FOR FURTHER INFORMATION CONTACT: 

Contact Michel Smyth by telephone at 

202–693–4129 (this is not a toll-free 

number) or by email at 

DOL_PRA_PUBLIC@dol.gov. 

Authority: 44 U.S.C. 3507(a)(1)(D). 

SUPPLEMENTARY INFORMATION: The 

Prohibited Transaction Class Exemption 

applicable to security transactions with 

broker-dealers, reporting dealers, and 

banks (PTE–75–1) provides exemptions 

from certain prohibited transaction 

provisions of the Employment 

Retirement Income Security Act of 1974 

and the Internal Revenue Code for 

specified types of transactions relating 

to securities purchases and sales 

between employee benefit plans and 

broker-dealers, reporting dealers, and 

banks; provided that specified 

conditions are met. Exempted 

transactions include an employee 

benefit plan purchasing securities from 

broker-dealers’ stock inventories; 

underwriting syndicates in which a plan 

fiduciary is a member; banks; reporting 

dealers; and market-makers, even if a 

market-maker is a plan fiduciary. 

Exempted transactions also include, 

under certain conditions, a plan 

accepting an extension of credit from a 

broker-dealer to facilitate settlement of a 

securities transaction. Among other 

conditions, PTE 75–1 requires a party 

seeking to rely on the exemption with 

respect to a transaction to maintain 

adequate records of the transaction for 

a period of six years. 

This information collection is subject 

to the PRA. A Federal agency generally 

cannot conduct or sponsor a collection 

of information, and the public is 

generally not required to respond to an 

information collection, unless it is 

approved by the OMB under the PRA 

and displays a currently valid OMB 

Control Number. In addition, 

notwithstanding any other provisions of 

law, no person shall generally be subject 

to penalty for failing to comply with a 

collection of information that does not 

display a valid Control Number. See 5 

CFR 1320.5(a) and 1320.6. The DOL 

obtains OMB approval for this 

information collection under Control 

Number 1210–0092. OMB authorization 

for an ICR cannot be for more than three 

(3) years without renewal, and the 

current approval is scheduled to expire 

on May 31, 2013. The DOL seeks OMB 

to extend PRA authorization for this 

information collection for three (3) years 

without any change to existing 

requirements. It should be noted that 

existing information collection 

requirements submitted to the OMB 

receive a month-to-month extension 

while they undergo review. For 

additional information, see the related 

notice published in the Federal Register 

on November 27, 2012 (77 FR 70828). 

Interested parties are encouraged to 

send comments to the OMB, Office of 

Information and Regulatory Affairs at 

the address shown in the ADDRESSES 

section within 30 days of publication of 

this notice in the Federal Register. In 

order to help ensure appropriate 

consideration, comments should 

mention OMB Control Number 1210– 

0092. The OMB is particularly 

interested in comments that: 

• Evaluate whether the proposed 

collection of information is necessary 

for the proper performance of the 

functions of the agency, including 

whether the information will have 

practical utility; 

• Evaluate the accuracy of the 

agency’s estimate of the burden of the 

proposed collection of information, 

including the validity of the 

methodology and assumptions used; 

• Enhance the quality, utility, and 

clarity of the information to be 

collected; and 

• Minimize the burden of the 

collection of information on those who 

are to respond, including through the 

use of appropriate automated, 

electronic, mechanical, or other 

technological collection techniques or 

other forms of information technology, 

e.g., permitting electronic submission of 

responses. 

Agency: DOL–EBSA. 

Title of Collection: Prohibited 

Transaction Class Exemption 75–1, 

Security Transactions with BrokerDealers, Reporting Dealers, and Banks. 

OMB Control Number: 1210–0092. 

Affected Public: Private Sector— 

businesses or other for-profits. 

Total Estimated Number of 

Respondents: 7,492. 

Total Estimated Number of 

Responses: 7,492. 

Total Estimated Annual Burden 

Hours: 1,249. 

Total Estimated Annual Other Costs 

Burden: $0. 

Dated: May 8, 2013. 

Michel Smyth, 

Departmental Clearance Officer. 

[FR Doc. 2013–12426 Filed 5–23–13; 8:45 am] 

BILLING CODE 4510–29–P 

DEPARTMENT OF LABOR 

Office of the Secretary 

Agency Information Collection 

Activities; Submission for OMB 

Review; Comment Request; Petition 

for Finding Under Employee 

Retirement Income Security Act 

ACTION: Notice. 

SUMMARY: The Department of Labor 

(DOL) is submitting the Employee 

Benefits Security Administration 

(EBSA) sponsored information 

collection request (ICR) titled, ‘‘Petition 

for Finding under Employee Retirement 

Income Security Act Section 3(40),’’ to 

the Office of Management and Budget 

(OMB) for review and approval for 

continued use, without change, in 

accordance with the Paperwork 

Reduction Act (PRA) of 1995 (44 U.S.C. 

3501 et seq.). 

DATES: Submit comments on or before 

June 24, 2013. 

ADDRESSES: A copy of this ICR with 

applicable supporting documentation; 

including a description of the likely 

respondents, proposed frequency of 

response, and estimated total burden 

may be obtained free of charge from the 

RegInfo.gov Web site at http:// 

www.reginfo.gov/public/do/ 

PRAViewICR?ref_nbr=201304-1210-008 

(this link will only become active on the 

day following publication of this notice) 

or by contacting Michel Smyth by 

telephone at 202–693–4129 (this is not 

a toll-free number) or sending an email 

to DOL_PRA_PUBLIC@dol.gov. 

Submit comments about this request 

to the Office of Information and 

Regulatory Affairs, Attn: OMB Desk 

Officer for DOL–EBSA, Office of 

Management and Budget, Room 10235, 

725 17th Street NW., Washington, DC 

20503, Fax: 202–395–6881 (this is not a 

toll-free number), email: 

OIRA_submission@omb.eop.gov. 

FOR FURTHER INFORMATION CONTACT: 

Contact Michel Smyth by telephone at 

202–693–4129 (this is not a toll-free 

number) or by email at 

DOL_PRA_PUBLIC@dol.gov. 

Authority: 44 U.S.C. 3507(a)(1)(D). 

SUPPLEMENTARY INFORMATION: 

Regulations 29 CFR 2570.150 et seq. 

provide procedures for an entity against 

whom State jurisdiction has been 

asserted to petition the Secretary to 

make a finding under Employee 

Retirement Income Security Act (ERISA) 

section 3(40)(A)(i) that the entity is 

established or maintained under or 

pursuant to one or more collective 

bargaining agreements. The regulations 

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31580 Federal Register / Vol. 78, No. 101 / Friday, May 24, 2013 / Notices 

establish procedures for initiating an 

administrative proceeding before the 

Office of Administrative Law Judges 

(OALJ) and establish that an OALJ 

decision shall constitute a finding under 

ERISA section 3(40)(A)(i). The 

regulations also provide for an appeal of 

an OALJ decision to the Secretary. For 

additional substantive information 

about this ICR, see the related notice 

published in the Federal Register on 

November 27, 2012 (77 FR 70828). 

This information collection is subject 

to the PRA. A Federal agency generally 

cannot conduct or sponsor a collection 

of information, and the public is 

generally not required to respond to an 

information collection, unless it is 

approved by the OMB under the PRA 

and displays a currently valid OMB 

Control Number. In addition, 

notwithstanding any other provisions of 

law, no person shall generally be subject 

to penalty for failing to comply with a 

collection of information that does not 

display a valid Control Number. See 5 

CFR 1320.5(a) and 1320.6. The DOL 

obtains OMB approval for this 

information collection under Control 

Number 1210–0119. 

OMB authorization for an ICR cannot 

be for more than three (3) years without 

renewal, and the current approval for 

this collection is scheduled to expire on 

May 31, 2013. The DOL seeks to extend 

PRA authorization for this information 

collection for three (3) more years, 

without any change to existing 

requirements. It should also be noted 

that existing information collection 

requirements submitted to the OMB 

receive a month-to-month extension 

while they undergo review. 

Interested parties are encouraged to 

send comments to the OMB, Office of 

Information and Regulatory Affairs at 

the address shown in the ADDRESSES

section within 30 days of publication of 

this notice in the Federal Register. In 

order to help ensure appropriate 

consideration, comments should 

mention OMB Control Number 1210– 

0119. The OMB is particularly 

interested in comments that: 

• Evaluate whether the proposed 

collection of information is necessary 

for the proper performance of the 

functions of the agency, including 

whether the information will have 

practical utility; 

• Evaluate the accuracy of the 

agency’s estimate of the burden of the 

proposed collection of information, 

including the validity of the 

methodology and assumptions used; 

• Enhance the quality, utility, and 

clarity of the information to be 

collected; and 

• Minimize the burden of the 

collection of information on those who 

are to respond, including through the 

use of appropriate automated, 

electronic, mechanical, or other 

technological collection techniques or 

other forms of information technology, 

e.g., permitting electronic submission of 

responses. 

Agency: DOL–EBSA. 

Title of Collection: Petition for 

Finding under Employee Retirement 

Income Security Act Section 3(40). 

OMB Control Number: 1210–0119. 

Affected Public: Private Sector— 

businesses or other for-profits and notfor-profit institutions. 

Total Estimated Number of 

Respondents: 10. 

Total Estimated Number of 

Responses: 10. 

Total Estimated Annual Burden 

Hours: 50. 

Total Estimated Annual Other Costs 

Burden: $38,454. 

Dated: May 17, 2013. 

Michel Smyth, 

Departmental Clearance Officer. 

[FR Doc. 2013–12378 Filed 5–23–13; 8:45 am] 

BILLING CODE 4510–29–P 

DEPARTMENT OF LABOR 

Office of the Secretary 

Agency Information Collection 

Activities; Submission for OMB 

Review; Comment Request; Employee 

Benefit Plan Claims Procedure Under 

the Employee Retirement Income 

Security Act 

ACTION: Notice. 

SUMMARY: The Department of Labor 

(DOL) is submitting the Employee 

Benefits Security Administration 

(EBSA) sponsored information 

collection request (ICR) titled, 

‘‘Employee Benefit Plan Claims 

Procedure under the Employee 

Retirement Income Security Act,’’ to the 

Office of Management and Budget 

(OMB) for review and approval for 

continued use, without change, in 

accordance with the Paperwork 

Reduction Act (PRA) of 1995 (44 U.S.C. 

3501 et seq.). 

DATES: Submit comments on or before 

June 24, 2013. 

ADDRESSES: A copy of this ICR with 

applicable supporting documentation; 

including a description of the likely 

respondents, proposed frequency of 

response, and estimated total burden 

may be obtained free of charge from the 

RegInfo.gov Web site at http:// 

www.reginfo.gov/public/do/ 

PRAViewICR?ref_nbr=201304–1210–006 

(this link will only become active on the 

day following publication of this notice) 

or by contacting Michel Smyth by 

telephone at 202–693–4129 (this is not 

a toll-free number) or sending an email 

to DOL_PRA_PUBLIC@dol.gov. 

Submit comments about this request 

to the Office of Information and 

Regulatory Affairs, Attn: OMB Desk 

Officer for DOL–EBSA, Office of 

Management and Budget, Room 10235, 

725 17th Street NW., Washington, DC 

20503, Fax: 202–395–6881 (this is not a 

toll-free number), email: 

OIRA_submission@omb.eop.gov. 

FOR FURTHER INFORMATION CONTACT: 

Contact Michel Smyth by telephone at 

202–693–4129 (this is not a toll-free 

number) or by email at 

DOL_PRA_PUBLIC@dol.gov. 

Authority: 44 U.S.C. 3507(a)(1)(D). 

SUPPLEMENTARY INFORMATION: Employee 

Retirement Income Security Act section 

503 and regulations 29 CFR 2560.503– 

1 require employee benefit plans to 

establish procedures for resolving 

benefit claims under the plan, including 

initial claims and appeal of denied 

claims. The regulation requires specific 

information to be disclosed at different 

stages of the claims process. The 

regulation also requires claims denial 

notices to be provided within specific 

time frames and that the notices include 

specific information. For additional 

substantive information about this ICR, 

see the related notice published in the 

Federal Register on November 27, 2012 

(77 FR 70828). 

This information collection is subject 

to the PRA. A Federal agency generally 

cannot conduct or sponsor a collection 

of information, and the public is 

generally not required to respond to an 

information collection, unless it is 

approved by the OMB under the PRA 

and displays a currently valid OMB 

Control Number. In addition, 

notwithstanding any other provisions of 

law, no person shall generally be subject 

to penalty for failing to comply with a 

collection of information that does not 

display a valid Control Number. See 5 

CFR 1320.5(a) and 1320.6. The DOL 

obtains OMB approval for this 

information collection under Control 

Number 1210–0053. 

OMB authorization for an ICR cannot 

be for more than three (3) years without 

renewal, and the current approval for 

this collection is scheduled to expire on 

May 31, 2013. This ICR asks the OMB 

to extend PRA authorization for the 

information collection for three (3) more 

years, without any change to existing 

requirements. It should also be noted 

that existing information collection 

mstockstill on DSK4VPTVN1PROD with NOTICES