### DEPARTMENT OF TRANSPORTATION OFFICE OF THE SECRETARY WASHINGTON, D.C. Application of 

### BALTIA AIR LINES, INC. (BALTIA) :DOCKET DOT-OST-2007-0007 Extend Certificate of Public Convenience: and Necessity And Renew Allocation of One Round Trip Frequency (New York-St. Petersburg)



### APPLICATION OF BALTIA AIR LINES, INC. ("BALTIA") EXTEND CERTIFICATE OF CONVENIENCE AND NECESSITY AND RENEW ONE ROUND TRIP WEEKLY FREQUENCY Communications with respect to this document should be addressed to: Igor Dmitrowsky President 

### & CEO BALTIA AIR LINES, INC. 63-25 Saunders Street, Suite 71 Rego Park, New York 11374 Steffanie J. Lewis General Counsel Baltia Air Lines, Inc. THE INTERNATIONAL BUSINESS LAW FIRM, PC 1915 Eye Street, NW, Suite 500 Telephone: 202 296 1111 Facsimile: 202 296 1175 Email: slewis@iblf.com December 22, 2009 NOTICE: Any party wishing to answer this application would be required to do so on or before January 6, 2010, and serve a copy on the persons listed above as well as all persons on the attached Service List. However, Baltia is requesting the Department to act upon this application before the due date for answers and will poll air carrier representatives in the attached Service List to facilitate that action.

### Application of DEPARTMENT OF TRANSPORTATION OFFICE OF THE SECRETARY WASHINGTON, D.C.



### BALTIA AIR LINES, INC. (BALTIA) DOCKET DOT-OST-2007-0007 Extend Certificate of Public Convenience and Necessity And Renew Allocation of One Round Trip Frequency (New York-St. Petersburg)



### APPLICATION OF BALTIA AIR LINES, INC ("BALTIA") TO EXTEND CERTIFICATE OF CONVENIENCE AND NECESSITY TO RENEW ONE ROUND TRIP WEEKLY FREQUENCY

Baltia Air Lines, Inc. ("Baltia") , requests that its Experimental Certificate of Public Convenience and Necessity for Foreign Air Transportation, Route 890, issued on January 5, 

### 2009 be extended for eight-month and that Baltia be reissued one round trip weekly frequency between New York and St. Petersburg, Russia. Baltia had no control over the delay, but has been able to overcome the exigent circumstance.

As the record reflects, Baltia had a B747 lease/purchase proposal from Air Atlanta 300p Holding. During the World financial crisis, Air Atlanta's banker experienced financial problems and, as lien holder of the aircraft, prohibited the lease/purchase. Subsequently Baltia raised the capital and purchased a B747-200 from

### Logistic Air with a contract to lease engines power-by-the-hour. Baltia owns the aircraft free and clear, the bill of sale was recorded in Oklahoma City FAA on December 7, 2009, and the aircraft

was registered as N705BL.

On December 8, 

### 2009, the day after recording the sale, Baltia delivered to the FAA the required Company manuals, the required Boeing aircraft manuals, SAl self-audit, and all other required documents reflecting the data of Baltia's B747-200 N705BL.

BALTIA'S REPORT TO THE AIR CARRIER FITNESS DIVISION 

### Pursuant to Item 4 of Order 2009-3-7, Baltia submits the following first year's report.

1. 

### Baltia's certificate became effective on March 9, 

### 2009. In April, Baltia began negotiations with Logistic Air for the lease/purchase of a B747-200. On July 30 a letter of intent

was signed with a contract to lease engines power-by-the-hour. On August 18, the purchase agreement was signed and the initial payment made. On November 18, the final payment was made. The sale has been recorded, the aircraft registered and additional tail numbers reserved. Baltia has interim comprehensive Airline Liability Insurance, Combines Single Limit Each Occurrence $100,000,000. Prior to commencement of operations, the full airline liability insurance coverage will be in effect

as per the document filed with Baltia's initial application. Baltia : JFK-LED

- page 2

### 2. 

### On September 30, 2009, Baltia had accounts payable of $108,913 which have since been paid in full. As of this date, Baltia has

no long-term or current debt or liabilities and meets the Department's regulatory financial requirement. The Department's letter of 07/11/2008 ascertained that Baltia needed $6.44 million cash and cash equivalents to meet the regulatory

Bank HSBC requirement for one weekly round trip. At this date, Baltia has not drawn on any of the previously filed $5.1 

### million verified line of credit, all of which remains in tact, and has the following cash bank balances for a total of $6,644,258.

Cash $1,043,550.58 Account number redacted CHASE 200,278.93 Account numbers redacted Morgan Stanley 300,428.97 Account number redacted $1,544,258.48

Remaining pre-operational costs total $2,484,500 including the mini-evacuation test and proving flight(s) as recorded in Baltia's attached budget.

Baltia JFK-LED

- page 3

### 3. The following personnel changes have been made and have been approved by the FAA.

a. Board Member

- Vick Luis Bolanos, description attached. Mr. Bolanos has no other aviation relationships. b. Direct of Flight Operations

- Jerry D. Willoughby, resume

c. 

### attached. Mr. Willoughby has no other relationships. Chief Pilot

- Michal Macha, resume attached. has no other aviation relationships. aviation

Mr. Macha

d. Director of Safety (Inspector General of Operational Safety)

- Micheal Francis Harnett. Resume attached. Mr. Harnett has no other aviation relationships.

4. By increasing its authorized shares, Baltia has increased its shareholders and 99% of total shares are held by US citizens. Only one shareholder, Logistic Air, has involvement with the aviation industry. Logistic Air accepted 2,000,000 common share as a small part of the aircraft purchase. The shares are neither enhanced by any benefits nor encumbered with any limitations and represent less than 0.3% of the outstanding shares. Thus, Logistic Air will have no control or influence upon Baltia corporate decisions. Nearly 100 million shares have been transferred into Cede & Co (street name). Baltia principles own approximately 52% of the outstanding shares. All individual shareholders own less than 10% of the shares. The Shareholder list as of 12/18/2009 is attached. Baltia : JFK-LED

- page 4

### 5. 

### Baltia remains in good standing with the State of New York and maintains quarterly filings with the Securities and Exchange Commission. One Board member resigned for personal reasons and the remaining Board members filled the vacancy with a prominent Shareholder.

6. The following pre-operational items have been commenced and completion is anticipated within approximately 6 months.

a. 

### FAA certification. On December 8, 

### 2009, Baltia delivered 31 manuals to the FAA as well as all required documents. with its submission, Baltia delivered Safety Attributes Inspections (SAl) self-audit. b. 

### In August Baltia filed Form R with the Russian Federation and submission of required documents will complete the process.

c. Baltia received confirmation of landing and departure slots for BTL101/BTLI102 from the Pulkovo Airport Lead Slot Coordinator in August and in October Baltia filed with the US FAA for departure arrival slots requesting
one, increasing to three round trips in June 2010. d. 

### From Pulkovo Airport, Baltia has received proposals for ground service and for terminal office space. Completion of the contracts is expected in January 2010.

Baltia JFK-LED

- page 5

### e. Baltia has received aircraft maintenance bids and is awaiting receipt of additional competitive bids. Aircraft maintenance will commence in January and will be completed in 45 days.

7. 

### Baltia strives to conduct all its operations in compliance with the law and regulations. On September 23, 2009, the DOT Enforcement Office sent an investigation letter to Baltia. Upon receipt of Baltia's response, the Department decided to close its file in the matter. Excepting that incident, Baltia reports that no formal complaints, no orders, no actions, no charges, and no consumer complaints have ever been issued against Baltia, its key personnel, officers or directors.

IN MARCH 2010, BALTIA WILL PROVIDE NOTICE OF FREQUENCY INCREASE



### As previously described, during the first month of operations, Baltia will fly one round trip per week between New York and st. Petersburg. The single weekly frequency is designed to allow Baltia personnel time to work out any problems that may occur. Commencing June 2010, Baltia plans to increase frequencies to 3 round trips per week, pending frequency approval. Around March 1, 2010, Baltia plans to formally request 3 additional frequencies and will provide
at that time the cash and cash equivalent sufficient to satisfy the frequency increase. Baltia JFK-LED

- page 6

### BALTIA AIR LINES,
By:

THE INTERNATIONAL BUSINESS LAW FIRM P.C. 

### 1915 Eye Street, NW, Suite 500 Washington, DC 20006-2118 Telephone: 202 296 1111 Facsimile: 202 296 1175 Email: slewis@iblf.com

Date: December 22, 2009

Baltia JFK-LED

- page 7

### DOC No. BALTIA AIR LINES EXHIBIT INDEX



### DOCUMENT 1. Affidavit of Igor Dmitrowsky 2. Confirmation of Sale and Registration 3. Aircraft Bill of Sale 4. 

### Certificate of Aircraft Registration 5. Assignment of Special Registration Numbers 6. Reservation of special registration numbers 7. JLT insurance certificate with Security Sheet 8. SEC 3 rd 

### Quarter, Form 10Q, pages 1 and 2. 9. HSBC letter of Baltia's account balance 10. Chase Consolidated Balance Summary 11. Morgan Stanley Combined Asset Summary 12. Baltia's certification Costs Remaining (budget) 13. Vick Luis Bolanos description 14. 1Michal Macha resume 15. Michael Francis Harnett resume 16. Jerry D. Willoughby's resume 17. Shareholders List 18. New York State, Good Standing Certificate 19. New York State, Stock Amendment Certificate 20. Contents of FAA Certification Application Documents 21. Manuals Submitted to FAA 22. Safety Attribute Inspections (SAl) Elements 23. Manual Interface Matrix 24. FAA Certification Schedule of Events PAGES 10-11 12 13 14 15 16 17-19 20-21 22 23 24-25 26 27 28-29 30-31 32-33 34-42 43 44 45 46-47 48-49 50 51-52

Baltia JFK-LED

- page 8

### CERTIFICATE OF SERVICE This is to certify that, this 21st day of December, 2009, the foregoing APPLICATION TO EXTEND PUBLIC CONVENIENCE AND NECESSITY and TO RENEW ONE ROUND TRIP FREQUENCY AND MOTION TO WITHHOLD have been served by Email upon the following:

Via e-mail on the following persons. jeffrey.manley@united.com; carl.nelson@aa.com; howard_kass@usairways.com; rbkeiner@crowell.com; nssparks@fedex.com; recohn@hhlaw.com; prrizzi@hhlaw.com; msinick@ssd.com; hkamen@coair.com; sascha.vanderbellen@nwa.com; dvaughan@kelleydrye.com; rpommer@atlasair.com; ben.graves@evergreenaviation.com; daniel.commins@evergreenaviation.com; sametta.c.barnett@delta.com; scott.mcclain@delta.conl; Mark.treadaway@mwaa.com; donald.fields@mwaa.com; sbrocchi@panynj.gov; john.krepp@faa.gov

Baltia JFK-LED

- page 912121/2009 21:39 FAX 718 2754731 BALTIA AIR LINES 

### 141 002



### JFK International Airport, Terminal 4, Unit 262.089, Jamaica, NY 11430

AFFIDAVIT
I, Igor Dmitrowsky, President, BaltiaAirLines, Inc., (Baltia) affirmunder oath as follows. 1. We have a delay in la1.IDching primarily as aresult ofdelayed aircraft acquisition causedbythe banking crisis of2008/9. This in tumcaused a delay in submittingthe manuals whichrequired aircraft specific informationand data from Boeillg. Background. Priorto the banking crisis, Baltiahad two Aircraft leasingproposals. A B747-200 from Aviation Management Group (AMG), and a B747-300 from Air Atlanta 300p Holding. We chose to lease/purchase from AirAtlanta. Duringthe crisis, AirAtlanta's bankers, Volvo Financing, themselves experienced financial problems and as lienholders ofthe aircraft prohibited Air Atlanta from leasing/sellingthe aircraft. Weimmediately pursued alternative aircraft leasing or purchasing opportunities, but none were immediately available due to the paralyzing effect ofthe financial markets. 2. In April of2009, anopportunity arose withLogistic Air to purchase one B747-200 aircraft. OnJuly 30, we entered into a letter ofintentto purchase the aircraft, without engines. Logistic Air contracted to leasing the engines to us**power-by~the~hour.** 

### On August 18, we signedthe final purchase agreement and made the initial payment. On November 18, we made the lastpayment, and we own the aircraft free and clear. A bill ofsale was recorded at OklahomaCityFAA December 7, 2009. The aircraft registration was changedto our tail numberN705BL. Owningour own aircraft and leasing enginespower-by-the hour gives us financial security as well as a more profitable bottom line. 3. The purchase ofthe aircraft was possible because we were successful inraising the necessary equity capital ourselves though accredited private investors. The aircraft was purchased for cash, except that Logistic Air, Inc. accepted 2,000,000 shares as a small part ofthe total aircraftpayment. No other Bahiainvestors are related to the aviation industry. 4. We currentlyhave over $1,500,000 cash onhand, which, together with the lines of creditpreviously submitted, exceed the amountbudgeted for the remaining certification tasks. Atpresent, Bahiahas no debts orliabilities.



### 63-25 Saunders St,Ste 71 Rego Park, NY 11374 Tel 718 275-5205 Fax 718275-473112121/2009 

### 21:39 FAX 718 2754731 

### BALTIA AIR LINES 

### I4i 001



### 5. To date, Baltiahas not drawn anything on the lines ofcreditthat the Management and shareholdershave provided. By the terms ofthe guarantee, Baltiawill not draw onthe lines ofcreditprior to launch. 6. We have purchased interim liability insurance on the aircraft, a Boeing requirementto open the Boeing account. The air carrier liability insurance as documented by our insurance agent which was filed in ourprior submission will be made effectivepriorto the start ofrevenue operations. 7. OnDecember 8, 2009, we submittedthirty Baltiamanuals and the required Boeing aircraftmanuals to the FAAwhich reflectthe data ofour aircraft. We also submitted sevenvolumes ofthe Safety Attribute Inspections (SAl) self-audit. Based onour schedule ofevents filed withthe FAA, we anticipate that the air carrier certification will be completed andrevenue service will commence inthe first halfof2010. 8. We have had the following changes inour staffandboard: Jerry Willoughby is the Director ofFlight Operations, Michal Macha is the ChiefPilot, and Michael Harnett is the DirectorofSafety. These individuals meet the regulatory requirements and have been acceptedbythe FAA. Anita Schiff-Spielmanresigned from the Board for personalreasons. Vick Luis Bolanos was appointedbythe Boardto fill thevacancy. 9. Baltia Air Lines is a U.S. citizen, as defined under 49 U.S.C. 40102(a)(15). CERTIFICATION The contents ofthis statement are true and correct to thebest ofmy knowledge and belief. Pursuantto Title 18 USC 1001, I, Igor Dmitrowsky, inmyindividual capacity and as President & 

### CEO ofBaltia Air Lines, Inc., have not in any mannerknowingly and willfully falsified, concealed, or failed to disclose any material fact ormade any false, fictitious, 01' 

### fraudulent statement orknowingly used any documents whichcontain such statements. I understand that anindividual who is found to have violated the provisions of 18 USC 1001 shall be fined or imprisoned not more than five years, orboth. December 18, 2009



### /I12/20/2009 02:04 FAX 718 2754731 

### BALTIA AIR LINES

APROl'J>.SS{ONAL COI\POM'rlON 204 North Robinson, Suite 900 Oklahoma City, Oklahoma 73102 Telephone: 405.232.0003 Facsimile: 405.232.0865 E-mail: dIPlY@dIPlY.com


## CONFIRMATION

MEMORANDUM 141 004



### VIAE-MAIL TO: Vandi Cooyar FROM: GavinW. Carlson, Paralegal DATE: November 20, 2009 RE: One (1) Boeingmodel 747-200 aircraftbearingmanufacturer's serialnumber 21035 and U.S. Registration No. N559EV (the "Airframe") (OurFile: 26385.209001) This will confirm that we filed with the Federal Aviation Administration on this date at 10:22 a.m., C.S.T. the following describedinstruments: (a) AC Form 8050-2 Aircraft Bill ofSale dated November 20,2009 (the "FAA BillofSale")fromLogistic Air, Inc., as seller, conveyingtitleto theAirframe to BaltiaAirLines, Inc. (the "Company"), as purchaser; (b) AC Form 8050-1 AircraftRegistrationApplicationdatedNovember20,2009 (the "AircraftRegistrationApplication") bythe Company, as applicant, with respect to the Airframe; and, (c) letter dated November 20, 2009 (the "Number Change Letter") by the Company, as registeredowneroftheAirframe,requestingthe issuanceofAC Form8050-64AssignmentofSpecialRegistration NumberschangingtheU.S. RegistrationNumberfromN559EVtoN705BL,whichisreservedinthename ofthe Company. Gavin W. Carlson GWC\ms12/20/2009 02:04 FAX 718 2754731 

### BALTIA AIR LINES 

### 14! 003



# . 2 L 

### " 0**~** ) " J) :> I 

### " 

## UNITED STATES OFAMERICA 

## iI:s. pEPARTMENT 

### OF' TRANSPORTATION FEmERAL AVIATION .r.u ••""..

..... 

## AIRCRAFT BILL OF SALE FOR AND IN CONSIDERATION 

### OF $ UNDERSIGNED OWNER(S} 

### OF THE AND BENEFICIAL TITLE 

### OF THE AIR 

### CAl BED AS FOLLOWS; 

### THE to 

### LEGAL AFT DES-



### 'DOES THIS "DAY OF 

# n**~J ~**  20

# oq HEREBY SELL. GRANT. TRANSFER AND DELIVER ALL RIGHTS. TITLE, AND INTERESTS FORM APPROVED 

### OMS NO. 2120-0042



### IN AND TO SUCH AIRORAFT UNTO: Do Not Write In'This Block



## a: 

## w CI) 

# < :x 

# o a:: :;:, D. 

### ONLY
IIF INDIVDUALIS). GIVE LAST NAME, FIRST NAME. AND MIOOLE INITIAL)

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AND TO , execUTORS. ADMINISTRATORS, AND ASSIGNS TO HAVE AND TO HOl.O SINGULARlY T,HE SAID AIRCRAFT FOREVER. AND WAARANTS THE TITlE THEREOF. IN TESiIMONY WHEREOF HAVE SET



# a:: Ul ..J ..J W 

### tn NAME (8) OF SELLER (T'fF'El>OFt PAINTED) HAND AND SEAl. THIS SIGNATURE (9) (IN INK) (IF Exe:mmm FOR CO-OWNERSHIp, AU.MUST $I ) DAVOF TITLE ('IVPED OR PRINTED) 20

ACI<NOWL.EOGMi:NT (NOT ReaUIREO FOR PUA,POSES OF FAA REOORDING: HoweVER, MAY BE REQUIRE!) 

### ev**~OCAL** LAW FOA VALIDITY OF THE INSTRUMENT.)



### f3**~** o o r§lI

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### ""'" Il:: H -<: -<: H

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# _---- REGISTRATION NOT TRANSFERABLE UNITED STATES OF AMERICA DEPARTMENT OF TRANSPORTATION· FEDERAL AVIATION ADMINISTRATION CERTIFICATE OF AIRCRAFT REGISTRATION IAIRCRAFT SERIAL NO. NATIONALITY AND REGISTRATION MARKS NSS9EV 21035 MANUFACTURER AND MANUFACTURER'S DESIGNATION OF AfRCRAFT BOEING 747-200 ICAO Aircraft Address Code: 51620522

I BALTIA AIRLINES INC S JFK INTL AIRPORT TERMINAL 4 S ROOM 262 089 U JAMAICA NY 11430 E : 0 1 T



### a CORPORATION II is certified Ihat the above described alrcr.ft has been entered on the register of Ihe federar Aviation Administration, United Stales of America, in accordance, with Ihe Convention on Intema!ional Civil Avi.Uon daled December 7, 1944, and willi TUh' 49, United St.les Code, .nd regulatiDus issued thereunder. DATE OF ISSUE 

# I
December 07, 2009

### Ii//~ Rt:;.;7;J'/. '

.. 0.· • AcrING ADNINISfIMTOR p This certificate must be in· the aircraft when operated.

This cenfflcste I. issued lcr registr.- tion purposes only and Is nol a certllicste of title. The Federal Aviolion Administration does Dot determine rights of ownership as between private persons. 

# 0

U.S. Department of Transportation Federal Aviation I Administration 

### J 

# · · 

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.

U.S. Department of Transportation Federal Aviation Administration Civil**A~iation** Registry P.O. Sox 25504 Oklahoma City, OK 7312.6-0604 Official BU$i.ess Penalty for Privale Use S300 AC hrm 8050-3 IS/lOllaJ**SD~ers.d.s** pr••lous edition. 559EV 

### TO: BALTIA AIRLINES INC JFK INTL AIRPORT TERMINAL 4 ROOII 262 089 JAMAICA NY 11430



# ------_

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## J ';:) 

### {),12/20/2009 

### 02:03 FAX 718 2754731 

### BALTIA AIR LINES 141001 

# 0 - ASSIGNMENT OF SPECIAL Special RegistrationNumber 

### REGISTRATIONNUMBERS N70SBL
u.s. DopBl1m.nl Airora1iMake andModel PresentRegistration Number 01TIWnopoI111ion BOEING 747-200 N5S9EV Fad

.....Aviation Serial Number IssueDate: AdmInistration 21035 Dec 07, 2009 ICAO AIRCRAFT ADDRESS CODEFORN70 BL •52263505 Thisisyourauthority to change theUnited Sillies registration nwnberonthe above**d~lx:d** BALTIA AffiLINES INC aimnl\to the spcciBl JFKINTL AIRPORT TERMINAL4 n'gi.trutionnwnb<:r .mOM). ROOM 262 08!1 Carry duplicate ofi1lm form in the lAMAlCA NY 11430 

### 1".11

...11.1••1.,11,11,,"••111 aitcrnnlogethe;' williUte oldrogifflnltioncertificateas interimaUlhority 10opcrntethe IIhcraftpendingreceiptofrevised ccrtllicatcofregi6\llltion. Obtnin QrevisedcenifiCllleof aitworthinessfrom yourneurestFlightSlAt\dIurls District Omce. The late.t FAA Form**813~.** Appllcallon ForAirworthiness aD fileh dated:
The alnrortblnell clmificutloD .ndcatqory:

, INSTRUCTIONS: SIGN AND RETURNTHE ORIGINALofthis fOml to the Civil AviationRegistry, AFS-750, within5 days afterthe special n:gistmtJonnumberis plae«! on the aircrnll. Arevised ccrtificatg willthenbe iSlJucd. The authority tousetbe special numberexpires: Dec 07,2010 CERTIFICATION: icertlty IiltrtUte special regiS1I1ltion numberwaspJaC<l<i RETURN FORM TO: on

### u.. uircrultd.:,,;rib<d "bove. Civil AviationRegistry, AFS-7S0 P.O. Box**25~04** SignatureofOwner: Oklahoma.City, Oklahoma 73125-0504
TitleofOwner:

DatePlacedonAircraJI: AC FORM**80-~-64** (WOOS) SUJI'lM"FrevlllllAF.dllion



# Ib12/20/2009 02:06 FAX 718 2754731 

### BALTIA AIR LINES 

### I4J 004

U.S. Department Flight Standards Servloe P.O. Bo)( 25504 of Transportation Federal Aviation Administration Airoraft Registratlon Branoh. AFS·750 Oklahoma City. Oklahoma 73125-0504 (405) 954-4206



### November 3,2009

BALTIA AIRLINES JFKINTERNATIONAL AIRPORT JAMAICANY 11430 

### ',,111,1111.11111111,11111111111 Toll Free: 1-866-704-4715 WEB Address: http://registryJaa.gov

Yourrequestforreservation ofspecialregistrationnumbers has beenprocessed. The following numbers have been reserved fot aone-yearperiodbeginningNov 03, 2009. These numbers are in

### areserve 

### status only. They 

### are not assigned to an aircraft and may notbe painted onan aircraftuntil approval isreceived from this office. To obtain approval for assignment, send awrittenrequest describingthe aircraftbymanufacturer, model, 

### and serial 

### numberto the above address. Thereserved numbers 

### arefollowed bythe corresponding ICAO Aircmft Address Code. ICAO N# Code N705BL 52263505 N709BL 52273041 ICAO 

### l5l1 Code N706BL 52265374 ICAO ICAO N#**~** N# Code N707BL 52267263 N708BL 52271152
Ifassignmenthas notbeenrequested 

### andapproval 

### grantedpriorto the endofthe one-yearperiod, the reservation will expire. Thereservations maybe renewedeach yearupon requestandpayment ofthe $10reservationfee. Ifwe

### maybe offurther 

### assistance, please contactthe 

### AircraftRegistrationBranch at (405) 954-4206 ortoll free 1- 866-704-4715. Sincerely,

NELL VENABLE Legal InstrumentsExaminer



# IG12/20/2009 02:05 FAX 718 2754731 

### BALTIA AIR LINES 

### 14! 001

# ~JLT JL TAerospace (North America) Inc. 2300 Dulles Station Blvd., Suite 230 Herndon, VA 20171 Main: 703 459·2380 Facsimile: 703459·2381

This 15 to certifyto:

That: Thi$ Certificaw \lancets and replaces BA'()9·001 dated Soptomber 1, 2009 CERTIFICATE OF INSURANCE BA·09-1101 (R.1)
The Boeing Company Attn: Manager
- Aviation Insurance P.O. Box 3707 Mail Code 13.57 S9attl9, WA98124·2207 Boeing Commercial Airplanes Attn: Vice Preeident
- Contracts P.O. Box 3707 Mail Codo 21·34 Seattle, WA98124·2207 Baltia Air Lines,lnc. 63-25 Saunders Street, Suite 71 Rago Park, NY 11374
as of this date, nae arranged for the following Insurance coverage(s) for Ihe period and with underwriters as identlfted on the attached Security Sheet. COVERAGES: COMPREHENSIVE AIRLINE LIABILITY INSURANCE Including, but not limited to: Comprehensive General liability, Bodily Injury and Property Damage to Third Parties, Personal Injury Liability, Contractual Liability, Premises, Products, Ground Hangarkeepers and Completed Operations Liabilities. Subject to an annual aggregate of $25,000,000 as respects Personal Injury Liability. !-Iowever, the following conditions apply: 1. Personal InJury &Advertisers Liability: Limited to $25,000,000 anyone offense, In the aggregate annually. 2. The coverage provided by the Extended Coverage Endorsement (Aviation**L1abil~les)** AVN52E subject to a sub-limit of$50,000,000.

'REFER TO THE POLICY. AN ANNUAL AGGREGATE LIMITAPPLIES TO SOME COVERAGES.
GEOGRAPHICAL LlMtTS: Worldwide CONTRACT(S): Customer Services General Terms Agreement No. BLT Combined Single Limit Each Occurrence' $100,000,000

EQUIPMENT INSURED: One (1) Boeing 747-200, Registration Number: N559EV, Manufacturers Serial Number: 21035.
OTHER COVERAGES/CONDtTIONS/REMARKS Subject always to the scope of the attached policies and all the policies' declarallons, insuring agreements, terms, conditions, limitations, exclusions, deductlbles, warranties and endorsements thereof remaining paramount: Solely as respects: (I) The Coverage(s) noted above; (Ii) the Contract(s) (and then only to the extent of the Nemed Insured's obligation to provide insurance under the terms of the Contract(s)); and (III) the operations of the Named Insured: the policies are endorsed to include the following provisions(s): The Boeing Company, its divisions, subsidiarlas, affiliates, the assignees of each and their respective directors, officers, employees and agents are included as Additional Insureds ("the Additional Insureds") as their respective rights and Interests may appear. This insurance Is primary without right ofcontribution from any other insurance as may be carried by the Addillonallnsureds. Such inauranc.e as is afforded the Additional Insureds shall not be Invalidated and shall protect their interests regardless of any action or Inaction of Lessee or any other Insured (other than any action or inaction of an Insured as the case may be, and then only as against such particular Insured) whether or not such action or Inaction is a breach or violation of any warranties, declarations or conditions of the policies, but in no event shall this clause apply' in the event of exhaustion ofpolicy limits, nor to losses, claims, expenses, ele., excluded from coverage under the policies. All provisions of Ihe above Liability insurance policies shall apply separately to the Named Insured and each AddiUonallnsured sgalnst whom claim is made orsuit is brought except with respect to the Limits of Liability. The Additional Insureds have no responsibility, obligation or liability for payment of premiums.


# 7 

# f712/20/2009 02:05 FAX 718 2754731 

### BALTIA AIR LINES 

### 14! 002

# ~JLT JLTAerospace (North America) Inc. 2300 Dulles Station Blvd., Suite 230 Herndon,VA 20171 Main: 703 459·2380 Facsimile: 703 459·2381

This Certificate c.mcels and replaces BA-09-o01 dated September 1, 2009 CERTIFICATE OF INSURANCE 6A-09-001 (R·il

Insurers waive anyrights 10 set off, counterclaim or deduction. whether by attachment or otherwise against the Additional Insureds. In the evenl of cancellation or material changes ofthe policies by insurers which would adversely affect Ihe interests orthe Additional Insureds, Insurers agree to provide 30 days (ten (10) days in the evant of cencellation for non-payment ofpremiums) priorwritten notice to the Certificate Holder(s).
This Certificate of Insurance Is issued as summary of the insurances under the poliCies noted above and confers no rights upon tho Cortlflcate Holders as regards the insurances other Ihan Ihose provided bythe policies. The undersigned has been authorized bythe above Insurers to Issue this certificate on their behalfand Is not an Insurer and has no liability ofany sort neither underthe above pOlicies noras a rEIault ofthis oertlfloatlon.

Authorized Representative September 2. 2009 Date12/20/2009 02:06 FAX 718 2754731 

### BALTIA AIR LINES

# ~JLT I4J 003

JL

T Aerospace (North America) Inc. 2300 Dulles Station Blvd., Suite 230 Herndon, VA 20171 Main: 703 459·2380 facsimile: 703 459·2381
This Certificate cancels and replaces BA-IJ9-1J01 dated September 1, 2009 CERTIFICATE OF INSURANCE BA·09'()01 (R·1) SECURITy SHEET POLICY TERM: August 31. 2009 to August 31,2010. on both dates at 12:01 A.M. Local Standard TIme at the address ofthe Named Insured.**~** POLICY NUMBER Allianz Global Risks US Insurance Company. PerA1l1am: Aviation Managers, LLC XL Speoialty Insurance Company Per XL Aerospace Catlin France S.A.S. National Fire & Marine Insurance Company Per StarrAviation Agency. Inc. StarNetlnsurance company Per Ber1<leyAviallon. LLC National Union Fire Insurance Company of Pittsburgh, PA Per Chartis Aerospace Underwriters at Lloyds of London. Brillsh Insurance Companies and Others Per JLT Reinsurance Brokers Umited Arch Insurance Company Per International Aerospace Insurence Sarvicas. Inc.

SEVERAL LIABILITY NOnCE A1AL000433009AM
UA00004038AV09A
HA 5000224326 L2 92CVS101781
BA09M1417S
HL1859938-01
J50902909

1MAA71OB200

The subscribing Insurers' obligations under contracts of Insurance to which they subscribe are several and notjoint and are limited solely 10 the exlent of their individual subscriptions. The subsClibing insurers are not responsible for the subscription of any co-subscribing insurer who for any reason does nat satisfy all or part of Its obligations. LSW 1001 (Insurance)



# f1

### b10q93009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION washington, DC 20549 FORM 10-Q QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2009 BALTIA AIR LINES, INC. (Exact name of registrant as specified in its charter) STATE of NEW YORK 11-2989648 (State of Incorporation) (IRS Employer Identification No.) 63-25 SAUNDERS STREET, SUITE 71, REGO PARK, NY 11374 (Address of principal executive offices) Registrant's telephone number, including area code: (718) 275 5205 check whether the issuer (1) filed all reports required to be filed by Section 13,**o~** 

### 15(d) of the Exchange Act during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. No [ ] Yes [X] Indicate by check mark whether the registrant has submitted electronically and posted on its corporate web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes [x] No [ ] Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. see definition of "large accelerated filer", "accelerated filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act. (check one): Large accelerated fi 1

### er [ ] Accelerated filer



### [ ] 

### Non-accelerated filer



### [ ] 

### smaller reporting company

[x] 

### Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes [] No [x] 

### Number of shares of the registrant's common stock outstanding as of November 14, 2009: 438,260,159 shares of Common Stock page 1 \) 

# rJ**~ ~** 

# ~ DD

J e 

# D

### b10q93009.txt PART ONE

- FINANCIAL INFORMATION Item 1. Financial Statements. <TABLE> <CAPTION> BALTIA AIR LINES, INC. BALANCE SHEETS (A Development Stage company) ASSETS 9/30/2009 (unaudited) <S> <C> <C> Current Assets Cash plant and Equipment Equipment Less Accumulated Depreciation Net Property, plant and Equipment Other Assets Deposit on Aircraft $ 

### 20,000 $ 

### 155,795 (81,434)

74,361 75,000 TOTAL ASSETS $ 

### 169,361 <CAPTION> LIABILITIES AND STOCKHOLDERS EQUITY <S> <C> <C> Current Liabilities Accounts payable $ 

### Current portion of long-term debt

Total current liabilities Long-term debt Equity preferred Stock Common stock paid-in-capital Deficit Accumulated During

Development Stage Total Equity 108,913 $ 

# o 108,913 

## o 665 47,911 22,136,043 (22,124,171) 60,449 TOTAL LIABILITIES AND STOCKHOLDERS EQUITY

. $ 

### 169,361 $ 

### Page 2 $ 

### 12/31/2008
724,240 115,067 (73,934)

41,133
0 765,373

15,000 

## o 15,000 

# o 665 35,577 18,716,994 (18,002,862) 750,374 765,374 t.\12/20/2009 02:13 FAX 718 2754731 

### BALTIA AIR LINES 2009·Dec·18 10:21 AM HSBC BANK USA,N,A BRANCH 689 7188967971

# HSBC~

12/18/09



## Re; US DepartmentofTransportation
To Whom It

## May Concern: This letter

### is to certifythatBalnaAir

### Lines Incmaintains aconunercial 

## account at our financial institution, HSBC BankUSA, N.A. and the following; infonnation

### pertains to 

### the account: 

## AccountTitle: BaltiaAirLines 

## Inc AccountNumber: 

# 2 AccountType: Commercial checking account 

## Currentaccount

### balance 

## as of12/18/09: $1,043,550.58 President: Mr.lgorDmitrowsky Ifthere are 

### any further questions 

# rcanbe contacted directly 

### at718-275-2300. Thank 

### you.

Sincerely,

# ~ Katina

### Nhtis BranchRelationship 

### Banker

HSllC Balik USA, National Afillocllltion 

### 95-01 63rd Drive. Rego Park, NY 11374 Tal: (718) 275-2300 Fax: (7Is) 896-7971 

# 9 I4J 001 1/112/20/2009 02:13 FAX 718 2764731 

### BALTIA AIR LINES •**~002** 

# \ CHASEt.-' JPMorgan Chue Bank,N,A, PO Bo)( 260180 Baton Rouge, LA 70828·0180 Octoblr31, 2009 through November 30, 2009 Primary Aooount; 

### CUSTOMER SERVICE INF()RMATION '.--./ Web site:

. Chase.com 1-300-242-7338 1·800

-242-7383**8ee ~22·4273**  1-713

-262-1679 

## I

...11

...11

..11,1•••1.1111

..1.111,

.....11.11••1

...11.1

..1.1

..1**000118~7** ORE 802 142 3'3709
- NNNNN T 1 000000000 090000 BALTIA AIR LINES INC 6325 SAUNDERS STAPT 71 REGD PARK NY 11374-2016 Selvlce Center: Hearing Impaired: Para Espanol: Interna1lonal CaHs:



### IMPORTANT NOTICE ABOUT STOP PAYMENT FEES Starting 11/23/09, 

### we'are lowering the Stop Payment Fee to $25 when you request a stop payment online through chase.com. 

### The fee will 

### remain the same at $32 If you 

### go Into a branch or call us to request astop payment. Please call us at 1-S00-CHASE38 (1-S00-242-7336) 

### If you 

### have questions. 

### IMPORTANT NOTICE ABOUT YOUR

# tiFRYl"T
Va strictly prohibit the use of your accounts to conduct any

### transactions involving unlawful Inlernet gambling or 

### ·-......./any othar illegal activity. This Includes accepting 

### or receiving any funds 

### or deposits 

### to your accounts from unlawful 

### Internet gambling or other illegal activity. 

### If you have any questions, please 

### call us 

### at 1-BOO-CHASE3B (1-800-242

- 7338).



### ASSETS Checking & Savtng. ACCOUNT BEGINNING BALANCI eNDING BALANCe THIS PSAlOO THI8PERIOO Chase BUsinessCustom Checking $3,044.57 $200,076.57 Chase Business High Yield Savings 200.36 200.36 Total $3,244.93 $200,278.93

I 

## . 

# , TOTAL ASSETS $3,244.93 $200,278.93
All Summary Balances shown are as of NQvember 30, 2009 unless otherwise etated. For details of your retirement accounts, credit accounts or securities accounts, you 

### will receive separate statements, Balance summary Information for annuities Is provided by the Issuing Insurance companies and believed to be reliable without guarantee 

### of Its completeness or accuracy. .



## '1..312/20/2009 02:14 FAX 718 2754731 BALTIA AIR LINES 

### 141 003 DEC-i7-2009 14:59 MORGAtiSTANLEY SMITHBARNEY 516 683 3145 P.01/04


### 1 00 Franklin Avenue Garden 

## City, NY 11530**516-683~3114** 

### (p)



### 16-683-3215 

## (f)

To: IGOR Fax: 718·244·8882 Phone: Re:

a Urgent 

### x For Review

1 Comments: 

# Morgan Stanley/Smith Barney

# ~((1(O~

From: 

### RICH BROWN Pages: 

### COVER + 3 Date: Thursday, December 17, 2009

ec:



### a Please Comment 0 Please Reply 

### a Please Recycle

"The information mid dew contained in this l'(jport are Irorn SOl)rc$!Iconsidered reliabla, bLlt Iheir accurscyand completeMsS (S not**guarante~.** This report has been prepared for illustrative purposes only and is nol intended to be u\jj;ld as a**su~':rtltute** lor monthly transaction statements you receive on 11 regulur basis frOm Morgan SttJoley & Co. Incorporated. Please compare the data on Ihis document carefullywith your monthlystatements to verify its accuracy. The Companystrongly encourages you to consultwith your own tlccollntnnh; or otheradvisoro with respecttoanytax questions.') Investments and seNices offered through Morgan Stanley Smith Barney LLC, and accounts carried by Morgan Stanley 

### &Co. Incorporated; members SIPC



## I:/oc 

# i (

# ""**~** "- <D 

# "" 0**~** 0 C§lCL

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# "" ,.-( M M CD ill ill ,.-( If)

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# ~**~** G .-I 0::**~** 0 r- E -.t< lQ r- 

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### ...:: 

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## ""**~** o lSI (\J m I o ['- o .-i "" I " U o W "" Q "- 

## "" .-I**~**

## ~ Report FocB

...

A.l.TIA.A1.R.L.IN.ES, INC Account: • Address: ATTENTION: IGOR DMITROWSKY 63-25 SAUNDERS STREET STE 71 REGO PARK NY 11374-2016**n_'~'1** ccount '.

. . . . .Cash Value PricedAssets Change In Value AccountValue**-~--4Ei7.:04f651:028--** 

## ...--,-'-.-''.-'.-. ---.--,,-.---.>..**~---** ..--".- .-,>--.. ---. -,.-.-.,--,--,',. ,.. "-,.',..-.-.- 

### -'3'00:42'11:97""--,,·---'**---~->"--'**0.00" ''''·--··-..

### ---·'"·------o:(fO'-

..**~**

### ..-·..-**~-·360:42If97** TIAAIR LINES, INC !Iotal 300,428.97 0.00 0.00 300,428.97 /COmbined Ass.et Summary 

# J**~il~A~cT~ai1B~~-'----,**

# ..'-,**'-'"-"""''''--'''~~!~~\i:~;i** 

# '.'

...-.-..---....**~~~~~y--.---**

# ..--**._C~~~!** ..._ .._ .._......__..

## ~.~t1~~ [Priced Assets CurrentValue Prevo Close Change % ofAssets! rrotal 300,428.97 300,428.97 100.001

ombined Asset Summary Graoh 

## IiMMFAnd Bank Deposits (100%)



### (top 10 holdings 

### across all accounts

- -------- -,**~mbol** Security Description Quantity Latest Price MarketValue Gain/lossl



### © 2009 Morgan Stanley Smith Barney Page 3 of 3**~** (L --.J a:fa f-12/20/2009 

### 04:07 FAX 718 2754731 

### BALTIA AIR LINES

"-..../

.......--.,r#"./ 

### BAl TIA AIR LINES CERTIFICATION COSTS REMAINING
Aircraft Maintenance* TraininQ (crews, dispatchers, mechanics)*" Mini-evacuation test ($25,000 + reserve $25,000)*- ProvinQ fliqht(s)**** Depositfor airline liabilitvinsurance***'" Facilities HQ and stations (2,000 

### so ft**~** $50'" 6 mo)+$1 0,000 reserve Communications, transport, office materials, etc. (4 months) Crew traininr:! allowance (27*$250"6 wks)+$20,000 reserve Station personnel allowance 

### (6*$250"'6 wks)+$20,OOO reserve Miscellaneous

Notes: Current quote, awaiting competitive quotes "'* 9 pilots. 24**f1i~ht** attendants, 3 dispatchers, 4 mechanics Total:

Training at PanAm Int'I FitAcademy, general indoctrination at Baltia (JFK) u* Includes reserve for repeating the evacuation test 

### 695,000 110,000

50,000 1,300,000 40,000 

### 60,000 40,000 60.500 29,000 100,000 

### $ 2,484,500

We anticipate lowercost because LogisticAir is providing replacement slides free ofcharge **** The cost may be lowerifthe FAA in its discretion reduces the flight hours ***** We have already purchased interim airline liability insurance required by Boeing The additional depositwill increase the coverage to DOT requirement before revenue operations**~OOl ~**  

### "6**~ ~**  

### :J

## ~ 

# ct



# - u**~**

### .~

## Vick Luis Bolanos Residence: 633 Monroe Street Riverside, NJ 08075 Tel (609) 760-8396 Mr. Bolanos is President of Eastern Construction & Electric, Inc. He founded the company in 1999. The company is in building construction business. Company address: Eastern Construction 

## & Electric, Inc. 18 Georgetown Rd. Wrightstown, NJ 08562 Tel (609) 723-0500



# J-712/20/2009 02:09 FAX 718 2754731 

### BALTIA AIR LINES

10325 NW 16Ct., Coral Springs, FL 33071- (954) 646·7912 

# MICHAL MACHA CHIEF PILOT CERTIFICATION Airline Transport Pilot: Airplane Multi Engine Land Type Ratings: B-747; B-767; B-757; B-737; B-727; SA-227 Commercial Pilot: MEL, SEL, Instruments FlightEngineer: TurbojetPowered

FLIGHT EXPERIENCE Total Flight Time: 16150 hrs. B-747-l00/200 9700 hrs. B-747 PIC 7700 hrs. B767-300ER 630 hrs. other aircraft times upon request.


### Experience 06/05·06/08 Tradewinds Airlines Check Airman, Captain**B747~200F** 

### • Scheduledand charterworldwidecargo operation

05104-06/05 B767-300 IRO 

### Florida West International Airways

• Scheduled and charterworldwide cargo transport

05/00-01/04 B747-200F Captain 

### Southern Air, Inc.

• Scheduled and charterworldwidecargo

### transport 

### l4J 001



### Greensboro, NC

Miami, FL

Norwalk,CT12/20/2009 02:09 FAX 718 2754731 

### BALTIA AIR LINES

02/94--05100 

### TOWERAIR, Inc.
Standards Captain - B747 

### • Scheduled, charter, passengerand cargoworldwide operation.



## Education 09/73-07/77 TECHNICAL UNIVERSITY Major: Gas Engines Design & Mechanical Engineering 

### 09/69-06173 STATE COLLEGE Graduated: B.S, in math, physics and languages 

### 05/82-12/83 FlightTraining atPiedmontAviation 

### I4J 002



### JFKInt'l Airport, 

### Jamaica, NY

Prague, Czechoslovakia


### Prague, Czechoslovakia

Roanoke, VA 

# *I speak, read and write fluently in English, Czech and Russian. I am also proficient in German. 

## References Professional references are available on request.@003 12/20/2009 02:09 FAX 718 2754731 

### BALTIA AIR LINES

436 73RD Street, Brooklyn, NY 11209

- (9]7) 407-1809 

# MICHEAL FRANCIS HARNETT DIRECTOR OF SAFETY (INSPECTOR GENERAL OF OPERATIONAL SAFETY) CERTIFICATION: Airline TransportPilot: Airplane Multi Engine Land Type Ratings: DC-IO,DC.8 Commercial Privileges: Airplane Single Engine Land FlightEngineer: TurbojetPowered Ground Instructor: Advanced and Instrument AircraftDispatcherLicense Mechanic License: Airframe andPowerplant Radiotelephone OperatorPermit: Restricted FAA Class 1Medical Certificate 

# u.s. Passport: Current

, 

## ./ FLIGHT EXPERIENCE: Total FlightTime: 11,450 Part 121 Turbine PIC 4,800 Turbojet 10,962 Total Instruments 751 

### Pilot-in-Command 5,108 

### Multiengine 10,920 Simulator 180 Second-in-command 6,162 

### Single Engine 530 Cross Country 11,000 Heavy Jet 1 O,900FlightEngineer 1,450 Night 6,000



# /612/20/2009 02:09 FAX 718 2754731



## Experience 09/08-12/08 Instructor/Check Airman 

### BALTIA AIR LINES 

### 141 004



### Kelowna Flightcraft BC, Canada

• Conducted allphases ofinstruction andperfonned checkainnan duties to qualifYpilots onDC

### 10. • INS, GPS, FMS qualified
Gemini Air Cargo Dulles, VA Captain: DC-10 

## I Check Airman 

### • Worldwide scheduled andcharterflight operations (FARPart 121) • Perfonned Line Checks andIOE's • INS, GPS, FMS qualified



### 07/89-06/00 Arrow Air Cargo Miami, FL Captain: DC-8 / Check Airman 

### • Worldwide scheduled and charterflight operations. • Perfonned Line Checks andIOE's. • INS, GPS, FMS qualified 

## MILITARY HISTORY: U.S. AirForce. Edwards AFB, CA Jet engine mechanic: perfonnedjetengine removal, installation, test running andtrimming and troubleshooting. Secret Security Clearance.



## Education 09/96 EMBRY-RIDDLE A.U. DaytonaBeach, FL Completed 20 credits towards a BS Degree in Professional Aeronautics. Held 3.0 grade average. 

### 06/89 MIAMI-DADE COM. COLLEGE AA Degrees in Professional Piloting Technology and Aircraft Maintenance Management. Graduated with 3.7 GPA. Deans List.


## References Professional references are available on request.



## 3112/20/2009 02:10 FAX 718 2754731 

### BALTIA AIR LINES 141005

3703 Wild OakTrail, Vacaville, CA 95688 (707) 301-8383 

# JERRY D. WILLOUGHBY

FLIGHT EXPERIENCE/CERTIFICATION:

• Airline Transport RatingAircraft Flown: B-747, B-727, DC-9, LI0-II, MD-88 and MD-90, B-757, B-767 (200, 300, 400), SimulatorTrained B-777

• International Line CheckAirman

• International ETOPS 

## Experience 

# o

1I08-Present Owner

## IDirector 

### Advance Aviation Concepts

01/08-Present Director of Aviation



### 01/07-12/07 captain



### • Manager ofFlight Standards Etico Capital

Cargo 360 Inc. BVI

Stamford, CT

SeaTac, WA

• Member ofA 

# ros Certification Team for initial certification ofCargo 360

• Managed Tabletop ATOS Exercise and ProvingRuns

• Line CheckAirman, B-747

• 350+ Flying Hours (Civilian)
03178-12/05 

### DeltaAirlines, Inc. Los Angeles, CA Captain 

### • ManagementofLine CheckAinnan StandardizationProgramforWestCoastOperations

• LineCheckAinnan, B-727, MD 88, B-767 All Models, B-757

• 17,500+ FlyingHours (Civilian)



# 1& '32..12/20/2009 

### 02:10 FAX 718 2754731 

### BALTIA AIR LINES 

### I4J 006



## Education 1969 

### MISSISSIPPI STATEUNIVERSITY Missouri

B.S. - Transportation Management 

### 1977 GOLDEN GATE UNIVERSITY SanFrancisco, CA M.A. - public Administration:-:12119/2009 

# @ 06:52 FAX 718 2754731

JOHN FABEL JAMES MADAMS 

### BALTIA AIR LINES


### BALTIA AIR LINES SHAREHOLDER LIST 12118/2009

HOWARD E ADEN & CAROL A ADEN JTTEN JAMES A AITCHESON BENNY ALFONSO NATALIE ALGIS GEORGE ALPERT JR GEORGE ALPERT SR JACK ALPERT PEDRO M ALVES VINCENT J AMATO CHARLES ANDREWS ANGELS SIX LLC ANTHONY & NORENE MAUCERI ALFRED AQUINO ROBERT ARCATE DAVID ARMANINI DANIEL G ARNOLD RICHARD J ARRABITO YORAMATARY DENNIS BABOOLAL LONNIE R BAILEY J ANDRE BAILLARGEON MARGARET BALLES MICHAEL BARCELLONA LEE A BARNES JR ROBERT BASCIANO & MARGARETA BASCIANO LEONARD BECKER JAIME BEECHER MICHAEL BELMOTE SARA BELSHAW MITCHELL BENDER LILLIAN BERISHAJ EDWARD BETZ OJARD BLUMBERGS VICTOR BOBADILLA ARTEM BOBROV VERA BOBROVA CRISTINA L BOLANOS GREGORY L BOLANOS STEFANIE L BOLANOS VICK Lc§UIS BOLANOS 

### , JOSEPH BONO EZEKIEL W BOREN DOLORES BOURNOS BRUCE R BOXALL LARIO BRANDIMARTO JUDITH BRAUN BRETCOR ASSOC PENSION PLAN MICHAEL GILLER JOHN BROWN JACIINTA ANN BRUTON KEITH BRYSON INGRID BUBL YS FRANCIS BUJNICKI Shares 300,000 681,820 1,000 600,000 300,000 200,000 300,000 300,000 600,000 300,000 150,000 180,000 9,530,728

150,000 60,000 500,000 150,000 100,000 900,000 200,000 100,000 500,000

36,000

1,750 150,000 150,000 100,000 147,103 20,000 151,515 1,500,000 8,750 100,000 250,000

14,581 500,000 100,000 700,000 275,000 275,000 275,000 72,000,000 100,000 120,000 800,000 240,000 2,900,000 100 150,000 100,000 200,000 2,860,000 2,919 150,000 

## DOC:' 

# 17 U.S. 300,000 681,820 1,000 600,000 300,000 200,000 300,000 300,000 600,000 300,000 150,000 180,000 9,530,728

150,000 60,000 500,000 150,000 100,000 900,000 200,000 100,000 500,000

36,000

1,750 150,000 150,000 100,000 147,103

20,000 151,515 U.K. 8,750 100,000 250,000 Latvia

500,000 100,000 700,000 275,000 275,000 275,000 72,000,000 100,000 120,000 800,000 240,000 2,900,000 100 150,000 100,000 200,000 2,860,000 2,919 150,000 

## f4l 001



# 'P

O·

...

# 1

# e-12/19/2009 

### 06:52 FAX 718 2754731 BALTIA AIR LINES 

### 141002
THOMAS D BURKE 830,000 830,000 BETTY BUSH 500,000 500,000 ROBERT BUSHMAN 17,500 17,500 JENNIFER E BUUDE 148,750 148,750 SCOTT CADWALLADER 273,988 273,988**~'** FRANK CAMERON 100,000 100,000 MARTHA CAPPELLAND 2,919 2,919 CEDE 

### &CO 99,915,882 99,915,882 CARMELO CESARE 100,000 100,000 ROBERT M CESTARI 730,000 730,000 JOHN CHANDA 150,000 150,000 HEEJONG CHANG 31,125 China EDWARD S CHARLIP 13,125 13,125 VICTORIA CHARLTON 1,428,750 UK DALLAS CHESTNUT 

### &GLORIA CHESTNUT JTTEN 1,456 1,456 GUST CHRISANTHUS 300,000 300,000 CHRISTOPHER ANDREW PRON HOMME 30,303 30,303 DAVID CHUBALASHVILI 4,375 4,375 ALEXEY CHUMAK 4,375 Russia STAVROS 0 CID 

### &HARRY PTRIANTAFILLIDIS 300,000 300,000 STAVROS 0 CID 300,000 300,000 ROBERT CIMMINO 200,000 200,000 BARRY CLARE CUST 2,100,000 2,100,000 BARRY CLARE 36,200,000 36,200,000 MATHEW CLARE 100,000 100,000 PHYLLIS CLARE 250,000 250,000 DANIEL COHEN 300,000 300,000 EVAN J COHEN 600,000 600,000 RYAN COHEN 680,000 680,000
: SANFORD COHEN 121,428 121,428**~-** DARRELL COLEMAN 100,000 100,000 WALTER COMER JR TR 31,717 31,717 CONGREGATION OIZER YISROEL 200,000 200,000 VANDI COOYAR LOGISTMIR INC 2,000,000 2,000,000 PETER COPPOLA 

### &SHARON COPPOLA 200,000 200,000 DANIEL T COPPOLA 5,000 5,000 KRISTA ANN COPPOLA 5,000 5,000 MICHAEL COPPOLA 20,000 20,000 PETER COPPOLA 65,000 65,000 RAMONA CORREA 14,581 14,581 JONATHAN S CRATION JR 300,000 300,000 CHARLES CROSS 2,919 2,919 WILLIAM CUNNINGHAM 1,456 1,456 MONICA CZAPLICKI 150,000 150,000 PETER 

### &JOANNE D'ANGELO 200,000 200,000 GUY DANZA 100,000 100,000 FRANK DAPOLITO 100,000 100,000 PAUL DAPPOLITO III 500,000 500,000 E.S.P.DAS 1,280,000 1,280,000 SHRIRAM DAS 35,000 35,000 FRED DAVOLI 

### &JANE DAVOLI 300,000 300,000 RICHARD DEFARIA 300,000 300,000 HARVEY DELOTT 52,000 52,000 LARRY DENIKE CLASSIC MORTAGAE LLC 1,140,000 1,140,000**'..~'** LAWRENCE DENIKE CLASSIC RESIDENTIAL DEV 1,175,000 1,175,000 AARON DEWALT 50,000 50,000 DAVID DEWALT 50,000 50,000 LONNY DEWALT 740,000 740,000 MICHELE DEWALT 300,000 300,000 

# 35'12/19/2009 

### 06:53 FAX 718 2754731 BALTIA AIR LINES [4]003

WILLIAM DIETZLER 

### & BARBARA MASVIDAL JTIEN 7,294 7,294 DENNIS DIMITRATOS 300,000 300,000 DIONISIONS DIMITRATOS 600,000 600,000 AINA DMITROWSKY 4,739,941 4,739,941 IGOR DMITROWSKY 288,422,825 288,422,825 ',,-----,i EUGENE DOLGONOS 100,000 100,000 ARIE DREYFUSS 666,667 666,667 MARK DRIMER 70,000 70,000 WILLIAM DUNN 2,919 2,919 MARTHA EATON 100,000 100,000 BABAK EBRAHIMZADEH 3,000,000 3,000,000 THOMAS E EGGERS 58,338 58,338 ALAN EHRLICH 150,000 150,000 RUDI EHRLICH 150,000 150,000 JOHN EISENACH 100,000 100,000 MARTIN ENDER 30,000 30,000 CHARLES ENGEL 105,831 105,831 KARL ENGERT 150,000 150,000 EQUITIES MAGAZINES CO ROBERT FLAHERTY 205,103 205,103 DAVID EVANS 18,228 18,228 XU DAN FANG 100,000 China ANNETTE FARINA 200,000 200,000 LEONARD FELDMAN 2,919 2,919 LAWRENCE FEL TZIN 100,000 100,000 WILLIAM FELTZIN 450,000 450,000 FERANDELLTENNIS COURTS DEFINEED BENEFIT PLAN 900,000 900,000 NICHOLAS FERLAZZO 400,000 400,000 LOU FERNANDEZ 80,000 80,000 CHRISTOPHER D FERRARA 100,000 100,000**"~'** FIRST CLEARING LLC 200,000 200,000 CAROLINE FITZPATRICK 200,000 200,000 CHARLES FLASH 250,000 250,000 DARREL FOX 2,919 2,919 PAUL DAVID FRANZETTA 400,000 400,000 MELVIN FREEDMAN 100,000 100,000 RICHARD S FREEDMAN 300,000 300,000 WILLIAM FREYMANN 150,000 150,000 SAMUEL FRIEDMAN 1,190,000 1,190,000 PATRICIA C GALL 150,000 150,000 ELIZABETH GARCIA 150,000 150,000 NICHOLAS GAROFALO 18,081 18,081 TIMOTHY GARRETT 100,000 100,000 WILLIAM GASSEL 5,831 5,831 MARY LOU GATES 30,303 30,303 EMANUIL GELFAND 29,162 29,162 GEMILAS CHASUDIM OHEV YISROEL ATTN TAVI VOGEL 300,000 300,000 SAM GIACOMO 62,500 62,500 MICHAEL GIANGRECO 5,990,000 5,990,000 ALLEN GILBER 300,000 300,000 CLEON W GILBERG 200,000 200,000 MICHAEL GILLER BRECTOR ASSOCIATES INC 152,000 152,000 VASEL GJELAJ 

### &VILMA GJELAJ 3,000,000 3,000,000 GJERGJ GJELAJ & MARIA GJELAJ 100,000 100,000 SONYA GJELAJ 100,000 100,000 ._-.....,./ VASKO GJELAJ 500,000 500,000 PHYLLIS DAVID GLICKMAN 2,919 2,919 BRIAN GLYNN 200,000 200,000 EILEEN GLYNN BRIAN GLYNN 2,919 2,919 GO IN TAN 100,000 100,000 

# 3G12/19/2009 

### 06:53 FAX 718 2754731 BALTIA AIR LINES 

### I4l 004
GABRIEL GOMEZ & EllAT GOMEZ 200,000 200,000 MIQUEL GONZALEZ 425,000 425,000 JOSHUA GRAUBERD 50,000 50,000 DANH GREEN 600,000 600,000 MARTIN DIAZ GREEN 294 294 " ''-....-/ STUART GREENBAUM 300,000 300,000 ROBERT GRIFKA 100,000 100,000 ANATOLI GROMOV 100,000 100,000 BRONIUS GRUSHAS 4,375 Lithuania PERVIZ. M GUARD 200,000 200,000 PANDU GURURAJ 142,919 142,919 RITA GURVICH 33,845 33,845 DEBBIE HAGLEN 260,000 260,000 THOMAS HALE 200,000 200,000 BRETT HAMMERMAN 200,000 200,000 KRISHNA HANCHATE 150,000 150,000 CHRISTOPHER HANSEN 850,000 850,000 HANS HANSON & CATHERINE HANSON JTTEN 2,919 2,919 ANTHONY HANSON 119,581 119,581 JOHN HAREMZA 200,000 200,000 MICHAEL HARNETT 100,000 100,000 GENE HARTEN 10,000 10,000 ROBERT HAWORTH 2,919 2,919 LAWRENCE HECKER 70,000 70,000 PAUL HEFFERNAN & MAIKA HEFFERNAN JTTEN 1,456 1,456 JAMES HEFFERNAN 14,581 14,581 LINDA L HEFFERNAN 2,919 2,919 MARK D HEFFERNAN 1,456 1,456 MICHAEL J HEFFERNAN 1,456 1,456 JEFFREY HEISS 150,000 150,000**"~'** MARIANNE HICKEY 100,000 100,000 JONATHAN HILL 7,294 7,294 HILLSDALE HOTSHOTS INVESTMENTS CLUB 42,424 42,424 MERLE HODEL 4,669 4,669 LUCIA HOGAN 7,287 7,287 C B HOLLINGSWORTH TRUST 900,000 900,000 TILMON HOLLOWAY 105,000 105,000 SONNY HONG 285,000 285,000 ROBERT HUGHES 49,588 49,588 ROBIN HUGHES 1,456 1,456 GORDON HUMPHRY 32,088 32,088 JOHN HUNTER 1,750 1,750 BRYAN IANNELLO 150,000 150,000 GLENN IANNELLO 300,000 300,000 LOUIS IANNELLO 300,000 300,000 WAYNE IANNELLO 450,000 450,000 SHARON IRNI 1,000,000 1,000,000 ABRAHAM JACOBOWITZ 285,000 285,000 ANDREJS JANSONS 11,669 11,669 MICHAEL JEFFERSON 100,000 100,000 FRANK JENSEN & LEDA JENSEN JTTEN 5,838 5,838 DAINA JERUMANIS 237,816 237,816 GLENN JOHNMEYER 100,000 100,000 GAIL L JONES & JAMES R JONES JTTEN 200,000 200,000**"~'** NEIL JONES 1,381,669 1,381,669 PAULINE JONES 100,000 U.K. TERRY NELSON JORDAN 100,000 100,000 JORGE ROMERO INVESTMENTS INC 500,000 500,000 CLIFFORD KABUMOTO 11,669 11,669 

# 3712/19/2009 06:53 FAX 718 2754731 

### BALTIA AIR LINES 

### 141 005

MARK KAHN 3,647 3,647 ROBERT KALABACHER 400,000 400,000 J KURT KALiNE 300,000 300,000 JOHN A KALINE 900,000 900,000 ELLERY KAPLINSKY 782,912 782,912**,~** REGINA KAPLINSKY 368,647 368,647 WALTER KAPLINSKY 3,000,000 3,000,000 MIRGA KAPS 14,581 Estonia ABRAHAM KASZOVITZ 200,000 200,000 AKIVA KASZOVITZ 400,000 400,000 ISAAC KASZOVITZ 300,000 300,000 JACOB KASZOVITZ 200,000 200,000 ROBERT KASZOVITZ 4,100,000 4,100,000 ROSEANN KEARNEY 15,000 15,000 scon KEARNEY 15,000 15,000 WILLAIM KELLER & MARGRET KELLER 300,000 300,000 OKSANA KHMILNITSKAYA 300,000 300,000 KING NINE ASSOCIATES 500,000 500,000 FRED KIRSHNER 5,831 5,831 MARINA OLGA KLASONS 29,169 29,169 ANGELA KOLIOPULOS 300,000 300,000 GARY KOLIOPULOS 300,000 300,000 VICTORIYA KOSTINENKO 100,000 100,000 ANTHONY D KOULOURIS 200,000 200,000 NICK D KOULOURIS 100,000 100,000 ROMAN KOZAK 50,000 50,000 SAWAS KRASHIAS 50,000 50,000 IIZE KRASTINA 14,581 Latvia KRIEBLE ASSOCIATES 

### CIO TOM HODGMAN 9,114 9,114 '.''>-

... ...-/ GREGORY KUCZINSKI 400,000 400,000 THOMAS P KUDERKA 150,000 150,000 HAROLD KYLE 1,456 1,456 GARY LAGUARDIA 100,000 100,000 VICTORIA LANGTON 30,303 30,303 VINCENT LASORSA 1,000,000 1,000,000 DEAN LAVAS 200,000 200,000 STEPHEN E LAVINIO 600,000 600,000 SYLVIA LAWRENCE 29,162 29,162 MICHAEL LEESE 5,000,000 5,000,000 ROSLYN LEIBNITZ TRUST 200,000 200,000 SUSAN LENNERT 2,919 2,919 MICHAEL LEONE JR 150,000 150,000 DALE LEPPARD & CAROLYN LEPPARD JTTEN 2,919 2,919 HELEN LEVITSKY 100,000 100,000 ALBERT LEWIS & DOROTHY SWAIN LEWIS JnEN 4,081 4,081 STEFFANIE LEWIS & KATHERINE JONES JTTEN 2,919 2,919 ALBERT LEWIS 43,750 43,750 STEFFANIE LEWIS 21,923,331 21,923,331 GONG LI 150,000 China MING HUA LI 200,000 China YING LI 200,000 China ALBERT LlAN 70,000 70,000 FRANCIS P LIEBERT 150,000 150,000 MICHAEL S LlFF ABBY L LlFF 300,000 300,000**'~** JOSEPH LlPERA 100,000 100,000 RICKY LlU 100,000 100,000 RUBY LlU 100,000 100,000 TANIA L1U 1,100,000 1,100,000 PETER E GUTIERREZ REV LIVING TRUST 200,000 200,000 

# 31512/19/2009 

### 06:54 FAX 718 2754731 BALTIA AIR LINES 

### 141 006

VALLEY VIEW SERVICES LLC 

### 100,000 100,000 JANET M LLOYD 

### 200,000 200,000 ROBERT LLOYD 

### 200,000 200,000 LORETTA LOCKHART 

### 1,000 1,000 MARCELLO LOMBARDO 

### 200,000 200,000 \,-/j MARIO LOMBARDO 

### 400,000 400,000 DAVID A LORENZ 

### 62,500 62,500 JOSEPH LOWINGER 

### 200,000 200,000 GERALD MACDOWELL & ANN MACDOWELL JTTEN 

### 2,919 2,919 ROMAN MACUDZINSKI 

### 5,831 5,831 MADELEINE ANN RIZZSO CUSTODIAN PETER COPPOLA 

### 5,000 5,000 STEFFANIE MADSEN 

### 1,456 1,456 IWONA MAGDA 

### 1,456 1,456 JOHN MAGYAROSKI 

### 1,456 1,456 GINO MALLAMACI 

### 400,000 400,000 MICHAL MANCHA 

### 100,000 100,000 MICHAEL MANCUSI 

### 100,000 100,000 DOUGLAS G MANDART 

### 200,000 200,000 GEOFFREY A MANNA & KIMBERLY L MANNA 

### 1,000,000 1,000,000 MARCY GARDEN SUPERMARKET 

### 1,087,000 1,087,000 JOHN MARINELLI 

### 200,000 200,000 DAVID MARSTON 

### 42,000 42,000 LORI MARTIN 

### 200,000 200,000 LEE MATALON 

### 200,000 200,000 SHAUN MAUGER 

### 100,000 100,000 MAXIMUM RETURN INVESTMENTS, INC. CLELIA FLORES 

### 500,000 500,000 BERNICE MCALLISTER 

### 1,456 1,456 TINA J MCCLANAHAN & KENNY G MCCLANAHAN JTTEN 

### 15,000 15,000 THOMAS MCDERMOTT 

### 280,000 280,000



### ... -......-'" JOHN MCHUGH 

### 125,000 125,000 DOUGLAS M MCKAY 

### 2,919 2,919 LINDA A MCKEITHAN 

### 165,000 165,000 ABRAHAM MEISNER 

### 75,000 75,000 VALERY MEISNER 

### 115,625 115,625 GREGORY R MEREDITH 

### 600,000 600,000 STEPHEN MERTZ 

### 150,000 150,000 NATALIA MESSINA 

### 200,000 200,000 RAFFAELE MESSINA 

### 200,000 200,000 VINCENT MEYER 

### 150,000 150,000 STANLEY MIDNIGHT 

### 29,169 29,169 JOSEPH T MILITELLO 

### 100,000 100,000 FALON MILLINGTON 

### 2,000 2,000 FRED MIZZONI 

### 150,000 150,000 RICHARD MIZZONI 

### 150,000 150,000 GARY MONSON 

### 29,169 29,169 LONELL MOORE 

### 4,375 4,375 BRENT MOROWITZ 

### 200,000 200,000 DANIEL MOROWITZ 

### 200,000 200,000 JEFFREY MOROWITZ 

### 4,000,000 4,000,000 MATTEW MOROWITZ 

### 200,000 200,000 NINA MOROZOVA 

### 31,563 31,563 ROBERT MOSCA 

### 100,000 100,000 JOHN M MULLARKEY 

### 750,000 750,000 LORRAINE MUNTER 

### 300,000 300,000**"~'** ROBERT MURINO 

### 230,000 230,000 REBECCA NEUMANN 

### 200,000 200,000 NEVADA AGENCY & TRUST CO 

### 10,000 10,000 LAWRENCE DE NIKE 

### 200,000 200,000 JOHN NOBILE 

### 500,000 500,000

## 3~12/19/2009 

### 06:54 FAX 718 2754731 

### BALTIA AIR LINES 141007

NOELLE ANN RIZZO CUSTODIAN PETER COPPOLA 5,000 5,000 ILGVARS NORBERGS 72,919 72,919 JULIA NOSKOVA 100,000 Russia MAX OLLECH 4,600,000 4,600,000 NICKOLAS OPPEGARD 2,443,750 2,443,750**.~"** CHRIS MCCAY OR DOVIE MCCAY 50,000 50,000 STEVEN ORLIKOFF 140,000 140,000 WILLIAM O'ROURKE 225,000 225,000 AGIJA OTMANE 200,000 Latvia FRANK OTTO 100,000 100,000 KATHERINE OVERMYER 5,831 5,831 BEATRISE OZOLS 1,456 1,456 INDULIS OZOLS 76,125 76,125 P&G PARTNERS 1,000,000 1,000,000 JOSE PAGAN 100,000 100,000 JAMES PALOPOLI 50,000 50,000 JOE PAMPALONE 7,320,000 7,320,000 LAMBROS PAPALAMBROS 165,000 165,000 MATTHEW PAPPICCO 300,000 300,000 CARMINE PARRELLA 150,000 150,000 PANORMITIS K PASPALAKIS 300,000 300,000 SMITA M PATEL 300,000 300,000 PAUL & ELAINE FERANDELL FAMILY TRUST 900,000 900,000 PINO PAVANO 400,000 400,000 HELENE PELED 250,000 250,000 PENSON FINANCIAL SERVICES INC 1,346,212 1,346,212 PENSON FINANCIAL SERVICES OF CANADA INC 670,000 Canada JUSTIN PIANTIERI 200,000 200,000 JOSEPH PICCIRILLO 150,000 150,000**'-,~:** WILLIAM PICKEL 500,000 500,000 B MICHAEL PISANI 400,000 400,000 JOHN PLUCHINO 50,000 50,000 JOHN M PLUNKETT 300,000 300,000 DANIEL PORITZKY & SYDELL PORITZKY 1,100,000 1,100,000 MARIE POWERS 5,000 5,000 ILONA PRIEDITE 1,661,463 Latvia DANIEL P PRIEST 1,456 1,456 WILLIAM A PRINSELL 100,000 100,000 WALTER W PROSSER 2,919 2,919 ELENY LISA PSAROS 300,000 300,000 VLADIMIR PUCHKOV 50,000 50,000 ANNE & ROSATO PUKNYS & JOHN LEWITZKY 2,919 2,919 LILLIAN QUINN 50,000 50,000 STEPHEN RAMAGE 78,000 78,000 HARIJS RASSA 8,750 Latvia RAON RAVAIRE 10,000 10,000 JOHN H MCCREIGHT REVOCABLE TRUST 200,000 200,000 RICHARD M & CHERYL ANN LIMAS 180,000 180,000 EUGENIE RICHTER 581,331 581,331 KEVIN RICKARD 100,000 100,000 LINDA RIDILLA 200,000 200,000 MICHAEL RIES & MARY RIES JTTEN 36,582 36,582 KENNY RIM 200,000 200,000 R LROBINSON 1,456 1,456 -'----...../- SCOTT ROBINSON 4,081 4,081 PATRICK ROHRBOUGH 25,522 25,522 ALLA ROMANOV 5,831 Israel NATASHA VON ROSENSHILDE 100,000 Canada HART ROTENBERG 415,831 415,831 

# L/o12/19/2009 

### 06:54 FAX 718 2754731 BALTIA AIR LINES [4] 

### 008

JOSEPH ROTENBERG 1,265,831 1,265,831 PAUL ROTH 210,000 210,000 BARRY ROZENBERG DDS 600,000 600,000 A LAWRENCE RUBIN 1,975,000 1,975,000 DR DAVID RUBIS 225,000 225,000 \
...

--,/ ANDRIS RUKMANIS 3,118,750 3,118,750 RAYMOND RUKNYS 43,750 43,750 ANTHONY J RUSCITO 100,000 100,000 RONALD RUST 75,000 75,000 MICHAEL SABURRO 150,000 150,000 INDRE SADAUSKAITE 200,000 200,000 CLAIRE R SAHAGIAN 200,000 200,000 RUSS SANDE 40,000 40,000 JAMIR SAVLA 75,000 75,000 ROSLYN SCHAFIR 100,000 100,000 ANITA SCHIFF-SPIELMAN 113,118 113,118 SUSAN SCHMECK 165,000 165,000 LYNN SCHREIBER 600,000 600,000 MELVIN SCHREIBER 100,000 100,000 GERALD SCHULER 5,831 5,831 MARTIN SCHWARTZ & JANE SCHWARTZ 300,000 300,000 JANE SCHWARTZ & ANDREW SCHWARTZ 300,000 300,000 RAYMOND SCHWARTZ 500,000 500,000 ANTHONY J SCOTTI 200,000 200,000 ROGGER SEILER CUST FBO WINSTON SEILER 1,456 1,456 JEFFREY SEVERTSON & JANET SEVERTSON JTTEN 581 581 STEPHEN SHACK & LILY SHACK 220,000 220,000 JOSEPH SHAMMAS 50,000 50,000 GINTA SHAURINA 2,050,000 2,050,000 SYLVIA SHAURINA 72,919 Latvia**.~** ANDRIS SHAURINS 74,375 Latvia BRENDAN SHEEHAN 20,000 20,000 WILLIAM SHEPARD 617,596 617,596 MICHAEL SHOVE 150,000 150,000 KAREN SHUTTA-CULLEN 300,000 300,000 MELISSA SICARI-D'AMBROGIO 150,000 150,000 SICHENZIA ROSS FREEDMAN FERENCE LLP 150,000 150,000 STAVROS 0 SID 300,000 300,000 ROCHEL SILVER 500,000 500,000 CRAIG SIROTA 300,000 300,000 HAROLD K SIROTA 1,260,000 1,260,000 LARRY SIROTA 300,000 300,000 SHELDON SIROTA 800,000 800,000 SOCRATES SKIADAS 820,014 820,014 SMITH BARNEY CUST NICHOLAS OPPEGARD IRA 5,831 5,831 RICHARD SOSDORF 2,500,000 2,500,000 OKSANA SOSNOV 150,000 150,000 GREGORY SOURELOS 300,000 300,000 CHUMIE SPITZER 200,000 200,000 JACK SQUICCIMARRI 600,000 600,000 STERLING TRUST CO CUST FBO THOMAS ZOTTNER 300,000 300,000 OZZIE STEWART 25,000 25,000 TALIVALDIS STINKURS 8,750 Latvia JESSICA STROM C/O DARCY STROM 10,000 10,000
'--....-/. MATTHEW STROM C/O DARCY STROM 10,000 10,000 ROBERT STROM 800,000 Canada KEITH STUART 900,000 900,000 STUDIO TO BE NAMED INC 3,000,000 3,000,000 LILLIAN SUHAKA 200,000 200,000 

# Ii!12/19/2009 06:55 FAX 718 2754731 

### BALTIA AIR LINES 

## I4J 009

RODERICK SWANK 1,456 1,456 JOHN SWOGGER 400,000 400,000 GO IN TAN 100,000 100,000 KENNETH T TANCREDI 300,000 300,000 "---../' JOSEPH A TARTAGLIA '200,000 200,000 ELLIOTTTASH 13,800 13,800 LUCETTA TEDESCHI 100,000 100,000 PAUL TEDESCHI 430,000 430,000 ANDRIS TEIKMANIS 1,456 Latvia RUSSELL THAL 10,150,000 10,150,000 WILLIAM F THOMPSON 200,000 200,000 WILLIAM S THOMPSON 200,000 200,000 KARl TIKKANEN 130,000 130,000 CHARLES VAN TREASE 

### &DORIS VAN TREASE 100,000 100,000 GLOVER TRENT 1,456 1,456 TYRONE TUCKER 100,000 100,000 BENJAMIN TUROFSKY 5,000,000 5,000,000 JOHN SCOTT ULBERG 100,000 100,000 ULTIMATE MENTORSHIP, INC 35,000 35,000 PHILIP VALLONE 100,000 100,000 GUNTIS VASILEVSKIS 3,500 3,500 BOBBY VAUGHAN 

### &JUDITH VAUGHAN JTTEN 5,838 5,838 ANZELA VOLKOVA 2,331 Latvia NICHOLAS VOLONAKIS 300,000 300,000 ROBERT VOLPE 70,000 70,000 THOMAS VON KESSEL SR 40,000 40,000 LlNA VULAJ 200,000 200,000 TIMOTHY WALSH 150,000 150,000

,YU PING WANG 300,000 China ''--..-/ YULIANWANG 500,000 China BARBARA WATERS 581 581 HAROLDWEIN 400,000 400,000 DONNA WEINREB 100,000 100,000 JOSEPH WERNER 100,000 100,000 MARC ALLEN WEYL 200,000 200,000 SUSAN WEYL 200,000 200,000 KAREN WILKES 

### &ROBERT WILKES JTTEN 1,000 1,000 JERRY WILLOUGHBY 250,000 250,000 JOHN WINANS 1,456 1,456 DENISE WITTICH 200,000 200,000 ARTHUR WOLF 200,000 200,000 ERIC WOLF 200,000 200,000 LYDIA WOZNIUK 4,669 4,669 WANGXIN 250,000 China SHIRLEY YBARA 14,581 14,581 STEPHEN SUNG-YI YEH 100,000 100,000 DAVID YELLIS 16,044 16,044 SAMUEL YELLIS 300,000 300,000 BRIGITYOUNG 3,000,000 3,000,000 ESTATE FRANCIS ZATIKA 3,206 3,206 AI YUN ZHANG 100,000 China JENNE JING ZHANG 100,000 100,000 WILL ZIEMAN 40,000 40,000 ELiEZER ZUPNICK 200,000 200,000**.~** PETER ZVAGULIS 311,662 311,662 TOTAL: 724,969,039 716,350,796 99% 

# tj:;z..

### :~11!30!2009 

### 11:15 FAX 718 2754731 

### BALTIA AIR LINES 

### I4J 001 

# ::: 

# ... State 

# ofNew York Department ofState } ss:

I hereby certify, that .the CelZ'.tificate of Incorporation of BALTIA AIR 

### LINES, INC·, was filed on 08/24/1989, with perpetual duration, and that 

## a diligel'lt examination has been made of the Corporate index for documents filed with this Department for a certificate, order, or record of a dissoluticm, and upon such examination, no such certi:ficate, order or record hali! been found, and that so far as indicated by the records·of this Department, such corporation is an exi.sting corporation.

200911270049 26***,~,~** 

### WITNESS my handandthe officialseal 

# 0/ theDepartment

# 0/State at the City

# 0/ Albany, this 25th day o/November two thousandandnine.



## Doc**I~**- .. -11/25/2009 

# .... . 

# ...... 02:34 FAX 718 2754731 

### BALTIA AIR LlNES 14!001 

# -:.. "



# .." N. Y. S. DEPARTMENT OF STATE DIVISION OF CORPORATIONS AND STATE RECORDS ALBANY, NY 12231-0001 FILING RECEIPT**==~~===~~~~~==========~==~==~====~=========~=====~=========~~=~======~~~====~=** 

### ENTITY NAME: BALTIA AIR LINES [ INC. DOCUMENT TYPE: AMENDMENT (DOMESTIC BUSINESS) STOCK COUNTY: QUEE


# ===========================================================:=========:======== FILED:11/1S/2009 DURATION:********* CASH#:091118000775 FILM #:091118000714 FILER: IGOR DMITROWSKY, 

### 63-25 SAUNDERS STREET SUITE 

### 71 REGO PARK[ NY 11374 

### ADDRESS FOR PROCESS:

REGISTERED AGENT:



### ·:;stOCK: 750000000 

## ... PV

..01.**====~=====================================~===~===================~===========** 

### SERVICE COMPANY: 

## ** NO SERVICE ·COMPANY **
FEES FILING ":" TAX 

### CERT COPIES HANDLING 95.00 '6'0.00 10.00



### 0.00 

### 0.00 25.00 

### SERVICE CODE: 00
PAYMENTS CASH CHECK CHARGE DRAWDOWN OPAL REFUND 105.00

- ...,..- 

### - - - 

## -- 0.00 105.00 0.00 

### 0.00 0.00 10.00**==============~=================================================~=============** 

### DOS-1025 (04/2007)

# ••**'.~** 

### 12/21/2009 15:04 17182448882 BALTIA AIR LINES



### BALTIAAIRLINES CERTIFICATION APPLICATION DOCUMENTS 

## CONTENTS PAGE 01



### Formal Application Letter .•....................•...I •••••••• ".l'I

...II'I

... "."I'I"

..

### ~• .I.IIo

..............".11 

### 1 

## Revised PASI ". I'. II •••• 11 •• I

...... It •••••• II •• II •••• I •••••"JI III II II "1'1" "" ]111'1" l'I.,lIt 111.01 11 •• 1. 1 ••• 1. IItI"

..... " 

## 2 Corporate Documents "

..**"!!.~I'I.I'I""**... ''''''''If''.orI'l.''''.,

..'''',.,, •• I'I_

...... I>.IIo.II

..................... """"

.. ,, ......... 

### 3 DOT Order

..... II ••••••• 11.11 ••••••••• 1"1 I"'.'" •• ".. '''''' """"" "'" ""1'1". 11

.............. 1» ••• II ""I!'II" I JIll "". "... 

### 4 Listof Proposed OpSpecs Paragraphs (separate binder) 

### Vital Information Subsystem Form

..........................................""1'11'1"

... ""

........ 

### 5 Deviation and/or Exemption Requests (none) Proposed Schedule of Events

....................................'

..... II.II"""""".""I••

# Ii...... 6 Safety Attribute Inspections SelfAudit (separate binders) Compliance Statement (separate binder) Company Manuals and Programs (separate binders) Initial Cadre Check Airman Training Plan (also see FOTM)

..................." 

### 7 Facility' Lease Agreement .......•..•.. 11 •••••••••••••••••••••••••••••••••••••••"""1'11'11'11'1"........... 

### 8 Outsourcing Contractual Agreements

..."

....,.....................................,,, 9 Aircraft ProofofOwnership

...................................................""""""1'"'11.,,.,,

.. 

### 10 

### Current

## Aircraft Equipment List

...............................................,,1'1,,1'1"1''''''''

......

### 11 Layout of PassengerAccommodations .,."

.." •.•...,................................12 

### Aircraft 

### Information Form**,,~''''** 1'11'1.1'1."""". """ fll""

.................." ".IU1'11'1" 1'1" 11.1" "lit 1'1,,"1'1 •• "••••• II

.... 

### 13 Drug and Alcohol Prevention Manual (separate b,inder) Security program (separate binders, need TSA content) Environmental Assessment

...................... I

.. jl,.."'

... "'

..... I'IM

... 111

... "".I'I,.

... ""

...**""I.~** ............. 

### 14 Hazardous Materials Manual (separate binder) Resumes ••••• I •••••••••••••••••• II •••••••••• I •••••• I." •• ".II ••**~** ..... 0lil •• 111 ••••••••••••••••••••••••••• 

### 15



# Do L 2- 012/20/2009 01:55 FAX 718 2754731 

### BALTIA AIR LINES

BALTIA AIR LINES 

### MANUALS SUBMITTED TO FAA liZ] 001

Manual Title Acronym DEPARTMENT OF OPERATIONS Flight Oporatlons Division FLIGHT OPERATIONS MANUAL AIRCRAFT OPERATING MANUAL Volumes 1and 2 AIRPLANE FLIGHT MANUAL (BOEING) Volumes 1, 2, and 3 LONG RANGE NAVIGATION MANUAL PERFORMANCE HANDBOOK WEIGHT & BALANCE MANUAL QUICK REFERENCE HANDBOOK MEL/CDL CABIN SAFETY MANUAL FLIGHT OPERATIONS TRAINING MANUAL CABIN SAFETY TRAINING MANUAL Maintenance Operations Division MAINTENANCE OPERATIONS MANUAL MAINTENANCE QUALITY ASSURANCE MANUAL MAINTENANCE OPERATIONS TRAINING MANUAL CONTINUOUS AIRWORTHINESS MAINTENANCE PROGRAM MSG-3 BOEING MAINTENANCE PLANNING DOCUMENT BOEING MAINTENANCE PLANNING DOCUMENT MRB Ground Operations Division GROUND OPERATIONS MANUAL AIRCRAFT FUELING MANUAL AIRCRAFT DEICING MANUAL GROUND OPERATIONS TRAINING MANUAL Operations Control DlvisiQn OPERATIONS CONTROL MANUAL EMERGENCY MANAGEMENT MANUAL OPERATIONS CONTROL TRAINING MANUAL DEPARTMENT OF PASSENGER SERVICE Station Service Division STATION SERVICES MANUAL DEPARTMENT OF CARGO SERVICE Cargo Handling Division CARGO HANDLING MANUAL DEPARTMENT OF ADMINISTRATION Personnel Division FOM AOM AFM LRN PFH WBM QRH MEL CSM FOTM CSTM
MOM MQM MOTM CAMP

GOM AUM ADM GOTM
OCM EMM OCTM

SSM

CHM

DRUG &ALCOHOL PREVENTION MANUAL DAM Safety and Security Division SAFETY &SECURITY MANUAL SXM AIRCRAFT OPERATORS STANDARD SECURITY PROGRAM
- TSA ( to be supplied) SMT HAZARDOUS MATERIALS MANUAL HMM EXECUTIVE OFFICE Bureau of General Inspection OPERATIONAL SAFETY INSPECTION MANUAL AirCerrler Certification Documents CERTIFICATION COMPLIANCE STATEMENT OPERATIONS SPECIFICATIONS CERTIFICATION APPLICATION DOCUMENTS

Baltla Manuals· p1 OIM
CS OS12/20/2009 01:56 FAX 718 2754731 

### BALTIA AIR LINES

SAFETY ATTRIBUTE INSPECTIONS (SAl) SELF·AUDIT SYSTEM 1 - AIRCRAFT CONFIGURATION CONTROL SYSTEM 2 - MANUALS SYSTEM 3 - FLIGHT OPERATIONS SYSTEM 4 - PERSONNEL TRAINING AND QUALIFICATIONS SYSTEM 5 - ROUTE SYSTEM SYSTEM 6 - AIRMAN AND CREWMEMBER FLIGHT, RESTAND DUTY TIME SYSTEM 7 - TECHNICAL ADMINISTRATION

Ballia Manuals· p2 

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# _-- 1.1.2 Appropriate Operational Equipment FOM, CSM MFH COMPLETE I 1.1.3 Special Flight Permits MOM MOM MJ COMPLETE! 1.2.1 Airworthiness ReleasefLog Book: Entry MOM MOM FOM MJ COMPLETE 1.2.2 Maior Repairs and Alterations Records MOM MOM SF COMPLETE i 1.2.3 Maintenance LOQfRecording Requirements MOM MOM FOM BF COMPLETE 

### J 1.2.4 Mechanical Interruption Summary Rellorts MOM MOM BF COMPLETE I 1.2.5 Service Difficulty Reports MOM MOM BF COMPLETE j 1.3.1 Maintenance ProQram MOM, MOM MP TJ COMPLETE j 1.3.2 Inspection PrOQram MOM, MOM, MP TJ COMPLETE I 1.3.3 Maintenance FacilitylMain Maintenance Base MOM, MOM T J COMPLETE I 1.3.4 Required Inspection Items MOM, MOM TJ COMPLETE 1.3.5 MEUConfiguration Deviation ListfDeferred Maintenance MOM, MOM MJ COMPLETE 1.3.6 Airworthiness Directive Management MOM, MOM TJ COMPLETE 1.3.7 Outsource Organization MOM MOM BF COMPLETE 1.3.8 Control ofCalibrated Tools and Test Equipment MQM, MOM TJ COMPLETE 1.3.9 Ennineering/Maior Repairs and Alterations MOM MOM SF COMPlETE 1.3.10 PartslMaterial ControVSuspected Unapproved Parts MOM, MOM TJ COMPlETE 1.3.11 Continuous Analvsis and SurveiHance MOM, MOM TJ COMPLETE 1.3.14 General Maintenance Manual or Equivalent MOM. MOM TJ COMPLETE 1.3.15 Reliability Program MOM, MOM MJ COMPLETE 1.3.16 Fueling AUM TJ COMPLETE 1.3.17 Weight and Balance Program WBM MOM T J COMPLETE 1.3.18 Deicing Program (AW) OCM GOM ADM TJ COMPLETE 1.3.19 Lower Landing Minimums MOM BF COMPLETE 1.3.20 Engine Condition Monitoring MOM MOM TJ COMPLETE 1.3.21 Parts Pooling MOM MOM TJ COMPLETE 1.322 Parts BorrOwing MOM MOM TJ COMPLETE 1.323 ShortTerm Escalations MOM MOM TJ COMPLETE 1.3.24 Coordinating AgenciesforSuppliers Evaluation MOM MQM MJ COMPLETE 1.3.25 Cargo Handling Equipment, Systems and Appliances GOM TJ COMPLETE 2.1.1 Manual Currency (AW) ALL HP COMPLETE 2.1.1 Manual Currency (OP) ALL HP COMPLETE 2.1.2 Content Consistency Across Manuals (AW) ALL HP COMPLETE 2.12 Content ConSistencyAcross Manuals (OP) ALL HP COMPLETE 2.1.3 Distribution (Manuals) (AW) ALL HP COMPLETE 2.1.3 Distribution Manuals) (OP) ALL HP COMPLETE 2.1.4 Availability (ManuaISUAW) ALL HP COMPLETE 2.1.4 Availability (ManualsL(OP) ALL HP COMPLETE 2.1.5 Supplemental Operations Manual Requirements (AW) ALL HP COMPLETE 2.1.5 Supplemental Operations Manual Requirements (OP) ALL HP COMPLETE 3.1.1 Passenger Handling CSM MHIPJ COMPlETE 3.1.2 Right Attendant Duties/Cabin Procedures CSM PJ COMPLETE 3.1.3 Airman Duties/Flight Deck Procedures FOM DC COMPLETE 3.1.4 Operational Control FOM OCM MFH COMPLETE 3.1.5 Carry-on Bamlage Pro!!ram CSM PJ COMPLETE 3.1.6 Exit Seating PrOQram CSM PJ COMPLETE 3.1.7 Deicin!! Program (OP) FOM, ADM, OCM MM COMPLETE 3.1.8 Carriage ofCargo GOM MFH COMPLETE Notes i-'**~** '-**~** 0 '-**~** 0 0 <0 0 i-' 01**~** 'l:l ;.- H -.j i-' 00**~** -.j 01 

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## _ ....- ed .,_._._....... -**~----** 3.1.9 Aircraft Perfonnance**Operatin~** Limits AFM 3.1.10 Lower Landin!:! Minimims FOMFOTMAOM 3.1.11 Computer-based Record Keepin!! FOTM,CSTM 3.1.12 Hazardous Materials CSM, FOM, HAZ 3.1.13 Other Personnel with Operational Control FOM,OCM 3.2.1 Dispatch or Flight Release FOM,OCM 3.2.2 FlightILoad ManifestlWeight and Balance Control AOM,OCM 3.2.3 MEUConfiguration Deviation List Procedures FOM 4.1.1 ReCjuired Inspection Item Personnel MOM, MQM 4.1.2 Maintenance Certificate Requirements MOM,MQM 4.2.1 Maintenance Training Program MOMMQM 4.2.2 Required Inspection Item Training Requirements MOM,MQM 4.2.3 Training ofFlight Crewmembers FOTM 42.4 Trainin!! of FlightAttendants CSTM 4.2.5 TraininQ of Dispatchers OCTM 4.2.6 Training.ofStation Personnel GOTM 42.7 Trainillg ofCheckAirmen and Instructors FOTM 4.2.8 SimulatorsfTraining Devices FOTM 4.2.9 Outsource CrewmemberTraining FOTM,CSTM 4.2.10 Aircrew Designated Examiner Program FOTM 42.11 Training ofRight Followers OCMOCTM 4.3.1 Pilot Operating LimitationslRecent Experience FOM 4.3.2 IAppropriate AirmenlCrewmember Checks and Qualifications FOTM 4.3.3 Advanced Qualification Program NlA 4.4.1 Recency ofExperience (AWl MOMMQM 4.4.2 Display ofCertificate MOM 4.4.3 Privileges Airframe and Powerplant MOM 4.4.4 Privileges and Limitations for Repairmen MOM 5.1.1 Une Stations (Service and Maintenance) MOM 5.1.2 Weather Reporting/SupplementalAviationWeather ReportinQ System FOMOCM 5.1.3 Non-Federal Navi!lation Aids 5.1.5 Station Facilities GOMOCM 5.1.6 Use ofApproved Routes, Areas and Airports FOM,OCM 5.1.7 Special Navi!lation Areas ofOperation FOM,OCM 5.1.8 Extended Operations (OP) FOMOCM 5.1.8 Extended Operations-.fAWj MOM MOM 5.1.9 RVSM(AWl MOMMQM 5.1.9 RVSM (OP) FOM,OCM 6.1.1 Scheduling/Reporting System FOM. CSM, OCM 6.1.2 Right Crewmember FlightlDuty/Rest Time FOM,CSMOCM 6.1.3 FlightAttendant Duty/RestTime CSM 6.1.4 Dispatcher DutylRestTime OeM 6.2.1 Maintenance Duty TIme Limitations MOM 7.1.1 Director ofMaintenance MOM MOM 7.1.2 Chief Inspector MOM 7.1.3 DirectorofSafety FOM. CSM, 10M SXM 7.1.4 Director ofQperations FOM,CSM 7.1.5 Chief Pilot FOM,CSM 7.1.6 Maintenance Control MOM 7.2.1 Safety Program {Ground and Flight) FOM, CSM (SXM?)



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### 02:06 FAX 718 2754731 

### BALTIA AIR LINES [iZJ005



### Revision 8.0
Date: 

### 10/31/07 Page 1 of2 

## SCHEDULE OFEVENTS

Name ofApplicant: 

## BALTIAAIRLINES Date: December 8, 2009
Events Date Proposed Date Accomplished
Submit ApplicationPackage Dec 8**D~e.** 

### q. Formal Application Meeting Dec 15 Receive initial approval for ICCA training Feb 8 Begin ICCA training Feb 22 All manuals approved/accepted Mar 8 Begin Instructor Training Feb 10 Begin Basic Indoctrination Feb 22 BeginEmergency Training Mar 18 Begin Aircraft Ground School Mar 8 Begin Simulator/AircraftTraining Mar 20 Begin Check Airmen Training Mar 29 Begin Instructor Training Feb 10 Begin Basic Indoctrination Feb 22 Begin EmergencyTraining Mar 10 BeginAircraft Ground Training Mar 8 Begin Competency Check SupervisorTraining Mar 29**ill:t\I:!i~:~{i~U¥I;~l:tlf:h'lt()'ij~p~~il~1F~rll;.j}gi'ilfl:/i~[;:,.::~:;~~~;:;~~j lj~pCi~·** **c,''f1·:,.~cil1r~rj~;;::~Tt;'i~l/~j'1~t;1~!ilic:;j;fl~** 

### Begin Instructor Training Feb 10 Begin Basic Indoctrination Feb 22 BeginAircraft Ground Training Mar 8 Begin Competency Check Supervisor Training Mar 17 Begin Competency Checks Mar 29

For Official Use Only UNCONTROLLED COpy WHEN DOWNLOADED 

### Checkthe master list to verify thatthis is the correct revision before use. 

# s?12/20/2009 02:07 FAX 718 2754731 

### BALTIA AIR LINES

Revision 8.0 

### Title: Schedule ofEvents Date: 10/31107 

## APPENDIX: SCHEDULE OFEVENTS (Continued) Events Date

For Official Use Only UNCONTROLLED COpy WHEN DOWNLOADED 

### Date

Chccl{ the master list to verify thatthis is the correct revision before use. 

### I4i 006



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