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AB

Author: Abt Associates Inc.

Date Created: 10/20/2008

Date Modified: 3/30/2011

Purpose: Determines the administrative burden required of each facility and calculates the costs of this burden. (CBI)

File Contents:

Worksheet Contents

ICR_Category Determines the set of administrative costs applicable to a facility based on its existing technologies, the performance standard it will be 

required to meet under the regulation, and the type of water body the facility is located on

Fac_Req_by_Cat Lists all administrative activities considered for facilities subject to the Proposed Rule and determines whether they are applicable to 

facilities in each of the current ICR categories. Some activities are no longer applicable under the current regulation.

Fac_Activity_Cost

Determines the cost of each activity considered for the suspended rule (regardless of its applicability to the current rule) for a single facility. 

All values for the number of hours an activity will take and all non-labor costs are carried over from the analysis of the suspended rule 

(adjusted for inflation if necessary).

Fac_Cost_by_Cat Determines the total administrative costs for a single facility for each ICR category (based only on the activities applicable to the current 

rule)

State_Req_by_Cat

Lists all administrative activities that states implementing rule (permitting authorities) will be required to perform for each permit (one inscope facility) for each of the current ICR categories. The list of activities is carried over from the analysis of the suspended Phase II Finale 

rule, thus some activities are no longer applicable under the current regulation.

State_Activity_Cost

Determines the cost to the permitting authority of each activity considered for the suspended rule (regardless of its applicability to the 

current rule) for a single permit. All values for the number of hours an activity will take and all non-labor costs are carried over from the 

analysis of the suspended rule (adjusted for inflation if necessary).

State_Cost_by_Cat Determines the total administrative costs to the permitting authority for a single permit for each ICR category (based only on the activities 

applicable to the current rule)

Fed_Req_by_Cat

Lists all administrative activities that the Federal government will be required to perform to oversee the regulation of facilities in each of the 

current ICR categories. The list of activities is carried over from the analysis of the suspended Phase II Finale rule, thus some activities are 

no longer applicable under the current regulation.

Fed_Activity_Cost

Determines the cost to the federal government of each activity considered for the suspended rule (regardless of its applicability to the 

current rule) for a single permit. All values for the number of hours an activity will take and all non-labor costs are carried over from the 

analysis of the suspended rule (adjusted for inflation if necessary).

Fed_Cost_by_Cat Determines the total administrative costs to the federal government for a single permit for each ICR category (based only on the activities 

applicable to the current rule)

ICR_Cat_Fac_Count Calculates the facility-count-based weighted number of facilities in each ICR category

Fac_Activity_Count Determines the facility-count-based weighted number of facilities that will be required to perform each activity in each ICR catgeory, 

according to the number of facilities in each ICR category and the applicability of each activity to a given category

State_Activity_Count

Determines the facility-count-based weighted number of permits for which permitting authorities will be required to perform administrative 

activities in each ICR catgeory, according to the number of facilities in each ICR category and the applicability of each activity to a given 

category

Fac_Hours Calculates the total facility-count-based weighted number of hours that all facilities performing each activity will spend and the grand total 

for all in-scope facilities

State_Hours&Cost

Calculates the total facility-count-based weighted number of hours and the total cost that permitting authorities will expend to administer the 

proposed rule. Administrative hours are assigned to the year in which they are assumed to be incurred by the state, according to the 

assumed compliance schedue.

State_Hours_Dist Distributes the hours assigned to each year over the compliance window to estimate the administrative hour burden in each year. This is 

similar to the distribution of costs performed in Social_Costs.xls.

Assumptions Lists assumed constants used throughout this cost and economic impact analysis model.

Input Files:

External data used in calculations/analysis:

PlantData.xls Contains facility-level information not dependent on specific options.

Cost_Control.xls Provides the weight, cooling tower status, pilot study requirements, and other requirement information for each facility. Also provides the 

selected option and weight information shown in the upper left corner of each worksheet.

ECI.xls Used to updated the cost laboratory analysis activities to 2009 rates (though these activities are no longer required by the proposed rule).

GDP_Deflator.xls Used to update non-labor costs (other direct costs, or ODCs) from 2002 to 2009.

Labor_Rates.xls Provides updated labor rate information for each of the labor categories used in this analysis

Social_Costs.xls Provides compliance year and compliance window information for the calculation of the total state hour burden.

The original version of this file contains, or is linked to a file that contains, confidential business information (CBI), or information that could be used to reveal 

CBI. As a result, the values for any variables determined by EPA to be CBI, or that could be used to reveal CBI, have been concealed.

File Info 1 of 140
Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

1 2 3 4 5 6 7 8 9 10

Facility ID Facility Name

Facilitycount-based 

weight Waterbody Type WB

CT in 

baseline?

Performance 

Standards

Technology (incl. 

"none")

Waterbody & 

Technology

Pilot 

Study

ICR_Category 2 of 140
Option

Weights

1

Facility ID

11

ICR Cateogry

ICR_Category 3 of 140
Facility ID Facility Name

Facilitycount-based 

weight Waterbody Type WB

CT in 

baseline?

Performance 

Standards

Technology (incl. 

"none")

Waterbody & 

Technology

Pilot 

Study

ICR_Category 4 of 140
Facility ID ICR Cateogry

ICR_Category 5 of 140
Facility ID Facility Name

Facilitycount-based 

weight Waterbody Type WB

CT in 

baseline?

Performance 

Standards

Technology (incl. 

"none")

Waterbody & 

Technology

Pilot 

Study

ICR_Category 6 of 140
Facility ID ICR Cateogry

ICR_Category 7 of 140
Facility ID Facility Name

Facilitycount-based 

weight Waterbody Type WB

CT in 

baseline?

Performance 

Standards

Technology (incl. 

"none")

Waterbody & 

Technology

Pilot 

Study

ICR_Category 8 of 140
Facility ID ICR Cateogry

ICR_Category 9 of 140
Facility ID Facility Name

Facilitycount-based 

weight Waterbody Type WB

CT in 

baseline?

Performance 

Standards

Technology (incl. 

"none")

Waterbody & 

Technology

Pilot 

Study

ICR_Category 10 of 140
Facility ID ICR Cateogry

ICR_Category 11 of 140
Facility ID Facility Name

Facilitycount-based 

weight Waterbody Type WB

CT in 

baseline?

Performance 

Standards

Technology (incl. 

"none")

Waterbody & 

Technology

Pilot 

Study

ICR_Category 12 of 140
Facility ID ICR Cateogry

ICR_Category 13 of 140
Facility ID Facility Name

Facilitycount-based 

weight Waterbody Type WB

CT in 

baseline?

Performance 

Standards

Technology (incl. 

"none")

Waterbody & 

Technology

Pilot 

Study

ICR_Category 14 of 140
Facility ID ICR Cateogry

ICR_Category 15 of 140
Facility ID Facility Name

Facilitycount-based 

weight Waterbody Type WB

CT in 

baseline?

Performance 

Standards

Technology (incl. 

"none")

Waterbody & 

Technology

Pilot 

Study

ICR_Category 16 of 140
Facility ID ICR Cateogry

ICR_Category 17 of 140
Facility ID Facility Name

Facilitycount-based 

weight Waterbody Type WB

CT in 

baseline?

Performance 

Standards

Technology (incl. 

"none")

Waterbody & 

Technology

Pilot 

Study

ICR_Category 18 of 140
Facility ID ICR Cateogry

ICR_Category 19 of 140
Facility ID Facility Name

Facilitycount-based 

weight Waterbody Type WB

CT in 

baseline?

Performance 

Standards

Technology (incl. 

"none")

Waterbody & 

Technology

Pilot 

Study

ICR_Category 20 of 140
Facility ID ICR Cateogry

ICR_Category 21 of 140
Facility ID Facility Name

Facilitycount-based 

weight Waterbody Type WB

CT in 

baseline?

Performance 

Standards

Technology (incl. 

"none")

Waterbody & 

Technology

Pilot 

Study

ICR_Category 22 of 140
Facility ID ICR Cateogry

ICR_Category 23 of 140
Facility ID Facility Name

Facilitycount-based 

weight Waterbody Type WB

CT in 

baseline?

Performance 

Standards

Technology (incl. 

"none")

Waterbody & 

Technology

Pilot 

Study

ICR_Category 24 of 140
Facility ID ICR Cateogry

ICR_Category 25 of 140
Facility ID Facility Name

Facilitycount-based 

weight Waterbody Type WB

CT in 

baseline?

Performance 

Standards

Technology (incl. 

"none")

Waterbody & 

Technology

Pilot 

Study

ICR_Category 26 of 140
Facility ID ICR Cateogry

ICR_Category 27 of 140
Facility ID Facility Name

Facilitycount-based 

weight Waterbody Type WB

CT in 

baseline?

Performance 

Standards

Technology (incl. 

"none")

Waterbody & 

Technology

Pilot 

Study

ICR_Category 28 of 140
Facility ID ICR Cateogry

ICR_Category 29 of 140
Facility ID Facility Name

Facilitycount-based 

weight Waterbody Type WB

CT in 

baseline?

Performance 

Standards

Technology (incl. 

"none")

Waterbody & 

Technology

Pilot 

Study

ICR_Category 30 of 140
Facility ID ICR Cateogry

ICR_Category 31 of 140
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A B C D E F G H I

Option EG_AllIM_NE11B_08-03-10 Applicable for revised Phase II Rule

Weights P2RR - 29Sep10_NERC_125MGD Applicable but optional for revised Phase II Rule (no costs assigned)

Not applicable for revised Phase II Rule

Facility ICR Activity Requirements by ICR Category

2 3 4 5 6 7 8 9

Waterbody Type ►

Regulatory Requirements ►

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-BOTH FW-NONE L-IM L-IM-PS L-CT

P: Permit Application (One-Time) 1 1 1 1 1 1 1 1

P1: Start-up Activities 1 1 1 1 1 1 1 1

P1_Read and Understand Rule 1 1 1 1 1 1 1 1

P1_Mobilization/Planning 1 1 1 1 1 1 1 1

P1_Training 1 1 1 1 1 1 1 1

P1_ODC 1 1 1 1 1 1 1 1

P2: Permit Application Activities 1 1 1 1 1 1 1 1

P2_Statement of Compliance Option Selected 1 1 1 1 1 1 1 1

P2_Source Water Physical Data 1 1 1 1 1 1 1 1

P2_Configuration and Location of CWIS 1 1 1 1 1 1 1 1

P2_Facility Water Balance Diagram 1 1 1 1 1 1 1 1

P2_CWIS Operation Narrative 1 1 1 1 1 1 1 1

P2_CWS Operation Narrative 1 1 1 1 1 1 1 1

P2_Engineering Calculations 1 1 1 1 1 1 1 1

P2_Submit Materials for Review by State 1 1 1 1 1 1 1 1

P2_Recordkeeping 1 1 1 1 1 1 1 1

P2_ODC 1 1 1 1 1 1 1 1

P3: Source Water Baseline Biological Characterization 

Data 1 1 1 1 1 1 1 1

P3_Identify Available Data and Document Efforts 1 1 1 1 1 1 1 1

P3_Compile and Analyze Existing Data 1 1 1 1 1 1 1 1

P3_Submit Data for Review by State 1 1 1 1 1 1 1 1

P3_Recordkeeping 1 1 1 1 1 1 1 1

P3_ODC 1 1 1 1 1 1 1 1

P4: Flow Reduction Information 0 0 0 0 0 0 0 0

P4_Develop Narrative 0 0 0 0 0 0 0 0

P4_Perform Engineering Calculations 0 0 0 0 0 0 0 0

P4_Document Minimization of Make-up and Blowdown 0 0 0 0 0 0 0 0

P4_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0

P4_Recordkeeping 0 0 0 0 0 0 0 0

P4_ODC 0 0 0 0 0 0 0 0

P5: Proposal for Collection of Information for 

Comprehensive Demonstration Study 0 0 0 0 0 0 0 0

P5_Description of Historical Studies that will be Used 0 0 0 0 0 0 0 0

P5_Description of Proposed and/or Implemented 

Technologies 0 0 0 0 0 0 0 0

P5_Develop Source Water Sampling Plan 0 0 0 0 0 0 0 0

P5_Submit Data and Plans for Review 0 0 0 0 0 0 0 0

P5_Revise Based on State Review 0 0 0 0 0 0 0 0

P5_Recordkeeping 0 0 0 0 0 0 0 0

P5_ODC 0 0 0 0 0 0 0 0

P6: Source Water Body Flow Information 0 0 0 0 0 0 0 0

P6_Gather Information to Characterize Flow (FW

River/Stream) 0 0 0 0 0 0 0 0

P6_Water Body Thermal Stratification Narrative 

(Lake/Reservoir) 0 0 0 0 0 0 0 0

P6_Perform Engineering Calculations 0 0 0 0 0 0 0 0

Freshwater Stream/River Lake/Reservoir

Fac_Req_by_Cat 32 of 140
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A

Option

Weights

Facility ICR Activity Requirements by ICR Category

Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

P: Permit Application (One-Time)

P1: Start-up Activities

P1_Read and Understand Rule

P1_Mobilization/Planning

P1_Training

P1_ODC

P2: Permit Application Activities

P2_Statement of Compliance Option Selected

P2_Source Water Physical Data

P2_Configuration and Location of CWIS

P2_Facility Water Balance Diagram

P2_CWIS Operation Narrative

P2_CWS Operation Narrative

P2_Engineering Calculations

P2_Submit Materials for Review by State

P2_Recordkeeping

P2_ODC

P3: Source Water Baseline Biological Characterization 

Data

P3_Identify Available Data and Document Efforts

P3_Compile and Analyze Existing Data

P3_Submit Data for Review by State

P3_Recordkeeping

P3_ODC

P4: Flow Reduction Information 

P4_Develop Narrative

P4_Perform Engineering Calculations

P4_Document Minimization of Make-up and Blowdown

P4_Submit Data and Analysis for Review

P4_Recordkeeping

P4_ODC

P5: Proposal for Collection of Information for 

Comprehensive Demonstration Study

P5_Description of Historical Studies that will be Used

P5_Description of Proposed and/or Implemented 

Technologies

P5_Develop Source Water Sampling Plan

P5_Submit Data and Plans for Review

P5_Revise Based on State Review

P5_Recordkeeping

P5_ODC

P6: Source Water Body Flow Information

P6_Gather Information to Characterize Flow (FW

River/Stream)

P6_Water Body Thermal Stratification Narrative 

(Lake/Reservoir)

P6_Perform Engineering Calculations

J K L M N O P Q

10 11 12 13 14 15 16 17

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

L-BOTH L-NONE M-IM M-IM-PS M-CT M-BOTH M-NONE IM

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

Marine

Fac_Req_by_Cat 33 of 140
123456789

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A

Option

Weights

Facility ICR Activity Requirements by ICR Category

Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

P: Permit Application (One-Time)

P1: Start-up Activities

P1_Read and Understand Rule

P1_Mobilization/Planning

P1_Training

P1_ODC

P2: Permit Application Activities

P2_Statement of Compliance Option Selected

P2_Source Water Physical Data

P2_Configuration and Location of CWIS

P2_Facility Water Balance Diagram

P2_CWIS Operation Narrative

P2_CWS Operation Narrative

P2_Engineering Calculations

P2_Submit Materials for Review by State

P2_Recordkeeping

P2_ODC

P3: Source Water Baseline Biological Characterization 

Data

P3_Identify Available Data and Document Efforts

P3_Compile and Analyze Existing Data

P3_Submit Data for Review by State

P3_Recordkeeping

P3_ODC

P4: Flow Reduction Information 

P4_Develop Narrative

P4_Perform Engineering Calculations

P4_Document Minimization of Make-up and Blowdown

P4_Submit Data and Analysis for Review

P4_Recordkeeping

P4_ODC

P5: Proposal for Collection of Information for 

Comprehensive Demonstration Study

P5_Description of Historical Studies that will be Used

P5_Description of Proposed and/or Implemented 

Technologies

P5_Develop Source Water Sampling Plan

P5_Submit Data and Plans for Review

P5_Revise Based on State Review

P5_Recordkeeping

P5_ODC

P6: Source Water Body Flow Information

P6_Gather Information to Characterize Flow (FW

River/Stream)

P6_Water Body Thermal Stratification Narrative 

(Lake/Reservoir)

P6_Perform Engineering Calculations

RSTU

18 19 20 21

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

FW-IM-PS CT BOTH NONE 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

All Waterbodies

Fac_Req_by_Cat 34 of 140
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A B C D E F G H I

Waterbody Type ►

Regulatory Requirements ►

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-BOTH FW-NONE L-IM L-IM-PS L-CT

Freshwater Stream/River Lake/Reservoir

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P6_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0

P6_Recordkeeping 0 0 0 0 0 0 0 0

P6_ODC 0 0 0 0 0 0 0 0

P7: Design and Construction Technology Plan 0 0 0 0 0 0 0 0

P7_Delineate Hydraulic Zone of Influence 0 0 0 0 0 0 0 0

P7_Develop Narrative Description of Technologies 

(Impingement) 0 0 0 0 0 0 0 0

P7_Perform Engineering Calculations (Impingement) 0 0 0 0 0 0 0 0

P7_Develop Narrative Description of Technologies 

(Entrainment) 0 0 0 0 0 0 0 0

P7_Perform Engineering Calculations (Entrainment) 0 0 0 0 0 0 0 0

P7_Document that Technologies Are Optimal 0 0 0 0 0 0 0 0

P7_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0

P7_Recordkeeping 0 0 0 0 0 0 0 0

P7_ODC 0 0 0 0 0 0 0 0

P8: Impingement Mortality & Entrainment 

Characterization Study 0 0 0 0 0 0 0 0

P8_Implement Offshore Freshwater Monitoring 0 0 0 0 0 0 0 0

P8_Impingement Monitoring Freshwater 0 0 0 0 0 0 0 0

P8_Entrainment Monitoring Freshwater 0 0 0 0 0 0 0 0

P8_Biological Study Laboratory Analysis (Freshwater) 0 0 0 0 0 0 0 0

P8_Implement Offshore Marine Monitoring 0 0 0 0 0 0 0 0

P8_Impingement Monitoring Marine 0 0 0 0 0 0 0 0

P8_Entrainment Monitoring Marine 0 0 0 0 0 0 0 0

P8_Biological Study Laboratory Analysis (Marine) 0 0 0 0 0 0 0 0

P8_Profile of Source Water Biota 0 0 0 0 0 0 0 0

P8_Identification of Critical Species 0 0 0 0 0 0 0 0

P8_Description of Additional Stresses 0 0 0 0 0 0 0 0

P8_Write Study based on Results and Submit for Review by 

State 0 0 0 0 0 0 0 0

P8_Recordkeeping 0 0 0 0 0 0 0 0

P8_Finalize study based on State review 0 0 0 0 0 0 0 0

P9: Pilot Study for New Impingement & Entrainment 

Technology 0 0 0 0 0 0 0 0

P9_Calculate Reduction in Impingement Mortality and 

Entrainment 0 0 0 0 0 0 0 0

P9_Perform Engineering Estimates of Efficacy 0 0 0 0 0 0 0 0

P9_Purchase, Installation & Operation of Pilot Study 

Technology-Freshwater Impingement and Entrainment 0 0 0 0 0 0 0 0

P9_Purchase, Installation & Operation of Pilot Study 

Technology-Freshwater-Impingement Only 0 0 0 0 0 0 0 0

P9_Perform Impingement Monitoring (Freshwater) 0 0 0 0 0 0 0 0

P9_Perform Entrainment Monitoring (Freshwater) 0 0 0 0 0 0 0 0

P9_Pilot Study Entrainment Laboratory Analysis (Freshwater) 0 0 0 0 0 0 0 0

P9_Purchase, Installation & Operation of Pilot Study 

Technology-Marine Impingment and Entrainment 0 0 0 0 0 0 0 0

P9_Purchase, Installation & Operation of Pilot Study 

Technology-Marine- Impingement Only 0 0 0 0 0 0 0 0

P9_Perform Impingement Monitoring (Marine) 0 0 0 0 0 0 0 0

P9_Perform Entrainment Monitoring (Marine) 0 0 0 0 0 0 0 0

P9_Pilot Study Entrainment Laboratory Analysis (Marine) 0 0 0 0 0 0 0 0

Fac_Req_by_Cat 35 of 140
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A

Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

51 P: Permit Application (One-Time)

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P6_Submit Data and Analysis for Review

P6_Recordkeeping

P6_ODC

P7: Design and Construction Technology Plan

P7_Delineate Hydraulic Zone of Influence

P7_Develop Narrative Description of Technologies 

(Impingement)

P7_Perform Engineering Calculations (Impingement)

P7_Develop Narrative Description of Technologies 

(Entrainment)

P7_Perform Engineering Calculations (Entrainment)

P7_Document that Technologies Are Optimal

P7_Submit Data and Analysis for Review

P7_Recordkeeping

P7_ODC

P8: Impingement Mortality & Entrainment 

Characterization Study

P8_Implement Offshore Freshwater Monitoring

P8_Impingement Monitoring Freshwater

P8_Entrainment Monitoring Freshwater

P8_Biological Study Laboratory Analysis (Freshwater)

P8_Implement Offshore Marine Monitoring

P8_Impingement Monitoring Marine

P8_Entrainment Monitoring Marine

P8_Biological Study Laboratory Analysis (Marine)

P8_Profile of Source Water Biota

P8_Identification of Critical Species

P8_Description of Additional Stresses

P8_Write Study based on Results and Submit for Review by 

State

P8_Recordkeeping

P8_Finalize study based on State review

P9: Pilot Study for New Impingement & Entrainment 

Technology

P9_Calculate Reduction in Impingement Mortality and 

Entrainment

P9_Perform Engineering Estimates of Efficacy

P9_Purchase, Installation & Operation of Pilot Study 

Technology-Freshwater Impingement and Entrainment

P9_Purchase, Installation & Operation of Pilot Study 

Technology-Freshwater-Impingement Only

P9_Perform Impingement Monitoring (Freshwater)

P9_Perform Entrainment Monitoring (Freshwater)

P9_Pilot Study Entrainment Laboratory Analysis (Freshwater)

P9_Purchase, Installation & Operation of Pilot Study 

Technology-Marine Impingment and Entrainment

P9_Purchase, Installation & Operation of Pilot Study 

Technology-Marine- Impingement Only

P9_Perform Impingement Monitoring (Marine)

P9_Perform Entrainment Monitoring (Marine)

P9_Pilot Study Entrainment Laboratory Analysis (Marine)

J K L M N O P Q

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

L-BOTH L-NONE M-IM M-IM-PS M-CT M-BOTH M-NONE IM

Marine

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

Fac_Req_by_Cat 36 of 140
6789

A

Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

51 P: Permit Application (One-Time)

52

53

54

55

56

57

58

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

83

84

85

86

87

88

89

90

91

P6_Submit Data and Analysis for Review

P6_Recordkeeping

P6_ODC

P7: Design and Construction Technology Plan

P7_Delineate Hydraulic Zone of Influence

P7_Develop Narrative Description of Technologies 

(Impingement)

P7_Perform Engineering Calculations (Impingement)

P7_Develop Narrative Description of Technologies 

(Entrainment)

P7_Perform Engineering Calculations (Entrainment)

P7_Document that Technologies Are Optimal

P7_Submit Data and Analysis for Review

P7_Recordkeeping

P7_ODC

P8: Impingement Mortality & Entrainment 

Characterization Study

P8_Implement Offshore Freshwater Monitoring

P8_Impingement Monitoring Freshwater

P8_Entrainment Monitoring Freshwater

P8_Biological Study Laboratory Analysis (Freshwater)

P8_Implement Offshore Marine Monitoring

P8_Impingement Monitoring Marine

P8_Entrainment Monitoring Marine

P8_Biological Study Laboratory Analysis (Marine)

P8_Profile of Source Water Biota

P8_Identification of Critical Species

P8_Description of Additional Stresses

P8_Write Study based on Results and Submit for Review by 

State

P8_Recordkeeping

P8_Finalize study based on State review

P9: Pilot Study for New Impingement & Entrainment 

Technology

P9_Calculate Reduction in Impingement Mortality and 

Entrainment

P9_Perform Engineering Estimates of Efficacy

P9_Purchase, Installation & Operation of Pilot Study 

Technology-Freshwater Impingement and Entrainment

P9_Purchase, Installation & Operation of Pilot Study 

Technology-Freshwater-Impingement Only

P9_Perform Impingement Monitoring (Freshwater)

P9_Perform Entrainment Monitoring (Freshwater)

P9_Pilot Study Entrainment Laboratory Analysis (Freshwater)

P9_Purchase, Installation & Operation of Pilot Study 

Technology-Marine Impingment and Entrainment

P9_Purchase, Installation & Operation of Pilot Study 

Technology-Marine- Impingement Only

P9_Perform Impingement Monitoring (Marine)

P9_Perform Entrainment Monitoring (Marine)

P9_Pilot Study Entrainment Laboratory Analysis (Marine)

RSTU

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

FW-IM-PS CT BOTH NONE

All Waterbodies

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

Fac_Req_by_Cat 37 of 140
6

7

8

9

A B C D E F G H I

Waterbody Type ►

Regulatory Requirements ►

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-BOTH FW-NONE L-IM L-IM-PS L-CT

Freshwater Stream/River Lake/Reservoir

92

93

94

95

96

97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

138

139

P9_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0

P9_Recordkeeping 0 0 0 0 0 0 0 0

P9_ODC 0 0 0 0 0 0 0 0

P10: Information to Support Site-Specific Determination 

of BTA 0 0 0 0 0 0 0 0

P10_Perform Comprehensive Cost Evaluation Study 0 0 0 0 0 0 0 0

P10_Perform Valuation of Monetized Benefits 0 0 0 0 0 0 0 0

P10_Evaluate Detailed Mortality Data 0 0 0 0 0 0 0 0

P10_Perform Engineering Calculations 0 0 0 0 0 0 0 0

P10_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0

P10_Recordkeeping 0 0 0 0 0 0 0 0

P10_ODC 0 0 0 0 0 0 0 0

P11: Site-Specific Technology Plan 0 0 0 0 0 0 0 0

P11_Develop Narrative Description of Technologies 0 0 0 0 0 0 0 0

P11_Document that Technologies Are Optimal 0 0 0 0 0 0 0 0

P11_Develop Design Calculations, Drawings, & Estimates 0 0 0 0 0 0 0 0

P11_Perform Engineering Calculations 0 0 0 0 0 0 0 0

P11_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0

P11_Recordkeeping 0 0 0 0 0 0 0 0

P11_ODC 0 0 0 0 0 0 0 0

P12: Verification Monitoring Plan 0 0 0 0 0 0 0 0

P12_Develop Verification Monitoring Plan 0 0 0 0 0 0 0 0

P12_Submit Data and Plans for Review 0 0 0 0 0 0 0 0

P12_Revise Based on State Review 0 0 0 0 0 0 0 0

P12_Recordkeeping 0 0 0 0 0 0 0 0

P12_ODC 0 0 0 0 0 0 0 0

P13: Permitting Process Capital and O&M Costs 0 0 0 0 0 0 0 0

P13_Purchase and Installation of Remote Monitoring Device 0 0 0 0 0 0 0 0

P13_ODC 0 0 0 0 0 0 0 0

P14: Verification Study 0 0 0 0 0 0 0 0

P14_Monthly Sample Collection 0 0 0 0 0 0 0 0

P14_Handling and Preparation of Samples 0 0 0 0 0 0 0 0

P14_Perform Statistical Analysis 0 0 0 0 0 0 0 0

P14_Submit Monitoring Results & Study Analysis 0 0 0 0 0 0 0 0

P14_Record Keeping 0 0 0 0 0 0 0 0

P14_ODC 0 0 0 0 0 0 0 0

A: Monitoring (Annual) 1 1 0 1 0 1 1 0

A1: Biological Monitoring for Impingement (Freshwater) 1 1 0 1 0 1 1 0

A1_Monthly Sample Collection 1 1 0 1 0 1 1 0

A1_Onsite Analysis of Samples 1 1 0 1 0 1 1 0

A1_Perform Statistical Analysis 1 1 0 1 0 1 1 0

A1_Record Keeping 1 1 0 1 0 1 1 0

A1_ODC 1 1 0 1 0 1 1 0

A2: Biological Monitoring for Impingement (Marine) 0 0 0 0 0 0 0 0

A2_Monthly Sample Collection 0 0 0 0 0 0 0 0

A2_Onsite Analysis of Samples 0 0 0 0 0 0 0 0

A2_Perform Statistical Analysis 0 0 0 0 0 0 0 0

A2_Record Keeping 0 0 0 0 0 0 0 0

A2_ODC 0 0 0 0 0 0 0 0

Fac_Req_by_Cat 38 of 140
6

7

8

9

A

Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

92 P: Permit Application (One-Time)

93

94

95

96

97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

138

139

P9_Submit Data and Analysis for Review

P9_Recordkeeping

P9_ODC

P10: Information to Support Site-Specific Determination 

of BTA

P10_Perform Comprehensive Cost Evaluation Study

P10_Perform Valuation of Monetized Benefits

P10_Evaluate Detailed Mortality Data

P10_Perform Engineering Calculations

P10_Submit Data and Analysis for Review

P10_Recordkeeping

P10_ODC

P11: Site-Specific Technology Plan

P11_Develop Narrative Description of Technologies

P11_Document that Technologies Are Optimal

P11_Develop Design Calculations, Drawings, & Estimates

P11_Perform Engineering Calculations

P11_Submit Data and Analysis for Review

P11_Recordkeeping

P11_ODC

P12: Verification Monitoring Plan

P12_Develop Verification Monitoring Plan

P12_Submit Data and Plans for Review

P12_Revise Based on State Review

P12_Recordkeeping

P12_ODC

P13: Permitting Process Capital and O&M Costs

P13_Purchase and Installation of Remote Monitoring Device

P13_ODC

P14: Verification Study 

P14_Monthly Sample Collection

P14_Handling and Preparation of Samples

P14_Perform Statistical Analysis

P14_Submit Monitoring Results & Study Analysis

P14_Record Keeping

P14_ODC

A: Monitoring (Annual)

A1: Biological Monitoring for Impingement (Freshwater)

A1_Monthly Sample Collection

A1_Onsite Analysis of Samples

A1_Perform Statistical Analysis

A1_Record Keeping

A1_ODC

A2: Biological Monitoring for Impingement (Marine)

A2_Monthly Sample Collection

A2_Onsite Analysis of Samples

A2_Perform Statistical Analysis

A2_Record Keeping

A2_ODC

J K L M N O P Q

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

L-BOTH L-NONE M-IM M-IM-PS M-CT M-BOTH M-NONE IM

Marine

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

1 0 1 1 0 1 0 1

1 0 0 0 0 0 0 1

1 0 0 0 0 0 0 1

1 0 0 0 0 0 0 1

1 0 0 0 0 0 0 1

1 0 0 0 0 0 0 1

1 0 0 0 0 0 0 1

0 0 1 1 0 1 0 1

0 0 1 1 0 1 0 1

0 0 1 1 0 1 0 1

0 0 1 1 0 1 0 1

0 0 1 1 0 1 0 1

0 0 1 1 0 1 0 1

Fac_Req_by_Cat 39 of 140
6789

A

Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

92 P: Permit Application (One-Time)

93

94

95

96

97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

138

139

P9_Submit Data and Analysis for Review

P9_Recordkeeping

P9_ODC

P10: Information to Support Site-Specific Determination 

of BTA

P10_Perform Comprehensive Cost Evaluation Study

P10_Perform Valuation of Monetized Benefits

P10_Evaluate Detailed Mortality Data

P10_Perform Engineering Calculations

P10_Submit Data and Analysis for Review

P10_Recordkeeping

P10_ODC

P11: Site-Specific Technology Plan

P11_Develop Narrative Description of Technologies

P11_Document that Technologies Are Optimal

P11_Develop Design Calculations, Drawings, & Estimates

P11_Perform Engineering Calculations

P11_Submit Data and Analysis for Review

P11_Recordkeeping

P11_ODC

P12: Verification Monitoring Plan

P12_Develop Verification Monitoring Plan

P12_Submit Data and Plans for Review

P12_Revise Based on State Review

P12_Recordkeeping

P12_ODC

P13: Permitting Process Capital and O&M Costs

P13_Purchase and Installation of Remote Monitoring Device

P13_ODC

P14: Verification Study 

P14_Monthly Sample Collection

P14_Handling and Preparation of Samples

P14_Perform Statistical Analysis

P14_Submit Monitoring Results & Study Analysis

P14_Record Keeping

P14_ODC

A: Monitoring (Annual)

A1: Biological Monitoring for Impingement (Freshwater)

A1_Monthly Sample Collection

A1_Onsite Analysis of Samples

A1_Perform Statistical Analysis

A1_Record Keeping

A1_ODC

A2: Biological Monitoring for Impingement (Marine)

A2_Monthly Sample Collection

A2_Onsite Analysis of Samples

A2_Perform Statistical Analysis

A2_Record Keeping

A2_ODC

RSTU

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

FW-IM-PS CT BOTH NONE

All Waterbodies

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

1010

1010

1010

1010

1010

1010

1010

1010

1010

1010

1010

1010

1010

Fac_Req_by_Cat 40 of 140
6

7

8

9

A B C D E F G H I

Waterbody Type ►

Regulatory Requirements ►

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-BOTH FW-NONE L-IM L-IM-PS L-CT

Freshwater Stream/River Lake/Reservoir

140

141

142

143

144

145

146

147

148

149

150

151

152

153

154

155

156

157

158

159

160

161

162

163

164

165

166

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

A3: Biological Monitoring for Entrainment (Freshwater) 0 0 0 0 0 0 0 0

A3_Biweekly Sample Collection 0 0 0 0 0 0 0 0

A3_Handling and Preparation of Samples 0 0 0 0 0 0 0 0

A3_Laboratory Analysis to Identify & Enumerate Entrained 

Freshwater Biota 0 0 0 0 0 0 0 0

A3_Perform Statistical Analysis 0 0 0 0 0 0 0 0

A3_Recordkeeping 0 0 0 0 0 0 0 0

A3_ODC 0 0 0 0 0 0 0 0

A4: Biological Monitoring for Entrainment (Marine) 0 0 0 0 0 0 0 0

A4_Biweekly Sample Collection 0 0 0 0 0 0 0 0

A4_Handling and Preparation of Samples 0 0 0 0 0 0 0 0

A4_Laboratory Analysis to Identify & Enumerate Entrained 

Marine Biota 0 0 0 0 0 0 0 0

A4_Perform Statistical Analysis 0 0 0 0 0 0 0 0

A4_Recordkeeping 0 0 0 0 0 0 0 0

A4_ODC 0 0 0 0 0 0 0 0

A5: Visual or Remote Inspections 1 1 0 1 0 1 1 0

A5_Visually or Remotely Inspect All InstalledTechnologies 1 1 0 1 0 1 1 0

A5_Recordkeeping 1 1 0 1 0 1 1 0

A5_ODC 1 1 0 1 0 1 1 0

A6: Yearly Status Report Activities 1 1 0 1 0 1 1 0

A6_Report on Inspection and Maintenance 1 1 0 1 0 1 1 0

A6_Detail Biological Monitoring Results 1 1 0 1 0 1 1 0

A6_Compile and Submit Report 1 1 0 1 0 1 1 0

A6_Recordkeeping 1 1 0 1 0 1 1 0

A6_ODC 1 1 0 1 0 1 1 0

A7: Facility Annual O&M Costs 0 0 0 0 0 0 0 0

A7_Operation of Remote Monitoring Device 0 0 0 0 0 0 0 0

A7_ODC 0 0 0 0 0 0 0 0

R: Repermit Application (Every 5 Years) 1 1 1 1 1 1 1 1

R1: Start-up Activities 1 1 1 1 1 1 1 1

R1_Read and Understand Rule 1 1 1 1 1 1 1 1

R1_Mobilization/Planning 1 1 1 1 1 1 1 1

R1_Training 1 1 1 1 1 1 1 1

R1_ODC 1 1 1 1 1 1 1 1

R2: Permit Application Activities 1 1 1 1 1 1 1 1

R2_Source Water Physical Data 1 1 1 1 1 1 1 1

R2_Configuration and Location of CWIS 1 1 1 1 1 1 1 1

R2_Facility Water Balance Diagram 1 1 1 1 1 1 1 1

R2_CWIS Operation Narrative 1 1 1 1 1 1 1 1

R2_CWS Operation Narrative 1 1 1 1 1 1 1 1

R2_Engineering Calculations 1 1 1 1 1 1 1 1

R2_Submit Materials for Review by State 1 1 1 1 1 1 1 1

R2_Recordkeeping 1 1 1 1 1 1 1 1

R2_ODC 1 1 1 1 1 1 1 1

R3: Source Water Baseline Biological Characterization 

Data 1 1 1 1 1 1 1 1

R3_Identify Available Data and Document Efforts 1 1 1 1 1 1 1 1

R3_Compile and Analyze Existing Data 1 1 1 1 1 1 1 1

R3_Submit Data for Review by State 1 1 1 1 1 1 1 1

Fac_Req_by_Cat 41 of 140
6

7

8

9

A

Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

P: Permit Application (One-Time)

140

141

142

143

144

145

146

147

148

149

150

151

152

153

154

155

156

157

158

159

160

161

162

163

164

165

166

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

A3: Biological Monitoring for Entrainment (Freshwater)

A3_Biweekly Sample Collection

A3_Handling and Preparation of Samples

A3_Laboratory Analysis to Identify & Enumerate Entrained 

Freshwater Biota

A3_Perform Statistical Analysis

A3_Recordkeeping

A3_ODC

A4: Biological Monitoring for Entrainment (Marine)

A4_Biweekly Sample Collection

A4_Handling and Preparation of Samples

A4_Laboratory Analysis to Identify & Enumerate Entrained 

Marine Biota

A4_Perform Statistical Analysis

A4_Recordkeeping

A4_ODC

A5: Visual or Remote Inspections

A5_Visually or Remotely Inspect All InstalledTechnologies

A5_Recordkeeping

A5_ODC

A6: Yearly Status Report Activities

A6_Report on Inspection and Maintenance

A6_Detail Biological Monitoring Results

A6_Compile and Submit Report 

A6_Recordkeeping

A6_ODC

A7: Facility Annual O&M Costs 

A7_Operation of Remote Monitoring Device

A7_ODC

R: Repermit Application (Every 5 Years)

R1: Start-up Activities

R1_Read and Understand Rule

R1_Mobilization/Planning

R1_Training

R1_ODC

R2: Permit Application Activities

R2_Source Water Physical Data

R2_Configuration and Location of CWIS

R2_Facility Water Balance Diagram

R2_CWIS Operation Narrative

R2_CWS Operation Narrative

R2_Engineering Calculations

R2_Submit Materials for Review by State

R2_Recordkeeping

R2_ODC

R3: Source Water Baseline Biological Characterization 

Data

R3_Identify Available Data and Document Efforts

R3_Compile and Analyze Existing Data

R3_Submit Data for Review by State

J K L M N O P Q

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

L-BOTH L-NONE M-IM M-IM-PS M-CT M-BOTH M-NONE IM

Marine

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

1 0 1 1 0 1 0 1

1 0 1 1 0 1 0 1

1 0 1 1 0 1 0 1

1 0 1 1 0 1 0 1

1 0 1 1 0 1 0 1

1 0 1 1 0 1 0 1

1 0 1 1 0 1 0 1

1 0 1 1 0 1 0 1

1 0 1 1 0 1 0 1

1 0 1 1 0 1 0 1

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

Fac_Req_by_Cat 42 of 140
6789

A

Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

P: Permit Application (One-Time)

140

141

142

143

144

145

146

147

148

149

150

151

152

153

154

155

156

157

158

159

160

161

162

163

164

165

166

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

A3: Biological Monitoring for Entrainment (Freshwater)

A3_Biweekly Sample Collection

A3_Handling and Preparation of Samples

A3_Laboratory Analysis to Identify & Enumerate Entrained 

Freshwater Biota

A3_Perform Statistical Analysis

A3_Recordkeeping

A3_ODC

A4: Biological Monitoring for Entrainment (Marine)

A4_Biweekly Sample Collection

A4_Handling and Preparation of Samples

A4_Laboratory Analysis to Identify & Enumerate Entrained 

Marine Biota

A4_Perform Statistical Analysis

A4_Recordkeeping

A4_ODC

A5: Visual or Remote Inspections

A5_Visually or Remotely Inspect All InstalledTechnologies

A5_Recordkeeping

A5_ODC

A6: Yearly Status Report Activities

A6_Report on Inspection and Maintenance

A6_Detail Biological Monitoring Results

A6_Compile and Submit Report 

A6_Recordkeeping

A6_ODC

A7: Facility Annual O&M Costs 

A7_Operation of Remote Monitoring Device

A7_ODC

R: Repermit Application (Every 5 Years)

R1: Start-up Activities

R1_Read and Understand Rule

R1_Mobilization/Planning

R1_Training

R1_ODC

R2: Permit Application Activities

R2_Source Water Physical Data

R2_Configuration and Location of CWIS

R2_Facility Water Balance Diagram

R2_CWIS Operation Narrative

R2_CWS Operation Narrative

R2_Engineering Calculations

R2_Submit Materials for Review by State

R2_Recordkeeping

R2_ODC

R3: Source Water Baseline Biological Characterization 

Data

R3_Identify Available Data and Document Efforts

R3_Compile and Analyze Existing Data

R3_Submit Data for Review by State

RSTU

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

FW-IM-PS CT BOTH NONE

All Waterbodies

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

1010

1010

1010

1010

1010

1010

1010

1010

1010

1010

0000

0000

0000

1111

1111

1111

1111

1111

1111

1111

1111

1111

1111

1111

1111

1111

1111

1111

1111

1111

1111

1111

1111

Fac_Req_by_Cat 43 of 140
6

7

8

9

A B C D E F G H I

Waterbody Type ►

Regulatory Requirements ►

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-BOTH FW-NONE L-IM L-IM-PS L-CT

Freshwater Stream/River Lake/Reservoir

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

218

219

220

221

222

223

224

225

226

227

228

229

230

231

R3_Recordkeeping 1 1 1 1 1 1 1 1

R3_ODC 1 1 1 1 1 1 1 1

R4: Flow Reduction Information 0 0 0 0 0 0 0 0

R4_Develop Narrative 0 0 0 0 0 0 0 0

R4_Perform Engineering Calculations 0 0 0 0 0 0 0 0

R4_Document Minimization of Make-up and Blowdown 0 0 0 0 0 0 0 0

R4_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0

R4_Recordkeeping 0 0 0 0 0 0 0 0

R4_ODC 0 0 0 0 0 0 0 0

R5: Proposal for Collection of Information for 

Comprehensive Demonstration Study 0 0 0 0 0 0 0 0

R5_Description of Historical Studies that will be Used 0 0 0 0 0 0 0 0

R5_Description of Proposed and/or Implemented 

Technologies 0 0 0 0 0 0 0 0

R5_Develop Source Water Sampling Plan 0 0 0 0 0 0 0 0

R5_Submit Data and Plans for Review 0 0 0 0 0 0 0 0

R5_Revise Based on State Review 0 0 0 0 0 0 0 0

R5_Recordkeeping 0 0 0 0 0 0 0 0

R5_ODC 0 0 0 0 0 0 0 0

R6: Source Water Body Flow Information 0 0 0 0 0 0 0 0

R6_Gather Information to Characterize Flow (FW

River/Stream) 0 0 0 0 0 0 0 0

R6_Water Body Thermal Stratification Narrative 

(Lake/Reservoir) 0 0 0 0 0 0 0 0

R6_Perform Engineering Calculations 0 0 0 0 0 0 0 0

R6_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0

R6_Recordkeeping 0 0 0 0 0 0 0 0

R6_ODC 0 0 0 0 0 0 0 0

R7: Design and Construction Technology Plan 0 0 0 0 0 0 0 0

R7_Delineate Hydraulic Zone of Influence 0 0 0 0 0 0 0 0

R7_Develop Narrative Description of Technologies 

(Impingement) 0 0 0 0 0 0 0 0

R7_Perform Engineering Calculations (Impingement) 0 0 0 0 0 0 0 0

R7_Develop Narrative Description of Technologies 

(Entrainment) 0 0 0 0 0 0 0 0

R7_Perform Engineering Calculations (Entrainment) 0 0 0 0 0 0 0 0

R7_Document that Technologies Are Optimal 0 0 0 0 0 0 0 0

R7_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0

R7_Recordkeeping 0 0 0 0 0 0 0 0

R7_ODC 0 0 0 0 0 0 0 0

R8: Impingement Mortality & Entrainment 

Characterization Study 0 0 0 0 0 0 0 0

R8_Implement Offshore Freshwater Monitoring 0 0 0 0 0 0 0 0

R8_Impingement Monitoring Freshwater 0 0 0 0 0 0 0 0

R8_Entrainment Monitoring Freshwater 0 0 0 0 0 0 0 0

R8_Biological Study Laboratory Analysis (Freshwater) 0 0 0 0 0 0 0 0

R8_Implement Offshore Marine Monitoring 0 0 0 0 0 0 0 0

R8_Impingement Monitoring Marine 0 0 0 0 0 0 0 0

R8_Entrainment Monitoring Marine 0 0 0 0 0 0 0 0

R8_Biological Study Laboratory Analysis (Marine) 0 0 0 0 0 0 0 0

R8_Profile of Source Water Biota 0 0 0 0 0 0 0 0

R8_Identification of Critical Species 0 0 0 0 0 0 0 0

Fac_Req_by_Cat 44 of 140
6

7

8

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A

Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

187 P: Permit Application (One-Time)

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

218

219

220

221

222

223

224

225

226

227

228

229

230

231

R3_Recordkeeping

R3_ODC

R4: Flow Reduction Information 

R4_Develop Narrative

R4_Perform Engineering Calculations

R4_Document Minimization of Make-up and Blowdown

R4_Submit Data and Analysis for Review

R4_Recordkeeping

R4_ODC

R5: Proposal for Collection of Information for 

Comprehensive Demonstration Study

R5_Description of Historical Studies that will be Used

R5_Description of Proposed and/or Implemented 

Technologies

R5_Develop Source Water Sampling Plan

R5_Submit Data and Plans for Review

R5_Revise Based on State Review

R5_Recordkeeping

R5_ODC

R6: Source Water Body Flow Information

R6_Gather Information to Characterize Flow (FW

River/Stream)

R6_Water Body Thermal Stratification Narrative 

(Lake/Reservoir)

R6_Perform Engineering Calculations

R6_Submit Data and Analysis for Review

R6_Recordkeeping

R6_ODC

R7: Design and Construction Technology Plan

R7_Delineate Hydraulic Zone of Influence

R7_Develop Narrative Description of Technologies 

(Impingement)

R7_Perform Engineering Calculations (Impingement)

R7_Develop Narrative Description of Technologies 

(Entrainment)

R7_Perform Engineering Calculations (Entrainment)

R7_Document that Technologies Are Optimal

R7_Submit Data and Analysis for Review

R7_Recordkeeping

R7_ODC

R8: Impingement Mortality & Entrainment 

Characterization Study

R8_Implement Offshore Freshwater Monitoring

R8_Impingement Monitoring Freshwater

R8_Entrainment Monitoring Freshwater

R8_Biological Study Laboratory Analysis (Freshwater)

R8_Implement Offshore Marine Monitoring

R8_Impingement Monitoring Marine

R8_Entrainment Monitoring Marine

R8_Biological Study Laboratory Analysis (Marine)

R8_Profile of Source Water Biota

R8_Identification of Critical Species

J K L M N O P Q

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

L-BOTH L-NONE M-IM M-IM-PS M-CT M-BOTH M-NONE IM

Marine

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

Fac_Req_by_Cat 45 of 140
6789

A

Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

187 P: Permit Application (One-Time)

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

218

219

220

221

222

223

224

225

226

227

228

229

230

231

R3_Recordkeeping

R3_ODC

R4: Flow Reduction Information 

R4_Develop Narrative

R4_Perform Engineering Calculations

R4_Document Minimization of Make-up and Blowdown

R4_Submit Data and Analysis for Review

R4_Recordkeeping

R4_ODC

R5: Proposal for Collection of Information for 

Comprehensive Demonstration Study

R5_Description of Historical Studies that will be Used

R5_Description of Proposed and/or Implemented 

Technologies

R5_Develop Source Water Sampling Plan

R5_Submit Data and Plans for Review

R5_Revise Based on State Review

R5_Recordkeeping

R5_ODC

R6: Source Water Body Flow Information

R6_Gather Information to Characterize Flow (FW

River/Stream)

R6_Water Body Thermal Stratification Narrative 

(Lake/Reservoir)

R6_Perform Engineering Calculations

R6_Submit Data and Analysis for Review

R6_Recordkeeping

R6_ODC

R7: Design and Construction Technology Plan

R7_Delineate Hydraulic Zone of Influence

R7_Develop Narrative Description of Technologies 

(Impingement)

R7_Perform Engineering Calculations (Impingement)

R7_Develop Narrative Description of Technologies 

(Entrainment)

R7_Perform Engineering Calculations (Entrainment)

R7_Document that Technologies Are Optimal

R7_Submit Data and Analysis for Review

R7_Recordkeeping

R7_ODC

R8: Impingement Mortality & Entrainment 

Characterization Study

R8_Implement Offshore Freshwater Monitoring

R8_Impingement Monitoring Freshwater

R8_Entrainment Monitoring Freshwater

R8_Biological Study Laboratory Analysis (Freshwater)

R8_Implement Offshore Marine Monitoring

R8_Impingement Monitoring Marine

R8_Entrainment Monitoring Marine

R8_Biological Study Laboratory Analysis (Marine)

R8_Profile of Source Water Biota

R8_Identification of Critical Species

RSTU

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

FW-IM-PS CT BOTH NONE

All Waterbodies

1111

1111

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

0000

Fac_Req_by_Cat 46 of 140
6

7

8

9

A B C D E F G H I

Waterbody Type ►

Regulatory Requirements ►

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-BOTH FW-NONE L-IM L-IM-PS L-CT

Freshwater Stream/River Lake/Reservoir

232

233

234

235

236

237

238

239

240

241

242

243

244

245

246

247

248

249

250

251

R8_Description of Additional Stresses 0 0 0 0 0 0 0 0

R8_Write Study based on Results and Submit for Review by 

State 0 0 0 0 0 0 0 0

R8_Recordkeeping 0 0 0 0 0 0 0 0

R8_Finalize study based on State review 0 0 0 0 0 0 0 0

R9: Information to Support Site-Specific Determination of 

BTA 0 0 0 0 0 0 0 0

R9_Perform Comprehensive Cost Evaluation Study 0 0 0 0 0 0 0 0

R9_Perform Valuation of Monetized Benefits 0 0 0 0 0 0 0 0

R9_Evaluate Detailed Mortality Data 0 0 0 0 0 0 0 0

R9_Perform Engineering Calculations 0 0 0 0 0 0 0 0

R9_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0

R9_Recordkeeping 0 0 0 0 0 0 0 0

R9_ODC 0 0 0 0 0 0 0 0

R10: Site-Specific Technology Plan 0 0 0 0 0 0 0 0

R10_Develop Narrative Description of Technologies 0 0 0 0 0 0 0 0

R10_Document that Technologies Are Optimal 0 0 0 0 0 0 0 0

R10_Develop Design Calculations, Drawings, & Estimates 0 0 0 0 0 0 0 0

R10_Perform Engineering Calculations 0 0 0 0 0 0 0 0

R10_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0

R10_Recordkeeping 0 0 0 0 0 0 0 0

R10_ODC 0 0 0 0 0 0 0 0

Fac_Req_by_Cat 47 of 140
6

7

8

9

A

Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

232 P: Permit Application (One-Time)

233

234

235

236

237

238

239

240

241

242

243

244

245

246

247

248

249

250

251

R8_Description of Additional Stresses

R8_Write Study based on Results and Submit for Review by 

State

R8_Recordkeeping

R8_Finalize study based on State review

R9: Information to Support Site-Specific Determination of 

BTA

R9_Perform Comprehensive Cost Evaluation Study

R9_Perform Valuation of Monetized Benefits

R9_Evaluate Detailed Mortality Data

R9_Perform Engineering Calculations

R9_Submit Data and Analysis for Review

R9_Recordkeeping

R9_ODC

R10: Site-Specific Technology Plan

R10_Develop Narrative Description of Technologies

R10_Document that Technologies Are Optimal

R10_Develop Design Calculations, Drawings, & Estimates

R10_Perform Engineering Calculations

R10_Submit Data and Analysis for Review

R10_Recordkeeping

R10_ODC

J K L M N O P Q

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

L-BOTH L-NONE M-IM M-IM-PS M-CT M-BOTH M-NONE IM

Marine

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

Fac_Req_by_Cat 48 of 140
6

7

8

9

A

Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

232 P: Permit Application (One-Time)

233

234

235

236

237

238

239

240

241

242

243

244

245

246

247

248

249

250

251

R8_Description of Additional Stresses

R8_Write Study based on Results and Submit for Review by 

State

R8_Recordkeeping

R8_Finalize study based on State review

R9: Information to Support Site-Specific Determination of 

BTA

R9_Perform Comprehensive Cost Evaluation Study

R9_Perform Valuation of Monetized Benefits

R9_Evaluate Detailed Mortality Data

R9_Perform Engineering Calculations

R9_Submit Data and Analysis for Review

R9_Recordkeeping

R9_ODC

R10: Site-Specific Technology Plan

R10_Develop Narrative Description of Technologies

R10_Document that Technologies Are Optimal

R10_Develop Design Calculations, Drawings, & Estimates

R10_Perform Engineering Calculations

R10_Submit Data and Analysis for Review

R10_Recordkeeping

R10_ODC

R S T U

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

FW-IM-PS CT BOTH NONE

All Waterbodies

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

Fac_Req_by_Cat 49 of 140
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

35

36

37

38

39

40

41

42

43

44

45

46

47

48

A B C D E F G

Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

Facility Burden and Cost Estimates for ICR Activities

2 3 4 5 6 7

Facility Junior CAD Operator

Activity Group, Activity

Occurrence (years, relative 

to compliance year) ▼

Duration 

(years) ▼

Occurrence 

Code ▼ $99.90 $47.20 $40.00

P: Permit Application (One-Time)

P1: Start-up Activities

P1_Read and Understand Rule -1 1 -1 over 1 12 12 0

P1_Mobilization/Planning -1 1 -1 over 1 4 8 0

P1_Training -1 1 -1 over 1 2 2 0

P1_ODC -1 1 -1 over 1 0 0 0

P2: Permit Application Activities

P2_Statement of Compliance Option Selected -1 1 -1 over 1 1 0 0

P2_Source Water Physical Data -1 1 -1 over 1 2 16 40

P2_Configuration and Location of CWIS -1 1 -1 over 1 2 5 8

P2_Facility Water Balance Diagram -1 1 -1 over 1 1 1 1

P2_CWIS Operation Narrative -1 1 -1 over 1 16 40 0

P2_CWS Operation Narrative -1 1 -1 over 1 16 40 0

P2_Engineering Calculations -1 1 -1 over 1 8 32 0

P2_Submit Materials for Review by State -1 1 -1 over 1 0 0 0

P2_Recordkeeping -1 1 -1 over 1 2 5 2

P2_ODC -1 1 -1 over 1 0 0 0

P3: Source Water Baseline Biological Characterization Data

P3_Identify Available Data and Document Efforts -1 1 -1 over 1 40 80 0

P3_Compile and Analyze Existing Data -1 1 -1 over 1 32 60 20

P3_Submit Data for Review by State -1 1 -1 over 1 0 0 0

P3_Recordkeeping -1 1 -1 over 1 3 5 1

P3_ODC -1 1 -1 over 1 0 0 0

P4: Flow Reduction Information 

P4_Develop Narrative -1 1 -1 over 1 8 16 0

P4_Perform Engineering Calculations -1 1 -1 over 1 4 12 0

P4_Document Minimization of Make-up and Blowdown -1 1 -1 over 1 0 40 0

P4_Submit Data and Analysis for Review -1 1 -1 over 1 0 0 0

P4_Recordkeeping -1 1 -1 over 1 2 4 0

P4_ODC -1 1 -1 over 1

P5: Proposal for Collection of Information for Comprehensive Demonstration Study

P5_Description of Historical Studies that will be Used -3 1 -3 over 1 20 40 0

P5_Description of Proposed and/or Implemented Technologies -3 1 -3 over 1 8 20 0

P5_Develop Source Water Sampling Plan -3 1 -3 over 1 40 60 8

P5_Submit Data and Plans for Review -3 1 -3 over 1 0 0 0

P5_Revise Based on State Review -3 1 -3 over 1 8 16 4

P5_Recordkeeping -3 1 -3 over 1 3 5 1

P5_ODC -3 1 -3 over 1 0 0 0

P6: Source Water Body Flow Information

P6_Gather Information to Characterize Flow (FW River/Stream) -1 1 -1 over 1 0 32 0

Personel ►

Fac_Act_Cost 50 of 140
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

35

36

37

38

39

40

41

42

43

44

45

46

47

48

A B C D

Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

Facility Burden and Cost Estimates for ICR Activities

2 3 4

Activity Group, Activity

Occurrence (years, relative 

to compliance year) ▼

Duration 

(years) ▼

Occurrence 

Code ▼

P: Permit Application (One-Time)

P1: Start-up Activities

P1_Read and Understand Rule -1 1 -1 over 1

P1_Mobilization/Planning -1 1 -1 over 1

P1_Training -1 1 -1 over 1

P1_ODC -1 1 -1 over 1

P2: Permit Application Activities

P2_Statement of Compliance Option Selected -1 1 -1 over 1

P2_Source Water Physical Data -1 1 -1 over 1

P2_Configuration and Location of CWIS -1 1 -1 over 1

P2_Facility Water Balance Diagram -1 1 -1 over 1

P2_CWIS Operation Narrative -1 1 -1 over 1

P2_CWS Operation Narrative -1 1 -1 over 1

P2_Engineering Calculations -1 1 -1 over 1

P2_Submit Materials for Review by State -1 1 -1 over 1

P2_Recordkeeping -1 1 -1 over 1

P2_ODC -1 1 -1 over 1

P3: Source Water Baseline Biological Characterization Data

P3_Identify Available Data and Document Efforts -1 1 -1 over 1

P3_Compile and Analyze Existing Data -1 1 -1 over 1

P3_Submit Data for Review by State -1 1 -1 over 1

P3_Recordkeeping -1 1 -1 over 1

P3_ODC -1 1 -1 over 1

P4: Flow Reduction Information 

P4_Develop Narrative -1 1 -1 over 1

P4_Perform Engineering Calculations -1 1 -1 over 1

P4_Document Minimization of Make-up and Blowdown -1 1 -1 over 1

P4_Submit Data and Analysis for Review -1 1 -1 over 1

P4_Recordkeeping -1 1 -1 over 1

P4_ODC -1 1 -1 over 1

P5: Proposal for Collection of Information for Comprehensive Demonstration Study

P5_Description of Historical Studies that will be Used -3 1 -3 over 1

P5_Description of Proposed and/or Implemented Technologies -3 1 -3 over 1

P5_Develop Source Water Sampling Plan -3 1 -3 over 1

P5_Submit Data and Plans for Review -3 1 -3 over 1

P5_Revise Based on State Review -3 1 -3 over 1

P5_Recordkeeping -3 1 -3 over 1

P5_ODC -3 1 -3 over 1

P6: Source Water Body Flow Information

P6_Gather Information to Characterize Flow (FW River/Stream) -1 1 -1 over 1

Personel ►

H I J K L M

8 9 10 11 12 13

Contracted Biologist Statistician Biological Clerical 

$116.90 $65.70 $77.20 $44.20 $20.50

0 0 0 0 1 25

0 0 0 0 1 13

0 0 0 0 1 5

0 0 0 0 0 0

0 0 0 0 1 2

0 0 0 0 0 58

0 0 0 0 0 15

0 0 0 0 0 3

0 0 0 0 0 56

0 0 0 0 0 56

0 0 0 0 0 40

0 0 0 0 6 6

0 0 0 0 2 11

0 0 0 0 0 0

0 0 0 0 8 128

0 0 0 0 4 116

0 0 0 0 8 8

0 0 0 0 6 15

0 0 0 0 0 0

0 0 0 0 0 24

0 0 0 0 0 16

0 0 0 0 6 46

0 0 0 0 8 8

0 0 0 0 8 14

0 0 0 0 2 62

0 0 0 0 0 28

8 0 0 0 4 120

0 0 0 0 12 12

0 0 0 0 4 32

1 0 0 0 8 18

0 0 0 0 0 0

0 0 0 0 0 32

Hour Burden Per 

Facility

Level of Effort (hrs)

Fac_Act_Cost 51 of 140
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

35

36

37

38

39

40

41

42

43

44

45

46

47

48

A B C D

Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

Facility Burden and Cost Estimates for ICR Activities

2 3 4

Activity Group, Activity

Occurrence (years, relative 

to compliance year) ▼

Duration 

(years) ▼

Occurrence 

Code ▼

P: Permit Application (One-Time)

P1: Start-up Activities

P1_Read and Understand Rule -1 1 -1 over 1

P1_Mobilization/Planning -1 1 -1 over 1

P1_Training -1 1 -1 over 1

P1_ODC -1 1 -1 over 1

P2: Permit Application Activities

P2_Statement of Compliance Option Selected -1 1 -1 over 1

P2_Source Water Physical Data -1 1 -1 over 1

P2_Configuration and Location of CWIS -1 1 -1 over 1

P2_Facility Water Balance Diagram -1 1 -1 over 1

P2_CWIS Operation Narrative -1 1 -1 over 1

P2_CWS Operation Narrative -1 1 -1 over 1

P2_Engineering Calculations -1 1 -1 over 1

P2_Submit Materials for Review by State -1 1 -1 over 1

P2_Recordkeeping -1 1 -1 over 1

P2_ODC -1 1 -1 over 1

P3: Source Water Baseline Biological Characterization Data

P3_Identify Available Data and Document Efforts -1 1 -1 over 1

P3_Compile and Analyze Existing Data -1 1 -1 over 1

P3_Submit Data for Review by State -1 1 -1 over 1

P3_Recordkeeping -1 1 -1 over 1

P3_ODC -1 1 -1 over 1

P4: Flow Reduction Information 

P4_Develop Narrative -1 1 -1 over 1

P4_Perform Engineering Calculations -1 1 -1 over 1

P4_Document Minimization of Make-up and Blowdown -1 1 -1 over 1

P4_Submit Data and Analysis for Review -1 1 -1 over 1

P4_Recordkeeping -1 1 -1 over 1

P4_ODC -1 1 -1 over 1

P5: Proposal for Collection of Information for Comprehensive Demonstration Study

P5_Description of Historical Studies that will be Used -3 1 -3 over 1

P5_Description of Proposed and/or Implemented Technologies -3 1 -3 over 1

P5_Develop Source Water Sampling Plan -3 1 -3 over 1

P5_Submit Data and Plans for Review -3 1 -3 over 1

P5_Revise Based on State Review -3 1 -3 over 1

P5_Recordkeeping -3 1 -3 over 1

P5_ODC -3 1 -3 over 1

P6: Source Water Body Flow Information

P6_Gather Information to Characterize Flow (FW River/Stream) -1 1 -1 over 1

Personel ►

N O P Q R

14 15 16 17 18

$1,786 $0 $0 $1,786

$798 $0 $0 $798

$315 $0 $0 $315

$0 $0 $0 $60 $60

$120 $0 $0 $120

$2,555 $0 $0 $2,555

$756 $0 $0 $756

$187 $0 $0 $187

$3,486 $0 $0 $3,486

$3,486 $0 $0 $3,486

$2,310 $0 $0 $2,310

$123 $0 $0 $123

$557 $0 $0 $557

$0 $0 $0 $596 $596

$7,936 $7,936

$6,911 $6,911

$164 $164

$699 $699

$0 $0 $0 $894 $894

$1,554 $1,554

$966 $966

$2,011 $2,011

$164 $164

$553 $553

$477 $477

$3,927 $0 $0 $3,927

$1,743 $0 $0 $1,743

$8,165 $0 $0 $8,165

$246 $0 $0 $246

$1,796 $0 $0 $1,796

$857 $0 $0 $857

$0 $0 $0 $894 $894

$1,510 $0 $0 $1,510

Labor Cost 

per Facility ODCs*

Total Cost Per 

Facility

O&M Cost per Facility

Laboratory 

Analysis

Capital Cost 

per Facility

Fac_Act_Cost 52 of 140
6

7

8

9

A B C D E F G

Facility Junior CAD Operator

Activity Group, Activity

Occurrence (years, relative 

to compliance year) ▼

Duration 

(years) ▼

Occurrence 

Code ▼ $99.90 $47.20 $40.00

Personel ►

49

50

51

52

53

54

55

56

57

58

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

83

84

85

86

87

88

89

90

P6_Water Body Thermal Stratification Narrative (Lake/Reservoir) -1 1 -1 over 1 4 40 0

P6_Perform Engineering Calculations -1 1 -1 over 1 8 32 0

P6_Submit Data and Analysis for Review -1 1 -1 over 1 0 0 0

P6_Recordkeeping -1 1 -1 over 1 1 3 0

P6_ODC -1 1 -1 over 1 0 0 0

P7: Design and Construction Technology Plan

P7_Delineate Hydraulic Zone of Influence -1 1 -1 over 1 2 5 8

P7_Develop Narrative Description of Technologies (Impingement) -1 1 -1 over 1 8 16 0

P7_Perform Engineering Calculations (Impingement) -1 1 -1 over 1 3 12 0

P7_Develop Narrative Description of Technologies (Entrainment) -1 1 -1 over 1 8 16 0

P7_Perform Engineering Calculations (Entrainment) -1 1 -1 over 1 3 12 0

P7_Document that Technologies Are Optimal -1 1 -1 over 1 0 40 0

P7_Submit Data and Analysis for Review -1 1 -1 over 1 0 0 0

P7_Recordkeeping -1 1 -1 over 1 1 4 0

P7_ODC -1 1 -1 over 1 0 0 0

P8: Impingement Mortality & Entrainment Characterization Study

P8_Implement Offshore Freshwater Monitoring -3 3 -3 over 3 6 52 0

P8_Impingement Monitoring Freshwater -3 3 -3 over 3 3 16 0

P8_Entrainment Monitoring Freshwater -3 3 -3 over 3 3 16 0

P8_Biological Study Laboratory Analysis (Freshwater) -3 3 -3 over 3 0 0 0

P8_Implement Offshore Marine Monitoring -3 3 -3 over 3 10 101 0

P8_Impingement Monitoring Marine -3 3 -3 over 3 4 31 0

P8_Entrainment Monitoring Marine -3 3 -3 over 3 4 31 0

P8_Biological Study Laboratory Analysis (Marine) -3 3 -3 over 3 0 0 0

P8_Profile of Source Water Biota -3 1 -3 over 1 32 20 0

P8_Identification of Critical Species -3 1 -3 over 1 32 20 0

P8_Description of Additional Stresses -3 1 -3 over 1 16 10 0

P8_Write Study based on Results and Submit for Review by State -1 1 -1 over 1 80 160 0

P8_Recordkeeping -1 1 -1 over 1 6 12 0

P8_Finalize study based on State review -1 1 -1 over 1 16 32 0

P9: Pilot Study for New Impingement & Entrainment Technology

P9_Calculate Reduction in Impingement Mortality and Entrainment -1 1 -1 over 1 80 80 8

P9_Perform Engineering Estimates of Efficacy -1 1 -1 over 1 40 32 0

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater Impingement and Entrainment-1 1 -1 over 1

0 0 0

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater-Impingement Only-1 1 -1 over 1

0 0 0

P9_Perform Impingement Monitoring (Freshwater) -1 1 -1 over 1 16 25 0

P9_Perform Entrainment Monitoring (Freshwater) -1 1 -1 over 1 16 25 0

P9_Pilot Study Entrainment Laboratory Analysis (Freshwater) -1 1 -1 over 1 0 0 0

P9_Purchase, Installation & Operation of Pilot Study Technology-Marine -1 1 -1 over 1 0 0 0

P9_Purchase, Installation & Operation of Pilot Study Technology-MarineImpingement Only-1 1 -1 over 1

0 0 0

P9_Perform Impingement Monitoring (Marine) -1 1 -1 over 1

16 33 0

P9_Perform Entrainment Monitoring (Marine) -1 1 -1 over 1 16 33 0

Fac_Act_Cost 53 of 140
6

7

8

9

A B C D

Activity Group, Activity

Occurrence (years, relative 

to compliance year) ▼

Duration 

(years) ▼

Occurrence 

Code ▼

P: Permit Application (One-Time)

Personel ►

49

50

51

52

53

54

55

56

57

58

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

83

84

85

86

87

88

89

90

P6_Water Body Thermal Stratification Narrative (Lake/Reservoir) -1 1 -1 over 1

P6_Perform Engineering Calculations -1 1 -1 over 1

P6_Submit Data and Analysis for Review -1 1 -1 over 1

P6_Recordkeeping -1 1 -1 over 1

P6_ODC -1 1 -1 over 1

P7: Design and Construction Technology Plan

P7_Delineate Hydraulic Zone of Influence -1 1 -1 over 1

P7_Develop Narrative Description of Technologies (Impingement) -1 1 -1 over 1

P7_Perform Engineering Calculations (Impingement) -1 1 -1 over 1

P7_Develop Narrative Description of Technologies (Entrainment) -1 1 -1 over 1

P7_Perform Engineering Calculations (Entrainment) -1 1 -1 over 1

P7_Document that Technologies Are Optimal -1 1 -1 over 1

P7_Submit Data and Analysis for Review -1 1 -1 over 1

P7_Recordkeeping -1 1 -1 over 1

P7_ODC -1 1 -1 over 1

P8: Impingement Mortality & Entrainment Characterization Study

P8_Implement Offshore Freshwater Monitoring -3 3 -3 over 3

P8_Impingement Monitoring Freshwater -3 3 -3 over 3

P8_Entrainment Monitoring Freshwater -3 3 -3 over 3

P8_Biological Study Laboratory Analysis (Freshwater) -3 3 -3 over 3

P8_Implement Offshore Marine Monitoring -3 3 -3 over 3

P8_Impingement Monitoring Marine -3 3 -3 over 3

P8_Entrainment Monitoring Marine -3 3 -3 over 3

P8_Biological Study Laboratory Analysis (Marine) -3 3 -3 over 3

P8_Profile of Source Water Biota -3 1 -3 over 1

P8_Identification of Critical Species -3 1 -3 over 1

P8_Description of Additional Stresses -3 1 -3 over 1

P8_Write Study based on Results and Submit for Review by State -1 1 -1 over 1

P8_Recordkeeping -1 1 -1 over 1

P8_Finalize study based on State review -1 1 -1 over 1

P9: Pilot Study for New Impingement & Entrainment Technology

P9_Calculate Reduction in Impingement Mortality and Entrainment -1 1 -1 over 1

P9_Perform Engineering Estimates of Efficacy -1 1 -1 over 1

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater Impingement and Entrainment-1 1 -1 over 1

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater-Impingement Only-1 1 -1 over 1

P9_Perform Impingement Monitoring (Freshwater) -1 1 -1 over 1

P9_Perform Entrainment Monitoring (Freshwater) -1 1 -1 over 1

P9_Pilot Study Entrainment Laboratory Analysis (Freshwater) -1 1 -1 over 1

P9_Purchase, Installation & Operation of Pilot Study Technology-Marine -1 1 -1 over 1

P9_Purchase, Installation & Operation of Pilot Study Technology-MarineImpingement Only-1 1 -1 over 1

P9_Perform Impingement Monitoring (Marine) -1 1 -1 over 1

P9_Perform Entrainment Monitoring (Marine) -1 1 -1 over 1

H I J K L M

Contracted Biologist Statistician Biological Clerical 

$116.90 $65.70 $77.20 $44.20 $20.50

Hour Burden Per 

Facility

Level of Effort (hrs)

0 0 0 0 0 44

0 0 0 0 0 40

0 0 0 0 16 16

0 0 0 0 8 12

0 0 0 0 0 0

0 0 0 0 0 15

0 0 0 0 0 24

0 0 0 0 0 15

0 0 0 0 0 24

0 0 0 0 0 15

0 0 0 0 6 46

0 0 0 0 6 6

0 0 0 0 6 11

0 0 0 0 0 0

100 2080 67 2080 34 4419

60 1040 33 1040 17 2209

60 780 33 780 17 1689

0 0 0 0 0 0

160 4056 100 4056 50 8533

80 2028 50 2028 25 4246

80 1521 50 1521 25 3232

0 0 0 0 0 0

32 60 0 20 8 172

20 40 0 0 3 115

16 30 0 10 4 86

16 8 8 0 8 280

6 12 3 0 24 63

0 0 0 0 8 56

0 0 0 0 12 180

0 0 0 0 4 76

0 0 0 0 0 0

0 0 0 0 0 0

80 240 40 240 20 661

80 180 40 180 20 541

0 0 0 0 0 0

0 0 0 0 0 0

0 0 0 0 0 0

80 312 52 312 26 831

80 234 52 234 26 675

Fac_Act_Cost 54 of 140
6

7

8

9

A B C D

Activity Group, Activity

Occurrence (years, relative 

to compliance year) ▼

Duration 

(years) ▼

Occurrence 

Code ▼

P: Permit Application (One-Time)

Personel ►

49

50

51

52

53

54

55

56

57

58

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

83

84

85

86

87

88

89

90

P6_Water Body Thermal Stratification Narrative (Lake/Reservoir) -1 1 -1 over 1

P6_Perform Engineering Calculations -1 1 -1 over 1

P6_Submit Data and Analysis for Review -1 1 -1 over 1

P6_Recordkeeping -1 1 -1 over 1

P6_ODC -1 1 -1 over 1

P7: Design and Construction Technology Plan

P7_Delineate Hydraulic Zone of Influence -1 1 -1 over 1

P7_Develop Narrative Description of Technologies (Impingement) -1 1 -1 over 1

P7_Perform Engineering Calculations (Impingement) -1 1 -1 over 1

P7_Develop Narrative Description of Technologies (Entrainment) -1 1 -1 over 1

P7_Perform Engineering Calculations (Entrainment) -1 1 -1 over 1

P7_Document that Technologies Are Optimal -1 1 -1 over 1

P7_Submit Data and Analysis for Review -1 1 -1 over 1

P7_Recordkeeping -1 1 -1 over 1

P7_ODC -1 1 -1 over 1

P8: Impingement Mortality & Entrainment Characterization Study

P8_Implement Offshore Freshwater Monitoring -3 3 -3 over 3

P8_Impingement Monitoring Freshwater -3 3 -3 over 3

P8_Entrainment Monitoring Freshwater -3 3 -3 over 3

P8_Biological Study Laboratory Analysis (Freshwater) -3 3 -3 over 3

P8_Implement Offshore Marine Monitoring -3 3 -3 over 3

P8_Impingement Monitoring Marine -3 3 -3 over 3

P8_Entrainment Monitoring Marine -3 3 -3 over 3

P8_Biological Study Laboratory Analysis (Marine) -3 3 -3 over 3

P8_Profile of Source Water Biota -3 1 -3 over 1

P8_Identification of Critical Species -3 1 -3 over 1

P8_Description of Additional Stresses -3 1 -3 over 1

P8_Write Study based on Results and Submit for Review by State -1 1 -1 over 1

P8_Recordkeeping -1 1 -1 over 1

P8_Finalize study based on State review -1 1 -1 over 1

P9: Pilot Study for New Impingement & Entrainment Technology

P9_Calculate Reduction in Impingement Mortality and Entrainment -1 1 -1 over 1

P9_Perform Engineering Estimates of Efficacy -1 1 -1 over 1

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater Impingement and Entrainment-1 1 -1 over 1

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater-Impingement Only-1 1 -1 over 1

P9_Perform Impingement Monitoring (Freshwater) -1 1 -1 over 1

P9_Perform Entrainment Monitoring (Freshwater) -1 1 -1 over 1

P9_Pilot Study Entrainment Laboratory Analysis (Freshwater) -1 1 -1 over 1

P9_Purchase, Installation & Operation of Pilot Study Technology-Marine -1 1 -1 over 1

P9_Purchase, Installation & Operation of Pilot Study Technology-MarineImpingement Only-1 1 -1 over 1

P9_Perform Impingement Monitoring (Marine) -1 1 -1 over 1

P9_Perform Entrainment Monitoring (Marine) -1 1 -1 over 1

N O P Q R

Labor Cost 

per Facility ODCs*

Total Cost Per 

Facility

O&M Cost per Facility

Laboratory 

Analysis

Capital Cost 

per Facility

$2,288 $0 $0 $2,288

$2,310 $0 $0 $2,310

$328 $0 $0 $328

$406 $0 $0 $406

$0 $0 $0 $238 $238

$756 $0 $0 $756

$1,554 $0 $0 $1,554

$866 $0 $0 $866

$1,554 $0 $0 $1,554

$866 $0 $0 $866

$2,011 $0 $0 $2,011

$123 $0 $0 $123

$412 $0 $0 $412

$0 $0 $0 $477 $477

$249,205 $0 $0 $249,205

$125,261 $0 $0 $125,261

$96,687 $0 $0 $96,687

$0 $0 $96,680 $5,203 $101,882

$478,970 $0 $0 $478,970

$238,465 $0 $0 $238,465

$182,745 $0 $0 $182,745

$0 $0 $188,526 $15,491 $204,017

$12,872 $0 $0 $12,872

$9,168 $0 $0 $9,168

$6,436 $0 $0 $6,436

$18,722 $0 $0 $18,722

$3,379 $0 $0 $3,379

$3,273 $0 $0 $3,273

$12,334 $0 $0 $12,334

$5,588 $0 $0 $5,588

$0 $171,336 $0 $171,336

$0 $0 $0 $0

$42,004 $0 $0 $42,004

$35,410 $0 $0 $35,410

$0 $0 $7,437 $7,437

$0 $529,475 $0 $529,475

$0 $271,788 $0 $271,788

$51,321 $0 $0 $51,321

$42,748 $0 $0 $42,748

Fac_Act_Cost 55 of 140
6

7

8

9

A B C D E F G

Facility Junior CAD Operator

Activity Group, Activity

Occurrence (years, relative 

to compliance year) ▼

Duration 

(years) ▼

Occurrence 

Code ▼ $99.90 $47.20 $40.00

Personel ►

91

92

93

94

95

96

97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

P9_Pilot Study Entrainment Laboratory Analysis (Marine) -1 1 -1 over 1 0 0 0

P9_Submit Data and Analysis for Review -1 1 -1 over 1 8 10 0

P9_Recordkeeping -1 1 -1 over 1 4 8 0

P9_ODC -1 1 -1 over 1 0 0 0

P10: Information to Support Site-Specific Determination of BTA**

P10_Perform Comprehensive Cost Evaluation Study -1 1 -1 over 1 20 60 0

P10_Perform Valuation of Monetized Benefits -1 1 -1 over 1 40 140 0

P10_Evaluate Detailed Mortality Data -1 1 -1 over 1 4 40 0

P10_Perform Engineering Calculations -1 1 -1 over 1 10 40 0

P10_Submit Data and Analysis for Review -1 1 -1 over 1 0 0 0

P10_Recordkeeping -1 1 -1 over 1 3 9 0

P10_ODC -1 1 -1 over 1 0 0 0

P11: Site-Specific Technology Plan**

P11_Develop Narrative Description of Technologies -1 1 -1 over 1 8 20 0

P11_Document that Technologies Are Optimal -1 1 -1 over 1 8 40 0

P11_Develop Design Calculations, Drawings, & Estimates -1 1 -1 over 1 8 20 0

P11_Perform Engineering Calculations -1 1 -1 over 1 16 40 0

P11_Submit Data and Analysis for Review -1 1 -1 over 1 0 0 0

P11_Recordkeeping -1 1 -1 over 1 2 4 0

P11_ODC -1 1 -1 over 1 0 0 0

P12: Verification Monitoring Plan

P12_Develop Verification Monitoring Plan -1 1 -1 over 1 40 60 8

P12_Submit Data and Plans for Review -1 1 -1 over 1 0 0 0

P12_Revise Based on State Review -1 1 -1 over 1 2 4 1

P12_Recordkeeping -1 1 -1 over 1 1 1 1

P12_ODC -1 1 -1 over 1 0 0 0

P13: Permitting Process Capital and O&M Costs

P13_Purchase and Installation of Remote Monitoring Device -1 1 -1 over 1

P13_ODC -1 1 -1 over 1

P14: Verification Study

P14_Monthly Sample Collection 0 0

P14_Handling and Preparation of Samples 0 0

P14_Perform Statistical Analysis 25 30 0

P14_Submit Monitoring Results & Study Analysis 0 0 0

P14_Record Keeping 1 2 0

P14_ODC 0 0 0

A: Monitoring (Annual)

A1: Biological Monitoring for Impingement (Freshwater)

A1_Monthly Sample Collection 2 0 0

A1_Onsite Analysis of Samples 4 0 0

A1_Perform Statistical Analysis 8 4 0

A1_Record Keeping 2 1 0

A1_ODC 0 0 0

A2: Biological Monitoring for Impingement (Marine)

A2_Monthly Sample Collection 2 0 0

Fac_Act_Cost 56 of 140
6

7

8

9

A B C D

Activity Group, Activity

Occurrence (years, relative 

to compliance year) ▼

Duration 

(years) ▼

Occurrence 

Code ▼

P: Permit Application (One-Time)

Personel ►

91

92

93

94

95

96

97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

P9_Pilot Study Entrainment Laboratory Analysis (Marine) -1 1 -1 over 1

P9_Submit Data and Analysis for Review -1 1 -1 over 1

P9_Recordkeeping -1 1 -1 over 1

P9_ODC -1 1 -1 over 1

P10: Information to Support Site-Specific Determination of BTA**

P10_Perform Comprehensive Cost Evaluation Study -1 1 -1 over 1

P10_Perform Valuation of Monetized Benefits -1 1 -1 over 1

P10_Evaluate Detailed Mortality Data -1 1 -1 over 1

P10_Perform Engineering Calculations -1 1 -1 over 1

P10_Submit Data and Analysis for Review -1 1 -1 over 1

P10_Recordkeeping -1 1 -1 over 1

P10_ODC -1 1 -1 over 1

P11: Site-Specific Technology Plan**

P11_Develop Narrative Description of Technologies -1 1 -1 over 1

P11_Document that Technologies Are Optimal -1 1 -1 over 1

P11_Develop Design Calculations, Drawings, & Estimates -1 1 -1 over 1

P11_Perform Engineering Calculations -1 1 -1 over 1

P11_Submit Data and Analysis for Review -1 1 -1 over 1

P11_Recordkeeping -1 1 -1 over 1

P11_ODC -1 1 -1 over 1

P12: Verification Monitoring Plan

P12_Develop Verification Monitoring Plan -1 1 -1 over 1

P12_Submit Data and Plans for Review -1 1 -1 over 1

P12_Revise Based on State Review -1 1 -1 over 1

P12_Recordkeeping -1 1 -1 over 1

P12_ODC -1 1 -1 over 1

P13: Permitting Process Capital and O&M Costs

P13_Purchase and Installation of Remote Monitoring Device -1 1 -1 over 1

P13_ODC -1 1 -1 over 1

P14: Verification Study

P14_Monthly Sample Collection

P14_Handling and Preparation of Samples

P14_Perform Statistical Analysis

P14_Submit Monitoring Results & Study Analysis

P14_Record Keeping

P14_ODC

A: Monitoring (Annual)

A1: Biological Monitoring for Impingement (Freshwater)

A1_Monthly Sample Collection

A1_Onsite Analysis of Samples

A1_Perform Statistical Analysis

A1_Record Keeping

A1_ODC

A2: Biological Monitoring for Impingement (Marine)

A2_Monthly Sample Collection

H I J K L M

Contracted Biologist Statistician Biological Clerical 

$116.90 $65.70 $77.20 $44.20 $20.50

Hour Burden Per 

Facility

Level of Effort (hrs)

0 0 0 0 0 0

8 6 4 0 16 52

4 8 2 0 20 46

0 0 0 0 0 0

0 0 0 0 0 80

60 200 40 0 0 480

0 0 0 0 0 44

0 0 0 0 0 50

0 0 0 0 16 16

2 6 2 0 8 30

0 0 0 0 0 0

0 0 0 0 0 28

0 0 0 0 6 54

0 0 0 0 0 28

4 8 0 0 0 68

0 0 0 0 6 6

1 1 0 0 6 14

0 0 0 0 0 0

0 0 0 0 4 112

0 0 0 0 2 2

0 0 0 0 1 8

1 0 0 0 2 6

0 0 0 0 0 0

0 0 0 0

0 0 0 0

15 15 25 0 1 111

0 0 0 0 4 4

0 0 0 0 4 7

0 0 0 0 0 0

4 72 0 72 0 150

12 72 0 72 0 160

0 0 32 0 0 44

1 4 1 0 16 25

0 0 0 0 0 0

5.2 93.6 0 93.6 0 194

Fac_Act_Cost 57 of 140
6

7

8

9

A B C D

Activity Group, Activity

Occurrence (years, relative 

to compliance year) ▼

Duration 

(years) ▼

Occurrence 

Code ▼

P: Permit Application (One-Time)

Personel ►

91

92

93

94

95

96

97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

P9_Pilot Study Entrainment Laboratory Analysis (Marine) -1 1 -1 over 1

P9_Submit Data and Analysis for Review -1 1 -1 over 1

P9_Recordkeeping -1 1 -1 over 1

P9_ODC -1 1 -1 over 1

P10: Information to Support Site-Specific Determination of BTA**

P10_Perform Comprehensive Cost Evaluation Study -1 1 -1 over 1

P10_Perform Valuation of Monetized Benefits -1 1 -1 over 1

P10_Evaluate Detailed Mortality Data -1 1 -1 over 1

P10_Perform Engineering Calculations -1 1 -1 over 1

P10_Submit Data and Analysis for Review -1 1 -1 over 1

P10_Recordkeeping -1 1 -1 over 1

P10_ODC -1 1 -1 over 1

P11: Site-Specific Technology Plan**

P11_Develop Narrative Description of Technologies -1 1 -1 over 1

P11_Document that Technologies Are Optimal -1 1 -1 over 1

P11_Develop Design Calculations, Drawings, & Estimates -1 1 -1 over 1

P11_Perform Engineering Calculations -1 1 -1 over 1

P11_Submit Data and Analysis for Review -1 1 -1 over 1

P11_Recordkeeping -1 1 -1 over 1

P11_ODC -1 1 -1 over 1

P12: Verification Monitoring Plan

P12_Develop Verification Monitoring Plan -1 1 -1 over 1

P12_Submit Data and Plans for Review -1 1 -1 over 1

P12_Revise Based on State Review -1 1 -1 over 1

P12_Recordkeeping -1 1 -1 over 1

P12_ODC -1 1 -1 over 1

P13: Permitting Process Capital and O&M Costs

P13_Purchase and Installation of Remote Monitoring Device -1 1 -1 over 1

P13_ODC -1 1 -1 over 1

P14: Verification Study

P14_Monthly Sample Collection

P14_Handling and Preparation of Samples

P14_Perform Statistical Analysis

P14_Submit Monitoring Results & Study Analysis

P14_Record Keeping

P14_ODC

A: Monitoring (Annual)

A1: Biological Monitoring for Impingement (Freshwater)

A1_Monthly Sample Collection

A1_Onsite Analysis of Samples

A1_Perform Statistical Analysis

A1_Record Keeping

A1_ODC

A2: Biological Monitoring for Impingement (Marine)

A2_Monthly Sample Collection

N O P Q R

Labor Cost 

per Facility ODCs*

Total Cost Per 

Facility

O&M Cost per Facility

Laboratory 

Analysis

Capital Cost 

per Facility

$0 $0 $9,668 $9,668

$3,237 $0 $0 $3,237

$2,335 $0 $0 $2,335

$0 $0 $0 $1,192 $1,192

$4,830 $0 $0 $4,830

$33,846 $0 $0 $33,846

$2,288 $0 $0 $2,288

$2,887 $0 $0 $2,887

$328 $0 $0 $328

$1,671 $0 $0 $1,671

$0 $0 $0 $780 $780

$1,743 $0 $0 $1,743

$2,810 $0 $0 $2,810

$1,743 $0 $0 $1,743

$4,480 $0 $0 $4,480

$123 $0 $0 $123

$694 $0 $0 $694

$0 $0 $0 $441 $441

$7,230 $0 $0 $7,230

$41 $0 $0 $41

$449 $0 $0 $449

$345 $0 $0 $345

$0 $0 $0 $477 $477

$50,000

$1,192

$0 $0

$0 $0

$8,603 $8,603

$82 $82

$276 $276

$0 $596 $596

$8,580 $8,580

$9,715 $9,715

$3,458 $3,458

$1,032 $1,032

$0 $596 $596

$11,094 $11,094

Fac_Act_Cost 58 of 140
6

7

8

9

A B C D E F G

Facility Junior CAD Operator

Activity Group, Activity

Occurrence (years, relative 

to compliance year) ▼

Duration 

(years) ▼

Occurrence 

Code ▼ $99.90 $47.20 $40.00

Personel ►

136

137

138

139

140

141

142

143

144

145

146

147

148

149

150

151

152

153

154

155

156

157

158

159

160

161

162

163

164

165

166

167

168

169

170

171

172

173

174

175

176

177

178

179

A2_Onsite Analysis of Samples 4 0 0

A2_Perform Statistical Analysis 8 4 0

A2_Record Keeping 2 1 0

A2_ODC 0 0 0

A3: Biological Monitoring for Entrainment (Freshwater)

A3_Biweekly Sample Collection 4 0 0

A3_Handling and Preparation of Samples 4 0 0

A3_Laboratory Analysis to Identify & Enumerate Entrained Freshwater 

Biota 0 0 0

A3_Perform Statistical Analysis 16 4 0

A3_Recordkeeping 2 1 0

A3_ODC 0 0 0

A4: Biological Monitoring for Entrainment (Marine)

A4_Biweekly Sample Collection 4 0 0

A4_Handling and Preparation of Samples 4 0 0

A4_Laboratory Analysis to Identify & Enumerate Entrained Marine Biota 0 0 0

A4_Perform Statistical Analysis 16 4 0

A4_Recordkeeping 2 1 0

A4_ODC 0 0 0

A5: Visual or Remote Inspections

A5_Visually or Remotely Inspect All InstalledTechnologies 24 208

A5_Recordkeeping 3 16

A5_ODC 0 0 0

A6: Yearly Status Report Activities

A6_Report on Inspection and Maintenance 16 16 0

A6_Detail Biological Monitoring Results 24 32 0

A6_Compile and Submit Report 80 80 0

A6_Recordkeeping 8 12 0

A6_ODC 0 0 0

A7: Facility Annual O&M Costs 

A7_Operation of Remote Monitoring Device 0 0 0

A7_ODC 0 0 0

R: Repermit Application (Every 5 Years)

R1: Start-up Activities

R1_Read and Understand Rule 4 4 0

R1_Mobilization/Planning 1 2 0

R1_Training 1 1 0

R1_ODC

R2: Permit Application Activities

R2_Source Water Physical Data 1 5 12

R2_Configuration and Location of CWIS 1 1 1

R2_Facility Water Balance Diagram 1 1 1

R2_CWIS Operation Narrative 12 30 0

R2_CWS Operation Narrative 12 30 0

R2_Engineering Calculations 6 24 0

Fac_Act_Cost 59 of 140
6

7

8

9

A B C D

Activity Group, Activity

Occurrence (years, relative 

to compliance year) ▼

Duration 

(years) ▼

Occurrence 

Code ▼

P: Permit Application (One-Time)

Personel ►

136

137

138

139

140

141

142

143

144

145

146

147

148

149

150

151

152

153

154

155

156

157

158

159

160

161

162

163

164

165

166

167

168

169

170

171

172

173

174

175

176

177

178

179

A2_Onsite Analysis of Samples

A2_Perform Statistical Analysis

A2_Record Keeping

A2_ODC

A3: Biological Monitoring for Entrainment (Freshwater)

A3_Biweekly Sample Collection

A3_Handling and Preparation of Samples

A3_Laboratory Analysis to Identify & Enumerate Entrained Freshwater 

Biota

A3_Perform Statistical Analysis

A3_Recordkeeping

A3_ODC

A4: Biological Monitoring for Entrainment (Marine)

A4_Biweekly Sample Collection

A4_Handling and Preparation of Samples

A4_Laboratory Analysis to Identify & Enumerate Entrained Marine Biota

A4_Perform Statistical Analysis

A4_Recordkeeping

A4_ODC

A5: Visual or Remote Inspections

A5_Visually or Remotely Inspect All InstalledTechnologies

A5_Recordkeeping

A5_ODC

A6: Yearly Status Report Activities

A6_Report on Inspection and Maintenance

A6_Detail Biological Monitoring Results

A6_Compile and Submit Report 

A6_Recordkeeping

A6_ODC

A7: Facility Annual O&M Costs 

A7_Operation of Remote Monitoring Device

A7_ODC

R: Repermit Application (Every 5 Years)

R1: Start-up Activities

R1_Read and Understand Rule

R1_Mobilization/Planning

R1_Training

R1_ODC

R2: Permit Application Activities

R2_Source Water Physical Data

R2_Configuration and Location of CWIS

R2_Facility Water Balance Diagram

R2_CWIS Operation Narrative

R2_CWS Operation Narrative

R2_Engineering Calculations

H I J K L M

Contracted Biologist Statistician Biological Clerical 

$116.90 $65.70 $77.20 $44.20 $20.50

Hour Burden Per 

Facility

Level of Effort (hrs)

15.6 93.6 0 93.6 0 207

0 0 41.6 0 0 54

1.3 5.2 1.3 0 16 27

0 0 0 0 0 0

12 156 0 156 0 328

12 78 0 78 0 172

0 0 0 0 0 0

0 0 64 0 0 84

1 8 2 0 16 30

0 0 0 0 0 0

12 203 0 203 0 422

12 101 0 101 0 218

0 0 0 0 0 0

0 0 83 0 0 103

1 10 3 0 16 33

0 0 0 0 0 0

0 0 0 0 0 232

0 0 0 0 2 21

0 0 0 0 0 0

0 0 0 0 0 32

4 4 24 0 0 88

0 0 0 0 16 176

0 0 0 0 8 28

0 0 0 0 0 0

0 0 0 0 0 0

0 0 0 0 0 0

0 0 0 0 0 8

0 0 0 0 0 3

0 0 0 0 0 2

0

0 0 0 0 0 18

0 0 0 0 0 3

0 0 0 0 0 3

0 0 0 0 0 42

0 0 0 0 0 42

0 0 0 0 0 30

Fac_Act_Cost 60 of 140
6

7

8

9

A B C D

Activity Group, Activity

Occurrence (years, relative 

to compliance year) ▼

Duration 

(years) ▼

Occurrence 

Code ▼

P: Permit Application (One-Time)

Personel ►

136

137

138

139

140

141

142

143

144

145

146

147

148

149

150

151

152

153

154

155

156

157

158

159

160

161

162

163

164

165

166

167

168

169

170

171

172

173

174

175

176

177

178

179

A2_Onsite Analysis of Samples

A2_Perform Statistical Analysis

A2_Record Keeping

A2_ODC

A3: Biological Monitoring for Entrainment (Freshwater)

A3_Biweekly Sample Collection

A3_Handling and Preparation of Samples

A3_Laboratory Analysis to Identify & Enumerate Entrained Freshwater 

Biota

A3_Perform Statistical Analysis

A3_Recordkeeping

A3_ODC

A4: Biological Monitoring for Entrainment (Marine)

A4_Biweekly Sample Collection

A4_Handling and Preparation of Samples

A4_Laboratory Analysis to Identify & Enumerate Entrained Marine Biota

A4_Perform Statistical Analysis

A4_Recordkeeping

A4_ODC

A5: Visual or Remote Inspections

A5_Visually or Remotely Inspect All InstalledTechnologies

A5_Recordkeeping

A5_ODC

A6: Yearly Status Report Activities

A6_Report on Inspection and Maintenance

A6_Detail Biological Monitoring Results

A6_Compile and Submit Report 

A6_Recordkeeping

A6_ODC

A7: Facility Annual O&M Costs 

A7_Operation of Remote Monitoring Device

A7_ODC

R: Repermit Application (Every 5 Years)

R1: Start-up Activities

R1_Read and Understand Rule

R1_Mobilization/Planning

R1_Training

R1_ODC

R2: Permit Application Activities

R2_Source Water Physical Data

R2_Configuration and Location of CWIS

R2_Facility Water Balance Diagram

R2_CWIS Operation Narrative

R2_CWS Operation Narrative

R2_Engineering Calculations

N O P Q R

Labor Cost 

per Facility ODCs*

Total Cost Per 

Facility

O&M Cost per Facility

Laboratory 

Analysis

Capital Cost 

per Facility

$12,510 $12,510

$4,200 $4,200

$1,169 $1,169

$0 $775 $775

$18,947 $18,947

$10,375 $10,375

$0 $9,668 $9,668

$6,728 $6,728

$1,372 $1,372

$0 $1,192 $1,192

$24,112 $24,112

$12,902 $12,902

$0 $12,568 $12,568

$8,195 $8,195

$1,581 $1,581

$0 $1,370 $1,370

$12,215 $12,215

$1,096 $1,096

$0 $119 $119

$2,354 $2,354

$6,491 $6,491

$12,096 $12,096

$1,530 $1,530

$0 $894 $894

$0 $238 $238

$0 $60 $60

$588 $588

$194 $194

$147 $147

$0 $60 $60

$816 $816

$187 $187

$187 $187

$2,615 $2,615

$2,615 $2,615

$1,732 $1,732

Fac_Act_Cost 61 of 140
6

7

8

9

A B C D E F G

Facility Junior CAD Operator

Activity Group, Activity

Occurrence (years, relative 

to compliance year) ▼

Duration 

(years) ▼

Occurrence 

Code ▼ $99.90 $47.20 $40.00

Personel ►

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

218

219

220

221

222

223

224

225

R2_Submit Materials for Review by State 0 0 0

R2_Recordkeeping 1 3 1

R2_ODC

R3: Source Water Baseline Biological Characterization Data

R3_Identify Available Data and Document Efforts 12 24 0

R3_Compile and Analyze Existing Data 10 18 6

R3_Submit Data for Review by State 0 0 0

R3_Recordkeeping 2 3 1

R3_ODC

R4: Flow Reduction Information 

R4_Develop Narrative 2 5 0

R4_Perform Engineering Calculations 1 4 0

R4_Document Minimization of Make-up and Blowdown 0 12 0

R4_Submit Data and Analysis for Review 0 0 0

R4_Recordkeeping 1 1 0

R4_ODC

R5: Proposal for Collection of Information for Comprehensive Demonstration Study

R5_Description of Historical Studies that will be Used 6 12 0

R5_Description of Proposed and/or Implemented Technologies 2 6 0

R5_Develop Source Water Sampling Plan 12 18 2

R5_Submit Data and Plans for Review 0 0 0

R5_Revise Based on State Review 2 5 1

R5_Recordkeeping 1 2 0

R5_ODC

R6: Source Water Body Flow Information

R6_Gather Information to Characterize Flow (FW River/Stream) 0 10 0

R6_Water Body Thermal Stratification Narrative (Lake/Reservoir) 1 12 0

R6_Perform Engineering Calculations 2 10 0

R6_Submit Data and Analysis for Review 0 0 0

R6_Recordkeeping 0 1 0

R6_ODC

R7: Design and Construction Technology Plan

R7_Delineate Hydraulic Zone of Influence 1 3 4

R7_Develop Narrative Description of Technologies (Impingement) 4 8 0

R7_Perform Engineering Calculations (Impingement) 2 6 0

R7_Develop Narrative Description of Technologies (Entrainment) 4 8 0

R7_Perform Engineering Calculations (Entrainment) 2 6 0

R7_Document that Technologies Are Optimal 0 20 0

R7_Submit Data and Analysis for Review 0 0 0

R7_Recordkeeping 1 2 0

R7_ODC

R8: Impingement Mortality & Entrainment Characterization Study

R8_Implement Offshore Freshwater Monitoring 2 16 0

R8_Impingement Monitoring Freshwater 1 5 0

R8_Entrainment Monitoring Freshwater 1 5 0

R8_Biological Study Laboratory Analysis (Freshwater) 0 0 0

Fac_Act_Cost 62 of 140
6

7

8

9

A B C D

Activity Group, Activity

Occurrence (years, relative 

to compliance year) ▼

Duration 

(years) ▼

Occurrence 

Code ▼

P: Permit Application (One-Time)

Personel ►

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

218

219

220

221

222

223

224

225

R2_Submit Materials for Review by State

R2_Recordkeeping

R2_ODC

R3: Source Water Baseline Biological Characterization Data

R3_Identify Available Data and Document Efforts

R3_Compile and Analyze Existing Data

R3_Submit Data for Review by State

R3_Recordkeeping

R3_ODC

R4: Flow Reduction Information 

R4_Develop Narrative

R4_Perform Engineering Calculations

R4_Document Minimization of Make-up and Blowdown

R4_Submit Data and Analysis for Review

R4_Recordkeeping

R4_ODC

R5: Proposal for Collection of Information for Comprehensive Demonstration Study

R5_Description of Historical Studies that will be Used

R5_Description of Proposed and/or Implemented Technologies

R5_Develop Source Water Sampling Plan

R5_Submit Data and Plans for Review

R5_Revise Based on State Review

R5_Recordkeeping

R5_ODC

R6: Source Water Body Flow Information

R6_Gather Information to Characterize Flow (FW River/Stream)

R6_Water Body Thermal Stratification Narrative (Lake/Reservoir)

R6_Perform Engineering Calculations

R6_Submit Data and Analysis for Review

R6_Recordkeeping

R6_ODC

R7: Design and Construction Technology Plan

R7_Delineate Hydraulic Zone of Influence

R7_Develop Narrative Description of Technologies (Impingement)

R7_Perform Engineering Calculations (Impingement)

R7_Develop Narrative Description of Technologies (Entrainment)

R7_Perform Engineering Calculations (Entrainment)

R7_Document that Technologies Are Optimal

R7_Submit Data and Analysis for Review

R7_Recordkeeping

R7_ODC

R8: Impingement Mortality & Entrainment Characterization Study

R8_Implement Offshore Freshwater Monitoring

R8_Impingement Monitoring Freshwater

R8_Entrainment Monitoring Freshwater

R8_Biological Study Laboratory Analysis (Freshwater)

H I J K L M

Contracted Biologist Statistician Biological Clerical 

$116.90 $65.70 $77.20 $44.20 $20.50

Hour Burden Per 

Facility

Level of Effort (hrs)

0 0 0 0 3 3

0 0 0 0 1 6

0

0 0 0 0 2 38

0 0 0 0 1 35

0 0 0 0 3 3

0 0 0 0 3 9

0

0 0 0 0 0 7

0 0 0 0 0 5

0 0 0 0 2 14

0 0 0 0 2 2

0 0 0 0 2 4

0

0 0 0 0 1 19

0 0 0 0 0 8

2 0 0 0 1 35

0 0 0 0 4 4

0 0 0 0 1 9

0 0 0 0 2 5

0

0 0 0 0 0 10

0 0 0 0 0 13

0 0 0 0 0 12

0 0 0 0 5 5

0 0 0 0 2 4

0

0 0 0 0 0 8

0 0 0 0 0 12

0 0 0 0 0 8

0 0 0 0 0 12

0 0 0 0 0 8

0 0 0 0 3 23

0 0 0 0 3 3

0 0 0 0 3 6

0

0 0 0 0 10 28

0 0 0 0 5 11

0 0 0 0 5 11

0 0 0 0 0 0

Fac_Act_Cost 63 of 140
6

7

8

9

A B C D

Activity Group, Activity

Occurrence (years, relative 

to compliance year) ▼

Duration 

(years) ▼

Occurrence 

Code ▼

P: Permit Application (One-Time)

Personel ►

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

218

219

220

221

222

223

224

225

R2_Submit Materials for Review by State

R2_Recordkeeping

R2_ODC

R3: Source Water Baseline Biological Characterization Data

R3_Identify Available Data and Document Efforts

R3_Compile and Analyze Existing Data

R3_Submit Data for Review by State

R3_Recordkeeping

R3_ODC

R4: Flow Reduction Information 

R4_Develop Narrative

R4_Perform Engineering Calculations

R4_Document Minimization of Make-up and Blowdown

R4_Submit Data and Analysis for Review

R4_Recordkeeping

R4_ODC

R5: Proposal for Collection of Information for Comprehensive Demonstration Study

R5_Description of Historical Studies that will be Used

R5_Description of Proposed and/or Implemented Technologies

R5_Develop Source Water Sampling Plan

R5_Submit Data and Plans for Review

R5_Revise Based on State Review

R5_Recordkeeping

R5_ODC

R6: Source Water Body Flow Information

R6_Gather Information to Characterize Flow (FW River/Stream)

R6_Water Body Thermal Stratification Narrative (Lake/Reservoir)

R6_Perform Engineering Calculations

R6_Submit Data and Analysis for Review

R6_Recordkeeping

R6_ODC

R7: Design and Construction Technology Plan

R7_Delineate Hydraulic Zone of Influence

R7_Develop Narrative Description of Technologies (Impingement)

R7_Perform Engineering Calculations (Impingement)

R7_Develop Narrative Description of Technologies (Entrainment)

R7_Perform Engineering Calculations (Entrainment)

R7_Document that Technologies Are Optimal

R7_Submit Data and Analysis for Review

R7_Recordkeeping

R7_ODC

R8: Impingement Mortality & Entrainment Characterization Study

R8_Implement Offshore Freshwater Monitoring

R8_Impingement Monitoring Freshwater

R8_Entrainment Monitoring Freshwater

R8_Biological Study Laboratory Analysis (Freshwater)

N O P Q R

Labor Cost 

per Facility ODCs*

Total Cost Per 

Facility

O&M Cost per Facility

Laboratory 

Analysis

Capital Cost 

per Facility

$62 $62

$302 $302

$0 $298 $298

$2,373 $2,373

$2,109 $2,109

$62 $62

$443 $443

$0 $0 $0

$466 $466

$290 $290

$603 $603

$49 $49

$166 $166

$0 $0 $0

$1,186 $1,186

$483 $483

$2,383 $2,383

$82 $82

$496 $496

$235 $235

$0 $238 $238

$453 $453

$686 $686

$693 $693

$98 $98

$122 $122

$0 $119 $119

$402 $402

$777 $777

$483 $483

$777 $777

$483 $483

$1,006 $1,006

$62 $62

$256 $256

$0 $179 $179

$1,160 $1,160

$438 $438

$438 $438

$0 $38,672 $3,122 $41,793

Fac_Act_Cost 64 of 140
6

7

8

9

A B C D E F G

Facility Junior CAD Operator

Activity Group, Activity

Occurrence (years, relative 

to compliance year) ▼

Duration 

(years) ▼

Occurrence 

Code ▼ $99.90 $47.20 $40.00

Personel ►

226

227

228

229

230

231

232

233

234

235

236

237

238

239

240

241

242

243

244

245

246

247

248

249

250

251

R8_Implement Offshore Marine Monitoring 3 30 0

R8_Impingement Monitoring Marine 1 9 0

R8_Entrainment Monitoring Marine 1 9 0

R8_Biological Study Laboratory Analysis (Marine) 0 0 0

R8_Profile of Source Water Biota 10 6 0

R8_Identification of Critical Species 10 6 0

R8_Description of Additional Stresses 5 3 0

R8_Write Study based on Results and Submit for Review by State 24 48 0

R8_Recordkeeping 2 4 0

R8_Finalize study based on State review 5 10 0

R9: Information to Support Site-Specific Determination of BTA

R9_Perform Comprehensive Cost Evaluation Study 6 18 0

R9_Perform Valuation of Monetized Benefits 12 42 0

R9_Evaluate Detailed Mortality Data 1 12 0

R9_Perform Engineering Calculations 3 12 0

R9_Submit Data and Analysis for Review 0 0 0

R9_Recordkeeping 2 5 0

R9_ODC

R10: Site-Specific Technology Plan

R10_Develop Narrative Description of Technologies 2 6 0

R10_Document that Technologies Are Optimal 2 12 0

R10_Develop Design Calculations, Drawings, & Estimates 2 6 0

R10_Perform Engineering Calculations 5 12 0

R10_Submit Data and Analysis for Review 0 0 0

R10_Recordkeeping 1 2 0

R10_ODC

Fac_Act_Cost 65 of 140
6

7

8

9

A B C D

Activity Group, Activity

Occurrence (years, relative 

to compliance year) ▼

Duration 

(years) ▼

Occurrence 

Code ▼

P: Permit Application (One-Time)

Personel ►

226

227

228

229

230

231

232

233

234

235

236

237

238

239

240

241

242

243

244

245

246

247

248

249

250

251

R8_Implement Offshore Marine Monitoring

R8_Impingement Monitoring Marine

R8_Entrainment Monitoring Marine

R8_Biological Study Laboratory Analysis (Marine)

R8_Profile of Source Water Biota

R8_Identification of Critical Species

R8_Description of Additional Stresses

R8_Write Study based on Results and Submit for Review by State

R8_Recordkeeping

R8_Finalize study based on State review

R9: Information to Support Site-Specific Determination of BTA

R9_Perform Comprehensive Cost Evaluation Study

R9_Perform Valuation of Monetized Benefits

R9_Evaluate Detailed Mortality Data

R9_Perform Engineering Calculations

R9_Submit Data and Analysis for Review

R9_Recordkeeping

R9_ODC

R10: Site-Specific Technology Plan

R10_Develop Narrative Description of Technologies

R10_Document that Technologies Are Optimal

R10_Develop Design Calculations, Drawings, & Estimates

R10_Perform Engineering Calculations

R10_Submit Data and Analysis for Review

R10_Recordkeeping

R10_ODC

H I J K L M

Contracted Biologist Statistician Biological Clerical 

$116.90 $65.70 $77.20 $44.20 $20.50

Hour Burden Per 

Facility

Level of Effort (hrs)

48 144 24 144 15 408

48 108 24 108 8 306

0 0 0 0 8 18

0 0 0 0 0 0

10 18 0 6 2 52

6 12 0 0 1 35

5 9 0 3 1 26

5 2 2 0 2 83

2 4 1 0 7 20

0 0 0 0 2 17

0 0 0 0 0 24

18 60 12 0 0 144

0 0 0 0 0 13

0 0 0 0 0 15

0 0 0 0 8 8

1 3 1 0 4 16

0

0 0 0 0 0 8

0 0 0 0 2 16

0 0 0 0 0 8

1 2 0 0 0 20

0 0 0 0 3 3

1 1 0 0 3 8

0

Fac_Act_Cost 66 of 140
6

7

8

9

A B C D

Activity Group, Activity

Occurrence (years, relative 

to compliance year) ▼

Duration 

(years) ▼

Occurrence 

Code ▼

P: Permit Application (One-Time)

Personel ►

226

227

228

229

230

231

232

233

234

235

236

237

238

239

240

241

242

243

244

245

246

247

248

249

250

251

R8_Implement Offshore Marine Monitoring

R8_Impingement Monitoring Marine

R8_Entrainment Monitoring Marine

R8_Biological Study Laboratory Analysis (Marine)

R8_Profile of Source Water Biota

R8_Identification of Critical Species

R8_Description of Additional Stresses

R8_Write Study based on Results and Submit for Review by State

R8_Recordkeeping

R8_Finalize study based on State review

R9: Information to Support Site-Specific Determination of BTA

R9_Perform Comprehensive Cost Evaluation Study

R9_Perform Valuation of Monetized Benefits

R9_Evaluate Detailed Mortality Data

R9_Perform Engineering Calculations

R9_Submit Data and Analysis for Review

R9_Recordkeeping

R9_ODC

R10: Site-Specific Technology Plan

R10_Develop Narrative Description of Technologies

R10_Document that Technologies Are Optimal

R10_Develop Design Calculations, Drawings, & Estimates

R10_Perform Engineering Calculations

R10_Submit Data and Analysis for Review

R10_Recordkeeping

R10_ODC

N O P Q R

Labor Cost 

per Facility ODCs*

Total Cost Per 

Facility

O&M Cost per Facility

Laboratory 

Analysis

Capital Cost 

per Facility

$25,313 $25,313

$20,022 $20,022

$689 $689

$0 $75,410 $9,295 $84,705

$3,940 $3,940

$2,793 $2,793

$1,970 $1,970

$5,575 $5,575

$1,106 $1,106

$1,013 $1,013

$1,449 $1,449

$10,154 $10,154

$666 $666

$866 $866

$164 $164

$909 $909

$0 $0 $0

$483 $483

$807 $807

$483 $483

$1,314 $1,314

$62 $62

$438 $438

$0 $0 $0

Fac_Act_Cost 67 of 140
Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

Facility ICR Costs by ICR Category

2 3 4 5 6 7 8

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-BOTH FW-NONE L-IM

P: Permit Application (One-Time) $33,737 $33,737 $33,737 $33,737 $33,737 $33,737

Over 1 year, 3 years before compliance -3 over 1 $0 $0 $0 $0 $0 $0

Over 3 years, 3 years before compliance -3 over 3 $0 $0 $0 $0 $0 $0

Over 1 year, 1 year before compliance -1 over 1 $33,737 $33,737 $33,737 $33,737 $33,737 $33,737

Over 1 year, compliance year -1 over 0 $0 $0 $0 $0 $0 $0

P1: Start-up Activities $2,958 $2,958 $2,958 $2,958 $2,958 $2,958

P1_Read and Understand Rule -1 over 1 $1,786 $1,786 $1,786 $1,786 $1,786 $1,786

P1_Mobilization/Planning -1 over 1 $798 $798 $798 $798 $798 $798

P1_Training -1 over 1 $315 $315 $315 $315 $315 $315

P1_ODC -1 over 1 $60 $60 $60 $60 $60 $60

P2: Permit Application Activities $14,176 $14,176 $14,176 $14,176 $14,176 $14,176

P2_Statement of Compliance Option Selected -1 over 1 $120 $120 $120 $120 $120 $120

P2_Source Water Physical Data -1 over 1 $2,555 $2,555 $2,555 $2,555 $2,555 $2,555

P2_Configuration and Location of CWIS -1 over 1 $756 $756 $756 $756 $756 $756

P2_Facility Water Balance Diagram -1 over 1 $187 $187 $187 $187 $187 $187

P2_CWIS Operation Narrative -1 over 1 $3,486 $3,486 $3,486 $3,486 $3,486 $3,486

P2_CWS Operation Narrative -1 over 1 $3,486 $3,486 $3,486 $3,486 $3,486 $3,486

P2_Engineering Calculations -1 over 1 $2,310 $2,310 $2,310 $2,310 $2,310 $2,310

P2_Submit Materials for Review by State -1 over 1 $123 $123 $123 $123 $123 $123

P2_Recordkeeping -1 over 1 $557 $557 $557 $557 $557 $557

P2_ODC -1 over 1 $596 $596 $596 $596 $596 $596

P3: Source Water Baseline Biological Characterization 

Data $16,603 $16,603 $16,603 $16,603 $16,603 $16,603

P3_Identify Available Data and Document Efforts -1 over 1 $7,936 $7,936 $7,936 $7,936 $7,936 $7,936

P3_Compile and Analyze Existing Data -1 over 1 $6,911 $6,911 $6,911 $6,911 $6,911 $6,911

P3_Submit Data for Review by State -1 over 1 $164 $164 $164 $164 $164 $164

P3_Recordkeeping -1 over 1 $699 $699 $699 $699 $699 $699

P3_ODC -1 over 1 $894 $894 $894 $894 $894 $894

P4: Flow Reduction Information $0 $0 $0 $0 $0 $0

P4_Develop Narrative -1 over 1 $0 $0 $0 $0 $0 $0

P4_Perform Engineering Calculations -1 over 1 $0 $0 $0 $0 $0 $0

P4_Document Minimization of Make-up and Blowdown -1 over 1 $0 $0 $0 $0 $0 $0

P4_Submit Data and Analysis for Review -1 over 1 $0 $0 $0 $0 $0 $0

P4_Recordkeeping -1 over 1 $0 $0 $0 $0 $0 $0

P4_ODC -1 over 1 $0 $0 $0 $0 $0 $0

Regulatory Requirements ►

Waterbody Type ► Freshwater Stream/River

Fac_Cost_by_Cat 68 of 140
Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

Facility ICR Costs by ICR Category

2

ICR Activity ▼ ICR Category ►

P: Permit Application (One-Time)

Over 1 year, 3 years before compliance -3 over 1

Over 3 years, 3 years before compliance -3 over 3

Over 1 year, 1 year before compliance -1 over 1

Over 1 year, compliance year -1 over 0

P1: Start-up Activities

P1_Read and Understand Rule -1 over 1

P1_Mobilization/Planning -1 over 1

P1_Training -1 over 1

P1_ODC -1 over 1

P2: Permit Application Activities

P2_Statement of Compliance Option Selected -1 over 1

P2_Source Water Physical Data -1 over 1

P2_Configuration and Location of CWIS -1 over 1

P2_Facility Water Balance Diagram -1 over 1

P2_CWIS Operation Narrative -1 over 1

P2_CWS Operation Narrative -1 over 1

P2_Engineering Calculations -1 over 1

P2_Submit Materials for Review by State -1 over 1

P2_Recordkeeping -1 over 1

P2_ODC -1 over 1

P3: Source Water Baseline Biological Characterization 

Data

P3_Identify Available Data and Document Efforts -1 over 1

P3_Compile and Analyze Existing Data -1 over 1

P3_Submit Data for Review by State -1 over 1

P3_Recordkeeping -1 over 1

P3_ODC -1 over 1

P4: Flow Reduction Information 

P4_Develop Narrative -1 over 1

P4_Perform Engineering Calculations -1 over 1

P4_Document Minimization of Make-up and Blowdown -1 over 1

P4_Submit Data and Analysis for Review -1 over 1

P4_Recordkeeping -1 over 1

P4_ODC -1 over 1

Regulatory Requirements ►

Waterbody Type ►

9 10 11 12 13 14

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

L-IM-PS L-CT L-BOTH L-NONE M-IM M-IM-PS

$33,737 $33,737 $33,737 $33,737 $33,737 $33,737

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$33,737 $33,737 $33,737 $33,737 $33,737 $33,737

$0 $0 $0 $0 $0 $0

$2,958 $2,958 $2,958 $2,958 $2,958 $2,958

$1,786 $1,786 $1,786 $1,786 $1,786 $1,786

$798 $798 $798 $798 $798 $798

$315 $315 $315 $315 $315 $315

$60 $60 $60 $60 $60 $60

$14,176 $14,176 $14,176 $14,176 $14,176 $14,176

$120 $120 $120 $120 $120 $120

$2,555 $2,555 $2,555 $2,555 $2,555 $2,555

$756 $756 $756 $756 $756 $756

$187 $187 $187 $187 $187 $187

$3,486 $3,486 $3,486 $3,486 $3,486 $3,486

$3,486 $3,486 $3,486 $3,486 $3,486 $3,486

$2,310 $2,310 $2,310 $2,310 $2,310 $2,310

$123 $123 $123 $123 $123 $123

$557 $557 $557 $557 $557 $557

$596 $596 $596 $596 $596 $596

$16,603 $16,603 $16,603 $16,603 $16,603 $16,603

$7,936 $7,936 $7,936 $7,936 $7,936 $7,936

$6,911 $6,911 $6,911 $6,911 $6,911 $6,911

$164 $164 $164 $164 $164 $164

$699 $699 $699 $699 $699 $699

$894 $894 $894 $894 $894 $894

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

Lake/Reservoir

Fac_Cost_by_Cat 69 of 140
Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

Facility ICR Costs by ICR Category

2

ICR Activity ▼ ICR Category ►

P: Permit Application (One-Time)

Over 1 year, 3 years before compliance -3 over 1

Over 3 years, 3 years before compliance -3 over 3

Over 1 year, 1 year before compliance -1 over 1

Over 1 year, compliance year -1 over 0

P1: Start-up Activities

P1_Read and Understand Rule -1 over 1

P1_Mobilization/Planning -1 over 1

P1_Training -1 over 1

P1_ODC -1 over 1

P2: Permit Application Activities

P2_Statement of Compliance Option Selected -1 over 1

P2_Source Water Physical Data -1 over 1

P2_Configuration and Location of CWIS -1 over 1

P2_Facility Water Balance Diagram -1 over 1

P2_CWIS Operation Narrative -1 over 1

P2_CWS Operation Narrative -1 over 1

P2_Engineering Calculations -1 over 1

P2_Submit Materials for Review by State -1 over 1

P2_Recordkeeping -1 over 1

P2_ODC -1 over 1

P3: Source Water Baseline Biological Characterization 

Data

P3_Identify Available Data and Document Efforts -1 over 1

P3_Compile and Analyze Existing Data -1 over 1

P3_Submit Data for Review by State -1 over 1

P3_Recordkeeping -1 over 1

P3_ODC -1 over 1

P4: Flow Reduction Information 

P4_Develop Narrative -1 over 1

P4_Perform Engineering Calculations -1 over 1

P4_Document Minimization of Make-up and Blowdown -1 over 1

P4_Submit Data and Analysis for Review -1 over 1

P4_Recordkeeping -1 over 1

P4_ODC -1 over 1

Regulatory Requirements ►

Waterbody Type ►

15 16 17

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

M-CT M-BOTH M-NONE

$33,737 $33,737 $33,737

$0 $0 $0

$0 $0 $0

$33,737 $33,737 $33,737

$0 $0 $0

$2,958 $2,958 $2,958

$1,786 $1,786 $1,786

$798 $798 $798

$315 $315 $315

$60 $60 $60

$14,176 $14,176 $14,176

$120 $120 $120

$2,555 $2,555 $2,555

$756 $756 $756

$187 $187 $187

$3,486 $3,486 $3,486

$3,486 $3,486 $3,486

$2,310 $2,310 $2,310

$123 $123 $123

$557 $557 $557

$596 $596 $596

$16,603 $16,603 $16,603

$7,936 $7,936 $7,936

$6,911 $6,911 $6,911

$164 $164 $164

$699 $699 $699

$894 $894 $894

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

Marine

Fac_Cost_by_Cat 70 of 140
IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-BOTH FW-NONE L-IM

Regulatory Requirements ►

Waterbody Type ► Freshwater Stream/River

P5: Proposal for Collection of Information for 

Comprehensive Demonstration Study $0 $0 $0 $0 $0 $0

P5_Description of Historical Studies that will be Used -3 over 1 $0 $0 $0 $0 $0 $0

P5_Description of Proposed and/or Implemented Technologies -3 over 1 $0 $0 $0 $0 $0 $0

P5_Develop Source Water Sampling Plan -3 over 1 $0 $0 $0 $0 $0 $0

P5_Submit Data and Plans for Review -3 over 1 $0 $0 $0 $0 $0 $0

P5_Revise Based on State Review -3 over 1 $0 $0 $0 $0 $0 $0

P5_Recordkeeping -3 over 1 $0 $0 $0 $0 $0 $0

P5_ODC -3 over 1 $0 $0 $0 $0 $0 $0

P6: Source Water Body Flow Information $0 $0 $0 $0 $0 $0

P6_Gather Information to Characterize Flow (FW River/Stream) -1 over 1 $0 $0 $0 $0 $0 $0

P6_Water Body Thermal Stratification Narrative (Lake/Reservoir) -1 over 1 $0 $0 $0 $0 $0 $0

P6_Perform Engineering Calculations -1 over 1 $0 $0 $0 $0 $0 $0

P6_Submit Data and Analysis for Review -1 over 1 $0 $0 $0 $0 $0 $0

P6_Recordkeeping -1 over 1 $0 $0 $0 $0 $0 $0

P6_ODC -1 over 1 $0 $0 $0 $0 $0 $0

P7: Design and Construction Technology Plan $0 $0 $0 $0 $0 $0

P7_Delineate Hydraulic Zone of Influence -1 over 1 $0 $0 $0 $0 $0 $0

P7_Develop Narrative Description of Technologies (Impingement) -1 over 1 $0 $0 $0 $0 $0 $0

P7_Perform Engineering Calculations (Impingement) -1 over 1 $0 $0 $0 $0 $0 $0

P7_Develop Narrative Description of Technologies (Entrainment) -1 over 1 $0 $0 $0 $0 $0 $0

P7_Perform Engineering Calculations (Entrainment) -1 over 1 $0 $0 $0 $0 $0 $0

P7_Document that Technologies Are Optimal -1 over 1 $0 $0 $0 $0 $0 $0

P7_Submit Data and Analysis for Review -1 over 1 $0 $0 $0 $0 $0 $0

P7_Recordkeeping -1 over 1 $0 $0 $0 $0 $0 $0

P7_ODC -1 over 1 $0 $0 $0 $0 $0 $0

P8: Impingement Mortality & Entrainment 

Characterization Study $0 $0 $0 $0 $0 $0

P8_Implement Offshore Freshwater Monitoring -3 over 3 $0 $0 $0 $0 $0 $0

P8_Impingement Monitoring Freshwater -3 over 3 $0 $0 $0 $0 $0 $0

P8_Entrainment Monitoring Freshwater -3 over 3 $0 $0 $0 $0 $0 $0

P8_Biological Study Laboratory Analysis (Freshwater) -3 over 3 $0 $0 $0 $0 $0 $0

P8_Implement Offshore Marine Monitoring -3 over 3 $0 $0 $0 $0 $0 $0

P8_Impingement Monitoring Marine -3 over 3 $0 $0 $0 $0 $0 $0

P8_Entrainment Monitoring Marine -3 over 3 $0 $0 $0 $0 $0 $0

P8_Biological Study Laboratory Analysis (Marine) -3 over 3 $0 $0 $0 $0 $0 $0

P8_Profile of Source Water Biota -3 over 1 $0 $0 $0 $0 $0 $0

P8_Identification of Critical Species -3 over 1 $0 $0 $0 $0 $0 $0

P8_Description of Additional Stresses -3 over 1 $0 $0 $0 $0 $0 $0

P8_Write Study based on Results and Submit for Review by State -1 over 1 $0 $0 $0 $0 $0 $0

Fac_Cost_by_Cat 71 of 140
ICR Activity ▼ ICR Category ►

P: Permit Application (One-Time)

Regulatory Requirements ►

Waterbody Type ►

P5: Proposal for Collection of Information for 

Comprehensive Demonstration Study

P5_Description of Historical Studies that will be Used -3 over 1

P5_Description of Proposed and/or Implemented Technologies -3 over 1

P5_Develop Source Water Sampling Plan -3 over 1

P5_Submit Data and Plans for Review -3 over 1

P5_Revise Based on State Review -3 over 1

P5_Recordkeeping -3 over 1

P5_ODC -3 over 1

P6: Source Water Body Flow Information

P6_Gather Information to Characterize Flow (FW River/Stream) -1 over 1

P6_Water Body Thermal Stratification Narrative (Lake/Reservoir) -1 over 1

P6_Perform Engineering Calculations -1 over 1

P6_Submit Data and Analysis for Review -1 over 1

P6_Recordkeeping -1 over 1

P6_ODC -1 over 1

P7: Design and Construction Technology Plan

P7_Delineate Hydraulic Zone of Influence -1 over 1

P7_Develop Narrative Description of Technologies (Impingement) -1 over 1

P7_Perform Engineering Calculations (Impingement) -1 over 1

P7_Develop Narrative Description of Technologies (Entrainment) -1 over 1

P7_Perform Engineering Calculations (Entrainment) -1 over 1

P7_Document that Technologies Are Optimal -1 over 1

P7_Submit Data and Analysis for Review -1 over 1

P7_Recordkeeping -1 over 1

P7_ODC -1 over 1

P8: Impingement Mortality & Entrainment 

Characterization Study

P8_Implement Offshore Freshwater Monitoring -3 over 3

P8_Impingement Monitoring Freshwater -3 over 3

P8_Entrainment Monitoring Freshwater -3 over 3

P8_Biological Study Laboratory Analysis (Freshwater) -3 over 3

P8_Implement Offshore Marine Monitoring -3 over 3

P8_Impingement Monitoring Marine -3 over 3

P8_Entrainment Monitoring Marine -3 over 3

P8_Biological Study Laboratory Analysis (Marine) -3 over 3

P8_Profile of Source Water Biota -3 over 1

P8_Identification of Critical Species -3 over 1

P8_Description of Additional Stresses -3 over 1

P8_Write Study based on Results and Submit for Review by State -1 over 1

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

L-IM-PS L-CT L-BOTH L-NONE M-IM M-IM-PS

Lake/Reservoir

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

Fac_Cost_by_Cat 72 of 140
ICR Activity 

▼ ICR Category ►

P: Permit Application (One-Time)

Regulatory Requirements ►

Waterbody Type ►

P5: Proposal for Collection of Information for 

Comprehensive Demonstration Study

P5_Description of Historical Studies that will be Used -3 over 1

P5_Description of Proposed and/or Implemented Technologies -3 over 1

P5_Develop Source Water Sampling Plan -3 over 1

P5_Submit Data and Plans for Review -3 over 1

P5_Revise Based on State Review -3 over 1

P5_Recordkeeping -3 over 1

P5_ODC -3 over 1

P6: Source Water Body Flow Information

P6_Gather Information to Characterize Flow (FW River/Stream) -1 over 1

P6_Water Body Thermal Stratification Narrative (Lake/Reservoir) -1 over 1

P6_Perform Engineering Calculations -1 over 1

P6_Submit Data and Analysis for Review -1 over 1

P6_Recordkeeping -1 over 1

P6_ODC -1 over 1

P7: Design and Construction Technology Plan

P7_Delineate Hydraulic Zone of Influence -1 over 1

P7_Develop Narrative Description of Technologies (Impingement) -1 over 1

P7_Perform Engineering Calculations (Impingement) -1 over 1

P7_Develop Narrative Description of Technologies (Entrainment) -1 over 1

P7_Perform Engineering Calculations (Entrainment) -1 over 1

P7_Document that Technologies Are Optimal -1 over 1

P7_Submit Data and Analysis for Review -1 over 1

P7_Recordkeeping -1 over 1

P7_ODC -1 over 1

P8: Impingement Mortality & Entrainment 

Characterization Study

P8_Implement Offshore Freshwater Monitoring -3 over 3

P8_Impingement Monitoring Freshwater -3 over 3

P8_Entrainment Monitoring Freshwater -3 over 3

P8_Biological Study Laboratory Analysis (Freshwater) -3 over 3

P8_Implement Offshore Marine Monitoring -3 over 3

P8_Impingement Monitoring Marine -3 over 3

P8_Entrainment Monitoring Marine -3 over 3

P8_Biological Study Laboratory Analysis (Marine) -3 over 3

P8_Profile of Source Water Biota -3 over 1

P8_Identification of Critical Species -3 over 1

P8_Description of Additional Stresses -3 over 1

P8_Write Study based on Results and Submit for Review by State -1 over 1

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

M-CT M-BOTH M-NONE

Marine

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

Fac_Cost_by_Cat 73 of 140
IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-BOTH FW-NONE L-IM

Regulatory Requirements ►

Waterbody Type ► Freshwater Stream/River

P8_Recordkeeping -1 over 1 $0 $0 $0 $0 $0 $0

P8_Finalize study based on State review -1 over 1 $0 $0 $0 $0 $0 $0

P9: Pilot Study for New Impingement & Entrainment 

Technology $0 $0 $0 $0 $0 $0

P9_Calculate Reduction in Impingement Mortality and Entrainment -1 over 1 $0 $0 $0 $0 $0 $0

P9_Perform Engineering Estimates of Efficacy -1 over 1 $0 $0 $0 $0 $0 $0

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater Impingement and Entrainment -1 over 1 $0 $0 $0 $0 $0 $0

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater-Impingement Only -1 over 1 $0 $0 $0 $0 $0 $0

P9_Perform Impingement Monitoring (Freshwater) -1 over 1 $0 $0 $0 $0 $0 $0

P9_Perform Entrainment Monitoring (Freshwater) -1 over 1 $0 $0 $0 $0 $0 $0

P9_Pilot Study Entrainment Laboratory Analysis (Freshwater) -1 over 1 $0 $0 $0 $0 $0 $0

P9_Purchase, Installation & Operation of Pilot Study Technology-Marine 

Impingment and Entrainment -1 over 1 $0 $0 $0 $0 $0 $0

P9_Purchase, Installation & Operation of Pilot Study Technology-MarineImpingement Only -1 over 1 $0 $0 $0 $0 $0 $0

P9_Perform Impingement Monitoring (Marine) -1 over 1 $0 $0 $0 $0 $0 $0

P9_Perform Entrainment Monitoring (Marine) -1 over 1 $0 $0 $0 $0 $0 $0

P9_Pilot Study Entrainment Laboratory Analysis (Marine) -1 over 1 $0 $0 $0 $0 $0 $0

P9_Submit Data and Analysis for Review -1 over 1 $0 $0 $0 $0 $0 $0

P9_Recordkeeping -1 over 1 $0 $0 $0 $0 $0 $0

P9_ODC -1 over 1 $0 $0 $0 $0 $0 $0

P10: Information to Support Site-Specific Determination 

of BTA $0 $0 $0 $0 $0 $0

P10_Perform Comprehensive Cost Evaluation Study -1 over 1 $0 $0 $0 $0 $0 $0

P10_Perform Valuation of Monetized Benefits -1 over 1 $0 $0 $0 $0 $0 $0

P10_Evaluate Detailed Mortality Data -1 over 1 $0 $0 $0 $0 $0 $0

P10_Perform Engineering Calculations -1 over 1 $0 $0 $0 $0 $0 $0

P10_Submit Data and Analysis for Review -1 over 1 $0 $0 $0 $0 $0 $0

P10_Recordkeeping -1 over 1 $0 $0 $0 $0 $0 $0

P10_ODC -1 over 1 $0 $0 $0 $0 $0 $0

P11: Site-Specific Technology Plan $0 $0 $0 $0 $0 $0

P11_Develop Narrative Description of Technologies -1 over 1 $0 $0 $0 $0 $0 $0

P11_Document that Technologies Are Optimal -1 over 1 $0 $0 $0 $0 $0 $0

P11_Develop Design Calculations, Drawings, & Estimates -1 over 1 $0 $0 $0 $0 $0 $0

P11_Perform Engineering Calculations -1 over 1 $0 $0 $0 $0 $0 $0

P11_Submit Data and Analysis for Review -1 over 1 $0 $0 $0 $0 $0 $0

P11_Recordkeeping -1 over 1 $0 $0 $0 $0 $0 $0

P11_ODC -1 over 1 $0 $0 $0 $0 $0 $0

Fac_Cost_by_Cat 74 of 140
ICR Activity ▼ ICR Category ►

P: Permit Application (One-Time)

Regulatory Requirements ►

Waterbody Type ►

P8_Recordkeeping -1 over 1

P8_Finalize study based on State review -1 over 1

P9: Pilot Study for New Impingement & Entrainment 

Technology

P9_Calculate Reduction in Impingement Mortality and Entrainment -1 over 1

P9_Perform Engineering Estimates of Efficacy -1 over 1

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater Impingement and Entrainment -1 over 1

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater-Impingement Only -1 over 1

P9_Perform Impingement Monitoring (Freshwater) -1 over 1

P9_Perform Entrainment Monitoring (Freshwater) -1 over 1

P9_Pilot Study Entrainment Laboratory Analysis (Freshwater) -1 over 1

P9_Purchase, Installation & Operation of Pilot Study Technology-Marine 

Impingment and Entrainment -1 over 1

P9_Purchase, Installation & Operation of Pilot Study Technology-MarineImpingement Only -1 over 1

P9_Perform Impingement Monitoring (Marine) -1 over 1

P9_Perform Entrainment Monitoring (Marine) -1 over 1

P9_Pilot Study Entrainment Laboratory Analysis (Marine) -1 over 1

P9_Submit Data and Analysis for Review -1 over 1

P9_Recordkeeping -1 over 1

P9_ODC -1 over 1

P10: Information to Support Site-Specific Determination 

of BTA

P10_Perform Comprehensive Cost Evaluation Study -1 over 1

P10_Perform Valuation of Monetized Benefits -1 over 1

P10_Evaluate Detailed Mortality Data -1 over 1

P10_Perform Engineering Calculations -1 over 1

P10_Submit Data and Analysis for Review -1 over 1

P10_Recordkeeping -1 over 1

P10_ODC -1 over 1

P11: Site-Specific Technology Plan

P11_Develop Narrative Description of Technologies -1 over 1

P11_Document that Technologies Are Optimal -1 over 1

P11_Develop Design Calculations, Drawings, & Estimates -1 over 1

P11_Perform Engineering Calculations -1 over 1

P11_Submit Data and Analysis for Review -1 over 1

P11_Recordkeeping -1 over 1

P11_ODC -1 over 1

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

L-IM-PS L-CT L-BOTH L-NONE M-IM M-IM-PS

Lake/Reservoir

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

Fac_Cost_by_Cat 75 of 140
ICR Activity 

▼ ICR Category ►

P: Permit Application (One-Time)

Regulatory Requirements ►

Waterbody Type ►

P8_Recordkeeping -1 over 1

P8_Finalize study based on State review -1 over 1

P9: Pilot Study for New Impingement & Entrainment 

Technology

P9_Calculate Reduction in Impingement Mortality and Entrainment -1 over 1

P9_Perform Engineering Estimates of Efficacy -1 over 1

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater Impingement and Entrainment -1 over 1

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater-Impingement Only -1 over 1

P9_Perform Impingement Monitoring (Freshwater) -1 over 1

P9_Perform Entrainment Monitoring (Freshwater) -1 over 1

P9_Pilot Study Entrainment Laboratory Analysis (Freshwater) -1 over 1

P9_Purchase, Installation & Operation of Pilot Study Technology-Marine 

Impingment and Entrainment -1 over 1

P9_Purchase, Installation & Operation of Pilot Study Technology-MarineImpingement Only -1 over 1

P9_Perform Impingement Monitoring (Marine) -1 over 1

P9_Perform Entrainment Monitoring (Marine) -1 over 1

P9_Pilot Study Entrainment Laboratory Analysis (Marine) -1 over 1

P9_Submit Data and Analysis for Review -1 over 1

P9_Recordkeeping -1 over 1

P9_ODC -1 over 1

P10: Information to Support Site-Specific Determination 

of BTA

P10_Perform Comprehensive Cost Evaluation Study -1 over 1

P10_Perform Valuation of Monetized Benefits -1 over 1

P10_Evaluate Detailed Mortality Data -1 over 1

P10_Perform Engineering Calculations -1 over 1

P10_Submit Data and Analysis for Review -1 over 1

P10_Recordkeeping -1 over 1

P10_ODC -1 over 1

P11: Site-Specific Technology Plan

P11_Develop Narrative Description of Technologies -1 over 1

P11_Document that Technologies Are Optimal -1 over 1

P11_Develop Design Calculations, Drawings, & Estimates -1 over 1

P11_Perform Engineering Calculations -1 over 1

P11_Submit Data and Analysis for Review -1 over 1

P11_Recordkeeping -1 over 1

P11_ODC -1 over 1

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

M-CT M-BOTH M-NONE

Marine

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

Fac_Cost_by_Cat 76 of 140
IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-BOTH FW-NONE L-IM

Regulatory Requirements ►

Waterbody Type ► Freshwater Stream/River

P12: Verification Monitoring Plan $0 $0 $0 $0 $0 $0

P12_Develop Verification Monitoring Plan -1 over 1 $0 $0 $0 $0 $0 $0

P12_Submit Data and Plans for Review -1 over 1 $0 $0 $0 $0 $0 $0

P12_Revise Based on State Review -1 over 1 $0 $0 $0 $0 $0 $0

P12_Recordkeeping -1 over 1 $0 $0 $0 $0 $0 $0

P12_ODC -1 over 1 $0 $0 $0 $0 $0 $0

P13: Permitting Process Capital and O&M Costs $0 $0 $0 $0 $0 $0

P13_Purchase and Installation of Remote Monitoring Device -1 over 1 $0 $0 $0 $0 $0 $0

P13_ODC -1 over 1 $0 $0 $0 $0 $0 $0

P14: Verification Study $0 $0 $0 $0 $0 $0

P14_Monthly Sample Collection $0 $0 $0 $0 $0 $0

P14_Handling and Preparation of Samples $0 $0 $0 $0 $0 $0

P14_Perform Statistical Analysis $0 $0 $0 $0 $0 $0

P14_Submit Monitoring Results & Study Analysis $0 $0 $0 $0 $0 $0

P14_Record Keeping $0 $0 $0 $0 $0 $0

P14_ODC $0 $0 $0 $0 $0 $0

A: Monitoring (Annual) $60,176 $60,176 $0 $60,176 $0 $60,176

A1: Biological Monitoring for Impingement (Freshwater) $23,382 $23,382 $0 $23,382 $0 $23,382

A1_Monthly Sample Collection $8,580 $8,580 $0 $8,580 $0 $8,580

A1_Onsite Analysis of Samples $9,715 $9,715 $0 $9,715 $0 $9,715

A1_Perform Statistical Analysis $3,458 $3,458 $0 $3,458 $0 $3,458

A1_Record Keeping $1,032 $1,032 $0 $1,032 $0 $1,032

A1_ODC $596 $596 $0 $596 $0 $596

A2: Biological Monitoring for Impingement (Marine) $0 $0 $0 $0 $0 $0

A2_Monthly Sample Collection $0 $0 $0 $0 $0 $0

A2_Onsite Analysis of Samples $0 $0 $0 $0 $0 $0

A2_Perform Statistical Analysis $0 $0 $0 $0 $0 $0

A2_Record Keeping $0 $0 $0 $0 $0 $0

A2_ODC $0 $0 $0 $0 $0 $0

A3: Biological Monitoring for Entrainment (Freshwater) $0 $0 $0 $0 $0 $0

A3_Biweekly Sample Collection $0 $0 $0 $0 $0 $0

A3_Handling and Preparation of Samples $0 $0 $0 $0 $0 $0

A3_Laboratory Analysis to Identify & Enumerate Entrained Freshwater 

Biota $0 $0 $0 $0 $0 $0

A3_Perform Statistical Analysis $0 $0 $0 $0 $0 $0

A3_Recordkeeping $0 $0 $0 $0 $0 $0

A3_ODC $0 $0 $0 $0 $0 $0

A4: Biological Monitoring for Entrainment (Marine) $0 $0 $0 $0 $0 $0

Fac_Cost_by_Cat 77 of 140
ICR Activity ▼ ICR Category ►

P: Permit Application (One-Time)

Regulatory Requirements ►

Waterbody Type ►

P12: Verification Monitoring Plan

P12_Develop Verification Monitoring Plan -1 over 1

P12_Submit Data and Plans for Review -1 over 1

P12_Revise Based on State Review -1 over 1

P12_Recordkeeping -1 over 1

P12_ODC -1 over 1

P13: Permitting Process Capital and O&M Costs

P13_Purchase and Installation of Remote Monitoring Device -1 over 1

P13_ODC -1 over 1

P14: Verification Study 

P14_Monthly Sample Collection

P14_Handling and Preparation of Samples

P14_Perform Statistical Analysis

P14_Submit Monitoring Results & Study Analysis

P14_Record Keeping

P14_ODC

A: Monitoring (Annual)

A1: Biological Monitoring for Impingement (Freshwater)

A1_Monthly Sample Collection

A1_Onsite Analysis of Samples

A1_Perform Statistical Analysis

A1_Record Keeping

A1_ODC

A2: Biological Monitoring for Impingement (Marine)

A2_Monthly Sample Collection

A2_Onsite Analysis of Samples

A2_Perform Statistical Analysis

A2_Record Keeping

A2_ODC

A3: Biological Monitoring for Entrainment (Freshwater)

A3_Biweekly Sample Collection

A3_Handling and Preparation of Samples

A3_Laboratory Analysis to Identify & Enumerate Entrained Freshwater 

Biota

A3_Perform Statistical Analysis

A3_Recordkeeping

A3_ODC

A4: Biological Monitoring for Entrainment (Marine)

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

L-IM-PS L-CT L-BOTH L-NONE M-IM M-IM-PS

Lake/Reservoir

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$60,176 $0 $60,176 $0 $66,542 $66,542

$23,382 $0 $23,382 $0 $0 $0

$8,580 $0 $8,580 $0 $0 $0

$9,715 $0 $9,715 $0 $0 $0

$3,458 $0 $3,458 $0 $0 $0

$1,032 $0 $1,032 $0 $0 $0

$596 $0 $596 $0 $0 $0

$0 $0 $0 $0 $29,747 $29,747

$0 $0 $0 $0 $11,094 $11,094

$0 $0 $0 $0 $12,510 $12,510

$0 $0 $0 $0 $4,200 $4,200

$0 $0 $0 $0 $1,169 $1,169

$0 $0 $0 $0 $775 $775

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

Fac_Cost_by_Cat 78 of 140
ICR Activity 

▼ ICR Category ►

P: Permit Application (One-Time)

Regulatory Requirements ►

Waterbody Type ►

P12: Verification Monitoring Plan

P12_Develop Verification Monitoring Plan -1 over 1

P12_Submit Data and Plans for Review -1 over 1

P12_Revise Based on State Review -1 over 1

P12_Recordkeeping -1 over 1

P12_ODC -1 over 1

P13: Permitting Process Capital and O&M Costs

P13_Purchase and Installation of Remote Monitoring Device -1 over 1

P13_ODC -1 over 1

P14: Verification Study 

P14_Monthly Sample Collection

P14_Handling and Preparation of Samples

P14_Perform Statistical Analysis

P14_Submit Monitoring Results & Study Analysis

P14_Record Keeping

P14_ODC

A: Monitoring (Annual)

A1: Biological Monitoring for Impingement (Freshwater)

A1_Monthly Sample Collection

A1_Onsite Analysis of Samples

A1_Perform Statistical Analysis

A1_Record Keeping

A1_ODC

A2: Biological Monitoring for Impingement (Marine)

A2_Monthly Sample Collection

A2_Onsite Analysis of Samples

A2_Perform Statistical Analysis

A2_Record Keeping

A2_ODC

A3: Biological Monitoring for Entrainment (Freshwater)

A3_Biweekly Sample Collection

A3_Handling and Preparation of Samples

A3_Laboratory Analysis to Identify & Enumerate Entrained Freshwater 

Biota

A3_Perform Statistical Analysis

A3_Recordkeeping

A3_ODC

A4: Biological Monitoring for Entrainment (Marine)

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

M-CT M-BOTH M-NONE

Marine

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $66,542 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $29,747 $0

$0 $11,094 $0

$0 $12,510 $0

$0 $4,200 $0

$0 $1,169 $0

$0 $775 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

Fac_Cost_by_Cat 79 of 140
IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-BOTH FW-NONE L-IM

Regulatory Requirements ►

Waterbody Type ► Freshwater Stream/River

A4_Biweekly Sample Collection $0 $0 $0 $0 $0 $0

A4_Handling and Preparation of Samples $0 $0 $0 $0 $0 $0

A4_Laboratory Analysis to Identify & Enumerate Entrained Marine Biota $0 $0 $0 $0 $0 $0

A4_Perform Statistical Analysis $0 $0 $0 $0 $0 $0

A4_Recordkeeping $0 $0 $0 $0 $0 $0

A4_ODC $0 $0 $0 $0 $0 $0

A5: Visual or Remote Inspections $13,430 $13,430 $0 $13,430 $0 $13,430

A5_Visually or Remotely Inspect All InstalledTechnologies $12,215 $12,215 $0 $12,215 $0 $12,215

A5_Recordkeeping $1,096 $1,096 $0 $1,096 $0 $1,096

A5_ODC $119 $119 $0 $119 $0 $119

A6: Yearly Status Report Activities $23,364 $23,364 $0 $23,364 $0 $23,364

A6_Report on Inspection and Maintenance $2,354 $2,354 $0 $2,354 $0 $2,354

A6_Detail Biological Monitoring Results $6,491 $6,491 $0 $6,491 $0 $6,491

A6_Compile and Submit Report $12,096 $12,096 $0 $12,096 $0 $12,096

A6_Recordkeeping $1,530 $1,530 $0 $1,530 $0 $1,530

A6_ODC $894 $894 $0 $894 $0 $894

A7: Facility Annual O&M Costs $0 $0 $0 $0 $0 $0

A7_Operation of Remote Monitoring Device $0 $0 $0 $0 $0 $0

A7_ODC $0 $0 $0 $0 $0 $0

R: Repermit Application (Every 5 Years) $14,789 $14,789 $14,789 $14,789 $14,789 $14,789

R1: Start-up Activities $989 $989 $989 $989 $989 $989

R1_Read and Understand Rule $588 $588 $588 $588 $588 $588

R1_Mobilization/Planning $194 $194 $194 $194 $194 $194

R1_Training $147 $147 $147 $147 $147 $147

R1_ODC $60 $60 $60 $60 $60 $60

R2: Permit Application Activities $8,813 $8,813 $8,813 $8,813 $8,813 $8,813

R2_Source Water Physical Data $816 $816 $816 $816 $816 $816

R2_Configuration and Location of CWIS $187 $187 $187 $187 $187 $187

R2_Facility Water Balance Diagram $187 $187 $187 $187 $187 $187

R2_CWIS Operation Narrative $2,615 $2,615 $2,615 $2,615 $2,615 $2,615

R2_CWS Operation Narrative $2,615 $2,615 $2,615 $2,615 $2,615 $2,615

R2_Engineering Calculations $1,732 $1,732 $1,732 $1,732 $1,732 $1,732

R2_Submit Materials for Review by State $62 $62 $62 $62 $62 $62

R2_Recordkeeping $302 $302 $302 $302 $302 $302

R2_ODC $298 $298 $298 $298 $298 $298

R3: Source Water Baseline Biological Characterization 

Data $4,986 $4,986 $4,986 $4,986 $4,986 $4,986

R3_Identify Available Data and Document Efforts $2,373 $2,373 $2,373 $2,373 $2,373 $2,373

R3_Compile and Analyze Existing Data $2,109 $2,109 $2,109 $2,109 $2,109 $2,109

R3_Submit Data for Review by State $62 $62 $62 $62 $62 $62

Fac_Cost_by_Cat 80 of 140
ICR Activity ▼ ICR Category ►

P: Permit Application (One-Time)

Regulatory Requirements ►

Waterbody Type ►

A4_Biweekly Sample Collection

A4_Handling and Preparation of Samples

A4_Laboratory Analysis to Identify & Enumerate Entrained Marine Biota

A4_Perform Statistical Analysis

A4_Recordkeeping

A4_ODC

A5: Visual or Remote Inspections

A5_Visually or Remotely Inspect All InstalledTechnologies

A5_Recordkeeping

A5_ODC

A6: Yearly Status Report Activities

A6_Report on Inspection and Maintenance

A6_Detail Biological Monitoring Results

A6_Compile and Submit Report 

A6_Recordkeeping

A6_ODC

A7: Facility Annual O&M Costs 

A7_Operation of Remote Monitoring Device

A7_ODC

R: Repermit Application (Every 5 Years)

R1: Start-up Activities

R1_Read and Understand Rule

R1_Mobilization/Planning

R1_Training

R1_ODC

R2: Permit Application Activities

R2_Source Water Physical Data

R2_Configuration and Location of CWIS

R2_Facility Water Balance Diagram

R2_CWIS Operation Narrative

R2_CWS Operation Narrative

R2_Engineering Calculations

R2_Submit Materials for Review by State

R2_Recordkeeping

R2_ODC

R3: Source Water Baseline Biological Characterization 

Data

R3_Identify Available Data and Document Efforts

R3_Compile and Analyze Existing Data

R3_Submit Data for Review by State

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

L-IM-PS L-CT L-BOTH L-NONE M-IM M-IM-PS

Lake/Reservoir

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$13,430 $0 $13,430 $0 $13,430 $13,430

$12,215 $0 $12,215 $0 $12,215 $12,215

$1,096 $0 $1,096 $0 $1,096 $1,096

$119 $0 $119 $0 $119 $119

$23,364 $0 $23,364 $0 $23,364 $23,364

$2,354 $0 $2,354 $0 $2,354 $2,354

$6,491 $0 $6,491 $0 $6,491 $6,491

$12,096 $0 $12,096 $0 $12,096 $12,096

$1,530 $0 $1,530 $0 $1,530 $1,530

$894 $0 $894 $0 $894 $894

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$14,789 $14,789 $14,789 $14,789 $14,789 $14,789

$989 $989 $989 $989 $989 $989

$588 $588 $588 $588 $588 $588

$194 $194 $194 $194 $194 $194

$147 $147 $147 $147 $147 $147

$60 $60 $60 $60 $60 $60

$8,813 $8,813 $8,813 $8,813 $8,813 $8,813

$816 $816 $816 $816 $816 $816

$187 $187 $187 $187 $187 $187

$187 $187 $187 $187 $187 $187

$2,615 $2,615 $2,615 $2,615 $2,615 $2,615

$2,615 $2,615 $2,615 $2,615 $2,615 $2,615

$1,732 $1,732 $1,732 $1,732 $1,732 $1,732

$62 $62 $62 $62 $62 $62

$302 $302 $302 $302 $302 $302

$298 $298 $298 $298 $298 $298

$4,986 $4,986 $4,986 $4,986 $4,986 $4,986

$2,373 $2,373 $2,373 $2,373 $2,373 $2,373

$2,109 $2,109 $2,109 $2,109 $2,109 $2,109

$62 $62 $62 $62 $62 $62

Fac_Cost_by_Cat 81 of 140
ICR Activity 

▼ ICR Category ►

P: Permit Application (One-Time)

Regulatory Requirements ►

Waterbody Type ►

A4_Biweekly Sample Collection

A4_Handling and Preparation of Samples

A4_Laboratory Analysis to Identify & Enumerate Entrained Marine Biota

A4_Perform Statistical Analysis

A4_Recordkeeping

A4_ODC

A5: Visual or Remote Inspections

A5_Visually or Remotely Inspect All InstalledTechnologies

A5_Recordkeeping

A5_ODC

A6: Yearly Status Report Activities

A6_Report on Inspection and Maintenance

A6_Detail Biological Monitoring Results

A6_Compile and Submit Report 

A6_Recordkeeping

A6_ODC

A7: Facility Annual O&M Costs 

A7_Operation of Remote Monitoring Device

A7_ODC

R: Repermit Application (Every 5 Years)

R1: Start-up Activities

R1_Read and Understand Rule

R1_Mobilization/Planning

R1_Training

R1_ODC

R2: Permit Application Activities

R2_Source Water Physical Data

R2_Configuration and Location of CWIS

R2_Facility Water Balance Diagram

R2_CWIS Operation Narrative

R2_CWS Operation Narrative

R2_Engineering Calculations

R2_Submit Materials for Review by State

R2_Recordkeeping

R2_ODC

R3: Source Water Baseline Biological Characterization 

Data

R3_Identify Available Data and Document Efforts

R3_Compile and Analyze Existing Data

R3_Submit Data for Review by State

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

M-CT M-BOTH M-NONE

Marine

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $13,430 $0

$0 $12,215 $0

$0 $1,096 $0

$0 $119 $0

$0 $23,364 $0

$0 $2,354 $0

$0 $6,491 $0

$0 $12,096 $0

$0 $1,530 $0

$0 $894 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$14,789 $14,789 $14,789

$989 $989 $989

$588 $588 $588

$194 $194 $194

$147 $147 $147

$60 $60 $60

$8,813 $8,813 $8,813

$816 $816 $816

$187 $187 $187

$187 $187 $187

$2,615 $2,615 $2,615

$2,615 $2,615 $2,615

$1,732 $1,732 $1,732

$62 $62 $62

$302 $302 $302

$298 $298 $298

$4,986 $4,986 $4,986

$2,373 $2,373 $2,373

$2,109 $2,109 $2,109

$62 $62 $62

Fac_Cost_by_Cat 82 of 140
IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-BOTH FW-NONE L-IM

Regulatory Requirements ►

Waterbody Type ► Freshwater Stream/River

R3_Recordkeeping $443 $443 $443 $443 $443 $443

R3_ODC $0 $0 $0 $0 $0 $0

R4: Flow Reduction Information $0 $0 $0 $0 $0 $0

R4_Develop Narrative $0 $0 $0 $0 $0 $0

R4_Perform Engineering Calculations $0 $0 $0 $0 $0 $0

R4_Document Minimization of Make-up and Blowdown $0 $0 $0 $0 $0 $0

R4_Submit Data and Analysis for Review $0 $0 $0 $0 $0 $0

R4_Recordkeeping $0 $0 $0 $0 $0 $0

R4_ODC $0 $0 $0 $0 $0 $0

R5: Proposal for Collection of Information for 

Comprehensive Demonstration Study $0 $0 $0 $0 $0 $0

R5_Description of Historical Studies that will be Used $0 $0 $0 $0 $0 $0

R5_Description of Proposed and/or Implemented Technologies $0 $0 $0 $0 $0 $0

R5_Develop Source Water Sampling Plan $0 $0 $0 $0 $0 $0

R5_Submit Data and Plans for Review $0 $0 $0 $0 $0 $0

R5_Revise Based on State Review $0 $0 $0 $0 $0 $0

R5_Recordkeeping $0 $0 $0 $0 $0 $0

R5_ODC $0 $0 $0 $0 $0 $0

R6: Source Water Body Flow Information $0 $0 $0 $0 $0 $0

R6_Gather Information to Characterize Flow (FW River/Stream) $0 $0 $0 $0 $0 $0

R6_Water Body Thermal Stratification Narrative (Lake/Reservoir) $0 $0 $0 $0 $0 $0

R6_Perform Engineering Calculations $0 $0 $0 $0 $0 $0

R6_Submit Data and Analysis for Review $0 $0 $0 $0 $0 $0

R6_Recordkeeping $0 $0 $0 $0 $0 $0

R6_ODC $0 $0 $0 $0 $0 $0

R7: Design and Construction Technology Plan $0 $0 $0 $0 $0 $0

R7_Delineate Hydraulic Zone of Influence $0 $0 $0 $0 $0 $0

R7_Develop Narrative Description of Technologies (Impingement) $0 $0 $0 $0 $0 $0

R7_Perform Engineering Calculations (Impingement) $0 $0 $0 $0 $0 $0

R7_Develop Narrative Description of Technologies (Entrainment) $0 $0 $0 $0 $0 $0

R7_Perform Engineering Calculations (Entrainment) $0 $0 $0 $0 $0 $0

R7_Document that Technologies Are Optimal $0 $0 $0 $0 $0 $0

R7_Submit Data and Analysis for Review $0 $0 $0 $0 $0 $0

R7_Recordkeeping $0 $0 $0 $0 $0 $0

R7_ODC $0 $0 $0 $0 $0 $0

R8: Impingement Mortality & Entrainment 

Characterization Study $0 $0 $0 $0 $0 $0

R8_Implement Offshore Freshwater Monitoring $0 $0 $0 $0 $0 $0

R8_Impingement Monitoring Freshwater $0 $0 $0 $0 $0 $0

R8_Entrainment Monitoring Freshwater $0 $0 $0 $0 $0 $0

Fac_Cost_by_Cat 83 of 140
ICR Activity ▼ ICR Category ►

P: Permit Application (One-Time)

Regulatory Requirements ►

Waterbody Type ►

R3_Recordkeeping

R3_ODC

R4: Flow Reduction Information 

R4_Develop Narrative

R4_Perform Engineering Calculations

R4_Document Minimization of Make-up and Blowdown

R4_Submit Data and Analysis for Review

R4_Recordkeeping

R4_ODC

R5: Proposal for Collection of Information for 

Comprehensive Demonstration Study

R5_Description of Historical Studies that will be Used

R5_Description of Proposed and/or Implemented Technologies

R5_Develop Source Water Sampling Plan

R5_Submit Data and Plans for Review

R5_Revise Based on State Review

R5_Recordkeeping

R5_ODC

R6: Source Water Body Flow Information

R6_Gather Information to Characterize Flow (FW River/Stream)

R6_Water Body Thermal Stratification Narrative (Lake/Reservoir)

R6_Perform Engineering Calculations

R6_Submit Data and Analysis for Review

R6_Recordkeeping

R6_ODC

R7: Design and Construction Technology Plan

R7_Delineate Hydraulic Zone of Influence

R7_Develop Narrative Description of Technologies (Impingement)

R7_Perform Engineering Calculations (Impingement)

R7_Develop Narrative Description of Technologies (Entrainment)

R7_Perform Engineering Calculations (Entrainment)

R7_Document that Technologies Are Optimal

R7_Submit Data and Analysis for Review

R7_Recordkeeping

R7_ODC

R8: Impingement Mortality & Entrainment 

Characterization Study

R8_Implement Offshore Freshwater Monitoring

R8_Impingement Monitoring Freshwater

R8_Entrainment Monitoring Freshwater

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

L-IM-PS L-CT L-BOTH L-NONE M-IM M-IM-PS

Lake/Reservoir

$443 $443 $443 $443 $443 $443

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

Fac_Cost_by_Cat 84 of 140
ICR Activity 

▼ ICR Category ►

P: Permit Application (One-Time)

Regulatory Requirements ►

Waterbody Type ►

R3_Recordkeeping

R3_ODC

R4: Flow Reduction Information 

R4_Develop Narrative

R4_Perform Engineering Calculations

R4_Document Minimization of Make-up and Blowdown

R4_Submit Data and Analysis for Review

R4_Recordkeeping

R4_ODC

R5: Proposal for Collection of Information for 

Comprehensive Demonstration Study

R5_Description of Historical Studies that will be Used

R5_Description of Proposed and/or Implemented Technologies

R5_Develop Source Water Sampling Plan

R5_Submit Data and Plans for Review

R5_Revise Based on State Review

R5_Recordkeeping

R5_ODC

R6: Source Water Body Flow Information

R6_Gather Information to Characterize Flow (FW River/Stream)

R6_Water Body Thermal Stratification Narrative (Lake/Reservoir)

R6_Perform Engineering Calculations

R6_Submit Data and Analysis for Review

R6_Recordkeeping

R6_ODC

R7: Design and Construction Technology Plan

R7_Delineate Hydraulic Zone of Influence

R7_Develop Narrative Description of Technologies (Impingement)

R7_Perform Engineering Calculations (Impingement)

R7_Develop Narrative Description of Technologies (Entrainment)

R7_Perform Engineering Calculations (Entrainment)

R7_Document that Technologies Are Optimal

R7_Submit Data and Analysis for Review

R7_Recordkeeping

R7_ODC

R8: Impingement Mortality & Entrainment 

Characterization Study

R8_Implement Offshore Freshwater Monitoring

R8_Impingement Monitoring Freshwater

R8_Entrainment Monitoring Freshwater

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

M-CT M-BOTH M-NONE

Marine

$443 $443 $443

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

Fac_Cost_by_Cat 85 of 140
IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-BOTH FW-NONE L-IM

Regulatory Requirements ►

Waterbody Type ► Freshwater Stream/River

R8_Biological Study Laboratory Analysis (Freshwater) $0 $0 $0 $0 $0 $0

R8_Implement Offshore Marine Monitoring $0 $0 $0 $0 $0 $0

R8_Impingement Monitoring Marine $0 $0 $0 $0 $0 $0

R8_Entrainment Monitoring Marine $0 $0 $0 $0 $0 $0

R8_Biological Study Laboratory Analysis (Marine) $0 $0 $0 $0 $0 $0

R8_Profile of Source Water Biota $0 $0 $0 $0 $0 $0

R8_Identification of Critical Species $0 $0 $0 $0 $0 $0

R8_Description of Additional Stresses $0 $0 $0 $0 $0 $0

R8_Write Study based on Results and Submit for Review by State $0 $0 $0 $0 $0 $0

R8_Recordkeeping $0 $0 $0 $0 $0 $0

R8_Finalize study based on State review $0 $0 $0 $0 $0 $0

R9: Information to Support Site-Specific Determination of 

BTA $0 $0 $0 $0 $0 $0

R9_Perform Comprehensive Cost Evaluation Study $0 $0 $0 $0 $0 $0

R9_Perform Valuation of Monetized Benefits $0 $0 $0 $0 $0 $0

R9_Evaluate Detailed Mortality Data $0 $0 $0 $0 $0 $0

R9_Perform Engineering Calculations $0 $0 $0 $0 $0 $0

R9_Submit Data and Analysis for Review $0 $0 $0 $0 $0 $0

R9_Recordkeeping $0 $0 $0 $0 $0 $0

R9_ODC $0 $0 $0 $0 $0 $0

R10: Site-Specific Technology Plan $0 $0 $0 $0 $0 $0

R10_Develop Narrative Description of Technologies $0 $0 $0 $0 $0 $0

R10_Document that Technologies Are Optimal $0 $0 $0 $0 $0 $0

R10_Develop Design Calculations, Drawings, & Estimates $0 $0 $0 $0 $0 $0

R10_Perform Engineering Calculations $0 $0 $0 $0 $0 $0

R10_Submit Data and Analysis for Review $0 $0 $0 $0 $0 $0

R10_Recordkeeping $0 $0 $0 $0 $0 $0

R10_ODC $0 $0 $0 $0 $0 $0

Fac_Cost_by_Cat 86 of 140
ICR Activity ▼ ICR Category ►

P: Permit Application (One-Time)

Regulatory Requirements ►

Waterbody Type ►

R8_Biological Study Laboratory Analysis (Freshwater)

R8_Implement Offshore Marine Monitoring

R8_Impingement Monitoring Marine

R8_Entrainment Monitoring Marine

R8_Biological Study Laboratory Analysis (Marine)

R8_Profile of Source Water Biota

R8_Identification of Critical Species

R8_Description of Additional Stresses

R8_Write Study based on Results and Submit for Review by State

R8_Recordkeeping

R8_Finalize study based on State review

R9: Information to Support Site-Specific Determination of 

BTA

R9_Perform Comprehensive Cost Evaluation Study

R9_Perform Valuation of Monetized Benefits

R9_Evaluate Detailed Mortality Data

R9_Perform Engineering Calculations

R9_Submit Data and Analysis for Review

R9_Recordkeeping

R9_ODC

R10: Site-Specific Technology Plan

R10_Develop Narrative Description of Technologies

R10_Document that Technologies Are Optimal

R10_Develop Design Calculations, Drawings, & Estimates

R10_Perform Engineering Calculations

R10_Submit Data and Analysis for Review

R10_Recordkeeping

R10_ODC

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

L-IM-PS L-CT L-BOTH L-NONE M-IM M-IM-PS

Lake/Reservoir

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

Fac_Cost_by_Cat 87 of 140
ICR Activity ▼ ICR Category ►

P: Permit Application (One-Time)

Regulatory Requirements ►

Waterbody Type ►

R8_Biological Study Laboratory Analysis (Freshwater)

R8_Implement Offshore Marine Monitoring

R8_Impingement Monitoring Marine

R8_Entrainment Monitoring Marine

R8_Biological Study Laboratory Analysis (Marine)

R8_Profile of Source Water Biota

R8_Identification of Critical Species

R8_Description of Additional Stresses

R8_Write Study based on Results and Submit for Review by State

R8_Recordkeeping

R8_Finalize study based on State review

R9: Information to Support Site-Specific Determination of 

BTA

R9_Perform Comprehensive Cost Evaluation Study

R9_Perform Valuation of Monetized Benefits

R9_Evaluate Detailed Mortality Data

R9_Perform Engineering Calculations

R9_Submit Data and Analysis for Review

R9_Recordkeeping

R9_ODC

R10: Site-Specific Technology Plan

R10_Develop Narrative Description of Technologies

R10_Document that Technologies Are Optimal

R10_Develop Design Calculations, Drawings, & Estimates

R10_Perform Engineering Calculations

R10_Submit Data and Analysis for Review

R10_Recordkeeping

R10_ODC

Cooling Tower 

Assigned

IM and CT 

Assigned

Cooling Tower 

in Baseline

M-CT M-BOTH M-NONE

Marine

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

Fac_Cost_by_Cat 88 of 140
Option EG_AllIM_NE11B_08-03-10 Applicable for revised Phase II Rule

Weights P2RR - 29Sep10_NERC_125MGD Applicable but optional for revised Phase II Rule (no costs assigned)

Not applicable for revised Phase II Rule

State ICR Activity Requirements by Facility ICR Category

2 3 4 5 6 7 8 9

Waterbody Type ►

Regulatory Requirements ► IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-BOTH FW-NONE L-IM L-IM-PS L-CT

SP: Initial Permitting Activities

SP1: Director Start-up Activities

SP1_Read and Understand Rule

SP1_Mobilization/Planning

SP1_raining

SP1_ODC

SP2: Director Permit Issuance Activities

SP2_Review Source Water Physical Data 1 1 1 1 1 1 1 1

SP2_Review CWIS Data 1 1 1 1 1 1 1 1

SP2_Review CWS Operation Narrative 1 1 1 1 1 1 1 1

SP2_Review Proposal for Collection of Information for Comprehensive 

Demonstration Study 0 0 0 0 0 0 0 0

SP2_Review Source Water Body Flow Information 0 0 0 0 0 0 0 0

SP2_Review Design and Construction Technology Plan 0 0 0 0 0 0 0 0

SP2_Review Impingement Mortality & Entrainment Characterization Study 0 0 0 0 0 0 0 0

SP2_Review Pilot Study for New Impingement & Entrainment Technology 0 1 0 0 0 0 1 0

SP2_Review Restoration Measures 0 0 0 0 0 0 0 0

SP2_Review Information to Support Site-Specific Determination of BTA 1 1 0 1 0 1 1 0

SP2_Determine Monitoring Frequency 1 1 0 1 0 1 1 0

SP2_Determine Record keeping and Reporting Frequency 1 1 0 1 0 1 1 0

SP2_Establish Requirements for Site-Specific Technology 1 1 0 1 0 1 1 0

SP2_Considering Public Comments 1 1 1 1 1 1 1 1

SP2_Issuing Permit 1 1 1 1 1 1 1 1

SP2_Permit Record Keeping 1 1 1 1 1 1 1 1

SP2_ODC 1 1 1 1 1 1 1 1

SP3: Verification Study Review 

SP3_Review of Verification Studies 0 0 0 0 0 0 0 0

SP3_Permit Modification Due to Unfavorable Results 0 0 0 0 0 0 0 0

SP3_Record Keeping 0 0 0 0 0 0 0 0

SP3_ODC 0 0 0 0 0 0 0 0

SP4: Alternative Regulatory Requirements

SP4_Document Alternative Regulatory Requirements 0 0 0 0 0 0 0 0

SP4_Document Environmental Conditions within Watershed 0 0 0 0 0 0 0 0

Freshwater Stream/River Lake/Reservoir

State_Req_by_Cat 89 of 140
Option

Weights

State ICR Activity Requirements by Facility ICR Category

Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

SP: Initial Permitting Activities

SP1: Director Start-up Activities

SP1_Read and Understand Rule

SP1_Mobilization/Planning

SP1_raining

SP1_ODC

SP2: Director Permit Issuance Activities

SP2_Review Source Water Physical Data

SP2_Review CWIS Data

SP2_Review CWS Operation Narrative

SP2_Review Proposal for Collection of Information for Comprehensive 

Demonstration Study

SP2_Review Source Water Body Flow Information

SP2_Review Design and Construction Technology Plan

SP2_Review Impingement Mortality & Entrainment Characterization Study

SP2_Review Pilot Study for New Impingement & Entrainment Technology

SP2_Review Restoration Measures

SP2_Review Information to Support Site-Specific Determination of BTA

SP2_Determine Monitoring Frequency

SP2_Determine Record keeping and Reporting Frequency

SP2_Establish Requirements for Site-Specific Technology

SP2_Considering Public Comments

SP2_Issuing Permit

SP2_Permit Record Keeping

SP2_ODC

SP3: Verification Study Review 

SP3_Review of Verification Studies

SP3_Permit Modification Due to Unfavorable Results

SP3_Record Keeping

SP3_ODC

SP4: Alternative Regulatory Requirements

SP4_Document Alternative Regulatory Requirements

SP4_Document Environmental Conditions within Watershed

10 11 12 13 14 15 16

IM and CT 

Assigned Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned Cooling Tower 

in Baseline

L-BOTH L-NONE M-IM M-IM-PS M-CT M-BOTH M-NONE

1 1 1 1 1 1 1

1 1 1 1 1 1 1

1 1 1 1 1 1 1

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 1 0 0 0

0 0 0 0 0 0 0

1 0 1 1 0 1 0

1 0 1 1 0 1 0

1 0 1 1 0 1 0

1 0 1 1 0 1 0

1 1 1 1 1 1 1

1 1 1 1 1 1 1

1 1 1 1 1 1 1

1 1 1 1 1 1 1

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

Marine

State_Req_by_Cat 90 of 140
Waterbody Type ►

Regulatory Requirements ► IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-BOTH FW-NONE L-IM L-IM-PS L-CT

Freshwater Stream/River Lake/Reservoir

SP4_Include Supporting Historical Studies, Calculations, & Analyses 0 0 0 0 0 0 0 0

SP4_Submit Documentation 0 0 0 0 0 0 0 0

SP4_Record Keeping 0 0 0 0 0 0 0 0

SP4_ODC 0 0 0 0 0 0 0 0

SA: Annual Director Activities

SA_Review of Yearly Status Report 1 1 0 1 0 1 1 0

SA_Compliance Tracking 1 1 0 1 0 1 1 0

SA_Determination on Monitoring Frequency Reduction 1 1 0 1 0 1 1 0

SA_Record Keeping 1 1 0 1 0 1 1 0

SA_ODC 1 1 0 1 0 1 1 0

SR: Director Permit Reissuance Activities

SR_Review Source Water Physical Data 1 1 1 1 1 1 1 1

SR_Review CWIS Data 1 1 1 1 1 1 1 1

SR_Review CWS Operation Narrative 1 1 1 1 1 1 1 1

SR_Review Proposal for Collection of Information for Comprehensive 

Demonstration Study 0 0 0 0 0 0 0 0

SR_Review Source Water Body Flow Information 0 0 0 0 0 0 0 0

SR_Review Design and Construction Technology Plan 0 0 0 0 0 0 0 0

SR_Review Impingement Mortality & Entrainment Characterization Study 0 0 0 0 0 0 0 0

SR_Review Restoration Measures 0 0 0 0 0 0 0 0

SR_Review Information to Support Site-Specific Determination of BTA 1 1 0 1 0 1 1 0

SR_Determine Monitoring Frequency 1 1 0 1 0 1 1 0

SR_Determine Record keeping and Reporting Frequency 1 1 0 1 0 1 1 0

SR_Establish Requirements for Site-Specific Technology 1 1 0 1 0 1 1 0

SR_Considering Public Comments 1 1 1 1 1 1 1 1

SR_Issuing Permit 1 1 1 1 1 1 1 1

SR_Permit Record Keeping 1 1 1 1 1 1 1 1

SR_ODC 1 1 1 1 1 1 1 1

State_Req_by_Cat 91 of 140
Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

SP: Initial Permitting A SP4_Include Supporting Historical Studies, Calculations, & Analyses ctivities

SP4_Submit Documentation

SP4_Record Keeping

SP4_ODC

SA: Annual Director Activities

SA_Review of Yearly Status Report

SA_Compliance Tracking 

SA_Determination on Monitoring Frequency Reduction

SA_Record Keeping

SA_ODC

SR: Director Permit Reissuance Activities

SR_Review Source Water Physical Data

SR_Review CWIS Data

SR_Review CWS Operation Narrative

SR_Review Proposal for Collection of Information for Comprehensive 

Demonstration Study

SR_Review Source Water Body Flow Information

SR_Review Design and Construction Technology Plan

SR_Review Impingement Mortality & Entrainment Characterization Study

SR_Review Restoration Measures

SR_Review Information to Support Site-Specific Determination of BTA

SR_Determine Monitoring Frequency

SR_Determine Record keeping and Reporting Frequency

SR_Establish Requirements for Site-Specific Technology

SR_Considering Public Comments

SR_Issuing Permit

SR_Permit Record Keeping

SR_ODC

IM and CT 

Assigned Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned Cooling Tower 

in Baseline

L-BOTH L-NONE M-IM M-IM-PS M-CT M-BOTH M-NONE

Marine

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

1 0 1 1 0 1 0

1 0 1 1 0 1 0

1 0 1 1 0 1 0

1 0 1 1 0 1 0

1 0 1 1 0 1 0

1 1 1 1 1 1 1

1 1 1 1 1 1 1

1 1 1 1 1 1 1

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

1 0 1 1 0 1 0

1 0 1 1 0 1 0

1 0 1 1 0 1 0

1 0 1 1 0 1 0

1 1 1 1 1 1 1

1 1 1 1 1 1 1

1 1 1 1 1 1 1

1 1 1 1 1 1 1

State_Req_by_Cat 92 of 140
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

35

36

37

38

39

40

41

42

43

44

45

A B C D E F G H I J K

Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

Director Burden and Cost Estimates for ICR Activities

2 3 4 5 6 7 8 9 10 11

Senior Junior Clerical 

Activity Group, Activity

Occurrence (relative to 

compliance year) ▼ Duration ▼

All or SiteSpecific Only

Occurrence 

Code ▼ $65.00 $39.40 $30.30

SP: Initial Permitting Activities

SP1: Director Start-up Activities

SP1_Read and Understand Rule 12 12 0 24 $1,253

SP1_Mobilization/Planning 24 16 0 40 $2,190

SP1_raining 4 32 0 36 $1,521

SP1_ODC 0 0 0 0 $0 $60

SP2: Director Permit Issuance Activities

SP2_Review Source Water Physical Data 0 1 A 0 over 1_A 2 6 0 8 $366

SP2_Review CWIS Data 0 1 A 0 over 1_A 6 18 0 24 $1,099

SP2_Review CWS Operation Narrative 0 1 A 0 over 1_A 6 18 0 24 $1,099

SP2_Review Proposal for Collection of Information for 0 1 A 0 over 1_A 16 16 0 32 $1,670

SP2_Review Source Water Body Flow Information 0 1 A 0 over 1_A 2 6 0 8 $366

SP2_Review Design and Construction Technology Plan 0 1 A 0 over 1_A 24 8 0 32 $1,875

SP2_Review Impingement Mortality & Entrainment 

Characterization Study 0 1 A 0 over 1_A 400 50 0 450 $27,970

SP2_Review Pilot Study for New Impingement & Entrainment 

Technology 0 1 A 0 over 1_A 16 16 0 32 $1,670

SP2_Review Restoration Measures 0 1 A 0 over 1_A 400 100 0 500 $29,940

SP2_Review Information to Support Site-Specific Determination of 

BTA 0 1 SS 0 over 1_SS 800 200 0 1,000 $59,880

SP2_Determine Monitoring Frequency 0 1 A 0 over 1_A 2 6 0 8 $366

SP2_Determine Record keeping and Reporting Frequency 0 1 A 0 over 1_A 2 6 0 8 $366

SP2_Establish Requirements for Site-Specific Technology 0 1 SS 0 over 1_SS 8 24 0 32 $1,466

SP2_Considering Public Comments 0 1 A 0 over 1_A 16 16 0 32 $1,670

SP2_Issuing Permit 0 1 A 0 over 1_A 1 6 1 8 $332

SP2_Permit Record Keeping 0 1 A 0 over 1_A 1 1 2 4 $165

SP2_ODC 0 1 A 0 over 1_A 0 0 0 0 $0 $357

SP3: Verification Study Review 

SP3_Review of Verification Studies 2 1 A 2 over 1_A 2 4 0 6 $288

SP3_Permit Modification Due to Unfavorable Results 2 1 A 2 over 1_A 4 10 0 14 $654

SP3_Record Keeping 2 1 A 2 over 1_A 0 0 1 1 $30

SP3_ODC 2 1 A 2 over 1_A 0 0 0 0 $0 $12

SP4: Alternative Regulatory Requirements

SP4_Document Alternative Regulatory Requirements 12 24 0 36 $1,726

SP4_Document Environmental Conditions within Watershed 16 32 0 48 $2,301

SP4_Include Supporting Historical Studies, Calculations, & 

Analyses 20 80 0 100 $4,452

SP4_Submit Documentation 0 0 4 4 $121

SP4_Record Keeping 1 2 1 4 $174

SP4_ODC 0 0 0 0 $0 $119

SA: Annual Director Activities

Personel ►

Level of Effort (hrs)

O&M Costs

Labor Cost 

per Permit 

or per 

Director

Burden per 

Permit or 

per Director

State_Act_Cost 93 of 140
123456789

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

35

36

37

38

39

40

41

42

43

44

45

A

Option

Weights

Director Burden and Cost Estimates for ICR Activities

Activity Group, Activity

SP: Initial Permitting Activities

SP1: Director Start-up Activities

SP1_Read and Understand Rule

SP1_Mobilization/Planning

SP1_raining

SP1_ODC

SP2: Director Permit Issuance Activities

SP2_Review Source Water Physical Data

SP2_Review CWIS Data

SP2_Review CWS Operation Narrative

SP2_Review Proposal for Collection of Information for 

SP2_Review Source Water Body Flow Information

SP2_Review Design and Construction Technology Plan

SP2_Review Impingement Mortality & Entrainment 

Characterization Study

SP2_Review Pilot Study for New Impingement & Entrainment 

Technology

SP2_Review Restoration Measures

SP2_Review Information to Support Site-Specific Determination of 

BTA

SP2_Determine Monitoring Frequency

SP2_Determine Record keeping and Reporting Frequency

SP2_Establish Requirements for Site-Specific Technology

SP2_Considering Public Comments

SP2_Issuing Permit

SP2_Permit Record Keeping

SP2_ODC

SP3: Verification Study Review 

SP3_Review of Verification Studies

SP3_Permit Modification Due to Unfavorable Results

SP3_Record Keeping

SP3_ODC

SP4: Alternative Regulatory Requirements

SP4_Document Alternative Regulatory Requirements

SP4_Document Environmental Conditions within Watershed

SP4_Include Supporting Historical Studies, Calculations, & 

Analyses

SP4_Submit Documentation

SP4_Record Keeping

SP4_ODC

SA: Annual Director Activities

L

12

$1,253

$2,190

$1,521

$60

$366

$1,099

$1,099

$1,670

$366

$1,875

$27,970

$1,670

$29,940

$59,880

$366

$366

$1,466

$1,670

$332

$165

$357

$288

$654

$30

$12

$1,726

$2,301

$4,452

$121

$174

$119

Total Cost 

per Permit 

or per 

Director

State_Act_Cost 94 of 140
6

7

8

9

A B C D E F G H I J K

Senior Junior Clerical 

Activity Group, Activity

Occurrence (relative to 

compliance year) ▼ Duration ▼

All or SiteSpecific Only

Occurrence 

Code ▼ $65.00 $39.40 $30.30

Personel ►

Level of Effort (hrs)

O&M Costs

Labor Cost 

per Permit 

or per 

Director

Burden per 

Permit or 

per Director

46

47

48

49

50

51

52

53

54

55

56

57

58

59

60

61

62

63

64

65

66

67

68

SA_Review of Yearly Status Report 6 12 0 18 $863

SA_Compliance Tracking 4 12 0 16 $733

SA_Determination on Monitoring Frequency Reduction 4 8 0 12 $575

SA_Record Keeping 1 2 1 4 $174

SA_ODC 0 0 0 0 $0 $30

SR: Director Permit Reissuance Activities

SR_Review Source Water Physical Data A A 1 2 0 3 $144

SR_Review CWIS Data A A 2 5 0 7 $327

SR_Review CWS Operation Narrative A A 2 5 0 7 $327

SR_Review Proposal for Collection of Information for 

Comprehensive Demonstration Study A A 5 5 0 10 $522

SR_Review Source Water Body Flow Information A A 1 2 0 3 $144

SR_Review Design and Construction Technology Plan A A 7 2 0 9 $534

SR_Review Impingement Mortality & Entrainment 

Characterization Study A A 120 15 0 135 $8,391

SR_Review Pilot Study for New Impingement & Entrainment 

Technology A A 5 5 0 10 $522

SR_Review Restoration Measures A A 120 30 0 150 $8,982

SR_Review Information to Support Site-Specific Determination of 

BTA SS SS 240 60 0 300 $17,964

SR_Determine Monitoring Frequency A A 1 2 0 3 $144

SR_Determine Record keeping and Reporting Frequency A A 1 2 0 3 $144

SR_Establish Requirements for Site-Specific Technology SS SS 2 7 0 9 $406

SR_Considering Public Comments A A 5 5 0 10 $522

SR_Issuing Permit A A 0 2 0 2 $79

SR_Permit Record Keeping A A 0 0 1 1 $30

SR_ODC A A 0 0 0 0 $0 $357

State_Act_Cost 95 of 140
6789

A

Activity Group, Activity

46 SP: Initial Permitting Activities

47

48

49

50

51

52

53

54

55

56

57

58

59

60

61

62

63

64

65

66

67

68

SA_Review of Yearly Status Report

SA_Compliance Tracking 

SA_Determination on Monitoring Frequency Reduction

SA_Record Keeping

SA_ODC

SR: Director Permit Reissuance Activities

SR_Review Source Water Physical Data

SR_Review CWIS Data

SR_Review CWS Operation Narrative

SR_Review Proposal for Collection of Information for 

Comprehensive Demonstration Study

SR_Review Source Water Body Flow Information

SR_Review Design and Construction Technology Plan

SR_Review Impingement Mortality & Entrainment 

Characterization Study

SR_Review Pilot Study for New Impingement & Entrainment 

Technology

SR_Review Restoration Measures

SR_Review Information to Support Site-Specific Determination of 

BTA

SR_Determine Monitoring Frequency

SR_Determine Record keeping and Reporting Frequency

SR_Establish Requirements for Site-Specific Technology

SR_Considering Public Comments

SR_Issuing Permit

SR_Permit Record Keeping

SR_ODC

L

Total Cost 

per Permit 

or per 

Director

$863

$733

$575

$174

$30

$144

$327

$327

$522

$144

$534

$8,391

$522

$8,982

$17,964

$144

$144

$406

$522

$79

$30

$357

State_Act_Cost 96 of 140
Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

State ICR Costs by Facility ICR Category

2 3 4 5 6 7 8

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned Cooling Tower 

in Baseline

IM 

Requirements

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-BOTH FW-NONE L-IM

SP: Initial Permitting Activities $67,168 $68,838 $5,089 $67,168 $5,089 $67,168

Over 1 year, compliance year (excl. site-specific determination of BTA) 0 over 1_A $5,822 $7,493 $5,089 $5,822 $5,089 $5,822

Over 1 year, compliance year (site-specific determination of BTA only) 0 over 1_SS $61,346 $61,346 $0 $61,346 $0 $61,346

Over 1 year, 2 years after compliance 2 over 1_A $0 $0 $0 $0 $0 $0

SP1: Director Start-up Activities $0 $0 0 0 0 0

SP1_Read and Understand Rule $0 $0 $0 $0 $0 $0

SP1_Mobilization/Planning $0 $0 $0 $0 $0 $0

SP1_raining $0 $0 $0 $0 $0 $0

SP1_ODC $0 $0 $0 $0 $0 $0

SP2: Director Permit Issuance Activities $67,168 $68,838 $5,089 $67,168 $5,089 $67,168

SP2_Review Source Water Physical Data 0 over 1_A $366 $366 $366 $366 $366 $366

SP2_Review CWIS Data 0 over 1_A $1,099 $1,099 $1,099 $1,099 $1,099 $1,099

SP2_Review CWS Operation Narrative 0 over 1_A $1,099 $1,099 $1,099 $1,099 $1,099 $1,099

SP2_Review Proposal for Collection of Information for Comprehensive Demonstration 

Study 0 over 1_A $0 $0 $0 $0 $0 $0

SP2_Review Source Water Body Flow Information 0 over 1_A $0 $0 $0 $0 $0 $0

SP2_Review Design and Construction Technology Plan 0 over 1_A $0 $0 $0 $0 $0 $0

SP2_Review Impingement Mortality & Entrainment Characterization Study 0 over 1_A $0 $0 $0 $0 $0 $0

SP2_Review Pilot Study for New Impingement & Entrainment Technology 0 over 1_A $0 $1,670 $0 $0 $0 $0

SP2_Review Restoration Measures 0 over 1_A $0 $0 $0 $0 $0 $0

SP2_Review Information to Support Site-Specific Determination of BTA 0 over 1_SS $59,880 $59,880 $0 $59,880 $0 $59,880

SP2_Determine Monitoring Frequency 0 over 1_A $366 $366 $0 $366 $0 $366

SP2_Determine Record keeping and Reporting Frequency 0 over 1_A $366 $366 $0 $366 $0 $366

SP2_Establish Requirements for Site-Specific Technology 0 over 1_SS $1,466 $1,466 $0 $1,466 $0 $1,466

SP2_Considering Public Comments 0 over 1_A $1,670 $1,670 $1,670 $1,670 $1,670 $1,670

SP2_Issuing Permit 0 over 1_A $332 $332 $332 $332 $332 $332

SP2_Permit Record Keeping 0 over 1_A $165 $165 $165 $165 $165 $165

SP2_ODC 0 over 1_A $357 $357 $357 $357 $357 $357

SP3: Verification Study Review $0 $0 $0 $0 $0 $0

SP3_Review of Verification Studies 2 over 1_A $0 $0 $0 $0 $0 $0

SP3_Permit Modification Due to Unfavorable Results 2 over 1_A $0 $0 $0 $0 $0 $0

SP3_Record Keeping 2 over 1_A $0 $0 $0 $0 $0 $0

SP3_ODC 2 over 1_A $0 $0 $0 $0 $0 $0

SP4: Alternative Regulatory Requirements $0 $0 $0 $0 $0 $0

SP4_Document Alternative Regulatory Requirements $0 $0 $0 $0 $0 $0

Waterbody Type ►

Regulatory Requirements ►

Freshwater Stream/River

State_Cost_by_Cat 97 of 140
Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

State ICR Costs by Facility ICR Category

2

ICR Activity ▼ ICR Category ►

SP: Initial Permitting Activities

Over 1 year, compliance year (excl. site-specific determination of BTA) 0 over 1_A

Over 1 year, compliance year (site-specific determination of BTA only) 0 over 1_SS

Over 1 year, 2 years after compliance 2 over 1_A

SP1: Director Start-up Activities

SP1_Read and Understand Rule

SP1_Mobilization/Planning

SP1_raining

SP1_ODC

SP2: Director Permit Issuance Activities

SP2_Review Source Water Physical Data 0 over 1_A

SP2_Review CWIS Data 0 over 1_A

SP2_Review CWS Operation Narrative 0 over 1_A

SP2_Review Proposal for Collection of Information for Comprehensive Demonstration 

Study 0 over 1_A

SP2_Review Source Water Body Flow Information 0 over 1_A

SP2_Review Design and Construction Technology Plan 0 over 1_A

SP2_Review Impingement Mortality & Entrainment Characterization Study 0 over 1_A

SP2_Review Pilot Study for New Impingement & Entrainment Technology 0 over 1_A

SP2_Review Restoration Measures 0 over 1_A

SP2_Review Information to Support Site-Specific Determination of BTA 0 over 1_SS

SP2_Determine Monitoring Frequency 0 over 1_A

SP2_Determine Record keeping and Reporting Frequency 0 over 1_A

SP2_Establish Requirements for Site-Specific Technology 0 over 1_SS

SP2_Considering Public Comments 0 over 1_A

SP2_Issuing Permit 0 over 1_A

SP2_Permit Record Keeping 0 over 1_A

SP2_ODC 0 over 1_A

SP3: Verification Study Review 

SP3_Review of Verification Studies 2 over 1_A

SP3_Permit Modification Due to Unfavorable Results 2 over 1_A

SP3_Record Keeping 2 over 1_A

SP3_ODC 2 over 1_A

SP4: Alternative Regulatory Requirements

SP4_Document Alternative Regulatory Requirements

Waterbody Type ►

Regulatory Requirements ►

9 10 11 12 13 14

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

L-IM-PS L-CT L-BOTH L-NONE M-IM M-IM-PS

$68,838 $5,089 $67,168 $5,089 $67,168 $68,838

$7,493 $5,089 $5,822 $5,089 $5,822 $7,493

$61,346 $0 $61,346 $0 $61,346 $61,346

$0 $0 $0 $0 $0 $0

$0 0 0 0 0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$68,838 $5,089 $67,168 $5,089 $67,168 $68,838

$366 $366 $366 $366 $366 $366

$1,099 $1,099 $1,099 $1,099 $1,099 $1,099

$1,099 $1,099 $1,099 $1,099 $1,099 $1,099

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$1,670 $0 $0 $0 $0 $1,670

$0 $0 $0 $0 $0 $0

$59,880 $0 $59,880 $0 $59,880 $59,880

$366 $0 $366 $0 $366 $366

$366 $0 $366 $0 $366 $366

$1,466 $0 $1,466 $0 $1,466 $1,466

$1,670 $1,670 $1,670 $1,670 $1,670 $1,670

$332 $332 $332 $332 $332 $332

$165 $165 $165 $165 $165 $165

$357 $357 $357 $357 $357 $357

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

Lake/Reservoir

State_Cost_by_Cat 98 of 140
Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

State ICR Costs by Facility ICR Category

2

ICR Activity ▼ ICR Category ►

SP: Initial Permitting Activities

Over 1 year, compliance year (excl. site-specific determination of BTA) 0 over 1_A

Over 1 year, compliance year (site-specific determination of BTA only) 0 over 1_SS

Over 1 year, 2 years after compliance 2 over 1_A

SP1: Director Start-up Activities

SP1_Read and Understand Rule

SP1_Mobilization/Planning

SP1_raining

SP1_ODC

SP2: Director Permit Issuance Activities

SP2_Review Source Water Physical Data 0 over 1_A

SP2_Review CWIS Data 0 over 1_A

SP2_Review CWS Operation Narrative 0 over 1_A

SP2_Review Proposal for Collection of Information for Comprehensive Demonstration 

Study 0 over 1_A

SP2_Review Source Water Body Flow Information 0 over 1_A

SP2_Review Design and Construction Technology Plan 0 over 1_A

SP2_Review Impingement Mortality & Entrainment Characterization Study 0 over 1_A

SP2_Review Pilot Study for New Impingement & Entrainment Technology 0 over 1_A

SP2_Review Restoration Measures 0 over 1_A

SP2_Review Information to Support Site-Specific Determination of BTA 0 over 1_SS

SP2_Determine Monitoring Frequency 0 over 1_A

SP2_Determine Record keeping and Reporting Frequency 0 over 1_A

SP2_Establish Requirements for Site-Specific Technology 0 over 1_SS

SP2_Considering Public Comments 0 over 1_A

SP2_Issuing Permit 0 over 1_A

SP2_Permit Record Keeping 0 over 1_A

SP2_ODC 0 over 1_A

SP3: Verification Study Review 

SP3_Review of Verification Studies 2 over 1_A

SP3_Permit Modification Due to Unfavorable Results 2 over 1_A

SP3_Record Keeping 2 over 1_A

SP3_ODC 2 over 1_A

SP4: Alternative Regulatory Requirements

SP4_Document Alternative Regulatory Requirements

Waterbody Type ►

Regulatory Requirements ►

15 16 17

Cooling Tower 

Assigned

IM and CT 

Assigned Cooling Tower 

in Baseline

M-CT M-BOTH M-NONE

$5,089 $67,168 $5,089

$5,089 $5,822 $5,089

$0 $61,346 $0

$0 $0 $0

0 0 0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$5,089 $67,168 $5,089

$366 $366 $366

$1,099 $1,099 $1,099

$1,099 $1,099 $1,099

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $59,880 $0

$0 $366 $0

$0 $366 $0

$0 $1,466 $0

$1,670 $1,670 $1,670

$332 $332 $332

$165 $165 $165

$357 $357 $357

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

Marine

State_Cost_by_Cat 99 of 140
IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned Cooling Tower 

in Baseline

IM 

Requirements

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-BOTH FW-NONE L-IM

Waterbody Type ►

Regulatory Requirements ►

Freshwater Stream/River

SP4_Document Environmental Conditions within Watershed $0 $0 $0 $0 $0 $0

SP4_Include Supporting Historical Studies, Calculations, & Analyses $0 $0 $0 $0 $0 $0

SP4_Submit Documentation $0 $0 $0 $0 $0 $0

SP4_Record Keeping $0 $0 $0 $0 $0 $0

SP4_ODC $0 $0 $0 $0 $0 $0

SA: Annual Director Activities $2,375 $2,375 $0 $2,375 $0 $2,375

SA_Review of Yearly Status Report $863 $863 $0 $863 $0 $863

SA_Compliance Tracking $733 $733 $0 $733 $0 $733

SA_Determination on Monitoring Frequency Reduction $575 $575 $0 $575 $0 $575

SA_Record Keeping $174 $174 $0 $174 $0 $174

SA_ODC $30 $30 $0 $30 $0 $30

SR: Director Permit Reissuance Activities $20,444 $20,444 $1,786 $20,444 $1,786 $20,444

Repermitting (excl. site-specific determination of BTA) A $2,074 $2,074 $1,786 $2,074 $1,786 $2,074

Repermitting (site-specific determination of BTA only) SS $18,370 $18,370 $0 $18,370 $0 $18,370

SR_Review Source Water Physical Data A $144 $144 $144 $144 $144 $144

SR_Review CWIS Data A $327 $327 $327 $327 $327 $327

SR_Review CWS Operation Narrative A $327 $327 $327 $327 $327 $327

SR_Review Proposal for Collection of Information for Comprehensive Demonstration 

Study A $0 $0 $0 $0 $0 $0

SR_Review Source Water Body Flow Information A $0 $0 $0 $0 $0 $0

SR_Review Design and Construction Technology Plan A $0 $0 $0 $0 $0 $0

SR_Review Impingement Mortality & Entrainment Characterization Study A $0 $0 $0 $0 $0 $0

SR_Review Restoration Measures A $0 $0 $0 $0 $0 $0

SR_Review Information to Support Site-Specific Determination of BTA SS $17,964 $17,964 $0 $17,964 $0 $17,964

SR_Determine Monitoring Frequency A $144 $144 $0 $144 $0 $144

SR_Determine Record keeping and Reporting Frequency A $144 $144 $0 $144 $0 $144

SR_Establish Requirements for Site-Specific Technology SS $406 $406 $0 $406 $0 $406

SR_Considering Public Comments A $522 $522 $522 $522 $522 $522

SR_Issuing Permit A $79 $79 $79 $79 $79 $79

SR_Permit Record Keeping A $30 $30 $30 $30 $30 $30

SR_ODC A $357 $357 $357 $357 $357 $357

State_Cost_by_Cat 100 of 140
ICR Activity ▼ ICR Category ►

SP: Initial Permitting Activities

Waterbody Type ►

Regulatory Requirements ►

SP4_Document Environmental Conditions within Watershed

SP4_Include Supporting Historical Studies, Calculations, & Analyses

SP4_Submit Documentation

SP4_Record Keeping

SP4_ODC

SA: Annual Director Activities

SA_Review of Yearly Status Report

SA_Compliance Tracking 

SA_Determination on Monitoring Frequency Reduction

SA_Record Keeping

SA_ODC

SR: Director Permit Reissuance Activities

Repermitting (excl. site-specific determination of BTA) A

Repermitting (site-specific determination of BTA only) SS

SR_Review Source Water Physical Data A

SR_Review CWIS Data A

SR_Review CWS Operation Narrative A

SR_Review Proposal for Collection of Information for Comprehensive Demonstration 

Study A

SR_Review Source Water Body Flow Information A

SR_Review Design and Construction Technology Plan A

SR_Review Impingement Mortality & Entrainment Characterization Study A

SR_Review Restoration Measures A

SR_Review Information to Support Site-Specific Determination of BTA SS

SR_Determine Monitoring Frequency A

SR_Determine Record keeping and Reporting Frequency A

SR_Establish Requirements for Site-Specific Technology SS

SR_Considering Public Comments A

SR_Issuing Permit A

SR_Permit Record Keeping A

SR_ODC A

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

L-IM-PS L-CT L-BOTH L-NONE M-IM M-IM-PS

Lake/Reservoir

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$2,375 $0 $2,375 $0 $2,375 $2,375

$863 $0 $863 $0 $863 $863

$733 $0 $733 $0 $733 $733

$575 $0 $575 $0 $575 $575

$174 $0 $174 $0 $174 $174

$30 $0 $30 $0 $30 $30

$20,444 $1,786 $20,444 $1,786 $20,444 $20,444

$2,074 $1,786 $2,074 $1,786 $2,074 $2,074

$18,370 $0 $18,370 $0 $18,370 $18,370

$144 $144 $144 $144 $144 $144

$327 $327 $327 $327 $327 $327

$327 $327 $327 $327 $327 $327

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$0 $0 $0 $0 $0 $0

$17,964 $0 $17,964 $0 $17,964 $17,964

$144 $0 $144 $0 $144 $144

$144 $0 $144 $0 $144 $144

$406 $0 $406 $0 $406 $406

$522 $522 $522 $522 $522 $522

$79 $79 $79 $79 $79 $79

$30 $30 $30 $30 $30 $30

$357 $357 $357 $357 $357 $357

State_Cost_by_Cat 101 of 140
ICR Activity ▼ ICR Category ►

SP: Initial Permitting Activities

Waterbody Type ►

Regulatory Requirements ►

SP4_Document Environmental Conditions within Watershed

SP4_Include Supporting Historical Studies, Calculations, & Analyses

SP4_Submit Documentation

SP4_Record Keeping

SP4_ODC

SA: Annual Director Activities

SA_Review of Yearly Status Report

SA_Compliance Tracking 

SA_Determination on Monitoring Frequency Reduction

SA_Record Keeping

SA_ODC

SR: Director Permit Reissuance Activities

Repermitting (excl. site-specific determination of BTA) A

Repermitting (site-specific determination of BTA only) SS

SR_Review Source Water Physical Data A

SR_Review CWIS Data A

SR_Review CWS Operation Narrative A

SR_Review Proposal for Collection of Information for Comprehensive Demonstration 

Study A

SR_Review Source Water Body Flow Information A

SR_Review Design and Construction Technology Plan A

SR_Review Impingement Mortality & Entrainment Characterization Study A

SR_Review Restoration Measures A

SR_Review Information to Support Site-Specific Determination of BTA SS

SR_Determine Monitoring Frequency A

SR_Determine Record keeping and Reporting Frequency A

SR_Establish Requirements for Site-Specific Technology SS

SR_Considering Public Comments A

SR_Issuing Permit A

SR_Permit Record Keeping A

SR_ODC A

Cooling Tower 

Assigned

IM and CT 

Assigned Cooling Tower 

in Baseline

M-CT M-BOTH M-NONE

Marine

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $2,375 $0

$0 $863 $0

$0 $733 $0

$0 $575 $0

$0 $174 $0

$0 $30 $0

$1,786 $20,444 $1,786

$1,786 $2,074 $1,786

$0 $18,370 $0

$144 $144 $144

$327 $327 $327

$327 $327 $327

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $17,964 $0

$0 $144 $0

$0 $144 $0

$0 $406 $0

$522 $522 $522

$79 $79 $79

$30 $30 $30

$357 $357 $357

State_Cost_by_Cat 102 of 140
Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

Federal ICR Activity Requirements by Facility ICR Category

2 3 4 5 6 7 8 9

Waterbody Type ►

Regulatory Requirements ► IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-BOTH FW-NONE L-IM L-IM-PS L-CT

FP: Federal Permit Program Oversight Activities

FP_Review Source Water Physical Data 1 1 1 1 1 1 1 1

FP_Review CWIS Data 1 1 1 1 1 1 1 1

FP_Review CWS Operation Narrative 1 1 1 1 1 1 1 1

FP_Review Proposal for Collection of Information for Comprehensive 

Demonstration Study 0 0 0 0 0 0 0 0

FP_Review Source Water Body Flow Information 0 0 0 0 0 0 0 0

FP_Review Design and Construction Technology Plan 0 0 0 0 0 0 0 0

FP_Review Impingement Mortality & Entrainment Characterization Study 0 0 0 0 0 0 0 0

FP_Review Pilot Study for New Impingement & Entrainment Technology 0 1 0 0 0 0 1 0

FP_Review Restoration Measures 0 0 0 0 0 0 0 0

FP_Review Information to Support Site-Specific Determination of BTA 1 1 1 1 1 1 1 1

FP_Review the Monitoring Frequency 1 1 1 1 1 1 1 1

FP_Review Establish Requirements for Site-Specific Technology 1 1 1 1 1 1 1 1

FP_Permit Record Keeping 1 1 1 1 1 1 1 1

FP_ODC 1 1 1 1 1 1 1 1

Freshwater Stream/River Lake/Reservoir

Fed_Req_by_Cat 103 of 140
Option

Weights

Federal ICR Activity Requirements by Facility ICR Category

Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

FP: Federal Permit Program Oversight Activities

FP_Review Source Water Physical Data

FP_Review CWIS Data

FP_Review CWS Operation Narrative

FP_Review Proposal for Collection of Information for Comprehensive 

Demonstration Study

FP_Review Source Water Body Flow Information

FP_Review Design and Construction Technology Plan

FP_Review Impingement Mortality & Entrainment Characterization Study

FP_Review Pilot Study for New Impingement & Entrainment Technology

FP_Review Restoration Measures

FP_Review Information to Support Site-Specific Determination of BTA

FP_Review the Monitoring Frequency

FP_Review Establish Requirements for Site-Specific Technology

FP_Permit Record Keeping

FP_ODC

10 11 12 13 14 15 16

IM and CT 

Assigned Cooling Tower 

in Baseline

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned Cooling Tower 

in Baseline

L-BOTH L-NONE M-IM M-IM-PS M-CT M-BOTH M-NONE

1 1 1 1 1 1 1

1 1 1 1 1 1 1

1 1 1 1 1 1 1

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 1 0 0 0

0 0 0 0 0 0 0

1 1 1 1 1 1 1

1 1 1 1 1 1 1

1 1 1 1 1 1 1

1 1 1 1 1 1 1

1 1 1 1 1 1 1

Marine

Fed_Req_by_Cat 104 of 140
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

A B C D E F G H I J K L

Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

Federal Burden and Cost Estimates for Activities

2 3 4 5 6 7 8 9 10 11 12

Senior 

Technical

Junior Technical 

(State)

Clerical 

(State)

Activity Group, Activity

Occurrence (relative to 

compliance year) ▼ Duration ▼

All or SiteSpecific Only

Occurrence 

Code ▼ $65.00 $39.40 $30.30

FP: Federal Permit Program Oversight Activities

FP_Review Source Water Physical Data 0 1 A 0 over 1_A 1 3 0 4 $183 $183

FP_Review CWIS Data 0 1 A 0 over 1_A 1 2 0 3 $144 $144

FP_Review CWS Operation Narrative 0 1 A 0 over 1_A 1 2 0 3 $144 $144

FP_Review Proposal for Collection of Information for 

Comprehensive Demonstration Study 0 1 A 0 over 1_A 1 2 0 3 $144 $144

FP_Review Source Water Body Flow Information 0 1 A 0 over 1_A 1 2 0 3 $144 $144

FP_Review Design and Construction Technology Plan 0 1 A 0 over 1_A 1 3 0 4 $183 $183

FP_Review Impingement Mortality & Entrainment 

Characterization Study 0 1 A 0 over 1_A 3 6 0 9 $431 $431

FP_Review Pilot Study for New Impingement & Entrainment 

Technology 0 1 A 0 over 1_A 1 2 0 3 $144 $144

FP_Review Restoration Measures 0 1 A 0 over 1_A 3 6 9 $431 $431

FP_Review Information to Support Site-Specific 

Determination of BTA 0 1 SS 0 over 1_SS 6 12 0 18 $863 $863

FP_Review the Monitoring Frequency 0 1 A 0 over 1_A 1 2 0 3 $144 $144

FP_Review Establish Requirements for Site-Specific 

Technology 0 1 SS 0 over 1_SS 1 3 0 4 $183 $183

FP_Permit Record Keeping 0 1 A 0 over 1_A 1 1 2 4 $165 $165

FP_ODC 0 1 A 0 over 1_A 0 0 0 0 $0 $50 $50

Personel ► O&M 

Costs

Total Cost 

Per 

Director

Burden 

per 

permit 

Review

Labor 

Cost per 

Permit 

Review

Level of Effort (hrs)

Fed_Activity_Cost 105 of 140
Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

Federal ICR Costs by Facility ICR Category

2 3 4 5 7

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned Cooling Tower 

in Baseline

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-BOTH FW-NONE

FP: Federal Permit Program Oversight Activities

Over 1 year, compliance Year (excl. site-specific determination of BTA) 0 over 1_A $830 $973 $830 $830 $830

Over 1 year, compliance Year (site-specific determination of BTA only) 0 over 1_SS $1,046 $1,046 $1,046 $1,046 $1,046

FP_Review Source Water Physical Data 0 over 1_A $183 $183 $183 $183 $183

FP_Review CWIS Data 0 over 1_A $144 $144 $144 $144 $144

FP_Review CWS Operation Narrative 0 over 1_A $144 $144 $144 $144 $144

FP_Review Proposal for Collection of Information for Comprehensive Demonstration 

Study 0 over 1_A $0 $0 $0 $0 $0

FP_Review Source Water Body Flow Information 0 over 1_A $0 $0 $0 $0 $0

FP_Review Design and Construction Technology Plan 0 over 1_A $0 $0 $0 $0 $0

FP_Review Impingement Mortality & Entrainment Characterization Study 0 over 1_A $0 $0 $0 $0 $0

FP_Review Pilot Study for New Impingement & Entrainment Technology 0 over 1_A $0 $144 $0 $0 $0

FP_Review Restoration Measures 0 over 1_A $0 $0 $0 $0 $0

FP_Review Information to Support Site-Specific Determination of BTA 0 over 1_SS $863 $863 $863 $863 $863

FP_Review the Monitoring Frequency 0 over 1_A $144 $144 $144 $144 $144

FP_Review Establish Requirements for Site-Specific Technology 0 over 1_SS $183 $183 $183 $183 $183

FP_Permit Record Keeping 0 over 1_A $165 $165 $165 $165 $165

FP_ODC 0 over 1_A $50 $50 $50 $50 $50

Waterbody Type ►

Regulatory Requirements ►

Freshwater Stream/River

Fed_Cost_by_Cat 106 of 140
Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

Federal ICR Costs by Facility ICR Category

2

ICR Activity ▼ ICR Category ►

FP: Federal Permit Program Oversight Activities

Over 1 year, compliance Year (excl. site-specific determination of BTA) 0 over 1_A

Over 1 year, compliance Year (site-specific determination of BTA only) 0 over 1_SS

FP_Review Source Water Physical Data 0 over 1_A

FP_Review CWIS Data 0 over 1_A

FP_Review CWS Operation Narrative 0 over 1_A

FP_Review Proposal for Collection of Information for Comprehensive Demonstration 

Study 0 over 1_A

FP_Review Source Water Body Flow Information 0 over 1_A

FP_Review Design and Construction Technology Plan 0 over 1_A

FP_Review Impingement Mortality & Entrainment Characterization Study 0 over 1_A

FP_Review Pilot Study for New Impingement & Entrainment Technology 0 over 1_A

FP_Review Restoration Measures 0 over 1_A

FP_Review Information to Support Site-Specific Determination of BTA 0 over 1_SS

FP_Review the Monitoring Frequency 0 over 1_A

FP_Review Establish Requirements for Site-Specific Technology 0 over 1_SS

FP_Permit Record Keeping 0 over 1_A

FP_ODC 0 over 1_A

Waterbody Type ►

Regulatory Requirements ►

8 9 10 12

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned Cooling Tower 

in Baseline

L-IM L-IM-PS L-CT L-BOTH L-NONE

$830 $973 $830 $830 $830

$1,046 $1,046 $1,046 $1,046 $1,046

$183 $183 $183 $183 $183

$144 $144 $144 $144 $144

$144 $144 $144 $144 $144

$0 $0 $0 $0 $0

$0 $0 $0 $0 $0

$0 $0 $0 $0 $0

$0 $0 $0 $0 $0

$0 $144 $0 $0 $0

$0 $0 $0 $0 $0

$863 $863 $863 $863 $863

$144 $144 $144 $144 $144

$183 $183 $183 $183 $183

$165 $165 $165 $165 $165

$50 $50 $50 $50 $50

Lake/Reservoir

Fed_Cost_by_Cat 107 of 140
Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

Federal ICR Costs by Facility ICR Category

2

ICR Activity ▼ ICR Category ►

FP: Federal Permit Program Oversight Activities

Over 1 year, compliance Year (excl. site-specific determination of BTA) 0 over 1_A

Over 1 year, compliance Year (site-specific determination of BTA only) 0 over 1_SS

FP_Review Source Water Physical Data 0 over 1_A

FP_Review CWIS Data 0 over 1_A

FP_Review CWS Operation Narrative 0 over 1_A

FP_Review Proposal for Collection of Information for Comprehensive Demonstration 

Study 0 over 1_A

FP_Review Source Water Body Flow Information 0 over 1_A

FP_Review Design and Construction Technology Plan 0 over 1_A

FP_Review Impingement Mortality & Entrainment Characterization Study 0 over 1_A

FP_Review Pilot Study for New Impingement & Entrainment Technology 0 over 1_A

FP_Review Restoration Measures 0 over 1_A

FP_Review Information to Support Site-Specific Determination of BTA 0 over 1_SS

FP_Review the Monitoring Frequency 0 over 1_A

FP_Review Establish Requirements for Site-Specific Technology 0 over 1_SS

FP_Permit Record Keeping 0 over 1_A

FP_ODC 0 over 1_A

Waterbody Type ►

Regulatory Requirements ►

13 14 15 17

IM 

Requirements

IM 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

IM and CT 

Assigned Cooling Tower 

in Baseline

M-IM M-IM-PS M-CT M-BOTH M-NONE

$830 $973 $830 $830 $830

$1,046 $1,046 $1,046 $1,046 $1,046

$183 $183 $183 $183 $183

$144 $144 $144 $144 $144

$144 $144 $144 $144 $144

$0 $0 $0 $0 $0

$0 $0 $0 $0 $0

$0 $0 $0 $0 $0

$0 $0 $0 $0 $0

$0 $144 $0 $0 $0

$0 $0 $0 $0 $0

$863 $863 $863 $863 $863

$144 $144 $144 $144 $144

$183 $183 $183 $183 $183

$165 $165 $165 $165 $165

$50 $50 $50 $50 $50

Marine

Fed_Cost_by_Cat 108 of 140
Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

Number of Facilities (weighted) by Waterbody Type and Performance Standard

2 3 4 5 6 7

Row Index

Waterbody Type IM IM-PS CT NONE Total 1

FW 279 0 0 60 339 2

L 85 0 0 14 98 3

M 101 0 0 20 121 4

All Waterbodies 465 0 0 94 559 5

Performance Standard

ICR_Cat_Fac_Count 109 of 140
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

35

36

37

38

39

40

41

42

43

44

45

46

47

48

49

50

51

52

53

A B C D E F G H I J

Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

Number of Facilities Required to Perform ICR Each ICR Activity, by ICR Category

2 3 4 5 6 7 8 9 10

Waterbody Type ►

Regulatory Requirements ► IM IM-PS CT NONE IM IM-PS CT NONE IM

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-NONE L-IM L-IM-PS L-CT L-NONE M-IM

P: Permit Application (One-Time)

P1: Start-up Activities

P1_Read and Understand Rule 279 0 0 60 85 0 0 14 101

P1_Mobilization/Planning 279 0 0 60 85 0 0 14 101

P1_Training 279 0 0 60 85 0 0 14 101

P1_ODC 279 0 0 60 85 0 0 14 101

P2: Permit Application Activities

P2_Statement of Compliance Option Selected 279 0 0 60 85 0 0 14 101

P2_Source Water Physical Data 279 0 0 60 85 0 0 14 101

P2_Configuration and Location of CWIS 279 0 0 60 85 0 0 14 101

P2_Facility Water Balance Diagram 279 0 0 60 85 0 0 14 101

P2_CWIS Operation Narrative 279 0 0 60 85 0 0 14 101

P2_CWS Operation Narrative 279 0 0 60 85 0 0 14 101

P2_Engineering Calculations 279 0 0 60 85 0 0 14 101

P2_Submit Materials for Review by State 279 0 0 60 85 0 0 14 101

P2_Recordkeeping 279 0 0 60 85 0 0 14 101

P2_ODC 279 0 0 60 85 0 0 14 101

P3: Source Water Baseline Biological Characterization Data

P3_Identify Available Data and Document Efforts 279 0 0 60 85 0 0 14 101

P3_Compile and Analyze Existing Data 279 0 0 60 85 0 0 14 101

P3_Submit Data for Review by State 279 0 0 60 85 0 0 14 101

P3_Recordkeeping 279 0 0 60 85 0 0 14 101

P3_ODC 279 0 0 60 85 0 0 14 101

P4: Flow Reduction Information 

P4_Develop Narrative 0 0 0 0 0 0 0 0 0

P4_Perform Engineering Calculations 0 0 0 0 0 0 0 0 0

P4_Document Minimization of Make-up and Blowdown 0 0 0 0 0 0 0 0 0

P4_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0 0

P4_Recordkeeping 0 0 0 0 0 0 0 0 0

P4_ODC 0 0 0 0 0 0 0 0 0

P5: Proposal for Collection of Information for Comprehensive Demonstration Study

P5_Description of Historical Studies that will be Used 0 0 0 0 0 0 0 0 0

P5_Description of Proposed and/or Implemented Technologies 0 0 0 0 0 0 0 0 0

P5_Develop Source Water Sampling Plan 0 0 0 0 0 0 0 0 0

P5_Submit Data and Plans for Review 0 0 0 0 0 0 0 0 0

P5_Revise Based on State Review 0 0 0 0 0 0 0 0 0

P5_Recordkeeping 0 0 0 0 0 0 0 0 0

P5_ODC 0 0 0 0 0 0 0 0 0

P6: Source Water Body Flow Information

P6_Gather Information to Characterize Flow (FW River/Stream) 0 0 0 0 0 0 0 0 0

P6_Water Body Thermal Stratification Narrative (Lake/Reservoir) 0 0 0 0 0 0 0 0 0

P6_Perform Engineering Calculations 0 0 0 0 0 0 0 0 0

P6_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0 0

P6_Recordkeeping 0 0 0 0 0 0 0 0 0

P6_ODC 0 0 0 0 0 0 0 0 0

FW L

Fac_Act_Count 110 of 140
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

35

36

37

38

39

40

41

42

43

44

45

46

47

48

49

50

51

52

53

A

Option

Weights

Number of Facilities Required to Perform ICR Each ICR Activity, by ICR Category

Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

P: Permit Application (One-Time)

P1: Start-up Activities

P1_Read and Understand Rule

P1_Mobilization/Planning

P1_Training

P1_ODC

P2: Permit Application Activities

P2_Statement of Compliance Option Selected

P2_Source Water Physical Data

P2_Configuration and Location of CWIS

P2_Facility Water Balance Diagram

P2_CWIS Operation Narrative

P2_CWS Operation Narrative

P2_Engineering Calculations

P2_Submit Materials for Review by State

P2_Recordkeeping

P2_ODC

P3: Source Water Baseline Biological Characterization Data

P3_Identify Available Data and Document Efforts

P3_Compile and Analyze Existing Data

P3_Submit Data for Review by State

P3_Recordkeeping

P3_ODC

P4: Flow Reduction Information 

P4_Develop Narrative

P4_Perform Engineering Calculations

P4_Document Minimization of Make-up and Blowdown

P4_Submit Data and Analysis for Review

P4_Recordkeeping

P4_ODC

P5: Proposal for Collection of Information for Comprehensive Demonstration Study

P5_Description of Historical Studies that will be Used

P5_Description of Proposed and/or Implemented Technologies

P5_Develop Source Water Sampling Plan

P5_Submit Data and Plans for Review

P5_Revise Based on State Review

P5_Recordkeeping

P5_ODC

P6: Source Water Body Flow Information

P6_Gather Information to Characterize Flow (FW River/Stream)

P6_Water Body Thermal Stratification Narrative (Lake/Reservoir)

P6_Perform Engineering Calculations

P6_Submit Data and Analysis for Review

P6_Recordkeeping

P6_ODC

K L M N O P Q R

11 12 13 14 15 16 17 18

IM-PS CT NONE IM IM-PS CT NONE

M-IM-PS M-CT M-NONE

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

Total

M All Waterbodies

Fac_Act_Count 111 of 140
678

ABCDEFGH I J

Waterbody Type ►

Regulatory Requirements ► IM IM-PS CT NONE IM IM-PS CT NONE IM

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-NONE L-IM L-IM-PS L-CT L-NONE M-IM

FWL

54

55

56

57

58

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

83

84

85

86

87

88

89

90

91

92

93

94

95

96

97

98

99

100

P7: Design and Construction Technology Plan

P7_Delineate Hydraulic Zone of Influence

000000000

P7_Develop Narrative Description of Technologies (Impingement)

000000000

P7_Perform Engineering Calculations (Impingement)

000000000

P7_Develop Narrative Description of Technologies (Entrainment)

000000000

P7_Perform Engineering Calculations (Entrainment)

000000000

P7_Document that Technologies Are Optimal

000000000

P7_Submit Data and Analysis for Review

000000000

P7_Recordkeeping

000000000

P7_ODC

000000000

P8: Impingement Mortality & Entrainment Characterization Study

P8_Implement Offshore Freshwater Monitoring

000000000

P8_Impingement Monitoring Freshwater

000000000

P8_Entrainment Monitoring Freshwater

000000000

P8_Biological Study Laboratory Analysis (Freshwater)

000000000

P8_Implement Offshore Marine Monitoring

000000000

P8_Impingement Monitoring Marine

000000000

P8_Entrainment Monitoring Marine

000000000

P8_Biological Study Laboratory Analysis (Marine)

000000000

P8_Profile of Source Water Biota

000000000

P8_Identification of Critical Species

000000000

P8_Description of Additional Stresses

000000000

P8_Write Study based on Results and Submit for Review by State

000000000

P8_Recordkeeping

000000000

P8_Finalize study based on State review

000000000

P9: Pilot Study for New Impingement & Entrainment Technology

P9_Calculate Reduction in Impingement Mortality and Entrainment

000000000

P9_Perform Engineering Estimates of Efficacy

000000000

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater Impingement and Entrainment

000000000

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater-Impingement Only

000000000

P9_Perform Impingement Monitoring (Freshwater)

000000000

P9_Perform Entrainment Monitoring (Freshwater)

000000000

P9_Pilot Study Entrainment Laboratory Analysis (Freshwater)

000000000

P9_Purchase, Installation & Operation of Pilot Study TechnologyMarine Impingment and Entrainment

000000000

P9_Purchase, Installation & Operation of Pilot Study TechnologyMarine- Impingement Only

000000000

P9_Perform Impingement Monitoring (Marine)

000000000

P9_Perform Entrainment Monitoring (Marine)

000000000

P9_Pilot Study Entrainment Laboratory Analysis (Marine)

000000000

P9_Submit Data and Analysis for Review

000000000

P9_Recordkeeping

000000000

P9_ODC

000000000

P10: Information to Support Site-Specific Determination of BTA

P10_Perform Comprehensive Cost Evaluation Study

000000000

P10_Perform Valuation of Monetized Benefits

000000000

P10_Evaluate Detailed Mortality Data

000000000

P10_Perform Engineering Calculations

000000000

P10_Submit Data and Analysis for Review

000000000

Fac_Act_Count 112 of 140
678

A

Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

P: Permit Application (One-Time) 54

55

56

57

58

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

83

84

85

86

87

88

89

90

91

92

93

94

95

96

97

98

99

100

P7: Design and Construction Technology Plan

P7_Delineate Hydraulic Zone of Influence

P7_Develop Narrative Description of Technologies (Impingement)

P7_Perform Engineering Calculations (Impingement)

P7_Develop Narrative Description of Technologies (Entrainment)

P7_Perform Engineering Calculations (Entrainment)

P7_Document that Technologies Are Optimal

P7_Submit Data and Analysis for Review

P7_Recordkeeping

P7_ODC

P8: Impingement Mortality & Entrainment Characterization Study

P8_Implement Offshore Freshwater Monitoring

P8_Impingement Monitoring Freshwater

P8_Entrainment Monitoring Freshwater

P8_Biological Study Laboratory Analysis (Freshwater)

P8_Implement Offshore Marine Monitoring

P8_Impingement Monitoring Marine

P8_Entrainment Monitoring Marine

P8_Biological Study Laboratory Analysis (Marine)

P8_Profile of Source Water Biota

P8_Identification of Critical Species

P8_Description of Additional Stresses

P8_Write Study based on Results and Submit for Review by State

P8_Recordkeeping

P8_Finalize study based on State review

P9: Pilot Study for New Impingement & Entrainment Technology

P9_Calculate Reduction in Impingement Mortality and Entrainment

P9_Perform Engineering Estimates of Efficacy

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater Impingement and Entrainment

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater-Impingement Only

P9_Perform Impingement Monitoring (Freshwater)

P9_Perform Entrainment Monitoring (Freshwater)

P9_Pilot Study Entrainment Laboratory Analysis (Freshwater)

P9_Purchase, Installation & Operation of Pilot Study TechnologyMarine Impingment and Entrainment

P9_Purchase, Installation & Operation of Pilot Study TechnologyMarine- Impingement Only

P9_Perform Impingement Monitoring (Marine)

P9_Perform Entrainment Monitoring (Marine)

P9_Pilot Study Entrainment Laboratory Analysis (Marine)

P9_Submit Data and Analysis for Review

P9_Recordkeeping

P9_ODC

P10: Information to Support Site-Specific Determination of BTA

P10_Perform Comprehensive Cost Evaluation Study

P10_Perform Valuation of Monetized Benefits

P10_Evaluate Detailed Mortality Data

P10_Perform Engineering Calculations

P10_Submit Data and Analysis for Review

KLMNOPQR

IM-PS CT NONE IM IM-PS CT NONE

M-IM-PS M-CT M-NONE

Total

M All Waterbodies

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

Fac_Act_Count 113 of 140
678

ABCDEFGH I J

Waterbody Type ►

Regulatory Requirements ► IM IM-PS CT NONE IM IM-PS CT NONE IM

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-NONE L-IM L-IM-PS L-CT L-NONE M-IM

FWL

101

102

103

104

105

106

107

108

109

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

138

139

140

141

142

143

144

145

146

147

148

P10_Recordkeeping

000000000

P10_ODC

000000000

P11: Site-Specific Technology Plan

P11_Develop Narrative Description of Technologies

000000000

P11_Document that Technologies Are Optimal

000000000

P11_Develop Design Calculations, Drawings, & Estimates

000000000

P11_Perform Engineering Calculations

000000000

P11_Submit Data and Analysis for Review

000000000

P11_Recordkeeping

000000000

P11_ODC

000000000

P12: Verification Monitoring Plan

P12_Develop Verification Monitoring Plan

000000000

P12_Submit Data and Plans for Review

000000000

P12_Revise Based on State Review

000000000

P12_Recordkeeping

000000000

P12_ODC

000000000

P13: Permitting Process Capital and O&M Costs

P13_Purchase and Installation of Remote Monitoring Device

000000000

P13_ODC

000000000

P14: Verification Study 

P14_Monthly Sample Collection

000000000

P14_Handling and Preparation of Samples

000000000

P14_Perform Statistical Analysis

000000000

P14_Submit Monitoring Results & Study Analysis

000000000

P14_Record Keeping

000000000

P14_ODC

000000000

A: Monitoring (Annual)

A1: Biological Monitoring for Impingement (Freshwater)

A1_Monthly Sample Collection 279

000 850000

A1_Onsite Analysis of Samples 279

000 850000

A1_Perform Statistical Analysis 279

000 850000

A1_Record Keeping 279

000 850000

A1_ODC 279

000 850000

A2: Biological Monitoring for Impingement (Marine)

A2_Monthly Sample Collection

00000000 101

A2_Onsite Analysis of Samples

00000000 101

A2_Perform Statistical Analysis

00000000 101

A2_Record Keeping

00000000 101

A2_ODC

00000000 101

A3: Biological Monitoring for Entrainment (Freshwater)

A3_Biweekly Sample Collection

000000000

A3_Handling and Preparation of Samples

000000000

A3_Laboratory Analysis to Identify & Enumerate Entrained 

Freshwater Biota

000000000

A3_Perform Statistical Analysis

000000000

A3_Recordkeeping

000000000

A3_ODC

000000000

A4: Biological Monitoring for Entrainment (Marine)

A4_Biweekly Sample Collection

000000000

Fac_Act_Count 114 of 140
678

A

Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

101 P: Permit Application (One-Time)

102

103

104

105

106

107

108

109

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

138

139

140

141

142

143

144

145

146

147

148

P10_Recordkeeping

P10_ODC

P11: Site-Specific Technology Plan

P11_Develop Narrative Description of Technologies

P11_Document that Technologies Are Optimal

P11_Develop Design Calculations, Drawings, & Estimates

P11_Perform Engineering Calculations

P11_Submit Data and Analysis for Review

P11_Recordkeeping

P11_ODC

P12: Verification Monitoring Plan

P12_Develop Verification Monitoring Plan

P12_Submit Data and Plans for Review

P12_Revise Based on State Review

P12_Recordkeeping

P12_ODC

P13: Permitting Process Capital and O&M Costs

P13_Purchase and Installation of Remote Monitoring Device

P13_ODC

P14: Verification Study 

P14_Monthly Sample Collection

P14_Handling and Preparation of Samples

P14_Perform Statistical Analysis

P14_Submit Monitoring Results & Study Analysis

P14_Record Keeping

P14_ODC

A: Monitoring (Annual)

A1: Biological Monitoring for Impingement (Freshwater)

A1_Monthly Sample Collection

A1_Onsite Analysis of Samples

A1_Perform Statistical Analysis

A1_Record Keeping

A1_ODC

A2: Biological Monitoring for Impingement (Marine)

A2_Monthly Sample Collection

A2_Onsite Analysis of Samples

A2_Perform Statistical Analysis

A2_Record Keeping

A2_ODC

A3: Biological Monitoring for Entrainment (Freshwater)

A3_Biweekly Sample Collection

A3_Handling and Preparation of Samples

A3_Laboratory Analysis to Identify & Enumerate Entrained 

Freshwater Biota

A3_Perform Statistical Analysis

A3_Recordkeeping

A3_ODC

A4: Biological Monitoring for Entrainment (Marine)

A4_Biweekly Sample Collection

KLMNOPQR

IM-PS CT NONE IM IM-PS CT NONE

M-IM-PS M-CT M-NONE

Total

M All Waterbodies

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

000 465000 465

000 465000 465

000 465000 465

000 465000 465

000 465000 465

000 465000 465

000 465000 465

000 465000 465

000 465000 465

000 465000 465

00000000

00000000

00000000

00000000

00000000

00000000

00000000

Fac_Act_Count 115 of 140
6

7

8

A B C D E F G H I J

Waterbody Type ►

Regulatory Requirements ► IM IM-PS CT NONE IM IM-PS CT NONE IM

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-NONE L-IM L-IM-PS L-CT L-NONE M-IM

FW L

149

150

151

152

153

154

155

156

157

158

159

160

161

162

163

164

165

166

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

A4_Handling and Preparation of Samples 0 0 0 0 0 0 0 0 0

A4_Laboratory Analysis to Identify & Enumerate Entrained Marine 

Biota 0 0 0 0 0 0 0 0 0

A4_Perform Statistical Analysis 0 0 0 0 0 0 0 0 0

A4_Recordkeeping 0 0 0 0 0 0 0 0 0

A4_ODC 0 0 0 0 0 0 0 0 0

A5: Visual or Remote Inspections

A5_Visually or Remotely Inspect All InstalledTechnologies 279 0 0 0 85 0 0 0 101

A5_Recordkeeping 279 0 0 0 85 0 0 0 101

A5_ODC 279 0 0 0 85 0 0 0 101

A6: Yearly Status Report Activities

A6_Report on Inspection and Maintenance 279 0 0 0 85 0 0 0 101

A6_Detail Biological Monitoring Results 279 0 0 0 85 0 0 0 101

A6_Compile and Submit Report 279 0 0 0 85 0 0 0 101

A6_Recordkeeping 279 0 0 0 85 0 0 0 101

A6_ODC 279 0 0 0 85 0 0 0 101

A7: Facility Annual O&M Costs 

A7_Operation of Remote Monitoring Device* 0 0 0 0 0 0 0 0 0

A7_ODC 0 0 0 0 0 0 0 0 0

R: Repermit Application (Every 5 Years)

R1: Start-up Activities

R1_Read and Understand Rule 279 0 0 60 85 0 0 14 101

R1_Mobilization/Planning 279 0 0 60 85 0 0 14 101

R1_Training 279 0 0 60 85 0 0 14 101

R1_ODC 279 0 0 60 85 0 0 14 101

R2: Permit Application Activities

R2_Source Water Physical Data 279 0 0 60 85 0 0 14 101

R2_Configuration and Location of CWIS 279 0 0 60 85 0 0 14 101

R2_Facility Water Balance Diagram 279 0 0 60 85 0 0 14 101

R2_CWIS Operation Narrative 279 0 0 60 85 0 0 14 101

R2_CWS Operation Narrative 279 0 0 60 85 0 0 14 101

R2_Engineering Calculations 279 0 0 60 85 0 0 14 101

R2_Submit Materials for Review by State 279 0 0 60 85 0 0 14 101

R2_Recordkeeping 279 0 0 60 85 0 0 14 101

R2_ODC 279 0 0 60 85 0 0 14 101

R3: Source Water Baseline Biological Characterization Data

R3_Identify Available Data and Document Efforts 279 0 0 60 85 0 0 14 101

R3_Compile and Analyze Existing Data 279 0 0 60 85 0 0 14 101

R3_Submit Data for Review by State 279 0 0 60 85 0 0 14 101

R3_Recordkeeping 279 0 0 60 85 0 0 14 101

R3_ODC 279 0 0 60 85 0 0 14 101

R4: Flow Reduction Information 

R4_Develop Narrative 0 0 0 0 0 0 0 0 0

R4_Perform Engineering Calculations 0 0 0 0 0 0 0 0 0

R4_Document Minimization of Make-up and Blowdown 0 0 0 0 0 0 0 0 0

R4_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0 0

R4_Recordkeeping 0 0 0 0 0 0 0 0 0

R4_ODC 0 0 0 0 0 0 0 0 0

R5: Proposal for Collection of Information for Comprehensive Demonstration Study

R5_Description of Historical Studies that will be Used 0 0 0 0 0 0 0 0 0

Fac_Act_Count 116 of 140
6

7

8

A

Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

149 P: Permit Application (One-Time)

150

151

152

153

154

155

156

157

158

159

160

161

162

163

164

165

166

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

A4_Handling and Preparation of Samples

A4_Laboratory Analysis to Identify & Enumerate Entrained Marine 

Biota

A4_Perform Statistical Analysis

A4_Recordkeeping

A4_ODC

A5: Visual or Remote Inspections

A5_Visually or Remotely Inspect All InstalledTechnologies

A5_Recordkeeping

A5_ODC

A6: Yearly Status Report Activities

A6_Report on Inspection and Maintenance

A6_Detail Biological Monitoring Results

A6_Compile and Submit Report 

A6_Recordkeeping

A6_ODC

A7: Facility Annual O&M Costs 

A7_Operation of Remote Monitoring Device*

A7_ODC

R: Repermit Application (Every 5 Years)

R1: Start-up Activities

R1_Read and Understand Rule

R1_Mobilization/Planning

R1_Training

R1_ODC

R2: Permit Application Activities

R2_Source Water Physical Data

R2_Configuration and Location of CWIS

R2_Facility Water Balance Diagram

R2_CWIS Operation Narrative

R2_CWS Operation Narrative

R2_Engineering Calculations

R2_Submit Materials for Review by State

R2_Recordkeeping

R2_ODC

R3: Source Water Baseline Biological Characterization Data

R3_Identify Available Data and Document Efforts

R3_Compile and Analyze Existing Data

R3_Submit Data for Review by State

R3_Recordkeeping

R3_ODC

R4: Flow Reduction Information 

R4_Develop Narrative

R4_Perform Engineering Calculations

R4_Document Minimization of Make-up and Blowdown

R4_Submit Data and Analysis for Review

R4_Recordkeeping

R4_ODC

R5: Proposal for Collection of Information for Comprehensive Demonstration Study

R5_Description of Historical Studies that will be Used

K L M N O P Q R

IM-PS CT NONE IM IM-PS CT NONE

M-IM-PS M-CT M-NONE

Total

M All Waterbodies

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 465 0 0 0 465

0 0 0 465 0 0 0 465

0 0 0 465 0 0 0 465

0 0 0 465 0 0 0 465

0 0 0 465 0 0 0 465

0 0 0 465 0 0 0 465

0 0 0 465 0 0 0 465

0 0 0 465 0 0 0 465

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 20 465 0 0 94 559

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

Fac_Act_Count 117 of 140
678

ABCDEFGH I J

Waterbody Type ►

Regulatory Requirements ► IM IM-PS CT NONE IM IM-PS CT NONE IM

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-NONE L-IM L-IM-PS L-CT L-NONE M-IM

FWL

198

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

218

219

220

221

222

223

224

225

226

227

228

229

230

231

232

233

234

235

236

237

238

239

240

241

242

243

244

245

246

247

R5_Description of Proposed and/or Implemented Technologies

000000000

R5_Develop Source Water Sampling Plan

000000000

R5_Submit Data and Plans for Review

000000000

R5_Revise Based on State Review

000000000

R5_Recordkeeping

000000000

R5_ODC

000000000

R6: Source Water Body Flow Information

R6_Gather Information to Characterize Flow (FW River/Stream)

000000000

R6_Water Body Thermal Stratification Narrative (Lake/Reservoir)

000000000

R6_Perform Engineering Calculations

000000000

R6_Submit Data and Analysis for Review

000000000

R6_Recordkeeping

000000000

R6_ODC

000000000

R7: Design and Construction Technology Plan

R7_Delineate Hydraulic Zone of Influence

000000000

R7_Develop Narrative Description of Technologies (Impingement)

000000000

R7_Perform Engineering Calculations (Impingement)

000000000

R7_Develop Narrative Description of Technologies (Entrainment)

000000000

R7_Perform Engineering Calculations (Entrainment)

000000000

R7_Document that Technologies Are Optimal

000000000

R7_Submit Data and Analysis for Review

000000000

R7_Recordkeeping

000000000

R7_ODC

000000000

R8: Impingement Mortality & Entrainment Characterization Study

R8_Implement Offshore Freshwater Monitoring

000000000

R8_Impingement Monitoring Freshwater

000000000

R8_Entrainment Monitoring Freshwater

000000000

R8_Biological Study Laboratory Analysis (Freshwater)

000000000

R8_Implement Offshore Marine Monitoring

000000000

R8_Impingement Monitoring Marine

000000000

R8_Entrainment Monitoring Marine

000000000

R8_Biological Study Laboratory Analysis (Marine)

000000000

R8_Profile of Source Water Biota

000000000

R8_Identification of Critical Species

000000000

R8_Description of Additional Stresses

000000000

R8_Write Study based on Results and Submit for Review by State

000000000

R8_Recordkeeping

000000000

R8_Finalize study based on State review

000000000

R9: Information to Support Site-Specific Determination of BTA

R9_Perform Comprehensive Cost Evaluation Study

000000000

R9_Perform Valuation of Monetized Benefits

000000000

R9_Evaluate Detailed Mortality Data

000000000

R9_Perform Engineering Calculations

000000000

R9_Submit Data and Analysis for Review

000000000

R9_Recordkeeping

000000000

R9_ODC

000000000

R10: Site-Specific Technology Plan

R10_Develop Narrative Description of Technologies

000000000

R10_Document that Technologies Are Optimal

000000000

R10_Develop Design Calculations, Drawings, & Estimates

000000000

Fac_Act_Count 118 of 140
678

A

Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

198 P: Permit Application (One-Time)

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

218

219

220

221

222

223

224

225

226

227

228

229

230

231

232

233

234

235

236

237

238

239

240

241

242

243

244

245

246

247

R5_Description of Proposed and/or Implemented Technologies

R5_Develop Source Water Sampling Plan

R5_Submit Data and Plans for Review

R5_Revise Based on State Review

R5_Recordkeeping

R5_ODC

R6: Source Water Body Flow Information

R6_Gather Information to Characterize Flow (FW River/Stream)

R6_Water Body Thermal Stratification Narrative (Lake/Reservoir)

R6_Perform Engineering Calculations

R6_Submit Data and Analysis for Review

R6_Recordkeeping

R6_ODC

R7: Design and Construction Technology Plan

R7_Delineate Hydraulic Zone of Influence

R7_Develop Narrative Description of Technologies (Impingement)

R7_Perform Engineering Calculations (Impingement)

R7_Develop Narrative Description of Technologies (Entrainment)

R7_Perform Engineering Calculations (Entrainment)

R7_Document that Technologies Are Optimal

R7_Submit Data and Analysis for Review

R7_Recordkeeping

R7_ODC

R8: Impingement Mortality & Entrainment Characterization Study

R8_Implement Offshore Freshwater Monitoring

R8_Impingement Monitoring Freshwater

R8_Entrainment Monitoring Freshwater

R8_Biological Study Laboratory Analysis (Freshwater)

R8_Implement Offshore Marine Monitoring

R8_Impingement Monitoring Marine

R8_Entrainment Monitoring Marine

R8_Biological Study Laboratory Analysis (Marine)

R8_Profile of Source Water Biota

R8_Identification of Critical Species

R8_Description of Additional Stresses

R8_Write Study based on Results and Submit for Review by State

R8_Recordkeeping

R8_Finalize study based on State review

R9: Information to Support Site-Specific Determination of BTA

R9_Perform Comprehensive Cost Evaluation Study

R9_Perform Valuation of Monetized Benefits

R9_Evaluate Detailed Mortality Data

R9_Perform Engineering Calculations

R9_Submit Data and Analysis for Review

R9_Recordkeeping

R9_ODC

R10: Site-Specific Technology Plan

R10_Develop Narrative Description of Technologies

R10_Document that Technologies Are Optimal

R10_Develop Design Calculations, Drawings, & Estimates

KLMNOPQR

IM-PS CT NONE IM IM-PS CT NONE

M-IM-PS M-CT M-NONE

Total

M All Waterbodies

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

00000000

Fac_Act_Count 119 of 140
6

7

8

A B C D E F G H I J

Waterbody Type ►

Regulatory Requirements ► IM IM-PS CT NONE IM IM-PS CT NONE IM

ICR Activity ▼ ICR Category ► FW-IM FW-IM-PS FW-CT FW-NONE L-IM L-IM-PS L-CT L-NONE M-IM

FW L

248

249

250

251

R10_Perform Engineering Calculations 0 0 0 0 0 0 0 0 0

R10_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0 0

R10_Recordkeeping 0 0 0 0 0 0 0 0 0

R10_ODC 0 0 0 0 0 0 0 0 0

Fac_Act_Count 120 of 140
6

7

8

A

Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

248 P: Permit Application (One-Time)

249

250

251

R10_Perform Engineering Calculations

R10_Submit Data and Analysis for Review

R10_Recordkeeping

R10_ODC

K L M N O P Q R

IM-PS CT NONE IM IM-PS CT NONE

M-IM-PS M-CT M-NONE

Total

M All Waterbodies

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

Fac_Act_Count 121 of 140
Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

Number of Facilities for which States Must Review Permit and Monitoring Information

2 3 4 5 6 7

Performace Standard ► IM IM-PS CT NONE Total

Total number of facilities► 465 0 0 94 559

SP: Initial Permitting Activities

SP1: Director Start-up Activities Associated Facility Activity ▼

SP1_Read and Understand Rule 46

SP1_Mobilization/Planning 46

SP1_raining 46

SP1_ODC 46

SP2: Director Permit Issuance Activities P: Permit Application (One-Time) 465 0 0 94

SP2_Review Source Water Physical Data P2_Submit Materials for Review by State 465 0 0 94 559

SP2_Review CWIS Data P2_Submit Materials for Review by State 465 0 0 94 559

SP2_Review CWS Operation Narrative P2_Submit Materials for Review by State 465 0 0 94 559

SP2_Review Proposal for Collection of Information for 

Comprehensive Demonstration Study

P5_Submit Data and Plans for Review

0 0 0 0 0

SP2_Review Source Water Body Flow Information P6_Submit Data and Analysis for Review 0 0 0 0 0

SP2_Review Design and Construction Technology Plan P7_Submit Data and Analysis for Review 0 0 0 0 0

SP2_Review Impingement Mortality & Entrainment 

Characterization Study

P8_Write Study based on Results and Submit for 

Review by State 0 0 0 0 0

SP2_Review Pilot Study for New Impingement & Entrainment 

Technology

P9_Submit Data and Analysis for Review

0 0 0 0 0

SP2_Review Restoration Measures 10% of facilities 0 0 0 0 0

SP2_Review Information to Support Site-Specific Determination of 

BTA

P10_Submit Data and Analysis for Review

0 0 0 0 0

SP2_Determine Monitoring Frequency A6_Compile and Submit Report 465 0 0 0 465

SP2_Determine Record keeping and Reporting Frequency A6_Compile and Submit Report 465 0 0 0 465

SP2_Establish Requirements for Site-Specific Technology P11_Submit Data and Analysis for Review 0 0 0 0 0

SP2_Considering Public Comments All facilities 465 0 0 94 559

SP2_Issuing Permit All facilities 465 0 0 94 559

SP2_Permit Record Keeping All facilities 465 0 0 94 559

SP2_ODC All facilities 465 0 0 94 559

SP3: Verification Study Review P14: Verification Study 0 0 0 0 0

SP3_Review of Verification Studies

P14_Submit Monitoring Results & Study Analysis

0 0 0 0 0

SP3_Permit Modification Due to Unfavorable Results

P14_Submit Monitoring Results & Study Analysis

0 0 0 0 0

SP3_Record Keeping

P14_Submit Monitoring Results & Study Analysis

0 0 0 0 0

SP3_ODC All facilities 0 0 0 0 0

SP4: Alternative Regulatory Requirements

SP4_Document Alternative Regulatory Requirements

SP4_Document Environmental Conditions within Watershed

per NPDES authority

State_Act_Count 122 of 140
Performace Standard ► IM IM-PS CT NONE Total

Total number of facilities► 465 0 0 94 559

SP4_Include Supporting Historical Studies, Calculations, & 

Analyses

SP4_Submit Documentation

SP4_Record Keeping

SP4_ODC

SA: Annual Director Activities A: Monitoring (Annual) 465 0 0 0

SA_Review of Yearly Status Report A6_Compile and Submit Report 465 0 0 0 465

SA_Compliance Tracking A6_Compile and Submit Report 465 0 0 0 465

SA_Determination on Monitoring Frequency Reduction A6_Compile and Submit Report 465 0 0 0 465

SA_Record Keeping A6_Compile and Submit Report 465 0 0 0 465

SA_ODC All facilities 465 0 0 0 465

SR: Director Permit Reissuance Activities R: Repermit Application (Every 5 Years) 465 0 0 94

SR_Review Source Water Physical Data R2_Submit Materials for Review by State 465 0 0 94 559

SR_Review CWIS Data R2_Submit Materials for Review by State 465 0 0 94 559

SR_Review CWS Operation Narrative R2_Submit Materials for Review by State 465 0 0 94 559

SR_Review Proposal for Collection of Information for 

Comprehensive Demonstration Study

R5_Submit Data and Plans for Review

0 0 0 0 0

SR_Review Source Water Body Flow Information R6_Submit Data and Analysis for Review 0 0 0 0 0

SR_Review Design and Construction Technology Plan R7_Submit Data and Analysis for Review 0 0 0 0 0

SR_Review Impingement Mortality & Entrainment Characterization 

Study

R8_Write Study based on Results and Submit for 

Review by State 0 0 0 0 0

SR_Review Pilot Study for New Impingement & Entrainment 

Technology

P9_Submit Data and Analysis for Review

0 0 0 0 0

SR_Review Restoration Measures 10% of facilities 0 0 0 0 0

SR_Review Information to Support Site-Specific Determination of 

BTA

R9_Submit Data and Analysis for Review

0 0 0 0 0

SR_Determine Monitoring Frequency A6_Compile and Submit Report 465 0 0 0 465

SR_Determine Record keeping and Reporting Frequency A6_Compile and Submit Report 465 0 0 0 465

SR_Establish Requirements for Site-Specific Technology R10_Submit Data and Analysis for Review 0 0 0 0 0

SR_Considering Public Comments All facilities 465 0 0 94 559

SR_Issuing Permit All facilities 465 0 0 94 559

SR_Permit Record Keeping All facilities 465 0 0 94 559

SR_ODC All facilities 465 0 0 94 559

State_Act_Count 123 of 140
Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

Facility Hour Burden Estimates for ICR Activities

Activity Group, Activity Complying Facilities Burden per facility 

(hours) Total Burden

P: Permit Application (One-Time) 311,150

P1: Start-up Activities 24,021

P1_Read and Understand Rule 559 25 13,965

P1_Mobilization/Planning 559 13 7,262

P1_Training 559 5 2,793

P1_ODC 559 0 0

P2: Permit Application Activities 137,978

P2_Statement of Compliance Option Selected 559 2 1,117

P2_Source Water Physical Data 559 58 32,400

P2_Configuration and Location of CWIS 559 15 8,379

P2_Facility Water Balance Diagram 559 3 1,676

P2_CWIS Operation Narrative 559 56 31,283

P2_CWS Operation Narrative 559 56 31,283

P2_Engineering Calculations 559 40 22,345

P2_Submit Materials for Review by State 559 6 3,352

P2_Recordkeeping 559 11 6,145

P2_ODC 559 0 0

P3: Source Water Baseline Biological Characterization Data 149,151

P3_Identify Available Data and Document Efforts 559 128 71,503

P3_Compile and Analyze Existing Data 559 116 64,800

P3_Submit Data for Review by State 559 8 4,469

P3_Recordkeeping 559 15 8,379

P3_ODC 559 0 0

P4: Flow Reduction Information 0

P4_Develop Narrative 0 24 0

P4_Perform Engineering Calculations 0 16 0

P4_Document Minimization of Make-up and Blowdown 0 46 0

P4_Submit Data and Analysis for Review 0 8 0

P4_Recordkeeping 0 14 0

P4_ODC 0 0 0

P5: Proposal for Collection of Information for Comprehensive Demonstration Study 0

P5_Description of Historical Studies that will be Used 0 62 0

P5_Description of Proposed and/or Implemented Technologies 0 28 0

P5_Develop Source Water Sampling Plan 0 120 0

P5_Submit Data and Plans for Review 0 12 0

P5_Revise Based on State Review 0 32 0

P5_Recordkeeping 0 18 0

P5_ODC 0 0 0

Fac_Hours 124 of 140
Activity Group, Activity Complying Facilities Burden per facility 

(hours) Total Burden

P6: Source Water Body Flow Information0

P6_Gather Information to Characterize Flow (FW River/Stream)

0 320

P6_Water Body Thermal Stratification Narrative (Lake/Reservoir)

0 440

P6_Perform Engineering Calculations

0 400

P6_Submit Data and Analysis for Review

0 160

P6_Recordkeeping

0 120

P6_ODC

000

P7: Design and Construction Technology Plan0

P7_Delineate Hydraulic Zone of Influence0 150

P7_Develop Narrative Description of Technologies (Impingement)

0 240

P7_Perform Engineering Calculations (Impingement)

0 150

P7_Develop Narrative Description of Technologies (Entrainment)

0 240

P7_Perform Engineering Calculations (Entrainment)

0 150

P7_Document that Technologies Are Optimal

0 460

P7_Submit Data and Analysis for Review

060

P7_Recordkeeping

0 110

P7_ODC

000

P8: Impingement Mortality & Entrainment Characterization Study0

P8_Implement Offshore Freshwater Monitoring

0 44190

P8_Impingement Monitoring Freshwater

0 22090

P8_Entrainment Monitoring Freshwater

0 16890

P8_Biological Study Laboratory Analysis (Freshwater)

000

P8_Implement Offshore Marine Monitoring

0 85330

P8_Impingement Monitoring Marine

0 42460

P8_Entrainment Monitoring Marine

0 32320

P8_Biological Study Laboratory Analysis (Marine)

000

P8_Profile of Source Water Biota

0 1720

P8_Identification of Critical Species

0 1150

P8_Description of Additional Stresses

0 860

P8_Write Study based on Results and Submit for Review by State

0 2800

P8_Recordkeeping

0 630

P8_Finalize study based on State review

0 560

P9: Pilot Study for New Impingement & Entrainment Technology0

P9_Calculate Reduction in Impingement Mortality and Entrainment

0 1800

P9_Perform Engineering Estimates of Efficacy

0 760

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater Impingement and Entrainment

000

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater-Impingement Only

000

P9_Perform Impingement Monitoring (Freshwater)

0 6610

P9_Perform Entrainment Monitoring (Freshwater)

0 5410

P9_Pilot Study Entrainment Laboratory Analysis (Freshwater)

000

Fac_Hours 125 of 140
Activity Group, Activity Complying Facilities Burden per facility 

(hours) Total Burden

P9_Purchase, Installation & Operation of Pilot Study TechnologyMarine Impingment and Entrainment

000

P9_Purchase, Installation & Operation of Pilot Study TechnologyMarine- Impingement Only

000

P9_Perform Impingement Monitoring (Marine)

0 8310

P9_Perform Entrainment Monitoring (Marine)

0 6750

P9_Pilot Study Entrainment Laboratory Analysis (Marine)

000

P9_Submit Data and Analysis for Review

0 520

P9_Recordkeeping

0 460

P9_ODC

000

P10: Information to Support Site-Specific Determination of BTA**0

P10_Perform Comprehensive Cost Evaluation Study

0 800

P10_Perform Valuation of Monetized Benefits

0 4800

P10_Evaluate Detailed Mortality Data

0 440

P10_Perform Engineering Calculations

0 500

P10_Submit Data and Analysis for Review

0 160

P10_Recordkeeping

0 300

P10_ODC

000

P11: Site-Specific Technology Plan**0

P11_Develop Narrative Description of Technologies

0 280

P11_Document that Technologies Are Optimal

0 540

P11_Develop Design Calculations, Drawings, & Estimates

0 280

P11_Perform Engineering Calculations

0 680

P11_Submit Data and Analysis for Review

060

P11_Recordkeeping

0 140

P11_ODC

000

P12: Verification Monitoring Plan0

P12_Develop Verification Monitoring Plan

0 1120

P12_Submit Data and Plans for Review

020

P12_Revise Based on State Review

080

P12_Recordkeeping

060

P12_ODC

000

P13: Permitting Process Capital and O&M Costs0

P13_Purchase and Installation of Remote Monitoring Device

000

P13_ODC

000

P14: Verification Study 0

P14_Monthly Sample Collection

000

P14_Handling and Preparation of Samples

000

P14_Perform Statistical Analysis

0 1110

P14_Submit Monitoring Results & Study Analysis

040

P14_Record Keeping

070

P14_ODC

000

A: Monitoring (Annual) 668,031

Fac_Hours 126 of 140
Activity Group, Activity Complying Facilities Burden per facility 

(hours) Total Burden

A1: Biological Monitoring for Impingement (Freshwater) 176,116

A1_Monthly Sample Collection 465 150 69,703

A1_Onsite Analysis of Samples 465 160 74,350

A1_Perform Statistical Analysis 465 44 20,446

A1_Record Keeping 465 25 11,617

A1_ODC 465

00

A2: Biological Monitoring for Impingement (Marine) 223,792

A2_Monthly Sample Collection 465 194 90,335

A2_Onsite Analysis of Samples 465 207 96,097

A2_Perform Statistical Analysis 465 54 24,907

A2_Record Keeping 465 27 12,454

A2_ODC 465

00

A3: Biological Monitoring for Entrainment (Freshwater)0

A3_Biweekly Sample Collection

0 3280

A3_Handling and Preparation of Samples

0 1720

A3_Laboratory Analysis to Identify & Enumerate Entrained 

Freshwater Biota

000

A3_Perform Statistical Analysis

0 840

A3_Recordkeeping

0 300

A3_ODC

000

A4: Biological Monitoring for Entrainment (Marine)0

A4_Biweekly Sample Collection

0 4220

A4_Handling and Preparation of Samples

0 2180

A4_Laboratory Analysis to Identify & Enumerate Entrained Marine 

Biota

000

A4_Perform Statistical Analysis

0 1030

A4_Recordkeeping

0 330

A4_ODC

000

A5: Visual or Remote Inspections 117,565

A5_Visually or Remotely Inspect All InstalledTechnologies 465 232 107,807

A5_Recordkeeping 465 21 9,758

A5_ODC 465

00

A6: Yearly Status Report Activities 150,558

A6_Report on Inspection and Maintenance 465 32 14,870

A6_Detail Biological Monitoring Results 465 88 40,892

A6_Compile and Submit Report 465 176 81,785

A6_Recordkeeping 465 28 13,011

A6_ODC 465

00

A7: Facility Annual O&M Costs 0

A7_Operation of Remote Monitoring Device*

000

A7_ODC

000

R: Repermit Application (Every 5 Years) 136,861

R1: Start-up Activities 7,262

Fac_Hours 127 of 140
Activity Group, Activity Complying Facilities Burden per facility 

(hours) Total Burden

R1_Read and Understand Rule 559

8 4,469

R1_Mobilization/Planning 559

3 1,676

R1_Training 559

2 1,117

R1_ODC 559

00

R2: Permit Application Activities 82,117

R2_Source Water Physical Data 559 18 10,055

R2_Configuration and Location of CWIS 559

3 1,676

R2_Facility Water Balance Diagram 559

3 1,676

R2_CWIS Operation Narrative 559 42 23,462

R2_CWS Operation Narrative 559 42 23,462

R2_Engineering Calculations 559 30 16,759

R2_Submit Materials for Review by State 559

3 1,676

R2_Recordkeeping 559

6 3,352

R2_ODC 559

00

R3: Source Water Baseline Biological Characterization Data 47,482

R3_Identify Available Data and Document Efforts 559 38 21,227

R3_Compile and Analyze Existing Data 559 35 19,552

R3_Submit Data for Review by State 559

3 1,676

R3_Recordkeeping 559

9 5,028

R3_ODC 559

00

R4: Flow Reduction Information 0

R4_Develop Narrative

070

R4_Perform Engineering Calculations

050

R4_Document Minimization of Make-up and Blowdown

0 140

R4_Submit Data and Analysis for Review

020

R4_Recordkeeping

040

R4_ODC

000

R5: Proposal for Collection of Information for Comprehensive Demonstration Study0

R5_Description of Historical Studies that will be Used

0 190

R5_Description of Proposed and/or Implemented Technologies

080

R5_Develop Source Water Sampling Plan

0 350

R5_Submit Data and Plans for Review

040

R5_Revise Based on State Review

090

R5_Recordkeeping

050

R5_ODC

000

R6: Source Water Body Flow Information0

R6_Gather Information to Characterize Flow (FW River/Stream)

0 100

R6_Water Body Thermal Stratification Narrative (Lake/Reservoir)

0 130

R6_Perform Engineering Calculations

0 120

R6_Submit Data and Analysis for Review

050

R6_Recordkeeping

040

R6_ODC

000

R7: Design and Construction Technology Plan0

Fac_Hours 128 of 140
Activity Group, Activity Complying Facilities Burden per facility 

(hours) Total Burden

R7_Delineate Hydraulic Zone of Influence080

R7_Develop Narrative Description of Technologies (Impingement)

0 120

R7_Perform Engineering Calculations (Impingement)

080

R7_Develop Narrative Description of Technologies (Entrainment)

0 120

R7_Perform Engineering Calculations (Entrainment)

080

R7_Document that Technologies Are Optimal

0 230

R7_Submit Data and Analysis for Review

030

R7_Recordkeeping

060

R7_ODC

000

R8: Impingement Mortality & Entrainment Characterization Study0

R8_Implement Offshore Freshwater Monitoring

0 280

R8_Impingement Monitoring Freshwater

0 110

R8_Entrainment Monitoring Freshwater

0 110

R8_Biological Study Laboratory Analysis (Freshwater)

000

R8_Implement Offshore Marine Monitoring

0 4080

R8_Impingement Monitoring Marine

0 3060

R8_Entrainment Monitoring Marine

0 180

R8_Biological Study Laboratory Analysis (Marine)

000

R8_Profile of Source Water Biota

0 520

R8_Identification of Critical Species

0 350

R8_Description of Additional Stresses

0 260

R8_Write Study based on Results and Submit for Review by State

0 830

R8_Recordkeeping

0 200

R8_Finalize study based on State review

0 170

R9: Information to Support Site-Specific Determination of BTA**0

R9_Perform Comprehensive Cost Evaluation Study

0 240

R9_Perform Valuation of Monetized Benefits

0 1440

R9_Evaluate Detailed Mortality Data

0 130

R9_Perform Engineering Calculations

0 150

R9_Submit Data and Analysis for Review

080

R9_Recordkeeping

0 160

R9_ODC

000

R10: Site-Specific Technology Plan**0

R10_Develop Narrative Description of Technologies

080

R10_Document that Technologies Are Optimal

0 160

R10_Develop Design Calculations, Drawings, & Estimates

080

R10_Perform Engineering Calculations

0 200

R10_Submit Data and Analysis for Review

030

R10_Recordkeeping

080

R10_ODC

000

Fac_Hours 129 of 140
Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

Compliance Window Beginning

Compliance Window End

Compliance Window (yrs)

Period prior to compliance (yrs)

Period after compliance (yrs)

Compliance timeframe

State ICR Hour Burden Estimates for Review of Facility Information

2 3 4

NPDES Authorities Burden per 

Director/State

Cost per 

Director/State

SP: Initial Permitting Activities

SP1: Director Start-up Activities $5,024

SP1_Read and Understand Rule 46 24 $1,253

SP1_Mobilization/Planning 46 40 $2,190

SP1_raining 46 36 $1,521

SP1_ODC 46 0 $60

Year-explicit Assignment of ICR Hour Burden for Non-CT Facilities

CT hour assignment below ↓

SP: Initial Permitting Activities

SP2: Director Permit Issuance Activities

SP2_Review Source Water Physical Data 559 8 $366

SP2_Review CWIS Data 559 24 $1,099

SP2_Review CWS Operation Narrative 559 24 $1,099

SP2_Review Proposal for Collection of Information for 

Comprehensive Demonstration Study 0 32 $1,670

SP2_Review Source Water Body Flow Information 0 8 $366

SP2_Review Design and Construction Technology Plan 0 32 $1,875

SP2_Review Impingement Mortality & Entrainment Characterization 

Study 0 450 $27,970

SP2_Review Pilot Study for New Impingement & Entrainment 

Technology 0 32 $1,670

SP2_Review Restoration Measures 0 500 $29,940

SP2_Review Information to Support Site-Specific Determination of 

BTA 0 1,000 $59,880

SP2_Determine Monitoring Frequency 465 8 $366

SP2_Determine Record keeping and Reporting Frequency 465 8 $366

SP2_Establish Requirements for Site-Specific Technology 0 32 $1,466

SP2_Considering Public Comments 559 32 $1,670

SP2_Issuing Permit 559 8 $332

SP2_Permit Record Keeping 559 4 $165

SP2_ODC 559 0 $357

SP3: Verification Study Review 

SP3_Review of Verification Studies 0 6 $288

SP3_Permit Modification Due to Unfavorable Results 0 14 $654

SP3_Record Keeping 0 1 $30

Complying 

Facilities (Non-CT)

Burden per facility Cost per facility

State_Hours&Cost 130 of 140
CT hour assignment below ↓ Complying 

Facilities (Non-CT)

Burden per facility Cost per facility

SP3_ODC 0 0 $12

SP4: Alternative Regulatory Requirements

SP4_Document Alternative Regulatory Requirements 0 36 $1,726

SP4_Document Environmental Conditions within Watershed 0 48 $2,301

SP4_Include Supporting Historical Studies, Calculations, & 

Analyses 0 100 $4,452

SP4_Submit Documentation 0 4 $121

SP4_Record Keeping 0 4 $174

SP4_ODC 0 0 $119

SA: Annual Director Activities

SA_Review of Yearly Status Report 465 18 $863

SA_Compliance Tracking 465 16 $733

SA_Determination on Monitoring Frequency Reduction 465 12 $575

SA_Record Keeping 465 4 $174

SA_ODC 465 0 $30

SR: Director Permit Reissuance Activities

SR_Review Source Water Physical Data 559 3 $144

SR_Review CWIS Data 559 7 $327

SR_Review CWS Operation Narrative 559 7 $327

SR_Review Proposal for Collection of Information for 

Comprehensive Demonstration Study 0 10 $522

SR_Review Source Water Body Flow Information 0 3 $144

SR_Review Design and Construction Technology Plan 0 9 $534

SR_Review Impingement Mortality & Entrainment Characterization 

Study 0 135 $8,391

SR_Review Pilot Study for New Impingement & Entrainment 

Technology 0 10 $522

SR_Review Restoration Measures 0 150 $8,982

SR_Review Information to Support Site-Specific Determination of 

BTA 0 300 $17,964

SR_Determine Monitoring Frequency 465 3 $144

SR_Determine Record keeping and Reporting Frequency 465 3 $144

SR_Establish Requirements for Site-Specific Technology 0 9 $406

SR_Considering Public Comments 559 10 $522

SR_Issuing Permit 559 2 $79

SR_Permit Record Keeping 559 1 $30

SR_ODC 559 0 $357

State_Hours&Cost 131 of 140
Option EG_AllIM_NE11B_08-03-10 Non-CT CT

Weights P2RR - 29Sep10_NERC_125MGD Compliance Year 2015 2020

Compliance Window Beginning 2013 2018

Period Average Hours

Average Cost 

(Millions 2009$) Compliance Window End 2017 2022

2012-2022 24,617 #REF! Compliance Window (yrs) 5 5

2023-2064 27,144 #REF! Period prior to compliance (yrs) 2 2

Period after compliance (yrs) 2 2

Compliance timeframe

Distributed Hours by Year

4,600 17,306 21,953 26,600 31,247 35,894 27,144 27,144 27,144 27,144 27,144 27,144

Year Non CT CT 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023

2012 0 0 4,600 0 0 0 0 0 0 0 0 0 0 0

2013 0 0 0 0 0 0 0 0 0 0 0 0 0 0

2014 0 0 0 0 0 0 0 0 0 0 0 0 0 0

2015 86,531 0 0 17,306 17,306 17,306 17,306 17,306 0 0 0 0 0 0

2016 23,234 0 0 0 4,647 4,647 4,647 4,647 4,647 0 0 0 0 0

2017 23,234 0 0 0 0 4,647 4,647 4,647 4,647 4,647 0 0 0 0

2018 23,234 0 0 0 0 0 4,647 4,647 4,647 4,647 4,647 0 0 0

2019 23,234 0 0 0 0 0 0 4,647 4,647 4,647 4,647 4,647 0 0

2020 42,781 0 0 0 0 0 0 0 8,556 8,556 8,556 8,556 8,556 0

2021 23,234 0 0 0 0 0 0 0 0 4,647 4,647 4,647 4,647 4,647

2022 23,234 0 0 0 0 0 0 0 0 0 4,647 4,647 4,647 4,647

2023 23,234 0 0 0 0 0 0 0 0 0 0 4,647 4,647 4,647

2024 23,234 0 0 0 0 0 0 0 0 0 0 0 4,647 4,647

2025 42,781 0 0 0 0 0 0 0 0 0 0 0 0 8,556

2026 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2027 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2028 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2029 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2030 42,781 0 0 0 0 0 0 0 0 0 0 0 0 0

2031 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2032 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2033 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2034 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2035 42,781 0 0 0 0 0 0 0 0 0 0 0 0 0

2036 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2037 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2038 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2039 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2040 42,781 0 0 0 0 0 0 0 0 0 0 0 0 0

2041 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2042 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2043 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2044 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

43

Undistributed Hours by Year

State_Hours_Dist 132 of 140
Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

Period Average Hours

Average Cost 

(Millions 2009$)

2012-2022 24,617 #REF!

2023-2064 27,144 #REF!

Year Non CT CT

2012 0 0

2013 0 0

2014 0 0

2015 86,531 0

2016 23,234 0

2017 23,234 0

2018 23,234 0

2019 23,234 0

2020 42,781 0

2021 23,234 0

2022 23,234 0

2023 23,234 0

2024 23,234 0

2025 42,781 0

2026 23,234 0

2027 23,234 0

2028 23,234 0

2029 23,234 0

2030 42,781 0

2031 23,234 0

2032 23,234 0

2033 23,234 0

2034 23,234 0

2035 42,781 0

2036 23,234 0

2037 23,234 0

2038 23,234 0

2039 23,234 0

2040 42,781 0

2041 23,234 0

2042 23,234 0

2043 23,234 0

2044 23,234 0

Undistributed Hours by Year 27,144 27,144 27,144 27,144 27,144 27,144 27,144 27,144 27,144 27,144 27,144 27,144

2024 2025 2026 2027 2028 2029 2030 2031 2032 2033 2034 2035

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

4,647 0 0 0 0 0 0 0 0 0 0 0

4,647 4,647 0 0 0 0 0 0 0 0 0 0

4,647 4,647 4,647 0 0 0 0 0 0 0 0 0

8,556 8,556 8,556 8,556 0 0 0 0 0 0 0 0

4,647 4,647 4,647 4,647 4,647 0 0 0 0 0 0 0

0 4,647 4,647 4,647 4,647 4,647 0 0 0 0 0 0

0 0 4,647 4,647 4,647 4,647 4,647 0 0 0 0 0

0 0 0 4,647 4,647 4,647 4,647 4,647 0 0 0 0

0 0 0 0 8,556 8,556 8,556 8,556 8,556 0 0 0

0 0 0 0 0 4,647 4,647 4,647 4,647 4,647 0 0

0 0 0 0 0 0 4,647 4,647 4,647 4,647 4,647 0

0 0 0 0 0 0 0 4,647 4,647 4,647 4,647 4,647

0 0 0 0 0 0 0 0 4,647 4,647 4,647 4,647

0 0 0 0 0 0 0 0 0 8,556 8,556 8,556

0 0 0 0 0 0 0 0 0 0 4,647 4,647

0 0 0 0 0 0 0 0 0 0 0 4,647

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

State_Hours_Dist 133 of 140
Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

Period Average Hours

Average Cost 

(Millions 2009$)

2012-2022 24,617 #REF!

2023-2064 27,144 #REF!

Year Non CT CT

2012 0 0

2013 0 0

2014 0 0

2015 86,531 0

2016 23,234 0

2017 23,234 0

2018 23,234 0

2019 23,234 0

2020 42,781 0

2021 23,234 0

2022 23,234 0

2023 23,234 0

2024 23,234 0

2025 42,781 0

2026 23,234 0

2027 23,234 0

2028 23,234 0

2029 23,234 0

2030 42,781 0

2031 23,234 0

2032 23,234 0

2033 23,234 0

2034 23,234 0

2035 42,781 0

2036 23,234 0

2037 23,234 0

2038 23,234 0

2039 23,234 0

2040 42,781 0

2041 23,234 0

2042 23,234 0

2043 23,234 0

2044 23,234 0

Undistributed Hours by Year 27,144 27,144 27,144 27,144 27,144 27,144 27,144 27,144 27,144 27,144 27,144 27,144

2036 2037 2038 2039 2040 2041 2042 2043 2044 2045 2046 2047

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

4,647 0 0 0 0 0 0 0 0 0 0 0

8,556 8,556 0 0 0 0 0 0 0 0 0 0

4,647 4,647 4,647 0 0 0 0 0 0 0 0 0

4,647 4,647 4,647 4,647 0 0 0 0 0 0 0 0

4,647 4,647 4,647 4,647 4,647 0 0 0 0 0 0 0

0 4,647 4,647 4,647 4,647 4,647 0 0 0 0 0 0

0 0 8,556 8,556 8,556 8,556 8,556 0 0 0 0 0

0 0 0 4,647 4,647 4,647 4,647 4,647 0 0 0 0

0 0 0 0 4,647 4,647 4,647 4,647 4,647 0 0 0

0 0 0 0 0 4,647 4,647 4,647 4,647 4,647 0 0

0 0 0 0 0 0 4,647 4,647 4,647 4,647 4,647 0

State_Hours_Dist 134 of 140
Option EG_AllIM_NE11B_08-03-10

Weights P2RR - 29Sep10_NERC_125MGD

Period Average Hours

Average Cost 

(Millions 2009$)

2012-2022 24,617 #REF!

2023-2064 27,144 #REF!

Year Non CT CT

2012 0 0

2013 0 0

2014 0 0

2015 86,531 0

2016 23,234 0

2017 23,234 0

2018 23,234 0

2019 23,234 0

2020 42,781 0

2021 23,234 0

2022 23,234 0

2023 23,234 0

2024 23,234 0

2025 42,781 0

2026 23,234 0

2027 23,234 0

2028 23,234 0

2029 23,234 0

2030 42,781 0

2031 23,234 0

2032 23,234 0

2033 23,234 0

2034 23,234 0

2035 42,781 0

2036 23,234 0

2037 23,234 0

2038 23,234 0

2039 23,234 0

2040 42,781 0

2041 23,234 0

2042 23,234 0

2043 23,234 0

2044 23,234 0

Undistributed Hours by Year 27,144 27,144 27,144 27,144 27,144 27,144 22,497 17,850

2048 2049 2050 2051 2052 2053 2054 2055

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

State_Hours_Dist 135 of 140
Distributed Hours by Year

4,600 17,306 21,953 26,600 31,247 35,894 27,144 27,144 27,144 27,144 27,144 27,144

Year Non CT CT 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023

Undistributed Hours by Year

2045 42,781 0 0 0 0 0 0 0 0 0 0 0 0 0

2046 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2047 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2048 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2049 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2050 42,781 0 0 0 0 0 0 0 0 0 0 0 0 0

2051 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2052 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2053 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2054 23,234 0 0 0 0 0 0 0 0 0 0 0 0 0

2055 42,781 0 0 0 0 0 0 0 0 0 0 0 0 0

State_Hours_Dist 136 of 140
Year Non CT CT

Undistributed Hours by Year

2045 42,781 0

2046 23,234 0

2047 23,234 0

2048 23,234 0

2049 23,234 0

2050 42,781 0

2051 23,234 0

2052 23,234 0

2053 23,234 0

2054 23,234 0

2055 42,781 0

27,144 27,144 27,144 27,144 27,144 27,144 27,144 27,144 27,144 27,144 27,144 27,144

2024 2025 2026 2027 2028 2029 2030 2031 2032 2033 2034 2035

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

State_Hours_Dist 137 of 140
Year Non CT CT

Undistributed Hours by Year

2045 42,781 0

2046 23,234 0

2047 23,234 0

2048 23,234 0

2049 23,234 0

2050 42,781 0

2051 23,234 0

2052 23,234 0

2053 23,234 0

2054 23,234 0

2055 42,781 0

27,144 27,144 27,144 27,144 27,144 27,144 27,144 27,144 27,144 27,144 27,144 27,144

2036 2037 2038 2039 2040 2041 2042 2043 2044 2045 2046 2047

0 0 0 0 0 0 0 8,556 8,556 8,556 8,556 8,556

0 0 0 0 0 0 0 0 4,647 4,647 4,647 4,647

0 0 0 0 0 0 0 0 0 4,647 4,647 4,647

0 0 0 0 0 0 0 0 0 0 4,647 4,647

0 0 0 0 0 0 0 0 0 0 0 4,647

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0

State_Hours_Dist 138 of 140
Year Non CT CT

Undistributed Hours by Year

2045 42,781 0

2046 23,234 0

2047 23,234 0

2048 23,234 0

2049 23,234 0

2050 42,781 0

2051 23,234 0

2052 23,234 0

2053 23,234 0

2054 23,234 0

2055 42,781 0

27,144 27,144 27,144 27,144 27,144 27,144 22,497 17,850

2048 2049 2050 2051 2052 2053 2054 2055

0 0 0 0 0 0 0 0

4,647 0 0 0 0 0 0 0

4,647 4,647 0 0 0 0 0 0

4,647 4,647 4,647 0 0 0 0 0

4,647 4,647 4,647 4,647 0 0 0 0

8,556 8,556 8,556 8,556 8,556 0 0 0

0 4,647 4,647 4,647 4,647 4,647 0 0

0 0 4,647 4,647 4,647 4,647 4,647 0

0 0 0 4,647 4,647 4,647 4,647 4,647

0 0 0 0 4,647 4,647 4,647 4,647

0 0 0 0 0 8,556 8,556 8,556

State_Hours_Dist 139 of 140
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38

A B C D E

Assumptions

Number of Permitting Authorities

Number of Entities Total seasonal_icr

States (including territories, etc.) 56

NPDES Authorities 46

Labor Assumptions

Loaded Hourly Rate ($2009)

Facility Management $99.90

Junior Technical (Facility) $47.20

CAD Operator $40.00

Clerical (Facility) $20.50

Contracted Manager $116.90

Biologist $65.70

Statistician $77.20

Biological Technician $44.20

Senior Technical $65.00

Junior Technical (State) $39.40

Clerical (State) $30.30

DollarYear 2009

AnalysisYear 2015

IPMDollarYear 2006

IPM_Yr1 2015

IPM_Yr2 2020

IPM_Yr3 2025

IPM_YrLast 2028

EIA_Yr1 2003

EIA_Yr2 2004

EIA_Yr3 2005

EIA_Yr4 2006

EIA_YrLast 2007

PromulgationYear 2012

LastCostYear 2056Facility Contracted State

Labor Categories*

Assumptions 140 of 140