Federal Register / Vol. 87, No. 64 / Monday, April 4, 2022 / Notices 19569 

9 17 CFR 200.30–3(a)(12). 

1 12 U.S.C. 5465(e)(1). 

2 17 CFR 240.19b–4(n)(1)(i). 

3Securities Exchange Act Release No. 92568 

(August 5, 2021), 86 FR 44530 (August 12, 2021) 

(SR–NSCC–2021–803). 

4 12 U.S.C. 5465(e)(1)(D). 

5See 12 U.S.C. 5465(e)(1)(E)(ii) and (G)(ii); see 

Memorandum from the Office of Clearance and 

Settlement Supervision, Division of Trading and 

Markets, titled ‘‘Commission’s Request for 

Additional Information,’’ available at https://

www.sec.gov/rules/sro/nscc-an/2021/34-92568- 

memo-nscc.pdf. 

6See 12 U.S.C. 5465(e)(1)(E)(ii) and (G)(ii); see 

Memorandum from the Office of Clearance and 

Settlement Supervision, Division of Trading and 

Markets, titled ‘‘Response to the Commission’s 

Request for Additional Information,’’ available at 

https://www.sec.gov/rules/sro/nscc-an/2021/34- 

92568-memo-response-nscc.pdf. 

7 12 U.S.C. 5465(e)(1)(H). 

8Securities Exchange Act Release No. 94168 

(February 7, 2022), 87 FR 8062 (February 11, 2022) 

(SR–NSCC–2021–803). 

9 12 U.S.C. 5465(e)(1)(D). 

10See 12 U.S.C. 5465(e)(1)(E)(ii) and (G)(ii); see 

Memorandum from the Office of Clearance and 

Settlement Supervision, Division of Trading and 

Markets, titled ‘‘Commission’s Second Request for 

Additional Information,’’ available at https://

www.sec.gov/rules/sro/nscc-an/2022/34-94203- 

memo-nscc.pdf. 

11 17 CFR 200.30–3(a)(92). 

the self-regulatory organization 

consents, the Commission will: 

(A) By order approve or disapprove such 

proposed rule change, or 

(B) institute proceedings to determine 

whether the proposed rule change should be 

disapproved. 

OCC shall post notice on its website 

of proposed changes that are 

implemented. The proposal shall not 

take effect until all regulatory actions 

required with respect to the proposal are 

completed. 

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s internet 

comment form (http://www.sec.gov/ 

rules/sro.shtml); or 

• Send an email to rule-comments@

sec.gov. Please include File Number SR– 

OCC–2022–003 on the subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Vanessa Countryman, Secretary, 

Securities and Exchange Commission, 

100 F Street NE, Washington, DC 

20549–1090. 

All submissions should refer to File 

Number SR–OCC–2022–003. This file 

number should be included on the 

subject line if email is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

internet website (http://www.sec.gov/ 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for website viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street NE, 

Washington, DC 20549, on official 

business days between the hours of 

10:00 a.m. and 3:00 p.m. Copies of such 

filing also will be available for 

inspection and copying at the principal 

office of OCC and on OCC’s website at 

https://www.theocc.com/CompanyInformation/Documents-and-Archives/ 

By-Laws-and-Rules. 

All comments received will be posted 

without change. Persons submitting 

comments are cautioned that we do not 

redact or edit personal identifying 

information from comment submissions. 

You should submit only information 

that you wish to make available 

publicly. 

All submissions should refer to File 

Number SR–OCC–2022–003 and should 

be submitted on or before April 25, 

2022. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.9

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2022–06981 Filed 4–1–22; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–94536; File No. SR–NSCC– 

2021–803] 

Self-Regulatory Organizations; 

National Securities Clearing 

Corporation; Notice of Withdrawal of 

an Advance Notice To Establish the 

Securities Financing Transaction 

Clearing Service and Make Other 

Changes 

March 29, 2022. 

On July 22, 2021, National Securities 

Clearing Corporation (‘‘NSCC’’) filed 

with the Securities and Exchange 

Commission (‘‘Commission’’) advance 

notice SR–NSCC–2021–803 (‘‘Advance 

Notice’’), pursuant to Section 806(e)(1) 

of Title VIII of the Dodd-Frank Wall 

Street Reform and Consumer Protection 

Act entitled the Payment, Clearing, and 

Settlement Supervision Act of 2010 

(‘‘Clearing Supervision Act’’) 1 and Rule 

19b–4(n)(1)(i) under the Securities 

Exchange Act of 1934 (‘‘Exchange 

Act’’).2 The Advance Notice was 

published for comment in the Federal 

Register on August 12, 2021.3

On August 30, 2021, the Commission 

requested additional information for 

consideration of the Advance Notice 

from NSCC, pursuant to Section 

806(e)(1)(D) of the Clearing Supervision 

Act,4 which tolled the Commission’s 

period of review of the Advance Notices 

until 60 days from the date the 

information required by the 

Commission was received by the 

Commission.5 On December 13, 2021, 

the Commission received NSCC’s 

response to the Commission’s request 

for additional information.6

On February 7, 2022, under Section 

806(e)(1)(H) of the Clearing Supervision 

Act,7 the Commission extended the 

review period of the Advance Notice for 

additional 60 days to issue an objection 

or non-objection to the Advance 

Notice.8

On February 28, 2022, the 

Commission requested additional 

information for consideration of the 

Advance Notice from NSCC, pursuant to 

Section 806(e)(1)(D) of the Clearing 

Supervision Act,9 which tolled the 

Commission’s period of review of the 

Advance Notices until 60 days from the 

date the information required by the 

Commission was received by the 

Commission.10

On March 25, 2022, NSCC filed a 

withdrawal of the Advance Notice (SR– 

NSCC–2021–803) from consideration by 

the Commission. The Commission is 

hereby publishing notice of the 

withdrawal. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.11

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2022–06979 Filed 4–1–22; 8:45 am] 

BILLING CODE 8011–01–P 


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