alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
ex_102431.htm


Exhibit 10.4


 


AMENDMENT #1 TO THE SECURITIES PURCHASE AGREEMENT, REGISTRATION RIGHTS AGREEMENT, AND CONVERTIBLE PROMISSORY NOTE DATED DECEMBER 14, 2017 


 


THIS AMENDMENT #1 (the “Amendment”) TO THE SECURITIES PURCHASE AGREEMENT, REGISTRATION RIGHTS AGREEMENT, AND CONVERTIBLE PROMISSORY NOTE dated December 14, 2017, is made effective as of December 18, 2017, by and between BioLargo, Inc., a Delaware corporation (the “Company”), and Vista Capital Investments, LLC, a California limited liability company (the “Holder”) (collectively the “Parties”).


 


BACKGROUND


 


A.     The Company and Holder are the parties to that certain securities purchase agreement (the “SPA”), registration rights agreement (“RRA”), and convertible promissory note in the principal amount of $500,000.00 (the “Note”), all dated December 14, 2017; and


 


B.     The Parties desire to amend the SPA, RRA, and Note, as set forth expressly below, to acknowledge the actual date of closing of the transactions contemplated by the SPA, RRA, and Note. 


 


NOW THEREFORE, in consideration of the execution and delivery of the Amendment and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Parties agree as follows:


 


1.     All references in the SPA, RRA, and Note to December 14, 2017 shall be replaced with December 18, 2017. 


 


2.     This Amendment shall be deemed part of, but shall take precedence over and supersede any provisions to the contrary contained in the SPA, RRA, and Note. Except as specifically modified hereby, all of the provisions of the SPA, RRA, and Note, which are not in conflict with the terms of this Amendment, shall remain in full force and effect.


 


[Signature page to follow]


 



1




 




 


IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of the date first above written.


 


 


	
			BioLargo, Inc.


			 


			/S/DENNIS CALVERT


			By: __________________________________


			Name: Dennis Calvert


			Title: Chief Executive Officer

				
			Vista Capital Investments, LLC


			 


			/S/DAVID CLARK


			By: __________________________________


			Name: David Clark


			Title: Principal

			



 


2
Accept this request letter as a exemption request for Utah Helicopter , Inc. air tour

operations. The following information is being provided. a) Utah Helicopter, Inc. 2050 North 300 West Spanish Fork, UT 84660

Fax: 801.563.7148

Phone: 801.471.4083

Email: erin@utahhelicopter.com b) This letter is for exemption from 14 CFR FAR 91.147 Title: passengers/carrying flights for compensation or hire. c) The extent of relief is to combine Utah Helicopter, Inc. part 91 tour pilot s with Utah Helicopter, Inc. charter pilots in the same drug and alcohol program. This will allow our company as a whole being smaller to comply in

a more efficient matter. d) This request would benefit the public as a whole by allowing our small staff by ut ilizing to oversee a small drug program. e) Letting our experts to do specific duties rather than numerous responsibilities would increase safety. f) Utah Helicopter, Inc. would like to request an exemption from 14 CFR FAR 91.147 by being allowed to combine Ut ah Helicopter, Inc. part 91.147’s drug and alcohol testing program with it’s part 135 programs. All the same drug and alcohol testing would apply to all pilots and mechanics in the same pool. g) This request to combine to our drug and alcohol program should be fairly

common for Utah Helico pter, Inc. that has multiple departments that has safety sensitive position. This exemption will prevent undue expenses and manpower therefore will allow safer flight operations, which will ultimately ensure compliance. h) Uta h Helicopter, Inc. will only conduct drug and alcohol testing within the

United States.
IV

105TH CONGRESS

1ST SESSION H. CON. RES. 123

Providing for the use of the catafalque situated in the crypt beneath the

rotunda of the Capitol in connection with memorial services to be conducted in the Supreme Court Building for the late honorable William

J. Brennan, former Associate Justice of the Supreme Court of the

United States.

IN THE HOUSE OF REPRESENTATIVES

JULY 25, 1997

Mr. THOMAS submitted the following concurrent resolution; which was

referred to the Committee on House Oversight

CONCURRENT RESOLUTION

Providing for the use of the catafalque situated in the crypt

beneath the rotunda of the Capitol in connection with

memorial services to be conducted in the Supreme Court

Building for the late honorable William J. Brennan,

former Associate Justice of the Supreme Court of the

United States.

1 Resolved by the House of Representatives (the Senate

2 concurring), That the Architect of the Capitol is author3 ized and directed to transfer to the custody of the Chief

4 Justice of the United States the catafalque which is pres5 ently situated in the crypt beneath the rotunda of the Cap6 itol so that such catafalque may be used in the Supreme
2

•HCON 123 IH

1 Court Building in connection with services to be conducted

2 there for the late honorable William J. Brennan, former

3 Associate Justice of the Supreme Court of the United

4 States.

Æ
# IMMC.EESC-2019-00935-AC.ENG.xhtml.EESC-2019-00935-00-00-AC-TRA-EN.docx

EN

European Economic and Social Committee

European Economic and Social Committee

SOC/617

SOC/617

Resources for the Youth Employment Initiative

Resources for the Youth Employment Initiative

OPINION


  European Economic and Social Committee


  Proposal for a Regulation of the European Parliament and of the Council amending Regulation (EU) No 1303/2013 as regards the resources for the specific allocation for the Youth Employment Initiative

  [COM(2019) 55 final – 2019/0027 (COD)]

OPINION

European Economic and Social Committee

Proposal for a Regulation of the European Parliament and of the Council amending Regulation (EU) No 1303/2013 as regards the resources for the specific allocation for the Youth Employment Initiative

[COM(2019) 55 final – 2019/0027 (COD)]

Referral

| Referral | European Parliament, 11/02/2019


  Council of the European Union, 19/02/2019 |
| --- | --- |
| Legal basis | Articles 177 and 304 of the Treaty on the Functioning of the European Union |
| Section responsible | Section for Employment, Social Affairs and Citizenship |
| Adopted at plenary | 20/03/2019 |
| Plenary session No | 542 |
| Outcome of vote
  (for/against/abstentions) | 132/0/1 |

Referral

European Parliament, 11/02/2019

European Parliament, 11/02/2019

Council of the European Union, 19/02/2019

Council of the European Union, 19/02/2019

Legal basis

Legal basis

Articles 177 and 304 of the Treaty on the Functioning of the European Union

Articles 177 and 304 of the Treaty on the Functioning of the European Union

Section responsible

Section responsible

Section for Employment, Social Affairs and Citizenship

Section for Employment, Social Affairs and Citizenship

Adopted at plenary

Adopted at plenary

20/03/2019

20/03/2019

Plenary session No

Plenary session No

542

542

Outcome of vote
  (for/against/abstentions)

Outcome of vote
  (for/against/abstentions)

132/0/1

132/0/1

Since the Committee unreservedly endorses the content of the proposal and feels that it requires no comment on its part, it decided, at its 542nd plenary session of 20 and 21 March 2019 (meeting of 20 March), unanimously, to issue an opinion endorsing the proposed text.

Since the Committee unreservedly endorses the content of the proposal and feels that it requires no comment on its part, it decided, at its 542nd plenary session of 20 and 21 March 2019 (meeting of 20 March), unanimously, to issue an opinion endorsing the proposed text.

Luca JAHIER

  The president of the European Economic and Social Committee

Luca JAHIER

The president of the European Economic and Social Committee

_____________
Exhibit 31.2  CERTIFICATION  I, Stan Larson, Chief Financial Officer of Trudy Corporation, (the "Company") certify that:  1) I have reviewed this Report on Form 10-Q (the "Report") of the Company for the three month period ended June 30, 2010.  2) Based on my knowledge, this Report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this Report;  3) Based on my knowledge, the financial statements, and other financial information included in this Report, fairly present in all material respects the financial condition, results of operations and cash flows of the Company as of, and for, the periods presented in this Report;  4) The Companys other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) for the small business issuer and have:  a) designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under my supervision, to ensure that material information relating to the Company, including its consolidated subsidiaries, is made known to me by others within those entities, particularly during the period in which this Report is being prepared;  b) evaluated the effectiveness of the Company's disclosure controls and procedures and presented in this Report my conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this Report based on such evaluation; and  c) disclosed in this Report any change in the Company's internal control over financial reporting that occurred during the Company's most recent fiscal year that has materially affected, or is reasonably likely to materially affect, the Company's internal control over financial reporting.  5) The Companys other certifying officer and I have disclosed, based on the most recent evaluation of internal control over financial reporting, to the Company's auditors and the audit committee of the Company's board of directors:  a) all significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the Company's ability to record, process, summarize and report financial information; and  b) any fraud, whether or not material, that involves management or other employees who have a significant role in the Company's internal control over financial reporting.    Date: November 2, 2010 By: /s/ Stan Larson Stan Larson,  Chief Financial Officer
# C o u rt o f

A p p ea ls

o f t h e S t a te o f

G eo rg ia

ATLANTA,_

_ _ __ _ _ __ _ __ _ _ _ _ _ __ _ Th e Co u rt

o f Ap p ea l s h er eb y p a s s es t h e f

o ll owi n g o r der :

A2 0 D0 35 1 . YVONNE W ARD v . U. S. BANK NATI ONAL ASSOCI ATI ON.

U. S. Ban k Nat i o n a l As s o ci at i o n fi l ed a d i s p o s s es s o ry p ro ceed i n g ag ai n s t Yv o n n e W ard in m ag is t rat e co urt

. Fo l l o wi n g an ad v ers e ru l i n g , W ard ap p eal ed t o t h e

s u p eri o r co u rt , wh i ch affi rm ed t h e i s s u an ce o f a wri t o f p o s s es s i o n i n fav o r o f U. S.
Ban k Nat i o n al As s o ci at i o n

. W ard fi l ed an ap p l i cat i o n fo r d i s cret i o n ary ap p eal fro m
t h e s up eri o r co u rt ’ s o rd er, wh i ch we d en i ed

. See Cas e No

. A1 9 D0 0 0 9 (d en i ed Au g. 1 6 , 2 0 1 8 ). Back i n t h e s u p eri o r c o u rt , W ard fi l ed a seri es o f p o st -ju d g m en t m o t i o n s , i n cl u d i n g a m o t i o n fo r n ew t ri al

. O n J an u ary 1 6 , 2 0 2 0, t h e s u peri o r co u rt en t ered an

o rd er den y i n g t hes e m o t i o ns

. On M arch 2 4 , 2 0 2 0 , W ard fi led an ap p l i cat i o n fo r d i s cret i o n ary ap p eal

. W e l ack ju ri s di ct i on b ecau s e t h e a p pl i cat io n was no t t i m el y fi led

. An ap p l i cat i o n fo r d i s cret i o n ary rev iew g en eral l y m us t be fi l ed wi t h i n 3 0 day s

o f en t ry o f t h e o rd er s o u g ht t o b e ap p eal ed

. See OCGA § 5-6 -3 5 (d ). Th e un d erl y i n g

s u b ject m at t er o f an ap p eal , h o wev er, co n t ro ls o v er t h e rel i ef s o u g h t in d et erm i n i n g
t h e p ro p er ap p el l at e p ro ced u re. Ra d i o S a n dy S pr i n g s v. Al l en Ro ad Jo i n t V

en t u r e , 3 1 1 Ga. Ap p

. 3 3 4 , 3 35 ( 7 15 SE2 d 7 5 2 ) (2 0 1 1 ). Un d er OCGA § 4 4 -7 -5 6 , ap p eal s in d i s p o s s es s o ry act i o n s m

u st b e fi l ed wi th i n s ev en day s o f t h e d a t e t h e o rd er was

e n tered

. See Ra

y M

. W ri g h t , In c. v. Jo n es , 2 39 Ga. Ap p

. 5 2 1, 5 2 2 -5 2 3 (5 2 1 SE 2 d
4 5 6 ) (1 9 9 9 ). W ard ’ s ap p l i cat i o n s eek i n g t o ap peal t h e s u p eri o r co u rt ’ s o rd er i n t h i s d i s p o s s es s o ry

act i o n i s u n t im el y , as i t was fi l ed 6 8 d ay s aft er en t ry o f t h e o rd er. April 22, 2020A cco rd in g l y , t h i s u n t im el y ap p l i cat i o n fo r di s cret io n ary r e v i e w i s h ereb y

DISM ISSED fo r l ack o f ju ri s d i ct i o n

.

C o u r t o f A p p e a l s o f t h e S t a t e o

f G e o r g ia C le r k ’ s O f f i c e , A t la n t a ,

_

_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ I c e r ti fy t h a t t h e a b o v e i s a t r u e e x t r a c t f r o m
t h e m i n u t e s o

f t h e C o u r t o

f A p p e a l s o f G e o r g i a

. W i tn e s s m y s i g n a t u r e a n d th e s e a l o

f s a i d c o u r t h e r e t o a f f i x e d t h e d a y a n d y e a r l a s t a b o v e w r i t t e n

.

, C l e r k

. 04/22/2020
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[Federal Register Volume 87, Number 62 (Thursday, March 31, 2022)]
[Notices]
[Page 18785]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-06805]


-----------------------------------------------------------------------

DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

[Docket No. CP21-45-000]


Florida Gas Transmission Company, LLC; Notice of Effectiveness of 
Withdrawal of Application

    On January 29, 2021, Florida Gas Transmission Company, LLC (Florida 
Gas) filed an application pursuant to section 7(c) of the Natural Gas 
Act (NGA) \1\ for authorization to construct, own, and operate its Big 
Bend Project. On February 22, 2022, Florida Gas filed a notice of 
withdrawal of its application. No motion in opposition to the notice of 
withdrawal has been filed, and the Commission has taken no action to 
disallow the withdrawal. Pursuant to Rule 216(b) of the Commission's 
Rules of Practice and Procedure,\2\ the withdrawal of the application 
became effective on March 10, 2022, and this proceeding is hereby 
terminated.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 717f(c).
    \2\ 18 CFR 385.216(b) (2021).

    Dated: March 25, 2022.
Kimberly D. Bose,
Secretary.
[FR Doc. 2022-06805 Filed 3-30-22; 8:45 am]
BILLING CODE 6717-01-P
<TABLE> <S> <C>

<ARTICLE> 5
       
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<PERIOD-TYPE>                   9-MOS
<FISCAL-YEAR-END>                          DEC-31-1996
<PERIOD-START>                              JAN-1-1996
<PERIOD-END>                               SEP-30-1996
<CASH>                                       3,203,897
<SECURITIES>                                         0
<RECEIVABLES>                                  234,956
<ALLOWANCES>                                         0
<INVENTORY>                                    319,602
<CURRENT-ASSETS>                             4,383,531
<PP&E>                                       2,572,666
<DEPRECIATION>                               (158,613)
<TOTAL-ASSETS>                              44,757,601
<CURRENT-LIABILITIES>                        2,748,379
<BONDS>                                              0
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                        14,487
<OTHER-SE>                                           0
<TOTAL-LIABILITY-AND-EQUITY>                44,757,601
<SALES>                                      1,028,429
<TOTAL-REVENUES>                             1,384,017
<CGS>                                          729,734
<TOTAL-COSTS>                                5,780,784
<OTHER-EXPENSES>                               116,824
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                             204,383
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<CHANGES>                                            0
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FILED

U.S. COURT OF APPEALS

ELEVENTH CIRCUIT

DEC 17, 2008

THOMAS K. KAHN

CLERK

[DO NOT PUBLISH]

IN THE UNITED STATES COURT OF APPEALS

FOR THE ELEVENTH CIRCUIT

________________________

No. 08-12138

Non-Argument Calendar

________________________

D. C. Docket No. 05-00479-CR-JTC-1

UNITED STATES OF AMERICA,

Plaintiff-Appellee,

versus

CEDRIC LAMAR JACKSON,

Defendant-Appellant.

________________________

Appeal from the United States District Court

for the Northern District of Georgia

_________________________

(December 17, 2008)

Before ANDERSON, PRYOR and HILL, Circuit Judges.

PER CURIAM:

Stuart M. Mones, retained counsel for Cedric Lamar Jackson in this direct
criminal appeal, has moved to withdraw from further representation of the

appellant and filed a brief pursuant to Anders v. California, 386 U.S. 738, 87 S.Ct.

1396, 18 L.Ed.2d 493 (1967). Our independent review of the entire record reveals

that counsel’s assessment of the relative merit of the appeal is correct. Because

independent examination of the entire record reveals no arguable issues of merit,

counsel’s motion to withdraw is GRANTED, and Jackson’s conviction and

sentence are AFFIRMED.

Jackson’s “Motion Seeking Enlargement of Time to File

Supplemental/Amended Appellate Brief and Obtain New[] Appointment of

Counsel” is DENIED.

Jackson’s “Motion for Appointment of Counsel” is DENIED AS MOOT.

The government’s “Motion to Dismiss Based on Waiver of Appeal” is

DENIED AS MOOT.

2
<TABLE> <S> <C>

<PAGE>
 
<ARTICLE> 5
<LEGEND>
THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE
CONSOLIDATED FINANCIAL STATEMENTS OF PMT SERVICES, INC. FOR THE QUARTER ENDED
OCTOBER 31, 1996 AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH FINANCIAL
STATEMENTS.
</LEGEND>
       
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<PERIOD-START>                             AUG-01-1996
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<CASH>                                      95,314,287
<SECURITIES>                                         0
<RECEIVABLES>                                8,601,861
<ALLOWANCES>                                         0
<INVENTORY>                                    550,282
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<PP&E>                                       8,581,171
<DEPRECIATION>                               2,730,885
<TOTAL-ASSETS>                             193,147,326
<CURRENT-LIABILITIES>                        7,405,452
<BONDS>                                              0
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
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<OTHER-SE>                                 184,965,793
<TOTAL-LIABILITY-AND-EQUITY>               193,147,326
<SALES>                                     51,815,637
<TOTAL-REVENUES>                            51,815,637
<CGS>                                       39,960,211
<TOTAL-COSTS>                               39,960,211
<OTHER-EXPENSES>                                     0
<LOSS-PROVISION>                               251,952
<INTEREST-EXPENSE>                                   0
<INCOME-PRETAX>                              4,735,458
<INCOME-TAX>                                 1,802,468
<INCOME-CONTINUING>                          2,932,990
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<NET-INCOME>                                 2,932,990
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