# Patent

## Title
Synthesis and applications of peripherally asymmetric aryl POSS compounds

## Abstract

Asymmetric aryl polyhedral oligomeric silsesquioxanes (ArPoss) compounds synthesized by the “corner-capping” of phenyl7Si7O9(OH)3 with aryl trichlorosilanes are described. The ArPoss compounds have the chemical structure:




wherein Ph is




phenyl and wherein R is selected from the group consisting of:





and mixtures thereof.

## Background
CROSS REFERENCE TO RELATED APPLICATION
This application claims the benefit of and priority to the filing date of U.S. provisional application Ser. No. 61/537,125, filed Sep. 21, 2011, incorporated herein by reference in its entirety.


RIGHTS OF THE GOVERNMENT
The invention described herein may be manufactured and used by or for the Government of the United States for all governmental purposes without the payment of any royalty thereon.


FIELD OF THE INVENTION
This invention relates to synthesis methods and applications for the production and use of organic/inorganic hybrid polyhedral oligomeric silsesquioxane (POSS) nanomaterials.
BACKGROUND OF THE INVENTION
The synthesis of hybrid organic-inorganic materials that combine the diversity and ease of processing of organic polymers with the thermo-chemical stability and oxidative resistance of ceramics remains a goal of material researchers worldwide. Polyhedral Oligomeric SilSesquioxanes (POSS) have emerged as effective multi-functional, highly tailorable additives, capable of improving polymer performance. Each of these nanoparticles features an inorganic SiO1.5 core, as well as an organic corona, which helps to determine overall solubility. Compounds based on this architectural framework have received a great deal of attention as nearly ideal hybrid materials due to the synergy of the silsesquioxane cage and organic character at the molecular level.
In contrast to most other forms of nanoscale reinforcement, POSS compounds have been shown to improve processing characteristics when either blended into polymer hosts or incorporated by copolymerization. Although both techniques have distinct advantages, inert blending is generally the preferred method, offering facile modification of commercial polymers without the necessity for polymer synthesis and balancing stoichiometry. Furthermore, blending techniques generally provide access to a greater material design space in the context of nanoparticle assembly. However, the availability of thermally stable, inert POSS additives for the purpose of reinforcing high temperature polymers by this method is limited. Further development would be of benefit to a range of potential products requiring lightweight materials for energy efficiency, aerospace, and durable infrastructure applications.
Aryl-functionalized silsesquioxanes, such as phenyl8Si8O12 (Ph8Si8O12), have been in existence for decades, appearing well suited for the preparation of high-performance, aromatic nanocomposites. However, the high symmetry and low dipole moments of Ph8Si8O12 promote highly-efficient crystalline packing. This is manifested in poor solubility in organic solvents, and a neutral response to mechanical shear, thus severely limiting incorporation into polymers.
To circumvent these limitations, several research groups have focused on the modification of aryl-functionalized POSS compounds. For example, vinyl8Si8O12 was functionalized with aromatic photo-luminescent compounds via Heck coupling. (Para-iodophenyl)8Si8O12 was synthesized as a platform for coupling additional organic moieties to POSS cages. Other work attached Ph8Si8O12 to polybenzimidazole via an in-situ Friedel-Crafts acylation copolymerization reaction. Researchers have found that copolymerized Ph8Si8O12 was more thoroughly dispersed in the polymer host than physically blended Ph8Si8O12.
Unfortunately, none of the above methods have proven to be fully successful in overcoming the limitations of non-reactive, aryl-functionalized POSS compounds such as poor solubility in organic solvents, and a neutral response to mechanical shear. There remains a need for aryl-functionalized POSS compounds which overcome these limitations.
SUMMARY OF THE INVENTION
Applicants have discovered peripherally asymmetric aryl polyhedral oligomeric silsesquioxane (ArPOSS) compounds, synthesized by “corner-capping” methodology, which overcome the limitations of Ph8Si8O12 through geometric consideration of the POSS cage periphery. Synthesis of these compounds proceeds through a-capping reaction with uncondensed phenyl POSS alcohols using trichlorosilanes with terminal aryl groups that are geometrically larger in size than phenyl groups, such as naphthalene, anthracene, penanthrene, and pyrene. These corner-capped POSS compounds demonstrate enhanced solubility in organic solvents and aromatic polymers, enabling a more facile route to the fabrication of high temperature nanocomposites, without conciliating absolute peripheral aromaticity thus retaining superior thermal stability.



BRIEF DESCRIPTION OF THE DRAWINGS
FIG. 1 shows the synthesis of corner-capped POSS cages.
FIG. 2 compares the NMR spectrum of symmetric phenyl8Si8O12 with peripherally asymmetric (1-naphthyl)phenyl7Si8O12.
FIG. 3 compares photographs of PEI solutions containing symmetric phenyl8Si8O12 with peripherally asymmetric (1-naphthyl)phenyl7Si8O12 and optical micrographs of drop cast films from the two PEI solutions.



DETAILED DESCRIPTION OF THE INVENTION
This invention describes Aromatic POSS structures synthesized by the “corner capping” of phenyl7Si7O9(OH)3 with aryl trichlorosilanes. The desired aryl trichlorosilanes were synthesized by reaction of an aryl Grignard or lithium reagent with SiCl4 under reaction conditions similar to those previously reported. See, e.g., S. D. Rosenberg, J. J. Walburn, H. E. Ramdsden, Journal Organomet. Chem. 22 (1957) pages 1606-1607, incorporated herein by reference. The aryl trichlorosilanes (ArSiCl3) (Ar=1-naphthlyl, 2-naphthyl, 9-Anthracethrenyl, 9-phenanthrenyl, and 1-pyrenyl) were coupled with phenyl7Si7O9(OH)3 under basic conditions to yield the desired, well-defined (Aryl)phenyl7Si8O12 structures shown in FIG. 1.
The resulting peripherally asymmetric aryl polyhedral oligomeric silsesquioxane (ArPOSS) compound have the chemical structure:




wherein Ph is





phenyl and wherein R is selected from the group consisting of





and mixtures thereof.

The preferred compounds include: (1-Naphthyl)phenyl7Si8O12, (2-Naphthyl)phenyl7Si8O12, (9-Anthracethrenyl)phenyl7Si8O12, (9-Phenanthrenyl)phenyl7Si8O12 and (1-Pyrenyl)phenyl7Si8O12.
The desired products of these reactions were separated from by-products and starting materials via filtration and methanol washings. Previous work has proven this synthetic strategy as an effective technique for coupling trichlorosilanes to silanols. See, e.g., J. D. Lichtenhan, Y. A. Otonari, M. J. Carr, Macromolecules 29 (1995) pages 8435-8437, incorporated herein by reference. These POSS cage structures were confirmed on the basis of multinuclear NMR (1H, 13C and 29Si) and elemental combustion analysis (CHN). The absence of silanol NMR peaks was used to confirm reaction completion. The initial chemical shifts of the 29Si NMR peaks for phenyl7Si7O9(OH)3 are −69.08, −77.54, and −78.51 ppm, respectively, in a ratio of 3:1:3. For comparison, the chemical shift of the single peak for symmetric phenyl8Si8O12 is −78.07 ppm. When the corner-capping reaction is complete on the asymmetric compounds, the 29Si NMR peaks are shifted with respect to the additional substituent aryl group. For example, the peaks of (1-naphthyl)phenyl7Si8O12 are shifted to 77.37, −78.05, −78.14, and −78.17 ppm, respectively, in a ratio of 1:3:1:3, as seen in FIG. 2. Similar peak shifts in 29Si NMR spectra were observed for the remaining corner-capped compounds, though the order of peak integration is occasionally different.
The influence of the prescribed peripheral asymmetry of these compounds on solubility was determined by visual measurements in five organic solvents, including chloroform (CHCl3), tetrahydrofuran (THF), phenyl ether (PE), toluene (Tol), and dimethyl formamide (DMF), summarized in Table 1.
The poor solubility of symmetric phenyl8Si8O12 (2) has been previously documented exhibiting only limited solubility ( ̃1 mg/mL) in CHCl3 and thus, serving as the benchmark for this work. The substitution of a single polycyclic aromatic ring on the POSS cage improves solubility substantially in most cases. However, it is difficult to predict the influence of each aromatic group on the observed solubility, as well as in which solvent the solubility will be affected. Modification with a 1-naphthyl group to produce (1-naphthyl)phenyl7Si8O12 (3) results in solubility in CHCl3 and THF exceeding 100 mg/mL and the observance of more finite solubility in the other investigated solvents. Modification with a 2-naphthyl group to produce (2-naphthyl)phenyl7Si8O12 (4) increases solubility in PE and DMF, but reduces solubility in THF and CHCl3, when compared to (1-naphthyl)phenyl7Si8O12 (3). Substitution with a phenanthrenyl group to produce (9-phenanthrenyl)phenyl7Si8O12 (5) results in comparable solubility in THF to that of phenyl8Si8O12 (2), as well as the highest solubility in DMF and toluene of any compound examined. Limited solubility gains in comparison with the other polycyclic aromatic groups are observed with pyrenyl substitution, with (1-pyrenyl)phenyl7Si8O12 (6) exhibiting the lowest solubility of the four corner-capped POSS cages in the examined solvents, albeit a noteworthy improvement over that of phenyl8Si8O12 (2).







TABLE 1







Solubility (mg/ml) of aromatic 


POSS compounds in organic solvents














#
CHCl3
THF
PE
Tol
DMF


















2
1
a
a
a
a



3
104
120
15
a
24



4
55
28
53
a
35



5
52
117
25
27
57



6
7
10
4
5
5







a Insoluble






To examine the phase behavior of this new class of peripherally asymmetric POSS nanoparticles with a representative aromatic polymer, attempts were made to solubilize both phenyl8Si8O12 and (1-naphthyl)phenyl7Si8O12 in polyetherimide (Ultem 1000, PEI). Chloroform solutions were prepared at a solute concentration of 5 weight percent PEI and POSS concentration of 5 weight percent with respect to PEI. Subsequent films from these solutions were drop cast onto glass substrates, dried under vacuum, and annealed at 220° C., above the glass transition temperature of PEI, to promote equilibrium phase formation. In accordance with the solubility study, the solution containing asymmetric (1-naphthyl)phenyl7Si8O12 is transparent, indicating superior solubility in chloroform, in contrast to that containing symmetric phenyl8Si8O12, which is cloudy, as shown in FIG. 3.
Qualitatively, the dried and annealed films were visually observed to be of contrasting appearance. The film containing symmetric phenyl8Si8O12 was significantly more opaque, indicating a greater degree of phase separation. Examination of the films by microscopy revealed aggregated particles of phenyl8Si8O12 at length scales greater than 1 mm in some regions of the PEI host. Phase separation in the film containing (1-naphthyl)phenyl7Si8O12 appears to be limited to less than 5 microns in the post-annealed state, revealing improved solubility in the predominately aromatic polymer, shown in FIG. 3.
Replacing a single phenyl ring on phenyl8Si8O12 with one of several polycyclic aromatic groups results in compounds that exhibit improved solubility in organic solvents and aromatic polymers, without significant sacrifices in thermal stability. These improvements, relative to the state-of-the-art materials, are realized through a disruption of symmetry and reduced ordering in the forms of crystallization and/or aggregation. These compounds offer new opportunities to blend ArPOSS with a variety of organic/polymer materials, a possibility that was previously impractical due to the insolubility of phenyl8Si8O12.
Applications for this new class of ArPOSS compounds include, but are not limited to: the mechanical and thermal reinforcement of organic and preceramic polymers, protective coatings for organic substrates, and surfactants for the hybridization of organic and inorganic materials.
The following examples are examples of reduction to practice of the present invention and confirmation that the principles described in the present invention are therefore valid but should not be construed as in any way limiting the scope of the invention.
EXAMPLES
Materials
Phenyl7Si7O9(OH)3 was obtained from Hybrid Plastics, while additional silicon-containing organic compounds were purchased from Gelest. Remaining chemicals were purchased from Aldrich. All chemicals were used without further purification unless otherwise noted. All reactions were performed under an atmosphere of dry nitrogen. Flasks were oven-dried and allowed to cool under nitrogen prior to use.
Characterization
1H, 13C, and 29Si NMR spectra were obtained on Bruker 300-MHz and 400-MHz spectrometers using 5 mm o.d. tubes. Sample concentrations were approx. 10% (w/v) in chloroform-d. Combustion analysis was performed by Atlantic Microlab, Inc. Norcross, Ga. Thermogravimetric analysis (TGA) was performed on a TA Instruments 5000 using 5-10 mg of material, at a scan rate of 10° C./min under a nitrogen atmosphere.
General Synthesis of Chlorosilane Compounds
1-Naphthyltrichlorosilane
Under a dry nitrogen atmosphere, a solution of 1-bromonaphthalene (27.7 g, 0.134 mol) in THF (175 mL) was added slowly to a suspension of magnesium turnings (3.9 g, 0.16 mol) in THF (15 mL) that had previously been activated with an iodine crystal. After cooling to room temperature, this Grignard reagent was added via canula to a THF (70 mL) solution of SiCl4 (25.1 g, 0.148 mol) and stirred overnight. The mixture was evaporated to dryness, extracted with hexane and filtered to remove Mg halide. The product was distilled at 120° C. under dynamic vacuum to give a 67% yield (23.6 g, 0.0902 mol) of product. 1H NMR (CDCl3, ppm) 8.46 (dd, 1H), 8.21 (dd, J=6.8 Hz, J=1.2 Hz, 1H), 8.09 (d, J=8.4 Hz, 1H), 7.96 (d, J=7.6 Hz, 1H), 7.69 (t, 1H), 7.62 (t, 1H), 7.57 (t, 1H). 13C{1H}NMR (CDCl3, ppm) 135.51 (CH), 134.42 (C), 134.07 (CH), 133.58 (C), 129.37 (CH), 127.91 (C), 127.45 (CH), 127.16 (CH), 126.56 (CH), and 124.65 (CH). 29Si{1H} (CDCl3, ppm) −0.17 (s).
2-Naphthyltrichlorosilane
Yield 31%. 1H NMR (CDCl3, ppm) 8.40 (s, 1H), 7.96 (d, 2H), 7.89 (d, 1H), 7.82 (dd, J=8.4 Hz, J=1.5 Hz, 1H), 7.62 (m, 2H). 13C{1H}NMR (CDCl3, ppm) 135.49 (CH), 135.06 (C), 132.28 (C), 128.90 (CH), 128.54 (C), 128.52 (CH), 128.34 (CH), 127.85 (CH), 127.34 (CH), and 127.02 (CH). 29Si{1H} (CDCl3, ppm) −0.87 (s).
9-Phenanthrenyltrichlorosilane
Yield 58%. 1H NMR (CDCl3, ppm) 8.76 (m, 1H), 8.68 (d, J=8.4 Hz, 1H), 8.48 (s, 1H), 8.43 (m, 1H), 7.99 (dd, J=7.9 Hz, J=0.5 Hz, 1H), 7.75 (m, 3H), 7.67 (t, 1H). 13C{1H} NMR (CDCl3, ppm) 139.02 (CH), 132.30 (C), 131.36 (C), 130.48 (C), 130.10 (CH), 129.77 (C), 129.45 (CH), 128.18 (CH), 127.25 (CH), 127.19 (CH), 127.14 (CH), 126.77 (C), 123.49 (CH), and 122.56 (CH). 29Si{1H} (CDCl3, ppm) −0.51 (s).
1-Pyrenyltrichlorosilane
Under a dry nitrogen atmosphere, n-BuLi (10.6 mL, 1.6 M) in hexanes was added drop-wise to a cooled (−60° C.) solution of 1-bromopyrene (5.01 g, 0.018 mol) in THF/Et2O (1:1) (80 mL) and stirred for 2 hours at −60° C. The solution was cooled to −90° C. and a THF solution of SiCl4 (8.66 g, 0.051 mol) (10 mL) was added slowly and stirred for 24 hours at room temperature. The reaction mixture was evaporated to dryness, washed in Et2O (100 mL), and filtered to remove any unreacted 1-bromopyrene and LiBr. The filtrate was collected and evaporated to dryness to give a 48% yield of 1-trichlorosilylpyrene, a yellow powder. 1HNMR (CDCl3, ppm) 8.66 (d, J=9.3 Hz, 1H), 8.59 (d, J=8.1 Hz, 1H), 8.30 (m, 5H), 8.11 (m, 2H). 13C{1H} NMR (CDCl3, ppm) 136.18 (C), 135.85 (C), 133.13 (CH), 132.06 (C), 131.30 (C), 131.22 (CH), 130.31 (CH), 127.96 (CH), 127.67 (CH), 127.61 (CH), 126.65 (CH), 125.61 (C), 125.01 (CH), and 124.39 (C). 29Si{1H} (CDCl3, ppm) −1.64 (s).
General Synthesis of POSS Compounds
1-Naphthyl)phenyl7Si8O12 (1-NapPh7Si8O12)
Under a dry nitrogen atmosphere, phenyl7Si7O9(OH)3 (19.0 g, 0.0211 mol) was dissolved in THF (150 mL). A solution of 1-naphthyltrichlorosilane (5.63 g, 0.0215 mol) in THF (50 mL) was then slowly added. A dilute solution of triethylamine (6.84 g, 0.0676 mol) in THF (100 mL) was then added over a 90 min period under vigorous stirring. The reaction was allowed to proceed overnight. The solution was then filtered and the volume reduced under dynamic vacuum. The product was dissolved in ether and an aqueous wash (4:1) was performed to remove water-soluble byproducts. The solution was again reduced under vacuum and the remaining oil was dissolved in THF. The solution was precipitated in methanol and then filtered to obtain a 92% yield of product (21.0 g, 0.0194 mol). 1H NMR (CDCl3, ppm) 8.51 (m, 1H-nap), 8.04 (dd, J=6.8 Hz, J=1.3 Hz, 1H-nap), 7.98 (d, J=8.3 Hz, 1H-nap), 7.81 (m, 15H-nap/ph), 7.39 (m, 24H-nap/ph). 13C{1H} NMR (CDCl3, ppm) 136.45 (C-nap), 135.36 (CH-nap), 134.22, 134.21, 134.18 (3:1:3, CH-ph), 133.16 (C-nap), 131.51 (CH-nap), 130.83, 130.80, 130.77 (3:1:3, CH-ph), 130.17, 130.13, 130.03 (3:1:3, C-ph), 128.65 (CH-nap), 128.34 (CH-nap), 128.23 (C-nap), 127.91, 127.88, 127.85 (3:1:3, CHph), 126.50 (CH-nap), 125.73 (CH-nap), and 124.83 (CH-nap). 29Si{1H} (CDCl3, ppm) −77.37, −78.05, −78.14, and −78.17 (1:3:1:3). Combustion Anal. (Calcd): C, 57.68 (57.64); H, 3.81 (3.91).
(2-Naphthyl)phenyl7Si8O12 (2-NapPh7Si8O12)
Yield 90%. 1H NMR (CDCl3, ppm) 8.31 (s, 1H-nap), 7.84 (m, 18H nap/ph), 7.45 (m, 23H-nap/ph). 13C{1H} NMR (CDCl3, ppm) 135.91 (CH-nap), 134.51 (C-nap), 134.22 (CH-ph), 132.59 (C-nap), 130.82, 130.80 (3:4, CH-ph), 130.14 (C-ph), 129.58 (CH-nap), 128.46 (CHnap), 127.89 (CH-ph), 127.71 (CH-nap), 127.47 (C-nap), 127.29 (CHnap), 127.06 (CH-nap), and 126.03 (CH-nap). 29Si{1H} (CDCl3, ppm) −77.94, −78.14, and −78.18 (1:3:4). Combustion Anal. Calcd: C, 57.28 (57.64); H, 3.87 (3.91).
(9-Phenanthrenyl) phenyl7Si8O12 (PhenPh7Si8O12)
Yield 79%. 1H NMR (CDCl3, ppm) 8.74 (d, J=7.6 Hz, 1H-phen), 8.68 (d, J=8.3 Hz, 1H-phen), 8.51 (dd, J 1⁄4 7.8 Hz, J 1⁄4 1.2 Hz, 1 Hphen), 8.31 (s, 1H-phen), 7.84 (m, 15H-phen/ph), 7.64 (m, 4H-phen), 7.43 (m, 21H-ph). 13C{1H} NMR (CDCl3, ppm) 138.35 (CH-phen), 134.24, 134.23 (3:4, CH-ph), 133.89 (C-phen), 131.66 (C-phen), 130.83 (CH-ph), 130.59 (C-phen), 130.18, 130.14, 130.03 (3:1:3, C-ph), 129.97 (C-phen), 129.21 (CH-phen), 127.91, 127.88 (3:4, CHph), 127.11 (C-phen), 126.86 (CH-phen), 126.60 (CH-phen), 126.43 (CH-phen), 122.92 (CH-phen), and 122.40 (CH-phen). 29Si{1H} (CDCl3, ppm) −77.28, −78.06, −78.12, and −78.18 (1:3:3:1). Combustion Anal. (Calcd): C, 59.10 (59.33); H, 3.84 (3.91).
(1-Pyrenyl)phenyl7Si8O12 (PyPh7Si8O12)
Yield 29%. 1H NMR (CDCl3, ppm) 8.72 (d, J=9.2 Hz, 1H-py), 8.43 (d, J=7.6 Hz, 1H-py), 8.21 (m, 2H-py), 8.12 (m, 3H-py), 8.04 (m, 2H-py), 7.80 (m, 14H-ph), 7.37 (m, 21H-ph). 13C{1H} NMR (CDCl3, ppm) 136.09 (py-C), 134.29, 134.24 (3:4, CH-ph), 133.34 (py-C), 133.30 (py-CH), 131.14 (py-C), 130.87, 130.81 (4:3, CH-ph), 130.74 (py-C), 130.24, 130.20, 130.10 (3:1:3, C-ph), 128.66 (py-CH), 128.11 (py-CH), 127.95, 127.91 (3:4, CH-ph), 127.78 (py-CH), 127.47 (py-CH), 125.91 (py-CH), 125.59 (py-CH), 125.42 (py-CH), 125.27 (py-C), 124.60 (py-C), 124.50 (py-C), and 124.04 (py-CH). 29Si{1H} (CDCl3, ppm) −76.80, −77.82, and −77.93 (1:3:4). Combustion Anal. (Calcd): C, 59.77 (60.18); H, 3.75 (3.83).
While the present invention has been illustrated by a description of various embodiments, and while these embodiments have been described in some detail, they are not intended to restrict or in any way limit the scope of the appended claims to such detail. Additional advantages and modifications will readily appear to those skilled in the art. The various features of the invention may be used alone or in any combination depending on the needs and preferences of the user. This has been a description of the present invention, along with methods of practicing the present invention as currently known. However, the invention itself should only be defined by the appended claims.

## Claims

1. A peripherally asymmetric aryl polyhedral oligomeric silsesquioxane (ArPOSS) compound having the chemical structure:



wherein Ph is phenyl; and
wherein R is selected from the group consisting of naphthyl, anthracenyl, phenanthrenyl, and pyrenyl.

2. The peripherally asymmetric ArPOSS compound of claim 1, wherein R is

3. The peripherally asymmetric ArPOSS compound of claim 1, wherein R is

4. The peripherally asymmetric ArPOSS compound of claim 1, wherein R is

5. The peripherally asymmetric ArPOSS compound of claim 1, wherein R is

6. The peripherally asymmetric ArPOSS compound of claim 1, wherein R is