alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
lmfa-ex101_43.htm



 

Exhibit 10.1

 

 

November 16, 2017

 

Mr. Richard Russell 

 

Re: Offer of Employment 

 

Dear Rick: 

 

As a follow-up to LM Funding’s verbal offer of employment through Ferreri Search, I wanted to take a moment to outline what we discussed and to provide you with a list of benefits you will receive upon your official start date of November 29, 2017. 

 

1. Position/Title: CFO 

2. Compensation: $180,000 Annually

3. 25,000 options at the strike price of $12.50 

4. LMF will provide family coverage for you and immediate family members with a PPO health plan with Aetna. 

5. We offer three (3) weeks of paid leave per year. 

6. You will report directly to me and Bruce. 

 

After 60 days of employment we will have a formal discussion about specific Management Objectives that you will be tasked with accomplishing in 2018 that will be aligned with specific target bonuses.  As discussed, bonuses at LM Funding are discretionary and determined by the independent compensation committee.

 

If you are in agreement with the information outlined above, please sign below. An executed copy of this letter should be sent to me by e-mail at CL@LMFunding.com 

 

We are very excited to have you on board. 

 

Sincerely, 

 

Carollinn Gould
```

[Congressional Bills 104th Congress]
[From the U.S. Government Publishing Office]
[S. Res. 146 Agreed to Senate (ATS)]

  1st Session
S. RES. 146

    Designating the week beginning November 19, 1995, and the week 
 beginning on November 24, 1996, as ``National Family Week'', and for 
                            other purposes.

_______________________________________________________________________

                   IN THE SENATE OF THE UNITED STATES

                June 30 (legislative day, June 19), 1995

Mr. Johnston (for himself, Mr. Grassley, Mr. Nickles, Mr. Thurmond, Mr. 
 Hatch, Mr. Lugar, Mr. Nunn, Mr. Domenici, Mr. Cochran, Mr. Helms, Mr. 
  Breaux, Mr. Gorton, Mr. Lieberman, Mr. Rockefeller, Mr. Coats, Mr. 
 Hollings, Mr. Akaka, Mr. Heflin, Mr. Bradley, Mr. Abraham, Mr. Robb, 
  Mr. Reid, Mr. Wellstone, Mr. Lott, Mr. Coverdell, Mr. Daschle, Mr. 
   Dodd, Mr. DeWine, Mr. Simon, Mr. Frist, Ms. Snowe, Mr. Bond, Mr. 
  Bingaman, Mrs. Feinstein, Mr. Levin, Mr. Pressler, Mrs. Murray, Mr. 
  Kohl, Mr. Dole, Mr. Inhofe, Mr. Brown, Mr. Inouye, Mr. Warner, Mr. 
D'Amato, Mr. Lautenberg, Mr. Sarbanes, Mr. Craig, Mr. Moynihan, and Mr. 
  Pell) submitted the following resolution; which was referred to the 
                       Committee on the Judiciary

            November 17 (legislative day, November 16), 1995

             Committee discharged; considered and agreed to

_______________________________________________________________________

                               RESOLUTION

 
    Designating the week beginning November 19, 1995, and the week 
 beginning on November 24, 1996, as ``National Family Week'', and for 
                            other purposes.

Whereas the family is the basic strength of any free and orderly society;
Whereas it is appropriate to honor the family as a unit essential to the 
        continued well-being of the United States; and
Whereas it is fitting that official recognition be given to the importance of 
        family loyalties and ties: Now, therefore, be it
    Resolved, That the Senate designates the week beginning on November 
19, 1995, and the week beginning on November 24, 1996, as ``National 
Family Week''. The Senate requests the President to issue a 
proclamation calling on the people of the United States to observe each 
week with appropriate ceremonies and activities.
                                 <all>
```
# EUR-Lex - 32003B0892 - EN

Avis juridique important

*|*

# 32003B0892

**2003/892/EC: European Parliament Decision of 6 November 2003 on the discharge to the Director of the European Monitoring Centre on Racism and Xenophobia in respect of the implementation of its budget for the financial year 2001 **

*
Official Journal L 333 , 20/12/2003 P. 0078 - 0078 *

European Parliament Decision

of 6 November 2003

on the discharge to the Director of the European Monitoring Centre on Racism and Xenophobia in respect of the implementation of its budget for the financial year 2001

(2003/892/EC)

THE EUROPEAN PARLIAMENT,

- having regard to the Court of Auditors' report on the financial statements of the European Monitoring Centre on Racism and Xenophobia for the financial year 2001, together with the Centre's replies(1) (C5-0094/2003),

- having regard to the Council's recommendation of 7 March 2003 (C5-0095/2003),

- having regard to the EC Treaty, and in particular Article 276 thereof,

- having regard to Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities(2) and in particular Article 185 thereof,

- having regard to Commission Regulation (EC, Euratom) No 2343/2002 of 23 December 2002 on the framework Financial Regulation for the bodies referred to in Article 185 of Council Regulation (EC, Euratom) No 1605/2002 on the Financial Regulation applicable to the general budget of the European Communities(3) and, in particular, Article 94 thereof,

- having regard to Rule 93a and Annex V of its Rules of Procedure,

- having regard to its decision of 8 April 2003 on the postponement of the decision concerning discharge and its resolution containing the comments accompanying that decision(4),

- having regard to the report of the Committee on Budgetary Control (A5-0360/2003),

1. Gives discharge to the Director of the European Monitoring Centre on Racism and Xenophobia in respect of the implementation of its budget for the financial year 2001;

2. Records its comments in the accompanying resolution;

3. Instructs its President to forward this decision and the accompanying resolution to the Director of the European Monitoring Centre on Racism and Xenophobia, the Council, the Commission and the Court of Auditors and to have them published in the Official Journal of the European Union (L series).

The Secretary-General

Julian Priestley

The President

Pat Cox

(1) OJ C 326, 27.12.2002, p. 72.

(2) OJ L 248, 16.9.2002, p. 1.

(3) OJ L 357, 31.12.2002, p. 72.

(4) OJ L 148, 16.6.2003, pp. 16 and 18.
Safety Notice SN-34

Issued: M ar 99 Rev: Apr 2009

AERIAL SURVEY AND PHOTO FLIGHTS - VERY HIGH RISK

There is a misconception that aerial survey and photo flights can be flow n

safely by low time pilots. Not true. There have been numerous fatal

accidents during aerial survey and photo flights, including several involving

Robinson helicopters. 

Often, to please the observer or photographer, an inexperienced pilot w ill

slow the helicopter to less than 30 KIAS and then attempt to maneuver for

the best view ing angle. While maneuvering, the pilot may lose track of

airspeed and w ind conditions. The helicopter can rapidly lose translational

lift and begin to settle. An inexperienced pilot may raise the collective to

stop the descent. This can reduce RPM thereby reducing pow er available

and causing an even greater descent rate and further loss of RPM . Rolling

on throttle w ill increase rotor torque but not power available due to the low

RPM . Because tail rotor thrust is proportional to the square of RPM , if the

RPM drops below 80% nearly one-half of the tail rotor thrust is lost and

the helicopter w ill rotate nose right. Suddenly the decreasing RPM also

causes the main rotor to stall and the helicopter falls rapidly w hile

continuing to rotate. The resulting impact is usually fatal.

Aerial survey and photo flights should only be conducted by w ell trained,

experienced pilots w ho:

1) Have at least 500 hours pilot-in-command in helicopters and over

100 hours in the model flow n;

2) Have extensive training in both low RPM and settling-w ith-pow er

recovery techniques;

3) Are w illing to say no to the observer or photographer and only fly

the aircraft at speeds, altitudes, and w ind angles that are safe and

allow good escape routes.

Also see Safety Notice SN-24.
----

----

|   | (1) | The      Report fully complies with the requirements of Section 13(a) or 15(d) of      the Securities Exchange Act of 1934;and |
|--------|-----|--------------------------------------------------------------------------------------------------------------------------------|

|   | (2) | The      information contained in the Report fairly presents, in all material      respects, the financial condition and result of operations of the      Company. |
|--------|-----|--------------------------------------------------------------------------------------------------------------------------------------------------------------------|

| Date:  August      19, 2009 |   | By:  /s/ David Bruce      Hong |
|---------------------------------------|--------|------------------------------------------|
|                                  |   | David      Bruce Hong                    |
|                                  |   | Chief      Executive Officer             |
|                                  |   |                                     |

----
Exhibit 10.4


Consent of Independent Public Accountants

We hereby consent to the use in this Annual Report on Form 20-F of Companhia
Vale do Rio Doce of our report dated January 24, 2002, relating to the
Financial Statements of ALUNORTE - Alumina do Norte do Brasil S.A. for the
years ended December 31, 2001, 2000 and 1999, which is included in such Annual
Report.


/s/ Deloitte Touche Tohmatsu

Deloitte Touche Tohmatsu
Rio de Janeiro, Brazil, June 27, 2002
**EXHIBIT ITEM32.2**

 

SECTION 906CERTIFICATION

 

The certification setforth below is being submitted to the Securities and Exchange Commission solelyfor the purpose of complying with Section 1350 of Chapter 63 of Title 18of the United States Code.

 

November 10, 2005

 

 

Bruce N. Warner, the Chief Financial Officer ofNorthern California Bancorp, Inc. certifies:

 

a.               thatthis periodic report fully complies with the requirements of section 13(a) or15(d) of the Securities Exchange Act of 1934; and

 

b.              thatinformation contained in this periodic report fairly presents, in all materialrespects, the financial condition and results of operations of NorthernCalifornia Bancorp, Inc.

 

 
|   | /s/ Bruce N.  Warner          |   |
|--------|-------------------------------|--------|
|   | Bruce N. Warner               |
|   | Chief Financial  Officer and  |
|   | Principal  Accounting Officer |

 

1

----
UNPUBLISHED

UNITED STATES COURT OF APPEALS

FOR THE FOURTH CIRCUIT

No. 16-6561

UNITED STATES OF AMERICA,

Plaintiff – Appellee,

v.

JOHNNIE BUTLER, a/k/a JR,

Defendant - Appellant.

Appeal from the United States District Court for the District of 

Maryland, at Baltimore. David A. Faber, Senior District Judge. 

(1:08-cr-00381-DAF-1; 1:12-cv-03468-DAF)

Submitted: October 17, 2016 Decided: October 28, 2016

Before SHEDD, KEENAN, and HARRIS, Circuit Judges.

Dismissed by unpublished per curiam opinion.

Johnnie Butler, Appellant Pro Se. Christine Marie Celeste, 

OFFICE OF THE UNITED STATES ATTORNEY, Joshua Thomas Ferrentino, 

Assistant United States Attorney, Baltimore, Maryland, for 

Appellee.

Unpublished opinions are not binding precedent in this circuit.
2

PER CURIAM:

Johnnie Butler seeks to appeal the district court’s orders

denying relief on his 28 U.S.C. § 2255 (2012) motion. The 

orders are not appealable unless a circuit justice or judge 

issues a certificate of appealability. 28 U.S.C. 

§ 2253(c)(1)(B) (2012). A certificate of appealability will not 

issue absent “a substantial showing of the denial of a 

constitutional right.” 28 U.S.C. § 2253(c)(2) (2012). When the 

district court denies relief on the merits, a prisoner satisfies

this standard by demonstrating that reasonable jurists would 

find that the district court’s assessment of the constitutional 

claims is debatable or wrong. Slack v. McDaniel, 529 U.S. 473, 

484 (2000); see Miller-El v. Cockrell, 537 U.S. 322, 336-38 

(2003). When the district court denies relief on procedural 

grounds, the prisoner must demonstrate both that the dispositive 

procedural ruling is debatable, and that the motion states a 

debatable claim of the denial of a constitutional right. Slack, 

529 U.S. at 484-85. 

We have independently reviewed the record and conclude that 

Butler has not made the requisite showing. Accordingly, we deny 

a certificate of appealability and dismiss the appeal. We 

dispense with oral argument because the facts and legal
3

contentions are adequately presented in the materials before 

this court and argument would not aid the decisional process.

DISMISSED
#### UNITED STATES of America, Plaintiff-Appellee v. Tyrone Deshan FORMAN, also known as Phat, Defendant-Appellant

No. 17-40513 Summary Calendar

United States Court of Appeals, Fifth Circuit.

Filed January 8, 2018

*197Heather Harris Rattan, Esq., Assistant U.S. Attorney, U.S. Attorney’s Office, Eastern District of Texas, Plano, TX, for Plaintiff-Appellee

Tyrone Deshan Forman, Pro Se

Before DENNIS, SOUTHWICK, and HAYNES, Circuit Judges.

PER CURIAM: *

The attorney appointed to represent Tyrone Deshan Forman has moved for leave to withdraw and has filed a brief in accordance with *Anders v. California,*386 U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493 (1967), and *United States v. Flores,*632 F.3d 229 (5th Cir. 2011). Forman has not filed a response. We have reviewed counsel’s brief and the relevant portions of the record reflected therein. We concur with counsel’s assessment that the appeal presents no nonfrivolous issue for appellate review. Accordingly, counsel’s motion for leave to withdraw is GRANTED, counsel is excused from further responsibilities herein, and the APPEAL IS DISMISSED. *See*5th Cir. R. 42.2.

*

 Pursuant to 5th Cir. R. 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5th Cir. R. 47.5.4.
<TABLE> <S> <C>

<ARTICLE> 5

<LEGEND>    This schedule contains summary information extracted
            from the Consolidated Statements of Operations and
            Consolidated Balance Sheets of ARCA Corp. and is
            qualified in its entirety by reference to such
            financial statements.
</LEGEND>
<CIK>                                     0001006762
<NAME>                                     ARCA CORP
<MULTIPLIER>                                       1
       
<S>                                     <C>
<PERIOD-TYPE>                                    9-MOS
<FISCAL-YEAR-END>                          DEC-31-1996
<PERIOD-START>                             JAN-01-1996
<PERIOD-END>                               SEP-30-1996
<CASH>                                          36,253
<SECURITIES>                                         0
<RECEIVABLES>                                   12,191
<ALLOWANCES>                                         0
<INVENTORY>                                          0
<CURRENT-ASSETS>                               143,066
<PP&E>                                       3,505,430
<DEPRECIATION>                                  65,951
<TOTAL-ASSETS>                               3,588,920
<CURRENT-LIABILITIES>                           98,424
<BONDS>                                      3,515,605
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                            50
<OTHER-SE>                                     (25,159)
<TOTAL-LIABILITY-AND-EQUITY>                 3,588,920
<SALES>                                              0
<TOTAL-REVENUES>                               554,283
<CGS>                                                0
<TOTAL-COSTS>                                  411,236
<OTHER-EXPENSES>                                     0
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                             249,318
<INCOME-PRETAX>                                (97,609)
<INCOME-TAX>                                         0
<INCOME-CONTINUING>                            (97,609)
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                   (97,609)
<EPS-PRIMARY>                                     (.20)
<EPS-DILUTED>                                     (.20)
                

</TABLE>
III

104TH CONGRESS

2D SESSION S. RES. 322

To commend the exemplary leadership of the Democratic leader.

IN THE SENATE OF THE UNITED STATES

OCTOBER 3, 1996

Mr. THURMOND submitted the following resolution; which was considered and

agreed to

RESOLUTION

To commend the exemplary leadership of the Democratic

leader.

1 Resolved, That the thanks of the Senate are hereby

2 tendered to the distinguished Democratic leader, the Sen3 ator from South Dakota, the Honorable Thomas A.

4 Daschle, for his exemplary leadership and the cooperative

5 and dedicated manner in which he has performed his lead6 ership responsibilities in the conduct of Senate business

7 during the second session of the 104th Congress.

Æ
p130722.eng

INITIAL REVIEW ENGINEERING REPORT 

PMN: 13-0722

Focus Ready Draft 8/1/2013

ENGINEER: Macek \ REC

PV (kg/yr): 

SUBMITTER: 3M Company

MSDS: Yes Label: No

Gen Eqpt: Indirect vented goggles. // Select and use

gloves and/or protective clothing to prevent skin contact

based on the results of an exposure assessment. Butyl

rubber gloves recommended // Use in well-ventilated area.

Respirator: Avoid breathing of vapors, mists or spray. An

exposure assessment may be needed to decide if a

respirator is required. If a respirator is needed, select

from the following respirator types to reduce inhalation

exposure: Half facepiece or full facepiece air-purifying

respirator suitable for organic vapors and particulates;

Half facepiece or full facepiece air-purifying respirator

suitable for organic vapors.

Health Effects: Eyes: Moderate eye irritation; may

include redness, swelling, pain, tearing, and blurred or

hazy vision. // Skin: Mild skin irritation; may include

localized redness, swelling, and itching. // Inhalation:

Respiratory tract irritation; may include coughing,

sneezing, nasal discharge, headache, hoarseness, and nose

and throat pain. // Ingestion: Gastrointestinal

irritation; may include abdominal pain, stomach upset,

nausea, vomiting, and diarrhea.

TLV/PEL:

None established.

 

Page 1
p130722.eng

 

 

 

SAT (concerns) (07/26/2013):

Related Cases and Related Cases and Misc SAT Info:

Ecotox: Analogs: 

// Human Health: 

Migration to groundwater: Anion rapid; Cation slow

PBT rating: P3B1T2 Anion - P3B1T2; Cation - P2B1T1

Health: 1-2 Drinking Water, Inhalation

Eco: 3 Water (All releases to water with a CC = 9.00 ppb)

OCCUPATIONAL EXPOSURE RATING: 0-1

NOTES & KEY ASSUMPTIONS:

Generated by the 06/07/2005 version of ChemSTEER. 

 

Page 2
p130722.eng

EXPOSURE-BASED REVIEW: No

INITIAL REVIEW ENGINEERING REPORT 

PMN: 13-0722

 

 

Page 3
p130722.eng

INITIAL REVIEW ENGINEERING REPORT 

PMN: 13-0722

 

 

 

 

 

Page 4
p130722.eng

 

Page 5
# C_2016245EN.01000101.xml

| 6.7.2016 | EN | Official Journal of the European Union | C 245/1 |
| --- | --- | --- | --- |

6.7.2016

EN

Official Journal of the European Union

C 245/1

---

Non-opposition to a notified concentration

(Case M.8053 — Aviva/Group CM-11/Office building)

(Text with EEA relevance)

(2016/C 245/01)

On 30 June 2016, the Commission decided not to oppose the above notified concentration and to declare it compatible with the internal market. This decision is based on Article 6(1)(b) of Council Regulation (EC) No 139/2004 (1). The full text of the decision is available only in French and will be made public after it is cleared of any business secrets it may contain. It will be available:

1

| — | in the merger section of the Competition website of the Commission (http://ec.europa.eu/competition/mergers/cases/). This website provides various facilities to help locate individual merger decisions, including company, case number, date and sectoral indexes, |
| --- | --- |

—

in the merger section of the Competition website of the Commission (http://ec.europa.eu/competition/mergers/cases/). This website provides various facilities to help locate individual merger decisions, including company, case number, date and sectoral indexes,

| — | in electronic form on the EUR-Lex website (http://eur-lex.europa.eu/homepage.html?locale=en) under document number 32016M8053. EUR-Lex is the online access to European law. |
| --- | --- |

—

in electronic form on the EUR-Lex website (http://eur-lex.europa.eu/homepage.html?locale=en) under document number 32016M8053. EUR-Lex is the online access to European law.

---

(1)  OJ L 24, 29.1.2004, p. 1.

1

---
Exhibit 31.1

CERTIFICATION

I,
Jennifer M. Davis, certify that:

1. I have reviewed this report on Form 10-K and all reports on Form 10-D required to be filed in respect
of the period covered by this report on Form 10-K of Santander Drive Auto Receivables Trust 2014-5 (the Exchange Act periodic reports);

2. Based on my knowledge, the Exchange Act periodic reports, taken as a whole, do not contain any untrue statement of a material fact or omit
to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3. Based on my knowledge, all of the distribution, servicing and other information required to be provided under Form 10-D for the period
covered by this report is included in the Exchange Act periodic reports;

4. I am responsible for reviewing the activities performed
by the servicer and based on my knowledge and the compliance review conducted in preparing the servicer compliance statement required in this report under Item 1123 of Regulation AB, and except as disclosed in the Exchange Act periodic reports,
the servicer has fulfilled its obligations under the servicing agreement in all material respects; and

5. All of the reports on assessment
of compliance with servicing criteria for asset-backed securities and their related attestation reports on assessment of compliance with servicing criteria for asset-backed securities required to be included in this report in accordance with
Item 1122 of Regulation AB and Exchange Act Rules 13a-18 and 15d-18 have been included as an exhibit to this report, except as otherwise disclosed in this report. Any material instances of noncompliance described in such reports have been
disclosed in this report on Form 10-K.

In giving the certifications above, I have reasonably relied on information provided to me by the
following unaffiliated parties: Wells Fargo Bank, National Association.



/s/ Jennifer M. DavisName: Jennifer M. DavisTitle: Deputy Chief Financial OfficerDate: March 29, 2016