16542 Federal Register / Vol. 87, No. 56 / Wednesday, March 23, 2022 / Notices 

17 17 CFR 200.30–3(a)(12). 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.17

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2022–06100 Filed 3–22–22; 8:45 am] 

BILLING CODE 8011–01–P 

DEPARTMENT OF STATE 

[Public Notice: 11688] 

Privacy Act of 1974; System of 

Records 

ACTION: Notice of a modified system of 

records. 

SUMMARY: The information in this 

system of records, Risk Analysis and 

Management Records, supports the 

vetting of directors, officers, or other 

employees of organizations who apply 

for Department of State contracts, 

grants, cooperative agreements, or other 

funding; and individuals who may 

benefit from such funding. The 

information collected from these 

organizations and individuals is 

specifically used to conduct screening 

to ensure that Department funds are not 

used to provide support to entities or 

individuals deemed to be a risk to U.S. 

national security interests. 

DATES: In accordance with 5 U.S.C. 

552a(e)(4) and (11), this system of 

records notice is effective upon 

publication, with the exception of the 

routine uses (a), (b), (c), (d), and (e) that 

are subject to a 30-day period during 

which interested persons may submit 

comments to the Department. Please 

submit any comments by April 22, 2022. 

ADDRESSES: Questions can be submitted 

by mail, email, or by calling Eric F. 

Stein, the Senior Agency Official for 

Privacy on (202) 485–2051. If mail, 

please write to: U.S Department of State; 

Office of Global Information Systems, 

A/GIS; Room 1417, 2201 C St. NW, 

Washington, DC 20520. If email, please 

address the email to the Senior Agency 

Official for Privacy, Eric F. Stein, at 

Privacy@state.gov. Please write ‘‘Risk 

Analysis and Management Records, 

State–78’’ on the envelope or the subject 

line of your email. 

FOR FURTHER INFORMATION CONTACT: Eric 

F. Stein, Senior Agency Official for 

Privacy; U.S. Department of State; Office 

of Global Information Services, A/GIS; 

Room 1417, 2201 C St. NW, 

Washington, DC 20520 or by calling on 

(202) 485–2051. 

SUPPLEMENTARY INFORMATION: This 

notice is being modified to reflect new 

OMB guidance, changes to the 

categories of records and security 

classification. The modified system of 

records notice includes substantive 

revisions and additions to the following 

sections: Dates, Security Classification, 

System Location, Categories of 

Individuals Covered by the System, 

Categories of Records in the System, 

Routine Uses of Records, Retention and 

Disposal of Records, and Exemptions 

Promulgated. In addition, the 

Department is taking this opportunity to 

make minor administrative updates to 

the following sections: Addresses, For 

Further Information Contact, and 

History. 

SYSTEM NAME AND NUMBER: 

Risk Analysis and Management 

Records, State–78. 

SECURITY CLASSIFICATION: 

Unclassified. 

SYSTEM LOCATION: 

Office of Risk Analysis and 

Management (RAM), Department of 

State, Washington, DC, 2201 C St. NW, 

Washington, DC 20520. 

SYSTEM MANAGER(S): 

Director, Office of Risk Analysis and 

Management (RAM) 2201 C St. NW, 

Washington, DC 20520, RAM@state.gov. 

AUTHORITY FOR MAINTENANCE OF THE SYSTEM: 

18 U.S.C. 2339A, 2339B, 2339C; 22 

U.S.C. 2151 et seq.; E.O. 13224, 13099 

and 12947; and Homeland Security 

Presidential Directive–6. 

PURPOSE(S) OF THE SYSTEM: 

The information in the system 

supports the vetting of directors, 

officers, or other employees of 

organizations who apply for Department 

of State contracts, grants, cooperative 

agreements, or other funding; and 

individuals who may benefit from such 

funding. The information collected from 

these organizations and individuals is 

specifically used to conduct screening 

to ensure that Department funds are not 

used to provide support to entities or 

individuals deemed to be a risk to U.S. 

national security interests. 

CATEGORIES OF INDIVIDUALS COVERED BY THE

SYSTEM: 

The system covers key personnel of 

organizations that have applied for 

contracts, grants, cooperative 

agreements, or other funding from the 

Department of State; and individuals 

who may benefit from such funding. 

These individuals may include but are 

not limited to principal officers or 

directors, program managers, chief of 

party for the program and other 

individuals employed by the 

organization. The Privacy Act defines an 

individual at 5 U.S.C. 552a(a)(2) as a 

United States citizen or lawful 

permanent resident. 

CATEGORIES OF RECORDS IN THE SYSTEM: 

Information in this system includes: 

Name, aliases, date and place of birth, 

gender (as shown in a governmentissued foreign or U.S. photo ID), 

citizenship(s), government-issued 

identification information (including 

but not limited to Social Security 

number if U.S. citizen or Legal 

Permanent Resident, passport number, 

or any other numbers originated by a 

government that specifically identifies 

an individual), mailing address, 

telephone numbers, email, social media 

information, current employer 

organizational and project title. 

RECORD SOURCE CATEGORIES: 

Information is collected from the 

record subjects themselves and also 

from public sources, agencies 

conducting national security screening, 

law enforcement and intelligence 

agency records, and other government 

databases. 

ROUTINE USES OF RECORDS MAINTAINED IN THE

SYSTEM, INCLUDING CATEGORIES OF USERS AND

PURPOSES OF SUCH USES: 

Risk Analysis and Management 

Records may be disclosed: 

(a.) To appropriate agencies, entities, 

and persons when (1) the Department of 

State suspects or has confirmed that 

there has been a breach of the system of 

records; (2) the Department of State has 

determined that as a result of the 

suspected or confirmed breach there is 

a risk of harm to individuals, the 

Department of State (including its 

information systems, programs, and 

operations), the Federal Government, or 

national security; and (3) the disclosure 

made to such agencies, entities, and 

persons is reasonably necessary to assist 

in connection with the Department of 

State efforts to respond to the suspected 

or confirmed breach or to prevent, 

minimize, or remedy such harm. 

(b.) To another Federal agency or 

Federal entity, when the Department of 

State determines that information from 

this system of records is reasonably 

necessary to assist the recipient agency 

or entity in (1) responding to a 

suspected or confirmed breach or (2) 

preventing, minimizing, or remedying 

the risk of harm to individuals, the 

recipient agency or entity (including its 

information systems, programs, and 

operations), the Federal Government, or 


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Federal Register / Vol. 87, No. 56 / Wednesday, March 23, 2022 / Notices 16543 

national security, resulting from a 

suspected or confirmed breach. 

(c.) To other U.S. government 

agencies for vetting programs. 

(d.) To the Federal Bureau of 

Investigation, the Department of 

Homeland Security, the National 

Counter-Terrorism Center (NCTC), the 

Terrorist Screening Center (TSC), or 

other appropriate federal agencies, for 

the integration and use of such 

information to protect against terrorism, 

if that record is about one or more 

individuals known, or suspected, to be 

or to have been involved in activities 

constituting, in preparation for, in aid 

of, or related to terrorism. Such 

information may be further 

disseminated by recipient agencies to 

Federal, State, local, territorial, tribal, 

and foreign government authorities, and 

to support private sector processes as 

contemplated in Homeland Security 

Presidential Directive/HSPD–6 and 

other relevant laws and directives, for 

terrorist screening, threat-protection, 

and other homeland security purposes. 

(e.) To a federal, state, or local agency 

maintaining civil, criminal, or other 

relevant enforcement information or 

other pertinent information, such as 

current licenses, if necessary, to obtain 

information relevant to an agency 

decision concerning the hiring or 

retention of an employee, the issuance 

of a security clearance, the letting of a 

contract, or the issuance of a license, 

grant, or other benefit. 

The Department of State periodically 

publishes in the Federal Register its 

standard routine uses which apply to 

many of its Privacy Act systems of 

records. These notices appear in the 

form of a Prefatory Statement (published 

in Volume 73, Number 136, Public 

Notice 6290, on July 15, 2008). All these 

standard routine uses apply to Risk 

Analysis and Management Records, 

State–78. 

POLICIES AND PRACTICES FOR STORAGE OF

RECORDS: 

Records are stored both in hard copy 

and on electronic media. A description 

of standard Department of State policies 

concerning storage of electronic records 

is found at https://fam.state.gov/FAM/ 

05FAM/05FAM0440.html. All hard 

copies of records containing personal 

information are maintained in secured 

file cabinets in restricted areas, access to 

which is limited to authorized 

personnel only. 

POLICIES AND PRACTICES FOR RETRIEVAL OF

RECORDS: 

Records are retrieved by name, date 

and place of birth, government 

identifying numbers (such as Social 

Security numbers or passport numbers), 

or other identifying data specified under 

Categories of Records in the system. 

POLICIES AND PRACTICES FOR RETENTION AND

DISPOSAL OF RECORDS: 

Records with no derogatory findings 

are purged annually; records with 

derogatory information are maintained 

for seven years. Records are retired and 

destroyed in accordance with published 

Department of State Records Disposition 

Schedules as approved by the National 

Archives and Records Administration 

(NARA) and outlined at https://

foia.state.gov/Learn/ 

RecordsDisposition.aspx. More specific 

information may be obtained by writing 

to the following address: U.S. 

Department of State; Director, Office of 

Information Programs and Services; A/ 

GIS/IPS; 2201 C Street NW, Room B– 

266; Washington, DC 20520. 

ADMINISTRATIVE, TECHNICAL, AND PHYSICAL

SAFEGUARDS: 

All Department of State network users 

are given cyber security awareness 

training which covers the procedures for 

handling Sensitive but Unclassified 

(SBU) information, including personally 

identifiable information (PII). Annual 

refresher training is mandatory. In 

addition, all Department OpenNet 

network users are required to take, on a 

biennial basis, the Foreign Service 

Institute distance learning course 

instructing employees on privacy and 

security requirements, including the 

rules of behavior for handling PII and 

the potential consequences if it is 

handled improperly. Before being 

granted access to Risk Analysis and 

Management Records, a user must first 

be granted access to the Department of 

State computer network. 

Department of State employees and 

contractors may remotely access this 

system of records using nonDepartment-owned information 

technology. Such access is subject to 

approval by the Department’s mobile 

and remote access program and is 

limited to information maintained in 

unclassified information systems. 

Remote access to the Department’s 

information systems is configured in 

compliance with OMB Circular A–130 

multifactor authentication requirements 

and includes a time-out function. 

All Department of State employees 

and contractors with authorized access 

to records maintained in this system of 

records have undergone a thorough 

background security investigation. 

Access to the Department of State, its 

annexes and posts abroad is controlled 

by security guards and admission is 

limited to those individuals possessing 

a valid identification card or individuals 

under proper escort. Access to 

computerized files is passwordprotected and under the direct 

supervision of the system manager. The 

system manager has the capability of 

printing audit trails of access from the 

computer media, thereby permitting 

regular and ad hoc monitoring of 

computer usage. When it is determined 

that a user no longer needs access, the 

user account is disabled. 

RECORD ACCESS PROCEDURES: 

Individuals who wish to gain access 

to or to amend records pertaining to 

themselves should write to U.S. 

Department of State; Director, Office of 

Information Programs and Services; A/ 

GIS/IPS; 2201 C Street NW, Room B– 

266; Washington, DC 20520. The 

individual must specify that he or she 

wishes the Risk Analysis and 

Management Records to be checked. At 

a minimum, the individual must 

include: Full name (including maiden 

name, if appropriate) and any other 

names used; current mailing address 

and zip code; date and place of birth; 

notarized signature or statement under 

penalty of perjury; a brief description of 

the circumstances that caused the 

creation of the record (including the city 

and/or country and the approximate 

dates) which gives the individual cause 

to believe that the Risk Analysis and 

Management Records include records 

pertaining to the individual. Detailed 

instructions on Department of State 

procedures for accessing and amending 

records can be found at the 

Department’s FOIA website located at 

https://foia.state.gov/Request/ 

Guide.aspx. 

CONTESTING RECORD PROCEDURES: 

Individuals who wish to contest a 

record should write to U.S. Department 

of State; Director, Office of Information 

Programs and Services; A/GIS/IPS; 2201 

C Street NW, Room B–266; Washington, 

DC 20520. 

NOTIFICATION PROCEDURES: 

Individuals who have reason to 

believe that this system of records may 

contain information pertaining to 

themselves may write to U.S. 

Department of State; Director, Office of 

Information Programs and Services; A/ 

GIS/IPS; 2201 C Street NW, Room B– 

266; Washington, DC 20520. The 

individual must specify that he or she 

wishes the Risk Analysis and 

Management Records to be checked. At 

a minimum, the individual must 

include: Full name (including maiden 

name, if appropriate) and any other 

names used; current mailing address 


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16544 Federal Register / Vol. 87, No. 56 / Wednesday, March 23, 2022 / Notices 

and zip code; date and place of birth; 

notarized signature or statement under 

penalty of perjury; a brief description of 

the circumstances that caused the 

creation of the record (including the city 

and/or country and the approximate 

dates) which gives the individual cause 

to believe that the Risk Analysis and 

Management Records include records 

pertaining to the individual. 

EXEMPTIONS PROMULGATED FOR THE SYSTEM: 

To the extent applicable, because this 

system contains information related to 

the government’s national security 

programs, records in this system may be 

exempt from any part of 5 U.S.C. 552a 

except subsections (b), (c)(1) and (2), 

(e)(4)(A) through (F), (e)(6),(7), (9), (10), 

and (11) if the records in the system are 

subject to the exemption found in 5 

U.S.C. 552a(j). To the extent applicable, 

records in this system may be exempt 

from subsections (c)(3), (d), (e)(1), 

(e)(4)(G), (H), (I), and (f) of 5 U.S.C. 552a 

if the records in the system are subject 

to the exemption found in 5 U.S.C. 

552a(k). Any other exempt records from 

other systems of records that are 

recompiled into this system are also 

considered exempt to the extent they are 

claimed as such in the original systems. 

HISTORY: 

Previously published at 76 FR 76215. 

Eric F. Stein, 

Deputy Assistant Secretary, Bureau of 

Administration, Global Information Services, 

US Department of State. 

[FR Doc. 2022–06117 Filed 3–22–22; 8:45 am] 

BILLING CODE 4710–24–P 

DEPARTMENT OF STATE 

[Public Notice 11687] 

Notice of Determinations; Culturally 

Significant Objects Being Imported for 

Exhibition—Determinations: ‘‘Philip 

Guston Now’’ Exhibition 

SUMMARY: Notice is hereby given of the 

following determinations: I hereby 

determine that certain objects being 

imported from abroad pursuant to 

agreements with their foreign owners or 

custodians for temporary display in the 

exhibition ‘‘Philip Guston Now’’ at the 

Museum of Fine Arts, Boston, in Boston, 

Massachusetts; the Museum of Fine 

Arts, Houston, in Houston, Texas; the 

National Gallery of Art, Washington, 

District of Columbia; and at possible 

additional exhibitions or venues yet to 

be determined, are of cultural 

significance, and, further, that their 

temporary exhibition or display within 

the United States as aforementioned is 

in the national interest. I have ordered 

that Public Notice of these 

determinations be published in the 

Federal Register. 

FOR FURTHER INFORMATION CONTACT: Chi 

D. Tran, Program Administrator, Office 

of the Legal Adviser, U.S. Department of 

State (telephone: 202–632–6471; email: 

section2459@state.gov). The mailing 

address is U.S. Department of State, 

L/PD, 2200 C Street NW (SA–5), Suite 

5H03, Washington, DC 20522–0505. 

SUPPLEMENTARY INFORMATION: The 

foregoing determinations were made 

pursuant to the authority vested in me 

by the Act of October 19, 1965 (79 Stat. 

985; 22 U.S.C. 2459), E.O. 12047 of 

March 27, 1978, the Foreign Affairs 

Reform and Restructuring Act of 1998 

(112 Stat. 2681, et seq.; 22 U.S.C. 6501 

note, et seq.), Delegation of Authority 

No. 234 of October 1, 1999, Delegation 

of Authority No. 236–3 of August 28, 

2000, and Delegation of Authority No. 

523 of December 22, 2021. 

Stacy E. White, 

Deputy Assistant Secretary for Professional 

and Cultural Exchanges, Bureau of 

Educational and Cultural Affairs, Department 

of State. 

[FR Doc. 2022–06153 Filed 3–22–22; 8:45 am] 

BILLING CODE 4710–05–P 

DEPARTMENT OF TRANSPORTATION 

Federal Motor Carrier Safety 

Administration 

[Docket No. FMCSA–2022–0012] 

Qualification of Drivers; Exemption 

Applications; Vision 

AGENCY: Federal Motor Carrier Safety 

Administration (FMCSA), Department 

of Transportation (DOT). 

ACTION: Notice of final disposition. 

SUMMARY: FMCSA announces its 

decision to exempt 12 individuals from 

the vision requirement in the Federal 

Motor Carrier Safety Regulations 

(FMCSRs) to operate a commercial 

motor vehicle (CMV) in interstate 

commerce. They are unable to meet the 

vision requirement in one eye for 

various reasons. The exemptions enable 

these individuals to operate CMVs in 

interstate commerce without meeting 

the vision requirement in one eye. 

DATES: The exemptions were applicable 

on March 8, 2022. The exemptions 

expire on March 8, 2024. 

FOR FURTHER INFORMATION CONTACT: Ms. 

Christine A. Hydock, Chief, Medical 

Programs Division, (202) 366–4001, 

fmcsamedical@dot.gov, FMCSA, DOT, 

1200 New Jersey Avenue SE, Room 

W64–224, Washington, DC 20590–0001. 

Office hours are from 8:30 a.m. to 5 

p.m., ET, Monday through Friday, 

except Federal holidays. If you have 

questions regarding viewing or 

submitting material to the docket, 

contact Dockets Operations, (202) 366– 

9826. 

SUPPLEMENTARY INFORMATION: 

I. Public Participation 

A. Viewing Comments 

To view comments go to 

www.regulations.gov, insert the docket 

number, FMCSA–2022–0012, in the 

keyword box, and click ‘‘Search.’’ Next, 

sort the results by ‘‘Posted (NewerOlder),’’ choose the first notice listed, 

and click ‘‘Browse Comments.’’ If you 

do not have access to the internet, you 

may view the docket online by visiting 

Dockets Operations in Room W12–140 

on the ground floor of the DOT West 

Building, 1200 New Jersey Avenue SE, 

Washington, DC 20590–0001, between 9 

a.m. and 5 p.m., ET, Monday through 

Friday, except Federal holidays. To be 

sure someone is there to help you, 

please call (202) 366–9317 or (202) 366– 

9826 before visiting Dockets Operations. 

B. Privacy Act 

In accordance with 5 U.S.C. 553(c), 

DOT solicits comments from the public 

to better inform its rulemaking process. 

DOT posts these comments, without 

edit, including any personal information 

the commenter provides, to 

www.regulations.gov, as described in 

the system of records notice (DOT/ALL– 

14 FDMS), which can be reviewed at 

www.dot.gov/privacy. 

II. Background 

On February 3, 2022, FMCSA 

published a notice announcing receipt 

of applications from 12 individuals 

requesting an exemption from vision 

requirement in 49 CFR 391.41(b)(10) 

and requested comments from the 

public (87 FR 6229). The public 

comment period ended on March 7, 

2022, and two comments were received. 

FMCSA has evaluated the eligibility 

of these applicants and determined that 

granting the exemptions to these 

individuals would achieve a level of 

safety equivalent to, or greater than, the 

level that would be achieved by 

complying with § 391.41(b)(10). 

The physical qualification standard 

for drivers regarding vision found in 

§ 391.41(b)(10) states that a person is 

physically qualified to drive a CMV if 

that person has distant visual acuity of 

at least 20/40 (Snellen) in each eye 

without corrective lenses or visual 

acuity separately corrected to 20/40 


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