Federal Register / Vol. 87, No. 40 / Tuesday, March 1, 2022 / Notices 11493 

information for which disclosure is 

restricted by statute, such as trade 

secrets and commercial or financial 

information (‘‘confidential business 

information’’). Submission of 

confidential business information 

without a request for protected 

treatment constitutes a waiver of any 

claims of confidentiality. 

Copies of the collection of 

information may be obtained by writing 

to Disclosure Division, Office of the 

General Counsel, Pension Benefit 

Guaranty Corporation, 1200 K Street 

NW, Washington, DC 20005–4026, or 

calling 202–229–4040 during normal 

business hours. If you are deaf, hard of 

hearing, or have a speech disability, 

please dial 7–1–1 to access 

telecommunications relay services. 

FOR FURTHER INFORMATION CONTACT: 

Melissa Rifkin (rifkin.melissa@

pbgc.gov), Attorney, Regulatory Affairs 

Division, Office of the General Counsel, 

Pension Benefit Guaranty Corporation, 

1200 K Street NW, Washington DC 

20005–4026; 202–229–6563. (If you are 

deaf, hard of hearing, or have a speech 

disability, please dial 7–1–1 to access 

telecommunications relay services.) 

SUPPLEMENTARY INFORMATION: The 

Pension Benefit Guaranty Corporation 

(PBGC) intends to request that the Office 

of Management and Budget (OMB) 

extend approval, under the Paperwork 

Reduction Act, of a collection of 

information that filers use to request 

that PBGC determine whether a defined 

benefit pension plan is covered under 

title IV of the Employee Retirement 

Income Security Act of 1974 (ERISA). 

(OMB control number 1212–0072; 

expires June 30, 2022). This notice 

informs the public of PBGC’s intent and 

solicits public comment on the 

collection of information. 

A plan is covered under title IV, and 

thereby insured by PBGC, if it is 

described in section 4021(a) of ERISA 

and does not meet one of the 

exemptions from coverage listed in 

section 4021(b)(1)–(13). If a question 

arises about whether a plan is covered 

under title IV, a plan may submit the 

Request for Coverage Determination 

form to PBGC. 

The Request for Coverage 

Determination form and corresponding 

instructions are suitable for all types of 

requests, but they highlight the four 

plan types for which coverage 

determinations are most frequently 

requested: (1) Church plans as listed in 

section 4021(b)(3) of ERISA; (2) plans 

that are established and maintained 

exclusively for the benefit of plan 

sponsors’ substantial owners as listed in 

section 4021(b)(9); (3) plans covering, 

since September 2, 1974, no more than 

25 active participants that are 

established and maintained by 

professional services employers as listed 

in section 4021(b)(13); and (4) Puerto 

Rico-based plans within the meaning of 

section 1022(i)(1) of ERISA. PBGC needs 

the information requested to determine 

whether a plan is covered or not 

covered under title IV of ERISA. 

PBGC is proposing editorial and 

formatting changes to question 1 and 2 

of Part II of the form. These revisions are 

intended to provide greater clarity to 

filers. In addition, PBGC is proposing to 

add a new question to Part II inquiring 

about the number of eligible 

participants with no accrued benefit. 

This addition is intended to garner a 

more accurate count of a plan’s 

participants. Finally, PBGC is amending 

Question 4 of Part III applicable to a 

plan seeking a determination as a 

substantial owners plan. Under the 

amendment, a plan will need to provide 

the dates when participants separated 

from service, in addition to dates and 

amounts of payment to them. This 

addition is intended to allow PBGC to 

properly count payees who may still be 

participants in a plan even after 

distributions have occurred. 

The collection of information has 

been approved under OMB control 

number 1212–0072 (expires June 31, 

2022). PBGC intends to request that 

OMB extend its approval, with 

modifications, for another 3 years. An 

agency may not conduct or sponsor, and 

a person is not required to respond to, 

a collection of information unless it 

displays a currently valid OMB control 

number. 

PBGC estimates that each year there 

will be 310 Request for Coverage 

Determination forms submitted to 

PBGC. PBGC further estimates the 

average hour burden is 1.5 hours and 

average cost burden is $300. The total 

estimated annual burden of the 

collection of information is 465 hours 

and $93,000. 

PBGC is soliciting public comments 

to— 

• Evaluate whether the proposed 

collection of information is necessary 

for the proper performance of the 

functions of the agency, including 

whether the information will have 

practical utility; 

• Evaluate the accuracy of the 

agency’s estimate of the burden of the 

proposed collection of information, 

including the validity of the 

methodologies and assumptions used; 

• Enhance the quality, utility, and 

clarity of the information to be 

collected; and 

• Minimize the burden of the 

collection of information on those who 

are to respond, including through the 

use of appropriate automated, 

electronic, mechanical, or other 

technological collection techniques or 

other forms of information technology, 

e.g. permitting electronic submission of 

responses. 

Issued in Washington, DC, by: 

Hilary Duke, 

Assistant General Counsel for Regulatory 

Affairs, Pension Benefit Guaranty 

Corporation. 

[FR Doc. 2022–04289 Filed 2–28–22; 8:45 am] 

BILLING CODE 7709–02–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Sunshine Act Meetings 

TIME AND DATE: 2:00 p.m. on Thursday, 

March 3, 2022. 

PLACE: The meeting will be held via 

remote means and/or at the 

Commission’s headquarters, 100 F 

Street NE, Washington, DC 20549. 

STATUS: This meeting will be closed to 

the public. 

MATTERS TO BE CONSIDERED: 

Commissioners, Counsel to the 

Commissioners, the Secretary to the 

Commission, and recording secretaries 

will attend the closed meeting. Certain 

staff members who have an interest in 

the matters also may be present. 

In the event that the time, date, or 

location of this meeting changes, an 

announcement of the change, along with 

the new time, date, and/or place of the 

meeting will be posted on the 

Commission’s website at https://

www.sec.gov. 

The General Counsel of the 

Commission, or his designee, has 

certified that, in his opinion, one or 

more of the exemptions set forth in 5 

U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) 

and (10) and 17 CFR 200.402(a)(3), 

(a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and 

(a)(10), permit consideration of the 

scheduled matters at the closed meeting. 

The subject matter of the closed 

meeting will consist of the following 

topics: 

Institution and settlement of injunctive 

actions; 

Institution and settlement of administrative 

proceedings; 

Resolution of litigation claims; and 

Other matters relating to examinations and 

enforcement proceedings. 

At times, changes in Commission 

priorities require alterations in the 

scheduling of meeting agenda items that 

may consist of adjudicatory, 


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11494 Federal Register / Vol. 87, No. 40 / Tuesday, March 1, 2022 / Notices 

examination, litigation, or regulatory 

matters. 

CONTACT PERSON FOR MORE INFORMATION: 

For further information; please contact 

Vanessa A. Countryman from the Office 

of the Secretary at (202) 551–5400. 

(Authority: 5 U.S.C. 552b.) 

Dated: February 24, 2022. 

Eduardo A. Aleman, 

Deputy Secretary. 

[FR Doc. 2022–04325 Filed 2–25–22; 11:15 am] 

BILLING CODE 8011–01–P 

SMALL BUSINESS ADMINISTRATION 

[License No. 02/02–0699] 

Oaktree SBIC Fund, L.P.; Notice 

Seeking Exemption Under Section 312 

of the Small Business Investment Act, 

Conflicts of Interest 

Notice is hereby given that Oaktree 

SBIC Fund, L.P., 1301 Avenue of the 

Americas, New York, NY 10019, a 

Federal Licensee under the Small 

Business Investment Act of 1958, as 

amended (‘‘the Act’’), in connection 

with the financing of three small 

concerns, has sought an exemption 

under Section 312 of the Act and 

Section 107.730, Financings which 

Constitute Conflicts of Interest of the 

Small Business Administration (‘‘SBA’’) 

Rules and Regulations (13 CFR 107.730). 

Oaktree SBIC Fund, L.P. proposes to 

provide financing in an acquisition that 

will benefit an Associate, Oaktree 

Mezzanine Fund IV, L.P. 

The financing is brought within the 

purview of § 107.730(a)(4) of the 

Regulations because Oaktree SBIC Fund, 

L.P., will provide financing in a 

transaction to acquire a Small Business, 

Smart Care Equipment Solutions, 12539 

S Holiday Drive, Alsip, IL 60803. This 

transaction is considered a conflict of 

interest requiring prior SBA approval 

because a portion of proceeds will be 

used to redeem outstanding debt held 

by an Associate of Oaktree SBIC Fund, 

L.P., Oaktree Mezzanine Fund IV, L.P. 

Notice is hereby given that any 

interested person may submit written 

comments on the transaction, within 

fifteen days of the date of this 

publication, to the Associate 

Administrator for Investment, U.S. 

Small Business Administration, 409 

Third Street SW, Washington, DC 

20416. 

Small Business Administration. 

Bailey DeVries, 

Associate Administrator, Office of Investment 

and Innovation. 

[FR Doc. 2022–04234 Filed 2–28–22; 8:45 am] 

BILLING CODE 8026–03–P 

SMALL BUSINESS ADMINISTRATION 

[License No. 05/05–0340] 

Bayview Capital Partners IV, L.P.; 

Notice Seeking Exemption Under 

Section 312 of the Small Business 

Investment Act, Conflicts of Interest 

Notice is hereby given that Bayview 

Capital Partners IV, L.P., 301 Carlson 

Parkway, Suite 325, Minnetonka, MN 

55305, a Federal Licensee under the 

Small Business Investment Act of 1958, 

as amended (‘‘the Act’’), in connection 

with the financing of a small concern, 

is seeking an exemption under Section 

312 of the Act and Section 107.730, 

Financings which Constitute Conflicts 

of Interest of the Small Business 

Administration (‘‘SBA’’) Rules and 

Regulations (13 CFR 107.730). Bayview 

Capital Partners IV, L.P. is seeking a 

written exemption from SBA for a 

proposed financing to The Sierra 

Holding Company LLC dba Fenix 

Group, 11400 West 47th Street, 

Minnetonka, MN 55343. 

The financing is brought within the 

purview of § 107.730(a) of the 

Regulations because The Sierra Holding 

Company LLC dba Fenix Group is an 

Associate of Bayview Capital Partners 

IV, L.P. because Associate Bayview 

Capital Partners III, L.P. owns a greater 

than ten percent interest in The Sierra 

Holding Company LLC dba Fenix 

Group, therefore this transaction is 

considered Financing which constitute 

conflicts of interest requiring SBA’s 

prior written exemption. 

Notice is hereby given that any 

interested person may submit written 

comments on this transaction within 

fifteen days of the date of this 

publication to the Associate 

Administrator, Office of Investment and 

Innovation, U.S. Small Business 

Administration, 409 Third Street SW, 

Washington, DC 20416. 

U.S. Small Business Administration. 

Bailey G. DeVries, 

Associate Administrator, Office of Investment 

and Innovation. 

[FR Doc. 2022–04231 Filed 2–28–22; 8:45 am] 

BILLING CODE 8026–03–P 

SMALL BUSINESS ADMINISTRATION 

[License No. 05/05–0312] 

Freeport Financial SBIC Fund, L.P.; 

Surrender of License of Small 

Business Investment Company 

Pursuant to the authority granted to 

the United States Small Business 

Administration under the Small 

Business Investment Act of 1958, as 

amended, under Section 309 of the Act 

and Section 107.1900 of the Small 

Business Administration Rules and 

Regulations (13 CFR 107.1900) to 

function as a small business investment 

company under the Small Business 

Investment Company License No. 05/ 

05–0312 issued to Freeport Financial 

SBIC Fund, L.P. said license is hereby 

declared null and void. 

United States Small Business 

Administration. 

Bailey DeVries, 

Associate Administrator, Office of Investment 

and Innovation. 

[FR Doc. 2022–04227 Filed 2–28–22; 8:45 am] 

BILLING CODE P 

SMALL BUSINESS ADMINISTRATION 

[License No. 06/06–0349] 

Main Street Capital III, L.P.; Notice 

Seeking Exemption Under Section 312 

of the Small Business Investment Act, 

Conflicts of Interest 

Notice is hereby given that Main 

Street Capital III, L.P., 1300 Post Oak 

Blvd., Suite 800, Houston, TX 77056, a 

Federal Licensee under the Small 

Business Investment Act of 1958, as 

amended (the ‘‘Act’’), in connection 

with a financing involving small 

concern NuStep, LLC located at 511 

Venture Drive, Ann Arbor, MI 48108, 

provided notice of this transaction to 

the Small Business Administration 

(‘‘SBA’’) pursuant to the Regulations 

found at 13 CFR 107. The financing is 

brought within the purview of 13 CFR 

107.730—Financings which constitute 

conflicts of interests, of the Regulations 

because NuStep, LLC is an Associate of 

Main Street Capital III, L.P. because 

Associate Main Street Equity 

Investment, Inc. owns a greater than ten 

percent interest in the NuStep, LLC. 

This financing is pursuant to 

§ 107.730 (f) of the Regulations because 

Main Street Capital III, L.P.’s parent 

corporation, Main Street Capital 

Corporation, is registered under the 

Investment Company Act of 1940 and 

received an exemption from the 

Securities and Exchange Commission 

for the transaction. 

Notice is hereby given that any 

interested person may submit written 

comments on the transaction within 

fifteen days of the date of this 

publication, to the Associate 

Administrator, Office of Investment and 

Innovation, U.S. Small Business 

Administration, 409 Third Street SW, 

Washington, DC 20416. 


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