Exhibit 10.2

 

	
ASSISTANCE AGREEMENT
    
	
 
    
	
1. Award No. 
    	
 
    	
2. Modification No. 
    	
 
    	
3. Effective Date 
    	
 
    	
4. CFDA No. 
    
	
DE-EE0002022
    	
 
    	
006
    	
 
    	
04/03/2012
    	
 
    	
81.086
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
5. Awarded To
    	
 
    	
 Sponsoring Office
    	
 
    	
7. Period of Performance
    
	
A123 SYSTEMS, INC.
    	
 
    	
Energy Effcy & Renewable   Energy
    	
 
    	
12/03/2009
    
	
Attn: DAVID VIEAU
    	
 
    	
 
    	
 
    	
through 
    
	
321 Arsenal Street
    	
 
    	
 
    	
 
    	
12/02/2014
    
	
WATERTOWN MA 024725789
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
8. Type of Agreement 
    	
 
    	
9. Authority
    	
 
    	
10. Purchase Request or Funding Document No.
    
	
x  Grant 
    	
 
    	
See page 2
    	
 
    	
12EE001386
    
	
o Cooperative Agreement
    	
 
    	
 
    	
 
    	
 
    
	
o Other
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
11. Remittance Address
    	
 
    	
12. Total Amount
    	
 
    	
13. Funds Obligated 
    
	
A123 SYSTEMS, INC.
    	
 
    	
Govt. Share
    	
:
    	
 
    	
 
    	
This action 
    	
:
    	
$0.00
    
	
Attn: DAVID VIEAU 
    	
 
    	
$249,090,000.00 
    	
 
    	
 
    
	
321 Arsenal Street 
    	
 
    	
 
    	
 
    	
 
    
	
WATERTOWN MA 024725789
    	
 
    	
Cost Share 
    	
:
    	
 
    	
 
    	
Total
    	
:
    	
$249,090,000.00
    
	
 
    	
 
    	
$249,090,000.00
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Total 
    	
:
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
$498,180,000.00
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
14. Principal Investigator
    	
 
    	
15. Program Manager 
    	
 
    	
16. Administrator 
    
	
Jesus Alvarez
    	
 
    	
RALPH D. NINE 
    	
 
    	
U.S. DOE/NETL
    
	
339-368-3384
    	
 
    	
Phone: 304-285-2017
    	
 
    	
Morgantown Campus 
    
	
 
    	
 
    	
 
    	
 
    	
3610 Collins Ferry Road
    
	
 
    	
 
    	
 
    	
 
    	
PO Box 880
    
	
 
    	
 
    	
 
    	
 
    	
Morgantown WV 26507-0880
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
17. Submit Payment Requests To
    	
 
    	
18. Paying Office
    	
 
    	
19. Submit Reports To 
    
	
OR for NETL (Morgantown) 
    	
 
    	
OR for NETL (Morgantown) 
    	
 
    	
See Reporting 
    
	
U.S. Department of Energy 
    	
 
    	
U.S. Department of Energy 
    	
 
    	
Requirements Checklist
    
	
Oak Ridge Financial Service Center 
    	
 
    	
Oak Ridge Financial Service Center 
    	
 
    	
 
    
	
P.O. Box 4787 
    	
 
    	
P.O. Box 4787 
    	
 
    	
 
    
	
Oak Ridge TN 37831
    	
 
    	
Oak Ridge TN 37831
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
20. Accounting and Appropriation Data
    
	
 
    
	
21. Research Title and/or Description of Project   
    	
 
    
	
RECOVERY ACT - VERTICALLY INTEGRATED   MASS PRODUCTION OF AUTOMOTIVE CLASS LITHIUM ION BATTERIES
    
	
 
    
	
For the Recipient
    	
 
    	
For the United States of   America
    
	
 
    	
 
    	
 
    
	
22. Signature of Person Authorized to Sign
    	
 
    	
25. Signature of Grants/Agreements Officer 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Signature on File
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
23. Name and Title
    	
 
    	
24. Date Signed
    	
 
    	
26. Name of Officer
    	
 
    	
27. Date Signed
    
	
 
    	
 
    	
 
    	
 
    	
ANGELA D. BOSLEY
    	
 
    	
04/03/2012
    
																																		


 











 

	
CONTINUATION SHEET
    	
REFERENCE   NO. OF DOCUMENT BEING CONTINUED
    
	
 
    	
DE-EE0002022/006
    


 

	
NAME   OF OFFEROR OR CONTRACTOR
    
	
A123   SYSTEMS, INC.
    


 

	
ITEM NO.
    (A)
    	
 
    	
SUPPLIES/SERVICES
    (B)
    	
 
    	
QUANTITY
    (C)
    	
 
    	
UNIT
    (D)
    	
 
    	
UNIT PRICE
    (E)
    	
 
    	
AMOUNT
    (F)
    
	
 
    	
 
    	
DUNS Number:  130452506
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
DOE Award   Administrator:  Sue Miltenberger
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
304-285-4083   susan.miltenberger@netl.doe.gov
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Recipient Business Officer: James   Haley
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
617-924-8910 jhaley@a123systems.com
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Block 9 Authority:  PL 95-91   DOE Organization
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Act, PL 111-5 American Recovery and   Reinvestment
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Act of 2009 and PL 109-58 Energy   Policy Act 2005
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
***See attached page for full   text of this
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Amendment***
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
ASAP: NO Extent Competed: COMPETED   Davis-Bacon
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Act: YES PI: Jesus Alvarez
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Fund: 05799 Appr Year: 2009 Allottee:   31 Report
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Entity: 220520 Object Class: 25500   Program:
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
1005107 Project: 2004490 WFO: 0000000
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Local Use: 0000000
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    


 

JULY 2004

 

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DE-EE0002022

A123 Systems, Inc.

Amendment 006

 

The purpose of this Amendment is to update the Sponsoring Office, extend the ending date of the Period of Performance, and make an administrative change to the authorities noted on the cover page. Accordingly, the following changes are hereby made:

 

1.              As reflected in Block 6 of the Assistance Agreement, the Sponsoring Office is changed from U.S. DOE/NETL to Energy Efficiency & Renewable Energy.

 

2.              As reflected in Block 7 of the Assistance Agreement, the ending date of the Period of Performance is extended by two (2) years from 12/02/2012 to 12/02/2014.  This is done at no additional cost to the Government.

 

3.              As reflected in Block 9 of the Assistance Agreement, an administrative correction is made to remove the United States Code authorities. The Recipient should “See Page 2” for the applicable authorities for this award.

 

Except as contained herein, all other terms and conditions remain in full force and effect.

 

END OF AMENDMENT 006

 

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