Richardson v. Blake, No. 890-9-15 Cncv (Mello, J., Oct. 31, 2017).

[The text of this Vermont trial court opinion is unofficial. It has been reformatted from the original. The accuracy of the text and the 

accompanying data included in the Vermont trial court opinion database is not guaranteed.]

VERMONT SUPERIOR COURT

CHITTENDEN UNIT

CIVIL DIVISION

│

ANDREW and TIFFANY RICHARDSON, │

 Plaintiffs │

│

 v. │ Docket No. 890-9-15 Cncv

│

SHANNON BLAKE, │

 Defendant │

│

RULING ON PLAINTIFFS’ MOTION FOR RECONSIDERATION OR FOR 

INTERLOCUTORY APPEAL

This case involves a boundary dispute between parties who live next-door to each other on 

Maple Leaf Lane in Shelburne, Vermont. Plaintiffs Andrew and Tiffany Richardson obtained a 

letter from an elderly lady named Gilberta Bent, who for several years had owned and resided at 

the property now owned by Defendant Shannon Blake. Ms. Bent’s letter contained statements that 

supported the Plaintiffs’ contention as to the location of the disputed boundary line. However, Ms. 

Bent retracted those statements after receiving a threatening letter from Blake’s attorney. Plaintiffs 

thereupon filed with the court a motion in limine seeking sanctions against the Defendant for 

tampering with a key witness for the Plaintiffs. 

On September 7, 2017, the court issued a ruling on Plaintiffs’ motion in limine. The court 

determined that counsel for the Defendant had sent a threatening letter to an important witness, 

knowing that she was elderly and knowing that such a letter could intimidate the witness. The 

court found that the witness was in fact intimidated by the letter and that the intimidation 

influenced the deposition testimony that she gave several weeks later, retracting statements she 

had made earlier in her letter for the Plaintiffs. The court concluded that “[s]ending such a letter 

constitutes witness tampering and obstruction of justice within the meaning of 13 V.S.A. § 3015. 

The court also concluded that the Plaintiffs had been prejudiced by the Defendant’s conduct and 

that a sanction was warranted, but not the sanction that had been requested by the Plaintiffs. 

The court determined that the appropriate remedy was to order that the Plaintiffs may 

introduce Ms. Bent’s supportive letter into evidence at the trial of this matter and that the jury may 

treat the letter as substantive evidence in determining the location of the boundary. The court also 

ruled that the Defendant will not be entitled to a limiting instruction to the effect that thee letter 

may be considered only for impeachment purposes but will be free to present to the jury any 

contrary admissible evidence that he may have as to the location of the boundary line. 
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Plaintiffs now move to reconsider the court’s ruling or for permission to take an 

interlocutory appeal. Plaintiffs argue that the court’s remedy is insufficient to redress the harm 

done to the Plaintiffs’ case, and they ask the court to default the Defendant, or prohibit him from 

proffering contradictory evidence, or order that the contents of Ms. Bent’s supportive letter be 

taken as established for purposes of this action. Defendant opposes the motion. Plaintiffs are 

represented by Mark G. Hall, Esquire. Defendant is represented by David H. Casier, Esquire. 

The court declines to reconsider its decision. Before issuing its ruling, the court gave the 

matter close and serious consideration. Plaintiffs have not presented any issues, facts or authorities 

that the court has not already considered or that would warrant changing its ruling. 

There are three requirements for interlocutory review: (1) the order or ruling must 

“involve[] a controlling question of law”; (2) there must be “substantial ground for difference of 

opinion” regarding that question; and (3) “an immediate appeal may materially advance the 

termination of the litigation.” V.R.A.P. 5(b)(1); see also 12 V.S.A. § 2386; In re Pyramid Co. of 

Burlington, 141 Vt. 294, 301 (1982). Interlocutory appeals are considered an “exception to the 

normal restriction of appellate jurisdiction to the review of final judgment” because “[p]iecemeal 

appellate review causes unnecessary delay and expense, and wastes scarce judicial resources.” 

Pyramid, 141 Vt. at 300. However, there is a “narrow class of cases” for which interlocutory review 

is advisable, as articulated by the requirements outlined in Appellate Rule 5(b). Id. at 301. Because 

that rule is based upon 28 U.S.C. § 1292(b) and F.R.A.P. 5, the “policies and rationales underlying 

the federal statute provide guidance for our construction of V.R.A.P. 5(b).” Pyramid, 141 Vt. at 

301. The definitions of the criteria enumerated in Rule 5(b) are “not self-evident”; rather, they are 

deliberately vague so as to “‘inject an element of flexibility . . . . The three factors should be viewed 

together as the statutory language equivalent of a direction to consider the probable gains and 

losses of immediate appeal.’” Id. at 301–02 (quoting 16 Wright & Miller, Federal Practice and 

Procedure § 3930, at 156 (1977)). 

Plaintiffs’ proposed question for interlocutory review appears to be whether the sanction 

that this court imposed is deficient as a matter of law. The determination of an appropriate sanction 

for an act of witness tampering is a matter upon which judges may very well differ, and an appeal 

of this issue could materially advance the termination of this litigation if the Supreme Court were 

to agree that Defendant should be defaulted or prohibited from proffering contradictory evidence. 

However, this is not a controlling question of law. 

Pure questions of law are generally appropriate for interlocutory review, while questions 

that involve the exercise of discretion are not. As Wright and Miller have written: 

Greater difficulty is presented by the question whether interlocutory 

review should be available for matters that lie within the discretion 

of the district court. Ordinarily a district court should refuse to 

certify such matters, not only because of the low probability of 

reversal, but also because the recognition of discretion results from 

a studied determination that appellate courts generally should not 

interfere. Appellate courts frequently note the inappropriateness of 

interlocutory review of most discretionary orders.
3

Wright & Miller, 16 Fed. Prac. & Proc. Juris. § 3930 (3d ed. Apr. 2017 update). Of course, even 

with discretionary matters, “[r]eversal is possible,” and courts have suggested that whether a 

discretionary question is reviewable depends on “‘whether it truly implicates the policies favoring 

interlocutory appeal.’” Id. (quoting Katz v. Carte Blanche Corp., 496 F.2d 747, 756 (3d Cir. 1974)). 

These policies include “the avoidance of harm to a party pendente lite from a possibly erroneous 

interlocutory order and the avoidance of possibly wasted trial time and litigation expense.” Katz, 

496 F.2d at 756. Wright and Miller have further observed that “appeal might prove appropriate if 

an order granting a Civil Rule 60(b) motion to vacate judgment sets the stage for lengthy and 

burdensome further proceedings.” 16 Fed. Prac. & Proc. Juris. § 3931. 

This is not truly a question of law that would serve the policies favoring interlocutory 

appeal. In the context of imposing discovery sanctions, the Vermont Supreme Court has observed 

that the “[i]mposition of sanctions ... ‘is necessarily a matter of judicial discretion’ that is ‘not 

subject to appellate review unless it is clearly shown that such discretion has been abused or 

withheld.’” Synecology Partners, L3C v. Business Runtime, Inc., 2016 VT 29, ¶ 18, 201 Vt. 424 

(citation omitted). In this case specifically, the court’s task was to fashion a remedy that would 

undo the harm caused to the Plaintiffs by the Defendant’s conduct, without unduly prejudicing the 

Defendant’s right to a fair trial. This goal is consistent with the requirement that a court exercise 

its discretion to impose sanctions “with cautious restraint.” Town of Milton Bd. Of Health v. 

Brisson, 2016 VT 56, ¶ 31, 202 Vt. 121. In reaching its decision, the court noted that adopting the 

Plaintiffs’ proposed sanction would be tantamount to directing a verdict in Plaintiff’s favor on the 

central issue in the case. The court concluded that there was another, sufficient and less draconian 

remedy available. 

The court noted that, if counsel for the Defendant had not sent his threatening letter to Ms. 

Bent, the Plaintiffs would have called her to testify at trial, and she probably would have given 

testimony consistent with the letter that she had signed in 2013. Moreover, that trial testimony 

would have been admissible as substantive evidence in support of the Plaintiffs’ contention as to 

the location of the parties’ common boundary line. Because of Defense counsel’s letter, however, 

the Plaintiffs were now limited to using the 2013 letter for impeachment purposes only. What the 

Plaintiffs had lost, in other words, due to Defense counsel’s actions, was the ability to present the 

contents of Ms. Bent’s letter to the jury as substantive evidence in support of their claim. The 

court therefore tailored a sanction designed to remedy that loss. 

This question is not appropriate for interlocutory appeal. It does not appear to implicate the 

policies that typically favor such an appeal. The challenged ruling does not necessarily “set[] the 

stage for lengthy and burdensome further proceedings.” 16 Fed. Prac. & Proc. Juris. § 3931. As 

the case is not particularly complex, the trial should be of fairly short duration. Moreover, the 

possibility of reversal is low. Our own Supreme Court has explained that: 

[A] standard consistent with the policy underlying this 

criterion [for deciding whether to permit interlocutory appeals] 

would require a trial court to believe that a reasonable appellate 

judge could vote for reversal of the challenged order. Unless an 
4

order triggers this degree of doubt in the mind of a trial judge, 

certification of the order is improper.

Pyramid, 141 Vt. at 306–07 (citations omitted). This court’s decision on Plaintiffs’ motion in 

limine does not trigger a sufficient degree of doubt. Considering the discretionary nature of 

sanctions motions in general, and the factually-dependent conclusion in this case in particular, it 

is difficult to imagine a reversal of the challenged ruling. 

Order

Plaintiffs’ motion for reconsideration is DENIED.

Plaintiffs’ motion for interlocutory appeal is DENIED. 

SO ORDERED this 31st day of October, 2017.

_____________________________

 Robert A. Mello, Superior Judge