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###### Securities and Exchange Commission

          - 17 CFR Part 249
          - [Release No. 34-87005D; File No. S7-05-14]
          - RIN 3235-AL45

# AGENCY:

Securities and Exchange Commission.

# ACTION:

Correcting amendment.

# SUMMARY:

                        On September 19, 2019, the Securities and Exchange Commission (the “Commission”) adopted recordkeeping, reporting, and notification requirements applicable to security-based swap dealers and major security-based swap participants, securities count requirements applicable to certain security-based swap dealers, and additional recordkeeping requirements applicable to broker-dealers to account for their security-based swap and swap activities. Release 34-87005 (Sept. 19, 2019) was published in the                         **Federal Register**                         on Dec. 16, 2019. This document corrects technical inaccuracies in that release.                    

# DATES:

Effective February 11, 2022.

# FOR FURTHER INFORMATION CONTACT:

Valentina Minak Deng, Special Counsel, at (202) 551-5778; Division of Trading and Markets, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-7010.

# SUPPLEMENTARY INFORMATION:

                    We are making technical corrections to Part II and Part IIC of Form X-17A-5 (referenced in 17 CFR 249.617). The release resulting in the technical inaccuracies was published in the                     **Federal Register**                     on December 16, 2019 at 84 FR 68550, and adopted by the Commission in Exchange Act Release No. 87005 on September 19, 2019.                

# List of Subjects in 17 CFR Part 249

      - Brokers
      - Recordkeeping and reporting requirements
      - Securities

Accordingly, 17 CFR part 249 is corrected by making the following amendments:

# PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934

1. The authority citation for part 249 continues to read, in part, as follows: 

Authority: 15 U.S.C. 78a*et seq.*                             and 7201                             *et seq.;*12 U.S.C. 5461*et seq.;*18 U.S.C. 1350; Sec. 953(b), Pub. L. 111-203, 124 Stat. 1904; Sec. 102(a)(3), Pub. L. 112-106, 126 Stat. 309 (2012); Sec. 107, Pub. L. 112-106, 126 Stat. 313 (2012), and Sec. 72001, Pub. L. 114-94, 129 Stat. 1312 (2015), unless otherwise noted.                        

* * * * *

                            Section 249.617 is also issued under Pub. L. 111-203, 939, 939A, 124. Stat. 1376 (2010) (15 U.S.C. 78c, 15 U.S.C. 78*o*                            -7 note).                        

* * * * *

2. Amend Part II of Form X-17A-5 (referenced in § 249.617 of this chapter) by: 
      ( print page 7935)    

# Note: 

The text of Part II of Form X-17A-5 does not and this amendment will not appear in the Code of Federal Regulations.

3. Amend Part IIC of Form X-17A-5 (referenced in § 249.617 of this chapter) by: 
      ( print page 7936)          ( print page 7937)          ( print page 7938)    

# Note: 

The text of Part IIC of Form X-17A-5 does not and this amendment will not appear in the Code of Federal Regulations.

Dated: February 2, 2022.

J. Matthew DeLesDernier,

Assistant Secretary.

BILLING CODE 8011-01-P

[FR Doc. 2022-02552 Filed 2-10-22; 8:45 am]

BILLING CODE 8011-01-C