alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Term sheet for Barclays PLC Warrants



 Exhibit 4.42 
  

			
	Barclays PLC Warrants (the Warrants)
		
	Issuer:	  	Barclays PLC (the Company)
		
	Securities Offered:	  	1,516,875,236 Warrants to subscribe for Ordinary Shares
		
	Warrants Issue Price:	  	0.01 pence per 100,000 Warrants (rounded, if necessary, up to the nearest penny)
		
	Warrant Issue Date:	  	31st October 2008
		
	Gross Number of Ordinary Shares on the Warrants Issue Date:	  	One per Warrant
		
	Aggregate Warrant Exercise Consideration:	  	197.775 pence per Warrant (197.775 pence per Ordinary Share)
		
	Form:	  	Registered form
		
	Status:	  	Unsubordinated
		
	Exercise Right:	  	The holder of each Warrant will have the right to exercise such Warrant into the Gross Number of Ordinary Shares at any time during the Exercise Period upon the payment of the Aggregate Warrant
Exercise Consideration and the relevant exercise expenses. The original subscribers for the Warrants (but not any transferees) are entitled to a reduction in the Aggregate Warrant Exercise Consideration in the event that the Company issues further
Ordinary Shares by way of a rights issue between 1st July 2009 and 30th June 2011 and the price of an Ordinary Share at the time of the rights issue is less than 197.775 pence
		
	Exercise Period:	  	The period beginning on the date on which the Company notifies the Warrantholders that shareholder approvals have been obtained and BBPLC has issued the RCIs and ending on 31st October
2013
		
	Regulatory Approvals and Filings:	  	Each of Qatar Holding and the entity representing the beneficial interests of HH Sheikh Mansour Bin Zayed Al Nahyan has given undertakings to the Company notto exercise any Warrants unless and
until, if and to the extent that exercise would result in its total shareholding (aggregated with certain of its related parties) in the Company reaching 10% or more of the shares of or voting power in, or it otherwise being deemed to exercise
“control” (as defined under applicable US law and regulation) over, the Company, it and the Company have made all filings and registrations with, and obtained all approvals or authorisations from, governmental and









			
	 	  	regulatory authorities necessary or advisable for such exercise and the consequential acquisition by it
of Ordinary Shares
		
	Other Anti-Dilution Provisions:	  	The Warrants will contain provisions for the adjustment of the Gross Number of Ordinary Shares in the event of the occurrence of certain dilutive events including, amongst others, extraordinary
dividends, bonus issues, alterations to the nominal value of the Ordinary Shares and rights issues
		
	Governing Law:	  	English Law
		
	Listing of the Warrants:	  	Applications to be made for admission to listing on the Official List of the UK Listing Authority and to trading on the London Stock Exchange. Offered outside the United States in reliance on
Regulation S
Appendix(F:

Summary(of(Labor(Rate(Derivation
Appendix(F

Summary(of(Labor(Rate(Derivation

(Technical (Managerial (Clerical( (Legal(

Bureau(of(Labor(Statistics((BLS)(SOC(Code((1) SOC$$17'2112,$“Industrial$

Engineer,”$top'level

SOC$11'3051,$“Industrial$

Production$Manager,"$top'

level

N/A

SOC$23'1011$under$the$

industry$“Legal$Services”$

(NAICS$541100)

Wages(&(Salaries((2006$(Q2)((3)(4) $33.96 $40.37 $17.53 $57.40

Benefits(Loading(Factor((5) 0.3699 0.4970 0.4327 0.4970

Overhead(Loading(Factor((6) 0.17 0.17 0.17 0.17

Loaded(Hourly(Rate((2006$(Q2)((7) $52.29 $67.30 $28.09 $95.69

Loaded(Hourly(Rates(Used(in(ICRs((2007$(Q4)(8) $55.20 $71.03 $29.65 $101.00

Wages(&(Salaries((2011$(Q2)((9)(10) $38.39 $46.33 $19.56 $65.95

Loaded(Hourly(Rates(for(Renewal(ICR((2011$(Q2)((11) $59.12 $77.23 $31.35 $109.94

Notes

(4)$The$base$hourly$wages$&$salaries$(not$including$benefits$&$overhead)$for$"Clerical"$is$from$BLS's$Employer$Costs$for$Employee$Compensation$(ECEC)$

(http://www.bls.gov/ect/home.htm)$for$June$of$2006$(see$archive$at$http://www.bls.gov/news.release/archives/ecec_09222006.pdf)$(“All$workers,$goods'producing$industries,”$“Sales$

and$office”).

Labor(Rates(from(2009(&(2010(ICRs((2)

Labor(Rates(for(the(Renewal(ICR((2)

(1)$As$used$in$2009$&$2010$ICRs.

(2)$Does$not$apply$to$Subparts$RR$&$UU.

(3)$The$based$hourly$wages$&$salaries$(not$including$benefits$&$overhead)$for$Manager,$Lawyer,$and$Engineer/Technician$are$from$BLS's$May$2006$National$Industry'Specific$

Occupational$Employment$and$Wage$Estimates$(http://www.bls.gov/oes/2006/may/oessrci.htm#22).$

(11)$The$loaded$hourly$rate$=$Wages$&$Salaries$+$(Wages$&$Salaries$x$Benefits$Loading$Factor)$+$(Wages$&$Salaries$*$Overhead$Loading$Factor).$The$benefits$loading$factor$and$overhead$

loading$factor$reflect$the$factors$used$in$the$2009$and$2010$ICRs.

(5)$From$BLS's$ECEC$(http://www.bls.gov/ect/home.htm)$for$June$of$2006$(see$archive$at$http://www.bls.gov/news.release/archives/ecec_09222006.pdf).

(6)$The$overhead$loading$factor$is$from$Rice,$Cody$2002.$"Wage$Rates$for$Economic$Analyses$of$the$Toxics$Release$Inventory$Program,”$Analytical$Support$Branch,$Environmental$

Analysis$Division,$Office$of$Environmental$Information,$U.S.$EPA,$June$10,$2002.$$

(7)$The$loaded$hourly$rate$=$Wages$&$Salaries$+$(Wages$&$Salaries$*$Benefits$Loading$Factor)$+$(Wages$&$Salaries$*$Overhead$Loading$Factor)

(8)$From$BLS's$"Productivity$and$Costs,$Fourth$Quarter$and$Annual$Averages,$2007$Revised,"$March$5.$(2008)

(9)$The$based$hourly$wages$&$salaries$(not$including$benefits$&$overhead)$for$Manager,$Lawyer,$and$Engineer/Technician$are$from$BLS's$May$2011$National$Industry'Specific$

Occupational$Employment$and$Wage$Estimates$(http://www.bls.gov/oes/2011/may/oessrci.htm#22).$

(10)$The$base$hourly$wages$&$salaries$(not$including$benefits$&$overhead)$for$Clerical$is$from$BLS's$ECEC$for$June$of$2011$

(http://www.bls.gov/news.release/archives/ecec_09082011.pdf)$(“All$workers,$goods'producing$industries,”$“Sales$and$office”).

F-1
EXHIBIT 32.1
 CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
  
    
    the Quarterly Report of the Company on Form 10-Q for the period ended June 27, 2010
fully complies with the requirements of Section 13(a) and 15(d) of the Securities
Exchange Act of 1934; and
    
    the information contained in the Form 10-Q fairly presents, in all material
respects, the financial condition and results of operation of the Company.
  /s/ Jack H. Brown

Jack H. BrownChairman, President, and

Chief Executive Officer(Principal Executive Officer)August 10, 2010
 /s/ Phillip J. Smith

Phillip J. SmithExecutive Vice President, and

Chief Financial Officer(Principal Financial Officer)
(Principal Accounting Officer)August 10, 2010
f^kl_ LOQVX Lh$£. 00. * \>tb^- MZO£ZO&

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OCTO4Z016

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<PAGE>

EXHIBIT 32.2

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Aethlon Medical, Inc. Quarterly Report on Form 10-QSB for
the quarter ended June 30, 2007 as filed with the Securities and Exchange
Commission on the date hereof, I, James W. Dorst, Chief Financial Officer and
Chief Accounting Officer of the Company, certify, pursuant to 18 U.S.C. Section
1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002,
that, to the best of my knowledge:

1. Such quarterly report fully complies with the requirements of Section 13(a)
or 15(d) of the Securities Exchange Act of 1934, as amended, and

2. The information contained in such Quarterly Report on Form 10-QSB fairly
presents, in all material respects, the financial condition and results of
operations of Aethlon Medical, Inc.

Date: August 8, 2007

By: /s/ James W. Dorst
    -----------------------
    James W. Dorst
    Chief Financial Officer and Chief Accounting Officer

A signed original of this written statement required by Section 906, or other
document authenticating, acknowledging, or otherwise adopting the signature that
appears in typed form within the electronic version of this written statement
required by Section 906, has been provided to Aethlon Medical, Inc. and will be
retained by Aethlon Medical, Inc. and furnished to the Securities and Exchange
Commission or its staff upon request.
**CERTIFICATION PURSUANT TO**

**18 U.S.C. SECTION 1350**

**AS ADOPTED PURSUANT TO**

**SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002**

 

 

In connection with the Annual Report of Garb Oil and Power Corporation (the “Company”) on Form 10-K for the period ending June 30, 2009 as filed with the Securities and Exchange Commission on the date hereof (the “Report) I, John C. Brewer, CEO and Principal Executive, Financial and Accounting Officer of the Company certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to            Secion 906 of the Sarbanes-Oxley Act of 2002, that, to the best of my knowledge and belief:

 

|   | a) | The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and |
|--------|----|-----------------------------------------------------------------------------------------------------------------------|

|        |    |                                                                                                                                                     |
|--------|----|-----------------------------------------------------------------------------------------------------------------------------------------------------|
|   | b) | The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company. |

 

 

| Date: | *10/13/09* | By: */s/ John C Brewer*_________ |
|-------|------------|----------------------------------|

|   | John C Brewer, President and Principal Executive, Financial and Accounting Officer |
|--------|-----------------------------------------------------------------------------------------|
Exhibit 32

CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the annual report of
Flanders Corporation (the Company), on Form 10-K for the year ended December 31, 2009, we hereby certify, solely for the purpose of complying with 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the
Sarbanes-Oxley Act of 2002, that to the best of my knowledge:

1. The annual report fully complies with the requirements of
Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

2. The information contained in the quarterly report
fairly presents, in all material respects, the financial condition and results of operations of the Company.

Date: March 22, 2010



/s/ Harry SmithHarry SmithChief Executive Officer / (Principal Executive Officer)/s/ John OakleyJohn OakleyChief Financial Officer / (Principal Accounting Officer)
Record Posted to NGB Reading Room 

13 June 14
Record Posted to NGB Reading Room 

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13 June 14
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13 June 14
Record Posted to NGB Reading Room 

13 June 14
Record Posted to NGB Reading Room 

13 June 14
Record Posted to NGB Reading Room 

13 June 14
Record Posted to NGB Reading Room 

13 June 14
 

FOIA Requested Record #-13-0052

Released by the National Guard Bureau

Page 9 of 21

Record Posted to NGB Reading Room 

13 June 14
Record Posted to NGB Reading Room 

13 June 14
Record Posted to NGB Reading Room 

13 June 14
Record Posted to NGB Reading Room 

13 June 14
Record Posted to NGB Reading Room 

13 June 14
Record Posted to NGB Reading Room 

13 June 14
Record Posted to NGB Reading Room 

13 June 14
Record Posted to NGB Reading Room 

13 June 14
Record Posted to NGB Reading Room 

13 June 14
Record Posted to NGB Reading Room 

13 June 14
FOIA Requested Record #-13-0052

Released by the National Guard Bureau

Page 19 of 21

Record Posted to NGB Reading Room 

13 June 14
Record Posted to NGB Reading Room 

13 June 14
Record Posted to NGB Reading Room 

13 June 14
1

April 2, 2013 

MEMORANDUM 

From: William H. Maxwell 

EPA/SPPD/ESG (D243-01) 

To: Docket Number EPA-HQ-OAR-2009-0234 

Subject: Meeting with environmental organizations 

Attendees: 

EPA: 

Peter Tsirigotis, OAQPS/SPPD, by phone 

Robert Wayland, OAQPS/SPPD, by phone 

William Maxwell, OAQPS/SPPD, by phone 

Environmental organizations: 

John Walke, NRDC 

Sanjay Narayan, Sierra Club 

Paul Billings, American Lung Association 

Unidentified representative from Clean Air Task Force (CATF) 

Discussion: 

A general discussion was held regarding the reconsideration of the final Mercury and Air Toxics 

Standards (MATS).
#### Harrington v General Motors Corporation,

No. 90175.

*Summary Disposition September 24, 1991:*

In lieu of granting leave to appeal, the case is remanded to the Workers’ Compensation Appeal Board for the issuance of a more expansive opinion that will aid in the determination of whether further appellate review is appropriate. MCR 7.302(F)(1). *Kostamo v Marquette Iron Mining Co,*405 Mich 105 (1979); *Nunn v George A Cantrick Co, Inc,*113 Mich App 486 (1982). Jurisdiction is retained. Court of Appeals No. 128036.
<PAGE>

                                                                    Exhibit 32.2

                    CERTIFICATION OF CHIEF FINANCIAL OFFICER
                       PURSUANT TO 18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

      In connection with the Quarterly Report of Metretek Technologies, Inc.
(the "Company") on Form 10-Q for the quarterly period ended September 30, 2004
as filed with the Securities and Exchange Commission on the date hereof (the
"Report"), I, A. Bradley Gabbard, Executive Vice President and Chief Financial
Officer of the Company, hereby certify, pursuant to 18 U.S.C. Section 1350, as
adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

      1.    The Report fully complies with the requirements of Section 13(a) or
            15(d) of the Securities Exchange Act of 1934, as amended; and

      2.    The information contained in the Report fairly presents, in all
            material respects, the financial condition and result of operations
            of the Company.

Date:  November 12, 2004                 /s/  A. Bradley Gabbard
                                         --------------------------------------
                                         A. Bradley Gabbard
                                         Executive Vice President and
                                         Chief Financial Officer

A signed original of this written statement required by Section 906 has been
provided to the Company and will be retained by the Company and furnished to the
Securities and Exchange Commission or its staff upon request.
Ernest KNIGHT, Appellant, v. STATE of Florida, Appellee.

No. 1D17-4003

District Court of Appeal of Florida, First District.

January 31, 2018

**DECISION WITHOUT PUBLISHED OPINION**

Affirmed.
IA 

117TH CONGRESS 

2D SESSION H. J. RES. 88 

Providing for congressional disapproval under chapter 8 of title 5, United 

States Code, of the rule submitted by the Securities and Exchange 

Commission related to ‘‘The Enhancement and Standardization of Climate-Related Disclosures for Investors’’. 

IN THE HOUSE OF REPRESENTATIVES 

JUNE 15, 2022 

Mr. HUIZENGA (for himself and Mr. MCHENRY) submitted the following joint 

resolution; which was referred to the Committee on Financial Services 

JOINT RESOLUTION 

Providing for congressional disapproval under chapter 8 of 

title 5, United States Code, of the rule submitted by 

the Securities and Exchange Commission related to ‘‘The 

Enhancement and Standardization of Climate-Related 

Disclosures for Investors’’. 

1 Resolved by the Senate and House of Representatives

2 of the United States of America in Congress assembled, 

3 That Congress disapproves the rule submitted by the Se4 curities and Exchange Commission relating to ‘‘The En5 hancement and Standardization of Climate-Related Dis6 closures for Investors’’ (lll Fed. Reg. llll 


pbinns on DSKJLVW7X2PROD with $$_JOB
2 

•HJ 88 IH 

1 (llll ll, llll)), and such rule shall have no 

2 force or effect. 

Æ 


pbinns on DSKJLVW7X2PROD with $$_JOB
<TABLE> <S> <C>

<ARTICLE> 5
<CIK> 0000882343
<NAME> 90BC.
<MULTIPLIER> 1
       
<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                          DEC-31-1998
<PERIOD-END>                               JUN-30-1998
<CASH>                                          99,044
<SECURITIES>                                         0
<RECEIVABLES>                                   95,070
<ALLOWANCES>                                         0
<INVENTORY>                                          0
<CURRENT-ASSETS>                               194,114
<PP&E>                                       9,590,013
<DEPRECIATION>                               7,214,301
<TOTAL-ASSETS>                               2,569,826
<CURRENT-LIABILITIES>                           41,340
<BONDS>                                              0
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                             0
<OTHER-SE>                                   2,528,486
<TOTAL-LIABILITY-AND-EQUITY>                 2,569,826
<SALES>                                        410,441
<TOTAL-REVENUES>                               414,039
<CGS>                                                0
<TOTAL-COSTS>                                  402,049
<OTHER-EXPENSES>                                     0
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                                   0
<INCOME-PRETAX>                                 11,990
<INCOME-TAX>                                         0
<INCOME-CONTINUING>                             11,990
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                    11,990
<EPS-PRIMARY>                                     1.00
<EPS-DILUTED>                                        0
        

</TABLE>
EX-4.4











Exhibit 4.4




[Croghan Bancshares, Inc. Letterhead]




March 25, 2009




Securities and Exchange Commission




100 F Street, NE




Washington, D.C. 20549





			
	     Re:	 	Croghan Bancshares, Inc. – Annual Report on Form 10-K for the fiscal year ended
December 31, 2008





Ladies and Gentlemen:




     Croghan Bancshares, Inc., an Ohio corporation (“Croghan”), is today filing with the
Securities and Exchange Commission (the “SEC”) the Annual Report on Form 10-K of Croghan for the
fiscal year ended December 31, 2008 (“Croghan’s 2008 Form 10-K”)



     Pursuant to the instructions relating to the Exhibits in Item 601(b)(4)(iii) of Regulation
S-K, Croghan hereby agrees to furnish to the SEC, upon request, copies of instruments and
agreements defining the rights of holders of long-term debt and of the long-term debt of its
consolidated subsidiary, which are not being filed as exhibits to Croghan’s 2008 Form 10-K.
None of such long-term debt exceeds 10% of the total assets of Croghan and its subsidiaries on a
consolidated basis.



	 	 	 	 	 
	 	Very truly yours,




CROGHAN BANCSHARES, INC.


 	 
	 	/s/ Kendall W. Rieman
 	 
	 	Kendall W. Rieman 	 
	 	Treasurer 	 
	 




35
Lois Navarrot 621 Capitol Mall, 18'1, Floor Inavarrotl!c1!downeybrand.com Sacramento, CA 95814 916/520-5337 Direct 916/444- 1000 Main 916/520-5737 Fax 916/444-2100 Fax downeybrand.com



## October 16, 2009

VIA 

### FEDERALEXPRESS 

## Shirley Rivera (AIR-3) U.S. EPA Region 975 75 Hawthorne Street San Francisco, CA 94105-3901 Phone: (415) 972-3966 Re: Prevention ofSignificant Deterioration Pennit for the Avenal Energy Project Client-MatterNo. 39011.00001 Dear Shirley: On October 14,2009, Avenal Power Center, LLC ("Avenal Power") submitted two binders of documents in support ofthe draft PreventionofSignificant Deteriorationpennit. In these binders, Document G, entitled "Supplemental Evaluation ofBestAvailable Control Technology," contained atypographical error on page 14. On that page, the headingreading "NOx Limit" should instead read "CO Limit.'· Enclosed is a corrected version ofpage 14 and a CD withthe corrected version to replace the previous version sent on October 14. If! can provide any further assistance, please don'thesitate to contact me. Very truly yours,

# )?!:yAr:~ Lois Navarrot Assistantto Jane E. Luckhardt :In

1035412 I

### TABLE 2 Recent CO BACT Determinations for Combustion Turbines/HRSGs 

### Averaging CO Limit Period Control Method Facility District/State (ppmca) 

### (hours) Used Date Permit Issued Source Russell City Energy Center BAAQMD 4.0 3 oxidation catalyst December 2008 BAAQMDwebsite Colusa Generating Station EPA Region 9 3.0 3 oxidation catalyst May 2008 EPAAQIA Blythe Energy LLC (Blythe 

### lI)b MDAQMD 4.0 3 oxidation catalyst April 2007 PSD permit San Joaquin Valley Energy Center EPA Region 9 4.0 

### 1 oxidation catalyst August2006 PSD permit**-~** -­ Magnolia Power Project SCAQMD 2.0 

### 1 oxidation catalyst February2004 SCAQMD website Vernon City Power & Light SCAQMD 2.0 3 oxidation catalyst February 2004 SCAQMD website PSO Southwestern Power Plant Oklahoma 25 

## -­ oxidation catalyst February 2007 EPA RBLC

-­

Rocky Mountain Energy Center Colorado 3.0 

## -­ oxidation catalyst May2006 EPA RBLC Sierra Pacific Power Company Nevada 3.5 3 oxidation catalyst August2005 EPA RBLC

--

Wanapa Energy CenterC Oregon 2.0 3 oxidation catalyst August 2005 EPA RBLC Crescent City Power, LLC Louisiana 4.0c annual oxidation catalyst June 2005 EPA RBLC Berrien Energy, LLC Michigan 2.0 3 oxidation catalyst April 2005 EPARBLC Turner Energy Centerd Oregon 2.0/3.0 

### 1 oxidation catalyst January2005 EPA RBLC

-­

Notes: a. parts per million by volume, dry @ 15% 

### 02 b. Construction on hold. c. Separate CO limit set for duct burners; this limit is for turbines only. d. Not built.

-14­