Calculation of Amount to be Distributed to Investors in Partial Repayment of Surrender 

Counters SIPC Investor Surrender Surrender charges Percent in column 5 times total

claim name charges in column 4 as funds to be distributed

number percent of total ($670,500.00) for amount to be

surrender charges distributed to investor

1/1 2669 Adolph, Robert $19 278. 2.47 % $16 561.35

2/2 2604 Arand, Arthur J. 822. 1.00 705.

2564 Ba1anda, Eleanor

4/3 981 Balzano, Tony J. 599. 503.

5/4 384 Barden, TomP. 716. 128.45

1591 Bauknecht, Ewald

7/5 2238 Berg, Bernard & Shirley 396. 1.84 337.20

8/6 2788 Blazer, Kathy 82. 67.

9/7 1710 Bloomfield, Saul & Ellen 8,433. 1.08 241.40

2787 Blum, Bruce

11/8 2753 Blum, Wilma, J. 871.02 774.

2782 Bolinger, Scott

13/9 2772 Braucher, Dorothy 891.14 2,480.

14/1 0 1954 Brock, Lawrence & Bonnie 273. 689.

15/11 2785 Burden, David & Debbie 476.42 402.

16/12 1696 Bushman, Donald 923. 0.25 676.25

17/13 2778 Callison, Cornelia 658. 023.

18/14 2518 Carle, Jerome & Colleen 925. 676.19/15 2759 Cavallo, Tito 773. 833.

20/16 397 Chadwell, William & 970.46 547.

Margaret

21/17 1092 Daley, William C 862.25 157.

22/18 796 Denton, Janice 996. 616.

23/19 6873 Denzler, Alan & Fran 990. 419.

24/20 2779 DeSalvo, Barbara 20,453. 567.

:r: 2247 Dine, Mark & Esther 26/21 2758 Endres, Deborah 141.96 134.

27/22 382 Fabe, Stuart 825. 542.15

:r:-

EXHIBIT

Case 1:01-cv-00116-SSB-TSH Document 111-2 Filed 09/30/2005 Page 1 of 5
Counters SIPC Investor Surrender Surrender charges Percent in column 5 times total

claim name charges in column 4 as funds to be distributed

number percent of total ($670,500.00) for amount to be

surrender charges distributed to investor

28/23 348 Fabe, Susan 613. 408.29/24 720 Fa1berg, Warren & Irene 567. 955.

30/25 2678 Faust, John F & Jean Alice 854. 480.

(Trust)

31/26 2478 Fix-Meyer, Mary 2,405. 078.

32/27 2784 Flessa, Herbert 537. 760.33/28 1262 Fliehman, Benjamin 718. 023.34/29 1445 Flinchbaugh, Robert 509. 469.

35/30 2757 Gianella, Ralph 694. 0.47 151.35

36/31 472 Giliberto, Richard & 2,439. 078.

Barbara

37/32 2781 Goldfinger, Delores 718. 766.

38/33 2766 Gottschalk, Alfred & 764. 346.

Deanna

1001 Grieder, Doris

40/34 158 Grossheim, Elmer R. 127. 938.

41/35 1899 Grze1ecki, Arthur & Marci 412. 1.21 113.

42/36 312 Gueterman, Donald R. & 479. 402.

Kay

651 Gustafson, Donald

44/37 1993 Harris, Jo Ellen 529. 632.

45/38 800 Harrison, Donald 698. 059.45

46/39 2767 Hastings, Robert & Mildred 628. 1.11 442.47/40 779 Hauck, Robert & Sue 913. 900.40

48/41 2754 Hettel, Virginia L 056. 743.

rr1 740 Highsmith, Robert & Martha

50/42 588 Hoffman, Robert 282. 0.29 944.45

:r: 51/43 2056 Hollenbeck, Maureen 2,462. 078. 52/44 2679 Hornstein, Stephen 655. 570.

53/45 490 Hummel, Robert 981.00 871.65

54/46 2765 Isaacs, Jack & Majorie 909.44 480.

2776 Jaspers, Raymond

:z::.

EXHIBIT

Case 1:01-cv-00116-SSB-TSH Document 111-2 Filed 09/30/2005 Page 2 of 5
Counters SIPC Investor Surrender Surrender charges Percent in column 5 times total

claim name charges in column 4 as funds to be distributed

number percent of total ($670 500.00) for amount to be

surrender charges distributed to investor

56/47 2749 Jett, Nesta A. 310.43 139.57/48 2143 Juengst, Alice P. 526. 760.

58/49 2141 Juengst, George 760. 0.48 218.40

59/50 559 Kaiser, Marilyn 887.49 028.

60151 111 Kandelson, Mildred 821.17 2,413.

61/52 2566 Katz, Robert & Miriam 585. 1.74 666.

62/53 2568 Kay, Jera1d (as 715. 475.

representative)

2723 Kay, Rena (as

representative)

64/54 1323 Kehoe, Doris 481.05 0.44 950.65155 6800 Keith, Robert & Thornton 834. 1.90 739.

Kathleen

66/56 801 Kiger, Thomas 385. 206.

482 Kirch, Robert

68/57 2752 Knapp, James & Anabelle 467. 0.44 950.20

69/58 2770 Knapp, Richard & Nancy 799. 542.70159 2760 Kupferberg, Bill (Cyrill) 909.48 0.25 676.2571/60 2755 Lambert, Maria Aurora 620. 0.21 1,408.

368 Lape, Daniel

73/61 886 Lape, James & Laura 439.49 206.

2769 Leach, Sandra

75/62 2517 Lebowitz, Minette 946. 676.

76/63 1393 Lockwood, Carol 383. 078.

77/64 362 Long, James P. 979. 871.65

rr1 78/65 527 Luke, Robert 79/66 377 Lykins, Janet 122. 1.04 973.

2148 Margolin, Esar Gordon 002.48 908.10

:r: 518 Marshall, George

2245 Martin, Geraldine

tXJ 83/67 1442 Matson, James 672. 408.

EXHIBIT

Case 1:01-cv-00116-SSB-TSH Document 111-2 Filed 09/30/2005 Page 3 of 5
Counters SIPC Investor Surrender Surrender charges Percent in column 5 times total

claim name charges in column 4 as funds to be distributed ($670 500.00)

number percent of total for amount to be distributed to

surrender charges investor

84/68 2049 Mays, Margaret A 605. 955.

85/69 1306 McGinnis, Don 802. 706.

1675 McHugh, Estelle

87/70 2780 Merchant, Virginia 088. 810.

88/71 505 Michaelson, 1. Arthur 976. 871.6589/72 604 Middleton, Dale H. 288. 5,431.

2750 Minson, Ida

91/73 323 Morgan, Joseph 509. 273.

92/74 2748 Moore, Joyce & Brian 529. 503.

93/75 1691 Niemeyer, Richard & 358. 5,498.

Karen

94/7 6 950 Nordlund, James & Mary 798. 0.49 285.4595/77 1864 Dwyer, Sean 698. 023.

2364 Ornstein, Miriam

97/78 2276 Ornstein, Paul & Anna 603. 155.

2446 Ornstein, Rafael & Sherry,

Susannah

99/79 2775 Otten, Edward & Kathleen 845. 774.

100/80 2751 Otto, Harvey 899. 1.40 387.101/81 1187 Pawlicki, Robert 942. 1.02 839.

102 6466 Peter, Marsha103/82 2024 Preiser, Wolfgang & 685. 0.47 151.35

Cecelia

104/83 1960 Preklas, John & Helen 166. 425.

105/84 2694 Puthoff, Leonard & 801.64 670.

Kathleen

(T1

106/85 2783 Rapin, Lynn & Conyne 299. 302.

Robert

107 2792 Recker, William

108/86 2189 Rohr, Geroge 775. 670.

109/87 304 Rowe, Kenneth & Bonnie 349.49 662.

McNeely

::J::a EXHIBIT

Case 1:01-cv-00116-SSB-TSH Document 111-2 Filed 09/30/2005 Page 4 of 5
Counters SIPC Investor Surrender Surrender charges Percent in column 5 times total

claim name charges in column 4 as funds to be distributed ($670 500.00)

number percent of total for amount to be distributed to

surrender charges investor

110/88 2756 Rubin, Stanley & Carol 940. 3,419.

111/89 2762 Rush, Solvegia 022. 291.20

112/90 1190 Scarborough, Gail 292. 1.70 398.

113/91 548 Scheidt, John 047.25 3,486.114/92 1403 Schmeltzer, George 362. 754.115 2761 Scott, Elizabeth M.

116/94 1959 Shear, Donald & Edith 480.10 821.85

117/95 She1y-Kotcher, Elizabeth 892. 737.

118/96 507 Siebert Mary 737. 475.

119/97 583 Siereveld, Ralph & Juanita 914. 095.

120/98 1138 Startz, Ann & Morton 127.28 938.121/99 2460 Stutz, Robert & Rochelle 46,492. 961.80122/100 593 Tafuri, John 038. 745.123 1173 Taylor, Byron J

124/101 2475 Victor, Selma 14,457. 1.85 12,404.25

125/102 2377 Vidourek, Jacqueline 335. 286.126/103 791 Vincent, Sharon 509.42 0.19 273.127 6528 Wagner, Thomas J. &

Virginia

128/104 2789 Warner, Victor & Ann M. 596. 120.

129/105 2771 Weber, Margerite 952. 480.

130/106 1978 Wid1ansky, Bernard 518. 1.22 180.10131/107 1965 Wid1ansky, William & 079. 1.68 264.40

Frances

132/108 724 Wolf, Mary K. 126. 4,425.

133/1 09 350 Zinn, Charlene 743. 1,475.

TOTALS $780 665. 100. $668 707.

fT1

:r: 634186 

EXHIBIT :x::-

Case 1:01-cv-00116-SSB-TSH Document 111-2 Filed 09/30/2005 Page 5 of 5