BEFORE THE

DEPARTMENT OF TRANSPORTATION

WASHINGTON, D.C.

Application of:

AERO ROCA, S.A. de C.V.

for a renewal of an exemption (MEXICOUS) under 49 U.S.C. Section 40109

)

)

) Docket OST-Ol-9076

)

)

)

APPLICATION FOR A RENEWAL OF AN EXEMPTION

FILED BY AERO ROCA, S.A. de Ic.v.

FOR A PERIOD OF TWO YEAR~

We are relying on the automatic extension provisions of Federal Law

Specifically 5 USC 558(c), as implemented by 14 CFR Part 377, to

keep our exemption authority in effect, pending final department

action on this renewal application.

It should be noted that no changes have occurred in the company

management, stock holders, their nationality; aircraft or aircraft

crews.

This carriers Ops Specs are managed at the Fort Worth, Tx,

FAA/FSDO, and the aircraft have fewer than 30 seats.

COMMUNICATIONS WITH RESPECT TO THIS DOCUMENT SHOULD BE ADDRESSED

TO:

Mr. Eugene E. Smith

7717 Village Oak

San Antonio, Tx. 78233

Tel (210) 590-1630

Fax (210) 653-9281

Representative in the U.S. for:

AERO ROCA, S.A. de C.V.

18 OCT 2013
In support of this application, and pursuant to the

Department's Procedural Regulations, ROCA states the following:

1. ROCA, incorporated in Mexico in 2000, is a privately held

corporation that is 100% owned and cont.rolled by Mexican

citizens. Name, citizenship and percentage ot ownership of ROCA

are enumerated in Exhibit A.

The full name and corporate address of ROCA is:

AERO ROCA, S.A. de C.V.

Parque Floresta # 221

Fracc. del Parque

Celaya, Gto. 38010

MEXICO

2. The name and official address of the government air transport

authority in Mexico having regulatory jurisdiction over ROCA is:

Secretaria de Comunicaciones y Transportes

Direccion General de Aeronautica Civil (nDGAC")

Av. Providencia No. 807, Piso 1-7

Colonia del Valle

Delegacion Benito Juarez

Mexico, D.F. 03100

MEXICO

3. As noted above, ROCA is seeking transborder charter authority

to engage in foreign air transportation of, persons and their

,

belongings without the need for prior Department approval

I.

of each flight, or series of flights. ROCA'is also requesting

stopOver privileges.

2

•
I

4. ROCA is operationally and financially qual~fied to perform the

service for which authority is requested herein.

thereof:

As evidence

(a) The Mexican DGAC has issued a permit authorizing

ROCA to conduct non-scheduled, international air .taxi

transportation of passengers in the North and South American

Continents. This permit is valid indefinitely and is attached as

Exhibit B.

(b) In 2000, ROCA received its DGAC permits and

commenced commercial flight operations. From its base in Celaya,

Guanajuato, Mexico, ROCA provides air transportation to domestic

and international passengers, consisting of members of the

following institutions which form part of the governing body,

owners, and stock holders of ROCA:

AERO ROCA, .S.A. de C.V.

DISTRIBUIDORA DE COMBUSTIBLES DEL NORTE" S .A. de C. V.

SUMINISTROS DE COMBUSTIBLES 'INDUSTRIALES, S.A. de C.V.

SAN LUIS GAS, S.A. de C.V.

FLENSA, S.A. de C.V.

COUNTRY AUTOMOTRIZ, S.A. de C.V.

ELITE MOTORS, S.A. de C.V.

ROCA MOTORS, S.A. de C.V.

3
CONTROLES ADMINISTRATIVOS DE CELAYA, s.1'.. de C.V.

EXPORT SAN ANTONIO, S.A. de C.V.

Future operations, including its proposed u.S. service, are

likely to be a continuation of this type of operation. ROCA

estimates that it will, operate 50 to 60 round trip flights

annually between Mexico and the United States with an average

load of four passengers per flight; all of which will originate

in Mexico.

(c) ROCA owns and operates one Cessna Citation

aircraft, Model 550 B Bravo, 8 passenger Jet aircraft with

Mexican registrations XA-ABE.

(d) ROCA maintains its aircraft pursuant to a

maintenance service agreement with AVEMEX, of Toluca, Mexico,

which is an F.A.A. certificated Repair Station, and with Cessna

Citation Company, in Wichita, Kansas in accordance with an

airworthiness program approved by the Mexican DGAC in compliance

with ICAO Annexes 1,6 (Part I) and 7.

(e) ROCA has established a well qualified management

team with the necessary experience in providing domestic and

international air taxi services.

4
Mr. Alejandro Nieto Aguado has served as President of

AERO ROCA since the founding of the company in February 2000. He

attended Mechanical Engineering Administrative Courses at the

Instituto Tecnologico de Monterrey, in Monterrey, Nuevo Leon.

CPA. Jorge Torres Gomez joined ROCA'at its inception in

2000 and serves as the company's General Manager. He also serves

as the company's Accountant.

Pilot. Capt. Gustavo Legarreta Guerrero received his

Unlimited Commercial Pilot's License in 1976 ~nd has accumulated

!

over 8450 hours of flight during his 24 Iyears of aviation

experience. Joined ROCA in 2000, and has over 100 hours in the

Cessna Citation aircraft .• Capt. Legarreta is licensed to operate

the company's Citation and attends annual training courses, at

Flight Safety in Wichita, Ks.

Capt Legarreta serves as the company's Chief Pilot

Pilot.

License in

Capt.

1984,

Raul Ramirez

recei ved his

I

Briones re8ei ved his

Unlimited bommercial

Pilot's

Pilot's

License in 1990 and has accumulated .over 3200 hours of flight

i

during his 16 years of aviation experience. jOined ROCA in 2000,

and has over 100 hours in the Citation aircraft. , Capt. Ramirez

I

is licensed to operate the company's Citationl and attends annual

5
training courses, at Flight Safety in Wichita, Ks.

A composite of ROCA's key personnel is shown in Exhibit C.

(g) A copy of OST form 6411, Fo~eign Air Carriers ,

,

I

Certificate of Insurance, is attached as Exhibit E. As shown

•

therein, ROCA limits of liability exceed the requirements of 14

CFR Part 205.

(h) ROCA has not been involved in any safety

violations, incidents, tariff violations, or fatal accident~ since

its inception.

(i) ROCA does not have any agreement or cooperative

working arrangements with any U.S. air carrier affecting it.s

proposed services to the United States

5. ROCA's proposed U.S. services are consistent with the public

interest for the following reasons:

(a) ROCA will be carrying executives to the U.S. on

business, thereby fostering commerce between Mexico and the

~nited States consistent with the objectives of the North

American Free Trade Agreement (NAFTA) .

•

6

. ..'
(b) ROCA's request for stopover privileges is

consistent with the need of the executives using its services

will, from time to time, need to stop at two or more places in

the u.s. as part of their round trip itineraries. ROCA submits

that no regulatory purpose would be served by preventing ROCA

from responding to the stopover needs of its customers.

WHEREFORE, ROCA respectfully requests exemption authority to

engage in charter foreign air transportation of persons and their

accompanying baggage with small aircraft as set forth herein, and

such other relief as may be in the public

Agent for Service for

AERO ROCA, S.A. de C.V.

18 October 2013

7
..

ROCA

EXHIBIT A

OWNERSHIP

of

AERO ROCA, S.A. de C.V.

SHAREHOLDER CITIZENSHIP PORCENTAGE

============================================================

SRA. LILIA NIETO SAN ROMAN

SR. ENRIQUE NIETO SAN ROMAN

SR. ALEJANDRO NIETO SAN ROMAN

for SERVICE

ROCA, S.A. de C.V.

MEXICAN

MEXICAN

MEXICAN

34 %

33 %

33 %
D.G.A.C. INTERNATIONAL AIR TAXI

of

AERO ROCA, S.A. de C.V.

ROCA

EXHIBIT B
.,,::.

SUBSECRETARIA DE TRANSPORTE

DIRECCION GENERAL DE AEROMAUTICA CIVIL

OFICIO NO.1 01.421. .

ASUNTO: Se concede permiso para establecer y explotar un

seNlclo publico de transporte no regular de taxi

aereo intemacional de pa~ajeros.

OPERADOR MEXICANO.

Mexico, D.F., a 1'0 OCT. 2000

AERO ROCA, S.A. DE C.V.

AlC. L1C.MUNUEL RENE INIGO CASTILLO.

INSURGENTES SUR 598.501.

COL. DEL VALLE,

03100 MEXICO,D.F.

4069

EQUIPO AUTORIZADO: .

En respuesta a sue~crito del 04 de. :eptiembre del prese~te, me permito informarle que con

fundamento en IO.I>.!!irtlculos3°., fracelon. VI de la Ley de Vias Generales de Comunioaci6n, 6°.

fracci6n II, y 11..fraqei6n III, de la Ley de Aviaei6n Civil, en relation c9n el art/eula6°, fracel6n VIII del

Reglamento Interi.or de la.Secretar!a de Comunlcaeiones y Transp~rtes•. esta Subseeretaria de

Transporte, .otorga a la empresa AERO ROCA, S.A. DE C.V.. PERMISO parael. establecimiento y

explotaci6n de.un serviciopublicq de Transp()rtt:!no regular de t~iaer~~,intemaCional de pasajeros, .

desde su'base de oper~ciones en Celaya, Gto., hacla el Cqntinepte American.o (Exeluyendo

Cuba, Alaska y Hawai). ...,. ..., . .

',,:'..

En lal \iirtud, y de coriforri'lidad con 10dlspuesto en losarti>:ulo~ 3°~fraceionesi" VIII, 'IX, XII YXIII 49,

. 51 Y 1.20.de Ie Ley d!?VrasGeneralesde Comunicaciqri;1°.;;3.~; 4°;,.5°,; fJ"?CCi6r:i'fincisoa): 6°.,

fracelones I. II, XI. YXII, 7°,12, 14, 15, 17,'18,24, 32. 35,42,44,47, fraqcioi:ies II, IV.yV, 61, 62, 70,

74,76, 84,y demas apllcables de:la Ley de Aviaei6n,dvil, 1",2°,1Q,11; 25, 26, f8 Y 32 de su

Reglam,erito,:el pre.sl\lntepermiso esta~ sujeto a lossigulentes requisitos y condicion~s, .,

, '. .. " ., . .

;:..~.." .'''.;,1. 'I.". . ..' '. '.'. '. ..: .\.. , '.. .:.., :',' :,.'... ':.~:i; •.:..... r

I).• EL PERMISO SEOrORGA PORPLAZO ,INDEFINIDO,EN BASE .AL ARTICULO 11 DE

LA I.EYDE AVIACION,CIVIL. MISMO QUE 5E Dm "POR TERMINADO'f'CUANDO El.

PERMISlqt-i,t\~!P INCUi=\RAEN.ALGUNA DE LASCAl)~AU:S PREVIS!AS EN lOS ARTicul.OS

14 Y 15 DE LA PROPIA LEY. . '.. ....'; ,..,., ,I .'.L

11)._EI pre5e~t~:~ermlso,"seexPide en base al' permi~o de o~erad()rl~e un se~l'~io pUblico de

transporte de..taX!.;a~reonacional no regular cla pasajeros, citorgado.mediFnteoficia numero 2087 de

fecha 05 de Junlodel 2000.. . , . . .• :.' ..; .. . .

~:.. .. . ... ,.,~ .

...)

ceSSNA, 550 . . MATRlCU.l.k XA.ABE.

III)•• EI presente permlso deberi' s~r 'Inscriio~nel R~~\StroA~ronilutico Mexicano, conforme al

artIculo 47 de la Ley de Avlaci6n Civil. .

r~v)..La(s) aeronave(s) sera(n) utilizada(s) solamente para prestar servlcio de taxi aereo internacion~1

\ .

. 0 regular de pasaJeros. .. .

. .

.../
SUBSECRETARIA DE TRANSPORTE

DIRECCIONGENERAL DE AERONAUTICA CIVIL

4069

SEC~ETARIA':DE COI,:UNICAC"'~ES

Y Ti1'AN$POR"l.ES

.2-

V).• En caso de que la(s) aeronave(s) mencionada(s) sea(n) sustitulda(s) 0 deje(n) de operar. esa

E:mpresa debera dar aviso a la Dlreooion General de Aeromlutica .Civil acompafiando capia del

permiso correspondlente a Transporte Aereo Naoional.

I

, I

VI).- E:Ipersonal de vuela de la(s} aeronave(s} debe contar con el certlficado de competencia vigente,

expedido por la Direccion General de Aeronautica Civil. .

VII).- Dicha(s} aeronave(S) saldra(n) de territorio naoional. per cualqulera de los Aeropuertos

InternacionaJes de. la Republica MexJoanaaulorizados por la Se~retarra de Comunioaoiones y

Transportes, donde'cumpllran las formalidades y requisitosdeaduana. migraCiony sanidad,

. .,. ;", ". '. ,'", . ..- ".:":

VIII).- Para Ie oper~cl6n del(os) vuelo(s) .lntemacJooal(es} que seautoriza(n} esa Empresa queda

obllgada a cump/ll' con todos.los .requlsitos que establezoala Dir'eccion de Aviaoion. adsorila a esla

DlreoolonGeneral de Aeromlutiea Civil. . . '. . '. .

- '~", ~

IX).- LaEmp~~sa debers seguJrlas vias. aareas prE!Vi~me~t~~~s,t~bh:lci~asporJ~ Secretarla de

ComunicaCiones y r~ansportes, .. . . ." '.. ". ",' .

'. ':'

X).- Apliearan en eslos vueios la cuota que previamente hayaautqrizadola Dire~ion<3eneral de

Tarifas, Transporte Feii6viario 'y Mullirnodal. . . . . . .. .

XI).- La}i:~preSa~qUed: O'bligada~:pr~s~~~r ynlnfoim~estaqiStico 'rrte~s~~I'a lapiree-;:iOnGeneral

de Aeronautioa Civil (Departamento' de,Pro'gremaoion'yEst~!=l(sti~s), eli laJorrna O.GAC~~857-1.

~:':~", • ,:: ', ~~"", "," ":: :::.. •.:, •• 'l, . ~.:' , : ~ "">'> ,:':>, "."; :)i;:' "~ ..~;./>:~/

XII).- Lal5mpi'esa debers contratar y mantenervigenleiJhseguro, que dubra las respqnsabilidades por

los dafios;a :PlilsajerOsy equipaje: aSI co.rnod:anos.a personas ocosas.que se~ncuentren en la

superfiOle:c:i;e~Eln:itoriomexlcano :en tarml(los de 'oi;Artrcul~~' 70, 72y 74 .?e laLe'yd~.Aviaci6n Civil.

64,65, 66.,67"S'13,JI9, 79. ny' 72 de au Reglamento. "';". ,,\:,

. '''::i~.. :~:,:~ .' . I" , • " • . .. .' '.. ..,,' . '. ., .' .. '.. - ., ... ):"" ;~ :.,.~ .

XIll).- Con fUI'\~roEln~ en lodlspuestq en lo.sArtlpul.os 62 y74, de la Ley de Aviaclon Civil, esa

Empresa debe gafa.htizllr el :pago de Ie.'IndemniZ.aCi6npor.d~.~C?~queB~die~il6i:ius~r a pasajero~ y

equipaje fuera de :territolio mexlcano, por las .cantidades r,que estaql$geel.9onvenlo de Varsovla,

modJflcadopor el Prot9~lo de la Haya 0 por cualquier regimenvigent!9 :eri:elpais 0 paises de destino

de los vuelos internacien~l~s porel tiempo a queestlfsuj~t9.eSte perh1iso.

XIV).- Prevlamente ai iniCio~~:~~~ ~U$lo~.aLe~rii~~~:.;ebe~n solicitar y reoabar el permiso

correspondiente de cada una de las autoridades ~ronauticas del (os) pais (es) oitado (s) en la

presente autorizaclon y, paralelamente; presentar en esta Dependencia copia (5) de dicho (5)

(\\ permiso (s) para ecreditar que sa cumplio con aste requisito.

(!)

~\V) ..La Empresa nOpodra ceder. hlpotecar. gravar, transferir 0 enajenar el presente permiso. 0 los

derechos en 191 oonfendos, a algun gobiemo 0 Estado extranjero. .

•..1
"

SUBSECRETARIA DE TRANSPORTE

DIRECCION GENERAL. DE AERONAUTICA CIVIL.

4069

-3-

XVI).- La Empresa no podra ceder, hipotecar, gravar, transferir 0 enqjenar el presente permiso, 0 los

derechos en iii conferidos, a otros particulares, nacionales 0 extranjeros sin autorizacion de la

Secretaria.

. t

XVlI).- La Empresa queda obligada a presentar este p!3nnisoa las autoridades aeronauticas de los

aeropuertos Internaclonales que utilleen para saUry entrar a'territorio n'leXieano.

. '. I ..

XVIII).- La Secretaria de Comunieaciones. y Tra~sportes pod«i. dictar las modalidades y

earacteristicas confonne a las cuales sa preste el sel'lliCio publico enla vias generales de

comunlcacion y medios de transporte.' .

Aslmlsmo, laSecretaria tendra la'facultad, en cualquier tiempc,deverifioarelcumplimiento de las

Leyes de Miss Generales, de Comunicacion y de, AVia,CipnCivil, .S\.lS regiamentos y demas

disposiciones,apllcables. Para tal' efecto, I~ pel111isionariaestsrse;.bHgada a peimitir:~1 acceso a los

verificadcir~~a sus instalaclone<a transportarlcisen susecjuipos paraque realiceri laverificaci6n y,

en general; a otorgarles ,todas las facilidades,paraestos fines.,asl c9,rnoa proporcio[.)arala Secretaria

los informelii' con los' datos que permitan conocer la "o'peracionyexplotaci6n deJossel'llicios de

transporte ;;l~reo,' "'. ' .....'. .... . '.

XIX).- La navegacion en.el ~spaclo aereo so~r~ territciri~nacionai ~~.ri'gepOI' 16pre~i~~o~n Ie Ley de

Aviaclon.GMt y por.los tratados, y a falt~de disposiCion'expresa,seaplieai'i1n losordenamientos

legale~;;pr:~yis!osen,~J artic~lo 40.<lela. proplaLey .deAvia~?f1:Ci\,i1y su .~eQ.lame~to,n:!otivopor el

cualla'P\!lrrnisJonaria debara cumplir con .todas y.cada 'unadelalldisposieioQ~s c~n~enidasen dicha

normatiilidad.' " ' " .' ..." ',",". ". . "",,"'. :F"

: .:.:;;.. ". , ,:'

XX).- Par~la.pavegaCtorien 91eSPlicio aereo, Se(a obligato!io utilizar l(ls:sel'lllc;iosde.transito aereo,

radioayud~$;'iri~teorologia,'telecomunicaciones eiiiformEiCl6n. 'aer6~~utiCas,asi :como los demas

auxillos a la~~Y~QacI6n:aerea que presta el Organo l?esconcentrCl~ode~omint'!do Sel'llieios a la

Navegael6n en",latEspacioAereo MeXican,o. ..•.. ..' .•. . .. .

.".1;:.....•:~~~~~!<: ..; . :' , :,.~:~. .' ,... l' .:.:'",

XXI).- En la prestaCi(:lIi,delos serificlos de transporte aareo; Iii pennisjonaria por inicialiva propia a a

,instancias de la secretaria, 'd"ebera"adopter las I'l)edid~s neeesl'lriaspa.ra :garantizar las.condiciones

maximas de la segurldad de :Ia"seronave y desu o'perad6n" a,fin.deprOteger la integridad ffsica de las

personas, equipaje y terceros~: """ . .:." • ,," ~ ,': "" I ".

~

:" XXII).- EI Incumplimlento del pe~i~j~narlo, cO~~dante ""~~iI6t~'a cualquiera de las obligaciones 0

I ondieiones es!ablecidas en la Ley de Aviaci6n' Civil, en sus reglamentos y en este permiso, se

~anclonara en terminos de los articulos 86, 87, 86, 89 Y 90 del ordenamiento legal citado en primer

I\\~~mino,

~ .../
.' . .

SUBSECRETARIA DE TRANS PORTE

DIRECCION GENERAL DE AERONAUT1CA CIVIL

liOG9

SECR£'rARIA DE l~OM:JNICAC:IONtS.

Y ':"JU.NSf'ORT£S - 4-

XXIII}.- EI permislonarlo debera presenter dentro de los quince (15) dias siguientes a la facha de

inscripcion de este permiso una fianza a favor de la Tesoreria de la Federacion per un monte

equlvalente a tres mil dias de salario minimo a Ie fecha en que se contrate dicha fianza, para

garantizar el cumplimiento de las obligaciones que el mismo Ie tmpone, con base en el articulo 17 de

la Ley de Vias Generales de Comunicaci6n. Esta fianza debera manteneria vigente mientras este en

vigorel permiso.

XXIV).- EI permisionario debera proceder al pago y, por consiguiente, ar;:reditarante esta Secretaria

de Comunlcaclones. y Transportes, mediante recibooficiaLalent~ro de Ips derechos previstos en los

articulos 159, fraccion 'II. y,153, frsecton'II, de la Ley ..Federalde Derec:hos, las cantidades de

$8,254.00 M.N. Y $ 1,851.00 M.N. por concepto del otorgamiento de.l!lste permlso e inscrlpcion en el

Registro AeronaL!tico Mexlcano.. . . .. .. " .

. ' '. . "

. "'

Vualta ...

....-, ..

> ",

Por etra p~rte.' el permisiona'rio debera qUbrlrariuaimente Y acre~itar njediante reeibo'oficial, el pago

de los der'echoScorrespondlentaspor eada'Unode los;af\os en '.qlJe'.se:e'ncuertrevigente al permiso,

de confdrmidlJldcon)Q dispuesto en el articulo 159, de la,Ley j=~qeral.de parachos" liigente. .

.EI acre~it~~iento d~~ago 'd~"IOSderech.osdebera V~ri~~[Sa a m'as'tard'~r,dentrod~los 25 dias

naturales siguientes a Jafecha de. otorgami~rito de este permisQ:.y;en .el caser de los anos

subsecuentes, el.plazops(aacraditar el pago'se contaraa partir' de la,fecha de l~ cualse haya

otorgado ClIChopermlso. '. . . '. .. ..... "..... ',., ........ . .

. ..... ..... ..'. . '.'" .;:

i.:;.'. .... AT EN.TAM:e.NTE ..•.,..." . '." --

,', .~~!;~~~o,;~"L" .

. ','

. Vo. Bo.

ELDIRECTO

AERONAUT
ROCA i

EXHIBIT C

LIST OF KEY PERSONNEL

NAME POSITION CITIZENSHIP TELEPHONE

=====================================================================

OWNER

PRESIDENT.

MANAGER

CHIEF PILOT

CHIEF OPS.

SR. ENRIQUE NIETO AGUADO

SR. ALEJANDRO NIETO AGUADO

CPA JORGE TORRES GOMEZ

CAP. GUSTAVO LEGARRETAG.

SRA. SOFIA AMADOR HDZ.

COMPANY ADDRESS FOR ABOVE PERSONNEL IS:

AERO ROCA, S.A. de C.V.

PARQUE FLORESTA # 221

FRACC. DEL PARQUE

CELAYA, GTO. 38010

MEXICO

MEXICAN

MEXICAN

MEXICAN

MEXICAN

MEXICAN

011-524-618-500D

011-524-618-5000

011-524-618-5000

011-524-618-5000

011-524-618-5000
FOREIGN AIR CARRIERS

CERTIFICATE OF INSURANCE

OST FORM 6411

of

AERO ROCA, S.A. de C.V.

ROCA "

EXHIBIT D
OffICe of Management and Budget

OffICe of InfonnaUon and Regulatory Affairs

Paperwork Reduction Proyect 2106-0030

Washington, D.C. 20591

and

AGENCY DISPLAY OF ESTIMATED BURDEN

The public reporting burden for this collection of information is estimated to average 30 mtnutes per response. If

you wish to comment on the accuracy .of the estimate or make suggestions for reducing thi& burden, please direct

your comments to; DOT and OMS at the following addresses:

U.S. Department of Transportation

Federal Aviation Administration

Right Standards Service, AFS 260

800 Independence Avenue, S.W ..

1'~ ~-~.1

u.s. Department of

Transportation

OffIce of the Seaetary of

Transportation

FOREIGN AIR CARRIERS. CERTIFICATE OF INSURANCE

POLICIES OF INSURANCE FOR AIRCRAFT ACCIDENT BODILY INJURY AND PROPERTY DAMAGE LIABILITY

FILING INSTRUCTIONS: File an original of this form with the Federal Aviation Administration, Right Standards Service. Air Transportation Division,

Program Management Branch, AFS-260, 800 Independence Avenue, S.W., Washington DC 20591

(Please type infonnation, except signatures.)

THIS CERTIFIES THAT: MAPFRE TEPEYAC SA

(Name of Insurer)

has Issued a policy or policies of Aircraft Liability Insurance to AERO ROCA SA DE CV

PARQUE FLORESTA#221 FRACCIONAMIENTO DEL PARQUE CELAYA GUANAJUATO C.P. 38010

(Name and address of Insured Foreign AIr Carrier)

effective from MAY 20TH

, 2013 untll ten (10) days after written notice from the Insurer or carrier of the intent to termlnate coverage is

received by the Department of Transportation,

NOTE: Part 205 of the Department's Regulations does not allow for a predetermined termination date, and a certificate showing such a date is

unacceptable.

1. The Insurer (Check One):

lIB is licensed to issue aircraft insurance policies In the Unfted States;

X Is licensed or approved by the government of MEXICO to issue aircraft insurance policies: or

E Is an approved surplus line Insurer In toe State(s) of

2. The insurer assumes, under the policy or policies listed below, aircraft accident liability insured to minimums at least equal to the following during

operation, maintenance. or use of aircraft in -foreign air transportation- as that term Is defined in the Federal Aviation Act (C9mplete applicable section (s) below):

A. CANADIAN CHARTER AIR TAXI OPERATORS WITH PART 294 AUTHORITY ONLY

The aircraft covered by this policy have: (1) 30 or fewer passenger seats and a maximum payload capacity of 7.500 pounds or less: and/or

.(2) a maximum authorized takeoff wefght on wheels of no more than 35,000 pounds. (Check separate or combined covBrage as

approPriate):

E Separate Coverages: MnimumUmit

Policy No. Type of liability Each person Each OccUlTBnce

Combined Bodily Injury (Excluding Passengers other

than cargo attendants) and Property Damage liability $75.000 $2.000.oo0'(See note)

Passenger Bodily Injury Liability $75,000 $75,000 x 75% of total

number of

passenger seats

Installed in the aircraft

lIll Combined Coverage: This combined coverage is,a single limit of !isbflit)' for each occurrence at least equal to the required minimums

stated above for bodily Injury (excluding passengers), property damage, and passenger bodily Injury.

Policy No. Amount of Coverage

lIII This policy covers CARGO operations only and .excludes passenger liability insurance.

NOTE: If the aircraft covered by this policy have more than 30 passenger seats or more than a maxlmum payload capacfty of 7,500

pounds, the minimum limit per occurrence shall be $20,000,00.
OST Form 6411 OMB No. 2106-0030

B. FOREIGN AIR CARRIERS OPERATING SMALL AIRCRAFT

The aircraft covered by this policy are SMALL AIRCRAFT (i.e., with 60 or fewer passenger seats or with a maximum payload

capacity of 18,000 pounds or less). (Check separate or Combined coverage 8S 8ppropriate):

Il!I Separate Coverages: Mi'nimum Umlt

Each Occurrence

5300,000

$300.000

Type of Ueblfitr Each person

Combined Bodify Injury (Excluding Passengers other

than cargo attendants) and Property Damage L1ablilly

Passenger Bodily Injury Liability

Policy No.

52.000,000' (see nale)

5300,000 x 75% of

total number of

passenger seats

installed in the aircraft

X Combined Coverage: This combined coverage is a single limit of liability for each occurrence at least equal to the required minimums

stated above for bodily injury (excluding passengelS), property damaged, and passenger bodily Injury.

Policy No. 3601300000071 Amount of Coverage USD. 525'000.000.00

iii This policy covers CARGO operations only and excludes passenger Iiabilly insurance.

C. FOREIGN AIR CARRIERS OPERATING LARGE AIRCRAFT

The aircraft covered by this policy are LARGE AIRCRAFT (i.e., with more than 60 passenger seats or with a maximum payload capacity of

more than 18.000 pounds). (Check separate or combIned coveraga as appropriate):

S Separate Coverages: Minimum Umit

Each person Each Occurrence

5300,000

$300.000

Type of Usbilitv

Combined Bodily Injury (Excluding Passengars other

than cargo attendants) and Property Damage Uablilly

Passenger Bodily Injury

Policy No.

520,000,000 • (see nale)

$300.000 x 75% of

total number of

passenger seats

installed in the aircraft

:BiI Combined Coverage: This combined coverage is a single limit of liability for each occurrence at least equal to the required minimums

stated above for bodily Injury (excluding passengers), property damaged, and passenger bodily injury.

Policy No.______________ Amount of Coverage _

.¥II This policy covers CARGO operations only and excludes pass~nger liability insurance.

3. The policy or policies listOd in this certificate Insure(s) (Check Onel:

iii Operations conducted with all aircraft operated by the Insured

ail Operations conducted with the following types of aircraft:

fi Operations with the following aircraft: (Use addnional page If necessary)

Make and Model

CESSNA CITATION BRAVO 550

FAA or Foreign Flag

Registration No.

)(A-ABE

4. Each policy listed In this certificate meets ot exceeds the requirements 10.14 CFR Part 205.

MAPFRE TEPEYAC, SA

(Name of Insurer)

PASEO DE LA REFORMA #243.

(Address)

COL CUAUHTEMOC, DELEGACION CUAUHTEMOC CP 06600

(City, State, Zip Code)

DULCE ADRIANA RODRIGUEZ GARCIA _

Contect (person who can verify the effectiveness of the coverage)

ORBE AGENTE DE SEGUROS Y DE FIANZAS

(Name of Broker. If applicable)

All. CIRCUNVALACION AGUSTIN YANEZ 2534

(Address)

COL ARCOS VALLARTA. GUADALAJARA. JALISCO

(Cily. State. Zip Code)

ADAN JESUS GONZALEZ PEREZ

(Officer or authorized representative)

(S;gnature. if 8ppHcable]

lIlA Y 20TH •• 2013

(Date)

55 6592 9000 7466 I

(Atea Code, Phone Number) (Area Code, Fax Number) (Aree Code, Fax Number)

Slgnalure)

20TH• 2013

(Dala))