!"#   $# " %# & %$'   # (" %" $("&&# $# ("'# &&&#&$"##'")"#"("'#'") "# *% % #") ' $+("&&#,'$("###&("'#!"#()%#$##(-!)%'$%#+(.$"''$("(!()(#&$''"/0%"#$##*"#'$("%(!()(###")1(#(!(""#&"2!"#%#""####'$##
&%"$$("&&#("'%"")&%#'")"#"$"&' % '$%# +( .$"',# (-" & %(!()(#$'""#%"2&'%(#+("&&#("'%"%$'#&'%(!()(#*#'")")*")"$"&'%("%"("((()#'")#$##34%# '#"#  $#
1 561 71%68 "  5  71%  8 "# *(( "# %$',######%'"/)$(" 4"!()  % (# %" $("&&# %"4 #"#& % 9'#  #%* "$$("!() & %4("#:$7KH +RQRUDEOH 'DYLG ' 'RZG -U 8QLWHG 6WDWHV 'LVWULFW -XGJH IRUWKH 1RUWKHUQ 'LVWULFW RI 2KLR VLWWLQJ E\ GHVLJQDWLRQ5(&200(1'(' )25 )8//7(;7 38%/,&$7,213XUVXDQW WR 6L[WK &LUFXLW 5XOH (/(&7521,& &,7$7,21  )(' $SS 3 WK &LU)LOH 1DPH DS	
	
		

50; <0; = 0>>>>>>>>>>>>>>>>>+$521? 2;"(			,7< 2)(03+,6"(		@	
$$"(&'%="#.#&%?#.#&0##"'$%#AA6B'0.#C$'!6AAA."5(C!AAAD&C3=E"#F.?..#
  4 3!# D
0
 3 D G; .'$%#0##&
$$(("##+D  5.G ;
 '$%#0## &	


	
$$((#    4 3!# D
0
3 D G ; . '$%# 0## &$$(("##+D ")("25.G;
 '$%#0##&
$$((#.?..(4%$&%*%%3=E/7$8(4"#$""$.?..#0%##""$$"(&'%#,##'##"(&%$("&&#"$$(("#,'$("""#&"#"$$((#%)&'$%# "?"(?&) .&%'$%# +( .$"' 7H+.I8  0% '$(""(( %" % ) & '$%# %" "  ""(#'" *% #$  " &&# #2$'  % +.  "% $("&& # " *% &'"(%(%"2&("%+.4'!1	%+.!""(4$##&$'%"2&'"/
((&%$("&&#$"$"%(4$## *%% 4(4 :"'"# " 4"#"####'#   ")  1 % +. $!(#% "&'" D(( (# % (!( ""# &$'&"2!"#$%#""####'#(#(4&%1""#**'&%(4*'&4**%"#:*!("20% D(( #" %" % $'"( (# *( !&&4&*)"#0%&#""#"2( &4 &% #:!("2 &'"(# *$''"/")6A1%"*)"#("  % +. '" # # " ("#  &	
	


$'#$%"((#'" "#%$("&&#" !	4'"%(!()(#"#(%"4:$%"%)*(!%0%!(4#%*4%"%'$##!()%" *(( ! %  $' #$ " "((()#'") "2 #  '" %" % &"( $'  % #%( ! " "# " #'") "#$""&'%"("&#'"
(%"*("((*'$()#H#%%#I%%$#%"$'*(#$"((#'"" (!() # *( " % #"#("!4"'()"'$(),##"&&"%##*(##"(()'""4%$*%%"#*"#(-"&"#!#""($%"&&("##0%##""#"!('"'"2$'$()#*%$"($("&*&"((#'""2'")'%#)"#!&"&"($';%"##'&" "((() #'") "2 # % (4"#'") " 4 *% % (* "2 #  "H"$(I""4#'$()'""#	 56 " A	F$
 
 	 %&'
56J7
%18"#%"&#'""")&	%"#%'&("%"0%&"%""$"("&&'")'")'""(-#%"#%"""#"&&5%"###&%"!4%#,##'##%$("&&#,'$("#
55 .A	


	
*%%%"H$("&&#"((%"*"2*(%"4 &((* ")% ! " "( #'")$%&'%(#I1

5"A6!	"#	
	(!'56AJ
A	7
%
8F%
')			%*	 +,+ 
J 5$$ 	1 1A 7.  
87 "#  #  "$$() !"# # &&""(() "( $() # '()  && & $"##'")"#84%"'$"$()#"#%"#(""#"$'#&'"9#"!((#"#""5#"#'#"2"H:$# '$()#  " 4"(() $ $ &("!()I-

			&A	5	6J7	%180"((*'$()#%"(("(!()#%'##*(!" #!#""( ") & '$()# *% %"4 '"2'$"#"&&##!"#$%(#0%## " '$" #" 4 %" '") ## "  ! # & #4"( )"# "& %) "$'("'#	5"67#'##"#&('"#H"(()I8;&#" % $("&&# * $("  " "((()#'")(#")1F!%)&(%"#(4'!;$("&&#,#(%"4!!%""'%"('""#"#(&% (") % $"( (" *( %"4 "(( 9#""-""(#%"%"!$("&*)"#(%%"&#!(#%%#"#&"((##9"()*%$"#("*"#%""!'"#%"%"((#'"%$#"##($("&&#,:(# &' % (# & (!( ""# ! '()"&&% "2 %" (#  0%"# 4 "&%"(( #'" % $("&&# * #(( $"($'#"(%(%%$%"%)*(!	
	


67KHSDUWLHV GR QRW H[SODLQ ZK\ WKHVHFRQGURXQG RI SURPRWLRQVRFFXUUHG DIWHU WKH DSSDUHQW H[SLUDWLRQ GDWH RI WKH URVWHU KRZHYHU WKLVSRLQW LV QRW LPSRUWDQW WR WKLV DSSHDO$'#&'%(!()(#&%$("&&#*#(%%&##0%"&$("&&#%"?:+""
4D"+"$(#"+""+(&(%"#*%% 9"( '$()' $$) ''## 4'!	+("&&""
;"(&(&")#("   4'!   %  #'## %$("&&#,%"#B"((&*%%%"!&('%"'%#"&$'("&%(!()(#B&H&"( &(% %" *% %' #$& !)("*I  0%$("&&# 4"& % #"'() &(%'$("&"(5!")6%'$("'#&%:4&&#&%+.(&"?&)"!("2'"(#0%'$(""((#%"%#''"&%#$## "# *(( "#%# *%' '""' ("#$#!()   % ## (!"() #  #'" ""# *% &'"(#  % $'"($##0%'$("#$&"(()"((#%"%+."%$&'$()#"4"&%#!)4%'"#*#9##%"%'""'2*! % # " !) 4 %' # 9## & #)$$##+("&&# &( %# 4( " "(( ""(#'"  J = K AAA	7&8 J =K6"0##KJ67"8"%1&"#&("'#'##$"()#"&('"##+("&&##$"&("'"'%'$("("&)%%""%$'&'%(!()(##"#$"""&#'"0%#"!%'#")A&%"$("&&#%"&"('()&(%%"#"%"%#J	


	
,I D FKDUJH LV SXUVXHG ZLWK WKHHTXLYDOHQW VWDWH DJHQF\ D SODLQWLIIKDV  GD\V LQ ZKLFK WR EULQJ D FKDUJH ZLWK WKH ((2&  86& HH 7KLV H[WHQGHG ILOLQJ SURYLVLRQGRHV QRWDIIHFW WKHSUHVHQW FDVH H[FHSW WKDW FHUWDLQ SUHFHGHQWV GLVFXVV D  GD\ UXOH$OWKRXJK WKH 3GLVFULPLQDWRU\ DFW ́ LQ WKLV FDVH PD\ EH WKH FRDFKLQJRI SUHIHUUHGHPSOR\HHV WKHSDUWLHV DQG PRVW RI WKH FDVH ODZ DSSDUHQWO\ILQG LW PRUH FRQYHQLHQW WR LGHQWLI\ WKH SURPXOJDWLRQ RI DQ HOLJLELOLW\ URVWHUDV WKH LQLWLDO GLVFULPLQDWRU\ DFW$SSHOODQWV DSSDUHQWO\ FRQFHGH WKDW D UXOLQJ RQ 3FRQWLQXLQJ DFWV ́XQGHU  HH LV GLVSRVLWLYH RQ ZKHWKHU SODLQWLIIV ILOHG WLPHO\XQGHU  86&   DQG 7HQQHVVHH &RGH  D%& (  $  0% #  /'")"$("&&#'()&("&
$$"(4&"#'")"0(L&%4(%#
&1JJ=KKAAA#9" $("&& '#'() &( " %" *%%  !.
/156JJJ1 71%J8 
 %"&#'"'#! &( *%%*%A")#"&%"((("*&('$()'$"J=KAAA	78780%#"((  #'" "## # %" %# ' & &( #H " % ' % "(( #'") "I
5171%879'#
#-
	56	6
671%  88  0% $"# #'  " %" %H#'") "I  %# "#  *% %$'("&%(!()(#")10%$"# && %*4  *%% %  &H"#I*%%"#""*:$%#"( ( !# % $("&&#, '$(" *% %('"#$	
	


2*%*"#!$'I8F01$*
	#	A56
A
67187#"  %" %  4(" :$"$$(#*%%#4&"#'")$"H#%"#%#&#'")#)(##'$()'##I80%#!(4#%!4*#%"$'% &'""((()"$'# ##"H "I ! # '() % && & $4##'" #"%$&$'("&%#%""$"($("&&#"*"%""((#'"# (2()  $(") " $4"( (  % & "4"';%$'("&""((()"##"4 %" HM#%(    "(N O % "4" (") $# $%#%#,I	
	A571%  8 7" '8  5% % "((()"#%#"#*"#!#%$'#$##&*)"#"&#$'(" %&H%"M%&$'"%"#%("'$(),#"*"##&")"##%#%%#,I156"
	7"'8 " % &" %" % +.,# (!() (# *"#"(#&""%"%%$$"""('""&%(#*"#'$(!#%#"#% (#"(""*
#%$("&&#%$'#*'""(()"2&'%(!()(#"")#'"%'$("&%(#%&""("()$(")"(
571%8*%%$("&&#"((%"%''!#%$"'#)#'*"#%#(&#'""("'%"%#&%#)#'#"4("  0%  #"%" HNO% 4#''!#"''!#%"#!'"%#)#'$""(()I"%"H$("&&#,"#&"*"# *% %)(" &% ("##&" "# ''!#I ' " 1
   0% &""( "() & "(!()(# "(#&(%   !		


	
$V WR WKH SODLQWLIIV ZKR KDG SDVVHG WKH H[DPLQDWLRQ DQG PDGH WKHOLVW WKH FRXUW GLVPLVVHGWKHLU FKDUJHV EHFDXVH WKH FRPSODLQW KDG EHHQILOHG RYHU RQH DQG D KDOI \HDUV DIWHU H[SLUDWLRQ RI WKHOLVW  )G DW$'#%$("&&#*"#"4("!"# % "( & $'# *"# " #$"" "4"!(#9&%&"%"$("&&#*%%(#' "A6J0%0% "$$( !	"
234

	!1A5		768*%*#)&&%#%"((%4"()&"4(#4:"'"%"*"###"!(#%% "2&"$'# #0%""%(%"%#"&('"#!"%")%#*"#$'(""("#"#%#$("&&#*%%"'"%(#'"	"#%0%%"#% &' " "((() " # "# " " &#'" # &' % "( "# &#'" 5#)236
	

	!)
23616656 7  A8 $("&&# "(( %" % * E2+( .$"',# 4( #4 :"'# "'# 1
A*#'")0%9#5#*"#*%%%&"%"''")#'")"#"&
%)"*%%0(L *"#'""$$("!('$"(#'"J
0%$%(%# ,# %( %" H% $"',# (" (!() (## &( $&'"  #'"):"'"##"$"'&#'")%*%%'"()*%%("#$#*"#%&&%(##B%"#!&
JI'"J
J0%/ % 4* %" % $"4 4  % %$*"#%$'("&%(!()(##"%"%$"',#&#"(#%*'()&&#&"(#'")'"J	F	"
236156J6J787)&(%"#''((!()(#:$!"#*"#"%"$%"%$("&&H#%(%"4	
	


7KH DSSHOODQWV DOVRDSSHDU WRFRQFHGH WKDW WKH VHFRQG FDWHJRU\ RIFRQWLQXLQJ DFWV ZKLFK DULVHV ZKHQ WKHUH LV D ORQJVWDQGLQJ DQGGHPRQVWUDEOH SROLF\ RI GLVFULPLQDWLRQVHH 'L[RQ )G DW  GRHVQRW DSSO\ WR WKLV FDVH0%"*"#&H"#I"()%&# # '"  %# "$$"(  0% &# ") &"#"##*%%#"###&#'")"#!"
/51
1

71%8 #%""#%##&"#'")!%"((%)"#("#&%##'") "# &"((# *%%('"#$';*4""(#%"## %" % ('"# $ !#    #$# #'")"#%'#(4#"%%"#$#% &&# & $"# #'") "# 5"17	3!		&
JJ=	A	7A8"(	
J6=		67

88+("&&#  %" &"# '' " #$""#'")""%'%)$'#'%!"##&%"((()&("*(!()(#+("&&#$%"H"%'$'#""/!$#'#!4"("%"#'#!"2"" % #'"2 $## '# ! *    '*%%$'##%(!"*"%&#$(" " *%% % (# #(( (# % $'"($##I%%%"%&"#"%"%$'# "   %'#(4# #'") "#  &"# % # / *"#  #"%"H%""($'#%'#(4#"&"##"&&&%"(#'")"I0%:%%"#$*%%$'#&'""((()"(!()(##"#;*4%"" &*$'"##%"*%(  ()  $ ## %" %) "   1	


	
	3!		&
JJ=	A7A8%$("&&*"#"!"$&##*%("'#'"%!"##&%#""(2#*"#&"%!&%#%()"%"%*(4# # #"(() % $" % 4#) && %' "H'"("I%""((*%'"% &)"!&%*"#("#'"		62#"%"%'&&(%#%"''*%%*"#'""*%%*"#0%  #" & %" H'" &'$()'".("*""#"(")!4"!(#9&%"(&I' "	
	0%  %" % $$ &# # $ % ' & %#'") "#  $ % ' " *%% %#9#&%"#!"''#$"&('"	0%"%"HNO%'$%"###$%&&#&"('$()'##F"%#$*%%")$#4(":##I'7J6="8%$$'"##(	J6=		67

8*%%"&(%""*"#!"##%4("%'$"),#$()""#'$()'"&(%""#
(" & % '"" $()  ! (("( " =(##F!%$("&&%"!"$") % "( "# " %"  &(  %"#%"(( % & #" ' " 		J		  4'! 1 = $4 &% #"' &"&(%""#*%%"!'"$#"#'""(0%$("&&*"##"*%%%#!*"#%
"#"*'$()*%%$4##)#"#'"			%#("'%"% &"( #"*"#"H"I!"#H%#)#)#'4#$#&&%$"#(("("" %& $$"# % #9# & &!#'"I'"		
	
	


7KH VSHFLILF KROGLQJ LQ/RUDQFHZDV VXSHUVHGHG E\ VWDWXWH LQ 6HH 86&  HH0%/%""'#"%""(%%%#)#)#'%"#"'$"%$("&&,#$")" & !&# H% "( 9# # *%% ")$#4(":##I'"		5%"%*"#$#4("%'$%"#-%"H%#)#'#"(#$"I!"#%*"#"%"#'"#""#&'&'"('$()#%""# &' '$()##%" & "#'")"#&&()&'%#*%*'%(4"$'"##*
7877	&'JA=AA78*%%%%(%""("'&#'"!"#"&""(()"(#)#)#'!#"%'&"$&%#)#)#'*#"#&%$$#%"% # #    % )$ &#'"!*%%%$""###$"&" $&"$"##'")"*%%"#%#"4("*%%# &""(() "( #'$() 4 &&  $#'"  *%% "# % #  4("

1561
	71%687"'8()"%"&(&(*#%"4"$$(*%%##&"(!()(##0%&"#()$'"()0%"##%(%"%$'("&"&""(()"($'###%'&&("%""#!#9$'#%##!"##%"(#""#  !	'234

	!11
5A
J768$("&&#%"&"("4(#4:"'"#!) % ) & *"2  ' (!() & %$(&�%%(%"#&%(#)