Federal Register / Vol. 87, No. 7 / Tuesday, January 11, 2022 / Notices 1469 

11 15 U.S.C. 78s(b)(3)(A). 

12 17 CFR 240.19b–4(f)(2). 

13 15 U.S.C. 78s(b)(2)(B). 14 17 CFR 200.30–3(a)(12). 

of the purposes of the Act. Specifically, 

the Exchange believes that the proposed 

change will reflect the fee that will be 

assessed by FINRA for Form U4 filings 

as of January 2, 2022 and will thus 

result in the same regulatory fees being 

charged to all Participants required to 

report information to the CRD system 

and for services performed by FINRA, 

regardless of whether or not such 

Participants are FINRA members. 

C. Self-Regulatory Organization’s 

Statement on Comments on the 

Proposed Rule Change Received From 

Members, Participants, or Others 

No written comments were solicited 

or received with respect to the proposed 

rule change. 

III. Date of Effectiveness of the 

Proposed Rule Change and Timing for 

Commission Action 

The foregoing rule change is effective 

upon filing pursuant to Section 

19(b)(3)(A) 11 of the Act and 

subparagraph (f)(2) of Rule 19b–4 12

thereunder, because it establishes a due, 

fee, or other charge imposed by the 

Exchange. 

At any time within 60 days of the 

filing of such proposed rule change, the 

Commission summarily may 

temporarily suspend such rule change if 

it appears to the Commission that such 

action is necessary or appropriate in the 

public interest, for the protection of 

investors, or otherwise in furtherance of 

the purposes of the Act. If the 

Commission takes such action, the 

Commission shall institute proceedings 

under Section 19(b)(2)(B) 13 of the Act to 

determine whether the proposed rule 

change should be approved or 

disapproved. 

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views, and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s internet 

comment form (http://www.sec.gov/ 

rules/sro.shtml); or 

• Send an email to rule-comments@

sec.gov. Please include File Number SR– 

NYSECHX–2021–18 on the subject line. 

Paper Comments 

• Send paper comments in triplicate 

to: Secretary, Securities and Exchange 

Commission, 100 F Street NE, 

Washington, DC 20549–1090. 

All submissions should refer to File 

Number SR–NYSECHX–2021–18. This 

file number should be included on the 

subject line if email is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

internet website (http://www.sec.gov/ 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for website viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street NE, 

Washington, DC 20549 on official 

business days between the hours of 

10:00 a.m. and 3:00 p.m. Copies of the 

filing also will be available for 

inspection and copying at the principal 

office of the Exchange. All comments 

received will be posted without change. 

Persons submitting comments are 

cautioned that we do not redact or edit 

personal identifying information from 

comment submissions. You should 

submit only information that you wish 

to make available publicly. All 

submissions should refer to File 

Number SR–NYSECHX–2021–18 and 

should be submitted on or before 

February 1, 2022. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.14

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2022–00268 Filed 1–10–22; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[SEC File No. 270–517, OMB Control No. 

3235–0575] 

Submission for OMB Review; 

Comment Request 

Upon Written Request, Copies Available 

From: Securities and Exchange 

Commission, Office of FOIA Services, 

100 F Street NE, Washington, DC 

20549–2736 

Extension: 

Regulation AC 

Notice is hereby given that pursuant 

to the Paperwork Reduction Act of 1995 

(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the 

Securities and Exchange Commission 

(‘‘Commission’’) has submitted to the 

Office of Management and Budget 

(‘‘OMB’’) a request for approval of 

extension of the previously approved 

collection of information provided for in 

Regulation Analyst Certification 

(‘‘Regulation AC’’) (17 CFR 242.500– 

505), under the Securities Exchange Act 

of 1934 (15 U.S.C. 78a et seq.). 

Regulation AC requires that research 

reports published, circulated, or 

provided by a broker or dealer or 

covered person contain a statement 

attesting that the views expressed in 

each research report accurately reflect 

the analyst’s personal views and 

whether or not the research analyst 

received or will receive any 

compensation in connection with the 

views or recommendations expressed in 

the research report. Regulation AC also 

requires broker-dealers to, on a quarterly 

basis, make, keep, and maintain records 

of research analyst statements regarding 

whether the views expressed in public 

appearances accurately reflected the 

analyst’s personal views, and whether 

any part of the analyst’s compensation 

is related to the specific 

recommendations or views expressed in 

the public appearance. Regulation AC 

also requires that research prepared by 

foreign persons be presented to U.S. 

persons pursuant to Securities Exchange 

Act Rule 15a–6 and that broker-dealers 

notify associated persons if they would 

be covered by the regulation. Regulation 

AC excludes the news media from its 

coverage. 

The collections of information under 

Regulation AC are necessary to provide 

investors with information with which 

to determine the value of the research 

available to them. It is important for an 

investor to know whether an analyst 

may be biased with respect to securities 

or issuers that are the subject of a 

research report. Further, in evaluating a 

research report, it is reasonable for an 

investor to want to know about an 

analyst’s compensation. Without the 

information collection, the purposes of 

Regulation AC could not be met. This 

regulation does not involve the 

collection of confidential information. 

The Commission estimates that 

Regulation AC imposes an aggregate 

annual time burden of approximately 

40,806 hours. The Commission 

estimates that the total annual internal 

cost of compliance for the 40,806 hours 

is approximately $20,923,582. 


khammond on DSKJM1Z7X2PROD with NOTICES
1470 Federal Register / Vol. 87, No. 7 / Tuesday, January 11, 2022 / Notices 

An agency may not conduct or 

sponsor, and a person is not required to 

respond to, a collection of information 

under the PRA unless it displays a 

currently valid OMB control number. 

The public may view background 

documentation for this information 

collection at the following website: 

www.reginfo.gov. Find this particular 

information collection by selecting 

‘‘Currently under 30-day Review—Open 

for Public Comments’’ or by using the 

search function. Written comments and 

recommendations for the proposed 

information collection should be sent 

within 30 days of publication of this 

notice to (i) www.reginfo.gov/public/do/ 

PRAMain and (ii) David Bottom, 

Director/Chief Information Officer, 

Securities and Exchange Commission, 

c/o John R. Pezzullo, 100 F Street NE, 

Washington, DC 20549, or by sending an 

email to: PRA_Mailbox@sec.gov. 

Dated: January 5, 2022. 

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2022–00251 Filed 1–10–22; 8:45 am] 

BILLING CODE 8011–01–P 

DEPARTMENT OF STATE 

[Public Notice: 11621] 

Notice of Determinations; Culturally 

Significant Objects Being Imported for 

Exhibition—Determinations: ‘‘Meret 

Oppenheim: My Exhibition’’ Exhibition 

SUMMARY: Notice is hereby given of the 

following determinations: I hereby 

determine that certain objects being 

imported from abroad pursuant to 

agreements with their foreign owners or 

custodians for temporary display in the 

exhibition ‘‘Meret Oppenheim: My 

Exhibition’’ at the Menil Collection, 

Houston, Texas; the Museum of Modern 

Art, New York, New York; and at 

possible additional exhibitions or 

venues yet to be determined, are of 

cultural significance, and, further, that 

their temporary exhibition or display 

within the United States as 

aforementioned is in the national 

interest. I have ordered that Public 

Notice of these determinations be 

published in the Federal Register. 

FOR FURTHER INFORMATION CONTACT: Chi 

D. Tran, Program Administrator, Office 

of the Legal Adviser, U.S. Department of 

State (telephone: 202–632–6471; email: 

section2459@state.gov). The mailing 

address is U.S. Department of State, L/ 

PD, 2200 C Street NW (SA–5), Suite 

5H03, Washington, DC 20522–0505. 

SUPPLEMENTARY INFORMATION: The 

foregoing determinations were made 

pursuant to the authority vested in me 

by the Act of October 19, 1965 (79 Stat. 

985; 22 U.S.C. 2459), E.O. 12047 of 

March 27, 1978, the Foreign Affairs 

Reform and Restructuring Act of 1998 

(112 Stat. 2681, et seq.; 22 U.S.C. 6501 

note, et seq.), Delegation of Authority 

No. 234 of October 1, 1999, Delegation 

of Authority No. 236–3 of August 28, 

2000, and Delegation of Authority No. 

523 of December 22, 2021. 

Stacy E. White, 

Deputy Assistant Secretary for Professional 

and Cultural Exchanges, Bureau of 

Educational and Cultural Affairs, Department 

of State. 

[FR Doc. 2022–00272 Filed 1–10–22; 8:45 am] 

BILLING CODE 4710–05–P 

SUSQUEHANNA RIVER BASIN 

COMMISSION 

Grandfathering (GF) Registration 

Notice 

AGENCY: Susquehanna River Basin 

Commission. 

ACTION: Notice. 

SUMMARY: This notice lists 

Grandfathering Registration for projects 

by the Susquehanna River Basin 

Commission during the period set forth 

in DATES. 

DATES: December 1–31, 2021. 

ADDRESSES: Susquehanna River Basin 

Commission, 4423 North Front Street, 

Harrisburg, PA 17110–1788. 

FOR FURTHER INFORMATION CONTACT: 

Jason E. Oyler, General Counsel and 

Secretary to the Commission, telephone: 

(717) 238–0423, ext. 1312; fax: (717) 

238–2436; email: joyler@srbc.net. 

Regular mail inquiries May be sent to 

the above address. 

SUPPLEMENTARY INFORMATION: This 

notice lists GF Registration for projects, 

described below, pursuant to 18 CFR 

806, subpart E for the time period 

specified above: 

Grandfathering Registration Under 18 

CFR Part 806, Subpart E 

1. Elkview Country Club, GF 

Certificate No. GF–202112196, 

Greenfield and Fell Townships, 

Lackawanna County, Pa.; Crystal Lake; 

Issue Date: December 17, 2021. 

2. Big Heart Pet Brands, Inc., GF 

Certificate No. GF–202112197, South 

Centre Township, Columbia County, 

Pa.; Well 3; Issue Date: December 29, 

2021. 

3. Huntingdon Borough—Public 

Water Supply System, GF Certificate 

No. GF–202112198, Huntingdon 

Borough, Huntingdon County, Pa.; 

Standing Stone Creek; Issue Date: 

December 29, 2021. 

4. Kunzler & Company, Inc.—Tyrone 

Facility, GF Certificate No. GF– 

202112199, Snyder Township, Blair 

County, Pa.; consumptive use; Issue 

Date: December 29, 2021. 

5. Pennsylvania Fish & Boat 

Commission—Cooperative Hatcheries 

and Nurseries, GF Certificate No. GF– 

202112200, various municipalities and 

counties, Pa.; see Addendum; Issue 

Date: December 29, 2021. 

6. Pioneer Hi-Bred International, Inc., 

GF Certificate No. GF–202112201, East 

Earl Township, Lancaster County, Pa.; 

Pequea Creek; Issue Date: December 29, 

2021. 

Authority: Public Law 91–575, 84 

Stat. 1509 et seq., 18 CFR parts 806, 807, 

and 808. 

Dated: January 6, 2022. 

Jason E. Oyler 

General Counsel and Secretary to the 

Commission. 

[FR Doc. 2022–00318 Filed 1–10–22; 8:45 am] 

BILLING CODE 7040–01–P 

SUSQUEHANNA RIVER BASIN 

COMMISSION 

Projects Approved for Minor 

Modifications 

AGENCY: Susquehanna River Basin 

Commission. 

ACTION: Notice. 

SUMMARY: This notice lists the minor 

modifications approved for a previously 

approved project by the Susquehanna 

River Basin Commission during the 

period set forth in DATES. 

DATES: December 1–31, 2021. 

ADDRESSES: Susquehanna River Basin 

Commission, 4423 North Front Street, 

Harrisburg, PA 17110–1788. 

FOR FURTHER INFORMATION CONTACT: 

Jason E. Oyler, General Counsel, 

telephone: (717) 238–0423, ext. 1312; 

fax: (717) 238–2436; email: joyler@

srbc.net. Regular mail inquiries may be 

sent to the above address. 

SUPPLEMENTARY INFORMATION: This 

notice lists previously approved 

projects, receiving approval of minor 

modifications, described below, 

pursuant to 18 CFR 806.18 or to 

Commission Resolution Nos. 2013–11 

and 2015–06 for the time period 

specified above: 

Minor Modification Issued Under 18 

CFR 806.18 

1. Seneca Resources Company, LLC, 

Docket No. 20210611, Sergeant and 

Norwich Townships, McKean County, 


khammond on DSKJM1Z7X2PROD with NOTICES