1 

 IN THE UNITED STATES DISTRICT COURT 

 FOR THE SOUTHERN DISTRICT OF OHIO 

 EASTERN DIVISION 

UNITED STATES OF AMERICA 

 vs. Criminal Action 2:17-cr-215(1) 

 JUDGE JAMES L. GRAHAM 

ROBERT ANTHONY LISTON, JR. 

 

REPORT AND RECOMMENDATION 

 Defendant Robert Anthony Liston, Jr., is charged by way of 

Indictment with being a felon in possession of a firearm, in violation 

of 18 U.S.C. §§ 922(g)(1), 924(a). The United States of America and 

defendant entered into a plea agreement, executed pursuant to the 

provisions of Rule 11(c)(1)(B) of the Federal Rules of Criminal 

Procedure, whereby defendant agreed to enter a plea of guilty to that 

charge.1

 On January 4, 2018, defendant, accompanied by his counsel, 

appeared for a change of plea proceeding. Defendant consented, 

pursuant to 28 U.S.C. §636(b)(3), to enter a guilty plea before a 

Magistrate Judge. See United States v. Cukaj, 2001 WL 1587410 at *1 

(6th Cir. 2001) [Magistrate Judge may accept a guilty plea with the 

express consent of the defendant and where no objection to the report 

and recommendation is filed]; United States v. Torres, 258 F.3d 791, 

796 (8th Cir. 2001); United States v. Dees, 125 F.3d 261, 263-69 (5th

Cir. 1997); United States v. Ciapponi, 77 F.3d 1247, 1251 (10th Cir. 

1996). 

 During the plea proceeding, the undersigned observed the 

appearance and responsiveness of defendant in answering questions. 

Based on that observation, the undersigned is satisfied that, at the 

 1 The signature page of the Plea Agreement erroneously refers to the 

wrong defendant. At the change of plea proceeding, the parties orally agreed 

that the reference should be to defendant Robert Anthony Liston, Jr. Under 

the Plea Agreement, defendant agreed to the forfeiture provision contained in 

the Indictment. The Plea Agreement also includes an appellate waiver provision 

which preserves only certain claims for appeal or challenge. 
time he entered his guilty plea, defendant was in full possession of 

his faculties, was not suffering from any apparent physical or mental 

illness, and was not under the influence of narcotics or alcohol. 

 Prior to accepting defendant’s plea, the undersigned addressed 

defendant personally and in open court and determined his competence 

to plead. Based on the observations of the undersigned, defendant 

understands the nature and meaning of the charge in the Indictment and 

the consequences of his plea of guilty to that charge. Defendant was 

also addressed personally and in open court and advised of each of the 

rights referred to in Rule 11 of the Federal Rules of Criminal 

Procedure. 

 Having engaged in the colloquy required by Rule 11, the Court 

concludes that defendant’s plea is voluntary. Defendant acknowledged 

that the plea agreement signed by him, his attorney and the attorney 

for the United States and filed on November 27, 2017, represents the 

only promises made by anyone regarding the charge in the Indictment. 

Defendant was advised that the District Judge may accept or reject the 

plea agreement and that, even if the Court refuses to accept any 

provision of the plea agreement not binding on the Court, defendant 

may nevertheless not withdraw his guilty plea. 

 Defendant confirmed the accuracy of the material aspects of the 

statement of facts supporting the charge, which is attached to the 

Plea Agreement. He confirmed that he is pleading guilty to Count 1 of 

the Indictment because he is in fact guilty of that offense. The 

Court concludes that there is a factual basis for the plea. 

 The Court concludes that defendant’s plea of guilty to Count 1 of 

the Indictment is knowingly and voluntarily made with understanding of 

the nature and meaning of the charge and of the consequences of the 

plea. 

 It is therefore RECOMMENDED that defendant’s guilty plea to Count 

1 of the Indictment be accepted. Decision on acceptance or rejection 

of the plea agreement was deferred for consideration by the District 

Judge after the preparation of a presentence investigation report. 
3 

 In accordance with S.D. Ohio Crim. R. 32.1, and as expressly 

agreed to by defendant through counsel, a written presentence 

investigation report will be prepared by the United States Probation 

Office. Defendant will be asked to provide information; defendant’s 

attorney may be present if defendant so wishes. Objections to the 

presentence report must be made in accordance with the rules of this 

Court. 

 If any party seeks review by the District Judge of this Report 

and Recommendation, that party may, within fourteen (14) days, file 

and serve on all parties objections to the Report and Recommendation, 

specifically designating this Report and Recommendation, and the part 

thereof in question, as well as the basis for objection thereto. 28 

U.S.C. §636(b)(1); F.R. Civ. P. 72(b). Response to objections must be 

filed within fourteen (14) days after being served with a copy 

thereof. F.R. Civ. P. 72(b). 

 The parties are specifically advised that failure to object to 

the Report and Recommendation will result in a waiver of the right to 

de novo review by the District Judge and of the right to appeal the 

decision of the District Court adopting the Report and Recommendation. 

See Thomas v. Arn, 474 U.S. 140 (1985); Smith v. Detroit Federation of 

Teachers, Local 231 etc., 829 F.2d 1370 (6th Cir. 1987); United States 

v. Walters, 638 F.2d 947 (6th Cir. 1981). 

January 4, 2018 s/ Norah McCann King 

 Date Norah McCann King 

 United States Magistrate Judge