## EPA Checklist for Regional Haze SIPs Submitted Unde r 40 CFR 51.308 (8/04/06)

Purpose :
This checklist has been prepared by EPA staff to us e in reviewing regional haze SIPs to ensure that the SIPs have the necessary components. The checkl ist represents our best efforts to summarize the requirements of the regional haze rule but it i s not a regulation and does not change or substitute for any legal requirements in the Clean Air Act (CAA) or the regional haze rule. Any decisions regarding the completeness of a particula r SIP will be made based on the CAA and the relevant regulations. Therefore, interested partie s are free to raise questions and objections to the checklist and its use in a particular situation.

Acronyms and Terms :

BART is Best Available Retrofit Technology CAA is the Clean Air Act CAIR is Clean Air Interstate Rule EI is Emissions Inventory FLM is Federal Land Manager Glidepath is the linear rate of improvement suffici ent to attain natural conditions by 2064 LTS is Long Term Strategy RAVI is Reasonably Attributable Visibility Impairme nt RHR is the Regional Haze Rule RPO is Regional Planning Organization RPG is Reasonable Progress Goal

Notes :

1. This checklist is based on Appendix V to 40 CFR Part 51, and 40 CFR 51.308, as updated by the BART Rule (70 FR 39104, July 6, 2005), and t he trading rule, as proposed in 70 FR 44154, August 1, 2005. This checklist will be revi sed if necessary, should that be necessitated by the final version of the trading ru le.

2. All boxes should either be “Y” or “N/A” or the S IP may be deficient. 3. This checklist assumes the State will not be par ticipating in a trading program, or other alternative measure to BART. If this is not the ca se, then additional/alternative regulations that appear in 51.308(e)(2) and (3) apply. 4. Only the requirements from 51.308 pertaining to the current RH SIP submission, and not those pertaining to future revisions and/or reports required under 51.308(f), (g), and (h) (except for a SIP commitment to do them), were incl uded. 5. The “1999 RHR” is 64 FR 35714, July 1, 1999.

6. The “2005 BART Rule” is 70 FR 39104, July 6, 2005.

7. The “BART Guidelines” is Appendix Y to Part 51—Guidelines for BART Determina tions Under the Regional Haze Rule , 70 FR 39104, July 6, 2005.

8. The “Tracking Guidance” is the Guidance for Tracking Progress Under the Regional H aze Rule , EPA-454/B-03-004, September, 2003.

9. The “Attainment Guidance” is the Draft Guidance for Demonstrating Attainment of Air Quality Goals for PM2.5 and Regional Haze , January 2, 2001.

## EPA Checklist for Regional Haze SIPs Submitted Unde r 40 CFR 51.308 (8/04/06)

2 10. The “Natural Visibility Guidance” is the Guidance for Estimating Natural Visibility Conditions Under the Regional Haze Rule , EPA-454/B-03-005, September 2003.

11. The “Baseline Memo” is a memo, 2002 Base Year Emission Inventory SIP Planning: 8- Hour Ozone, PM2.5 and Regional Haze Programs , dated 11/18/2002, from Lydia Wegman to the Regional Air Directors.

12. The “draft RPG Guidance” is the Draft Guidance for Setting Reasonable Progress Goal s Under the Regional Haze Program , dated November 28, 2005.

13. The “Visibility Monitoring Guidance” is Visibility Monitoring Guidance, EPA-454/R-99- 003, June 1999.

14. The “EI Guidance” is the Emissions Inventory Guidance for Implementation of Ozone and Particulate Matter National Ambient Air Quality Sta ndards (NAAQS) and Regional Haze Regulations , EPA-454/R-05-001, dated August, 2005.

15. The “Interim Fire Policy” is the Interim Air Quality Policy on Wildland and Prescrib ed Fires , April 23, 1998.

* Requirements that do not apply to States without Class I areas are denoted by an asterisk.

## EPA Checklist for Regional Haze SIPs Submitted Unde r 40 CFR 51.308 (8/04/06)

3 Y/N

or NA 

### Regulation Citation Regulation Summary ( not verbatim ) Location in SIP References

Administrative Requirements from Appendix V to Part 51

Y 2.1(a) Has a letter of submittal from the governor/

designee, requesting EPA approval of the SIP been received? Cover letter

Y 2.1(b) Has the State provided evidence it has adopt ed

the legally enforceable portions of the plan in the State code or body of regulations; or issued the necessary permits, orders, consent agreements in final form? Subsections 11.10 and 11.11

Y 2.1(c) Has the State provided evidence it has the

necessary legal authority under State law to adopt and implement the plan? Subsection 11.11

2.1(d) Has the official State regulation /document

been signed/stamped/dated by the appropriate State official indicating that it is fully enforceable by the State? To be provided upon SIP approval

Y 2.1(e) Has the State provided evidence it followed

all of the procedural requirements of the State’s laws and constitution in the adoption/issuance of the plan? Section 12 and Attachments JJ and KK; draft rules prepared (Attachments FF and GG)

Y 2.1(f) Has the State provided evidence that public

notice was given of the proposed change consistent with procedures approved by EPA, including the date of publication of such notice? Attachments JJ

Y 2.1(g) Has the State provided a certification that

public hearings(s) were held in accordance with the information provided in the public notice and the State’s laws and constitution, if applicable? Attachments KK

Y 2.1(h) Has the State provided a compilation of publ ic

comments and the State’s response thereto? Attachments I and J
Technical Requirements from 40 CFR 51.308

N (b) Was the SIP submitted no later than

December 17, 2007? SIP was submitted on May 26, 2009, and resubmitted after revision on January 29, 2010.

## EPA Checklist for Regional Haze SIPs Submitted Unde r 40 CFR 51.308 (8/04/06)

4 Y/N

or NA 

### Regulation Citation Regulation Summary ( not verbatim ) Location in SIP References

Y (d) Did the State provide a table identifying each

mandatory Class I Federal area located within the State and in each mandatory Class I Federal area located outside the State affected by emissions from within the State? Subsection 2.1, Table 2.1 Visibility Monitoring

Guidance

Y * (d)(1) Did the State establish RPGs for each Class I

area that provide for an improvement in visibility for the most impaired days over the period of the SIP, and ensure no degradation in visibility for the least impaired days over the same period? Subsection 10.3, Table 10-8 • p. 35730 of the 1999

RHR

• p. 1-6 of the Tracking Guidance

• Attainment Guidance

• draft RPG Guidance

Y * (d)(1)(i)(A) In establishing RPGs for each Class I area, did

the State consider the costs of compliance, the time necessary for compliance, the energy and non-air quality environmental impacts of compliance, and the remaining useful life of any potentially affected sources, and include a demonstration showing how these factors were taken into consideration in selecting the goal? Subsections 10.2 thru 10.4 • p. 35731-33 of the 1999

RHR

• draft RPG Guidance

Y * (d)(1)(i)(B) Did the State submit the glidepath (i. e., rate of

progress needed to attain natural visibility conditions by 2064) for each Class I area? • Subsection 10.1, Table 10-1

• Subsection 11.8, Figures 11-1 and 11-3 thru 11-7 • p. 35727-33, 35 of the

1999 RHR

• Natural Visibility Guidance

• p. 39124, 39143 of the 2005 BART rule

• The Baseline Memo

Y * (d)(1)(i)(B) In establishing the RPG for each Class I area,

did the State calculate the uniform rate of improvement in visibility and the emission reduction measures needed to achieve it for the period covered by the SIP? • Subsection 10.1, Table 10-1

• Section 11

• Subsection 11.8, Figures 11-1 and 11-3 thru 11-7 • p. 35732 of the 1999

RHR

• draft RPG Guidance

NA * (d)(1)(ii) If the State establishes a RPG < the gli depath,

has it demonstrated, based on the factors in (d)(1)(i)(A), the rate of progress for the SIP to attain natural conditions by 2064 is not reasonable, and its RPG is reasonable? p. 35732 of the 1999 RHR

NA * (d)(1)(ii) If the State establishes a RPG < the gli depath,

did it provide to the public for review as part of its SIP, an assessment of the number of years it would take to attain natural conditions using its RPG? p. 35732 of the 1999 RHR

## EPA Checklist for Regional Haze SIPs Submitted Unde r 40 CFR 51.308 (8/04/06)

5 Y/N

or NA 

### Regulation Citation Regulation Summary ( not verbatim ) Location in SIP References

Y (d)(1)(iv) In developing its RPG, has the State con sulted

with those States that may reasonably be anticipated to cause or contribute to visibility impairment in the Class I areas? Section 3 p. 35735 of the 1999 RHR

Y (d)(1)(iv) If the State cannot agree with another S tate(s)

that a goal provides for reasonable progress, has the State described in its submittal the actions taken to resolve the disagreement? Subsection 3.2, Parts 3.2.3 and 3.2.4 p. 35732 of the 1999 RHR

Y * (d)(1)(vi) Has the State adopted RPGs that represen t at

least the visibility improvement expected from implementation of other CAA programs during the applicable planning period? Section 10 p. 35733 of the 1999 RHR

Y * (d)(2)(i) Has the State calculated baseline visibil ity

conditions for each Class I area for the most impaired and least impaired days using 2000 to 2004 monitoring data? Section 4.2, Tables 4.2 and 4.3 • p. 35728-30 of the 1999

RHR

• Natural Visibility Guidance

• Attainment Guidance

• Tracking Guidance

Y * (d)(2)(i) In calculating the baseline visibility

conditions, did the State estimate the average degree of visibility impairment for the most and least impaired days for each calendar year from 2000 to 2004, and then determine the average of these annual values? Section 4.2, Tables 4.2 and 4.3

Y * (d)(2)(i) If the State has Class I areas without on site

monitoring data for 2000 - 2004, did the State use the most representative available monitoring data for 2000 - 2004 to establish baseline values, in consultation with the EPA Regional Office? Subsection 5.3, Parts 5.3.3 and 5.3.4 • p. 35728-29 of the 1999

RHR

• Visibility Monitoring Guidance

Y * (d)(2)(iii) Did the State calculate natural visibil ity

conditions for the most impaired and least impaired days by estimating the degree of impairment based on available monitoring information and appropriate data analysis techniques? Subsection 5.2 • p. 35764, 35729-30 of the 1999 RHR

• Natural Visibility Guidance

Y * (d)(2)(iv)A Did the State calculate the number of

deciviews by which baseline conditions exceed natural visibility conditions for the most impaired and least impaired days for the first planning period? Subsection 4.2, Table 4-2 p. 35732 of the 1999 RHR

## EPA Checklist for Regional Haze SIPs Submitted Unde r 40 CFR 51.308 (8/04/06)

6 Y/N

or NA 

### Regulation Citation Regulation Summary ( not verbatim ) Location in SIP References

Y (d)(3) Did the State submit a LTS that addresses

visibility impairment for each Class I area, inside and outside the State, which may be affected by the State’s emissions? Section 11 p. 35734-35 of the 1999 RHR

Y (d)(3) Does the LTS include enforceable emissions

limitations, compliance schedules, and other measures as necessary to achieve the RPGs established by States having Class I areas? Subsections 11.10 and 11.11 p. 35734-35 of the 1999

RHR

Y (d)(3)(i) In establishing its LTS, did the State co nsult

with other State(s) to develop coordinated emission management strategies for cases in which it has emissions that are reasonably anticipated to contribute to visibility impairment in any Class I area located in those State(s)? Section 3 p. 35735 of the 1999 RHR

Y (d)(3)(i) In establishing its LTS, did the State co nsult

with other State(s) to develop coordinated emission management strategies for cases in which those State(s) have emissions that are reasonably anticipated to contribute to visibility impairment in any Class I area located within the State? Section 3

Y (d)(3)(ii) In establishing its LTS, where multiple

State(s) cause or contribute to impairment of the same Class I area, did the State include all measures necessary to obtain its share of the emission reductions needed to meet the RPG for the area? Subsection 11.9 p. 35735 of the 1999 RHR

Y (d)(3)(ii) In addressing (d)(3)(ii), above, if the State

participated in a RPO, did it ensure it included all measures needed to achieve its apportionment of emission reduction obligations agreed upon through that process? Subsection 11.9 p. 35735 of the 1999 RHR

Y (d)(3)(iii) In establishing its LTS, did the State

document the technical basis, including modeling, monitoring and emissions information, on which it is relying to determine its apportionment of emission reduction obligations necessary for achieving reasonable progress in each Class I area it affects? Subsections 11.1 and 11.2 • p. 35735 of the 1999

RHR

• EI Guidance

Y (d)(3)(iii) In addressing (d)(3)(iii), above, did t he State

identify the baseline emissions inventory on which its strategies are based? Subsection 6.1, Part 6.1.1 • p. 35728 of the 1999

RHR

• Baseline Memo

• EI Guidance

## EPA Checklist for Regional Haze SIPs Submitted Unde r 40 CFR 51.308 (8/04/06)

7 Y/N

or NA 

### Regulation Citation Regulation Summary ( not verbatim ) Location in SIP References

Y (d)(3)(iv) Did the State identify all anthropogenic

sources of visibility impairment considered by it in developing its LTS, including consideration of major and minor stationary sources, mobile sources, and area sources? Section 8 • p. 35735 of the 1999 RHR

• EI Guidance

Y (d)(3)(v)(A) In developing its LTS, did the State c onsider

the emission reductions due to ongoing air pollution control programs, including measures to address RAVI? Subsection 11.3 p. 35737 of the 1999 RHR

Y (d)(3)(v)(B) In developing its LTS, did the State c onsider

measures to mitigate the impacts of construction activities? Subsection 11.6 p. 35737 of the 1999 RHR

Y (d)(3)(v)(C) In developing its LTS, did the State c onsider

emissions limitations and schedules for compliance to achieve the reasonable progress goal? Subsection 11.10 p. 35737 of the 1999 RHR

Y (d)(3)(v)(D) In developing its LTS, did the State c onsider

source retirement and replacement schedules? Subsection 11.5 p. 35737 of the 1999 RHR

Y (d)(3)(v)(E) In developing its LTS, did the State c onsider

smoke management techniques for agricultural and forestry management purposes, including plans as currently exist within the State for these purposes? Subsection 11.7 • p. 35736 of the 1999 RHR

• Interim Fire Policy

Y (d)(3)(v)(F) In developing its LTS, did the State c onsider

enforceability of emissions limitations and control measures? Subsection 11.11 p. 35737 of the 1999 RHR

Y (d)(3)(v)(G) In developing its LTS, did the State c onsider

the anticipated net effect on visibility due to projected changes in point, area, and mobile source emissions over the period addressed by the LTS? Subsection 11.8 p. 35737 of the 1999 RHR

Y * (d)(4) Did the State submit with the SIP a

monitoring strategy for measuring, characterizing, and reporting of regional haze visibility impairment representative of all Class I areas within the State? Section 5 • p. 35744 of the 1999 RHR

• Attainment Guidance

• Tracking Guidance

• Visibility Monitoring Guidance

NA * (d)(4) Did the State coordinate the above monitorin g

strategy with the RAVI monitoring strategy in 51.305? p. 35717, 37, of the 1999 RHR

## EPA Checklist for Regional Haze SIPs Submitted Unde r 40 CFR 51.308 (8/04/06)

8 Y/N

or NA 

### Regulation Citation Regulation Summary ( not verbatim ) Location in SIP References

N * (d)(4)(i) Did the SIP provide for the establishment of

any additional monitoring sites or equipment needed to assess whether RPGs to address regional haze for all Class I areas within the State are being achieved? Subsection 5.2 (Current system is sufficient.) • p. 35744 of the 1999

RHR

• Attainment Guidance

• Tracking Guidance

• Visibility Monitoring Guidance

Y * (d)(4)(ii) Did the SIP establish procedures by whic h

monitoring data and other information are used in determining the contribution of emissions from within the State to regional haze visibility impairment at Class I areas both within and outside the State? Subsection 5.2 and Contribution Assessment (Attachment B) • p. 35744 of the 1999

RHR

• Attainment Guidance

• Tracking Guidance

• Visibility Monitoring Guidance

NA (d)(4)(iii) For a State with no Class I areas, did the SIP

establish procedures by which monitoring data and other information are used in determining the contribution of emissions from within the State to regional haze visibility impairment at Class I areas in other States? • p. 35744 of the 1999 RHR

• Attainment Guidance

• Tracking Guidance

• Visibility Monitoring Guidance

Y * (d)(4)(iv) Did the SIP provide for the reporting of all visibility monitoring data to EPA at least annually for each Class I area in the State? Subsection 5.2 • p. 35744-45 of the 1999 RHR

• Visibility Monitoring Guidance

Y (d)(4)(v) Did the SIP include a statewide EI of

pollutants that are reasonably anticipated to cause or contribute to visibility impairment in any Class I area? Section 6 Attainment Guidance

Y (d)(4)(v) Did the EI include emissions for a baseli ne

year, emissions for the most recent year for which data are available, and estimates of future projected emissions? Section 6 (The 2002 EI data represent both the baseline year and the most recent year for which reliable data are available.) • p. 35728-29 of the 1999

RHR

• Visibility Monitoring Guidance

• Attainment Guidance

Y (d)(4)(v) Did the SIP include a commitment to updat e

the EI periodically? Subsection 1.4, Part 1.4.2 EI Guidance

Y (d)(4)(vi) Did the SIP include other elements neces sary

to assess and report on visibility (e.g., reporting, recordkeeping, etc.)? Subsection 5.2

## EPA Checklist for Regional Haze SIPs Submitted Unde r 40 CFR 51.308 (8/04/06)

9 Y/N

or NA 

### Regulation Citation Regulation Summary ( not verbatim ) Location in SIP References

Y (e) Did the State submit a SIP containing

emission limitations representing BART, and schedules for compliance with BART, for each BART eligible source that may reasonably be anticipated to cause or contribute to any impairment of visibility in any Class I area? Section 9 BART Guidelines

Y (e)(1)(i) Did the SIP include a list of all BART-el igible

sources within the State with supporting documentation? Subsection 9.2 and Attachment X BART Guidelines

Y (e)(1)(ii) Did the SIP include a determination of B ART

for each BART-eligible source in the State that emits any air pollutant which may reasonably be anticipated to cause or contribute to any impairment of visibility in any Class I area? Subsection 9.3 and Attachment X BART Guidelines

Y (e)(1)(ii)(A) Did the SIP include a determination o f BART

based on an analysis of the best system of continuous emission control technology available, and associated emission reductions achievable for each source subject to BART within the State? Subsection 9.3 and Attachment X BART Guidelines

Y (e)(1)(ii)(A) In the BART analysis, did the State t ake into

consideration the technology available, the costs of compliance, the energy and nonair quality environmental impacts of compliance, any pollution control equipment in use at the source, the remaining useful life of the source, and the degree of improvement in visibility which may reasonably be anticipated to result from the use of such technology? Subsection 9.3 and Attachment X • BART Guidelines

• p. 39107, 127 of the 2005 BART Rule

NA (e)(1)(ii)(B) Did the State determine BART for foss il-fuel

fired power plants > 750 megawatts pursuant to the BART guidelines? BART facilities < 750 MW, but guidelines used • BART Guidelines

• p. 39108 of the 2005 BART Rule

NA (e)(1)(iii) If the State has determined that techno logical

or economic limitations on the applicability of measurement methodology to a particular source would make the imposition of an emission standard infeasible, has the State prescribed a design, equipment, work practice, or other operational standard, to require the application of BART, as an alternative to a BART emission standard? BART Guidelines

## EPA Checklist for Regional Haze SIPs Submitted Unde r 40 CFR 51.308 (8/04/06)

10 Y/N

or NA 

### Regulation Citation Regulation Summary ( not verbatim ) Location in SIP References

NA (e)(1)(iii) If the State adopted a design, equipmen t,

work practice, or other operational standard alternative to BART, did the State, to the degree possible, set forth the emission reduction to be achieved, and provide for compliance by means which achieve equivalent results? • BART Guidelines

• p. 39172 of the 2005 BART Rule

Y (e)(1)(iv) Has the State required each source subje ct to

BART to install and operate BART as expeditiously as practicable, but no later than 5 years after approval of the SIP? Subsection 9.5 p. 39158, 70, 72 of the 2005 BART Rule

Y (e)(1)(v) Has the State required each BART source t o

maintain the required control equipment and establish procedures to ensure such equipment is properly operated and maintained? Subsection 9.5 p. 39172 of the 2005 BART Rule

NA (e)(4) If the State is using its participation in C AIR

to exempt BART-eligible EGU’s from BART, has it included supporting documentation? p. 39136-42 of the 2005 BART Rule

NA (e)(4) If the State is using its participation in C AIR

to exempt BART-eligible EGU’s from BART, did it include provisions for a geographic enhancement to the program to address RAVI BART under 51.302(c)? p. 39143, 57 of the 2005 BART Rule

NA (e)(6) If a facility is seeking an exemption under

51.303(a)(2)–(h) for any of its BART-eligible emission units, has the appropriate documentation been included in the SIP? 40 CFR 51.303(a)(2)–(h)

Y (f) Has the State included a commitment it will

submit its SIP revision, as specified in 51.308(f), by July 31, 2018, and every ten years thereafter? Subsection 1.4, Part 1.4.2 • p. 35745 of the 1999

RHR

• Section 110(a)(2)(H) of the CAA

Y (g) Has the State included a commitment it will

submit its SIP report, as specified in 51.308(g), by an exact date named , that is within 5 years from submittal of the initial SIP? Subsection 1.4, Part 1.4.2 • p. 35745 of the 1999

RHR

• Section 110(a)(2)(F) of the CAA

Y (h) Has the State included a commitment it will,

at the time of the submission of the SIP report, also submit a determination of the adequacy of its existing Regional Haze SIP revision, as specified in 51.308(h)? Subsection 1.4, Part 1.4.2 • p. 35745 of the 1999

RHR

• Section 110(a)(2)(F) of the CAA

## EPA Checklist for Regional Haze SIPs Submitted Unde r 40 CFR 51.308 (8/04/06)

11 Y/N

or NA 

### Regulation Citation Regulation Summary ( not verbatim ) Location in SIP References

Y (i)(1)(i)-(ii) Did the State, by November 29, 1999, identify

in writing to the FLMs the title of the official to which any FLM can submit recommendations on the implementation of 51.308 including, (i) identification of impairment of visibility in any Class I area(s); and (ii) identification of elements for inclusion in the visibility monitoring strategy required by 51.305 and 51.308? Subsection 3.2, Part 3.2.5 p. 35747-48 of the 1999

RHR

Y (i)(2) Did the State provide the FLM an opportunity

for consultation, in person and at least 60 days prior to holding any public hearing on the SIP (or its revision)? Subsection 3.2, Part 3.2.5 p. 35747-48 of the 1999

RHR

Y (i)(2)(i)-(ii) Did the above consultation include t he

opportunity for the FLMs to discuss their: (i) assessment of impairment of visibility in any Class I area; and, (ii) recommendations on the development of the RPG and on the development and implementation of strategies to address visibility impairment? Subsection 3.2, Part 3.2.5 p. 35747-48 of the 1999

RHR

Y (i)(3) Did the State include in the SIP a descripti on

of how it addressed any comments provided by the FLMs? Subsection 3.2, Part 3.2.5, and Attachment I p. 35747-48 of the 1999

RHR

Y (i)(4) Does the SIP provide procedures for

continuing consultation between the State and FLMs on the implementation of 51.308, including development and review of SIP revisions and 5-year progress reports, and on the implementation of other programs having the potential to contribute to impairment of visibility in Class I areas? Subsection 3.2, Part 3.2.5 p. 35747-48 of the 1999

RHR