Federal Register / Vol. 80, No. 68 / Thursday, April 9, 2015 / Notices 19099 

15See 17 CFR 200.30–3(a)(12). 

1 15 U.S.C. 78s(b)(1). 

2 15 U.S.C. 78a. 

3 17 CFR 240.19b–4. 

4For a description of market sessions and hours 

on the Exchange, see Rule 4120(b)(4). DOT, DOTI, 

and LIST orders are defined below. 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for Web site viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street, NE., 

Washington, DC 20549, on official 

business days between the hours of 

10:00 a.m. and 3:00 p.m. Copies of the 

filing also will be available for 

inspection and copying at the principal 

office of the Exchange. All comments 

received will be posted without change; 

the Commission does not edit personal 

identifying information from 

submissions. You should submit only 

information that you wish to make 

available publicly. 

All submissions should refer to File 

No. SR–BYX–2015–20 and should be 

submitted on or before April 30, 2015. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.15

Brent J. Fields, 

Secretary. 

[FR Doc. 2015–08110 Filed 4–8–15; 08:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[File No. 500–1] 

In the Matter of AuraSound, Inc., C2C 

CrowdFunding, Inc., Convenience TV 

Inc., Global Security Agency Inc., and 

NewMarket Technology, Inc., Order of 

Suspension of Trading 

April 7, 2015. 

It appears to the Securities and 

Exchange Commission that there is a 

lack of current and accurate information 

concerning the securities of AuraSound, 

Inc. because it has not filed any periodic 

reports since the period ended 

December 31, 2011. 

It appears to the Securities and 

Exchange Commission that there is a 

lack of current and accurate information 

concerning the securities of C2C 

CrowdFunding, Inc. because it has not 

filed any periodic reports since the 

period ended September 30, 2012. 

It appears to the Securities and 

Exchange Commission that there is a 

lack of current and accurate information 

concerning the securities of 

Convenience TV Inc. because it has not 

filed any periodic reports since the 

period ended September 30, 2012. 

It appears to the Securities and 

Exchange Commission that there is a 

lack of current and accurate information 

concerning the securities of Global 

Security Agency Inc. because it has not 

filed any periodic reports since the 

period ended September 30, 2012. 

It appears to the Securities and 

Exchange Commission that there is a 

lack of current and accurate information 

concerning the securities of NewMarket 

Technology, Inc. because it has not filed 

any periodic reports since the period 

ended June 30, 2011. 

The Commission is of the opinion that 

the public interest and the protection of 

investors require a suspension of trading 

in the securities of the above-listed 

companies. Therefore, it is ordered, 

pursuant to Section 12(k) of the 

Securities Exchange Act of 1934, that 

trading in the securities of the abovelisted companies is suspended for the 

period from 9:30 a.m. EDT on April 7, 

2015, through 11:59 p.m. EDT on April 

20, 2015. 

By the Commission. 

Jill M. Peterson, 

Assistant Secretary. 

[FR Doc. 2015–08261 Filed 4–7–15; 4:15 pm] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–74644; File No. SR– 

NASDAQ–2015–031] 

Self-Regulatory Organizations; The 

NASDAQ Stock Market LLC; Notice of 

Filing and Immediate Effectiveness of 

Proposed Rule Change Regarding Rule 

4758 

April 3, 2015. 

Pursuant to Section 19(b)(1) 1 of the 

Securities Exchange Act of 1934 

(‘‘Act’’) 2 and Rule 19b–4 thereunder,3

notice is hereby given that, on March 

30, 2015, The NASDAQ Stock Market 

LLC (‘‘NASDAQ’’ or ‘‘Exchange’’) filed 

with the Securities and Exchange 

Commission (‘‘Commission’’) the 

proposed rule change as described in 

Items I, II, and III below, which Items 

have been prepared by the Exchange. 

The Commission is publishing this 

notice to solicit comments on the 

proposed rule change from interested 

persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

The Exchange proposes to amend 

Rule 4758 (Order Routing) to (a) explain 

the treatment of a DOT or DOTI order 

designated to participate in the closing 

only; (b) explain the treatment of a LIST 

order designated to participate in the 

closing only; and (c) explain the 

treatment of a LIST order in the afterhours market.4 The Exchange also 

proposes to make technical changes to 

further explain the language of the rule. 

The text of the proposed rule change 

is available at http://

nasdaq.cchwallstreet.com/, at the 

Exchange’s principal office, and at the 

Commission’s Public Reference Room. 

II. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

In its filing with the Commission, the 

Exchange included statements 

concerning the purpose of and basis for 

the proposed rule change and discussed 

any comments it received on the 

proposed rule change. The text of these 

statements may be examined at the 

places specified in Item IV below. The 

Exchange has prepared summaries, set 

forth in Sections A, B, and C below, of 

the most significant aspects of such 

statements. 

A. Self-Regulatory Organization’s 

Statement of the Purpose of, and the 

Statutory Basis for, the Proposed Rule 

Change 

1. Purpose 

The purpose of this proposed rule 

change is to amend subsection (a)(1)(A) 

of Rule 4758 to: (a) Explain the 

treatment of a DOT or DOTI order 

designated to participate in the closing 

only; (b) explain the treatment of a LIST 

order designated to participate in the 

closing only; and (c) explain the 

treatment of a LIST order in the afterhours market. The Exchange also 

proposes to make technical changes to 

further explain the language of the rule. 

NASDAQ offers its members optional 

routing functionality that allows them to 

use NASDAQ’s facilities to access 

liquidity available on other trading 

venues. The functionality includes a 

range of defined routing algorithms— 

known as strategies—that determine the 

destinations and pattern of routing. The 

particular pattern of routing to other 

venues associated with a particular 

strategy is referred to in Rule 4758 as 

the ‘‘System routing table.’’ All routing 

is designed to be conducted in a manner 

consistent with the requirements of 

Regulation NMS. 

NASDAQ currently offers a set of 

strategies designed to allow market 

participants to route orders to the 

primary market on which a security is 

listed. NASDAQ is proposing minor 


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19100 Federal Register / Vol. 80, No. 68 / Thursday, April 9, 2015 / Notices 

5STGY is a routing option under which orders 

check the System for available shares and 

simultaneously route the remaining shares to 

destinations on the applicable System routing table. 

If shares remain un-executed after routing, they are 

posted on the NASDAQ book. Once the order is on 

the book, if the order is subsequently locked or 

crossed by another accessible market center, the 

System routes the order to the locking or crossing 

market center. SCAN behaves similarly, but once 

the order is on the NASDAQ book, the System will 

not route the order to a locking or crossing market 

center. Although both options are described in Rule 

4758 as variations of the DOT strategy, NASDAQ’s 

system specifications refer to the SCAN option as 

either ‘‘DOTA’’ or ‘‘DOTD’’ and refer to the STGY 

option as ‘‘DOTM.’’ 

6 In the event that an opening or closing only 

order was returned to NASDAQ after the time of the 

open or close on the destination market, NASDAQ 

would cancel the order. 

7NYSE and NYSE MKT rules do not permit the 

entry of on close orders after 3:45 p.m. Eastern Time 

unless they are offsetting an imbalance. Since the 

Exchange is a pass through for these purposes and 

does not read imbalances, the System is set to reject 

at the 3:45 p.m. Eastern Time cut-off or later (or in 

the case of an early closing, to reject 15 minutes 

prior to the close or later), so that the Exchange is 

in synch with the rules of NYSE and NYSE MKT. 

As discussed, the Exchange adds language to ensure 

that the noted orders are rejected if there is an early 

market close. This is similar for DOT, DOTI, and 

LIST. 

8For additional explanation and clarity in 

subsection (a)(1)(A)(i), the Exchange proposes to 

add the phrase ‘‘if applicable’’ following ‘‘after 

attempting to execute in the opening or closing 

process.’’ 

9This option is referred to in system 

specifications as ‘‘DOTZ’’. 

10See also supra note 6. 

changes to these strategies to improve 

their functioning and make clear the 

language of the rule. As an example, 

NASDAQ currently offers the DOT 

strategy (which includes several 

variations) as a means of designating an 

order for routing to the New York Stock 

Exchange (‘‘NYSE’’) or NYSE MKT 

(formerly NYSE Amex) for participation 

in their respective opening or closing 

processes. DOT orders are routed 

directly to NYSE or NYSE MKT, as 

appropriate. After attempting to execute 

in the opening or closing process, if any 

shares remain unexecuted, DOT orders 

thereafter check the NASDAQ Market 

Center System for available shares and 

behave as SCAN or STGY orders, 

depending on the designation of the 

entering firm.5 DOTI and LIST strategies 

are discussed below. 

The Proposal 

First, NASDAQ is proposing to 

modify the language of subsection 

(a)(1)(A) of Rule 4758 to make it clear 

that a DOT order may be designated to 

participate in the opening only or in the 

closing only, with different outcomes. 

Currently, an order entered before the 

open (or close) that is designated as 

opening only (or closing only) will 

likely be cancelled by the destination 

market after the open (or close) in 

accordance with its terms and therefore 

will not return to NASDAQ, even if not 

executed in full. Similarly, if NASDAQ 

receives a DOT order after the security 

has opened (or closed) and the order has 

been designated to participate in the 

opening only (or closing only), the order 

will nevertheless be routed to NYSE or 

NYSE MKT (which would be expected 

to reject the order based on its 

designation as opening only or closing 

only).6 Specifically, the Exchange 

proposes in subsection (a)(1)(A)(i) of 

Rule 4758 to delete the option of a DOT 

order being designated to participate in 

the closing only at the proper time as 

described below, in which case a 

closing only order would be expected to 

be rejected by the destination market 

and would also be cancelled by 

NASDAQ if returned by the destination 

market. The Exchange proposes new 

language in subsection (a)(1)(A)(i) 

stating that if a DOT order entered in 

NYSE or NYSE MKT securities has been 

designated to participate in the closing 

only and is entered at 3:45 p.m. Eastern 

Time or later (or in the case of an early 

closing, is entered 15 minutes prior to 

the close or later), the order will be 

rejected.7 A DOT order entered in nonNYSE or non-NYSE MKT securities, 

however, will be treated as a SCAN or 

STGY order depending on the 

designation of the firm. The Exchange 

believes the proposed explanation of 

how DOT orders will be treated makes 

the rule clearer and easier to follow, and 

should serve to minimize any potential 

confusion regarding its application.8

The modifications make clear the 

processing logic for NYSE or NYSE 

MKT and non- NYSE or non-NYSE MKT 

orders. The modifications also make 

clear the processing logic for NYSE or 

NYSE MKT DOT orders designated to 

participate in the closing only and 

entered at 3:45 p.m. Eastern Time or 

later (or in the case of an early closing, 

entered 15 minutes prior to the close or 

later), which would be rejected. Also, 

the modifications make clear the 

processing logic for a non-NYSE or 

NYSE MKT DOT order, which would 

continue to be treated as SCAN or STGY 

orders depending on the designation of 

the firm. 

Second, NASDAQ is proposing 

similar changes to the DOTI routing 

strategy in subsection (a)(1)(A) of Rule 

4758 to make it clear that a DOTI order 

may be designated to participate in the 

opening only but not in the closing only 

under certain circumstances. Currently, 

DOTI is a routing option for orders that 

the entering firm wishes to direct to the 

NYSE or NYSE MKT without them 

returning to the NASDAQ Market 

Center. DOTI orders check the System 

for available shares and then are sent to 

destinations on the System routing table 

before being sent to NYSE or NYSE 

MKT, as appropriate. Alternatively, the 

member entering the order may opt to 

have it check the System and then be 

sent directly to NYSE or NYSE MKT, 

without routing to destinations on the 

System routing table.9 DOTI orders do 

not return to the NASDAQ Market 

Center book after routing. Specifically, 

the Exchange proposes in subsection 

(a)(1)(A)(ii)a. of Rule 4758 to delete the 

current option of a DOTI order being 

designated to participate in the closing 

only at the proper time as described 

below, in which case a closing only 

order would be expected to be rejected 

by the destination market and would 

also be cancelled by NASDAQ if 

returned by the destination market. The 

Exchange proposes new language in 

subsection (a)(1)(A)(ii)a. stating that if a 

DOTI order entered in NYSE or NYSE 

MKT securities has been designated to 

participate in the closing only and is 

entered at 3:45 p.m. Eastern Time or 

later (or in the case of an early closing, 

is entered 15 minutes prior to the close 

or later) it will be rejected.10 The 

Exchange believes the proposed 

explanation of how DOTI orders will be 

treated makes the rule clearer and easier 

to follow, and should serve to minimize 

any potential confusion regarding its 

application. As is the case with DOT, 

the modifications make clear the 

processing logic for NYSE or NYSE 

MKT DOTI orders designated to 

participate in the closing only and 

entered at 3:45 p.m. Eastern Time or 

later (or in the case of an early closing, 

entered 15 minutes prior to the close or 

later), which would be rejected. 

Third, NASDAQ is proposing similar 

changes to the LIST routing strategy in 

subsection (a)(1)(A) of Rule 4758 to 

make it clear how a LIST order 

designated to participate in the closing 

only will be handled. Currently, LIST is 

a routing option designed to allow 

orders to participate in the opening and/ 

or closing process of the primary listing 

market for a security, and to follow 

additional routing logic as described 

below. A LIST order received before the 

security has opened on its primary 

listing market will be routed to the 

primary listing market for participation 

in that market’s opening process. After 

the security has opened on its primary 

listing market, unexecuted shares will 

be returned to the NASDAQ system; the 

order would be returned only to the 

extent that the order has not been 

designated opening only and has not 


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Federal Register / Vol. 80, No. 68 / Thursday, April 9, 2015 / Notices 19101 

11Based on its designation as closing only, this 

type of eligible LIST order will nevertheless be 

routed to the primary listing market; based on its 

designation as closing only, such an order would 

be expected to be rejected by the destination 

market, and would also be cancelled by NASDAQ 

if returned by the destination market. Rule 

4758(a)(1)(A)(x). If the primary market for the 

security is NYSE or NYSE MKT, the order will be 

rejected because the cutoff is at 3:45 p.m. Eastern 

Time or later (or in the case of an early closing, is 

at 15 minutes prior to the close or later). See also 

supra note 6. 

12For example, orders with a time in force that 

is valid for extended hours trading. 

13 ‘‘Market Hours Day’’ or ‘‘MDAY’’ shall mean 

for orders so designated, that if after entry into the 

System, the order is not fully executed, the order 

(or unexecuted portion thereof) shall remain 

available for potential display and/or execution 

until 4:00 p.m. Eastern Time, unless canceled by 

the entering party, after which it shall be returned 

to the entering party. MDAY Orders shall be 

available for entry from 4:00 a.m. until 4:00 p.m. 

Eastern Time and for potential execution from 9:30 

a.m. until 4:00 p.m. Eastern Time. Rule 4751(h)(6). 

14 15 U.S.C. 78f(b). 

15 15 U.S.C. 78f(b)(5). 

been fully executed, rejected, or 

cancelled by the destination market. 

Thereafter, the order will check the 

System for available shares and 

simultaneously route the remaining 

shares to destinations on the System 

routing table. Any remaining shares will 

be posted on the book. As with DOT and 

DOTI, if a LIST order is received by 

NASDAQ before the destination market 

is able to receive orders for its opening 

process, the order will be held until 

such time as the destination market can 

receive it. The Exchange specifically 

proposes new language in subsection 

(a)(1)(A)(x) to state that for NYSE and 

NYSE MKT securities, LIST orders that 

have been designated to participate in 

the closing only and are entered at the 

3:45 p.m. Eastern Time cut-off or later 

(or in the case of an early closing, are 

entered 15 minutes prior to the close or 

later), will be rejected. This is the same 

as DOT and DOTI. Currently, the 

provision in subsection (a)(1)(A)(x) 

governing a LIST order that has been 

designated to participate in the closing 

only and is entered after the security has 

closed states that the order will 

nevertheless be routed to the primary 

listing market. The Exchange proposes 

to add language stating ‘‘unless the 

primary market for the security is NYSE 

or NYSE MKT.’’ 11 Accordingly, if a 

LIST order has been designated to 

participate in the closing only and is 

entered after the security has closed and 

the primary market for the security is 

other than NYSE or NYSE MKT, the 

order will nevertheless be routed to the 

primary listing market. Currently, 

subsection (a)(1)(A)(x) states that LIST 

Orders received after market close that 

have not been designated as closing 

only will check the System for available 

shares and simultaneously route the 

remaining shares to destinations on the 

System routing table. The Exchange 

proposes to add language regarding such 

LIST orders, stating ‘‘and are eligible, 

based on the orders’ time-in force,12 to 

participate in the after-hours market.’’ 

Accordingly, LIST Orders received after 

market close that have not been 

designated as closing only and are 

eligible, based on the orders’ time-in 

force, to participate in the after-hours 

market will check the System for 

available shares and simultaneously 

route the remaining shares to 

destinations on the System routing 

table. Any remaining shares will be 

posted to the NASDAQ book. This 

additional language explains the 

processing logic if a LIST order is 

received after market close and is not 

designated to participate in the closing 

only. 

By way of housekeeping, the 

Exchange also proposes additional 

explanatory language in respect of LIST 

orders. First, where currently Rule 

4758(a)(1)(A)(x) states that two minutes 

before market close, all LIST orders on 

the book ‘‘will route’’ to the security’s 

primary listing market for participation 

in its closing process, the Exchange 

proposes to say ‘‘will begin routing’’ in 

recognition of the fact that the sheer 

volume of orders will not allow all 

orders to route at exactly the same time. 

Second, where currently Rule 

4758(a)(1)(A)(x) states that after the 

security has closed on the primary 

listing market, a LIST order that has not 

been designated as ‘‘a closing only 

order’’ and that has not been fully 

executed, rejected, or cancelled by the 

market to which it was routed will be 

returned to the NASDAQ System, the 

Exchange proposes to state ‘‘a closing 

only or MDAY order’’ in recognition of 

the time in force of a MDAY order.13

The Exchange believes that these 

proposed explanatory changes are noncontroversial and are consistent with 

the Act. 

2. Statutory Basis 

The Exchange believes the proposed 

rule change is consistent with the Act 

and the rules and regulations 

thereunder, including the requirements 

of Section 6(b) of the Act.14 In 

particular, the Exchange believes the 

proposed rule change is consistent with 

the Section 6(b)(5) 15 requirements that 

the rules of an exchange be designed to 

promote just and equitable principles of 

trade, to prevent fraudulent and 

manipulative acts and practices, to 

foster cooperation and coordination 

with persons engaged in facilitating 

transactions in securities, to remove 

impediments to and to perfect the 

mechanism for a free and open market 

and a national market system, and, in 

general, to protect investors and the 

public interest. 

NASDAQ believes that the changes 

will make clear to market participants 

that they may not designate DOT and 

DOTI orders to participate in the closing 

only of a primary listing venue under 

certain circumstances. In addition, 

NASDAQ proposes to clearly explain to 

market participants how orders 

designated to participate in the closing 

only and are entered at 3:45 p.m. 

Eastern Time or later (or in the case of 

an early closing, are entered 15 minutes 

prior to the close or later) will be 

handled. Collectively, the changes 

discussed in the proposal facilitate 

transactions in securities and perfect the 

mechanism of a free and open market 

and a national market system by 

providing NASDAQ members with 

greater explanation regarding the 

routing of their orders. The Exchange 

believes the changes make clear the 

language to Rule 4758 and make it 

easier to follow, and should serve to 

minimize any potential confusion 

regarding its application. The majority 

of the changes are explanatory, and 

some are technical in nature. 

As noted, the Exchange believes that 

the changes proposed are explanatory 

and non-controversial in nature. 

B. Self-Regulatory Organization’s 

Statement on Burden on Competition 

The Exchange does not believe that 

the proposed rule change will impose 

any burden on competition that is not 

necessary or appropriate in furtherance 

of the purposes of the Act. The 

Exchange does not believe that the 

proposed rule change will have any 

impact on competition. 

C. Self-Regulatory Organization’s 

Statement on Comments on the 

Proposed Rule Change Received From 

Members, Participants, or Others 

Written comments were neither 

solicited nor received. 

III. Date of Effectiveness of the 

Proposed Rule Change and Timing for 

Commission Action 

Because the foregoing proposed rule 

change does not: (i) significantly affect 

the protection of investors or the public 

interest; (ii) impose any significant 

burden on competition; and (iii) become 

operative for 30 days from the date on 

which it was filed, or such shorter time 

as the Commission may designate, it has 

become effective pursuant to Section 


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19102 Federal Register / Vol. 80, No. 68 / Thursday, April 9, 2015 / Notices 

16 15 U.S.C. 78s(b)(3)(a)(ii). 

17 17 CFR 240.19b–4(f)(6). In addition, Rule 19b– 

4(f)(6) requires a self-regulatory organization to give 

the Commission written notice of its intent to file 

the proposed rule change at least five business days 

prior to the date of filing of the proposed rule 

change, or such shorter time as designated by the 

Commission. The Exchange has satisfied this 

requirement. 

18 17 CFR 200.30–3(a)(12). 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3See Securities Exchange Act Release No. 73593 

(Nov. 14, 2014), 79 FR 69153 (‘‘Notice’’). 

4The Exchange also submitted a copy of the 

amendment to the public comment file. See Letter 

from Sudhir Bhattacharyya, Vice President, New 

York Stock Exchange, to Kevin M. O’Neill, Deputy 

Secretary, Commission (Nov. 14, 2014). 

5 15 U.S.C. 78s(b)(2). 

6See Securities Exchange Act Release No. 73913, 

79 FR 78531 (Dec. 30, 2014). 

7See Securities Exchange Act Release No. 74298, 

80 FR 9770 (Feb. 24, 2015). 

8 17 CFR 200.30–3(a)(12). 

19(b)(3)(A)(ii) of the Act 16 and 

subparagraph (f)(6) of Rule 19b–4 

thereunder.17

At any time within 60 days of the 

filing of the proposed rule change, the 

Commission summarily may 

temporarily suspend such rule change if 

it appears to the Commission that such 

action is: (i) necessary or appropriate in 

the public interest; (ii) for the protection 

of investors; or (iii) otherwise in 

furtherance of the purposes of the Act. 

If the Commission takes such action, the 

Commission shall institute proceedings 

to determine whether the proposed rule 

should be approved or disapproved. 

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views, and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s Internet 

comment form (http://www.sec.gov/

rules/sro.shtml); or 

• Send an email to rule-comments@

sec.gov. Please include File Number SR– 

NASDAQ–2015–031 on the subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Brent J. Fields, Secretary, Securities 

and Exchange Commission, 100 F Street 

NE., Washington, DC 20549–1090. 

All submissions should refer to File 

Number SR–NASDAQ–2015–031. This 

file number should be included on the 

subject line if email is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

Internet Web site (http://www.sec.gov/

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for Web site viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street NE., 

Washington, DC 20549, on official 

business days between the hours of 

10:00 a.m. and 3:00 p.m. Copies of such 

filing will also be available for 

inspection and copying at the principal 

office of the Exchange. All comments 

received will be posted without change; 

the Commission does not edit personal 

identifying information from 

submissions. You should submit only 

information that you wish to make 

available publicly. All submissions 

should refer to File Number SR– 

NASDAQ–2015–031 and should be 

submitted on or before April 30, 2015. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.18

Brent J. Fields, 

Secretary. 

[FR Doc. 2015–08109 Filed 4–8–15; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–74643; File No. SR– 

NYSEMKT–2014–95] 

Self-Regulatory Organizations; NYSE 

MKT LLC; Notice of Withdrawal of a 

Proposed Rule Change, as Modified by 

Partial Amendment No. 1 and Partial 

Amendment No. 2, Amending Rule 

13—Equities and Related Rules 

Governing Order Types and Modifiers 

April 3, 2015. 

On October 31, 2014, NYSE MKT LLC 

(‘‘NYSE MKT’’ or ‘‘Exchange’’) filed 

with the Securities and Exchange 

Commission (‘‘Commission’’), pursuant 

to Section 19(b)(1) of the Securities 

Exchange Act of 1934 (‘‘Act’’) 1 and Rule 

19b–4 thereunder,2 a proposed rule 

change to amend Exchange Rule 13— 

Equities and other related Exchange 

rules governing order types and order 

modifiers. The proposed rule change 

was published in the Federal Register 

on November 20, 2014.3 On November 

14, 2014, the Exchange submitted 

Partial Amendment No. 1 to the 

Commission.4 On December 22, 2014, 

the Exchange submitted Partial 

Amendment No. 2 to the Commission. 

On December 22, 2014, pursuant to 

Section 19(b)(2) of the Act,5 the 

Commission designated a longer period 

within which to approve the proposed 

rule change, disapprove the proposed 

rule change, or institute proceedings to 

determine whether to disapprove the 

proposed rule change.6 On February 18, 

2015, the Commission instituted 

proceedings under Section 19(b)(2)(B) of 

the Act to determine whether to 

disapprove the proposed rule changes.7

On February 26, 2014, the Exchange 

withdrew the proposal SR–NYSEMKT– 

2014–95. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.8

Brent J. Fields, 

Secretary. 

[FR Doc. 2015–08108 Filed 4–8–15; 8:45 am] 

BILLING CODE 8011–01–P 

SOCIAL SECURITY ADMINISTRATION 

[Docket No: SSA–2015–0019] 

Agency Information Collection 

Activities: Proposed Request and 

Comment Request 

The Social Security Administration 

(SSA) publishes a list of information 

collection packages requiring clearance 

by the Office of Management and 

Budget (OMB) in compliance with 

Public Law 104–13, the Paperwork 

Reduction Act of 1995, effective October 

1, 1995. This notice includes revisions 

and extensions of OMB-approved 

information collections. 

SSA is soliciting comments on the 

accuracy of the agency’s burden 

estimate; the need for the information; 

its practical utility; ways to enhance its 

quality, utility, and clarity; and ways to 

minimize burden on respondents, 

including the use of automated 

collection techniques or other forms of 

information technology. Mail, email, or 

fax your comments and 

recommendations on the information 

collection(s) to the OMB Desk Officer 

and SSA Reports Clearance Officer at 

the following addresses or fax numbers. 

(OMB); Office of Management and 

Budget, Attn: Desk Officer for SSA, 

Fax: 202–395–6974, Email address: 

OIRA_Submission@omb.eop.gov. 

(SSA); Social Security Administration, 

OLCA, Attn: Reports Clearance 

Director, 3100 West High Rise, 6401 


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