19370 Federal Register / Vol. 80, No. 69 / Friday, April 10, 2015 / Notices 

10 CFR part 50, appendix E, section IV NRC staff basis for exemption 

10 CFR part 50, appendix E, section IV.I ..........

The NRC is granting exemptions from the requirements regarding the need for the licensee to develop a range of protective action for onsite personnel during hostile actions.

Refer to basis for 10 CFR part 50, appendix E, section IV.1. 

[FR Doc. 2015–08311 Filed 4–9–15; 8:45 am] 

BILLING CODE 7590–01–P 

NUCLEAR REGULATORY 

COMMISSION 

[NRC–2015–0001] 

Sunshine Act Meeting Notice 

DATE: April 13, 20, 27, May 4, 11, 18, 

2015. 

PLACE: Commissioners’ Conference 

Room, 11555 Rockville Pike, Rockville, 

Maryland. 

STATUS: Public and Closed 

Week of April 13, 2015 

Tuesday, April 14, 2015 

9:25 a.m. Affirmation Session (Public 

Meeting) (Tentative) 

a. Final Rule: Revisions to 

Transportation Safety Requirements 

and Harmonization with 

International Atomic Energy 

Agency Transportation 

Requirements (RIN 3150–AI11) 

(Tentative) 

b. Nuclear Innovation North America, 

LLC (South Texas Project Units 3 

and 4), Petition for Review of LBP– 

14–3, Third Party Initial Decision 

(Contention FC–1) (Tentative) 

c. PPL Susquehanna, LLC 

(Susquehanna Steam Electric 

Station, Units 2 and 3)—Request for 

Hearing and Petition to Intervene 

Re: PPL Susquehanna Application 

for Indirect License Transfer 

(Tentative) 

This meeting will be webcast live at 

the Web address—http://www.nrc.gov/. 

9:30 a.m. Meeting with the Advisory 

Committee on the Medical Uses of 

Isotopes (Public Meeting) (Contact: 

Nima Ashkeboussi, 301–415–5775) 

This meeting will be webcast live at 

the Web address—http://www.nrc.gov/. 

Thursday, April 16, 2015 

9:30 a.m. Meeting with the 

Organization of Agreement States 

and the Conference of Radiation 

Control Program Directors (Public 

Meeting) (Contact: Nima 

Ashkeboussi, 301–415–5775) 

This meeting will be webcast live at 

the Web address—http://www.nrc.gov/. 

Week of April 20, 2015—Tentative 

There are no meetings scheduled for 

the week of April 20, 2015. 

Week of April 27, 2015—Tentative 

Thursday, April 30, 2105 

9:00 a.m. Briefing on the Status of 

Lessons Learned from the 

Fukushima Dai-ichi Accident 

(Public Meeting) (Contact: Jack 

Davis, 301–415–2239) 

This meeting will be webcast live at 

the Web address—http://www.nrc.gov/. 

Week of May 4, 2015—Tentative 

There are no meetings scheduled for 

the week of May 4, 2015. 

May 11, 2015—Tentative 

There are no meetings scheduled for 

the week of May 11, 2015. 

May 18, 2015—Tentative 

Tuesday, May 19, 2015 

9:00 a.m. Briefing on Cumulative 

Effects of Regulation and Risk 

Prioritization Initiatives (Public 

Meeting) (Contact: Steve Ruffin, 

301–415–1985) 

This meeting will be webcast live at 

the Web address—http://www.nrc.gov/. 

Thursday, May 21, 2015 

9:00 a.m. Briefing on the Results of the 

Agency Action Review Meeting 

(Public Meeting) (Contact: Nathan 

Sanfilippo, 301–415–8744) 

This meeting will be webcast live at 

the Web address—http://www.nrc.gov/. 

* * * * * 

The schedule for Commission 

meetings is subject to change on short 

notice. For more information or to verify 

the status of meetings, contact Glenn 

Ellmers at 301–415–0442 or via email at 

Glenn.Ellmers@nrc.gov. 

* * * * * 

The NRC Commission Meeting 

Schedule can be found on the Internet 

at: http://www.nrc.gov/public-involve/

public-meetings/schedule.html. 

* * * * * 

The NRC provides reasonable 

accommodation to individuals with 

disabilities where appropriate. If you 

need a reasonable accommodation to 

participate in these public meetings, or 

need this meeting notice or the 

transcript or other information from the 

public meetings in another format (e.g. 

braille, large print), please notify 

Kimberly Meyer, NRC Disability 

Program Manager, at 301–287–0727, by 

videophone at 240–428–3217, or by 

email at Kimberly.Meyer-Chambers@

nrc.gov. Determinations on requests for 

reasonable accommodation will be 

made on a case-by-case basis. 

* * * * * 

Members of the public may request to 

receive this information electronically. 

If you would like to be added to the 

distribution, please contact the Nuclear 

Regulatory Commission, Office of the 

Secretary, Washington, DC 20555 (301– 

415–1969), or email 

Brenda.Akstulewicz@nrc.gov or 

Patricia.Jimenez@nrc.gov. 

April 7, 2015. 

Glenn Ellmers, 

Policy Coordinator, Office of the Secretary. 

[FR Doc. 2015–08377 Filed 4–8–15; 4:15 pm] 

BILLING CODE 7590–01–P 

POSTAL REGULATORY COMMISSION 

[Docket No. RM2015–2; Order No. 2425] 

Notice of Technical Meeting 

AGENCY: Postal Regulatory Commission. 

ACTION: Notice. 

SUMMARY: A technical meeting has been 

scheduled in Docket No. RM2015–2. 

The technical meeting will review 

modifications to Proposal Nine and 

their impact on the supporting financial 

workpapers. 

DATES: April 14, 2015, at 1:00 p.m. 

ADDRESSES: The technical meeting will 

be held in the Commission’s hearing 

room at 901 New York Avenue NW., 

Suite 200, Washington, DC 20268–0001. 

FOR FURTHER INFORMATION CONTACT: 

David A. Trissell, General Counsel, at 

202–789–6820. 

SUPPLEMENTARY INFORMATION: A 

technical meeting will be held in this 

docket on Tuesday, April 14, 2015, at 

1:00 p.m., Eastern Daylight Time (EDT), 

in the Commission’s main conference 

room. The purpose of this meeting is to 

allow Commission staff to review 

mstockstill on DSK4VPTVN1PROD with NOTICES

Federal Register / Vol. 80, No. 69 / Friday, April 10, 2015 / Notices 19371 

1See Responses of the United States Postal 

Service to Questions 1–19 of Chairman’s 

Information Request No. 3, February 23, 2015, 

question 1, where the Postal Service, inter alia, 

states: However, upon review generated by the need 

to respond to this question, the Postal Service 

would like to modify the proposal . . .. 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3The Commission approved Nasdaq Rule 5735 in 

Securities Exchange Act Release No. 57962 (June 

13, 2008) 73 FR 35175 (June 20, 2008) (SR– 

NASDAQ–2008–039). There are already multiple 

actively-managed funds listed on the Exchange; see 

e.g., Securities Exchange Act Release No. 72411 

(June 17, 2014), 79 FR 35598 (June 23, 2014) (SR– 

NASDAQ–2014–40) (order approving listing and 

trading of Calamos Focus Growth ETF). The 

Exchange believes the proposed rule change raises 

no significant issues not previously addressed in 

those prior Commission orders. 

4A Managed Fund Share is a security that 

represents an interest in an investment company 

registered under the Investment Company Act of 

1940 (15 U.S.C. 80a–1)(the ‘‘1940 Act’’) organized 

as an open-end investment company or similar 

entity that invests in a portfolio of securities 

selected by its investment adviser consistent with 

its investment objectives and policies. In contrast, 

an open-end investment company that issues Index 

Fund Shares, listed and traded on the Exchange 

under Nasdaq Rule 5705, seeks to provide 

investment results that correspond generally to the 

price and yield performance of a specific foreign or 

domestic stock index, fixed income securities index 

or combination thereof. 

5The Commission has issued an order granting 

certain exemptive relief to the Trust under the 1940 

Act (the ‘‘Exemptive Order’’). See Investment 

Company Act Release No. 30607 (July 23, 2013). In 

compliance with Nasdaq Rule 5735(b)(5), which 

applies to Managed Fund Shares based on an 

international or global portfolio, the Trust’s 

application for exemptive relief under the 1940 Act 

states that the Fund will comply with the federal 

securities laws in accepting securities for deposits 

and satisfying redemptions with redemption 

securities, including that the securities accepted for 

deposits and the securities used to satisfy 

redemption requests are sold in transactions that 

would be exempt from registration under the 

Securities Act of 1933 (15 U.S.C. 77a). 

6See Registration Statement on Form N–1A for 

the Trust filed on January 30, 2015 (File Nos. 333– 

187668 and 811–22819). The descriptions of the 

Fund and the Shares contained herein are based, in 

part, on information in the Registration Statement. 

7An investment adviser to an open-end fund is 

required to be registered under the Investment 

Advisers Act of 1940 (the ‘‘Advisers Act’’). As a 

result, the Adviser, the Sub-Adviser and their 

related personnel are subject to the provisions of 

Rule 204A–1 under the Advisers Act relating to 

codes of ethics. This Rule requires investment 

advisers to adopt a code of ethics that reflects the 

fiduciary nature of the relationship to clients as 

well as compliance with other applicable securities 

laws. Accordingly, procedures designed to prevent 

the communication and misuse of non-public 

information by an investment adviser must be 

consistent with Rule 204A–1 under the Advisers 

Act. In addition, Rule 206(4)–7 under the Advisers 

Act makes it unlawful for an investment adviser to 

provide investment advice to clients unless such 

investment adviser has (i) adopted and 

implemented written policies and procedures 

reasonably designed to prevent violation, by the 

investment adviser and its supervised persons, of 

the Advisers Act and the Commission rules adopted 

thereunder; (ii) implemented, at a minimum, an 

annual review regarding the adequacy of the 

policies and procedures established pursuant to 

subparagraph (i) above and the effectiveness of their 

implementation; and (iii) designated an individual 

(who is a supervised person) responsible for 

administering the policies and procedures adopted 

under subparagraph (i) above. 

modifications to Proposal Nine and 

their impact on supporting financial 

workpapers with United States Postal 

Service personnel.1

The technical meeting is open to 

interested persons. 

It is ordered: 

1. A technical meeting is scheduled 

on April 14, 2015, at 1:00 p.m. EDT, in 

the Commission’s main conference 

room to address Postal Service-initiated 

modifications to Proposal Nine and 

their impact on supporting financial 

workpapers. 

2. The Secretary shall arrange for 

publication of this order in the Federal 

Register. 

By the Commission. 

Ruth Ann Abrams, 

Acting Secretary. 

[FR Doc. 2015–08216 Filed 4–9–15; 8:45 am] 

BILLING CODE 7710–FW–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–74653; File No. SR– 

NASDAQ–2015–023] 

Self-Regulatory Organizations; The 

NASDAQ Stock Market LLC; Notice of 

Filing of Proposed Rule Change 

Relating to the Listing and Trading of 

the Shares of the Tuttle Tactical 

Management Multi-Strategy Income 

ETF of ETFis Series Trust I 

April 6, 2015. 

Pursuant to Section 19(b)(1) of the 

Securities Exchange Act of 1934 

(‘‘Act’’),1 and Rule 19b–4 thereunder,2

notice is hereby given that on March 25, 

2015, The NASDAQ Stock Market LLC 

(‘‘Nasdaq’’ or the ‘‘Exchange’’) filed with 

the Securities and Exchange 

Commission (‘‘Commission’’) the 

proposed rule change as described in in 

Items I and II below, which Items have 

been prepared by Nasdaq. The 

Commission is publishing this notice to 

solicit comments on the proposed rule 

change from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of the Substance 

of the Proposed Rule Change 

Nasdaq proposes to list and trade the 

shares of the Tuttle Tactical 

Management Multi-Strategy Income ETF 

(the ‘‘Fund’’), a series of ETFis Series 

Trust I (the ‘‘Trust’’), under Nasdaq Rule 

5735 (‘‘Managed Fund Shares’’).3 The 

shares of the Fund are collectively 

referred to herein as the ‘‘Shares.’’ 

The text of the proposed rule change 

is available at http://

nasdaq.cchwallstreet.com/, at Nasdaq’s 

principal office, and at the 

Commission’s Public Reference Room. 

II. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

In its filing with the Commission, 

Nasdaq included statements concerning 

the purpose of, and basis for, the 

proposed rule change. The text of these 

statements may be examined at the 

places specified in Item IV below. 

Nasdaq has prepared summaries, set 

forth in Sections A, B, and C below, of 

the most significant aspects of such 

statements. 

A. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

1. Purpose 

The Exchange proposes to list and 

trade the Shares of the Fund under 

Nasdaq Rule 5735, which governs the 

listing and trading of Managed Fund 

Shares 4 on the Exchange. The Fund will 

be an actively managed exchange-traded 

fund (‘‘ETF’’). The Shares will be 

offered by the Trust, which was 

established as a Delaware statutory trust 

on September 20, 2012.5 The Trust is 

registered with the Commission as an 

investment company and has filed a 

registration statement on Form N–1A 

(‘‘Registration Statement’’) with the 

Commission.6 The Fund is a series of 

the Trust. 

Etfis Capital LLC will be the 

investment adviser (‘‘Adviser’’) to the 

Fund. Tuttle Tactical Management, LLC 

will be the investment sub-adviser 

(‘‘Sub-Adviser’’) to the Fund. ETF 

Distributors LLC (the ‘‘Distributor’’) will 

be the principal underwriter and 

distributor of the Fund’s Shares. The 

Bank of New York Mellon (‘‘BNY 

Mellon’’) will act as the administrator, 

accounting agent, custodian, and 

transfer agent to the Fund. 

Paragraph (g) of Rule 5735 provides 

that if the investment adviser to the 

investment company issuing Managed 

Fund Shares is affiliated with a brokerdealer, such investment adviser shall 

erect a ‘‘fire wall’’ between the 

investment adviser and the brokerdealer with respect to access to 

information concerning the composition 

and/or changes to such investment 

company portfolio.7 In addition, 

paragraph (g) further requires that 

personnel who make decisions on the 

mstockstill on DSK4VPTVN1PROD with NOTICES