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14-4707-cr 

United States v. Guzman 

UNITED STATES COURT OF APPEALS 

FOR THE SECOND CIRCUIT 

AMENDED SUMMARY ORDER 

RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A 

SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED 

BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT=S LOCAL RULE 32.1.1. 

WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY 

MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE 

NOTATION “SUMMARY ORDER”). A PARTY CITING TO A SUMMARY ORDER MUST SERVE A 

COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL. 

At a stated term of the United States Court of Appeals for the Second Circuit, held at the 

Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the 

29th day of November, two thousand sixteen. 

Present: 

AMALYA L. KEARSE, 

RICHARD C. WESLEY, 

DEBRA ANN LIVINGSTON,

 Circuit Judges, 

_____________________________________ 

UNITED STATES OF AMERICA, 

 Appellee, 

v. 14-4707-cr 

 

ADALBERTO ARIEL GUZMAN, aka Gringo, 

 Defendant-Appellant. 

_____________________________________ 

For Defendant-Appellant: MALVINA NATHANSON, New York, N.Y. 

For Appellee: JOHN J. DURHAM, Assistant United States Attorney 

(Susan Corkery, Carrie N. Capwell, Raymond A. 

Tierney, Assistant United States Attorneys, on the 

brief), for Robert L. Capers, United States Attorney for 

the Eastern District of New York, Brooklyn, N.Y. 
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 Appeal from the judgment of the United States District Court for the Eastern District of 

New York (Bianco, J.), entered December 19, 2014, sentencing Defendant to a term of 

imprisonment of life plus 35 years. 

UPON DUE CONSIDERATION WHEREOF it is hereby ORDERED, 

ADJUDGED, AND DECREED that the judgment of the district court is AFFIRMED. 

Following a jury trial, Defendant-Appellant Adalberto Ariel Guzman was convicted of 

one count of conspiracy to murder, 18 U.S.C. § 1959(a)(5), two counts of murder, 18 U.S.C. 

§ 1959(a)(1), two counts of using a firearm during a crime of violence, 18 U.S.C. 

§ 924(c)(1)(A)(iii), and two counts of causing the death of another through the use of a firearm, 

18 U.S.C. § 924(j)(1). Though Defendant was 17 years old at the time of the conduct at issue, 

the district court imposed a sentence pursuant to the Sentencing Guidelines of life plus 35 years’ 

imprisonment. Guzman now challenges that sentence as substantively unreasonable, arguing 

that his adolescence warranted a sentence of less than life because of the possibility of 

rehabilitation. 

 We review the reasonableness of the sentence imposed by the district court for abuse of 

discretion. United States v. Verkhoglyad, 516 F.3d 122, 127 (2d Cir. 2008). The substantive 

reasonableness inquiry focuses on the sentence imposed in light of the district court’s 

consideration of the factors identified in 18 U.S.C. § 3553(a). Id. We will set aside a sentence 

for substantive unreasonableness “only in exceptional cases where the trial court’s decision 

‘cannot be located within the range of permissible decisions,’” United States v. Cavera, 550 F.3d 

180, 189 (2d Cir. 2008) (en banc) (quoting United States v. Rigas, 490 F.3d 208, 238 (2d Cir. 

2007)), i.e., in the “rare case” where the sentence would “damage the administration of justice 

because the sentence imposed was shockingly high, shockingly low, or otherwise unsupportable 
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as a matter of law,” United States v. Rigas, 583 F.3d 108, 123 (2d Cir. 2009) (internal quotation 

marks omitted). Further, “we take into account the totality of the circumstances, giving due 

deference to the sentencing judge’s exercise of discretion, and bearing in mind the institutional 

advantages of district courts.” Cavera, 550 F.3d at 190. We do not “second guess the weight 

(or lack thereof) that the judge accorded to a given factor or to a specific argument made 

pursuant to that factor.” United States v. Pope, 554 F.3d 240, 247 (2d Cir. 2009) (quoting 

United States v. Fernandez, 443 F.3d 19, 34 (2d Cir. 2006)); see also Kimbrough v. United 

States, 552 U.S. 85, 109 (2007) (noting that the sentencing judge is “in a superior position to find 

facts and judge their import under § 3553(a)” (quoting Gall v. United States, 552 U.S. 38, 51 

(2007))). 

Guzman’s argument on appeal is rooted in a series of cases in which the Supreme Court 

articulated Eighth Amendment limits on sentences that may be imposed on juvenile offenders, 

i.e., those who were under 18 at the time they committed their crimes. Specifically, the Court 

determined that the Eighth Amendment forbids the imposition of the death penalty on any 

juvenile offender, see Roper v. Simmons, 543 U.S. 551, 578 (2005), the imposition of life 

imprisonment without parole on a juvenile offender not convicted of homicide, see Graham v. 

Florida, 560 U.S. 48, 74 (2010), and the mandating of a sentence of life imprisonment without 

parole for a juvenile offender convicted of homicide, see Miller v. Alabama, 132 S. Ct. 2455, 

2460 (2012). The Supreme Court in Miller also identified a series of factors relevant to 

determining whether a life sentence is warranted, including the juvenile’s “chronological age and 

its hallmark features,” “the family and home environment that surrounds him,” “the 

circumstances of the homicide offense,” and “the possibility of rehabilitation.” 132 S. Ct. at 

2468. 
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With these considerations in mind, we see no basis here to set aside as substantively 

unreasonable the district court’s sound exercise of its discretion. Following an evidentiary 

hearing, the district court gave ample consideration to each of the Miller factors, together with 

the sometimes-overlapping § 3553(a) factors, in determining that a life sentence was appropriate. 

In both open court and in a written statement of reasons, the district court indicated that the 

sentence it imposed “reflect[ed] the seriousness of the offense[,] . . . promote[d] respect for the 

law[,] . . . provide[d] a just punishment,” and would foster general and specific deterrence. 

App’x 283, 312–13. The district court likewise based its sentence on the fact that Guzman was 

nearly 18 when he committed the brutal and heinous acts in question; that his acts were not 

“impulsive,” but rather were “calculated,” not caused by peer pressure, and followed by no 

remorse; that Guzman had engaged in “violent conduct in jail” and remained associated with his 

gang through sentencing; that nothing in his family background explained his “extremely 

depraved conduct”; and that, in the district court’s view, even in light of an expert’s report and 

testimony, the possibility of Guzman’s future rehabilitation was “remote[].” App’x 311, 314–

19. 

Guzman contends that the district court’s sentence was substantively unreasonable 

because he demonstrated a “possibility of reform,” Appellant’s Br. 33, and because the district 

court relied on retribution and deterrence rationales that have diminished relevance when 

sentencing adolescent offenders, see Miller, 132 S. Ct. at 2465 (retribution); Thompson v. 

Oklahoma, 487 U.S. 815, 836–37 (1988). Yet, as the preceding discussion makes clear, the 

district court considered a broad spectrum of relevant factors in settling on an appropriate 

sentence, and its thoughtful consideration of—and conclusion concerning—Guzman’s chances
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of rehabilitation was not unreasonable. The district court, accordingly, did not abuse its 

discretion. 

 We have considered Defendant-Appellant’s remaining arguments and find them to be 

without merit. Accordingly, we AFFIRM the judgment of the district court. 

 FOR THE COURT: 

 Catherine O’Hagan Wolfe, Clerk