# Q

U
. S
. Departmen t ofTraiisportaiio n Federa l Avi:ilio n Administratio n I n Repl y Refer to ; 

### AP R 

### - ^ 201 2 

# DOCKE T Grea t Lake s Regio n 230 0 Eas t

Devo n Avenu e DCS Plaines , Illinoi s 60018-469 6

AGL-7 K 2010-GL- l 1-009 6
Marc h 26 , 201 2 Hearin g Docke

t Federa l Aviatio n Administratio n 80 0 Independenc e Avenue , S W Wilbu r Wrigh t Building

- Suit

e 2W100 0 Washington , DC 2059 1 Attention : Hearin g Docke

t Clerk , AGC-43 0

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## ^§• 3 Are aCod e 84 7 294-7313^

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Montgomer

y Aviation , Inc
. / pPt ^ FAACaseNo. : 2010-GL- l 1-009 6 / ^i^Si-CiOd ^ C P numbe r

no t ye t assigne d Enclose dherewit

h pleas e findacop y o f

th e Orde r Assessin g Civi l Penalt

y that wa s issue d base do n a

n agreemen t

an d settlemen t

o f thi s case . Th e matte r

ca n b e dismisse da s settled
. I f yo u hav e an y questions , pleas e d o no t hesitat e t o cal l m e a

t (847 ) 294-7713
. Sincerely,

- Chri s Cj
. Zum/e s Senio r Attorne y Enclosure : Orde r

Assessin g Civi l Penalty
cc : J.C
. Buehler , Esq
. Buehle r Associate s 77 7 Eas t 86' ^ St
. Bo x 4092 4 Indianapolis , I

N 46240-092 4

# o

U
. S
. Departmen t

Grea t Lake s Regio n o f Transportatio n 230 0 l^as t Devo n Avenu e De s Plaines , Illinoi s 60018-469 6 Federa l Aviatio n Administratio n
I n Repl y Refe r to : AGL-7 K 2010-GL- l 1-009 6 Are aCod e 84 7 294-7713 Marc h 26 , 201 2 CERTIFIE D AN D FIRS T CLAS S MAIL Mr
. Danie l Rex Montgomery , Presiden t Montgomery Aviation , Inc
. Indianapoli s Executiv e Airport 1132 9 Eas t

Stat e Roa

d3 2 Zionsville , I

N 4607 7 ORDE RASSESSIN G CIVI L PENALT Y O n January 25 , 2012 , Montgomery Aviation , Inc
. (Montgomery ) wa s advise dthroug h aFinal Notic e o f Propose dCivi l Penalty that th e FA A propose dto asses s acivi l penalty i n th e amoun t o f $5,500.00
. Afte r consideratio n o f

all th e availabl e information , includin g th e infoniiatio n presente db y Montgomery an dit s attorne y a t th e settlemen t

conferenc e hel dMarc h 23 , 201 2 an dth e settlemen t reache do n tha

t date , i t ha s been determine dthat : 1
. Montgomer

y no w holds , an da

t al l time s mentione dherei n held
. Repai r Statio n certificat e numbe r

MYNR748K
. 2
. A t al l time s relevan t

heret o Montgomer

y ha da n employe e trainin g programi n thei r manua l whic h include dadescriptio n o f th e trainin g require dan dth e typ e o f record s require dt o b e mad e an dkep t t o demonstrat e complianc e wit h th e approve demploye e trainin g program . 3
. Betwee n Septembe r 1 , 200 9 an dJul y 26 , 2010 , Montgomery faile dto provid e training , to thei r

employee s i

n accordanc e wit

h th e trainin g requirement s containe di

n thei r trainin g program . 4
. Betwee n Septembe r 1 , 200 9 an dJul y 26 , 2010 , Montgomery failedt o record an y trainin g provide dt

o thei r employee s i

n accordanc e wit

h th e trainin g requirement s containe di

n thei r trainin g program .5
. Betwee n Septembe r 1 , 200 9 an dJul y 26 , 2010 , Montgomery faile dt o assur e tha t thei r employee s receive dannual trainin g programreviews , trainin g need s assessments , an drecurren t training , i

n accordanc e wit

h th e trainin g requirement s containe di n thei r trainin g program . 6
. Betwee n Septembe r I , 200 9 an dJul y 26 , 2010 , Montgomery use demployee s who ha dno t bee n traine di

n accordanc e wit

h th e trainin g requirement s containe di

n thei r trainin g program . 7
. B y failin g t o provid e require dtraining , b y failin g t o recordtrainin g given , b y failin g to conduc t

annua l trainin g programreviews , trainin g need s assessments , an drecuiTen

t training , i

n accordanc e wit

h th e trainin g requirement s containe d i n thei r trainin g program , Montgomery di dnot , i n fact , hav e a

n approve d
' • trainin g programa s require db y 1 4 C.F.R
. § 145.163(a)
. B y reaso n o f

th e foregoin g fact s an dcircumstances , Montgomery violate dth e followin g Federa l Aviatio n Regulations :
a . Sectio n I45.163fa)
. whic h state s tha t acertificate drepai r

statio n mus t

hav e a n employe e trainin g progra mapprove db y th e FA A tha t consist s o f

initia l an d recurren t training
. b
. Sectio n 145.163('b') , whic h state s tha t th e trainin g programmus t ensure eac h employe e assigne dt o perfor mmaintenance , preventiv e maintenance , o r alterations , an dinspectio n fianction s i s capabl e o f perfomiin g th e assigne dtask
. c . Sectio n 145.163("c)
. whic h state s tha t acertificat e repai r

statio n mus t document , i

n aforma t acceptabl e to th e FAA , th e individua l employe e trainin g require dunde r

paragrap h (a ) o f

thi s section
. Thi s Order

i s bein g issue dbase do n a n agreemen t

an dsettlemen t

reache do n Marc h 23 , 201 2 wherei n Montgomery ha s waive dal l right s l o appeal o r contes t thi s Order
. Montgomery als o ha s agree dto withdra w thei r reques t fo r hearin g before th e FA

A Hearin g Docke t

an dth e Departmen t

o f Transportatio n Offic e o f

Judges
. NOW , THEREFORE , I

T I S AGREE D an dORDERED , pursuan t t o Title 4 9 o f

th e Unite d State s Code , Sectio n 46301(d ) (4 9 U.S.C
. §46301(d)) , tha t Montgomery b e an dhereb y i s assesse dacivi l penalt

y i n th e amoun t

o f $3,666.00
. I n orde r to satisf y paymen t

o f th e civi l penalty , Montgomer y i s hereb y directe dto mak e payment s o f

$305.5 0 pe

r month , b y certifie dchec k or mone y order , beginnin g Ma y 1 , 2012 , payabl e t o th e "Federa l Aviatio n Administration" , to th e Account s Receivabl e Branch , FAA/MMA C AMZ-350 , P O BO X 25770 , OKLAHOM A CITY , O K 73125
. Pleas e include , o n th e certifie dchec k

or mone y order , th e FA

A cas e numbe r

2010-GL- l 1-0096
.I

n th e alternative , yo u ma

y pa y th e civi l penalty wit

h acredi t card , or aban k accoun t debit , ove r th e Internet
. T o pa

y electronically , visi t

th e we b sit e a t https:/Avww.pav.Gov
. Under th e Searc h Publi c Form s option , typ e i n "FGL-FfNEl. " Clic k

o n "Civi l Penalt

y Payment s - Grea t Lake s Region"
. You mus t the n complet e th e requeste dinfomiatio n an dclic k "Continue. " Yo u wil l the n b e directe dt o ente r you r credi t cardor ban k accoun t debi t information
. T o us e th e ban k accoun t debit , yo u wil l nee dyou r ban k routin g number , accoun t number , an dchec k

number
. I f an y installmen t

remain s unpai dfo

r aperio do f

1 0 day s afte

r it s du e dale , th e entir e amoun t o f th e obligation , les s payment s made , shal l becom e immediatel y du e an dpayabl e a t th e optio n o f th e Regiona l Counse l withou t deman do r

notice
. Interes t

o n thi s indebtednes s i s waive da s lon g a s Montgomery make s payment s i n accordanc e wit

h th e schedul e set

fort h above
. I f Montgomery i s delinquen t i n makin g an y payments , interes t ma y b e assesse do

n th e amoun t owed
. Further , afailur

e t o make payment s i

n accordanc e wit

h th e paymen t

schedul e ma y result i n th e impositio n o f

a n administrativ e charg e fo r th e cos t o f administrativ e collectio n actio n an dpenaltie s fo r payment s tha

t are delinquen t

fo r ninety o r mor e days
. Delinquen t

debt s may b e reporte dto consume r reportin g agencie s o r

commercia l credi t bureaus , whic h woul dadversel y affect Montgomery' s credi t

rating
. Nonpaymen t

o f thi s deb t ma y ultimatel y resul t

i n areferra l to acollectio n agency , th e Internal Revenu e Service , o r to th e Unite dState s Departmen t o f Justic e fo

r enforce dcollection
. Finally , yo u mus t

execut e th e enclose dPromissory Note , whic h detail s th e term s an d condition s o f

th e paymen t

o f th e civi l penalty
. Thi s note mus t accompan y your

firs t installmen t

paymen t t o th e Federa

l Aviatio n Administration , Offic e o f Accounting
. Failur e t o execut e thi s promissor y note , an dretur n i t wit h Montgomery' s firs t paymen t o n o r befor e Ma y 1 , 201 2 wil l resul t i n th e entir e $3,666.0 0 civi l penalt y assesse dherei n becomin g immediatel y due
. Jeffre y A
. Klan g Regional Counse l By : Origina l Signe dB y Cliri s G Zurale s Senio r Attorne y J.C
. Buehler , Esq
. Buehler Associate s 77 7 Eas t 86' " St
. Bo x 4092 4 Indianapolis , I

N 46240-092 4PROMISSO RY NOT E Montgomer y Aviation , Inc
. 2010-GL-11-009 6 STAT E OF : Indian a Thi s promissory note i s fo r asumjustl y du e an dowin g b y Montgomer y Aviation , Inc. , (Montgomery) , arisin g fro macivi l penalty agree dto an dadministrativel y assesse db y th e Administrato r

o f th e Federal Aviatio n Administratio n (FAA ) i n FAA Enforcemen t Investigativ e Repor

t (EIR ) No
. 2010-GL- l 1-0096
. I , Danie l Re

x Montgomery , President , Montgomer y Aviation , Inc. , promis e o n behal f o f Montgomery , to pa

y th e amoun t

o f Thre e Thousan dSi x Hundre dSixt y Six Dollar s ($3,666.00 ) to th e orde r

o f th e FAA i

n installment s o f

a t leas t Tlire e Hundre dFiv e Dollar s an dFift y Cent s ($305.50 ) each , to b e receive dbefore th e P ' da y o f eac h month , beginnin g wit h th e mont

h o f Ma y 2012 , an dcontinuin g eac h mont h thereafte r

unti l ftilly paid
. I als o waiv e o n behal f

o f Montgomery , all right s to appeal th e amoun t o f civi l penalty administrativel y assesse db y th e Administrato r o f th e FAA i

n EI RNo
. 2010-GL- l 1-0096
. Thes e installment s are payabl e to th e orde r o f th e "Federa l Aviatio n Administration " a t th e FA A Offic e o f

Accounting , Account s Receivabl e Branch , FAA/MMA C AMZ-350 , P O BO X 25770 , OKLAHOM A CITY , O K 73125 , o n or

before eac h du e dat e unti l th e obligatio n i s pai di n full
. I f an y installmen t

remain s unpai dfo

r aperio do f

1 0 day s afte

r it s du e date , th e entir e amoun t

o f th e obligation , les s payment s made , shal l becom e immediatel y du e an d payabl e a t th e optio n o f

th e FA A Regional Counse l withou t deman do r

notice , whic h I , o

n behal f o f Montgomery expressl y waive
. 1 understan dtha

t interes t o n thi s indebtednes s i s no t include di

n th e amoun t

o f th e deb t a s lon g a s Montgomery make s payment s i n accordanc e wit

h th e schedul e se t

fort h above
. I

f Montgomery i s delinquen t i n makin g an

y payments , interes t

will b e assesse do n th e amoun t owed
. Further , I understan dtha t failure t o mak e payment s i

n accordanc e wit

h th e paymen t schedul e will resul t

i n th e impositio n o f

a n administrativ e charg e fo r th e cos t o f administrativ e collectio n actio n an dpenaltie s fo r payment s tha

t ar e delinquen t

fo r 9 0 o r mor e days
. I authoriz e an dempowe r

th e FA A Regiona l Counsel , or

an y attorne y delegate db y th e Regiona l Counsel , or

an y attorne y o f

an y court o f record
. State o r

Federal , t o appea

r for Montgomery an dt o ente r an dconfes s judgmen t

agains t Montgomery for

th e entir e amoun t

o f .thi s obligatio n les s payment s actuall y mad e a t an y tim e afte

r th e obligatio n become s du e an d payable , a s herei n provided , i n an y cour

t o f record
. Federal or

State ; t o waiv e an y venu e requiremen t

i n th e suit ; t o releas e al l error s tha t ma y interven e i

n enterin g ajudgmen t

o r i n issuin g an y executio n o n th e judgment ; an dt o consen t t o immediat e executio n o f th e judgment
. 1 hereb y ratif y an dconftr

mal l tha t suc h attorne y ma

y d o b y virtu e o f

thi s paragraph
.Thi s confessio n o f judgmen t

i s fo r adeb t justl y du e an dowin g b y Montgomery , havin g arise n fro

masettlemen t

reache di n FA A Enforcemen t

Investigativ e Report

(EIR ) No
. 2010-GL- l 1-0096
. I f Montgomery default s o r

fail s to ftilly carr

y ou t th e obligation s o f

this promissory note , th e FA

A ma y su e to enforc e thi s not

e fo r collection
.

Date Signatur e o f Danie l Re x Montgomery , Presiden t Montgomery Aviation , Inc
.