# Patent

## Title
Systems and methods for policy based printing

## Abstract

A print management system includes a policy that determines a protection level for a document to be printed. The document is printed using forgery detection and deterrence technologies, such as fragile and robust watermarks, glyphs, and digital signatures, that are appropriate to the level of protection determined by the policy. A plurality of printers are managed by a print management system. Each printer can provide a range of protection technologies. The policy determines the protection technologies for the document to be printed and the print management system routes the print job to a printer that can apply the appropriate protections and sets the appropriate parameters in the printer. Copy evidence that can verify that a document is a forgery and/or tracing information that identifies the custodian(s) of the document and restrictions on copying of the document and use of the information in the document are included in the watermark that is printed with the document information. A document can be verified as an original or a forgery by inspecting the copy evidence and/or tracing information in the watermark.

## Background
BACKGROUND OF THE INVENTION
1. Field of Invention
This invention relates to document forgery protection systems and methods.
2. Description of Related Art
Various techniques are known for detecting and/or deterring forgery of an original printed document. Document forgery includes both unauthorized alteration of the original document and unauthorized copying of the original document. Previously, watermarks have been applied to documents to detect and/or deter forgery. Watermarks are printed marks on a document that can be visually detected or detected using special equipment. Fragile watermarks are marks that appear in an original printed document but that will not appear in a copy of the original document made on a standard photocopier or will be detectably degraded in the resulting copy of the document.
Robust watermarks are marks in an original document that will be accurately reproduced on any copy of the original document made on an standard photocopier so that information contained in the watermark can be extracted from the copy. There are two types of robust watermarks that can be used. The first type of robust watermark is a mark that appears on both the original document and a copy. The second type of robust watermark is a mark that is present, but that is not readily visible, on the original document, but that becomes clearly visible on a copy of the original document. The second type of robust watermark is also known as an invisible robust watermark.
Forgery of an original document containing a fragile watermark by copying the original document is easily detected by the absence of the watermark on the copy of the original document. Forgery of an original document containing the first type of robust watermark is detected by extracting information contained in the robust mark. This information could identify a custodian of the original document and information relating to copy restrictions or other restrictions as to the use of the information in the original document. Forgery of an original document containing the second type of robust watermark is detected by the visible presence of the watermark on the copy of the original document. For example, the information contained in the second type of robust watermark could be a banner that reads “This is a copy” or a similar warning.
SUMMARY OF THE INVENTION
This invention provides systems and methods for adding fragile and robust watermarks to an original document as it is printed.
This invention separately provides systems and methods for printing a document requiring forgery protection using a number of trusted printers.
This invention separately provides a series of trusted printers that together permit differing levels of forgery protection to be provided to a document to be printed.
In accordance with various exemplary embodiments of the systems and methods according to this invention, a family of trusted printers is managed to provide a range of different forgery detection and deterrence techniques. The protection requirements for an original document to be printed are determined by a trusted printing policy. The factors used to determine the protection requirements required for the original document to be printed include the value of the document being created, assumptions about the resources available to an adversary or attacker, such as a potential forger, and the cost of providing the protections to the original document to be printed.
When an original document requiring forgery protection is to be printed, the print job for that document is routed to a trusted printer that can print a watermark that includes copy evidence and/or tracing information necessary to obtain the required level of protection. Copy evidence is evidence that can be obtained through an inspection of a document that indicates whether that particular document is an unauthorized copy of an original document. Tracing information is information printed on a document that identifies the custodian(s) of the original document and restrictions on further copying that apply to the custodian(s) and to the original document. Other information may also be included in the tracing information that serves to more uniquely identify the original. The required copy evidence is applied to the printed document through the use of fragile watermarks or robust watermarks. The required tracing information is applied to the printed document through the use of robust watermarks. The parameters of the selected trusted printer are set by a print management system to print the watermark(s), including the copy evidence and/or tracing information, appropriate to the required level of protection.
These and other features of the invention will be described in or are apparent from the following detailed description of various exemplary embodiments of systems and methods according to this invention.



BRIEF DESCRIPTION OF THE DRAWINGS
Various exemplary embodiments of systems and methods according to this invention will be described with reference to the following drawings, wherein:
FIG. 1 is a schematic diagram illustrating a print management system according to this invention; and
FIG. 2 is a flowchart of a document forgery protection printing method according to an exemplary embodiment of this invention.



DETAILED DESCRIPTION OF PREFERRED EMBODIMENTS
FIG. 1 is a schematic diagram illustrating a system for policy based printing. A network 100 includes at least one server 110 that controls a plurality of computers 121, 122 and 23. The server 110 also controls a family 130 of trusted printers 131–135. A trusted printer is a printer that is available only to authorized users of the network 100. The server 110 includes an operating system 111 that allows users of the network 100 to use various applications stored in the server 110 on the computers 121, 122 and 123. The applications may include, for example, word processing applications, spreadsheet applications, image scanning and/or processing applications, and/or database management applications. Authorized users of the computers 121, 122 and 23 can use the applications stored in the server 110 and controlled by the operating system 111 to create documents 140. The applications process images of the document 140 that can be viewed on the display units 151, 152 and 153 of the respective computers 121, 122 and 123.
The document 140 can be printed by entering a print command into one of the computers 121 or 122 or 123 and sending a print job to the server 110. The operating system 111 includes a print management system 112 that selects one of the family 130 of the trusted printers 131–135 that can provide a required level of protection for the document 140 to be printed. The print management system 112 includes a policy 113 that maps the document protection requirements to the specific security protection techniques available from the family 130 of the trusted printers 131–135.
The policy 113 determines the required protection level for the document 140 to be printed by collecting information about the value of the document 140 from the document creator or owner or from any other person authorized to print the document 140. The information may include assumptions about potential forgery and the cost necessary to provide a level of protection to detect and/or deter the potential forgery. The user may enter the information about the document 140 through a graphical user interface provided on one of the display units 151–153 of the particular computers 121–123 being used to print the document 140.
The print management system 112 may also allow the users to question each of the trusted printers 131–135 to determine what protection level each trusted printer 131–135 provides. The print management system 112 may also provide information to the user about which forgery techniques each protection level is able to detect and/or deter and the costs of using each protection level. Each computer 121–123 may be controlled by the print management system 112 and/or the operating system 111 to display to users the protection levels that may be applied to the document 140 to be printed.
Each document 140 to be printed may also have a security level embedded in it, attached to it or otherwise associated with it, that the print management system 112 can use to identify the specific combination of protection techniques needed to detect and/or deter potential forgery. The policy 113 is programmable and may be adapted to the particular requirements of the organization that operates, owns or uses the network 100. The policy 113 may be programmed to assign a protection level or levels for every authorized user of the network 100 or for every computer 121–123 of the network 100.
Every user of the network 100 may have an identification that is programmed into the policy 113. The identification may be a login password or user identification. Every document 140 printed by the user identified by the identification may have be assigned a specified protection level, a minimum protection level and/or a maximum protection level.
Every computer 121–123 of the network 100 may have an identification value. The computer identification values may be programmed into the policy 113. Every print job sent by the identified one of the computers 121–123 to the server 110 may have a specified protection level, a minimum protection level and/or a maximum protection level. The policy 113 determines the protection requirements for the document 140 to be printed by identifying the user that enters the print command and/or the computer 121–123 that sends the print job.
The policy 113 may also conduct a search of the content of the document 140 to determine the required protection level. The search could be, for example, a keyword search or a keyphrase search of the document 40. The protection requirements of the document 140 could be dependent on the number of occurrences of various ones of the keywords or keyphrases.
The policy 113 determines the security requirements for the document 140 to be printed. For example, the policy 113 may determine that the document 140 to be printed requires protection against forgery by copying using a standard photocopier. Alternatively, the policy 113 may determine that the document 40 to be printed requires protection against scanning, image processing, and alteration of the contents of the document 140. Once the policy 113 determines the security requirements, the print management system 112 identifies the specific combination of protection techniques needed to meet these requirements. The print management system 112 then routes the print job to one of the trusted printers 131–135 that can apply the appropriate protections and sets the parameters in the selected printer to apply the appropriate protection techniques to the document 140. Examples of the protection levels that can be applied to the document 140 when it is printed, the forgery techniques that the protection levels protect against and the equipment necessary for creating the protection level and verifying the authenticity of a document are described in Table 1.










TABLE 1





Protection





Levels
Technique(s)
Protects Against
Equipment Needed







Level 0
Fragile variable copy evident
Adversary with standard
Standard color printer, or



watermark.
copier and toner or ink.
special toner or ink, or




Blank originals attack.
hyperacuity printer with





inspector.


Level 1
Robust variable invisible
Adversary who can
Standard color printer



copy evident watermark with
remove copy evident
with special toner or ink.



tracing information.
watermarks from originals.




Blank originals attack.




Compromised tracing




attack.


Level 2
Fragile variable fluorescing
Weak protection against
Special toner or ink and



invisible copy evident
tampering. Blank originals
standard highlight or



watermark to print page
attack.
color printer.



offset, with tracing

Enhancements could



information.

include toner sensor or





sensor to verify the





presence of the copy-





evident watermark.





Fluorescent light to





verify.


Level 3
Fragile variable fluorescing
Adversary who can scan,
Special toner or ink and



invisible copy evident
image process, and print
standard highlight or



watermark to print page
and who has access to the
color printer.



offset, with tracing
special toner or ink.
Enhancements could



information, digitally signed

include toner sensor or



and glyph encoded.

sensor to verify the





presence of the copy





evident watermark.





Fluorescent light and





fluorescent scanner to





verify.


Level 4
Fragile variable fluorescing
Adversary who can scan,
Special toner or ink and



invisible copy evident
image process, and print
standard highlight or



watermark to print random
and who has the special
color printer.



portions of the page, with
toner or ink.
Enhancements could



tracing information, digitally

include toner sensor or



signed and glyph encoded.

sensors to verify the





presence of the copy





evident watermark.





Fluorescent light and





fluorescent scanner to





verify.


Level 5
Robust variable fluorescing
Adversary with standard
Fluorescing black toner



black copy evident
standard copier and toner
or ink in a standard



watermark with tracing
or ink. Compromised
highlight or color



information.
tracing attack.
printer. Fluorescent light





to verify.


Level 6
Robust variable fluorescing
Adversary with standard
Fluorescing black toner



black copy evident
copier and tone or ink.
or ink in a standard



watermark with tracing
Detached toner attack.
highlight or color



information to print fixed
Blank originals attack.
printer. Fluorescent light



portions of the page.

to verify.


Level 7
Robust variable fluorescing
Adversary with standard
Fluorescing black toner



black copy evident
copier and toner or ink.
or ink in a standard



watermark to print random
Adversary with a scanner
highlight or color



portions of the page, with the
and image processor.
printer. Fluorescent light



random pattern specification
Detached toner attack.
to verify. Inspector to



encrypted and glyph encoded
Compromised tracing
read and verify the




attack.
glyph.


Level 8
Robust variable fluorescing
Adversary who alters
Fluorescing black toner



black copy evident
tracing information.
in a standard highlight or



watermark to print content
Adversary with standard
color printer.



dependent portions of the
copier and ink. Adversary
Fluorescent light to



page, with tracing
who can scan and image
verify. Inspector to read



information, encrypted
process. Detached toner or
and verify the glyph.



and glyph encoded
ink attack. Compromised




tracing attack.









Although Table 1 shows various watermarking techniques usable either alone or in combination to provide a specified level of protection to a document, it should be appreciated that the table is merely one exemplary embodiment of a policy 113. Other combinations of watermarking techniques may be provided to enable a greater range of protection levels. The protection levels, the techniques, the forgery methods that are protected against, and the equipment necessary to apply the techniques to a document to be printed and verify if a printed document is an original or a forgery are described in U.S. application Ser. No. 09/722,362, incorporated herein by reference in its entirety.
As shown in FIG. 1, the trusted printer 131 can print documents having Level 0 protection, the trusted printer 132 can print documents requiring Level 1 protection, the trusted printer 133 can print documents requiring Level 0 through Level 4 protection, the trusted printer 134 can print documents requiring Level 4 through Level 8 protection and the trusted printer 135 can print documents requiring Level 7 and Level 8 protection.
FIG. 2 is a flowchart of one exemplary embodiment of a document forgery protection printing method according to this invention. Beginning in step S1000, control continues to step S1100, where a user creates a document that requires forgery protection. Then, in step S1200, the user enters a print command to print the document requiring forgery protection. Next, in Step S1300, information about the protection levels is displayed to the user. Control then continues to step S1400.
In Step S1400, information is collected about the value of the document requiring forgery protection. The information may include information or assumptions about potential forgery of the document requiring forgery protection and the cost of applying the various available protection techniques to the document requiring forgery protection. Next, in step S1500, the protection requirements of the document requiring forgery protection are determined based on a trusted printing policy. The determined protection requirements for the document requiring forgery protection may indicate that this document requires protection against forgery from copying using a standard photocopier or that the document requiring forgery protection requires protection against forgery by scanning, image processing and altering of the contents of the document. Then, in step S1600, the protection level that provides the specific combination of protection techniques to meet the determined protection requirements is determined. Control then continues to step S1700.
In step S1700, a trusted printer that can apply the appropriate protection techniques to the document requiring forgery protection is selected based on the determined protection level. Then, in step S1800, the print job for the document requiring forgery protection is routed to the selected trusted printer. Next, in step S1900, the parameters in the selected trusted printer are set based on the determined protection level. In step S2000, the document requiring forgery protection, including the protection techniques of the determined protection level, is printed using the selected trusted printer. Then in step S2100 the method ends.
Although one exemplary embodiment of a document forgery protection printing method according to this invention has been described above with respect to FIG. 2, it should be appreciated that other exemplary embodiments of document forgery protection printing methods may be apparent to those of ordinary skill in the art. For example, in various exemplary embodiments of the document forgery protection printing method according to this invention, the information about the protection levels may be displayed prior to the print command being entered. In other various exemplary embodiments of the document forgery protection printing method invention of this invention, the information about the value of the document and the potential forgery of the document may also be collected prior to the print command being entered. In other various exemplary embodiments of the document forgery protection printing method according of this invention, the parameters of the selected trusted printer may be set prior to the print job being routed to the selected trusted printer.
While this invention has been described in conjunction with the various exemplary embodiments outlined above, it is evident that many alternatives, modifications and variations will be apparent to those skilled in the art. Accordingly, the various exemplary embodiments of the invention, as set forth above, are intended to be illustrative, not limiting. Various changes may be made without departing from the spirit and scope of the invention.

## Claims

1. A document forgery protection printing method, comprising:
processing an image of a document;
determining forgery protection requirements for the document to be printed using a print management system and a computerized policy stored on a computer device to collect information about the document and to use the collected information in determining forgery protection requirements;
determining a protection level to be applied to the document based on the determined forgery protection requirements;
selecting a printer from a plurality of printers that can print the document; and
based on the determined protection level, printing at least one watermark on the document that corresponds to the determined protection level using the selected printer, wherein determining the forgery protection requirements includes displaying information about forgery techniques and using the displayed information in determining the forgery protection requirements to be applied to the document.

2. The method of claim 1, wherein displaying information further includes displaying information about forgery techniques each protection level is able to at least one of detect and deter and information about costs of using each protection level.

3. The method of claim 1, wherein determining the protection level includes identifying at least one of a creator of the document, a person entering a command to print the document, and an image processor that processes the image of the document, and using the at least one identification in determining forgery protection requirements.

4. The method of claim 1, wherein determining the protection level includes searching and reviewing contents of the document and using the contents of the document in determining forgery protection requirements.

5. The method of claim 1, further comprising querying the plurality of printers to determine the protection level each printer can apply to the document and using one of the printers with a specific combination of protection techniques.

6. The method of claim 1, further comprising setting printing parameters on the selected printer to apply the determined protection level to the document based on the policy.

7. The method of claim 1, wherein determining the protection level includes at least one of assigning and selecting the protection level by at least one of a creator of the document, a person entering a command to print the document, and the policy.

8. A document forgery protection printing system,
comprising:
at least one server having a print management system and storing a policy that determines forgery protection requirements and a forgery protection level for the document;
at least one image processor that processes an image of the document;
a display device, the at least one server and the at least one image processor driving the display device to display information about forgery techniques and using the displayed information in determining forgery protection requirements for the document;
a plurality of printers, each printer able to print the document and able to apply at least one protection level to the document by printing at least one watermark on the document that corresponds to the determined protection level, wherein the policy collects information about the document and determines the protection level for the document based on information collected.

9. The document forgery protection printing system of claim 8, wherein the displayed information includes information about forgery techniques each protection level is able to at least one of detect and deter and information about costs of using each protection level.

10. The document forgery protection printing system of claim 8, wherein the policy searches content of document and determines the protection level based on at least one of a creator of the document, a person entering a command to print the document, and an image processor that processes the image of the document.

11. The document forgery protection printing system of claim 8, wherein the policy determines the protection level based on at least one of a keyword and key phrase search from contents of the document.

12. The document forgery protection printing system of claim 8, wherein the policy determines the protection level based at least in part on a forgery protection requirements and a protection level assigned to the document.

13. The document forgery protection printing system of claim 8, wherein the server sets printing parameters for the selected printer selected to apply the determined protection level to the document based on the policy.