Amendment 2011-1 to the Pension Plan for Employees



 Exhibit 10.1 
 AMENDMENT 2011-1 
 TO THE 

PENSION PLAN FOR EMPLOYEES OF 
 AMERICAN WATER WORKS COMPANY, INC. 
 AND ITS DESIGNATED SUBSIDIARIES

 Pursuant to the authority reserved to the Board of Directors of American Water Works Company, Inc. (the “Board”) under
Paragraph 56 of the Pension Plan for Employees of American Water Works Company, Inc. and its Designated Subsidiaries (the “Plan”) and as permitted under Paragraph 58 of the Plan, the Board hereby amends the Plan, effective as of
June 30, 2011, as follows: 
  

	1.	Paragraph 1 of the Plan is hereby amended by adding a new paragraph between the existing third and fourth paragraphs, to read as follows: 


“Effective as of July 1, 2011, in connection with that certain Stock Purchase Agreement, dated as of January 23, 2011, by
and among the Company, Arizona-American Water Company, New Mexico-American Water Company, Inc. and EPCOR Water (USA), Inc., pursuant to which the Company agreed to sell all of the issued and outstanding stock of Arizona-American Water Company and
New Mexico-American Water Company, Inc. to EPCOR Water (USA), Inc., (the “Sale”) the Company is transferring the assets and liabilities attributable to those Participants who are, or were previously, employed by Arizona-American Water
Company and New Mexico-American Water Company, Inc. to the Pension Plan for Employees of Arizona-American Water Company and New Mexico-American Water Company, Inc. (the “Arizona-New Mexico Pension Plan”), a new pension plan established for
such Participants. Such assets and liabilities include those attributable to active Participants as of June 30, 2011, terminated vested Participants, and retired Participants (or their Beneficiaries) who are receiving benefit payments from the
Plan, all of whom are, or were previously, employed by Arizona-American Water Company or New Mexico-American Water Company, Inc. (collectively, the “Arizona-New Mexico Employees”). Any benefit to which an Arizona-New Mexico Employee may
have been entitled under the Plan immediately prior to July 1, 2011 shall not be provided under the Plan, but instead shall be provided under the Arizona-New Mexico Pension Plan. In addition, with respect to any Participant who is transferred
to the employment of Arizona-American Water Company and New Mexico-American Water Company, Inc. from the Employer on or after July 1, 2011 and prior to the consummation date of the Sale, assets and liabilities with respect to such
Participant’s Accrued Benefit under the Plan, if any, shall be transferred to the Arizona-New Mexico Pension Plan. Furthermore, with respect to any participant under the Arizona-New Mexico Pension Plan who transfers employment from
Arizona-American Water Company and New Mexico-American Water Company, Inc. to the Employer prior to the consummation date of the Sale, assets and liabilities with respect to such participant’s Accrued Benefit under the Arizona-New Mexico
Pension Plan shall be transferred back to this Plan and be payable from this Plan to such transferred participant. 
 The
Arizona-New Mexico Employees described in this paragraph are identified in Appendix 6 attached hereto.” 








	2.	Exhibit A-1 (List of Designated Subsidiaries) of the Plan is hereby amended to delete the references to “Arizona-American Water Company” and “New
Mexico-American Water Company.” 

 “EXHIBIT A-1” 

LIST OF DESIGNATED SUBSIDIARIES 
  

	 	•	 	 American Water Works Company, Inc. 


  

	 	•	 	 American Water Enterprises, Inc. 


  

	 	•	 	 AAET, L.P. 


  

	 	•	 	 EA2 Systems L.C. 


  

	 	•	 	 American Water Operations and Maintenance, Inc. 


  

	 	•	 	 American Water Services CDM, Inc. 


  

	 	•	 	 Environmental Management Corporation (effective June 1, 2010) 



 

	 	•	 	 American Water Resources, Inc. 


  

	 	•	 	 American Water Works Service Company, Inc. 


  

	 	•	 	 Applied Water Management, Inc. 


  

	 	•	 	 California-American Water Company 


  

	 	•	 	 Citizens Utilities Company 


  

	 	•	 	 Hawaii American Water Company 


  

	 	•	 	 Illinois-American Water Company 


  

	 	•	 	 Indiana-American Water Company, Inc. 


  

	 	•	 	 Iowa-American Water Company 


  

	 	•	 	 Kentucky-American Water Company 


  

	 	•	 	 Long Island Water Corporation 


  

	 	•	 	 Maryland-American Water Company 


  

	 	•	 	 Michigan American Water Company 


  

	 	•	 	 Missouri-American Water Company 


  

	 	•	 	 New Jersey-American Water Company, Inc. 


  

	 	•	 	 Ohio-American Water Company 


  

	 	•	 	 Pennsylvania-American Water Company 


  

	 	•	 	 Tennessee-American Water Company 


  

	 	•	 	 Texas American Water Company 


  

	 	•	 	 Virginia-American Water Company 


  

	 	•	 	 United Water Virginia, Inc. 


  

	 	•	 	 West Virginia-American Water Company 


  

	 	•	 	 Bluefield Valley Water Works Company 



  
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	3.	A new Appendix 6 is hereby added to the Plan: 

 “APPENDIX 6” 
 Arizona-New Mexico Employees 

Effective July 1, 2011, the following Participants shall not be eligible to receive any benefit or future benefit under the Plan
– 
 AWW PARTICIPANTS ON WHOSE BEHALF BENEFITS WERE TRANSFERRED TO THIS PLAN 

 

			
	 Employee No.
	  	 Participant

	23000807	  	Akine, Blaine H.
	23001408	  	Andre, Carole C.
	50249000	  	Appelhans, Courtney L.
	50114003	  	Arnold, Cynthia D.
	19000001	  	Autrey, Bill R.
	23000709	  	Avery, Brian K.
	50185566	  	Barnard, Dale H.
	23001238	  	Baysinger, Terri E.
	50139659	  	Bean, Kenneth S.
	19000002	  	Bell, Shelley J.
	23000711	  	Benedict Jr., Thomas M.
	23000712	  	Bermea, Robert G.
	23000696	  	Berry, Larry A.
	23000713	  	Biesemeyer, Brian K.
	19000003	  	Bonner, James A.
	19000005	  	Brockmeier, L. Laquane
	50166410	  	Broderick, Thomas M.
	23000343	  	Bromley, J. Colleen
	23001240	  	Brouws, Antoinette
	23000715	  	Bruno, Ray T.
	50122459	  	Burton, Garry T.
	50048608	  	Butler, Michael R.
	50140812	  	Cabrera, Nicholas A.
	50248994	  	Camacho, Daniel
	23001241	  	Camacho, Rigoberto
	50176132	  	Ceccarelli-Wolf, Sally L.
	50098260	  	Chapman, Nancy L.
	50122454	  	Chihanik, John M.
	23001200	  	Cho, Hyung-Yul
	23000719	  	Clark, Jerry R.
	23000720	  	Clark, Mark R.
	5000001	  	Cole, Bradley J.
	50037496	  	Conner, Donald W.
	19000007	  	Conover, Dale E.
	23000010	  	Cooks, Torrey L.
	23001501	  	Coppinger, Eric L.
	23000722	  	Cordova, Gilbert
	T-10/16/95	  	Cota, Karen M.


  
 3 









			
	23000723	  	Cron, Robert L.
	24018916	  	Crooks, Ian
	19000009	  	Daly, Brian A.
	23001244	  	Day, Garry T.
	23000780	  	Delgadillo, Hector F.
	23001245	  	Delgado, Christopher J.
	23000725	  	Deyoung Sr., Thomas W.
	23000727	  	Diego, Brian J.
	23000728	  	DiFrancisco, Bruce E.
	50180529	  	Dominguez, Johnnie D.
	50229352	  	Dotray, David J.
	50147427	  	Duarte, Isaac J.
	23001248	  	Duhamell Mark E.
	19000010	  	Eagle, Glenn E.
	19000011	  	Encinias, Leroy J.
	23000730	  	Espinoza Jr., Daniel B.
	23000732	  	Evans, Charles D.
	23001250	  	Faiello, Arthur W.
	50164845	  	Farrell, Todd R.
	50157397	  	Fernandez, Camila
	50089220	  	Finke, Brad W.
	23000734	  	Fisher, Erman C.
	23000735	  	Flanagan, Jon S.
	50191151	  	Flores, Jesus M.
	23001251	  	Flores, John A.
	23000738	  	Franz, Jeannie E.
	23000739	  	Franz, Volker M.
	23000740	  	Garcia, Robert
	23000741	  	Giulioli, Matthew R.
	50049882	  	Gonzales Jr., Paul H.
	23000742	  	Griffith, Douglas J.
	50018773	  	Grooman Jr, James A.
	50168957	  	Gross, Joseph E.
	3000117	  	Gutowski, Linda J.
	50048605	  	Gwinn, Martina J.
	19000012	  	Hadley, Shawn M.
	23000802	  	Hairston, Anitria W.
	23000744	  	Hampshire, B. Diane
	23000008	  	Hawking, Michael C.
	19000013	  	Hawkins, Loretto M.
	23000746	  	Hernandez, Gustabo
	23000021	  	Hernandez, Michael
	19000015	  	Hopkins, Sondra A.
	23000748	  	Huckeby, Nancy J.
	23000006	  	Huddleston, Lee F.
	50098096	  	Huerta, Mark A.
	23001254	  	Humble, James W.
	23000749	  	Hunt, Sanford R.
	50245515	  	Huntspon, Melvin
	19000016	  	Ingram, Mark O.


  
 4 









			
	19000538	  	Irwin, Janet N.
	23000750	  	Ishmael, James D.
	23000751	  	Jackson, Ronald C.
	50059917	  	James, Rebecca
	23001255	  	Jones, Ray L.
	23000753	  	Kennow, Dale E.
	50089211	  	Kennow, Dolores J.
	50287994	  	Kolibas, Daniel
	23001260	  	Kriess, Jason S.
	50437986	  	Kunselman, Carol
	23000756	  	Landoni, Dean L.
	23000757	  	Lands, James T.
	19001479	  	Lee, Timothy W.
	23000002	  	Leyva, Saul H.
	23000760	  	Lingenfelter, Bradley S.
	50251281	  	Lovisetto, Alessandro G.
	23001419	  	Loyd, Neil G.
	17000053	  	Lutringer, Steven J.
	23000761	  	Mahoney, Raymond B.
	50205777	  	Mares, William
	50154897	  	Marez, Josephine D.
	23000762	  	Marlow, Jefferey A.
	23000763	  	Martinez, Andrew
	23001263	  	Masson, Michael G.
	23000764	  	Mcdonald, Jeff
	23000003	  	McKinney, Floyd Keith
	50196564	  	McQuay, Patrick M.
	50049875	  	McReynolds, Mary C.
	23001283	  	Mecham, Jeremiah
	19001097	  	Meeks, Matthew L.
	50241716	  	Mercado, Miguel A.
	50161249	  	Miller, Nina E.
	23000766	  	Mincher, Bradley J.
	23001285	  	Monroe, Robert M.
	23000007	  	Montgomery, Joyce A.
	19000018	  	Montoya, M. Lupe
	50202890	  	Moore, Karan L.
	23000768	  	Moore, Richard S.
	23000769	  	Nicolai, Deborah L.
	19000019	  	Ortega, Yolanda J.
	50193783	  	Oxx, Michael L.
	23000743	  	Papini, Kathleen A.
	23001286	  	Payan, John F.
	23001287	  	Perez Jr., Roy
	23000004	  	Perreault, Linda Marie
	17003606	  	Polt, Kenneth G.
	50107231	  	Poston, Daniel H.
	23000771	  	Qualls, Shawntel
	3001284	  	Radwanski, Edward J.
	50049884	  	Ramirez, Pedro


  
 5 









			
	23001289	  	Reyes, Paul M.
	50197699	  	Reyna Jr., Fernando
	23000773	  	Reynolds, Bert L.
	17000095	  	Reynolds, Brian L.
	23000774	  	Reynolds, Johnny L.
	23000775	  	Rios, Frank J.
	50241693	  	Rivera, Steve M.
	50147422	  	Romero, Rafael
	50245493	  	Salazar, Joe L.
	23000779	  	Samarripa Jr., Ygnasio
	23000781	  	Santillan, Joe J.
	19000078	  	Schaeffer, Janet E.
	23001290	  	Shore, Josephine K.
	50033559	  	Spartz, Adam P.
	50220117	  	Stevens, Angel
	50212416	  	Stevens, Mark
	19000022	  	Stewart, Kathy L.
	50088030	  	Stillman, Linda C.
	50213543	  	Stuck, Jeffrey W.
	19000023	  	Sutherland Jr., James C.
	50073630	  	Sutton, Richard B.
	19000024	  	Swann, Norman C.
	23000786	  	Tacho, Ernest
	23000787	  	Taylor James G.
	50202861	  	Taylor, Paul D.
	19000025	  	Tharp, Jeff E.
	23000788	  	Thomas, Kenneth R.
	23000789	  	Thompson, Michael J.
	19000026	  	Thornton, Robert E.
	23000790	  	Tober, Vivien
	50048603	  	Torres, Thomas S.
	5010145	  	Townsley, Paul G.
	23001003	  	Troub, Molly
	23001294	  	Tucker, Thomas D.
	19000027	  	Underwood, Tommy L.
	23000794	  	Uraine, Steven S.
	50255413	  	Vig, Joshua A.
	23000795	  	Wachter, John P.
	23001295	  	Wahlers, Clifford D.
	23001050	  	Wallace, Robert A.
	5006850	  	Wallstead, William L.
	50090066	  	Ward, David A.
	23000009	  	West, John M.
	50114842	  	White, William
	23000798	  	Wilkins, Charles D.
	23000800	  	Wilkins, Karl B.
	50332044	  	Windham, Todd
	50141141	  	Winter, Thomas G.
	50191189	  	Wood, Alexandra L.
	19000029	  	Wright, Kathy A.


  
 6 









			
	23001296	  	Yates, Amy K.
	23000805	  	Zamora, Daniel V.

 IN WITNESS WHEREOF, and as evidence of the adoption of this Amendment 2011-1 to the Plan set forth
herein, the Board has caused this instrument to be executed this 17th day of June, 2011. 
  

			
		
	/S/	 	Sean Burke         
	By:	 	 Sean Burke
 Vice President,
Human Resources




  
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