FILED 

 U.S. COURT OF APPEALS

 ELEVENTH CIRCUIT 

 07/02/99 

 THOMAS K. KAHN 

 CLERK

PUBLISH

IN THE UNITED STATES COURT OF APPEALS

FOR THE ELEVENTH CIRCUIT

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No. 97-8889

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D. C. Docket No. 1:94-Cr-65-2-JEC

UNITED STATES OF AMERICA,

Plaintiff-Appellee,

versus

MAURICE SHAZIER, a.k.a. “Reese”,

Defendant-Appellant.

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Appeal from the United States District Court

for the Northern District of Georgia

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(July 2, 1999)

Before HULL and MARCUS, Circuit Judges, and RONEY, Senior Circuit Judge.

RONEY, Senior Circuit Judge:

Maurice Shazier pled guilty to one count of a five-count indictment for

conspiracy to possess with intent to distribute cocaine in violation of 21 U.S.C.

sections 841(a)(1) and 846 and 18 U.S.C. section 2. He agreed to cooperate with the
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government. He appeals his 97-month sentence alleging errors (1) in the number of

points included in his criminal history category for a prior state court conviction

from which he was pardoned and (2) in the imposition of a two-level increase of his

base offense level for his role in the offense. We affirm.

(1) Criminal History Category

Shazier contends the district court incorrectly determined his criminal history

category by assessing two points, instead of one, for a prior state court drug conviction

for which he had received a state pardon.

Shazier served six months imprisonment for cocaine possession in Louisiana

and a term of probation. After his probation had expired, he received a first-offender

pardon from the state restoring all rights to Louisiana citizenship, except the right to

receive, possess or transport a firearm. Because of the six-month sentence, the district

court added two points to Shazier’s criminal history under Sentencing Guidelines

section 4A1.1(b), which requires the district court to “[a]dd 2 points for each prior

sentence of imprisonment of at least sixty days not counted in (a).” U.S.S.G. 

§4A1.1(b). Under subsection (a), three points are added for sentences exceeding one

year and one month. U.S.S.G. § 4A1.1(a).

Shazier argues that the state pardon for this offense amounted to a

“diversionary disposition” for which only one point should be added to his criminal
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history. This argument is based on Section 4A1.2(f) which provides that where there

is a “diversion from the judicial process” after a finding of guilt, the disposition is

counted as a sentence under Section 4A1.1(c). U.S.S.G. § 4A1.2(f). Section

4A1.1(c) provides for one point for sentences counted under that section.

 This argument reflects a misunderstanding of the application of subsections

(a),(b), and (c) of section 4A1.1 and of what constitutes a “diversionary disposition”

under the guidelines. 

First, Section 4A1.1(c), by its terms, only applies to sentences not already

counted in subsection (a) or (b). See U.S.S.G. § 4A1.1(c)(“Add one point for each

prior sentence not counted in (a) or (b), up to a total of 4 points for this item.”) It does

not remove from those sections sentences that are required to be counted thereunder.

Since the six-month sentence was already required to be counted under subsection (b),

subsection (c) is inapplicable to it.

Second, there is no suggestion in the guidelines or the commentary that a

sentence that is properly counted under subsection (a) or (b) because of the length of

imprisonment would be affected by the provisions of section 4A1.2(f), which deals

with “diversionary dispositions,” i.e., a “diversion from the judicial process.” There

was no diversion from the judicial process as far as the six-months imprisonment was

concerned. Shazier was not excused from serving that sentence. The only arguable
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diversion that the pardon had was the after-effect of the conviction. Although not

specifically defined, it is clear that this section does not apply to sentences where

confinement is imposed and served. The commentary relates that: “Section 4A1.2(f)

... reflects a policy that defendants who received the benefit of a rehabilitative

sentence and continue to commit crimes should not be treated with further leniency.”

U.S.S.G. § 4A1.2 comment.(n.9).

Third, the commentary provides specific instructions for pardons such as

Shazier received here:

10. Convictions Set Aside or Defendant Pardoned. A number of

jurisdictions have various procedures pursuant to which convictions may

be set aside or the defendant may be pardoned for reasons unrelated to

innocence or errors of law, e.g., in order to restore civil rights or to

remove the stigma associated with a criminal conviction. Sentences

resulting from such convictions are to be counted.

U.S.S.G. § 4A1.2 comment.(n.10). 

The clear inference is that pardoned convictions should be counted in the same way

as they would be counted absent the pardon. There is no suggestion otherwise. 

Neither the guidelines nor the commentary make any suggestion that such pardoned

convictions should be treated as “diversionary dispositions,” or counted in any way

other than provided by the guidelines as if there were no pardon, or that they should

be counted for any less points than if the pardon had not occurred. Shazier properly
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concedes that his conviction was not expunged by the pardon. See U.S.S.G. §

4A1.2(j)(“Sentences for expunged convictions are not counted.. . .”). 

United States v. Stowe, 989 F.2d 261 (7th Cir. 1993), upon which defendant

relies is inapplicable for two reasons. First, the defendant there was placed on court

supervision and was not sentenced to any term of imprisonment, so that the sentence

could only be counted under section 4A1.1(c) at most. Second, the argument made

in that case, which defendant lost, was that the successful completion of his

supervision should be equated with expungement of the conviction under the

guidelines. We have found no case that suggests that the diversionary disposition

provisions of the guidelines would apply to a pardon of a served sentence specifically

counted under section 4A1.1(a) or (b).

(2) Offense Level

Rejecting the government’s suggestion of a four-level increase under

Sentencing Guidelines section 3B1.1(a) because of Shazier’s role in the offense, the

district court determined that Shazier was entitled to a two-level enhancement under

section 3B1.1(c) because the evidence indicated that Shazier was “some sort of

leader.” Under section 3B1.1(c), the district court is authorized to increase a sentence

by two levels if “the defendant was an “organizer, leader, manager, or supervisor in

any criminal activity . . .. ” U.S.S.G. § 3B1.1(c). 
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None of Shazier’s arguments concerning the two-level enhancement merits

reversal. The sentencing court was not erroneous in finding that a section 3B1.1(c)

enhancement was appropriate based on the statements made by two cooperating coconspirators before Shazier’s arrest. The sentencing court found that “even if he

hadn’t cooperated, it was fairly obvious from the circumstances and the other

cooperation,” that Shazier was a leader. The cooperating statements given by Xavier

Stubbs and Kara Paul were obtained prior to Shazier’s arrest. Thus, there was no

violation of the government’s agreement not to use against Shazier any selfincriminating information provided by him upon his guilty plea. The statements

indicate that Stubbs and Paul were recruited by and were delivering drugs for Shazier.

According to Paul, Shazier arranged for the pickup and delivery of the 26 kilograms

of cocaine and instructed her to deliver the vehicle with cocaine to Stubbs in Baton

Rouge, who would then deliver it to Atlanta. Stubbs stated that he and Shazier had

several telephone discussions about the pick up and delivery of the vehicle containing

cocaine, following which Shazier sent someone to pick up the vehicle. The statements

support a decision that defendant in some way supervised or managed the activities

of these two participants.

The contention that there was clear due process error in not informing the

defendant of the factual support for the enhancement is belied by the fact that counsel
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was provided and objected to the pre-sentence report upon which the government

based its recommendation for a four-level enhancement because of his role in the

offense.

AFFIRMED.