DEPARTMENT OF HEALTH AND HUMAN SERVICES Centers for Disease Control and Prevention National Institute for Occupational Safety and Health 

# Strategic Plan **for NIOSH Nanotechnology Research and Guidance** Filling the Knowledge GapsOn the cover: Scanning electron microscopy image of “spheres” of agglomerated nanometer sized to TiO 2 . Courtesy of Altairnano, Inc. Used with permission.

# Strategic Plan for NIOSH Nanotechnology Research and Guidance Filling the Knowledge Gaps

DEPARTMENT OF HEALTH AND HUMAN SERVICES Centers for Disease Control and Prevention National Institute for Occupational Safety and Healthii St rategic Plan for NIOSH Nanotechnology 

### This document is in the public domain and may be freely copied or reprinted. 

# Disclaimer Mention of any company or product does not constitute endorsement by the National In

stitute for Occupational Safety and Health (NIOSH). In addition, citations to Web sites external to NIOSH do not constitute NIOSH endorsement of the sponsoring organizations or their programs or products. Furthermore, NIOSH is not responsible for the content of these Web sites. All Web addresses referenced in this document were accessible as of the publication date. 

# Ordering Information To receive documents or other information about occupational safety and health topics, contact NIOSH at Telephone: 1–800–CDC–INFO (1–800–232–4636) TTY: 1–888–232–6348 E-mail: cdcinfo@cdc.gov or visit the NIOSH Web site at www.cdc.gov/niosh
. For a monthly update on news at NIOSH, subscribe to NIOSH eNews by visiting www.cdc.gov/niosh/eNews. DHHS (NIOSH) Publication No. 2010–105 November 2009



### Safer • Healthier • PeopleTMStrategic Plan for NIOSH Nanotechnology iii The National Institute for Occupational Safety and Health (NIOSH) is pleased to present the Strategic Plan for NIOSH Nanotechnology Research and Guidance: Filling the Knowledge Gaps . This plan updates the September 2005 strategic plan using knowledge gained from results of ongoing research as described in the 2007 report Progress Toward Safe Nanotech

nology in the Workplace: A Report from the NIOSH Nanotechnology Research Center and the 2009 report Progress Toward Safe Nanotechnology in the Workplace: A Report from the NIOSH Nanotechnology Research Center, Project Updates for 2007 and 2008. The NIOSH nanotechnology research program is a cross-sector program that supports the National Oc

cupational Research Agenda (NORA). Nanotechnology provides many opportunities and challenges for all of us in occupational safety and health. The Strategic Plan for the nano

technology program is the roadmap we are using to advance knowledge about the implica

tions and applications of nanomaterials. Comments received during external review of the document suggested that NIOSH pri

oritize goals and projects so as to better understand the feasibility of conducting research based on available resources. In addition, specific suggestions on the scientific direction of the research program were also offered by reviewers, such as the need to understand the role of genetics. We have attempted to acknowledge these issues in finalizing this version of the strategic plan. This published version of the document will continue to exist on the NIOSH Web site and be updated periodically to reflect new research efforts.

John Howard, M.D. /s Director, National Institute for Occupational Safety and Health Centers for Disease Control and Prevention 

# ForewordStrategic Plan for NIOSH Nanotechnology v Nanotechnology—the manipulation of mat

ter on a near-atomic scale to produce new materials—has the potential to transform many industries, from medicine to manufac

turing, and the products they produce. Re

search in nanoscale technologies continues to expand worldwide. By 2015, the National Science Foundation estimates that nano

technology will have a $1 trillion impact on the global economy and employ two million workers, one million of whom will likely re

side in the United States. While this emerging technology holds great promise, it also pres

ents unknown risks, especially to the health of workers. Many questions remain about how to best manage and control the poten

tial hazards associated with the safe handling of nanomaterials. Thus for the period 2009– 2012, NIOSH will collaborate with stake

holders at home and abroad to fill knowledge gaps related to nanotechnology, to identify and characterize hazards associated with nanomaterials, and to develop guidance for workers exposed to nanomaterials. Protect

ing the health of workers involved with nan

otechnology is a global issue that requires international cooperation, commitment, and collaboration. 

### Nanotechnology and NIOSH Research The rapid spread of nanotechnology threat

ens to outpace knowledge about its attendant safety and health risks. As nanotechnology moves forward into all avenues of commerce, stakeholders from industry, academia, labor, occupational safety and health professions, and government must make a concerted effort to identify and characterize the human health hazards associated with nanomaterials. NIOSH will continue to play an active role in this process. In June 2007, NIOSH reported its progress in conducting nanotechnology research and drafting guidance for the safe handling of nanomaterials [see report Prog

ress Toward Safe Nanotechnology in the Work

place: A Report from NIOSH Nanotechnol

ogy Research Center at http://www.cdc.gov/ niosh/topics/nanotech/, DHHS (NIOSH) Publication No. 2007–123]. An update of the progress report listing project updates from 2007–2008 was published in November 2009 [DHHS (NIOSH) Publication No. 2010–104]. [http://www.cdc.gov/niosh/docs/2010-104/ pdfs/2010-104.pdf] 

### NIOSH Nanotechnology Research Center (NTRC) Given the rapid growth and global reach of nanotechnology, NIOSH established the Nanotechnology Research Center (NTRC) in 2004 to conduct research and provide guid

ance to protect workers involved with nano

materials. The NTRC and its Steering Com

mittee consist of a diverse group of NIOSH scientists charged with overseeing the Insti

tute’s scientific and organizational plans in nanotechnology health research. 

### The main goals of the NTRC are to: 1. Determine whether nanoparticles and nanomaterials pose risks of injuries and illnesses for workers. 

# Executive Summaryvi St rategic Plan for NIOSH Nanotechnology Executive Summary

2. Conduct research on applying nano

technology to the prevention of workrelated injuries and illnesses. 3. Promote healthy workplaces through interventions, recommendations, and capacity building. 4. Enhance global workplace safety and health through national and interna

tional collaborations on nanotechnol

ogy research and guidance. 

### Strategic Plan With the input of a broad range of stake

holders in government, academia, and the private sector, NIOSH developed a strategic plan for nanotechnology research and guid

ance. The strategic plan also highlights how NIOSH’s critical research and guidance ef

forts align with and support the National Nanotechnology Initiative’s Environmental Health and Safety priorities. For the period 2009–2012, NIOSH will continue to fill in

formation and knowledge gaps in priority areas. Specifically, NIOSH will:

1. Conduct toxicological research on nanoparticles likely to be commercially available. 2. Conduct research to identify longterm health effects of carbon nano

tubes (CNT). 3. Develop recommendations for control

ling occupational exposure to fine and ultrafine titanium dioxide (TiO 2 ) in

cluding development of recommended exposure limits (RELs). Conduct re

search on improving sampling and ana

lytical methods, determining the extent of workplace exposures, and control

ling airborne exposures below the REL. Identify what medical surveillance is appropriate. Consider to what extent the observed relationship between TiO 2 particle size and toxicity can be general

ized to other metal oxides. 4. Develop recommendations for con

trolling occupational exposures to purified and unpurified single-walled carbon nanotubes (SWCNT) and multi-walled carbon nanotubes (MW

CNT) including development of RELs. Conduct research to address gaps in information on sampling, analysis, ex

posure assessment, instrumentation and controls. Identify what medical surveillance or epidemiological studies are appropriate. 5. Conduct research on how to identify categories of nanoparticles that can be distinguished on the basis of similar physico-chemical properties. Conduct research to develop RELs and ultimate

ly recommended exposure standards for these categories. 6. Conduct research on explosion poten

tial of various nanoparticles. This plan proposes 38 activities in 10 criti

cal areas to help protect the nanotechnology workforce. It is a large challenge but one that NIOSH is well prepared to accept.Strategic Plan for NIOSH Nanotechnology v ii 

# Abbreviations AIHA A merican Industrial Hygiene Association ACGIH A merican Conference of Governmental Industrial Hygienist ANSI A merican National Standards Institute ASSE A merican Society of Safety Engineers ASTM A merican Society for Testing and Materials ASSE A merican Society of Safety Engineers CAS c hemical abstract system CDC C enters for Disease Control and Prevention CIB C urrent Intelligence Bulletin CNF car bon nanofibers CNT car bon nanotubes COPD c hronic obstructive pulmonary disease CPSC C onsumer Product Safety Commission DART D ivision of Applied Research and Technology DEP diese l exhaust particulate DHHS U .S. Department of Health and Human Services DOE U .S. Department of Energy ECHA E uropean Chemicals Agency EHS e nvironmental health and safety EPA U .S. Environmental Protection Agency ESLI e nd-of-service life indicator EU E uropean Union FAQs fr equently asked questions FMSH F ederal Mine Safety and Health FY fiscal y earviii St rategic Plan for NIOSH Nanotechnology Abbreviations GIS g eographical information systems HELD H ealth Effects Laboratory Division HEPA hig h-efficiency particulate air HPS H ealth Physics Society HPV hig h production volume HVAC heat ing, ventilation, and air conditioning IANH I nternational Alliance for NanoEHS Harmonization ICON I nternational Council on Nanotechnology ID id entification IEC I nternational Electrotechnical Commission IOM I nstitute of Occupational Medicine ILO I nternational Labor Organization INRS I nstitut National de la Recherchè Scientifique ISO I nternational Organization for Standardization ISPE I nternational Society for Pharmaceutical Engineering IRSST I nstitut de recherché Robert–Sauvè en santé et en sécurité du travail MINChar M inimum Information Needed for Characterization of Nanomaterials MSDS mat erial safety data sheet MSHA U .S. Mine Safety and Health Adminstration MWCNT m ulti-walled carbon nanotubes NASA N ational Aeronautics and Space Administration NCER N ational Center for Environmental Research NEHI N anotechnology Environmental and Health Implications NGO no n-governmental organization NIEHS N ational Institute of Environmental Health Sciences NIL N anoparticle Information Library NIOSH N ational Institute for Occupational Safety and Health NIST N ational Institute of Standards and TechnologyStrategic Plan for NIOSH Nanotechnology ix Abbreviations

nm nano meter(s) NNI N ational Nanotechnology Initiative NORA N ational Occupational Research Agenda NSET N anoscale Science, Engineering, and Technology NSF N ational Science Foundation NTRC N anotechnology Research Center NSC N ational Safety Council OEP Offic e of Extramural Programs OECD Org anization for Economic Cooperation and Development OELs o ccupational exposure limits OEP Offic e of Extramural Programs OSH o ccupational safety and health OSHA U .S. Occupational Safety and Health Administration PCAST P residents Council of Advisors on Science and Technology POSS p olyhedral oligomeric silsesquioxanes PPE p ersonal protective equipment PPNANSG P roject Planning Nanotechnology Strategic Goal PPNANIG P roject Planning Nanotechnology Interim Goal PPNANAOG P roject Planning Nanotechnology Activity/Output Goal QRA q uantitative risk assessment r2p R esearch to Practice REL r ecommended exposure limit RFA r equest for application RM r eference material ROS r eactive oxygen species SWCNT sing le-walled carbon nanotubes TC t echnical committee TEM t ransmission electron microscopyx St rategic Plan for NIOSH Nanotechnology Abbreviations TiO 2 t itanium dioxide TNO N etherlands Organisation for Applied Scientific Research TWA t ime weighted average μg/m 3 micr ogram per cubic meter UN U nited Nations VGCF v apor grown carbon fibers WHO W orld Health Organization WPMN W orking Party on Manufactured Nanomaterials WPN W orking Party on NanotechnologyStrategic Plan for NIOSH Nanotechnology xi Foreword . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iii Executive Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . v Abbreviations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . v ii Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xiii 1 I ntroduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.1 B ackground
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.2 NIOSH L ogic Model
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 2 I nputs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 2.1 Congressional Mandate
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 2.2 Stak eholders’ Input
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 2.3 NIOSH Research Capabilities
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 2.4 NIOSH Partnerships
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 3 A ctivities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 3.1 NIOSH Nanotechnology Research Center (NTRC)
. . . . . . . . . . . . . . . . . . . . 11 3.2 NTR C Steering Committee
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 3.3 Current NIOSH Intramural Nanotechnology Research Activities
. . . . . . . . . 11 3.4 Current NIOSH Extramural Nanotechnology Research Activities
. . . . . . . . . 12 3.5 C ollaborative Workshops
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 4 Go als . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 4.1 Go als and the Risk Management Continuum
. . . . . . . . . . . . . . . . . . . . . . . . . 15 4.2 C oordination with the National Nanotechnology Initiative
. . . . . . . . . . . . . . 17 4.3 St rategic Goals, Intermediate Goals and Activity/Output Goals
. . . . . . . . . . 18 4.4 Coalescing Priorities for the NIOSH Research and Guidance for 2009–2012
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 5 Ou tputs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 5.1 NIOSH Publications on Nanotechnology
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 5.2 NIOSH Peer-reviewed Publications
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 5.3 Sponsored Conferences
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 5.4 Presentations
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 6 R esearch to Practice (r2p) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43 6.1 Capacity Building through Technical Assistance
. . . . . . . . . . . . . . . . . . . . . . . 43 7 I ntermediate Customers and Intermediate Outcomes . . . . . . . . . . . . . . . . . . . . . . . 45 7.1 Federal Government Agencies
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45 7.2 Standards Development Organizations
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45 

# Contentsxii St rategic Plan for NIOSH Nanotechnology Contents 7.3 Industry, Labor, and Academia
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45 7.4 Professional Organizations
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45 7.5 Research Collaborations
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45 7.6 I nternational Activities
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46 8 Ou tcomes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 Appendix A. Timeline for NIOSH Nanotechnology Research . . . . . . . . . . . . . . . . . . . 53 Appendix B. NNI Priority of Environmental, Health, and Safety Research Needs for Engineered Nanoscale Materials . . . . . . . . . . . . . . . . . . . . . . . . 67 Appendix C. Partnerships and Collaborations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69Strategic Plan for NIOSH Nanotechnology xiii This report was developed by the scientists and staff of the National Institute for Occu

pational Safety and Health (NIOSH) who participate in the NIOSH Nanotechnology Re

search Center (NTRC). Paul Schulte is the manager and Charles Geraci is the coordinator of the NIOSH nanotechnology cross-sector program. Special thanks go to Laura Hodson and Ralph Zumwalde for writing and organizing the report. Others who contributed substantially to the strategic plan include: Eileen Birch, VincentCastranova, Brian Curwin, Douglas Evans, Pengfei Gao, Mark Hoover, Vijia Karra, BonKi Ku, Eileen Kuempel, Robert Mercer, Mark Methner, Arthur Miller, Vladimir Murashov, Terri Pearce, Appavoo Rengasamy, W. Allen Robison, Ronald Shaffer, Anna Shvedova, Petia Simeonova, Aleksandr Stefaniak, Jennifer Topmiller, Douglas Trout, and Leonid Turkevich. The NIOSH NTRC also acknowledges the contributions of Vanessa B. Williams, Gino Fazio, and Anne Stirnkorb for desktop publishing and graphic design, and Elizabeth Fryer for ed

iting the report. Mark Methner supplied the workplace photos in the document. Special appreciation is expressed to the following individuals and organizations for their external reviews and comments: 

# Acknowledgments

David Warheit, Ph.D. Du Pont de Nemours Newark, NJ Gurumurthy Ramachandran, Ph.D. University of Minnesota Minneapolis, MN John Balbus, MPH, M.D. Environmental Defense Washington D.C. Michael Foster, Ph.D. Duke University Durham, NC Robert Aitken, M.D. Institute of Occupational Medicine NanoSafe Europe Edinburgh, UK William Gulledge American Chemistry Council Arlington, VA James Melius, M.D., Dr.P.H. Laborers’ Health and Safety Fund of North America Albany, NY Michael Ellenbecker, Ph.D. University of Massachusetts Lowell, MA Kristen Kulinowski, Ph.D. Rice University Houston, TX Lawrence Gibbs, MPH Stanford University Stanford, CAStrategic Plan for NIOSH Nanotechnology 1 

### 1.1 Background Nanotechnology is a system of innovative methods to control and manipulate matter at near-atomic scale to produce new ma

terials, structures, and devices. Nanopar

ticles are a specific class or subset of these new materials, having at least one dimen

sion that is less than 100 nanometers. They exhibit unique properties because of their nanoscale dimensions. Nanotechnology of

fers the potential for tremendous improve

ment and advances in many areas that may benefit society, such as integrated sensors, semiconductors, medical imaging, drug delivery systems, structural materials, sun

screens, cosmetics, coatings, and many oth

er uses. Nanotechnology is one of the most rapidly growing industries across the world. By 2015, the global market for nanotechnol

ogy-related products is predicted to reach $1 trillion and employ 1 million workers in the United States alone [Lux 2007]. There are currently over 1,000 commercial products on the market (Figure 1).The properties of nanoparticles (e.g., size, surface area, reac

tivity) that yield many of the far reaching 

# 1 Introduction

Figure 1. Total nanomaterial containing products in the Wilson Center Consumer Product Inventory (used with permission from Project on Emerging Nanotechnologies Woodrow Wilson International Center for Scholars)2 St rategic Plan for NIOSH Nanotechnology Chapter 1 ■ Introduction societal benefits may also pose risks. Cur

rently, increasing numbers of workers are potentially exposed to nanomaterials in research laboratories, start-up companies, production facilities, and in operations where nanomaterials are processed, used, disposed or recycled. The challenges are to determine whether the nature of intention

ally produced (engineered) nanostructured materials and devices presents new occupa

tional safety and health risks. At the same time, there is a need to address how the benefits of nanotechnology can be realized while proactively minimizing the risk. Efforts across multiple federal agencies are fostering the development and use of nano

technology. In 2001, the President’s Council of Advisors on Science and Technology collabo

rated with the interagency National Science and Technology Council to create the Nation

al Nanotechnology Initiative [NNI 2001]. This initiative supports basic and applied research and development in nanotechnology to create new nanomaterials and to disseminate new technical capabilities to industry. The purpose of the NNI is to facilitate scientific break

throughs and maintain U.S. competitiveness in nanoscience. A stated goal of this interagen

cy program is to ensure that nanotechnology research leads to the responsible development of beneficial applications by giving high pri

ority to research on societal implications, hu

man health, and environmental issues related to nanotechnology. The National Institute for Occupational Safety and Health (NIOSH) is the Federal agency responsible for conducting research and making recommendations to prevent work-related injury, illness, and death. NIOSH is a member of the Nanoscale Sci

ence, Engineering and Technology (NSET) Subcommittee of the National Science and Technology Council. As such, NIOSH is active in (1) identifying critical issues re

lated to possible hazards of nanomaterials, (2) protecting worker safety and health in this emerging technology, and (3) develop

ing a strategic plan to address such issues and recommend prevention strategies for the safe handling and use of nanomaterials.

A nanotechnology researcher creating a slurry of carbon nanotubes. (Image courtesy of Mark Methner, NIOSH) An electron micrograph of the personal breathing zone sample collected from the researcher spraying the carbon nanotube slurryStrategic Plan for NIOSH Nanotechnology 3 Chapter 1 ■ Introduction Because of their small size and large surface area, engineered nanoparticles have chemi

cal, physical, and biological properties dis

tinctly different than fine particles of similar chemical composition. Such properties may include a high rate of pulmonary deposition, the ability to travel from the lung to systemic sites, the ability to penetrate dermal barriers, and a high inflammatory potency per mass. At a time when materials and commercial applications are being conceived, NIOSH is positioned well to proactively identify, as

sess, and resolve potential safety and health issues posed by nanotechnology. NIOSH has 38 years of experience in conducting research and formulating recommenda

tions for occupational safety and health. During this period, NIOSH has developed considerable expertise in measuring, char

acterizing, and evaluating new processes and new materials by conducting quanti

tative exposure assessments and evaluating health effects. NIOSH also has expertise in developing control systems and prevention strategies for incidental nanoparticles (e.g., diesel exhaust, welding fume, smelter fume, and fire smoke particles). NIOSH will reap

ply this experience to address similar issues for engineered nanoparticles. In 2004, NIOSH created the Nanotechnol

ogy Research Center (NTRC) to identify critical issues, create a strategic plan for investigating these issues, coordinate the NIOSH research effort, develop research partnerships, and disseminate information gained. The NTRC is comprised of nano

technology-related activities and projects consisting of and supported by more than 30 scientists from various NIOSH divi

sions and laboratories. Through the NTRC, NIOSH has identified 10 critical research areas for nanotechnology research and communication. These 10 critical research areas are: (1) toxicity and internal dose, (2) measurement methods, (3) exposure assessment, (4) epidemiology and surveil

lance, (5) risk assessment, (6) engineering controls and personal protective equipment (PPE), (7) fire and explosion safety, (8) rec ommendations and guidance, (9) commu nication and information, and (10) applica

tions. By working in these critical research areas, NIOSH has comprehensively begun to address the information and knowledge gaps necessary to protect workers and re

sponsibly move nanotechnology forward so that its far-reaching benefits may be real

ized. A summary of research projects may be found in Appendix A. Congruent with the efforts of the NTRC are the efforts of the NIOSH Office of Ex

tramural Programs (OEP). OEP uses several mechanisms (R01, R21, R43/44) for funding research * . OEP funding of nanotechnologyrelated research has been undertaken to help increase the knowledge of nanotechnology and engineered nanomaterials as they relate to occupational safety and health. Research areas supported by NIOSH OEP include emission and exposure assessment methods for nanoparticles in the workplace, toxicol

ogy of engineered nanomaterials, and the use of nanotechnology for improved work

place monitoring. NIOSH is working strategically to address the 10 critical research areas through active intra

mural and extramural research programs and collaborations. NIOSH is committed to con

ducting and supporting studies that will im

prove scientists’ abilities to identify potential occupational health effects of nanomaterials. NIOSH will facilitate the translation of those findings into effective workplace practices.

* N IOSH Office of Extramural Programs: http://www.cdc. gov/oep4 St rategic Plan for NIOSH Nanotechnology Chapter 1 ■ Introduction



### 1.2 NIOSH L ogic Model Like other scientific organizations, NIOSH can be described by a model of the way it functions to solve identified problems un

der various conditions. The overall NIOSH logic model is presented in Figure 2. It has a conventional horseshoe shape with the op

erational upper branch proceeding from in

puts to outcomes and with the strategic low

er branch proceeding from strategic goals to management objectives. Both branches are correlated vertically and are subject to ex

ternal factors. The NIOSH research program begins with an analysis of production and planning in

puts and follows the NIOSH operational model (Figure 3). This analysis determines what can and should be done and thereby identifies research priorities. Intramural and extramural researchers present their project proposals which receive appropriate internal and external review and are fund

ed based on proposal merits. Research ac

tivities produce outputs such as published materials, oral presentations, training and educational materials, tools, methods, and technologies. NIOSH research outputs are transferred directly to the final customers and partners (who implement improve

ments in workplace safety and health) or to intermediate customers (who transform further NIOSH outputs and produce in

termediate outcomes). These intermediate outcomes such as pilot technologies, train

ing programs, and regulations and stan

dards are forwarded to the final customers. Since NIOSH is not a regulatory agency, it relies heavily on efforts by intermedi

ate and final customers to achieve ultimate outcomes in the form of workplace safety and health improvements. Effectiveness in achieving these ultimate outcomes is in

fluenced at all stages of program operation by both external factors (such as economic and social conditions) and the regulatory environment. Results of NIOSH-funded re

search and customer feedback (intermedi

ate and final) contribute to the subsequent rounds of program planning. Figure 2. Schematic of the overall NIOSH logic model Activities Outputs Outcomes Inputs Customers Operations

Intermediate Goals Mission Strategic

Goals Strategy and design Annual Goals Management

Objectives

External factorsStrategic Plan for NIOSH Nanotechnology 5 Chapter 1 ■ IntroductionFigure 3.Schematic of the NIOSH operational modelStrategic Plan for NIOSH Nanotechnology 7 

### 2.1 Congressional Mandate In the Occupational Safety and Health Act of 1970 (OSH Act, Public Law 91–596) and the Federal Mine Safety and Health Act of 1977 (FMSH Act, Public Law 95–164), Con

gress declared that its purpose was to assure, insofar as possible, safe and healthful work

ing conditions for every working man and woman to preserve our human resources. In these Acts, NIOSH is given the respon

sibility for recommending occupational safety and health standards and describing exposures that are safe for various periods of employment. These include (but are not limited to) the exposures at which no worker will suffer diminished health, func

tional capacity, or life expectancy as a result of his or her work experience. By means of criteria documents and other publications, NIOSH communicates these recommended standards to regulatory agencies such as the Occupational Safety and Health Adminis

tration (OSHA), the Mine Safety and Health Administration (MSHA), and others in the occupational safety and health community. Occupational safety and health research for the mining industry was part of the U.S. Bureau of Mines (Department of the Inte

rior) until 1996 when those functions were transferred to NIOSH as the Office for Mine Safety and Health Research. Under the OSH Act, NIOSH is charged with conducting “research, experiments, and demonstrations relating to occupa

tional safety and health” and with devel

oping “innovative methods, techniques, and approaches for dealing with [those] problems.” The Act specifies target areas of research that include identifying criteria for setting worker exposure standards and ex

ploring problems created by new technol

ogy in the workplace. In an amendment to the Act, NIOSH was given responsibility for conducting training and education “to pro

vide an adequate supply of qualified person

nel to carry out the purposes of the Act” and for assisting employers and workers with applying methods to prevent occupational injuries and illness (Section 21 of the Act). 

### 2.2 Stak eholders’ Input As it follows from the OSH Act and the FMSH Act, the major stakeholders of NIOSH are the U.S. government (especially OSHA and MSHA), workers, employers, occupational safety and health practitioners and research

ers, and the general public. NIOSH receives input through formal committees such as the NIOSH Board of Scientific Counselors, the National Advisory Committee on Occupa

tional Safety and Health, and the Mine Safety and Health Research Advisory Committee and through ad hoc mechanisms such as the NIOSH Web site ( www.cdc.gov/niosh) , the NIOSH toll-free telephone line (1–800– CDC–INFO), personal contacts with oc

cupational safety and health professionals, and participation in professional conferences and interagency committees. NIOSH also provides stewardship of the National Occu

pational Research Agenda (NORA) ( http:// www.cdc.gov/niosh/nora), which is a frame

work to guide occupational safety and health research into the new millennium—not only 

# 2 Inputs8 St rategic Plan for NIOSH Nanotechnology Chapter 2 ■ Inputs for NIOSH but for the entire occupational safety and health community. The importance of Occupational Safety and Health issues to nanotechnology has been emphasized by the interagency working group on Nanotechnology Environmental and Health Im pli cat ions (NEHI), under the NSET Subcommittee. NIOSH was formally invited to join the NEHI in 2004, and this interagency effort has consistently encour

aged NIOSH to recognize nano t echnology as one of its research priorities. The importance of research on the occu

pational safety and health issues for nano

technology was further stressed at the Na

tional Academies Review of the National Nanotechnology Initiative held on March 24–25, 2005. Richard Denison (Environ

mental Defense) and Carol Henry (Ameri

can Chemistry Council), in their presen

tations to the National Academies review panel, called for an increase in federal fund

ing of 10%, or $100 million, to address the environmental, safety, and health issues of the nanotechnology industries. These calls were further reiterated in a statement by Fred Krupp (President, Environmental De

fense) and Chad Holliday (Chairman and CEO, DuPont) which was published in the June 14, 2005, issue of the Wall Street Jour

nal : “An early and open examination of the potential risks of a new product or technol

ogy is not just good sense—it’s good busi

ness strategy. . . . [G]overnment spending on nanotechnology should be reprioritized so that approximately 10% goes to [health and environmental risk].” E. Floyd Kvamme (Co-Chair of the President’s Council of Ad

visors on Science and Technology), who was charged with guiding the NNI, stated in the June 24, 2005, issue of the Wall Street Jour

nal that findings “indicated that the primary area for immediate concern is in the work

place, where nanomaterials are being used or manufactured and where there is the greatest likelihood for exposures.” In 2008, the President’s Council of Advisors on Sci

ence and Technology (PCAST) specifically recommended “continuing acceleration of NIOSH funding, particularly for exposure assessment in the context of manufacturing and disposal of nanomaterials and prod

ucts incorporating relevant quantities of nanomaterials” (PCAST, Addendum to the National Nanotechnology Initiative: Second Assessment and Recommendations of the National Nanotechnology Advisory Panel, July 2008, available at http://www.ostp. gov/galleries/PCAST/PCAST%20Adden

dum%20Letter.pdf). Recognizing the importance of this research area and of interagency collaboration, John Marburger (Director of the U.S. Office of Science and Technology Policy) and Joshua Bolten (Director of the Office of Manage

ment and Budget) instructed the federal government “to ensure that nanotechnol

ogy research leads to the responsible de

velopment of beneficial applications, high priority should be given to research on societal implications, human health, and environmental issues related to nanotech

nology, and to develop, where applicable, cross-agency approaches to the funding and execution of this research” (July 8, 2005 memorandum for the Heads of Executive Departments and Agencies). The NEHI working group 2006 publication Environmental, Health, and Safety Research Needs for Engineered Nanoscale Materials served as the basis for the NNI 2007 Strategy for Nanotechnology-Related Environmental, Health and Safety Research and identified five priority environmental health and safetyStrategic Plan for NIOSH Nanotechnology 9 Chapter 2 ■ Inputs research needs: (1) instrumentation, me

trology, and analytical methods, (2) nano materials and human health, (3) nanoma terials and the environment, (4) health and environmental exposure assessment, and (5) risk management methods (Appendix B) [NNI 2007]. The NIOSH NTRC goals are reflective of these five priority environmen

tal, health and safety areas. NIOSH has also fostered stakeholder input with trade associations, professional associa

tions, labor, and nongovernmental organiza

tions. These collaborations have provided ex

pertise and resources critical for successfully reviewing research and for developing and disseminating health and safety information on engineered nanoparticles. Some of the ongoing NIOSH NTRC stakeholders include the American Industrial Hygiene Association (AIHA), American Society of Safety Engi

neers (ASSE), International Safety Equip

ment Association and National Safety Coun

cil (NSC) (Appendix C). 

### 2.3 NIOSH R esearch Capabilities The first-class research capability of NIOSH is an integral part of management’s inputs to the nanotechnology program. Within its divisions, NIOSH has world renowned re

searchers who are trained and experienced in the full spectrum of necessary disciplines ranging from epidemiology to intervention effectiveness. Sections 3 and 5 of this docu

ment describe current NIOSH research activities including publications on nano

materials and NIOSH-sponsored meetings and conferences. In addition to their highly qualified research staff, NIOSH has signifi

cant laboratory capabilities in particle mea

surement, collection and characterization, particle surface analysis, measurement of particle surface radicals and activity, and in vitro and in vivo analysis of toxicity and pathogenesis. These laboratories are located in Spokane, Washington; Cincinnati, Ohio; Pittsburgh, Pennsylvania; and Morgantown, West Virginia. NIOSH researchers work closely with a broad range of scientists from industry, academia, and other government agencies. NIOSH involvement in national and international initiatives and programs is an important component of its capacity to address critical occupational safety and health issues in nanotechnology. 

### 2.4 NIOSH P artnerships NIOSH recognizes both the practical need and the leadership obligation to extend its internal capability by leveraging activities and expertise found in other research institu

tions, industries, federal agencies, and non

governmental organizations. These partner

ships serve to deliver on multiple objectives; most importantly, they add to the body of knowledge on workplace health and safety issues associated with nanotechnology. Part

nerships have taken several forms, ranging from formal letters or memoranda of under

standing to informal working agreements on a specific topic. NIOSH will continue to pur

sue partnerships as a means of achieving the goals of this strategic research plan and as an effective vehicle to develop and disseminate research results that can be translated into practice that will lead to the positive impact of helping nanotechnology move forward re

sponsibly. NIOSH has successfully used partnerships with industry specific to nanomaterial pro

duction, to gain a better understanding of actual workplace exposures, practices, and controls that are in place. The field work that is conducted by NIOSH to assess exposures10 St rategic Plan for NIOSH Nanotechnology Chapter 2 ■ Inputs to engineered nanomaterials represents on

going partnerships with numerous com

panies. NIOSH will continue to develop these partnerships in order to receive input on accomplishing its objectives of develop

ing recommendations for the safe handling of nanomaterials; developing methods to measure exposures to nanoparticles; evalu

ating controls that are, or could be, used in nanomaterial processes; evaluating the need for and the effectiveness of PPE including respiratory protection; and developing com

munication and information materials that will assist industry in communicating with workers and the public. Several of the indus

trial partnerships NIOSH has developed have provided opportunities from the beginning of the nanotechnology program to identify areas where additional research was needed. Collaboration with other research institutes, academia, and government provides NIOSH the opportunity to combine its expertise in workplace health and safety with the capa

bilities of other organizations that are inves

tigating a specific element of the research that is needed. Developing working rela

tionships with other research institutes pro

vides NIOSH with the information needed to guide its own research and focus its lim

ited resources in the most effective manner. NIOSH has developed partnerships in the areas of toxicology, risk assessment model

ing, exposure measurement methods, con

trol technologies, filtration of nanoparticles, and communication of research results and safe work practices. NIOSH broadens its activities with a wide variety of collaborators and stakeholders by its participation in a number of national and international committees and working groups. This participation provides NIOSH the opportunity to provide and receive in

put on the key research that is needed to ad

dress priority areas.Strategic Plan for NIOSH Nanotechnology 11 

### 3.1 NIOSH Nanotechnology R esearch Center (NTRC) Vision of the NTRC The vision of the NTRC is as follows: Safe nanotechnology by delivering on the Nation’s promise—safety and health at work for all people through research and prevention. 

### Mission of the NTRC The mission of the NTRC is to provide na

tional and world leadership for research and guidance into the implications of nanopar

ticles and nanomaterials for work-related injury and illness, and the application of nanoparticles and nanomaterials in occupa

tional safety and health. 

### 3.2 NTRC Steering Committee The NTRC Steering Committee is respon

sible for guiding NIOSH scientific and or

ganizational plans in nanotechnology re

search (including coordination for science and budget) and for developing strategic goals and objectives and performance mea

sures for the NTRC. To ensure the respon

siveness, relevance, and impact of NIOSH’s nanotechnology program, appropriate rep

resentatives of its nanotechnology research program meet in person on an annual ba

sis to update strategic planning for nano

technology research. At these meetings, the critical occupational safety and health issues arising from nanotechnology are reviewed and updated as appropriate. Regular up

dates and progress reporting is managed through weekly teleconferences conducted by the NTRC. In addition, meetings are held with appropriate stakeholders at least every other year. 

### 3.3 Current NIOSH Intramural Nanotechnology R esearch Activities Current NIOSH research activities in nan

otechnology are focused on occupational safety and health implications. NIOSH has expertise in developing control systems and prevention strategies for incidental nanoparticles (e.g., diesel exhaust, welding fume, smelter fume, and fire smoke parti

cles). NIOSH is using this experience to ad

dress similar hazard, risk, and control issues for engineered nanoparticles. It appears that nanomaterials that are presently manufac

tured and subsequently introduced into products have no major physical features that would make them behave differently from fine or ultrafine particles in terms of the ability to control them in the workplace [Methner 2008]. However, the limits of this assumption need continued evaluation. Data from ongoing and proposed studies with engineered nanoparticles are being used to determine nanoparticle exposure concen

trations in the workplace, hazards posed by nanomaterials, and the risk of adverse health effects from occupational exposures to nanomaterials. Studies are also provid

ing data on the characteristics of nanoma

terials produced and used in the workplace, routes of exposure, work practices, and 

# 3 Activities12 St rategic Plan for NIOSH Nanotechnology Chapter 3 ■ Activities engineering controls. Findings from these intramural studies are providing scientific data to support the development of occupa

tional safety and health recommendations. The timeline for conducting these research activities with individual research projects is given in Appendix A. 

### 3.4 Current NIOSH Extramural Nanotechnology R esearch Activities The NIOSH Office of Extramural Programs (OEP) manages the competitive process for awarding occupational safety and health grants and cooperative agreements to the research community outside the Institute. This process includes peer review, program relevance, and priorities from the National Occupational Research Agenda (NORA), the NIOSH Research to Practice (r2p) initiative,congressional mandates, and sector, crosssector or coordinated emphasis areas of the NIOSH Program Portfolio ( http://www.cdc. gov/niosh/programs ). From 2001 to 2009, the Office of Extramural Programs (OEP) has funded nanotechnol

ogy research through Occupational Safety and Health Research Program Announce

ments (R01) and Small Business Innovation Research Grants (R43/44). Since FY05, OEP has also participated in two joint Requests for Applications (RFAs) for Nanotechnol

ogy Research Grants Investigating Envi

ronmental and Human Health Issues. The US Environmental Protection Agency’s Na

tional Center for Environmental Research (NCER) and the National Science Founda

tion (NSF) participated in FY05. The Na

tional Institute of Environmental Health Sciences (NIEHS) joined in FY06. Funding was available to support Research (R01) grants for three years and Exploratory (R21) grants for two years. In FY07, NIOSH/OEP participated in RFA– ES–06–008 Manufactured Nanomaterials: Physico-chemical Principles of Biocompat

ibility and Toxicity. This RFA was jointly sponsored by NIEHS, EPA and NIOSH. In FY09, nanotechnology related research proposals submitted to standing program announcements are being considered for funding by NIOSH/OEP. From 2001–2009, NIOSH/OEP has commit

ted about $5.2 million dollars to extramural nanotechnology research. Summaries of the projects funded by NIOSH/OEP up through 2006 are included in the 2007 NIOSH Prog

ress Toward Safe Nanotechnology in the Work

place[NIOSH 2007a]. Summaries of projects from 2007–2008 are included in the 2009 re

port Progress Toward Safe Nanotechnology in the Workplace: A Report from the Nanotech

nology Research Center: Project Reports for 2007–2008 [NIOSH 2009c] . NIOSH/OEP plans to continue collaborative efforts with EPA/NCER, NSF, NIH/NIEHS, and other international agencies to support nanotech

nology research with occupational safety and health implications. OEP will continue to confer with the NIOSH Nanotechnology Research Center regarding issues, gaps, and future directions. 

### 3.5 Collaborative W orkshops In FY05, NIOSH co-sponsored the 1 st Inter

national Symposium on Nanotechnology and Occupational Health in Buxton, Unit

ed Kingdom, and The First International Conference on Nanotoxicology: Biomedi

cal Aspects in Miami, FL. In FY06, NIOSH co-sponsored the 2 nd International Sym

posium on Nanotechnology and Health inStrategic Plan for NIOSH Nanotechnology 13 Chapter 3 ■ Activities Minneapolis, MN. In FY07, NIOSH collabo

rated with the International Aerosol Research Assembly and the American Association for Aerosol Research to hold an International Symposium on Nanotechnology and Health in conjunction with the International Aero

sol Conference in St. Paul, Minnesota. In FY07, NIOSH and the University of Cincin

nati co-sponsored the International Confer

ence on Nanotechnology Occupational and Environmental Health and Safety: Research to Practice, in Cincinnati, OH. In FY07, NIOSH convened a collaborative workshop including representatives from government, academia, labor, and industry in Washing

ton, DC, to review a draft document devel

oped by NIOSH and a cross agency work group, titled Interim Guidelines on Medical Screening of Workers Potentially Exposed to Engineered Nanoparticles . In FY07, NIOSH co-sponsored the 3 rd International Sympo

sium on Nanotechnology Safety & Health in Taipei, Taiwan. In FY08, NIOSH participated in the planning of the 4 th International Con

gress on Nanotechnology Safety and Health held in August 2009, in Helsinki, Finland. In FY08, NIOSH co-sponsored The Second In

ternational Conference on Nanotoxicology in Zurich, Switzerland and Organization for Economic Co-operation and Development workshop on Exposure Assessment and Ex

posure Mitigation in Frankfurt, Germany. In FY09, NIOSH co-sponsored a National Insti

tute of Standards and Technology Workshop on Enabling Standards for Nanomaterial Characterization in Gaithersburg, M D.Strategic Plan for NIOSH Nanotechnology 15 

### 4.1 Goals and the Risk Management Continuum A complete process for managing occupa

tional safety and health implications during the development of new technologies and materials consists of a set of progressive el

ements: identifying and characterizing the hazard, assessing the extent of exposure, characterizing the risk, and developing con

trol and management procedures [Schulte et al. 2008]. As exposure assessment data become available, a determination can be made whether or not an occupational risk exists, and if so, the risk can be assessed and characterized. A goal of the risk character

ization is to determine whether exposure to a given technology or type of material (in this case, nanomaterials) is likely to result in adverse health effects. Exposure assessment data also provide a means to determine what controls are effective in preventing expo

sure that could cause adverse health effects. The NIOSH NTRC is involved in answer

ing questions posed in each element in the risk management process. Figure 4 provides a visual representation of the risk manage

ment process and the NIOSH research as

sociated with each step. NIOSH has begun to address its NTRC stra

tegic goals through the initiation of research to address each element of the risk manage

ment process as illustrated in Figure 4. The problem is that it is difficult to proceed in a classic step by step research approach in a timely manner to address the elements of hazard identification through risk manage

ment because new nanomaterials continue to be introduced into the workplace and the workforce exposed to these materials be

comes more diversified. The challenge has been to conduct research to address knowl

edge gaps while drawing on all available in

formation to provide interim occupational safety and health guidance. Toxicological research is an important element of the risk management paradigm that frequently forms the foundation for occupational safe

ty and health recommendations. NIOSH has identified this as a high priority and will continue to conduct research to identify the critical routes of exposure (respiratory and skin), their targets (lungs, cardiovascular, skin, brain, systemic), health outcomes, and mechanisms of action for specific nano

materials. Concurrent with this research, research is being conducted on measuring nanoparticles in air, determining what mea

sures are appropriate, and using this infor

mation in field assessments to determine what workers are at risk for exposure. Paral

lel efforts have also been undertaken to ad

dress the control of airborne nanoparticles, nanotubes and nanofibers and the strengths and weaknesses of control approaches. Similar efforts are underway for personal protective equipment (PPE) such as respi

rators and gloves. While the primary focus of research will be to address the elements of “hazard identification” “hazard charac

terization” and “exposure assessment” of the risk management paradigm, the level of re

search will be limited by available resources.Thus, the focus of research from year-toyear may change based on available resourc

es and the need to address specific knowl

edge gaps. As findings of field investigations 

# 4 Goals16 St rategic Plan for NIOSH Nanotechnology Chapter 4 ■ Goals

Figure 4. Steps to protect workers involved with nanotechnologyStrategic Plan for NIOSH Nanotechnology 17 Chapter 4 ■ Goals

and laboratory research become available the information will be used to develop and update guidance for evaluating and manag

ing potential nanotechnology risks. The strategic goals are being addressed by conducting research in the 10 critical re

search areas identified by the NIOSH NTRC: (1) t oxicity and internal dose, (2) m easure ment methods, (3) e xposure assessment, (4) e pidemiology and surveillance, (5) r isk assessment, (6) e ngineering controls and PPE, (7) fi re and explosion safety, (8) r ecom mendations and guidance, (9) c ommunica

tion and information, and (10) a pplications. Research conducted in each of the critical areas is intended to address specific interme

diate goals and performance measures (see Section 4.3). Additionally, since the fourth strategic goal “Enhance global workplace safety and health through national and in

ternational collaborations on nanotechnol

ogy research and guidance” cross-cuts all 10 critical research areas, intermediate goals were developed for this area. Ongoing and projected research within each of the 10 critical research areas through 2012 is de

scribed in Appendix A. Projected research for 2009–2012 has been coalesced to focus on specific research priorities (see section 4.4). As knowledge gaps are filled and as re

sources become available these research pri

orities could change. 

### 4.2 Coordination with the National Nanotechnology Initiative NIOSH participates in the National Nano

technology Initiative’s (NNI) “Strategy for Mixer/sonicator/attrition mill within ventilated enclosure (Image courtesy of Mark Methner, NIOSH)18 St rategic Plan for NIOSH Nanotechnology Chapter 4 ■ Goals Nanotechnology Environmental Health and Safety Research.” Table 1 shows the align

ment of the four NIOSH NTRC strategic goals and the 10 NTRC critical research ar

eas with the NNI environmental health and safety (EHS) priority research needs (see Appendix B). Planned projects within each of the 10 NIOSH critical research areas meet one or more of the four NIOSH Strategic Goals. A check mark (  ) means that a goal is addressed by projects within the critical research area. Alpha-numerical identifica

tions indicate alignment of the NIOSH crit

ical research goals with the NNI EHS prior

ity environmental health and safety areas. 

### 4.3 Strategic Goals, Intermediate Goals and Activity/Output Goals The NIOSH Nanotechnology Research Center (NTRC) has developed the following strategic goals based on inputs from stake

holders and partners: 

### Strategic Goal 1 (PPNANSG1). Determine if nanoparticles and nanomate

rials pose risks for work-related injuries and illnesses. Intermediate Goal 1.1 (PPNANIG1.1): Conduct research to contribute to the understanding of the toxicology and internal dose of nanomaterials. NIOSH has studied in great detail the toxic

ity of incidental exposures to nanoparticles generated from processes involving combus

tion, welding, or diesel engines. However, less is known about nanoparticles that are inten

tionally produced (engineered) with diam

eters or structures smaller than 100 nanome

ters. Many uncertainties exist as to whether the unique properties of engineered nano

materials pose occupational health risks. These uncertainties arise because of gaps in knowledge about the potential routes of ex

posure, movement of nanomaterials once they enter the body, and the interaction of the materials with the body’s biological systems. Results from existing studies in animals and humans on exposure to incidental nanoscale and respirable particles provide preliminary information upon which to develop a re

search strategy to assess the possible adverse health effects from exposures to engineered nanomaterials. Activity/Output Goal 1.1.1 (PPNANAOG1.1.1) Key factors and mechanisms. Systematically investigate the physical and chemical prop

erties of particles that influence their toxic

ity (e.g., size, shape, surface area, solubility, chemical properties, and trace components). Evaluate acute and chronic effects in the lungs and in other organ systems and tissues. Determine rates of clearance of nanopar

ticles after pulmonary exposure and trans

location to systemic organs; characterize systemic effects. Determine dermal response to exposure to skin and quantitative penetra

tion of nanoparticles into skin. Determine the biological mechanisms for toxic effects Weighing carbon nanotubes in an exhausted en

closure (Image courtesy of Mark Methner, NIOSH)Strategic Plan for NIOSH Nanotechnology 19 Chapter 4 ■ Goals Table 1. Alignment of critical research areas with the four strategic goals of the NIOSH NTRC and the NNI EHS priority environmental health and safety areas

NIOSH NTRC strategic goals Determine if nanoparticles and nano mat erials poserisks for workrelated injuries and illnesses Conduct research on applying nano

technology to theprevention of workrelated injuries and illnesses 1 Promote healthy workplaces through inter

ventions, recom

mendations, and capacity building Enhance global workplace safety and health 1 Toxicity and inter

nal dose  3 , A2 4 , B1, B2, B3, B4, B5 
Measurement methods  , A1, A2, A3, A4, A5, B2   , E1  Exposure assess
ment 2  , A1, A2, D1, D4, D5, E1, E2  , E2  Epidemiology and surveillance  , D1, D2, D3, D4, E4  , E4 
Risk assessment  , A2, B1, B2, D4, E3  , E3, E5  Engineering con
trols and PPE  , D5   , E1  Fire and explosion safety  , A2 
Recommendations and guidance  , E1, E5 
Communication and information  , E1, E5  Applications  

1 The NNI EHS plan does not address applications or global activities pertaining to environmental health

and safety of nanomaterials. However the NIOSH efforts described herein are consistent with the over

all NNI strategy which does identify international opportunities for collaboration. 2 NIOSH is the lead agency for the NNI EHS Strategic area on human and environmental exposure assess

ment. 3 A  indicates that a goal is addressed by projects within the NIOSH critical research area 4 Alpha-numeric identifications indicate alignment of the NIOSH critical research area with the specific

NNI priority research needs (see Appendix B).20 St rategic Plan for NIOSH Nanotechnology Chapter 4 ■ Goals (e.g., role of oxidant stress), including from mixed exposures, and how the key chemi

cal and physical factors may influence these mechanisms. Determine if nanoparticles are genotoxic/carcinogenic. Performance measure 1.1.1 Determine the pulmonary response (dose dependence and time course) to single-walled carbon nano

tubes (SWCNT) within the next two years and multi-walled carbon nanotubes (MWCNT) within the next three years. Determine the car

diovascular response to pulmonary exposure to SWCNT and ultrafine titanium dioxide within the next two years. Determine the pul

monary deposition and fate of SWCNT within the next two years and MWCNT and ultrafine titanium dioxide within the next three years. Determine the in vitro effects of SWCNT and metal oxide nanoparticles on skin cells within the next two years and the in vivo effects of topical exposure within the next three years. Determine the genotoxic and carcinogenic effects of SWCNT within the next four years. Determine the central nervous system effects of pulmonary exposure to nanoparticles with

in the next four years. Determine the pulmo

nary and systemic effects of other nanoparti

cles with the next five years. These results will elucidate toxicological mechanisms over the next five years. Activity/Output Goal 1.1.2 (PPNANAOG1.1.2) Predictive models for toxicity. Integrate mechanistic models (including animal mod

els and in vitro screening tests) for assessing the potential toxicity of new nanomaterials and provide a basis for developing predic

tive algorithms for structure/function rela

tionships and comparative toxicity analyses for risk assessment. Evaluate the relation

ship between in vitro and in vivo responses, the relevance of instillation or aspiration exposure to inhalation, and the relevance of animal studies to human response. Performance measure 1.1.2 Determine the role of oxidant-generating potential in bio

activity of metal oxide nanoparticles and carbon nanotubes over the next three years. Determine the role of shape (nanospheres vs. nanowires) in bioactivity over the next three years. Determine the role of carbon nanotube diameter and length in bioactiv

ity over the next four years. Develop in vi

tro assays for oxidant generation, fibrogenic potential, and ability to cause endothelial dysfunction over the next four years. These results will address the development of pre

dictive algorithms for toxicity over the next five years. Activity/Output Goal 1.1.3 (PPNANAOG1.1.3) Metrics of dose. Determine whether (1) par

ticle number, surface area, or other measure of bioavailability or bioactivity is a more ap

propriate dose metric for toxicity than mass or (2) other measures of bioavailability may be useful (e.g., an integrated measure of re

tention, solubility, oxidant-generating poten

tial, surface area, and binding reactivity for proteins/lipids). Performance measure 1.1.3 Determine the pulmonary response to exposure to fine vs. ul

trafine particles using both mass and surface area as the dose metric. Determine the role of oxidant generation in the bioactivity of metal oxide nanoparticles and carbon nanotubes. These results will address issues of most ap

propriate dose metric over the next three years. Activity/Output Goal 1.1.4 (PPNANAOG1.1.4) Internal dose. Determine the fate, clearance, and persistence of nanomaterials in the body (i.e., pulmonary, lymphatics, blood/systemic, brain) including possible de-agglomeration of nanoparticle agglomerates into primaryStrategic Plan for NIOSH Nanotechnology 21 Chapter 4 ■ Goals particles and translocation of nanomaterials from the lung to systemic organs. Performance measure 1.1.4 Develop meth

ods to label carbon nanotubes and track their pulmonary deposition and fate (i.e., clearance, interstitialization, and translocation) with time post-exposure. Use chemical analysis to track the deposition and fate of metal oxide nanoparticles. These results will address issues of internal dose over the next five years. Intermediate Goal 1.2 (PPNANIG1.2): Conduct research to evaluate mea surement methods for nanomaterials. Scientifically credible measurement methods are essential in order to effectively anticipate, recognize, evaluate, and control potential occupational exposures from current and emerging nanotechnologies. Traditional mea

surement approaches, such as determining total and respirable dust concentrations, may not be adequate for analyzing nanomaterials due to their unique physical, chemical, and biological properties. Activity/Output Goal 1.2.1 (PPNANAOG1.2.1) Extend existing measurement methods. Evaluate current methods for measuring airborne mass concentrations of respirable particles in the workplace and determine whether these mass-based methods can be used as an interim approach for measuring nanomaterials in the workplace and to main

tain continuity with historical methods. Performance measure 1.2.1 Within three years evaluate the correlation between par

ticle number, surface area, mass, and parti

cle size distribution airborne measurement results and provide guidance for sampler selection based on the nanomaterial of in

terest. Continue to conduct measurement studies of nanoparticles in the workplace over the next five years and establish a suite of instruments and protocols for nanoparti

cle measurement in the workplace. Contin

ue with refining the NIOSH method 5040 specifications for the collection and analysis of elemental and organic carbon for appli

cation to the collection and analysis of car

bon nanotubes and nanofibers. Activity/Output Goal 1.2.2 (PPNANAOG1.2.2) Develop new measurement methods. Ex

pand the currently available instrumenta

tion by developing and field testing methods that can accurately measure workplace air

borne exposure concentrations of nanoma

terials using metrics associated with toxicity (e.g., particle surface area, particle number). Performance measure 1.2.2 Support at least three research projects over the next three years with the goal of creating a measure

ment method that can be correlated with the metrics associated with toxicity. Within five years develop a handheld fast-response nanoparticle monitor and software for spa

tial mapping of nanoparticles. Activity/Output Goal 1.2.3 (PPNANAOG1.2.3) Validation of measurement methods. De

velop testing and evaluation systems for comparison and validation of nanoparticle sampling instruments and methods. Performance measure 1.2.3 Within three years publish procedures for validation of nanoparticle sampling instruments and methods. Activity/Output Goal 1.2.4 (PPNANAOG1.2.4) Standard reference materials. Identify and qualify scientifically credible, nanoscale cer

tified reference materials (RMs) with as

signed physical and/or chemical values for use in evaluating measurement tools, in

struments, and methods.22 St rategic Plan for NIOSH Nanotechnology Chapter 4 ■ Goals Performance measure 1.2.4 Within three years strengthen interactions with the Na

tional Institute of Standards and Technol

ogy to identify commercially available RMs and perform coherent research to identify, develop, and qualify nanoscale RMs and benchmark materials for evaluating mea

surement tools, instruments, and methods. Intermediate Goal 1.3 (PPNANIG1.3): Conduct nanomaterial workplace exposure assessments. Exposure assessment is a critical component in determining whether nanomaterials pose occupational safety or health risks. There

fore, it is necessary to conduct exposure as

sessments in the workplace to identify the ways that workers may be exposed to nano

materials, the amount of exposure that may occur, and the frequency of potential expo

sure. Without workplace exposure data, it is difficult to accurately characterize the work environment, identify sources that are emit

ting nanomaterials, or estimate the amount of nanoparticle exposure that workers may receive. In addition, exposure data can be ben

eficial when making decisions concerning risk management or evaluating the effectiveness of engineering controls and work practices in re

ducing worker exposures. Activity/Output Goal 1.3.1 (PPNANAOG1.3.1) Fate of nanomaterials in the work environ

ment. Determine the key factors influencing the generation, dispersion, deposition, and re-entrainment of nanomaterials in the work

place, including the role of mixed exposures. Performance measure 1.3.1 Support at least 12 research projects (industry exposure as

sessments) over the next three years to as

sess the fate of nanomaterials in the work environment. Activity/Output Goal 1.3.2 (PPNANAOG1.3.2) Worker exposures. Quantitatively assess ex

posures to nanomaterials in the workplace including inhalation and dermal exposure. Determine how exposures differ by work task or process. Performance measure 1.3.2 Within three years develop a baseline worker exposure as

sessment that identifies how exposures dif

fer by work task or process. Intermediate Goal 1.4 (PPNANIG1.4): Conduct epidemiologic research and evaluate surveillance of nanomate rial workers. Currently, human studies of exposure and response to engineered nanomaterials are not available. Gaps in knowledge and un

derstanding of nanomaterials must be filled before epidemiologic studies can be per

formed. For example, improvements in ex

posure assessment will allow researchers to identify groups of workers likely exposed to nanomaterials. In turn, health studies con

ducted on these worker-groups can pro

vide useful information about the potential health risks associated with nanomaterials. Until such studies can be conducted effec

tively, studies of humans exposed to other aerosols (i.e., larger respirable particles) can be used to evaluate the potential health risks to airborne nanomaterials. Activity/Output Goal 1.4.1 (PPNANAOG1.4.1) Evaluate current knowledge. Critically eval

uate existing exposure and health data for workers employed in workplaces where nano

materials are produced and used. Determine what is known about exposure response to existing nanomaterials, evaluate the applica

bility of this information to new nanomateri

-Strategic Plan for NIOSH Nanotechnology 23 Chapter 4 ■ Goals als, and identify data gaps and epidemiological research needs. Performance measure 1.4.1 Over the next three years, seek input from a collaborative working group made up of representatives from industry, government, academia, and labor concerning the value and utility of es

tablishing exposure registries for workers po

tentially exposed to engineered nanoparticles. Activity/Output Goal 1.4.2 (PPNANAOG1.4.2) New epidemiological studies. Evaluate the need for and feasibility of initiating epide

miological or other health studies in work

ers exposed to existing nanomaterials (e.g., carbon black) or producing and using new (engineered) nanomaterials. Performance measure 1.4.2 Over the nextthree years assess the feasibility of industrywide exposure and epidemiological studies of workers exposed to engineered nanomaterials. Activity/Output Goal 1.4.3 (PPNANAOG1.4.3) Surveillance. Integrate nanotechnology safe

ty and health issues into existing hazard sur

veillance mechanisms. Determine whether these mechanisms are adequate or whether additional screening or surveillance methods are needed. Performance measure 1.4.3 Update within three years the recommendations given in the NIOSH Current Intelligence Bulletin 60 “Interim Guidance for the Medical Screening and Hazard Surveillance of Workers Poten

tially Exposed to Engineered Nanoparticles” [NIOSH 2009]. Investigate the feasibility of establishing a registry of workers exposed to engineered nanoparticles. Activity/Output Goal 1.4.4 (PPNANAOG1.4.4) Nanotechnology health information sys

tems. Build on existing public health geo

graphical information systems (GIS) and infrastructure to enable effective and eco

nomical development and sharing of nano

technology safety and health data. Performance measure 1.4.4 By 2012 create a GIS infrastructure populated with nano

technology exposure data. Intermediate Goal 1.5 (PPNANIG1.5): Conduct a risk assessment for high volume nanomaterials. In the context of occupational safety and health, risk assessment can be described as a scientific evaluation of the potential for adverse health and safety effects to workers exposed to hazardous substances. When as

sessing risk, it must be determined whether a hazard is present and the extent to which a worker is likely to be exposed to the hazard. Risk involves both the presence of a hazard

ous agent and the potential for exposure to that agent. Quantitative and qualitative risk assessment methods are used to evaluate risk. Activity/Output Goal 1.5.1 (PPNANAOG1.5.1). Evaluate current studies. Determine to what extent current exposure-response data (human or animal) for fine and ultrafine particles may be used to identify and assess potential occupational hazards and risks to nanomaterials. Performance measure 1.5.1 Within three years complete a quantitative risk assessment (QRA) on ultrafine and fine materials from existing studies. Evaluate QRA methods for nanomaterials. Start QRA for nanoparticles using new NIOSH data. Use NIOSH nanopar

ticle data to calibrate and validate dosimetry models for nanoparticles. Activity/Output Goal 1.5.2 (PPNANAOG1.5.2) Risk assessment framework. Develop a risk assessment framework for evaluating the24 St rategic Plan for NIOSH Nanotechnology Chapter 4 ■ Goals hazard and predicting the risk of exposure to nanoparticles. Performance measure 1.5.2 Within five years develop a risk assessment framework to rank hazard and estimate risk from exposure to selected nanoparticles in the workplace. 

### Strategic Goal 2 (PPNANSG2).Conduct research to prevent workrelated injuries and illnesses by applying nanotechnology products. Intermediate Goal 2.1 (PPNANIG2.1): Conduct research to evaluate potential applications of nanomaterials for occupational safety and health. The unique properties and characteristics of nanomaterials may provide the basis for in

novative new devices, products, or processes to reduce risks of work-related injuries and illnesses. Such innovations may have proper

ties or capabilities that cannot be created or manufactured using conventional materials. Activity/Output Goal 2.1.1 (PPNANAOG2.1.1) New devices and uses. Identify uses of nano

technology in occupational safety and health. Performance measure 2.1.1 Support at least three projects over the next three years to evaluate the application of nanotechnology in the manufacture of filters, respirators, and respirator cartridge end-of-service indicator. Activity/Output Goal 2.1.2 (PPNANAOG2.1.2) Dissemination. Evaluate and disseminate effective nanotechnology research findings that may have applications to new sensors, PPE or other nanotechnology health and safety applications. Performance measure 2.1.2 Within five years publish application findings and disseminate findings to workers, employers, and occupa

tional safety and health professionals. 

### Strategic Goal 3 (PPNANSG3). Promote healthy workplaces through interventions, recommendations, and capacity building. Intermediate Goal 3.1 (PPNANIG3.1): Conduct research to better understand engineering controls and personal protective equipment (PPE) for use with nanomaterials. Currently there are no exposure standards specific to engineered nanomaterials. There

fore, to evaluate the need for and effective

ness of engineering controls an alternative rationale is required. In addition, the success of emerging nanotechnology industries will depend on production and development costs, including the installation of new expo

sure controls. Minimizing occupational ex

posure to the lowest possible level is the most prudent approach for controlling materials of unknown toxicity, such as nanomaterials. Typically, these approaches include substitut

ing a less toxic material if possible, enclosing the hazardous process, removing workers from the exposure by automating the pro

cess, isolating workers from the hazard, and/ or utilizing local exhaust ventilation where nanomaterials are handled. Improved con

trol approaches will become more evident as the risks of exposure to nanomaterials are better understood. Activity/Output Goal 3.1.1 (PPNANAOG3.1.1) Engineering controls. Evaluate the effective

ness of engineering control techniques for nanoaerosols and develop new approaches as needed.Strategic Plan for NIOSH Nanotechnology 25 Chapter 4 ■ Goals Performance measure 3.1.1 Conduct field investigations of workplaces where nanopar

ticles are manufactured and used and evalu

ate existing engineering controls. Within three years publish updated engineering con

trol guidance. Activity/Output Goal 3.1.2 (PPNANAOG3.1.2) Personal protective equipment (PPE). Eval

uate and improve the effectiveness of PPE for reducing worker exposures to nanomaterials. Performance measure 3.1.2 Within five years publish updated guidance on the ef

fectiveness of PPE for reducing worker ex

posures to nanoparticles. Activity/Output Goal 3.1.3 (PPNANAOG3.1.3) Respirators. Evaluate the effectiveness of NIOSH-approved air purifying respirators to determine whether existing respirator guidelines would still apply for workers ex

posed to nanoaerosols. Performance measure 3.1.3 Within five years publish updated respiratory protec

tion guidance. Activity/Output Goal 3.1.4 (PPNANAOG3.1.4) Work practices. Evaluate the role of work practices and administrative controls in re

ducing potential exposures to nanomateri

als. Make recommendations for appropriate and effective use of these approaches. Performance measure 3.1.4 Within five years publish updated work practice and administrative control guidance. Activity/Output Goal 3.1.5 (PPNANAOG3.1.5) Control banding. Evaluate the suitability of a qualitative risk management approach similar to control banding to develop guid

ance for working with engineered nanoma

terials when there is insufficient informationavailable to apply traditional exposurelimit—based control strategies. Performance measure 3.1.5 Within three years publish a document on the suitability of control banding approaches for nanoma

terials. Activity/Output Goal 3.1.6 (PPNANAOG3.1.6) Substitute materials. Evaluate the feasibility and effectiveness of substitute materials or modification of the engineered nanoparticle in reducing the toxicity of nanomaterials. Performance measure 3.1.6 Support at least three projects over the next five years to evaluate substitute and modified nanopar

ticles with toxicological studies. Intermediate Goal 3.2 (PPNANIG3.2): Conduct research to better define the potential fire and explosion safety hazards of nanomaterials. The field of nanotechnology is relatively new, and therefore little is known about the po

tential occupational safety hazards that may be associated with engineered nanomaterials. However, the information that is available about the properties of nanoscale particles indicates that under given conditions, engi

neered nanomaterials may pose a dust explo

sion hazard and be spontaneously flammable when exposed to air due to their large surface area and overall small size. Until more spe

cific data become available, NIOSH NTRC is utilizing findings from research studies in

volving particles smaller than 100 nanome

ters to evaluate the potential risk for fire and explosion of airborne nanoparticles. Activity/Output Goal 3.2.1 (PPNANAOG3.2.1) Explosion and fire hazards. Identify physi

cal and chemical properties that contribute to dustiness, combustibility, flammability, and conductivity of nanomaterials. Inves

tigate and recommend appropriate work26 St rategic Plan for NIOSH Nanotechnology Chapter 4 ■ Goals practices to eliminate or reduce the risk to explosions and fires. Performance measure 3.2.1 Support at least two projects to evaluate explosion and fire hazards. Within three years publish guid

ance to eliminate or reduce explosion and fire hazards. Intermediate Goal 3.3 (PPNANIG3.3): Develop and disseminate recommen dations and guidance for the safe use of nanomaterials in the workplace. NIOSH is responsible for conducting re

search and making recommendations to OSHA and other regulatory agencies, em

ployers, workers and the general public to protect the health and safety of workers, and for providing guidance to workers and em

ployers on how to control potential occupa

tional health hazards. In addition, NIOSH is dedicated to translating its research findings into recommendations and guidance that are scientifically sound and practical for the workplace. Activity/Output Goal 3.3.1 (PPNANAOG3.3.1) Guidance documents. Translate research findings into useable guidance documents for nanotechnology owners and workers. Performance measure 3.3.1 Continue to update the NIOSH document, Approach

es to Safe Nanotechnology: Managing the Health and Safety Concerns Associated with Engineered Nanomaterials [NIOSH 2009a], as results from research studies become available. Within two years, produce bro

chures and guidance documents to provide guidance to workers, and laboratory staff. Continue to look for opportunities to trans

late research from the critical research areas into practice. Activity/Output Goal 3.3.2 (PPNANAOG3.3.2) Occupational exposure limits (OELs). Evaluate the current mass-based exposure limits for airborne particulates for their ef

fectiveness in protecting workers exposed to nanomaterials. Update the OELs (as needed) to incorporate current scientific informa

tion (e.g., particle surface area versus mass as predictor of toxicity, shape, influence of surface properties). Consider development of an OEL for selected carbon nanotubes. Performance measure 3.3.2 In 2009, com

plete the Current Intelligence Bulletin (CIB), Evaluation of Health Hazard and Recommendations for Occupational Expo

sure to Titanium Dioxide, with the OEL for ultrafine titanium dioxide. Support a proj

ect over the next three years to evaluate oth

er ultrafine or nanoparticle OELs. Develop a NIOSH Alert by 2010 and a CIB by 2011 on carbon nanotubes. Activity/Output Goal 3.3.3 (PPNANAOG3.3.3) Classification. Develop a nanoparticle clas

sification system to support a comprehensive nanotechnology safety and health program. Implement criteria based on classification (e.g., chemical abstract system [CAS] num

ber) to determine the need for toxicity testing and hazard and risk assessment of new engi

neered and existing nanomaterials. Performance measure 3.3.3 Initiate a proj

ect that will develop a classification scheme based on chemical and physical properties. Release this classification scheme within the next three years. Activity/Output Goal 3.3.4 (PPNANAOG3.3.4) High-production volume (HPV) nanoma

terials. Evaluate adequacy of mass-based safety and health criteria developed for bulk chemicals for nanomaterials. Current scientific data indicates greater toxicity ofStrategic Plan for NIOSH Nanotechnology 27 Chapter 4 ■ Goals nanomaterials by mass compared to an equal mass of larger particles of similar composi

tion. Performance measure 3.3.4 Support a proj

ect to evaluate existing toxicity information of HPV nanoscale materials. Activity/Output Goal 3.3.5 (PPNANAOG3.3.5) Material safety data sheets (MSDS). Work with partners to update the MSDS system to incorporate relevant classification, toxicity data, and health and safety recommenda

tions for working with nanomaterials. Performance measure 3.3.5 Within three years, increase awareness of the need for specif

ic nanomaterial information on MSDS among the target audience by 33% over baseline. 

### Strategic Goal 4 (PPNANSG4). En hance global workplace safety and health through national and inter national collaborations on nano technology research and guidance. Intermediate Goal 4.1 (PPNANIG4.1): Foster the collection, management and dissemination of relevant information to protect nanomaterial workers. Communication and information are in

tegral components infused throughout the research activities of the NIOSH NTRC and are closely related to the NIOSH R esearch to Practice (r2p) initiative. Research to Prac

tice is geared towards translating research results into useful health and safety infor

mation tailored to various audiences in

cluding workers and employers. As a result, communication and information is one of the 10 critical research areas identified to address knowledge gaps, develop strategies, and provide recommendations concerning workplace exposure to engineered nanoma

terials/nanoparticles. Activity/Output Goal 4.1.1 (PPNANAOG4.1.1) Nanoinformatics. Develop a roadmap to create a nanoinformatics database manage

ment tool relevant to nanomaterial environ

mental health and safety information. Performance measure 4.1.1 Within the next three years create a roadmap that aligns new nanoinformatics with the NIOSH Nanopar

ticle Information Library (NIL) . Activity/Output Goal 4.1.2 (PPNANAOG4.1.2) Communication. Establish and maintain national and international partnerships with whom knowledge gaps, research needs and priorities, approaches, and results can be shared openly and collaboratively. Performance measure 4.1.2 Within one year, identify and initiate/establish contact with at least one potential partner from each of the following areas: government, in

dustry, academia, and labor. Activity/Output Goal 4.1.3 (PPNANAOG4.1.3) Information. Develop and disseminate ef

fective information, education, and training materials to various target audiences such as nanotechnology workers and employers, occupational safety and health profession

als, policy-makers, decision-makers, and/or the scientific community. Performance measures 4.1.3 Within one year, develop at least one informational doc

ument tailored to a target audience identified above. Evaluate/assess the reach and effec

tiveness of the above tailored informational piece within two years. Update progress re

port on the NIOSH nanotechnology research and communication efforts within two years. Continue to update the NIOSH document,28 St rategic Plan for NIOSH Nanotechnology Chapter 4 ■ Goals Approaches to Safe Nanotechnology: Manag

ing the Safety and Health Concerns Associated with Engineered Nanomaterials
. Intermediate Goal 4.2 (PPNANIG4.2): Enhance global workplace safety and health through international activities. The international component of NIOSH nanotechnology research aims at achieving the fourth program goal—Enhance global workplace safety and health through na

tional and international collaborations on nanotechnology research and guidance— with two objectives: 1. Develop partnerships for identifying research and for the sharing of research needs, approaches, and results. 2. Develop and disseminate effective educa

tional and training materials for workers and occupational health professionals. NIOSH international activities crosscut all 10 critical research areas by developing part

nerships (first objective) to address critical research gaps and by developing and dissemi

nating occupational safety and health (OSH) documents (second objective). In order to achieve these objectives, NIOSH will continue to engage with a number of international enti

ties at all levels—principle investigator, as well as national, regional, and global organizations. Activity/Output Goal 4.2.1 (PPNANAOG4.2.1) Improve resource leveraging for research globally. Performance measure 4.2.1–1 Strengthen coordination of research through govern

ment-level organizations (OECD and UN). Performance measure 4.2.1–2 Expand col

laborations to developing nations and emerg

ing powers (Asia-Pacific, Eastern Europe). Activity/Output Goal 4.2.2 (PPNANAOG4.2.2) Improve sharing critical data globally. Performance measure 4.2.2–1 Develop glob

al portal for information on nanomaterials relevant to occupational safety and health. Performance measure 4.2.2–2 If feasible, initiate the development of a global expo

sure registry database: European countries, ECHA, Asian countries, OECD. Performance measure 4.2.2–3 Participate in OECD Nanomaterial Safety Testing Pro

gram by sponsoring nanomaterial testing and by data exchange. Activity/Output Goal 4.2.3 (PPNANAOG4.2.3) Produce highest quality products. Performance measure 4.2.3–1 Facilitate development of government-level exposure mitigation guidance (OECD and UN). Performance measure 4.2.3–2 Increase uti

lization of web-based tools for document development (such as wiki-based platforms). Activity/Output Goal 4.2.4 (PPNANAOG4.2.4) Enhance global dissemination. Performance measure 4.2.4–1 Increase uti

lization of emerging information technol

ogy mechanisms (e.g., NIOSH science blog, web-based social networks). Performance measure 4.2.4–2 Establish partnerships for translation of NIOSH pub

lications to other languages. Activity/Output Goal 4.2.5 (PPNANAOG4.2.5) Increase global acceptance. Performance measure 4.2.5–1 Strengthen participation in globally recognized organi

zations.Strategic Plan for NIOSH Nanotechnology 29 Chapter 4 ■ Goals Performance measure 4.2.5–2 Expand part

nerships to international bodies with econom

ic instruments to implement OSH measures such as financial institutions (Inter-American Development Bank, World Bank) and insur

ance companies (Swiss Re, Munich Re, Lloyds) 

### 4.4 Coalescing Priorities for NIOSH Nanotechnology R esearch and Guidance for 2009–2012 This strategic plan identifies priorities for NIOSH research and guidance efforts in 10 critical areas. However it is necessary to co

alesce the priorities in these areas to align with resources. NIOSH has limited funds and resources available to re-direct and invest in nanoma

terial research. Both the NIOSH Board of Scientific Counselors’ review of the NTRC Strategic Plan and the National Academies, in its review of the Nanotechnology sec

tion of the Respiratory Disease Research Program, concluded that NIOSH must pri

oritize its research in nanotechnology. Both reviews stressed the need to focus the Insti

tute resources on applied research that ad

dresses critical needs in the areas of hazard identification, exposure assessment, and ex

posure control. Both reviews also reinforced the need for timely issuance of recommen

dations and guidance; a need that has been reinforced by stakeholders. Figure 5 provides a schema for how NIOSH will focus future nanomaterial research. The ultimate goal of NIOSH research is to pre

vent adverse effects in workers through the issuance of recommended standards and other guidance for nanomaterials includ

ing but not limited to industrial hygiene sampling methods, laboratory analytical methods, and various methods to control exposure in the workplace. Three factors will contribute to setting the direction of future NIOSH research: pro

duction trends of various types of nanoma

terials, stakeholder input, and gaps in sci

entific knowledge as identified by NIOSH investigators. Consideration of these fac

tors will help focus the toxicological and epidemiological research needed to provide data for the conduct of quantitative risk assessments that will serve as the basis for recommended standards and risk manage

ment guidance. Research to help develop the other key components of recommended standards will also be needed including re

search on exposure sampling, analysis, and instrumentation; exposure assessment; con

trol technology; and PPE. Additionally, an on-going effort will be supported to develop medical surveillance guidance for workers exposed to engineered nanoparticles. Implicit in addressing the ultimate goal of de

veloping recommended standards and guid

ance for engineered nanomaterials is thatNIOSH research will be published in the peerreviewed scientific literature to inform the scientific and occupational safety and health community. Between 2007 and 2009, NIOSH has initiated nanoparticle research (listed be

low) that can be depicted in a matrix shown in Table 2. The extent and specificity of that research is identified in the document Progress Toward Safe Nanotechnology in the Workplace: Project Update 2007–2008. [http://www.cdc. gov/niosh/docs/2010-104/pdfs/2010-104.pdf] 

### NIOSH Nanotechnology Specific Projects 2007–2009 Project 1: N anotechnology Research Center Coordination30 St rategic Plan for NIOSH Nanotechnology Chapter 4 ■ Goals

Project 2: Nanotechnology Safety and Health Research Coordination Project 3: Systemic Microvascular Dysfunc

tion: Effects of Ultrafine vs Fine Particles Project 4: Particle Surface Area as a Dose Metric Project 5: Role of Carbon Nanotubes in Cardiovascular and COPD-Related Disease Project 6: Investigations of Multi-Walled Carbon Nanotube Toxicity Project 7: Pulmonary Toxicity of Metal Ox

ide Nanospheres and Nanowires Project 8: W C-Co Nanoparticles in Initiat

ing Angiogenesis by Reactive Oxygen Spe

cies Project 9: Evaluation of the Pulmonary De

position and Translocation of Nanomateri

als Project 10: Occupational Exposures and Potential Neurological Risks Project 11: Lung Effects of Resistance Spot Welding Using Adhesives Project 12: Neurotoxicity after Pulmonary Exposure to Welding Fumes Project 13: Potential Aneuploidy following Exposure to Carbon Nanotubes Project 14: Pulmonary Toxicity of Carbon Nanotube Particles Project 15: Dermal Toxicity of Nanotube Par

ticles Figure 5. Focus of NIOSH nanomaterial research 2009–2012Strategic Plan for NIOSH Nanotechnology 31 Chapter 4 ■ Goals Table 2. NIOSH nanoparticle research projects 2007–2009: Nature of research project number * Type of particle Toxicology studies * Sampling, analysis and instrumentation * Exposure characterization * Control and PPE * Risk assessment * TiO 2 3 * , 4, 7 4, 26, 27, 28, 29, 30, 33 33

— †
Other metal oxides 7, 18, 20 22, 24, 27, 30, 34 24, 33, 34 34

—
Metals WC-Co B 4 C welding fumes 8, 10, 11, 12, 20, 29, 30 34 34 †

SWCNT and MWCNT 5, 6, 9, 10, 13, 14, 15, 16, 21 22, 23, 24, 25, 26, 27, 30, 31 25, 34, 35 34 36
CNF

— 34, 35 34

— C60

— 32, 35 32

— Other silica compounds, carbon black, nylon 6, POSS, dioctyl phthalate, NaCl 19 27, 30 34, 35 37, 38, 39

Diesel exhaust 17, 18 24, 32 32

— †

* Numbers refer to projects; see list of NIOSH nanotechnology projects 2007–2008 on page 29–32. Note that

projects 1, 2, 34, 36–43 are not specific to any one type of engineered nanomaterial. † The risk assessment for TiO 2 , welding fumes and diesel exhaust predates the nanotechnology projects of

2007–2009.32 St rategic Plan for NIOSH Nanotechnology Chapter 4 ■ Goals Project 16: Specific Biomarkers for Unusual Toxicity of Nanomaterials Project 17: Pulmonary Toxicity of Diesel Exhaust Particles Project 18: Induction of Lung Fibrosis by Cerium Oxide in Diesel Exhaust Project 19: Potential Effects of SiliconBased Nanowires on Lung Toxicity Project 20: Cell-based Assessment for Iron Nanoparticle-Induced Health Risks Project 21: A ssessment of Carbonaceous Materials on Mutagenicity Project 22: Generation and Characteriza

tion of Nanoparticles Project 23: Dustiness of Nanomaterials Project 24: Nanoaerosol Monitoring Meth

ods Project 25: Measurement of Nanoscale Car

bonaceous Aerosols Project 26: Nanoparticle Reference Materi

als for Health Protection Project 27: Calm Air Chamber and Wind Tunnel Evaluation of Personal Aerosol Sam

plers for Nanoparticle Exposure Assessment Project 28: Ultrafine TiO 2 Surface and Mass Concentration Sampling Method Project 29: Standard Determination of Nano par ticle Size Project 30: Development and Evaluation of Nanoaerosol Surface Area Measurement Methods Project 31: W orkplace Monitoring of Car

bon Nanofibers/Nanotubes Project 32: Ultrafine Aerosols from DieselPowered Equipment Project 33: Titanium Dioxide and Other Metal Oxides Exposure Assessment Study Project 34: Field Research Team Project 35: A ssessing the Feasibility of In

dustrywide Exposure and Epidemiology Studies of Workers Exposed to Engineered Nanomaterials Project 36: Nanoparticles—Dosimetry and Risk Assessment Project 37: P enetration of Nanoparticles through Respirators Project 38: Nanoparticle Penetration through Protective Clothing Project 39: Development of PPE Ensemble Test Methods Project 40: W eb-Based Nanoparticle Infor

mation Library Implementation Project 41: Nanoparticles in the Workplace Project 42: N ew Sensor Technology Develop

ment for end of service-life indicator (ESLI) Project 43: Global Harmonization of Expo

sure Measurement and Exposure Mitigation Approaches for Nanomaterials 4.4.1 G ap analysis: basis for additional research beginning in 2009 Titanium dioxide NIOSH is about to complete a Current Intel

ligence Bulletin on titanium dioxide (TiO 2 ) which will provide recommended exposure limits (RELs) for two size ranges of TiO 2 ; one for particles in the micrometer-diame

ter range and one for particles in the diam

eter range below 100 nanometers [NIOSH 2007b]. However, there still remain questionsStrategic Plan for NIOSH Nanotechnology 33 Chapter 4 ■ Goals about the specificity of the sampling and an

alytical method that will be used to evaluate worker exposure to nanoscale TiO 2 , as well as about the extent of workplace exposures, and the ability to control exposures at or below the REL (proposed 8-hour TWA in the range of 0.1 μ g /m 3 ). Research to address these ques

tions is a high priority. The assessment of risk for TiO 2 may serve as a model for evaluating the risks to other metal oxide or poorly solu

ble low toxicity nanoparticles. Metals and metal oxides Based on the toxicological literature, it is likely that occupational exposure to a range of nanometer-sized metals and metal oxides may present hazards at a minimum simi

lar to titanium dioxide; namely, increased biologic activity with decreasing particle size. Production trends would lead to the assumption that occupational exposure to nanometals and metal oxides is increasing. Therefore, there is a need for hazard iden

tification, exposure assessment, and control technology research for this class of engi

neered nanomaterial. This includes devel

opment of sampling and analytical methods and other work leading to recommended exposure limits. Carbon nanotubes (CNT) NIOSH has conducted extensive toxicologi

cal research on carbon nanotubes. Develop

ment of recommended occupational stan

dards for CNT will be the objective towards which much of future research will be fo

cused. As part of the first priority of identify

ing hazards of nanomaterials, NIOSH scien

tists in the Health Effects Laboratory Division (HELD) have assessed effects of various types of nanoparticles including carbon nanotubes [Shvedoda et al. 2003, 2004, 2005, 2007, 2008, Wang et al. 2008]. The results of HELD re

search on CNT will provide data sets that NIOSH can use to conduct quantitative risk assessments. This effort will form the basis for developing guidance and occupational standards for CNT. However, developing an effective recommended standard for CNT and other engineered nanoparticles also re

quires: the ability to quantitatively measure the presence (or concentration) of the mate

rial with an acceptable degree of specificity, accuracy, and precision; a characterization of risk by measuring worker exposure; and an understanding of the effectiveness of con

trols used to control or eliminate exposures [Kuempel et al. 2007, Schulte et al. 2008]. Ide

ally, information on animal toxicity would be supplemented by epidemiological studies of potential human health effects of exposure to various CNT; however, it is not clear whether the exposed population is large enough and exposure sufficiently well characterized to support such studies [Schulte et al. 2009]. NIOSH is currently collecting data to evalu

ate the feasibility of industry-wide exposure and epidemiology studies of workers in

volved in the U.S. manufacture of engineered carbonaceous nanomaterials. This evalua

tion will impact the utility of future NIOSH epidemiologic studies of this workforce. A growing number of industrial applica

tions are being developed for CNT, and this class of nanomaterials has shown good potential for developing into a viable eco

nomic commodity [Lux 2007]. Moreover, the fibrous-like dimensions of CNT are a source of concern about possible adverse ef

fects. NIOSH investigators have conducted some of the earliest health effects studies in animal models both by pharyngeal aspira

tion and inhalation of an aerosol of single and multi-walled carbon nanotubes. For the most part, these studies have involved34 St rategic Plan for NIOSH Nanotechnology Chapter 4 ■ Goals short-term exposure and less than lifetime follow-up; however, these studies have dem

onstrated the potential for exposures to single-walled carbon nanotubes (SWCNT) and multi-walled carbon nanotubes (MW

CNT) to cause lung fibrosis and affect other organs [Shvedova et al. 2007]. It is possible that the data from these NIOSH toxicology studies can be used to conduct a quantitative risk assessment and develop benchmark RELs for the type of CNT used in the studies. It is known that there can be more than tens of thousands of CNT based on various combinations of physicochemical parameters; thus, it may not be possible to as

sess the risk and develop a REL for each type of CNT. Ultimately, different types of CNT may need to be grouped based on similar physicochemical properties for the purpose of developing recommended exposure lim

its. Nonetheless, the available toxicity data on specific types of CNT studied by NIOSH, while limited, are compelling and may serve as a starting point and possibly as a bench

mark to develop RELs for SWCNT and MW

CNT. Table 3 shows four variations of CNT which NIOSH is considering for the develop

ment of recommended standards, including RELs. To do this, NIOSH investigators will conduct research to answer specific questions and provide information that can be used by occupational safety and health practitioners in making risk management recommenda

tions. Two types of SWCNT (purified (p) and unpurified (up)) † and two types of MW

CNT (purified (p) and unpurified (up)) will be the focus of NIOSH research and guid

ance beginning in 2009. NIOSH research will fill knowledge gaps in four areas: sampling; †“Purified” describes CNT that have been treated or processed to remove residual catalyst or reaction resi

due. “Unpurified” describes CNT that have residual catalyst, reaction residue, or mixtures of tube types. analysis; exposure assessment; and control (control technology and PPE). Underlying all four of these areas will be issues pertain

ing to metrology of CNT and workplace fac

tors that affect or influence exposure. Table 3 lists the areas of research that will be needed to develop risk management recommenda

tions for occupational exposure to CNT. The questions listed with Table 3 will be used to identify gaps in information to help formu

late research that NIOSH will invest in over the next 3–5 years. Sampling/analysis ‡ Cells 1–8

1. Are there sampling and analytical methods available that can be used to identify and quantitatively measure airborne releases or exposures to SW

CNT and MWCNT in the workplace? 2. What experience does NIOSH or others have in attempting to measure CNT? 3. NIOSH Method 5040 was identified in earlier studies as a candidate sam

pling and analytical method for CNT. What progress has been made in that effort and what is needed to reach an end point? 4. What limitations are placed on the method due to background interfer

ence (ambient or process derived con

tamination) and what impact does purity have? 5. Several groups have reported using TEM-based asbestos fiber counting methods (NIOSH analytical method

‡ Investigations focusing on laboratory-based methods de

velopment should be differentiated from field evaluations conducted for the purpose of method evaluations and ex

posure assessments.Strategic Plan for NIOSH Nanotechnology 35 Chapter 4 ■ Goals

7402) to evaluate CNT. What is need

ed to explore that approach? 6. What is the most likely candidate ana

lytical method and when will NIOSH be ready to recommend it? 7. What is the current state of instrument evaluations from prior efforts and what is still needed to demonstrate their util

ity in evaluating CNT exposures? 8. A critical area is to explore any possi

ble correlation between direct-reading techniques and integrated sampling methods. What progress has been made and what is still needed? 9. What laboratory-based studies are still needed to validate a sampling and an

alytical method? 10. What is the prognosis for field evalua

tion trials of methods or instruments and how many of the sites already visited by NIOSH are good candi

dates? 11. Will the focus of the proposed work be on CNT production only, or will it include CNT-containing product for

mulations? 12. How can data and observations from current NIOSH field studies be used to guide the proposed work? Exposure characterization Cells 9–12

13. Specific to CNT, what are the current trends in production and market ap

plications? 14. What is the extent of production and use of CNT that could result in expo

sure for the 4 categories of CNT? Table 3: Assessment of information that will support a NIOSH REL * of 10 μg/m 3† (8hr TWA) for SWCNT and MWCNT used in published NIOSH studies ‡ . SWCNT Purified (p) SWCNT Unpurified (up) MWCNT Purified (p) MWCNT Unpurified (up) Sampling methods 1 § 2 3 4 Analysis methods and detection instrumentation 5 6 7 8 Field exposure characterization 9 10 11 12 Exposure control 13 14 15 16

* For SWCNT (p), SWCNT (up), MWCNT (p), and MWCNT (up) † This number does not represent a NIOSH recommendation; it is only a target for purposes of discussion ‡ Studies from NIOSH Health Effects Laboratory Division (e.g. Shvedova et al 2005, Shvedova et al. 2008). § Numbers are used to identify cells that are associated with gap analysis questions that follow.36 St rategic Plan for NIOSH Nanotechnology Chapter 4 ■ Goals

15. What do we know from the current NIOSH field investigations: what meth

ods and measurement techniques have been used, and with what degree of suc

cess? 16. What job tasks and processes will like

ly produce the highest exposures? Control Cells 13–16

17. Can airborne emissions and potential exposures to CNT be controlled in known processes to at least 10 μ g/m 3 (8hr TWA)? 18. What data might be available to sup

port the answer to Question No. 16? 19. Can pharmaceutical equipment per

formance guidelines developed for fine powder active ingredient containments be used; for example, International So

ciety for Pharmaceutical Engineering (ISPE) standards for potent compound containment? 20. What is the range and effectiveness of controls already seen by NIOSH field researchers in CNT production and product incorporation processes? 21. What is needed to catalog existing controls and develop initial guidance? 22. Laboratory scale containment devices are already being evaluated by others (U M ass- L owell). Should NIOSH con

duct additional study of laboratory controls? 23. What scale-up, pilot plant, and pro

duction processes control strategies are likely candidates given current knowledge of the CNT market? 24. What measurement methods/metrics can be used to validate effectiveness of controls? 25. What surrogate material might be used for qualitative or quantitative control evaluations? 26. Is PPE protective to this level and what data support this? Exposure metrics for CNT RELs Ideally, in quantitative risk assessments of nanoscale particulate exposures, response data would be evaluated in relation to mass as well as to other nanoscale metrics such as surface area, particle number concentration, and possibly others. These additional metrics may prove to be a more sensitive measure of the presence, quantity, and nature of CNT. To the extent that these data exist from NIOSH pharyngeal aspiration and inhalation stud

ies, research will be conducted to determine whether there is a correlation between mass, particle number, particle number by size, mass by size, fiber number, and is there any correlation between these metrics and those collected by direct reading instruments for particle number, mass, and size distribution. If these data are available (or can be calcu

lated) and the risk assessment reveals a stron

ger relationship with some metrics (e.g., sur

face area, number concentration) other than mass, NIOSH will ascertain the feasibility of recommending an exposure limit based on a nonmass metric. Additional adverse effect research on CNT The effort to develop RELs for the CNT used in HELD research will be an interim effortsince the research generally involved shortterm exposure and follow-up. Ultimately,Strategic Plan for NIOSH Nanotechnology 37 Chapter 4 ■ Goals there will be a need for RELs that protect against long-term (long latency) effects such as cancer and cardiovascular disease. Hence, there will be a need for further toxicological research on such long-term effects. Generalizing beyond the NIOSH RELs for CNT Based on the risk assessments of HELD CNT data, NIOSH may recommend 1 to 4 RELs: SWCNT (p), SWCNT (up), MWCNT (p), and MWCNT (up). However, there are tens of thousands of potential single-walled and multi-walled carbon nanotubes, some may be more toxic than the ones HELD studied, some may be less. NIOSH will attempt to ascertain if differences in physicochemical parameters of CNT makes them more or less toxic and whether based on similarities of physicochemical parameters if CNT can be categorized into groups in which specific risk management recommendations can be made. NIOSH will also investigate if dif

ferent sampling, exposure assessment, and control issues might apply if CNT are cat

egorized into groups. Investigating other engineered nanoparticles In conjunction with NIOSH toxicologists, other types of nanoparticles in addition to TiO 2 and CNT will be identified for study. This will be an ongoing effort to ensure early hazard identification through toxicological research and occupational exposure assess

ment. The NTRC participants and coordi

nating office will serve to provide informa

tion on production trends and stakeholder inputs to identify what nanomaterials are likely to be commercially viable. Explosion and fire hazards The history of dust laden atmospheres in confined spaces has shown that various dusts can be explosive. Further research will be conducted on whether moving to na

noscale dimensions with dry powder mate

rials will contribute to the explosion and fire hazard potential of dusts. Communications Critical for the effectiveness of NIOSH re

search and guidance is the ability to provide information and knowledge to various au

diences (researchers, workers, employers, government agencies, professional asso

ciations, NGOs, the media, and the public). During the period 2009–2012, NIOSH will continue to assess the needs of various audi

ences and develop an array of communica

tion products. Summary The following are NIOSH specific research and guidance priorities for 2009–2012:

1. Develop recommendations for con

trolling occupational exposure to fine and ultrafine TiO 2 including develop

ment of RELs. Conduct research on improving sampling and analytical methods, determining the extent of workplace exposures, and controlling airborne exposures below the REL. Identify what medical surveillance is appropriate. Consider to what extent the observed relationship between TiO 2 particle size and toxicity can be generalized to other metal oxides. 2. Develop recommendations for con

trolling occupational exposures to38 St rategic Plan for NIOSH Nanotechnology Chapter 4 ■ Goals purified and unpurified SWCNT and MWCNT including development of RELs. Conduct research to address gaps in information on sampling, analysis, exposure assessment, instru

mentation, and controls. Identify what medical surveillance or epidemiologi

cal studies are appropriate. 3. Conduct research on how to identify categories of nanoparticles that can be distinguished on the basis of similar physicochemical properties. Conduct research to develop RELs and ultimately recommended exposure standards for these categories. 4. Conduct research to identify long-term health effects of CNT. 5. Conduct toxicological research on oth

er nanoparticles likely to be commer

cially viable. 6. Conduct research on explosion poten

tial of various nanoparticles.Strategic Plan for NIOSH Nanotechnology 39 

### 5.1 NIOSH Publications on Nanotechnology 

## • NIOSH has posted a safety and health topic page, “Nanotechnology,” con

taining accessible information on the safety and health implications of nan

otechnology and the related research activities that NIOSH is conducting. Updates of NIOSH activities in nano

technology research also appear on the topic page. [http://www.cdc.gov/ niosh/topics/nanotech/] 

## • NIOSH has prepared and posted an

swers to frequently asked questions (FAQs) concerning nanotechnology and NIOSH’s involvement with the oc

cupational safety and health research in the field of nanotechnology. [http:// www.cdc.gov/niosh/topics/nanotech/ faq.html] 

## • NIOSH published Safe Nanotechnology in the Workplace [DHHS (NIOSH) Pub

lication No. 2008–112]. This brochure provides an introduction to nanotech

nology in the workplace for employers, managers, and safety and health profes

sionals. It addresses the following ques

tions: Are nanoparticles hazardous to workers? How can workers be exposed? Can nanoparticles be measured? Can worker exposures be controlled? 

## • NIOSH published The Nanotechnol

ogy Field Research Team Update [DHHS (NIOSH) Publication No. 2008–120]. This document is an update of the NIOSH Nanotechnology Field Research team’s efforts to evaluate work prac

tices and engineering controls used to ensure worker safety and health in the nanotechnology industry. The update includes comments from participating companies interviewed by Nanowerk, LLC who described the collaboration as beneficial and encouraged other com

panies to take advantage of NIOSH’s expertise, service, instrumentation, and unbiased assessments. 

## • NIOSH published NIOSH Fact Sheet: The Nanotechnology Field Research Ef

fort [DHHS (NIOSH) Publication No. 2008–121]. A description and call for participants for the NIOSH Nano

technology Field Research team’s ef

forts to evaluate work practices and 

# 5 Outputs

Location of personal breathing zone air sampling cassettes (Image courtesy of Mark Methner, NIOSH)40 St rategic Plan for NIOSH Nanotechnology Chapter 5 ■ Outputs engineering controls used to ensure worker health and safety in the nano

technology industry. 

## • A NIOSH current intelligence bulletin (CIB), Occupational Exposure to Tita

nium Dioxide, on fine and ultrafine ti

tanium dioxide (TiO 2 ) has undergone stakeholder and peer review and is be

ing finalized for publication in 2009. [ http://www.cdc.gov/niosh/review/ public/TiO2 /default.html ] 

## • NIOSH has prepared the document, Ap

proaches to Safe Nanotechnology: Man

aging the Health and Safety Concerns Associated with Engineered Nanomateri

als [DHHS (NIOSH) Pub l ication No. 2009–125]. [ http://www.cdc.gov/niosh/ topics/nanotech/ s afenano/] 

## • NIOSH has developed a web-based Nano p article Information Library (NIL) which is a resource on par

ticle information including physical and chemical characteristics. [ http:// nanoparticlelibrary.net/index.asp] 

## • NIOSH has published Progress Toward Safe Nanotechnology in the Workplace: A Report from the NIOSH Nanotechnol

ogy Research Center [DHHS (NIOSH) Publication No. 2007–123], a progress report on the status of nanotechnol

ogy research conducted by the NIOSH NTRC through 2006. [ http://www.cdc. gov/niosh/docs/2007-123/pdfs/2007- 123.pdf] . An updated progress report listing project updates from 2007– 2008 was published in November 2009 [NIOSH 2009c] [DHHS (NIOSH) Publication No. 2010–104]. [http:// www.cdc.gov/niosh/docs/2010-104/ pdfs/2010-104.pdf] 

## • NIOSH has prepared the document Guidance for Medical Screening and Haz

ard Surveillance for Workers Potentially Exposed to Engineered Nanoparticles [NIOSH 2009b] [DHHS (NIOSH) Pub

lication No. 2009–116]. [ http://www.cdc. gov/niosh/docs/2009-116/] 

### 5.2 NIOSH P eer-Reviewed Publications 

## • NIOSH scientists will publish results of research as the data become available. More than 170 peer-reviewed articles were published through 2008 address

ing scientific and technical issues in the field of nanotechnology. For a listing of publications through 2006, see Prog

ress Toward Safe Nanotechnology in the Workplace: A Report from NIOSH Nan

otechnology Research Center [DHHS (NIOSH) Publication No. 2007–123]. [ http://www.cdc.gov/niosh/docs/2007- 123/pdfs/2007-123.pdf ]. For a listing of publications from 2007–2008, see the 2009 update of the progress report. [http://www.cdc.gov/niosh/docs/2010- 104/pdfs/2010-104.pdf] 

### 5.3 Sponsored Conferences NIOSH will continue to partner with others in sponsoring and conducting conferences on nanotechnology. To date, NIOSH has co-sponsored three international meetings on occupational safety and health involving nanomaterials and has co-sponsored a ma

jor occupational safety and health Research to Practice (r2p) conference in Cincinnati, OH, in 2006 which drew over 450 partici

pants from 11 countries. NIOSH staff also participated on several scientific and techni

cal panels convened by government agencies, nongovernmental agencies, and professionalStrategic Plan for NIOSH Nanotechnology 41 Chapter 5 ■ Outputs associations. For a listing of meetings, pan

els, and conferences through 2006, see Prog

ress Toward Safe Nanotechnology in the Work

place: A Report from NIOSH Nanotechnology Research Center [DHHS (NIOSH) Publica

tion No. 2007–123]. [ http://www.cdc.gov/ niosh/docs/2007-123/pdfs/2007-123.pdf ]. Meetings, conferences, etc. from 2007–2008 may be found on the 2009 update of the progress report [DHHS (NIOSH) Publica

tion No. 2010–104]. [http://www.cdc.gov/ niosh/docs/2010-104/pdfs/2010-104.pdf] 

### 5.4 Presentations NIOSH staff will continue to deliver pre

sentations nationally and internationally concerning occupational safety and health issues associated with nanotechnology, including presentations at scientific con

ferences, and trade and professional asso

ciations. For a listing of presentations, see Progress Toward Safe Nanotechnology in the Workplace: A Report from NIOSH Nanotech

nology Research Center [DHHS (NIOSH) Publication No. 2007–123]. [http://www. cdc.gov/niosh/docs/2007-123/pdfs/2007- 123.pdf]. Presentations from 2007–2008 may be found on the 2009 update of the progress report [DHHS (NIOSH) Publica

tion No. 2010–104]. [http://www.cdc.gov/ niosh/docs/2010-104/pdfs/2010-104.pdf]Strategic Plan for NIOSH Nanotechnology 43 Research to Practice (r2p) involves the translation of research into products, prac

tices, and usable information. The NIOSH nanotechnology research strategic plan re

flects the r2p vision to work with partners and stakeholders (see Appendix C) to trans

late research findings into NIOSH products (e.g., guidance documents, instrumenta

tion, filtration) that will be used to reduce or prevent worker injury and illness from nanotechnology. 

### 6.1 Capacity Building through T

echnical Assistance NIOSH is currently collaborating with a number of industries to develop appropri

ate engineering controls and effective ad

ministrative practices for the safe handling of nanomaterials. NIOSH will work with industry in evaluating workplace exposures to nanoparticles and provide recommenda

tions that will minimize worker exposures. For information on the workplace assess

ments conducted by NIOSH, see Progress To

ward Safe Nanotechnology in the Workplace: A Report from NIOSH Nanotechnology Re

search Center [DHHS (NIOSH) Publication No. 2007–123]. [ http://www.cdc.gov/niosh/ docs/2007-123/pdfs/2007-123.pdf ]. An up

dated progress report listing collaborations on workplace assessments from 2007–2008 may be found on the 2009 update of the progress report [DHHS (NIOSH) Publica

tion No. 2010–104]. [http://www.cdc.gov/ niosh/docs/2010-104/pdfs/2010-104.pdf] NIOSH will continue to make recommen

dations and provide information based on its research and the published scientific lit

erature. The recommendations will pertain to all areas of the risk management continu

um shown in Section 4.1. 

# 6 Research to P ractice (r2p)Strategic Plan for NIOSH Nanotechnology 45 

### 7.1 F ederal Government Agencies NIOSH will conduct and coordinate re

search with other agencies to foster the re

sponsible development and safe use of nan

otechnology as identified by the National Nanotechnology Initiative (NNI). 

### 7.2 Standards Development Organizations NIOSH actively participates in the devel

opment of national and international stan

dards for promoting the health and safety of workers in the nanotechnology industries. NIOSH participates in the American Na

tional Standards Institute Nanotechnology Standards Steering Panel, which coordinates the identification and development of criti

cal standards in all areas of nanotechnology. NIOSH scientists participate in the American Society for Testing and Materials (ASTM) E56 Committee on Nanotechnology, which is developing an integrated family of standards. Committee E56.03 is addressing environ

mental and occupational safety and health. NIOSH scientists will continue as members of the U.S. Technical Advisory Group to the International Organization for Standard

ization (ISO) Technical Committee 229 on Nanotechnologies (ISO TC 229). 

### 7.3 Industr y, Labor, and Academia NIOSH is coordinating input from indus

try, labor, academics, and a wide range of government agencies in creating guidance for occupational health surveillance. Addition

ally, NIOSH plans to coordinate input from those same groups of partners and stakehold

ers with the goal of providing options for the development of standardized data systems for epidemiological research based in workplaces producing and using nanomaterials. Through collaborations with industry, government, and academia, NIOSH developed a “best practices” document, Approaches to Safe Nan

otechnology: Managing the Health and Safety Concerns Associated with Engineered Nano

materials [ http://www.cdc.gov/niosh/topics/ nanotech/ ], and other communication ma

terials on the safe handling of nanomaterials are in progress. NIOSH is working with indus

try to characterize occupational exposure to nanoparticles and how to implement effective risk management practices to minimize work

er exposure to nanoparticles. In June 2006, NIOSH and E.I. du Pont de Nemours & Co signed an agreement to collaborate on work to evaluate current product performance, test methods, and research gaps related to person

al protective equipment used to reduce occu

pational exposures to nanoparticles. 

### 7.4 Professional Organizations NIOSH is collaborating with various pro

fessional organizations to identify mutual efforts for continuing and developing new worker training programs. 

### 7.5 R esearch Collaborations NIOSH has established several national and international collaborations to advance 

# Inter mediate Customers and Inter mediate Outcomes 

# 746 St rategic Plan for NIOSH Nanotechnology Chapter 7 ■ Intermediate Customers and Intermediate Outcomes research into the safe use of nanotechnol

ogy. NIOSH participates in the National Nanotechnology Initiative (NNI) and has contributed to the nanotechnology strate

gic plan for the Nation through the working group of Nanotechnology Environmental and Health Implications (NEHI). Occupa

tional Safety and Health is a major priority of the NEHI effort, and NIOSH’s strategic research plan and activities have been de

veloped to address most of the major issues in the NEHI plan. NIOSH is also collabo

rating with the Organization for Economic Cooperation and Development (OECD) to build cooperation, coordination, and com

munication between the United States and 30 OECD member countries, including the European Union (EU), and more than 180 nonmember economies as well. NIOSH is also working with the World Health Orga

nization Collaborating Centers on global projects of information dissemination and communication. 

### 7.6 International Activities NIOSH will continue to engage with a num

ber of international entities at all levels— principle investigator, as well as national, regional, and global organizations. At the national organization levels, NIOSH has been communicating and collaborating with the United Kingdom Institute of Occu

pational Medicine and the Health and Safety Laboratory, the Netherlands Organization for Applied Scientific Research (TNO), the Finnish Institute of Occupational Health, and the Australian Safety and Compensa

tion Council. An example of regional level interactions is NIOSH participation in interagency discus

sions with European communities about establishing a joint U.S./European Union solicitation to fund research looking at nanotechnology health and safety implica

tions. This international solicitation would provide an important venue for leveraging research resources and, as such, is aimed at addressing NIOSH Intermediate Goals 4.1 and 4.2. At the global organization level, NIOSH will continue to be actively engaged with the Organization for Economic Co-operation and Development (OECD), the UN World Health Organization (WHO), the UN In

ternational Labour Organization (ILO), the International Organization for Standardiza

tion (ISO), and the International Council on Nanotechnology (ICON). 

### OECD NIOSH participation in OECD Work

ing Party on Manufactured Nanomaterials (WPMN) and Working Party on Nano

technology (WPN) aims at addressing both global objectives by developing internation

al government-level instruments, decisions and recommendations t o improve occu

pational safety and health of nanotechnol

ogy globally, and by building cooperation, coordination, and communication between the United States and 30 OECD-member countries including the European Union, and more than 70 nonmember economies. OECD is government-level organization which is especially effective at conducting economic evaluations, harmonizing test guidelines, exchanging information anddata, and facilitating adoption of globallyharmonized voluntary and regulatory pro

grams by governments around the world. It can also provide a mechanism for leveraging research resources by facilitating interna

tional government program coordination.Strategic Plan for NIOSH Nanotechnology 47 Chapter 7 ■ Intermediate Customers and Intermediate Outcomes Presently, NIOSH engagement with OECD includes (a) leading an OECD project on Co-Operation on Exposure Measurement and Exposure Mitigation established under the Environmental Directorate, (b) provid

ing expertise in other OECD projects, and (c) exchanging occupational safety and health information through the OECD Working Party on Manufactured Nanoma

terials and the Working Party on Nanotech

nology. NIOSH Nanoparticle Information Library (NIL) is cross-linked with an OECD database of nanotechnology research proj

ects which are currently under development. A project on “The analyses and recommen

dations for exposure measurement and ex

posure mitigation in nanotechnology occu

pational settings” was initiated in 2007. The project will deliver a report in 2009 followed by additional reports for specific areas of in

terest to WPMN. 

### WHO NIOSH was instrumental in establishing a 2006–2010 work plan for the World Health Organization Global Network of Collabo

rating Centers in Occupational Health, and NIOSH’s participation in this activity ad

dresses both global objectives. WHO is the directing and coordinating authority for health within the United Nations system, and the “Network” is comprised of key institu

tions with expertise in occupational safety and health distributed throughout the world. Since 2006 NIOSH has been leading a nano

technology project on “Best practices glob

ally for working with nanomaterials” in collaboration with occupational safety and health institutions in Switzerland, the Unit

ed Kingdom, and Germany. 

### ILO NIOSH provides critical assistance in draft

ing the 5th Edition of the ILO Encyclopae

dia of Occupational Safety and Health. The Encyclopaedia will include a chapter on nanotechnology. 

### ISO NIOSH scientists are actively involved with the International Organization for Stan

dardization Technical Committee 229 on Nanotechnologies (ISO TC 229) by provid

ing expertise to and leading the develop

ment of individual standards and through membership in the U.S. Technical Advisory Group to TC 229. The International Organi

zation for Standardization provides a mech

anism for international expertise within the global community to develop the highest quality standards of which are globally ac

cepted. ISO can also serve as a vehicle for global dissemination of NIOSH products. Since 2006, NIOSH has been leading the development of an ISO TC 229 technical report on safety and health practices in oc

cupational settings relevant to nanotech

nologies which is based on the 2006 draft for public comment, Approaches to Safe Nanotechnology: An Information Exchange with NIOSH . The technical report ISO/TR 12885:2008 Nanotechnologies —Health and safety practices in occupational settings rel

evant to nanotechnologies was issued in 2008 [ISO 2008]. 

### ICON The International Council on Nanotechnol

ogy is an international multistakeholder or

ganization whose mission is to assess, com

municate, and reduce the environmental48 St rategic Plan for NIOSH Nanotechnology Chapter 7 ■ Intermediate Customers and Intermediate Outcomes and health risks of nanotechnology while maximizing its societal benefit. NIOSH ex

perts have been involved in ICON projects related to occupational safety and health since 2006. Since 2006 ICON has been hosting the development of an internet site on oc

cupational practices for the safe handling of nanomaterials utilizing a wiki software platform “Good Wiki: Good Occupational Practices for the Nanotechnology Industry.” NIOSH is a member of a multistakeholder international steering group designing a plan for launching such a novel mechanism for creating and maintaining global occupa

tional safety and health guidance.Strategic Plan for NIOSH Nanotechnology 49 Nanotechnology is a rapidly developing area of science and technology that promises great benefits. To realize these benefits, it is important to protect workers in nanomate

rial research, production, and use from expe

riencing health problems resulting from the handling of nanomaterials. The NIOSH stra

tegic plan for research is designed to iden

tify and develop information for use in risk management programs that will prevent and control negative impacts to worker health. In addition, research will be conducted to ad

vance the use of nanomaterials in the devel

opment of sensors (e.g., detection of harmful chemicals) that can be used in the workplace to ensure an effective control of exposure. Outcomes of the NIOSH strategic plan include translating research results into products that can be used by the nano

technology community to advance the technology responsibly and with minimal risk. Specific areas of improvement include sampling/analytical instrumentation and guidance documents. NIOSH will conduct ongoing assessments of the extent to which NIOSH research is used and cited by sci

entists; scientific, professional, and govern

ment agencies; trade associations; unions; nongovernmental organizations; and in

ternational communities. NIOSH also will evaluate how research and guidance devel

oped by NIOSH influences others to take action to prevent exposure to hazards relat

ed to nanomaterials and ultimately prevent adverse health effects. 

# 8 OutcomesStrategic Plan for NIOSH Nanotechnology 51 ISO [2008]. ISO/TR 12885:2008 Nanotech

nologies—health and safety practices in oc

cupational settings relevant to nanotechnol

ogies. Geneva, Switzerland: International Organization for Standardization. Kuempel ED, Geraci CL, Schulte PA [2007]. Risk assessment approaches and research needs for nanomaterials: an examination of data and information from current stud

ies. In: Simeonova PP, Opopol N, Luster MI, eds. N anotechnology: toxicological isanotechnology: toxicological is sues and environmental safety, NATO secu

rity through science series book . New York: Springer-Verlag, pp.119–145. Lux Research [2007]. The nanotech report, 5th Edition. New York: Lux Research. Methner MM [2008]. Engineering case re

ports: Old L, ed. Effectiveness of local ex

haust ventilation (LEV) in controlling en

gineered nanomaterial emissions during reactor cleanout operations. J Occup Envi

ron Hyg 5 (6):D63–D69. NEHI [2006] Environmental and Health Implications Environmental, Health, and Safety Research Needs for Engineered Na

noscale Materials. National Nanotechnology Initiative. United States Executive Office of the President, Office of Science and Technol

ogy Policy, Nanotechnology Environmental and Health Implications working group. NNI [2001]. National Nanotechnology Initiative. Interagency Agreement. United States Executive Office of the President, Office of Science and Technology Policy. [http://www.nano.gov/html/about/home_ about.html] NNI [2007]. National nanotechnology initia

tive. Strategy for nanotechnology- r elated envi

ronmental, health and safety research. United States Executive Office of the President, Office of Science and Technology Policy. NIOSH [2007a] Progress toward safe nano

technology in the workplace. Cincinnati, Ohio: U.S. Department of Health and Hu

man Services, Centers for Disease Con

trol and Prevention, National Institute for Occupational Safety and Health, DHHS (NIOSH) Pub No. 2007–123. NIOSH [2007b] Draft current intelligence bulletin evaluation of health hazard and rec

ommendations for occupational exposure to titanium dioxide. [http://www.cdc.gov/niosh/ review/public/TIo2/default.html] NIOSH [2009a]. Approaches to safe nano

technology: managing the health and safety concerns associated with engineered nano

materials. Cincinnati, Ohio: U.S. Depart

ment of Health and Human Services, Centers for Disease Control and Prevention, National Institute for Occupational Safety and Health, DHHS (NIOSH) Pub No. 2009–125. NIOSH [2009b]. Interim guidance for medi

cal screening and hazard surveillance for workers potentially exposed to engineered nanoparticles. Cincinnati, Ohio: U.S. Depart

ment of Health and Human Services, Centers for Disease Control and Prevention, National Institute for Occupational Safety and Health, DHHS (NIOSH) Pub No. 2009–116. NIOSH [2009c]. Progress toward safe nano

technology in the workplace: a report from the Nanotechnology Research Center: project 

# References52 St rategic Plan for NIOSH Nanotechnology References reports for 2007–2008, DHHS (NIOSH) Pub No. 2010–104. Schulte P, Geraci C, Zumwalde R, Hoover M, Kuempel E [2008]. Occupational risk management of engineered nanoparticles. J Occup Environ Hyg 5 : 239–249. Schulte P, Geraci C, Schubauer-Berigan M, Zumwalde R, Mayweather C, McKernan J [2009]. Issues in the development of epi

demiologic studies of workers exposed to engineered nanoparticles. J Occup Environ Med 51 (3):323–335. Shvedova AA, Kisin ER, AR Murray, Gan

delsman VZ, Maynard AD, Baron PA, Cas

tranova V [2003]. Exposure to carbon nano

tube material: assessment of the biological effects of nanotube materials using human keratinocyte cells. J Toxicol Environ Health 66 (20):1909–1926. Shvedova AA, Kisin ER, Murray AR, Schwe

gler-Berry D, Gandelsman VZ, Baron P, Maynard A, Gunther MR, Castranova V [2004]. Exposure of human bronchial epi

thelial cells to carbon nanotubes cause oxi

dative stress and cytotoxicity. In: Proceed

ings of the Society for Free Radical Research Meeting, Paris, France: Society for Free Radical Research International, European Section, June 26–29, 2003. Shvedova AA, Kisin ER, Mercer R, Murray AR, Johnson VJ, Potapovich AI, Tyurina YY, Gorelik O, Arepalli S, Schwegler- B erry D [2005]. Unusual inflammatory and fibrogen

ic pulmonary responses to single walled car

bon nanotubes in mice. Am J Physiol Lung Cell Mol Physiol 289 (5):L698–708. Epub 2005 Jun 10. Shvedova AA, Sager T, Murray A, Kisin E, Porter DW, Leonard SS, Schwegler-Berry D, Robinson VA, Castranova V [2007]. Critical issues in the evaluation of possible effects resulting from airborne nanoparticles. In: Monteiro-Riviere N and Tran L (eds). Nan

otechnology: characterization, dosing and health effects. Philadelphia, PA: Informa Healthcare, pp. 221–232. Shvedova AA, Kisin E, Murray AR, Johnson V, Gorelik O, Arepalli S, Hubbs AF, Mer

cer RR, Stone S, Frazer D, Chen T, Deye G, Maynard A, Baron P, Mason R, Kadiiska M, Stadler K, Mouithys-Mickalad A, Castrano

va V, Kaagan VE [2008]. Inhalation of car

bon nanotubes induces oxidative stress and cytokine response causing respiratory im

pairment and pulmonary fibrosis in mice. Toxicologist 102 :A1497. Wang L, Castranova V, Rojanasakul Y, Lu Y, Scabilloni J, Mercer RR [2008]. Direct fibro

genic effects of dispersed single-walled car

bon nanotubes on human lung fibroblasts. Toxicologist 102 :A1499.Strategic Plan for NIOSH Nanotechnology 53 

### Timeline for NIOSH Nanotechnology Research Summary of ongoing or initiated research projects in FY05 Critical research area Projects Toxicity and internal dose ■ Begin toxicity testing in laboratory animal and in vitro systems. Measurement methods ■ Develop techniques for particle surface area measurement.

■ Generation and characterization of nanomaterials.

■ Nanoaerosol monitoring methods.

■ Ultrafine/respirable particle mapping in automotive manufacturing

facilities. Exposure assessment ■ Conduct exposure assessment pilot studies of nanoparticles in the workplace. Epidemiology and surveillance ■ Surveillance Phase I: Identify and gather information relevant for determining need for worker surveillance.

■ Conduct studies on wildfire ultrafine aerosol and firefighter exposure

studies. Risk assessment ■ Quantitative risk assessment on ultrafine and fine TiO 2 . ■ Initiate collaborative research on lung model development and

nanoparticle dose estimation. Engineering controls and PPE ■ Identify key exposure control issues.

■ Initiate research on the filtration efficiency of typical respirator filter media

for nanoscale particles.

■ Initiate research on automobile ultrafines. Fire and explosion safety ■ Identify key safety issues. Recommendations and guidance ■ Develop a draft document on working safely with nanomaterials.

■ Draft a titanium dioxide (TiO 2 ) current intelligence bulletin. Communication and information ■ Develop a pilot Nanotechnology Information Library (NIL).

■ Generate a basic set of frequently asked questions (FAQs).
(Continued) 

# Appendix A54 St rategic Plan for NIOSH Nanotechnology Appendix A Summary of ongoing or initiated research projects in FY05 (Continued) Critical research area Projects Applications ■ Initiate pilot project on nanofiber-based filter media.

■ Continue a study to investigate nanomaterials for improving sensor

technology needed in respirator cartridge end-of-service indicators. Global activities ■ Co-sponsor the 1 st International Symposium on Occupational Health Implications of Nanomaterials in Buxton, UK

■ Contribute to development of ISO technical report on nanoparticle

exposure, assessment and characterization in workplace atmospheres.
Summary of ongoing or initiated research projects in FY06 Critical research area Projects Toxicity and internal dose ■ Pulmonary toxicity of carbon nanotubes.

j determine the oxidant generating potency and cytotoxicity of SWCNT

in vitro.

j determine the pulmonary response to aspiration of SWCNT in the

mouse model; time course and dose-response.

■ Pulmonary toxicity of diesel exhaust particles (DEP).

j determine the effects of exposure to DEP on the generation of oxidants

in the lung.

j determine the role of oxidant generation by DEP on genotoxicity.

■ Nanotechnology safety and health research coordination.

j disseminate results of the NIOSH nanotoxicology program through

invited presentations.

■ Dermal effects of nanoparticles.

j determine the effects of SWCNT on skin cells in vitro. Measurement methods ■ Develop techniques for particle surface area measurement.

■ Analyze filter efficiency for collecting nanoparticles.

■ Conduct exposure assessment pilot studies of nanoparticles in the

workplace with various measurement methods.

(Continued)Strategic Plan for NIOSH Nanotechnology 55 Appendix A Summary of ongoing or initiated research projects in FY06 (Continued) Critical research area Projects Exposure assessment ■ Conduct survey of nanomaterial uses and workers exposed.

■ Conduct exposure assessment pilot studies of nanoparticles in the

workplace.

■ Develop study protocol for conducting TiO 2 workplace exposure

assessments.
■ Conduct studies to gather hazard ID information about carbon nanotubes. Epidemiology and surveillance ■ Surveillance Phase I: Continue to ascertain the need for worker surveillance information (e.g., exposure, medical).

■ Conduct studies on wildfire ultrafine aerosol and firefighter exposure

studies. Risk assessment ■ Perform QRA on ultrafine particles from scientific literature.

■ Develop lung deposition model software enhancements. Engineering controls and PPE ■ Identify key exposure control issues.

■ Evaluate control banding options to reduce worker exposures.

■ Release contract final report on the “Penetration of Nanoparticles through

Respirator Filter Media.”

■ Initiate intramural research project on “Respiratory Protection against

Nanoparticles” to measure the effectiveness of air purifying respirators against nanoparticles.

■ Initiate intramural research on the “Development of PPE Ensemble Test

Methods” to better understand the barrier effectiveness of protective clothing and ensembles.

■ Evaluate existing exposure controls and provide recommendations.

■ Continue research of ultrafines in an automotive engine machining and

assembly facility . Fire and explosion safety ■ Identify key safety issues. Recommendations and guidance ■ Update recommendations on the safe handling of nanomaterials (ongoing).

■ Initiate investigation of qualitative risk assessment and management

methods for nanomaterials.

■ Host occupational safety and health Research to Practice (r2p) conference

on nanotechnology.

■ Hold public meeting and address external review comments on draft TiO 2

current intelligence bulletin.
(Continued)56 St rategic Plan for NIOSH Nanotechnology Appendix A Summary of ongoing or initiated research projects in FY06 (Continued) Critical research area Projects Communication and information ■ Update the NIL (ongoing).

■ Develop an expanded set of frequently asked questions (FAQs).

■ Develop a topic page specific to nanotechnology. Applications ■ Complete pilot project on nanofiber-based filter media.

■ Continue to investigate nanomaterials for improving sensor technology

needed in respirator cartridge end of service life indicators. Global activities ■ Join OECD and begin development of international government-level instruments, decisions, and recommendations to improve occupational safety and health of nanotechnology.

■ Join ISO and develop international consensus-based standards. ISO tech

report TC229 initiated.

■ Join WHO work group to develop and disseminate best practices globally.

■ Join ICON to develop and disseminate best practices globally.

■ Co-sponsor the 2 nd International Symposium on Occupational Health

Implications of Nanomaterials in Minneapolis, MN Summary of ongoing or initiated research projects in FY07 Critical research area Projects Toxicity and Internal dose ■ Define preliminary cardiovascular endpoints.

■ Gather data and develop preliminary dosimetry for diesel exhaust

particulate (DEP); determine the role of DEP-induced nitric oxide production on genotoxicity.

■ Determine pulmonary toxicity of carbon nanotubes.

j determine the role of lung antioxidants on the pulmonary response to

SWCNT.

j determine the effect of exposure to SWCNT on susceptibility of the lung

to infection.

■ Develop particle surface area as a dose metric.

j develop a method to disperse nanoparticles for in vitro and in vivo

toxicity testing.

j determine if degree to dispersion of a nanoparticle suspension affects

bioactivity.

(Continued)Strategic Plan for NIOSH Nanotechnology 57 Appendix A Summary of ongoing or initiated research projects in FY07 (Continued) Critical research area Projects Toxicity and internal dose (Continued) ■ Evaluate systemic microvascular dysfunction effects of ultrafine vs. fine particles.

j construct an inhalation exposure system for fine and ultrafine TiO 2 .

j determine the effects of pulmonary exposure to ultrafine TiO 2 on

systemic arteriole function.

■ Evaluate the pulmonary deposition and translocation of nanomaterials.

j determine the effect of dispersion on the pulmonary fibrogenic potency

of SWCNT.

■ Determine role of carbon nanotubes in cardiovascular inflammation.

j determine if pulmonary exposure to SWCNT causes oxidant stress in

cardiovascular tissue.

j determine if pulmonary exposure to SWCNT causes arterial plaque

formation.

■ Disseminate results of the NIOSH nanotoxicology program through

invited presentations. Measurement methods ■ Evaluate surface area–mass metric airborne measurement results.

■ Establish a suite of instruments and protocols for nanomaterial

measurements.
■ Continue to conduct exposure assessment/measurement studies of

nanoparticles in the workplace.

■ Continue to develop offline and online nanoparticle measurement

methods.

■ Evaluate a high flow personal sampler.

■ Evaluate candidate nanomaterials for use in studies of nanoparticle surface

area measurement.
■ Evaluate dustiness testing methods for powdered nanomaterials. Exposure assessment ■ Conduct market surveys of nanomaterial uses and workers exposed.

■ Conduct exposure assessment studies of nanoparticles in the workplace.

■ Initiate ultrafine and fine TiO 2 and metal oxides workplace exposure

assessments.
■ Conduct studies to gather hazard ID information about carbon nanotubes. Epidemiology and surveillance ■ Draft guidelines on occupational health surveillance for nanotechnology workers with assistance from a cross-governmental work group as well as representatives from industry, government, academia, and labor.

■ Conduct studies on wildfire ultrafine aerosol and firefighter exposure studies.
(Continued)58 St rategic Plan for NIOSH Nanotechnology Appendix A Summary of ongoing or initiated research projects in FY07 (Continued) Critical research area Projects Risk assessment ■ Extend and calibrate rat lung exposure-dose model for nanoparticles.

■ Develop nanoparticle deposition model in rat nasopharyngeal region.

■ Begin developing model for CNT lung deposition in humans. Engineering controls and PPE ■ Identify key exposure control issues.

■ Evaluate control banding options to reduce worker exposures.

■ Continue developing intramural research project on “Respiratory

Protection against Nanoparticles” with an initial focus on filtration efficiency of commercially available respirators.

■ Continue intramural research on the “Development of PPE Ensemble Test

Methods.” Fire and explosion safety ■ Identify key safety issues. Recommendations and guidance ■ Continue updating recommendations on the safe handling of nanomaterials (ongoing).

■ Prepare final draft of TiO 2 document.

■ Develop worker and employer guidelines for safe work practices and

proper nanomaterial handling.

■ Draft guidelines on occupational health surveillance for nanotechnology

workers with assistance from a cross-governmental work group as well as representatives from industry, government, academia, and labor.

■ Draft interim guidance on the medical screening of workers potentially

exposed to engineered nanoparticles. Communication and information ■ Continue updating the Nanotechnology Information Library (NIL) (ongoing).

■ Develop a progress report on NIOSH nanotechnology research and

communication efforts.

■ Cosponsor training courses in safe handling of nanoparticles.

■ Conduct Research to Practice (r2p) activities (ongoing) such as the

development of brochures, fact sheets, updating the topic page, etc.

■ Disseminate results of the NIOSH nanotoxicology program through

invited presentations.

(Continued)Strategic Plan for NIOSH Nanotechnology 59 Appendix A Summary of ongoing or initiated research projects in FY07 (Continued) Critical research area Projects Applications ■ Develop a method to identify significant emerging nanotechnology products.

■ Research monolayer-protected gold nanoparticles conducted to study

whether these nanoparticles can be used in sensors for respirator cartridge end of service life indication.

■ Initiate proposal for FY09 NORA on antibacterial HVAC air filters. Global activities ■ Continue OECD development of international government level instruments, decisions, and recommendations to improve occupational safety and health of nanotechnology.

■ Continue ISO development of international consensus-based standards;

ISO tech report TC229 initiated.

■ Continue with WHO work group to develop and disseminate best

practices globally.

■ Continue with ICON to develop and disseminate best practices globally.

■ Establish NIOSH-UK HSL collaboration concerning dustiness testing for

nanomaterials and detailed workplace measurements.
Summary of ongoing or initiated research projects in FY08 Critical research area Projects Toxicity and internal dose ■ Determine potential aneuploidy following exposure to carbon nanotubes.

j determine the effect of in vitro exposure to SWCNT on the mitotic

process.
■ Evaluate pulmonary toxicity of carbon nanotubes.

j construct an inhalation exposure system for SWCNT.

j compare the fibrotic response to inhalation vs. aspiration of SWCNT.

■ Establish particle surface area as a dose metric.

j determine the pulmonary response to fine vs. ultrafine TiO 2 and carbon

black using mass and surface area dose metrics.

j evaluate oxidant generation potential as a predictive in vitro screening

test for metal oxide nanoparticles.

■ Evaluate systemic microvascular dysfunction effects of ultrafine vs. fine

particles

j determine the role of oxidant stress in the microvascular response to

pulmonary exposure to ultrafine TiO 2 . (Continued)60 St rategic Plan for NIOSH Nanotechnology Appendix A Summary of ongoing or initiated research projects in FY08 (Continued) Critical research area Projects Toxicity and internal dose (Continued) ■ Evaluate the pulmonary deposition and translocation of nanomaterials.

j determine the rate of translocation of SWCNT from the lung to systemic

organs.
■ Evaluate dermal effects of nanoparticles.

j determine oxidant generation and cytotoxicity of metal oxide

nanoparticles with skin cells in vitro.

■ Determine role of carbon nanotubes in cardiovascular inflammation.

j measure blood cytokine levels in response to pulmonary exposure to

SWCNT.
■ Evaluate occupational exposures and potential neurological risks.

j evaluate markers of brain inflammation and blood/brain barrier damage

following pulmonary exposure to MWCNT.

■ Determine neurotoxicity after pulmonary exposure to welding fumes.

j determine the pulmonary inflammatory response to inhalation of

welding fumes.

j determine the effect of welding fumes on the susceptibility of the lung to

infection.

■ Conduct nanotechnology safety and health research coordination.

j disseminate results of the NIOSH nanotoxicology program through

invited presentations. Measurement methods ■ Evaluate surface area–mass metric airborne measurement results.

■ Establish a suite of instruments and protocols for nanomaterial measurements.

■ Continue to conduct exposure assessment/measurement studies of

nanoparticles in the workplace.

■ Continue to develop offline and online nanoparticle measurement methods.

■ Develop a hand held fast response nanoparticle monitor.

■ Develop software for spatial mapping of nanoparticles.

■ Evaluate collection efficiency of personal mass based aerosol samplers.

■ Identify, qualify, and develop nanoscale reference materials for

measurement quality control. Exposure assessment ■ Continue with exposure assessments of nanoparticles in the workplace.

■ Continue ultrafine and fine metal oxides workplace exposure assessments.

■ Conduct studies to characterize size, concentration, and morphology of

nanoparticles emitted by various processes.

■ Evaluate the dustiness potential for powdered nanomaterials

.
(Continued)Strategic Plan for NIOSH Nanotechnology 61 Appendix A Summary of ongoing or initiated research projects in FY08 (Continued) Critical research area Projects Epidemiology and surveillance ■ Finalize interim guidelines on medical screening for nanotechnology workers.

■ Gather information to assess the feasibility and potential timing of

industry-wide exposure and epidemiological studies of workers exposed to engineered carbonaceous nanomaterials.

■ Seek input from a collaborative working group made up of representatives

from industry, government, academia, and labor concerning the value and utility of establishing an exposure registry for workers potentially exposed to engineered nanoparticles. Risk assessment ■ Begin hazard and risk estimates of carbon and metal nanoparticles using new NIOSH toxicity data.

■ Calibrate rat dose-response model for nanoparticles using NIOSH toxicity

data.

■ Complete nasopharyngeal deposition model in rats. Engineering controls and PPE ■ Continue to evaluate the effectiveness of controls to reduce workplace exposures to nanoparticles and metal oxides.

■ Continued research on “Respiratory Protection against Nanoparticles”

with a focus on face seal leakage.

■ Continued research on the “Development of PPE Ensemble Test Methods.”

■ Evaluate existing exposure control and provide recommendations as part

of the exposure assessment/measurement studies in the workplace. Fire and explosion safety ■ Evaluate the dustiness potential for powdered nanomaterials. Recommendations and guidance ■ Continue updating recommendations on the safe handling of nanomaterials (ongoing); specifically, information on the field protocol.

■ Continue preparing final TiO 2 document that incorporates peer review

comments (ongoing).

■ Develop worker and employer guidelines (brochures) for proper

nanomaterial handling and safe work practices.

■ Evaluate control banding options to reduce worker exposures.

■ Conduct a public meeting to discuss interim guidance on the medical

screening of workers potentially exposed to engineered nanoparticles. Communication and information ■ Continue updating the NIL (ongoing).

■ Continue conducting r2p activities (ongoing), such as the development of

brochures, fact sheets, updating the topic page, etc.

(Continued)62 St rategic Plan for NIOSH Nanotechnology Appendix A Summary of ongoing or initiated research projects in FY08 (Continued) Critical research area Projects Communication and information (Continued) ■ Develop a web site highlighting the nanotechnology cross-sector as part of the NIOSH National Occupational Research Agenda (NORA).

■ Draft supplemental strategic plan specific to nanoinformatics and the

programs projected communication efforts. Applications ■ Research monolayer-protected gold nanoparticles used in prototype respirator cartridge end of service indicator (ESLI).

■ Prepare full proposal for NORA on antibacterial HVAC air filters. Global activities ■ Continue participation with ISO, ICON, OECD, and UN (WHO, ILO).

■ Initiate Good Wiki for good occupational practices for the nanotechnology

industry.

■ Participate in nanotech symposium at World Congress on Safety and

Health at Work, Seoul, Korea.

■ Participate in 2 nd international conf. on nanotoxicology, Zurich,

Switzerland. Summary research planned for FY09–FY10 Critical research area Projects Toxicity and internal dose ■ Identify specific biomarkers for unusual toxicity of nanomaterials. Develop an in vitro screening test for fibrogenic potential of nanomaterials.

■ Conduct in vivo investigations of MWCNT; determine time and dose

dependence of pulmonary response; compare response to aspirated vs. inhaled MWCNT.

■ Evaluate the potential effect of silicon-based nanowires on lung toxicity;

determine the oxidant generating potency and cytotoxicity in vitro.

■ Evaluate systemic microvascular dysfunction effects of ultrafine vs. fine

particle pulmonary exposure.

■ Complete studies of nanoparticle translocation in laboratory animals after

pulmonary exposure to nanoparticles.

■ Determine the dermal toxicity and penetration potential to the most used

nanomaterials.

■ Determine the potential for neurological effects following transport of

metal oxide nanoparticles to the brain (e.g., transport by olfactory nerve).

■ Construct and test an inhalation exposure system for spot welding fume;

determine lung effects of resistance spot welding using adhesives.

(Continued)Strategic Plan for NIOSH Nanotechnology 63 Appendix A Summary research planned for FY09–FY10 (Continued) Critical research area Projects Toxicity and internal dose (Continued) ■ Determine effects of inhalation of welding fume on markers of brain inflammation and blood/brain barrier damage in a rat model.

■ Conduct cell-based assessment for iron nanoparticle in vitro effects on

endothelial cells and the role of ROS.

■ Determine the role of carbonaceous materials on mutagenic and or

carcinogenic response in vitro and in vivo.

■ Elucidate mechanisms by which pulmonary exposures to nanoparticles

causes brain inflammation; determine dose-response and time course. Measurement methods ■ Evaluate surface area–mass metric airborne measurement results.

■ Establish a suite of instruments and protocols for nanomaterial

measurements.
■ Continue to conduct exposure assessment/measurement studies of

nanoparticles in the workplace.

■ Continue to develop offline and online nanoparticle measurement methods.

■ Develop performance results for current nanoparticle measurement

instruments and methods.

■ Complete evaluation of viable and practical workplace sampling devices

and methods for nanoparticles (affordable, portable, effective).

■ Continue to develop a handheld, fast response nanoparticle monitor.

■ Continue development software for spatial mapping of nanoparticles.

■ Develop a standardized aerosol test method using magnetic passive aerosol

samplers.

■ Identify, qualify, and develop nanoscale reference materials for

measurement quality control. Exposure assessment ■ Continue evaluation of workplace exposures to nanomaterials and their potential routes of exposure.

■ Continue evaluation of size, concentration and morphology of nanoparticles

emitted by various processes.

■ Focus on collecting personal exposure data for engineered nanoparticles.

■ Develop task-based exposure profiles for engineered nanoparticle processes. Epidemiology and surveillance ■ Update interim guidelines on medical screening for nanotechnology workers based on input from published literature and collaborative input from representatives of industry, government, academia, and labor.

■ Initiate an industry wide exposure study of workers exposed to specific

classes of engineered nanomaterials; for example, a study of workers exposed to carbonaceous engineered nanomaterials.
(Continued)64 St rategic Plan for NIOSH Nanotechnology Appendix A Summary research planned for FY09–FY10 (Continued) Critical research area Projects Epidemiology and surveillance (Continued) ■ Assess the feasibility of establishing exposure registries for nanotechnology workers for the purposes of occupational health surveillance and future epidemiologic study. Risk assessment ■ Continue hazard and risk assessment of engineering nanoparticles.

■ Complete the development of model of CNT lung deposition in humans.

■ Initiate human nanopharyngeal deposition model.

■ Initiate integrated revision to human dosimetry models. Engineering controls and PPE ■ Continue evaluation of respirator filtration performance and continue to evaluate the effectiveness of controls to reduce workplace exposures to nanoparticles.

■ Produce a summary of control strategies.

■ Initiate and conduct research on “Nanoparticle penetration through

protective clothing” to investigate penetration through non-woven materials used in protective clothing and develop predictive models that can be used to improve and/or develop guidance documents, performance requirements, and test methods. Fire and explosion safety ■ Produce a summary of key safety issues and recommendations.

■ Evaluate the dustiness potential for powdered nanomaterials. Recommendations and guidance ■ Develop new or updated recommendations for the safe handling of nanomaterials.

■ Develop RELs for ultrafine TiO 2 and CNT

■ Publish respirator selection guide for workers handling nanoparticles. Communication and information ■ Publish an updated progress report on NIOSH nanotechnology research and communication efforts.

■ Continue conducting r2p activities (ongoing), such as the development of

brochures, fact sheets, updating the topic page, etc.

■ Update the web site highlighting the nanotechnology cross-sector as part

of the NIOSH NORA program portfolio (ongoing).

■ Continue updating the NIL (ongoing). Applications ■ Evaluate application of nanotechnology for improving antibacterial effect of HVAC filters.

■ Further develop and refine end-of-service indicators using nanomaterials.

(Continued)Strategic Plan for NIOSH Nanotechnology 65 Appendix A Summary research planned for FY09–FY10 (Continued) Critical research area Projects Global activities ■ Continue participation with ICON, ISO, OECD and UN (WHO, ILO).

■ Continue with development of GoodWiki for good occupational practices

for the nanotechnology industry.

■ Participate in ICOH International congress on occupational health in Cape

Town, South Africa (2009).

■ Participate in 4 th international congress on nanotechnology, Helsinki,

Finland (2009).

■ Expand collaborations to developing nations and emerging powers (AsiaPacific, Eastern Europe).

■ Develop partnerships for translation of NIOSH publications to other

languages.
Summary research planned for FY11–FY12 (pending) Critical research area Projects Toxicity and internal dose ■ Evaluate induction of lung fibrosis by cerium oxide and diesel exhaust.

■ Evaluate the potential pulmonary reaction to inhalation of commercial

spray containing ultrafine TiO 2 . ■ Develop predictive algorithms for nanoparticle bioactivity.

■ Evaluate the predictive value of in vitro screening tests for the fibrogenic

potential of carbon nanotubes.

■ Elucidate mechanisms by which carbon nanotubes induce lung fibrosis. Measurement methods ■ Develop instruments capable of distinguishing process from background nanoparticles.

■ Develop techniques to characterize agglomeration state of nanoparticles. Exposure assessment ■ Complete evaluation of workplace exposures to nanomaterials and their potential routes of exposure.

■ Complete evaluation of size, concentration, and morphology of

nanoparticles emitted by various processes. Epidemiology and surveillance ■ Assess the feasibility of industry wide health effects studies of workers exposed to engineered nanomaterials.

■ Evaluate occupational exposures and potential neurological risks.

(Continued)66 St rategic Plan for NIOSH Nanotechnology Appendix A Summary research planned for FY11–FY12 (pending) (Continued) Critical research area Projects Risk assessment ■ Evaluate/validate nanoparticle exposure-dose-response models.

■ Investigate models with additional routes of exposure.

■ Develop risk estimates using models of kinetic and biological activity of

nanoparticles.

■ Characterize risk of nanoparticle exposure in the workplace.

■ Contribute to OSH recommendation development. Engineering controls and PPE ■ Finalize development of a standardized aerosol test method using magnetic passive aerosol samplers for PPE ensemble testing.

■ Expand particulate penetration project to include different types of fabrics,

investigate the use of electrostatic charges, use of a wind tunnel in testing and evaluate bellows effects.

■ PPE workplace protection factor studies of nanotechnology workers.

■ Laboratory performance of filter media against carbon nanotubes and/or

other key nanoparticle classes. Fire and explosion safety ■ Update pertinent safety issues and recommendations. Recommendations and guidance ■ Develop RELs for most used nanomaterials

■ Publish protective clothing selection guide for workers handling

nanoparticles. Communication and information ■ Publish an updated progress report on NIOSH nanotechnology research and communication efforts.

■ Continue conducting r2p activities (ongoing), such as the development of

brochures, fact sheets, updating the topic page, etc.

■ Update the Web site highlighting the nanotechnology cross-sector as part

of the NIOSH NORA program portfolio (ongoing).

■ Continue updating the NIL (ongoing). Applications ■ Evaluate application of nanotechnology for improving antibacterial effect of HVAC filters and PPE.

■ Further development and refinement of end-of-service indicators using

nanomaterials. Global activities ■ Strengthen participation with globally recognized organizations ICON, ISO, OECD and UN (WHO, ILO).

■ Continue refinement of GoodWiki for good occupational practices for the

nanotechnology industry.Strategic Plan for NIOSH Nanotechnology 67 

### NNI Priority Environmental, Health, and Safety Research Needs for Engineered Nanoscale Materials Research categories (A–E) Research needs

A. I nstrumentation, metrology, and analytical methods 1. Develop methods to detect nanomaterials in biological matrices, the environment, and the workplace 2. Understand how chemical and physical modifications affect the prop

erties of nanomaterials 3. Develop methods for standardizing assessment of particle size, size distribution, shape, structure, and surface area 4. Develop certified reference materials for chemical and physical char

acterization of nanomaterials 5. Develop methods to characterize a nanomaterial’s spatio-chemical composition, purity, and heterogeneity B. N anomaterials and human health Overarching Research Priority: Understand characteristics of nanomaterials in relation to toxicity in biological systems.

1. Understand the absorption and transport of nanomaterials through

out the human body 2. Develop methods to quantify and characterize exposure to nanomate

rials and characterize nanomaterials in biological matrices 3. Identify or develop appropriate in vitro and in vivo assays/models to predict in vivo human responses to nanomaterials exposure 4. Establish the relationship between the properties of nanomaterials and uptake via the respiratory or digestive tracts or through the eyes or skin, and assess body burden 5. Determine the mechanisms of interaction between nanomaterials and the body at the molecular, cellular, and tissue levels C. N anomaterials and the environment 1. Understand the effects of engineered nanomaterials in individuals of a species and the applicability of testing schemes to measure effects 2. Understand environmental exposures through identification of prin

ciple sources of exposure and exposure routes

(Continued) 

# Appendix B68 St rategic Plan for NIOSH Nanotechnology Appendix B

Research category (A-E) Research needs

C. N anomaterials and the environment (Continued) 3. Evaluate abiotic and ecosystem-wide effects 4. Determine factors affecting the environmental transport of nanoma

terials 5. Understand the transformation of nanomaterials under different envi

ronmental conditions D. H umans and environmental exposure assessment 1. Characterize exposures among workers 2. Identify population groups and environments exposed to engineered nanoscale materials 3. Characterize exposure to the general population from industrial pro

cesses and industrial and consumer products containing nanomaterials 4. Characterize health of exposed populations and environments 5. Understand workplace processes and factors that determine exposure to nanomaterials E. R isk management methods Overarching Research Priority: Evaluate risk management approaches for identifying and addressing risks from nanomaterials,

1. Understand and develop best workplace practices, processes, and en

vironmental exposure controls 2. Examine product or material life cycle to inform risk reduction decisions 3. Develop risk characterization information to determine and classify nanomaterials based on physical or chemical properties 4. Develop nanomaterial-use and safety-incident trend information to help focus risk management efforts 5. Develop specific two-way risk communication approaches and materials From The National Nanotechnology Initiative, Strategy for Nano t echnologyRelated Environmental, Health, and Safety Research, 2008. 

### NNI Priority Environmental, Health, and Safety Research Needs for Engineered Nanoscale Materials (Continued)Strategic Plan for NIOSH Nanotechnology 69 

### Partnerships and Collaborations Integral to completing this research are the partnerships and collaborations NIOSH has forged with countries, academia, indus

try, labor, other government agencies, and nongovernmental organizations. These col

laborations have provided expertise and re

sources critical for successfully completing research and for developing and disseminat

ing health and safety information on engi

neered nanoparticles. Following are some of the ongoing NIOSH NTRC partnerships and collaborations in nanotechnology research: 

### Universities



## • The Ohio State University, evaluating workplaces, controls, and practices in the nanocomposites industry 

## • University of Cincinnati, translating nanotechnology research into occupa

tional and environmental health and safety activities 

## • University of Dayton Research Insti

tute, understanding and improving the control of carbon nanotubes 

## • University of Iowa, measuring airborne levels of ultrafine particles 

## • University of Nevada at Reno (with Altair Nano), understanding and im

proving the control of ultrafine metal oxides and engineered nanomaterials 

## • University of Massachusetts at Low

ell, collaborating on the development of good practices for handling nano

materials in research laboratories and developing exposure assessment methods 

## • University of Minnesota, measuring airborne concentrations of ultrafine particles 

## • University of Montana, evaluating the toxicity of nanowires 

## • University of Pittsburgh, evaluating the toxicity of nanomaterials 

## • University of Rochester, measuring the ability of nanoparticles to generate radical species 

## • University of Wisconsin, Madison, de

veloping exposure assessment strate

gies and characterizing nanoparticles in friction stir welding and microma

chining 

## • Virginia Tech University (with Luna Nano Works), understanding and im

proving the control of fullerines and other engineered nanoparticles 

## • West Virginia University Nanotechnol

ogy Center, evaluating the toxicity of metal oxide nanowires 

## • West Virginia University Medical School, evaluating the effects of pul

monary exposure to nanoparticles, including the influence of exposure to titanium dioxide (TiO 2 ) on systemic microvascular function 

### Health and Safety Organizations and Expert Groups



## • American Industrial Hygiene Associa

tion (AIHA) 

# Appendix C70 St rategic Plan for NIOSH Nanotechnology Appendix C



## • American Conference of Governmen

tal Industrial Hygienists (ACGIH) 

## • American Society of Safety Engineers (ASSE) 

## • Health Physics Society (HPS) 

## • National Safety Council (NSC) 

## • Hamner Institutes for Health Sciences on software modifications for use in lung dosimetry modeling 

## • International Alliance for Nanotoxi

cology Harmonization (IAHN) 

## • International Safety Equipment Asso

ciation on the respirator filter media work being conducted at the Universi

ty of Minnesota to assess the filtration efficiency against nanoparticles 

## • The initiative on Minimum Informa

tion Needed for Charaterization of Nanomaterials (MINChar) 

## • Institute of Occupational Medicine (IOM), Edinburgh, Scotland, on re

vising rat lung dosimetry models to account for particle size-specific clear

ance and retention 

### Federal and Other Government Agencies



## • Environmental Protection Agency (EPA) 

## • Occupational Safety and Health Ad

ministration (OSHA) to evaluate the effectiveness of workplace control measures 

## • Consumer Product Safety Commis

sion (CPSC) 

## • National Aeronautics and Space Ad

ministration (NASA) to evaluate the toxicity of single-walled carbon nano

tubes (SWCNT) 

## • U.S. Air Force 

## • U.S. Army 

## • Department of Energy (DOE) 

## • U.S. Nuclear Regulatory Commission 

## • National Institute of Environmental Health Sciences/ National Institute of Health and the Department of Defense on nanot oxicology 

## • National Institute of Standards and Technology (NIST) on evaluating the toxicity of nanoparticles and develop

ing nanoscale reference materials 

## • National Nanotechnology Initiative (NNI) through active participation in NNI’s strategic and budget plan

ning processes, and coordination of research into occupational safety and health of nanotechnology with other government agencies 

## • National Toxicology Program on field assessments and toxicological research 

## • Oak Ridge National Laboratory to evaluate the pulmonary toxicity of nanoparticles 

## • Commonwealth of Massachusetts to promote the safe development of nan

otechnology in Massachusetts 

## • Institut de recherche Robert-Sauvé en santé et en sécurité du travail (IRSST) 

## • Karolinska Institute on evaluating the effect of nanomaterials on immune cells 

## • World Health Organization (WHO) 

## • Organization for Economic Coopera

tion and Development (OECD)Strategic Plan for NIOSH Nanotechnology 71 Appendix C



## • International Labour Organization (ILO) to develop information on nan

otechnology for a revised edition of the Encylopaedia of Occupational Health and Safety 

## • International Organization for Stan

dardization (ISO) and the Internation

al Electrotechnical Commission (IEC) to develop international standards for terminology, characterization, and safety practices for nanotechnology 

### Nanotechnology Industries



## • DuPont and the Nanoparticle Occu

pational Safety and Health industry consortium on issues related to the measurement of nano particles and the efficiency of filtration materials for en

gineered nanoparticles 

## • Mitsui Co. Inc. on evaluating the bio

activity of multi-walled carbon nano

tubes (MWCNT). 

## • IBM on evaluating the bioactivity of silicon nanowires 

## • Luna Nano Works on understanding and improving the control of fullerines and other engineered nanoparticles 

## • Altair Nano on understanding the im

proving the control of ultrafine metal oxides and engineered nanomaterials 

## • Quantum Sphere on understand

ing and improving the control of na

noscale metals and metal oxides 

## • QD Vision on understanding and im

proving the control of quantum dots 

## • NanoMech LLC (Fayetteville, Ar

kansas) to collaborate on a proposed EPA phase I SBIR project related to containment of airborne nanoparticles 

### Collaborative Workshops



## • In FY2005, NIOSH co-sponsored the first Symposium on Occupational Health Implications of Nanomaterials in Buxton, United Kingdom 

## • In FY2006, NIOSH co-sponsored the second Symposium on Occupational Health Implications of Nanomaterials in Minneapolis, Minnesota 

## • In FY2007—

— NIOSH collaborated with the International Aerosol Research Assembly and the American As

sociation for Aerosol Research to hold the Second International Symposium on Nanotechnology and Occupational Health in con

junction with the international aerosol conference in St. Paul, Minnesota.

— NIOSH and the University of Cincinnati co-sponsored the In

ternational Conference on Nan

otechnology Occupational and Environmental Health and Safety: Research to Practice, in Cincin

nati, Ohio.

— NIOSH convened a collabora

tive workshop that included rep

resentatives from government, academia, labor, and industry in Washington, DC to review a draft document developed by NIOSH and a cross-agency work group, titled Interim Guidelines on Medical Screening of Workers72 St rategic Plan for NIOSH Nanotechnology Appendix C Potentially Exposed to Engineered Nanoparticles
.

— NIOSH co-sponsored the Third Symposium on Occupational Health Implications of Nanomaterials in Taipei, Taiwan. 

## • In FY2008, NIOSH served as the agency lead to organize the program for the Na

tional Nanotechnology Initiative work

shop on Human and Environmental Exposure Assessment which was held February 2009, in Bethesda, MD. 

## • In FY2008, NIOSH began to par

ticipate in the planning of the Fourth International Conference on Nano

technology—Occupational and Envi

ronmental Health planned for August 2009, in Helsinki, Finland. 

## • In FY2009, NIOSH co-sponsored a National Institute of Standards and Technology Workshop on Enabling Standards for Nanomaterial Charac

terization which was held in October 2008, in Gaithersburg, MD.To receive NIOSH documents or more information aboutoccupational safety and health topics, contact NIOSH at1–800–CDC–INFO(1–800–232–4636)TTY: 1–888–232–6348E-mail: cdcinfo@cdc.govor visit the NIOSH Web site atwww.cdc.gov/niosh.For a monthly update on news at NIOSH, subscribe toNIOSH eNewsby visitingwww.cdc.gov/niosh/eNews.DHHS (NIOSH) Publication No. 2010–105safer • healthier • peopletmDelivering on the Nation’s promise:safety and health at work for all peoplethrough research and prevention

DEPARTMENT OF HEALTH AND HUMAN SERVICES Centers for Disease Control and Prevention National Institute for Occupational Safety and Health 4676 Columbia Parkway Cincinnati, Ohio 45226–1998
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