Filed 9/15/15 P. v. Wallace CA6

NOT TO BE PUBLISHED IN OFFICIAL REPORTS

California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for 

publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication

or ordered published for purposes of rule 8.1115. 

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

SIXTH APPELLATE DISTRICT

THE PEOPLE,

Plaintiff and Respondent,

v.

DAVID NELSON WALLACE,

Defendant and Appellant.

 H040770

 (Santa Clara County

 Super. Ct. No. C1360483)

I. INTRODUCTION

Defendant David Nelson Wallace appeals after a jury convicted him of possession 

of methamphetamine. (Health & Saf. Code, § 11377, subd. (a).) The trial court found 

true allegations that defendant had two prior convictions that qualified as “strikes” 

(§§ 667, subds. (b)-(i), 1170.12) and an allegation that defendant had served one prior 

prison term (§ 667.5, subd. (b)). At the sentencing hearing, the trial court dismissed one 

of the strikes and struck the prior prison term allegation, imposing a 32-month sentence.

On appeal, defendant contends the trial court gave an erroneous instruction on the 

defense of transitory possession. (See People v. Martin (2001) 25 Cal.4th 1180, 1182

(Martin); People v. Mijares (1971) 6 Cal.3d 415, 422 (Mijares).) Defendant also 

requests that this court independently examine the in camera proceedings related to his 

Pitchess motion (Pitchess v. Superior Court (1974) 11 Cal.3d 531 (Pitchess)).

For the reasons explained below, we will affirm the judgment.
2

II. BACKGROUND

A. Defendant’s Arrest

At about 3:47 p.m. on June 28, 2013, Santa Clara County Sheriff’s Deputy 

Joseph Piazza was on patrol, driving his police vehicle. He saw defendant riding his 

bicycle. After he passed defendant, Deputy Piazza saw defendant stop abruptly. 

Defendant appeared to be adjusting his bicycle. Deputy Piazza parked and got out of his 

vehicle in order to see if defendant needed any assistance. Defendant told Deputy Piazza 

that he did not need any help. Defendant then began rummaging through a laundry bag 

that he had been carrying. Defendant’s hands were shaking, and he told the deputy he 

was nervous.

Deputy Piazza asked defendant for identification, which defendant provided. 

Deputy Piazza then asked defendant if he had anything illegal on him. Defendant said, 

“I have some meth[amphetamine] and my girlfriend’s pills in my pocket.” Deputy Piazza 

searched defendant, finding a baggie of methamphetamine and a separate baggie 

containing seven oval pills. Both baggies were in defendant’s front pocket. The 

methamphetamine weighed 5.07 grams and the pills were metronidazole, which is used 

to treat bacterial infections and is not a controlled substance.

B. Defendant’s Trial Testimony

At the time of the incident, defendant lived with Jessie Rowan, a paraplegic; he 

was Rowan’s boyfriend and also her caretaker. On the day of his arrest, defendant had 

been helping Rowan to clean up and organize her “clutter.” Defendant found the pills 

and the methamphetamine buried in a bin of clothing. Rowan told defendant that she 

wanted to get rid of the pills. Defendant decided not to throw the methamphetamine or 

pills away at the house because he did not want those items there.1

 

1 Defendant was asked if he decided not to dispose of the items at the house 

because he was afraid that Rowan would use the pills and methamphetamine. He 

(continued) 
3

When he was contacted by Deputy Piazza, defendant was in the process of going 

to City Team Ministries, where he planned to donate the items in the bag. Defendant was 

also intending to “get rid of some personal things that [he] found.” Defendant had been 

riding the bicycle for about seven minutes prior to his contact with Deputy Piazza. 

Defendant had explained to the deputy that he was “getting rid of some medication and 

stuff that [Rowan] had and some donation clothes.”

C. Trial Proceedings

A jury found defendant guilty, as charged, of possession of methamphetamine. 

(Health & Saf. Code, § 11377, subd. (a).) Defendant waived jury trial as to allegations 

that he had two prior convictions that qualified as “strikes” (§§ 667, subds. (b)-(i), 

1170.12) and an allegation that he had served one prior prison term (§ 667.5, subd. (b)), 

and the trial court found those allegations true. At the sentencing hearing, the trial court 

dismissed one of the strikes and struck the prior prison term allegation, and it imposed 

a 32-month sentence.

III. DISCUSSION

A. Instruction on Transitory Possession Defense

Defendant contends the trial court erred by instructing the jury on the defense of 

transitory possession with CALJIC No. 12.06 rather than with CALCRIM No. 2305. 

Defendant contends that CALJIC No. 12.06 contains an additional element that is not 

required by Mijares, supra, 6 Cal.3d 415, the California Supreme Court case establishing 

that transitory possession may be a defense to possession of a controlled substance. 

Defendant contends the error violated his federal constitutional right to due process.

 

responded, “Well, you know, she sa[id] she didn’t use it, and I don’t use, you know, so 

why keep stuff around that neither one of us mess around with.”
4

1. Instruction Given

The trial court instructed the jury on transitory possession pursuant to CALJIC 

No. 12.06 (Spring 2011 Rev.), as follows:

“A person is not guilty of a crime when his possession of a controlled substance is 

shown to be lawful. The defendant has the burden of proving by a preponderance of the 

evidence all the facts necessary to establish that his possession of the controlled 

substance is lawful.

“The possession of [a] controlled substance is lawful where all of the following 

conditions are met:

“One, the possession is momentary and is not based on either ownership or the 

right to exercise control over the controlled substance;

“Two, the controlled substance is possessed solely for the purpose of 

abandonment, disposal or destruction;

“Three, the controlled substance is possessed with the purpose of terminating the 

unlawful possession of it by another person or preventing another person from acquiring 

possession of it; and

“Four, control is not exercised over the controlled substance for the purpose of 

preventing its imminent seizure by law enforcement.”2 (Italics added.)

 

2 All of the jury instructions in this case were from CALJIC rather than 

CALCRIM. Although the CALCRIM instructions “are the official instructions for use in 

the state of California” and use of those instructions is “strongly encouraged” (Cal. Rules 

of Court, rule 2.1050(a)&(e)), this “does not establish that the prior CALJIC instructions 

were constitutionally defective.” (People v. Lucas (2014) 60 Cal.4th 153, 294, 

disapproved on other ground in People v. Romero and Self (Aug. 27, 2015, S055856) 

__ Cal.4th __ [2015 Cal. LEXIS 5759].) “ ‘Nor did their wording become inadequate to 

inform the jury of the relevant legal principles or too confusing to be understood by 

jurors. The Judicial Council’s adoption of the CALCRIM instructions simply meant they 

are now endorsed and viewed as superior.’ [Citation.]” (Ibid.)
5

Defendant challenges the italicized portion of the instruction, claiming that in 

order for the transitory possession defense to apply, California law does not require a 

defendant to prove his or her possession was “not based on either ownership or the right 

to exercise control over the controlled substance.”

2. Forfeiture

The Attorney General contends that defendant forfeited this claim because he 

did not object below. Defendant contends that the instruction was an incorrect statement 

of the law, and that the instructional error affected his substantial rights, such that his 

failure to object in the trial court did not result in forfeiture of this claim on appeal. (See 

People v. Hudson (2006) 38 Cal.4th 1002, 1012 [forfeiture rule does not apply when 

“the trial court gives an instruction that is an incorrect statement of the law”]; Pen. Code, 

§ 1259 [“The appellate court may . . . review any instruction given, refused or modified, 

even though no objection was made thereto in the lower court, if the substantial rights of 

the defendant were affected thereby”].)

If defendant is correct that the instruction was incorrect because it added an 

erroneous element to the transitory possession defense, his substantial rights would be 

affected. (See People v. Hillhouse (2002) 27 Cal.4th 469, 503.) Thus, we will review 

the merits of defendant’s claim.

3. Legal Background

In Mijares, supra, 6 Cal.3d 415, the question presented was “whether the act of 

handling a narcotic for the sole purpose of disposal constitutes ‘possession’ ” within the 

meaning of a statute prohibiting possession of a controlled substance. (Id. at p. 417.) 

The defendant had been observed throwing a wrapped object, which contained heroin, 

from a car. The defendant testified at trial that he had been driving with a companion 

who appeared to be overdosing. He had removed the heroin from his companion’s 

pocket and thrown it out of the car before taking his companion for emergency medical 

treatment. (Id. at p. 419.) On appeal, the defendant argued that “the jury should have 
6

been instructed that if it believed he did not himself use heroin on the day in question or 

handle it in furnishing narcotics to [his companion] but instead had no contact with the 

narcotic other than to remove it from [his companion’s] pocket for the purpose of 

disposal, such handling is insufficient for conviction of the crime of possession.” (Ibid.) 

The California Supreme Court agreed. The court explained that “[i]n a literal sense, 

defendant here physically controlled the narcotic when he removed it from the pockets of 

[his companion] and threw it away,” but that such conduct was not “included within the 

‘dominion and control’ test of possession.” (Id. at p. 421.)

The California Supreme Court revisited the transitory possession defense in 

Martin, supra, 25 Cal.4th 1180, where the court rejected the defendant’s claim that the 

defense “ ‘is not limited to possession for “brief moments” only.’ [Citation.]” (Id. at 

p. 1182.) The Martin court reaffirmed “that the defense of transitory possession devised 

in Mijares applies only to momentary or transitory possession of contraband for the 

purpose of disposal.” (Id. at p. 1191.) The Martin court further explained: “ ‘When a 

defendant relies on the Mijares defense, he or she essentially admits the commission of 

the offense of simple possession of narcotics: The defendant exercised control over the 

narcotics, he or she knew of its nature and presence, and possessed a usable amount. 

[Citation.] However, the defendant additionally asserts that he or she possessed the 

narcotics for the limited purpose of disposal, abandonment, or destruction. Mijares does 

not serve to negate an element of the offense of possession of narcotics. Instead, it offers 

a judicially created exception of lawful possession under certain specific circumstances 

as a matter of public policy, similar to the defenses of entrapment and necessity.’ ” 

(Ibid.)

4. Analysis

Defendant contends that no legal authority supports the requirement, in CALJIC 

No. 12.06, that in order for the transitory possession defense to apply, the jury must find 

that a defendant’s possession “is not based on either ownership or the right to exercise 
7

control over the controlled substance.” Defendant points out that this element is not 

contained in CALCRIM No. 2305.3

Based upon our reading of Mijares and Martin, we conclude that the instruction 

given here was correct insofar as it required defendant to prove that his possession of the 

methamphetamine was “not based on . . . ownership.” Ownership of a controlled 

substance would be inconsistent with a “momentary or transitory possession of 

contraband for the purpose of disposal,” which is required in order for the defense to 

apply. (Martin, supra, 25 Cal.4th at p. 1191.) On the other hand, a “momentary or 

transitory possession of contraband for the purpose of disposal” (ibid.) is not necessarily 

inconsistent with “the right to exercise control over the controlled substance.” As 

explained in Martin, a defendant who is relying on the Mijares defense “ ‘essentially 

admits the commission of the offense of simple possession of narcotics,’ ” including the 

fact that he or she “ ‘exercised control over the narcotics.’ ” (Ibid.) A defendant may 

have the right to exercise control over an item during the brief period in which he or she 

possesses the item for purposes of disposal.

However, even assuming that the instruction was erroneous because it required 

defendant to prove that he did not have the right to exercise control over the 

 

3 CALCRIM No. 2305 provides: “If you conclude that the defendant possessed 

<insert name of controlled substance>, that possession was not illegal if the defendant 

can prove the defense of momentary possession. In order to establish this defense, the 

defendant must prove that: [¶] 1. The defendant possessed <insert name of controlled 

substance> only for a momentary or transitory period; [¶] 2. The defendant possessed 

<insert name of controlled substance> in order to (abandon[,]/ [or] dispose of[,]/ [or] 

destroy) it; [¶] AND [¶] 3. The defendant did not intend to prevent law enforcement 

officials from obtaining the <insert name of controlled substance>. [¶] The defendant 

has the burden of proving this defense by a preponderance of the evidence. This is a 

different standard of proof than proof beyond a reasonable doubt. To meet the burden of 

proof by a preponderance of the evidence, the defendant must prove that it is more likely 

than not that each of the three listed items is true.”
8

methamphetamine, defendant was not prejudiced thereby, because on the facts of this 

case, he was not entitled to an instruction on the Mijares defense.

The facts of the instant case are closely analogous to People v. Sullivan (1989) 

215 Cal.App.3d 1446 (Sullivan), which was expressly approved by the California 

Supreme Court in Martin, supra, 25 Cal.4th at page 1190. In Sullivan, the police stopped 

the defendant for traffic violations a quarter of a mile from his house. (Sullivan, supra,

at p. 1450.) The defendant’s car contained methamphetamine manufacturing materials, 

and a search of his person revealed that he was carrying 6.7 grams of methamphetamine. 

(Id. at p. 1449.) More methamphetamine manufacturing materials were found in a shed 

located on the defendant’s property. According to the defendant, the methamphetamine 

and methamphetamine manufacturing materials belonged to someone who had been 

renting the shed from the defendant’s girlfriend. Upon finding the materials, the 

defendant had decided to take them to an industrial park and dispose of them in a 

dumpster. (Ibid.)

On appeal from his convictions, which included possession for sale of 

methamphetamine and manufacturing of methamphetamine, the Sullivan defendant 

contended that he was entitled to an instruction on the defense of momentary or transitory 

possession. The court rejected the claim, explaining that the defendant’s “own version of 

the facts show he made a conscious decision to exercise control and dominion over the 

methamphetamine for an extended period of time.” (Sullivan, supra, 215 Cal.App.3d at 

p. 1453.) The defendant had not taken “merely momentary possession of the 

methamphetamine while disposing of it, e.g., his possession was not limited to handling 

the methamphetamine for the few moments it would take to carry it into the house and 

flush it down the toilet.” (Ibid.) The court found it significant that the defendant had 

kept the methamphetamine “separate from the chemicals and equipment,” that when 

stopped by the deputy, he “did not attempt to turn the methamphetamine over to the 
9

police,” and that he had put the methamphetamine in his pocket “to conceal it from the 

deputy and to retain possession of it.” (Ibid.)

Here, defendant’s “own version of the facts show he made a conscious decision 

to exercise control and dominion over the methamphetamine for an extended period of 

time.” (Sullivan, supra, 215 Cal.App.3d at p. 1453.) Defendant testified that he had been 

riding his bicycle for about seven minutes while carrying the methamphetamine in his 

pocket. The defense also introduced into evidence a map showing that defendant traveled 

a substantial distance of many blocks while possessing the controlled substance. This 

evidence about the time and distance of defendant’s travel was inconsistent with 

defendant taking “merely momentary possession of the methamphetamine while 

disposing of it.” (Ibid.) As in Sullivan, defendant’s possession was “not limited to 

handling the methamphetamine for the few moments it would take to carry it into the 

[bathroom] and flush it down the toilet.” (Ibid.) Moreover, when defendant produced 

the methamphetamine, he did not tell Deputy Piazza that he was planning to dispose of it

and he “did not attempt to turn the methamphetamine over to the police.” (Ibid.) Finally, 

as in Sullivan, defendant had placed the methamphetamine in his pocket, “separate from”

the other items that he was carrying to the donation center. (Ibid.)

In sum, the facts of this case failed to support an instruction on the transitory

possession defense. Thus, defendant could not possibly have been prejudiced by the 

instruction as given.

B. Review of In Camera Proceedings

Defendant requests that this court independently examine the in camera 

proceedings related to his Pitchess motion. (See Pitchess, supra, 11 Cal.3d 531.) The 

Attorney General does not oppose this request.

1. Proceedings Below

Prior to trial, defendant filed a Pitchess motion seeking discovery of personnel 

records for Deputy Piazza and a second deputy who had assisted in defendant’s arrest. 
10

At the hearing on defendant’s Pitchess motion, defendant’s trial counsel specified that the 

motion related to defendant’s claims that the encounter was not consensual and that he 

was stopped without reasonable suspicion or probable cause. The trial court found that 

defendant established good cause for discovery of relevant materials as to both officers. 

The trial court conducted an in camera hearing with the custodian of records, but it found 

that there were no discoverable materials in the officers’ files.

2. Relevant Legal Principles

In Pitchess, the California Supreme Court held that a criminal defendant is entitled 

to discovery of officer personnel records if the information contained in the records is 

relevant to his or her ability to defend against the charge. (Pitchess, supra, at pp. 536-

537.)

The California Supreme Court detailed the procedure to be followed in connection 

with a Pitchess motion in People v. Mooc (2001) 26 Cal.4th 1216 (Mooc). After the 

defendant files his or her Pitchess motion, “[i]f the trial court concludes the defendant has 

fulfilled [the statutory] prerequisites and made a showing of good cause, the custodian of 

records should bring to court all documents ‘potentially relevant’ to the defendant’s 

motion. [Citation.] The trial court ‘shall examine the information in chambers’ (Evid.

Code, § 1045, subd. (b)), ‘out of the presence and hearing of all persons except the person 

authorized [to possess the records] and such other persons [the custodian of records] is 

willing to have present’ (id., § 915, subd. (b); see id., § 1045, subd. (b) [incorporating id.,

§ 915]). Subject to statutory exceptions and limitations . . . the trial court should then 

disclose to the defendant ‘such information [that] is relevant to the subject matter 

involved in the pending litigation.’ (Id., § 1045, subd. (a).)” (Mooc, supra, at p. 1226.)

It is essential that the trial court make a record of the particular files, records, or 

documents produced by the custodian for the court’s review. (Mooc, supra, 26 Cal.4th 

at p. 1228.) There should be a court reporter present to document any statements by the 

custodian, as well as any questions by the trial court and the custodian’s responses. 
11

(Id. at p. 1229.) “The trial court should then make a record of what documents it 

examined before ruling on the Pitchess motion. Such a record will permit future 

appellate review. . . . Without some record of the documents examined by the trial court, 

a party’s ability to obtain appellate review of the trial court’s decision . . . would be 

nonexistent. Of course, to protect the officer’s privacy, the examination of documents 

and questioning of the custodian should be done in camera in accordance with the 

requirements of Evidence Code section 915, and the transcript of the in camera hearing 

and all copies of the documents should be sealed. [Citation.]” (Id. at pp. 1229-1230, 

fn. omitted.)

3. Review of the In Camera Hearing Transcript

We have independently reviewed the sealed reporter’s transcript of the in camera

hearing regarding the Pitchess discovery of the officer’s personnel records. The record is

sufficient to permit appellate review, and we conclude the trial court properly exercised 

its discretion in denying discovery.

IV. DISPOSITION

The judgment is affirmed.
___________________________________________

BAMATTRE-MANOUKIAN, ACTING P.J.

WE CONCUR:

__________________________

MIHARA, J.

__________________________

GROVER, J.